80_FR_72581 80 FR 72358 - Regulatory Improvements for Decommissioning Power Reactors

80 FR 72358 - Regulatory Improvements for Decommissioning Power Reactors

NUCLEAR REGULATORY COMMISSION

Federal Register Volume 80, Issue 223 (November 19, 2015)

Page Range72358-72373
FR Document2015-29536

The U.S. Nuclear Regulatory Commission (NRC) is issuing this advance notice of proposed rulemaking (ANPR) to obtain input from stakeholders on the development of a draft regulatory basis. The draft regulatory basis would support potential changes to the NRC's regulations for the decommissioning of nuclear power reactors. The NRC's goals in amending these regulations would be to provide an efficient decommissioning process, reduce the need for exemptions from existing regulations, and support the principles of good regulation, including openness, clarity, and reliability. The NRC is soliciting public comments on the contemplated action and invites stakeholders and interested persons to participate. The NRC plans to hold a public meeting to promote full understanding of the questions contained in this ANPR and facilitate public comment.

Federal Register, Volume 80 Issue 223 (Thursday, November 19, 2015)
[Federal Register Volume 80, Number 223 (Thursday, November 19, 2015)]
[Proposed Rules]
[Pages 72358-72373]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-29536]


========================================================================
Proposed Rules
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains notices to the public of 
the proposed issuance of rules and regulations. The purpose of these 
notices is to give interested persons an opportunity to participate in 
the rule making prior to the adoption of the final rules.

========================================================================


Federal Register / Vol. 80, No. 223 / Thursday, November 19, 2015 / 
Proposed Rules

[[Page 72358]]



NUCLEAR REGULATORY COMMISSION

10 CFR Parts 26, 50, 52, 73, and 140

[NRC-2015-0070]
RIN 3150-AJ59


Regulatory Improvements for Decommissioning Power Reactors

AGENCY: Nuclear Regulatory Commission.

ACTION: Advance notice of proposed rulemaking; request for comment.

-----------------------------------------------------------------------

SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is issuing this 
advance notice of proposed rulemaking (ANPR) to obtain input from 
stakeholders on the development of a draft regulatory basis. The draft 
regulatory basis would support potential changes to the NRC's 
regulations for the decommissioning of nuclear power reactors. The 
NRC's goals in amending these regulations would be to provide an 
efficient decommissioning process, reduce the need for exemptions from 
existing regulations, and support the principles of good regulation, 
including openness, clarity, and reliability. The NRC is soliciting 
public comments on the contemplated action and invites stakeholders and 
interested persons to participate. The NRC plans to hold a public 
meeting to promote full understanding of the questions contained in 
this ANPR and facilitate public comment.

DATES: Submit comments by January 4, 2016. Comments received after this 
date will be considered if it is practical to do so, but the NRC is 
able to ensure consideration only for comments received on or before 
this date.

ADDRESSES: You may submit comments by any of the following methods 
(unless this document describes a different method for submitting 
comments on a specific subject):
     Federal rulemaking Web site: Go to http://www.regulations.gov and search for Docket ID NRC-2015-0070. Address 
questions about NRC dockets to Carol Gallagher; telephone: 301-415-
3463; email: [email protected]. For technical questions contact 
the individual listed in the FOR FURTHER INFORMATION CONTACT section of 
this document.
     Email comments to: [email protected]. If you do 
not receive an automatic email reply confirming receipt, then contact 
us at 301-415-1677.
     Fax comments to: Secretary, U.S. Nuclear Regulatory 
Commission at 301-415-1101.
     Mail comments to: Secretary, U.S. Nuclear Regulatory 
Commission, Washington, DC 20555-0001, ATTN: Rulemakings and 
Adjudications Staff.
     Hand deliver comments to: 11555 Rockville Pike, Rockville, 
Maryland 20852, between 7:30 a.m. and 4:15 p.m. (Eastern time) Federal 
workdays; telephone: 301-415-1677.
    For additional direction on obtaining information and submitting 
comments, see ``Obtaining Information and Submitting Comments'' in the 
SUPPLEMENTARY INFORMATION section of this document.

FOR FURTHER INFORMATION CONTACT: Jason B. Carneal, Office of Nuclear 
Reactor Regulation, U.S. Nuclear Regulatory Commission, Washington, DC 
20555-0001; telephone: 301-415-1451; email: [email protected].

SUPPLEMENTARY INFORMATION: 

Table of Contents

I. Obtaining Information and Submitting Comments
II. Background
    A. Regulatory Actions Related to Decommissioning Power Reactors
    B. Licensing Actions Related to Decommissioning Power Reactors
III. Discussion
IV. Regulatory Objectives
    A. Applicability to NRC Licenses and Approvals
    B. Interim Regulatory Actions
V. Specific Considerations
VI. Public Meeting
VII. Cumulative Effects of Regulation
VIII. Plain Writing
IX. Availability of Documents
X. Rulemaking Process

I. Obtaining Information and Submitting Comments

A. Obtaining Information

    Please refer to Docket ID NRC-2015-0070 when contacting the NRC 
about the availability of information for this action. You may obtain 
publicly-available information related to this action by any of the 
following methods:
     Federal Rulemaking Web site: Go to http://www.regulations.gov and search for Docket ID NRC-2015-0070.
     NRC's Agencywide Documents Access and Management System 
(ADAMS): You may obtain publicly-available documents online in the 
ADAMS Public Documents collection at http://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``ADAMS Public Documents'' and 
then select ``Begin Web-based ADAMS Search.'' For problems with ADAMS, 
please contact the NRC's Public Document Room (PDR) reference staff at 
1-800-397-4209, 301-415-4737, or by email to [email protected]. The 
ADAMS accession number for each document referenced (if it is available 
in ADAMS) is provided the first time that it is mentioned in the 
SUPPLEMENTARY INFORMATION section. For the convenience of the reader, 
instructions about obtaining materials referenced in this document are 
provided in Section IX, ``Availability of Documents,'' of this 
document.
     NRC's PDR: You may examine and purchase copies of public 
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555 
Rockville Pike, Rockville, Maryland 20852.

B. Submitting Comments

    Please include Docket ID NRC-2015-0070 in your comment submission.
    The NRC cautions you not to include identifying or contact 
information that you do not want to be publicly disclosed in your 
comment submission. The NRC posts all comment submissions at http://www.regulations.gov as well as entering the comment submissions into 
ADAMS. The NRC does not routinely edit comment submissions to remove 
identifying or contact information.
    If you are requesting or aggregating comments from other persons 
for submission to the NRC, then you should inform those persons not to 
include identifying or contact information that they do not want to be 
publicly disclosed in their comment submission. Your request should 
state that the NRC does not routinely edit comment submissions to 
remove such information before making the comment submissions available 
to the public or

[[Page 72359]]

entering the comment submissions into ADAMS.

II. Background

A. Regulatory Actions Related to Decommissioning Power Reactors

    Significant regulations for the decommissioning of nuclear power 
reactors were not included in NRC rules promulgated before 1988. The 
NRC published a final rule in the Federal Register on June 27, 1988 (53 
FR 24018), establishing decommissioning requirements for various types 
of licensees. By the early 1990s, the NRC recognized a need for more 
changes to the power reactor decommissioning regulations and published 
a proposed rule to amend its regulations for reactor decommissioning in 
1995 (60 FR 37374; July 20, 1995). In 1996, the NRC amended its 
regulations for reactor decommissioning to clarify ambiguities, make 
generically applicable procedures that had been used on a case-by-case 
basis, and allow for greater public participation in the 
decommissioning process (61 FR 39278; July 29, 1996). However, as an 
increasing number of power reactor licensees began decommissioning 
their reactors, it became apparent in the late 1990s that additional 
rulemaking was needed on specific topics to improve the efficiency and 
effectiveness of the decommissioning process.
    In a series of Commission papers issued between 1997 and 2001, the 
NRC staff provided options and recommendations to the Commission to 
address regulatory improvements related to power reactor 
decommissioning. In the Staff Requirements Memorandum (SRM) to SECY-99-
168, ``Improving Decommissioning Regulations for Nuclear Power 
Plants,'' dated December 21, 1999 (ADAMS Accession No. ML003752190), 
the Commission directed the NRC staff to proceed with a single, 
integrated, risk-informed decommissioning rule, addressing the areas of 
emergency preparedness (EP), insurance, safeguards, staffing and 
training, and backfit. The objective of the rulemaking was to clarify 
and remove certain regulations for decommissioning power reactors based 
on the reduction in radiological risk compared to operating reactors. 
At an operating reactor, the high temperature and pressure of the 
reactor coolant system, as well as the inventory of relatively short-
lived radionuclides, contribute to both the risk and consequences of an 
accident. With the permanent cessation of reactor operations and the 
permanent removal of the fuel from the reactor core, such accidents are 
no longer possible. As a result of the shutdown and removal of fuel, 
the reactor, reactor coolant system, and supporting systems no longer 
operate and, therefore, have no function. Hence, postulated accidents 
involving failure or malfunction of the reactor, reactor coolant 
system, or supporting systems are no longer applicable.
    During reactor decommissioning, the principal radiological risks 
are associated with the storage of spent fuel onsite. Generally, a few 
months after the reactor has been permanently shut down, there are no 
possible design-basis events that could result in a radiological 
release exceeding the limits established by the U.S. Environmental 
Protection Agency's (EPA) early- phase Protective Action Guidelines of 
1 roentgen equivalent man at the exclusion area boundary. The only 
accident that might lead to a significant radiological release at a 
decommissioning reactor is a zirconium fire. The zirconium fire 
scenario is a postulated, but highly unlikely, beyond-design-basis 
accident scenario that involves a major loss of water inventory from 
the spent fuel pool (SFP), resulting in a significant heat-up of the 
spent fuel, and culminating in substantial zirconium cladding oxidation 
and fuel damage. The analyses of spent fuel heat-up scenarios that 
might result in a zirconium fire are related to the decay heat of the 
irradiated fuel stored in the SFP. Therefore, the probability of a 
zirconium fire scenario continues to decrease as a function of the time 
that the decommissioning reactor has been permanently shut down.
    On June 28, 2000, the NRC staff submitted SECY-00-0145, 
``Integrated Rulemaking Plan for Nuclear Power Plant Decommissioning'' 
(ADAMS Accession No. ML003721626) to the Commission, proposing an 
integrated decommissioning rulemaking plan. The rulemaking plan was 
contingent on the completion of a zirconium fire risk study provided in 
NUREG-1738, ``Technical Study of Spent Fuel Pool Accident Risk at 
Decommissioning Nuclear Power Plants'' (ADAMS Accession No. 
ML010430066), on the accident risks at decommissioning reactor SFPs. 
The NUREG was issued on February 28, 2001.
    Although NUREG-1738 could not completely rule out the possibility 
of a zirconium fire after a long spent fuel decay times, it did 
demonstrate that storage of spent fuel in a high-density configuration 
in SFPs is safe, and that the risk of accidental release of a 
significant amount of radioactive material to the environment is low. 
The study used simplified and sometimes bounding assumptions and models 
to characterize the likelihood and consequences of beyond-design-basis 
SFP accidents. Subsequent NRC regulatory activities and studies 
(described in more detail below) have reaffirmed the safety and 
security of spent fuel stored in pools and shown that SFPs are 
effectively designed to prevent accidents.
    Because of uncertainty in the NUREG-1738 conclusions about the risk 
of SFP fires, the NRC staff faced a challenge in developing a generic 
decommissioning rule for EP, physical security, and insurance. To seek 
additional Commission direction, on June 4, 2001, the NRC staff 
submitted to the Commission SECY-01-0100, ``Policy Issues Related to 
Safeguards, Insurance, and Emergency Preparedness Regulations at 
Decommissioning Nuclear Power Plants Storing Fuel in Spent Fuel Pools'' 
(ADAMS Accession No. ML011450420). However, based on the reactor 
security implications of the terrorist attacks of September 11, 2001 
(9/11), and the results of NUREG-1738, the NRC redirected its 
rulemaking priorities to focus on programmatic regulatory changes 
related to safeguards and security. In a memorandum to the Commission, 
``Status of Regulatory Exemptions for Decommissioning Plants,'' dated 
August 16, 2002 (ADAMS Accession No. ML030550706), the NRC staff stated 
that no additional permanent reactor shut downs were anticipated in the 
foreseeable future, and that no immediate need existed to proceed with 
the decommissioning regulatory improvement work that was planned. 
Consequently, the NRC shifted resources allocated for reactor 
decommissioning rulemaking to other activities. The NRC staff concluded 
that if any additional reactors permanently shut down after the 
rulemaking effort was suspended, establishment of the decommissioning 
regulatory framework would continue to be addressed through the license 
amendment and exemption processes.
    Between 1998 and 2013, no power reactors permanently ceased 
operation. Since 2013, five power reactors have permanently shut down, 
defueled, and are transitioning to decommissioning. For these 
decommissioning reactor licensees, the NRC has processed various 
license amendments and exemptions to establish a decommissioning 
regulatory framework, similar to the method used in the 1990s.
    Following the 9/11 attack, the NRC took several actions to further 
reduce the possibility of a SFP fire. In the wake of the attacks, the 
NRC issued orders

[[Page 72360]]

that required licensees to implement additional security measures, 
including increased patrols, augmented security forces and 
capabilities, and more restrictive site-access controls to reduce the 
likelihood of an accident, including a SFP accident, resulting from a 
terrorist initiated event. The NRC's regulatory actions after the 
terrorist attacks of 9/11 have significantly enhanced the safety of 
SFPs. A comprehensive discussion of post 9/11 activities, some of which 
specifically address SFP safety and security, is provided in the 
memorandum to the Commission titled, ``Documentation of Evolution of 
Security Requirements at Commercial Nuclear Power Plants with Respect 
to Mitigation Measures for Large Fires and Explosions,'' dated February 
4, 2010 (ADAMS Accession No. ML092990438).
    In addition, the NRC amended Sec.  50.55(hh)(2) of title 10 of the 
Code of Federal Regulations (10 CFR) to require licensees to implement 
other mitigating measures to maintain or restore SFP cooling capability 
in the event of loss of large areas of the plant due to fires or 
explosions, which further decreases the probability of a SFP fire (74 
FR 13926, March 27, 2009). The Nuclear Energy Institute (NEI) provided 
detailed guidance in ``NEI-06-12: B.5.b Phase 2 & 3 Submittal 
Guideline,'' Revision 2, dated December 2006 (ADAMS Accession No. 
ML070090060). The NRC endorsed this guidance on December 22, 2006 (non-
publicly available), for compliance with the Sec.  50.54(hh)(2) 
requirements. Under Sec.  50.54(hh)(2), power reactor licensees are 
required to implement strategies such as those provided in NEI-06-12. 
The NEI's guidance specifies that portable, power-independent pumping 
capabilities must be able to provide at least 500 gallons per minute 
(gpm) of bulk water makeup to the SFP, and at least 200 gpm of water 
spray to the SFP. Recognizing that the SFP is more susceptible to a 
release when the spent fuel is in a nondispersed configuration, the 
guidance also specifies that the portable equipment is to be capable of 
being deployed within 2 hours for a nondispersed configuration. The NRC 
found the NEI guidance to be an effective means for mitigating the 
potential loss of large areas due to fires or explosions.
    Further, other organizations, such as Sandia National Laboratory, 
have confirmed the effectiveness of the additional mitigation 
strategies to maintain spent fuel cooling in the event the pool is 
drained and its initial water inventory is reduced or lost entirely. 
The analyses conducted by the Sandia National Laboratories 
(collectively, the ``Sandia studies''), are sensitive security related 
information and are not available to the public. The Sandia studies 
considered spent fuel loading patterns and other aspects of a 
pressurized-water reactor SFP and a boiling water reactor SFP, 
including the role that the circulation of air plays in the cooling of 
spent fuel. The Sandia studies indicated that there may be a 
significant amount of time between the initiating event (i.e., the 
event that causes the SFP water level to drop) and the spent fuel 
assemblies becoming partially or completely uncovered. In addition, the 
Sandia studies indicated that for those hypothetical conditions where 
air cooling may not be effective in preventing a zirconium fire, there 
is a significant amount of time between the spent fuel becoming 
uncovered and the possible onset of such a zirconium fire, thereby 
providing a substantial opportunity for both operator and system event 
mitigation.
    The Sandia studies, which account for relevant heat transfer and 
fluid flow mechanisms, also indicated that air-cooling of spent fuel 
would be sufficient to prevent SFP zirconium fires at a point much 
earlier following fuel offload from the reactor than previously 
considered (e.g., in NUREG-1738). Thus, the fuel is more easily cooled, 
and the likelihood of an SFP fire is therefore reduced.
    Additional mitigation strategies implemented subsequent to 9/11 
enhance spent fuel coolability, and the potential to recover SFP water 
level and cooling prior to a potential SFP zirconium fire. The Sandia 
studies also confirmed the effectiveness of additional mitigation 
strategies to maintain spent fuel cooling in the event the pool is 
drained and its initial water inventory is reduced or lost entirely. 
Based on this more recent information, and the implementation of 
additional strategies following 9/11, the probability of a SFP 
zirconium fire initiation is expected to be less than reported in 
NUREG-1738 and previous studies.
    The NUREG-2161, ``Consequence Study of a Beyond-Design-Basis 
Earthquake Affecting the Spent Fuel Pool for a U.S. Mark I Boiling 
Water Reactor,'' dated September 2014 (ADAMS Accession No. 
ML14255A365), evaluated the potential benefits of strategies required 
in Sec.  50.54(hh)(2). The NUREG-2161 found that successful 
implementation of mitigation strategies significantly reduces the 
likelihood of a release from the SFP in the event of a loss of cooling 
water. Additionally, NUREG-2161 found that the placement of spent fuel 
in a dispersed configuration in the SFP, such as the 1 x 4 pattern, 
would have a positive effect in promoting natural circulation, which 
enhances air coolability and thereby reduces the likelihood of a 
release from a completely drained SFP. An information notice titled, 
``Potential Safety Enhancements to Spent Fuel Pool Storage,'' dated 
November 14, 2014 (ADAMS Accession No. ML14218A493), was issued to all 
licensees informing them of the insights from NUREG-2161. This 
information notice describes the benefits of storing spent fuel in more 
favorable loading patterns, placing spent fuel in dispersed patterns 
immediately after core offload, and taking action to improve mitigation 
strategies.
    In addition, in response to the Fukushima Dai-ichi accident, the 
NRC is currently implementing regulatory actions to further enhance 
reactor and SFP safety. On March 12, 2012, the NRC issued Order EA-12-
051, ``Issuance of Order to Modify Licenses with Regard to Reliable 
Spent Fuel Pool Instrumentation,'' (ADAMS Accession No. ML12054A679), 
which requires that licensees install reliable means of remotely 
monitoring wide-range SFP levels to support effective prioritization of 
event mitigation and recovery actions in the event of a beyond-design-
basis external event. Although the primary purpose of the order was to 
ensure that operators were not distracted by uncertainties related to 
SFP conditions during the accident response, the improved monitoring 
capabilities will help in the diagnosis and response to potential 
losses of SFP integrity. In addition, on March 12, 2012, the NRC issued 
Order EA-12-049, ``Order Modifying Licenses with Regard to Requirements 
for Mitigation Strategies for Beyond-Design-Basis External Events,'' 
(ADAMS Accession No. ML12054A735), which requires licensees to develop, 
implement, and maintain guidance and strategies to maintain or restore 
SFP cooling capabilities, independent of alternating current power, 
following a beyond-design-basis external event. These requirements 
ensure a more reliable and robust mitigation capability is in place to 
address degrading conditions in SFPs.
    The NRC believes that much of the information in the SFP studies 
that have been accomplished since NUREG-1738, as discussed previously, 
will contribute to the development of a regulatory basis for the 
current power reactor decommissioning rulemaking effort.
    In the SRM to SECY-14-0118, ``Request by Duke Energy Florida, Inc., 
for Exemptions from Certain Emergency Planning Requirements,'' dated 
December 30, 2014 (ADAMS Accession No. ML14364A111), the Commission 
directed the NRC staff to proceed with

[[Page 72361]]

rulemaking on reactor decommissioning and set an objective of early 
2019 for its completion. The Commission also stated that this 
rulemaking should address the following:
     Issues discussed in SECY-00-0145 such as the graded 
approach to emergency preparedness;
     Lessons learned from the plants that have already (or are 
currently) going through the decommissioning process;
     The advisability of requiring a licensee's post-shutdown 
decommissioning activity report (PSDAR) to be approved by the NRC;
     The appropriateness of maintaining the three existing 
options (DECON, SAFSTOR, and ENTOMB \1\) for decommissioning and the 
timeframes associated with those options;
---------------------------------------------------------------------------

    \1\ These options were first identified in the 1988 Generic 
Environmental Impact Statement and defined as follows:
    DECON: The equipment, structures, and portions of the facility 
and site that contain radioactive contaminants are promptly removed 
or decontaminated to a level that permits termination of the license 
shortly after cessation of operations.
    SAFSTOR: The facility is placed in a safe, stable condition and 
maintained in that state (safe storage) until it is subsequently 
decontaminated and dismantled to levels that permit license 
termination. During SAFSTOR, a facility is left intact, but the fuel 
has been removed from the reactor vessel, and radioactive liquids 
have been drained from systems and components and then processed. 
Radioactive decay occurs during the SAFSTOR period, thus reducing 
the quantity of contaminated and radioactive material that must be 
disposed of during decontamination and dismantlement. The definition 
of SAFSTOR also includes the decontamination and dismantlement of 
the facility at the end of the storage period.
    ENTOMB: Radioactive systems, structures, and components are 
encased in a structurally long-lived substance, such as concrete. 
The entombed structure is appropriately maintained, and continued 
surveillance is carried out until the radioactivity decays to a 
level that permits termination of the license.
---------------------------------------------------------------------------

     The appropriate role of State and local governments and 
nongovernmental stakeholders in the decommissioning process; and
     Any other issues deemed relevant by the NRC staff.
    In SECY-15-0014, ``Anticipated Schedule and Estimated Resources for 
a Power Reactor Decommissioning Rulemaking,'' dated January 30, 2015 
(ADAMS Accession No. ML15082A089--redacted), the NRC staff committed to 
proceed with a rulemaking on reactor decommissioning and provided an 
anticipated schedule and estimate of the resources required for the 
completion of a decommissioning rulemaking. In SECY-15-0127, 
``Schedule, Resource Estimates, and Impacts for the Power Reactor 
Decommissioning Rulemaking,'' dated October 7, 2015, (non-publicly 
available), the staff provided further information to the Commission on 
resource estimates and work that will be delayed or deferred in fiscal 
year (FY) 2016 to enable the staff to make timely progress consistent 
with Commission direction to have a final rule submitted to the 
Commission by the end of FY 2019.

B. Licensing Actions Related to Decommissioning Power Reactors

    In 2013, four power reactor units permanently shut down without 
significant advance notice or pre-planning. These licensees and the 
associated shut down reactors are: Duke Energy Florida for Crystal 
River Unit 3 Nuclear Generation Plant; Dominion Energy Kewaunee for 
Kewaunee Power Station; and Southern California Edison for San Onofre 
Nuclear Generating Station, Units 2 and 3.
    On December 29, 2014, Entergy Nuclear Operations, Inc., shut down 
Vermont Yankee Nuclear Power Station (VY), and on January 12, 2015, the 
licensee certified that VY had permanently ceased operation and removed 
fuel from the reactor vessel. Furthermore, Exelon Generation Company, 
the licensee for the Oyster Creek Nuclear Generating Station, has 
indicated that it is currently planning to shut down that facility in 
2019.
    Both the decommissioning reactor licensees and the NRC have 
expended substantial resources processing licensing actions for these 
power reactors during their transition period to a decommissioning 
status. Consistent with the power reactors that permanently shutdown in 
the 1990s, the licensees that are currently transitioning to 
decommissioning are establishing a long-term regulatory framework based 
on the low risk of an offsite radiological release posed by a 
decommissioning reactor. The licensees are seeking NRC approval of 
exemptions and amendments, to reduce requirements no longer needed or 
no longer relevant for permanently shutdown reactors.
    The NRC has not identified any significant risks to public health 
and safety in the current regulatory framework for decommissioning 
power reactors. Consequently, the need for a power reactor 
decommissioning rulemaking is not based on any identified safety-driven 
or security-driven concerns. When compared to an operating reactor, the 
risk of an offsite radiological release is significantly lower, and the 
types of possible accidents are significantly fewer, at a nuclear power 
reactor that has permanently ceased operations and removed fuel from 
the reactor vessel. Although the need for a power reactor 
decommissioning rulemaking is not based on safety concerns, the NRC 
understands that the decommissioning process can be improved and made 
more efficient and predictable by reducing its reliance on processing 
licensing actions to achieve a long-term regulatory framework for 
decommissioning. Therefore, the primary objective of the 
decommissioning rulemaking is to implement appropriate regulatory 
changes that reduce the number of licensing actions needed during 
decommissioning.
    The NRC anticipates that a power reactor decommissioning rulemaking 
will require substantial interactions with all stakeholders. The 
information developed in SECY-00-0145 provides a historical perspective 
on the regulatory challenges that the NRC is facing for those licensees 
currently transitioning to decommissioning. In addition, SECY-00-0145 
serves as a good starting point for the current reactor decommissioning 
rulemaking effort. However, as a result of the changes to operating 
reactor regulations in the areas of EP and security after September 11, 
2001, and the earthquake and tsunami affecting the Fukushima Dai-ichi 
nuclear power station in Japan, there will likely be many differences 
in the current rulemaking effort as compared to the rulemaking approach 
proposed in SECY-00-0145. The proposed decommissioning rulemaking 
effort needs to be carefully scoped to ensure an efficient and timely 
rulemaking process. Incorporating too broad of a regulatory scope into 
a single rule was one of the challenges encountered during the prior 
rulemaking effort.
    Until a new decommissioning rulemaking is complete, licensees that 
are considering decommissioning can use recently completed 
decommissioning licensing actions as a template for beginning 
decommissioning activities. In addition, the NRC can use these recent 
licensing action evaluations as a precedent when processing similar 
decommissioning actions. The recently completed licensing actions will 
also provide supporting information for the framework and context of a 
power reactor decommissioning rulemaking. The NRC has also completed 
interim staff guidance on processing EP license exemptions (NSIR/DPR-
ISG-02, ``Emergency Planning Exemption Requests for Decommissioning 
Nuclear Power Plants,'' ADAMS Accession No. ML13304B442), and has 
issued draft interim staff guidance for physical security license 
exemptions (NSIR/DSP-ISG-03, ``Review of Security

[[Page 72362]]

Exemptions/License Amendment Requests for Decommissioning Nuclear Power 
Plants,'' ADAMS Accession No. ML14294A170).
    The NRC intends to work closely with all stakeholders to ensure 
that the decommissioning rulemaking can be achieved within a reasonable 
timeframe.

III. Discussion

    The NRC has determined that interaction with the public and 
stakeholders will help to inform the development of a regulatory basis 
for the power reactor decommissioning rulemaking. This ANPR is 
structured around questions intended to solicit information that: (1) 
Defines the scope of stakeholder interest in a decommissioning 
rulemaking, and (2) supports the development of a complete and adequate 
regulatory basis. Commenters should feel free to provide feedback on 
any aspect of power reactor decommissioning that would support this 
ANPR's regulatory objective, whether or not in response to a question 
listed in this ANPR.

IV. Regulatory Objectives

    The NRC is developing a proposed rule that would amend the current 
requirements for power reactors transitioning to decommissioning. 
Experience has demonstrated that licensees for decommissioning power 
reactors seek several exemptions and license amendments per site to 
establish a long-term licensing basis for decommissioning. By issuing a 
decommissioning rule, the NRC would be able to establish regulations 
that would maintain safety and security at sites transitioning to 
decommissioning without the need to grant specific exemptions or 
license amendments in certain regulatory areas. Specifically, the 
decommissioning rulemaking would have the following goals: (1) Continue 
to provide reasonable assurance of adequate protection of the public 
health and safety and common defense and security at decommissioning 
power reactor sites; (2) Ensure that the requirements for 
decommissioning power reactors are clear and appropriate; (3) Codify 
those issues that are found to be generically applicable to all 
decommissioning power reactors and have resulted in the need for 
similarly-worded exemptions or license amendments; and (4) Identify, 
define, and resolve additional areas of concern related to the 
regulation of decommissioning power reactors.

A. Applicability to NRC Licenses and Approvals

    The NRC would apply these updated requirements to power reactors 
permanently shut down and defueled and entered into decommissioning.
    Accordingly, the NRC envisions that the requirements would apply to 
the following:
     Nuclear power plants currently licensed under 10 CFR part 
50;
     Nuclear power plants currently being constructed under 
construction permits issued under 10 CFR part 50, or whose construction 
permits may be reinstated;
     Future nuclear power plants whose construction permits and 
operating licenses are issued under 10 CFR part 50; and
     Current and future nuclear power plants licensed under 10 
CFR part 52.

B. Interim Regulatory Actions

    The NRC recognizes that it will take several years to issue a final 
rule. If additional reactors begin decommissioning before 
implementation of the final rule, the NRC anticipates that licensees 
will continue to use existing regulatory processes (for example, 
exemptions and license amendments) to establish their decommissioning 
regulatory framework.

V. Specific Considerations

    The NRC is seeking stakeholders' input on the following specific 
areas related to power reactor decommissioning regulations. The NRC 
asks that commenters provide the bases for their comments (i.e., the 
underlying rationale for the position stated in the comment) to enable 
the NRC to have a complete understanding of commenters' positions.
A. Questions Related to Emergency Preparedness Requirements for 
Decommissioning Power Reactor Licensees
    The EP requirements of 10 CFR 50.47, ``Emergency Plans,'' and 
appendix E, ``Emergency Planning and Preparedness for Production and 
Utilization Facilities,'' to 10 CFR part 50 continue to apply to a 
nuclear power reactor after permanent cessation of operations and 
removal of fuel from the reactor vessel. Currently, there are no 
explicit regulatory provisions distinguishing EP requirements for a 
power reactor that has been shut down from those for an operating power 
reactor. The NRC is considering several changes to the EP requirements 
in 10 CFR part 50, ``Domestic Licensing of Production and Utilization 
Facilities,'' including Sec.  50.47, ``Emergency Plans;'' appendix E to 
10 CFR part 50, ``Emergency Planning and Preparedness for Production 
and Utilization Facilities''; Sec.  50.54(s), (q), and (t), and Sec.  
50.72(a) and (b). These areas are discussed in more detail in this 
section. The questions on EP have been listed in this document using 
the acronym ``EP'' and sequential numbers.
    EP-1: The NRC has previously approved exemptions from the emergency 
planning regulations in Sec.  50.47 and appendix E to 10 CFR part 50 at 
permanently shut down and defueled power reactor sites based on the 
determination that there are no possible design-basis events at a 
decommissioning licensee's facility that could result in an offsite 
radiological release exceeding the limits established by the EPA's 
early-phase protective action guidelines of 1 rem at the exclusion area 
boundary. In addition, the possibility of the spent fuel in the SFP 
reaching the point of a beyond-design-basis zirconium fire is highly 
unlikely based on an analysis of the amount of time before spent fuel 
could reach the zirconium ignition temperature during a SFP partial 
drain-down event, assuming a reasonably conservative adiabatic heat-up 
calculation. A minimum of 10 hours is the time that was used in 
previously approved exemptions, which allows for onsite mitigative 
actions to be taken by the licensee or actions to be taken by offsite 
authorities in accordance with the comprehensive emergency management 
plans (i.e., all hazards plans). For licensees that have been granted 
exemptions, the EP regulations, as exempted, continue to require the 
licensees to, among other things, maintain an onsite emergency plan 
addressing the classification of an emergency, notification of 
emergencies to licensee personnel and offsite authorities, and 
coordination with designated offsite government officials following an 
event declaration so that, if needed, offsite authorities may implement 
protective actions using a comprehensive emergency management (all-
hazard) approach to protect public health and safety. The EP exemptions 
relieve the licensee from the requirement to maintain formal offsite 
radiological emergency preparedness, including the 10-mile emergency 
planning zone.
    a. What specific EP requirements in Sec.  50.47 and appendix E to 
10 CFR part 50 should be evaluated for modification, including any EP 
requirements not addressed in previously approved exemption requests 
for licensees with decommissioning reactors?
    b. What existing NRC EP-related guidance and other documents should

[[Page 72363]]

be revised to address implementation of changes to the EP requirements?
    c. What new guidance would be necessary to support implementation 
of changes to the EP requirements?
    EP-2: Rulemaking may involve a tiered approach for modifying EP 
requirements based on several factors, including, but not limited to, 
the source term after cessation of power operations, removal of fuel 
from the reactor vessel, elapsed time after permanent defueling, and 
type of long-term onsite fuel storage.
    a. What tiers and associated EP requirements would be appropriate 
to consider for this approach?
    b. What factors should be considered in establishing each tier?
    c. What type of basis could be established to support each tier or 
factor?
    d. Should the NRC consider an alternative to a tiered approach for 
modifying EP requirements? If so, provide a description of a proposed 
alternative.
    EP-3: Several aspects of offsite EP, such as formal offsite 
radiological emergency plans, emergency planning zones, and alert and 
notification systems, may not be necessary at a decommissioning site 
when beyond-design-basis events--which could result in the need for 
offsite protective actions--are few in number and highly unlikely to 
occur.
    a. Presently, licensees at decommissioning sites must maintain the 
following capabilities to initiate and implement emergency response 
actions: Classify and declare an emergency, assess releases of 
radioactive materials, notify licensee personnel and offsite 
authorities, take mitigative actions, and request offsite assistance if 
needed. What other aspects of onsite EP and response capabilities may 
be appropriate for licensees at decommissioning sites to maintain once 
the requirements to maintain formal offsite EP are discontinued?
    b. To what extent would it be appropriate for licensees at 
decommissioning sites to arrange for offsite assistance to supplement 
onsite response capabilities? For example, licensees at decommissioning 
sites would maintain agreements with offsite authorities for fire, 
medical, and law enforcement support.
    c. What corresponding changes to Sec.  50.54(s)(2)(ii) and 
50.54(s)(3) (about U.S. Federal Emergency Management Agency (FEMA)-
identified offsite EP deficiencies and FEMA offsite EP findings, 
respectively) may be appropriate when offsite radiological emergency 
plans would no longer be required?
    EP-4: Under Sec.  50.54(q), nuclear power reactor licensees are 
required to follow and maintain the effectiveness of emergency plans 
that meet the standards in Sec.  50.47 and the requirements in appendix 
E to 10 CFR part 50. These licensees must submit to the NRC, for prior 
approval, changes that would reduce the effectiveness of their 
emergency plans.
    a. Should Sec.  50.54(q) be modified to recognize that nuclear 
power reactor licensees, once they certify under Sec.  50.82, 
``Termination of License,'' to have permanently ceased operation and 
permanently removed fuel from the reactor vessel, would no longer be 
required to meet all standards in Sec.  50.47 and all requirements in 
appendix E? If so, describe how.
    b. Should nuclear power reactor licensees, once they certify under 
Sec.  50.82 to have permanently ceased operation and permanently 
removed fuel from the reactor vessel, be allowed to make emergency plan 
changes based on Sec.  50.59, ``Changes, Tests, and Experiments,'' 
impacting EP related equipment directly associated with power 
operations? If so, describe how this might be addressed under Sec.  
50.54(q).
    EP-5: Under Sec.  50.54(t), nuclear power reactor licensees are 
required to review all EP program elements every 12 months. Some EP 
program elements may not apply to permanently shut down and defueled 
sites; for example, the adequacy of interfaces with State and local 
government officials when offsite radiological emergency plans may no 
longer be required. Should Sec.  50.54(t) be clarified to distinguish 
between EP program review requirements for operating versus permanently 
shut down and defueled sites? If so, describe how.
    EP-6: The Emergency Response Data System (ERDS) transmits key 
operating plant data to the NRC during an emergency. Under Sec.  
50.72(a)(4), nuclear power reactor licensees are required to activate 
ERDS within 1 hour after declaring an emergency at an ``Alert'' or 
higher emergency classification level. Much of the plant data, and 
associated instrumentation for obtaining the data, would no longer be 
available or needed after a reactor is permanently shut down and 
defueled. Section VI.2 to appendix E of 10 CFR part 50 does not require 
a nuclear power facility that is shut down permanently or indefinitely 
to have ERDS. At what point(s) in the decommissioning process should 
ERDS activation, ERDS equipment, and the instrumentation for obtaining 
ERDS data, no longer be necessary?
    EP-7: Under Sec.  50.72(a)(1)(i), nuclear power reactor licensees 
are required to make an immediate notification to the NRC for the 
declaration of any of the emergency classes specified in the licensee's 
NRC-approved emergency plan. Notification of the lowest level of a 
declared emergency at a permanently shut down and defueled reactor 
facility may no longer need to be an immediate notification (e.g., 
consider changing the immediate notification category for a 
Notification of Unusual Event emergency declaration to a 1-hour 
notification). What changes to Sec.  50.72(a)(1)(i) should be 
considered for decommissioning sites?
    EP-8: Under Sec.  50.72(b)(3)(xiii), nuclear power reactor 
licensees are required to make an 8-hour report of any event that 
results in a major loss of emergency assessment capability, offsite 
response capability, or offsite communications capability (e.g., 
significant portion of control room indication, emergency notification 
system, or offsite notification system). Certain parts of this section 
may not apply to a permanently shut down and defueled site (e.g., a 
major loss of offsite response capability once offsite radiological 
emergency plans would no longer be required). What changes to Sec.  
50.72(b)(3)(xiii) should be considered for decommissioning sites?
B. Questions Related to the Physical Security Requirements for 
Decommissioning Power Reactor Licensees
    Currently, the physical protection programs applied at 
decommissioning reactors are managed through security plan changes 
submitted to the NRC under the provisions of Sec. Sec.  50.90 and 
50.54(p) and exemptions submitted to the NRC for approval under Sec.  
73.5. All physical protection program requirements contained in the 
current Sec.  73.55, appendix B to 10 CFR part 73, ``General Criteria 
for Security Personnel,'' and appendix C to 10 CFR part 73, ``Licensee 
Safeguards Contingency Plans,'' are applicable to operating reactors 
and decommissioning reactors unless otherwise modified. The questions 
on physical security requirements (PSR) have been listed in this 
document using the acronym ``PSR'' and sequential numbers.
    PSR-1: Identify any specific security requirements in Sec.  73.55 
and appendices B and C to 10 CFR part 73 that should be considered for 
change to reflect differences between requirements for operating 
reactors and permanently shut down and defueled reactors.

[[Page 72364]]

    PSR-2: The physical security requirements protecting the spent fuel 
stored in the SFP from the design basis threat (DBT) for radiological 
sabotage are contained in 10 CFR part 73 and would remain unchanged by 
this rulemaking. However:
    a. Are there any suggested changes to the physical security 
requirements in 10 CFR part 73 or its appendices that would be 
generically applicable to a decommissioning power reactor while spent 
fuel is stored in the SFP (e.g., are there circumstances where the 
minimum number of armed responders could be reduced at a 
decommissioning facility)? If so, describe them.
    b. Which physical security requirements in 10 CFR part 73 should be 
generically applicable to spent fuel stored in a dry cask independent 
spent fuel storage installation?
    c. Should the DBT for radiological sabotage continue to apply to 
decommissioning reactors? If it should cease to apply in the 
decommissioning process, when should it end?
    PSR-3: Should the NRC develop and publish additional security-
related regulatory guidance specific to decommissioning reactor 
physical protection requirements, or should the NRC revise current 
regulatory guidance documents? If so, describe them.
    PSR-4: What clarifications should the NRC make to target sets in 
Sec.  73.55(f) that addresses permanently shut down and defueled 
reactors?
    PSR-5: For a decommissioning power reactor, are both the central 
alarm station and a secondary alarm station necessary? If not, why not? 
If both alarm stations are considered necessary, could the secondary 
alarm station be located offsite?
    PSR-6: Under Sec.  73.54, power reactor licensees are required to 
protect digital computer and communication systems and networks. These 
requirements apply to licensees licensed to operate a nuclear power 
plant as of November 23, 2009, including those that have subsequently 
shut down and entered into decommissioning.
    a. Section 73.54 clearly states that the requirements for 
protection of digital computer and communications systems and networks 
apply to power reactors licensed under 10 CFR part 50 that were 
licensed to operate as of November 23, 2009. However, Sec.  73.54 does 
not explicitly mention the applicability of these requirements to power 
reactors that are no longer authorized to operate and are transitioning 
to decommissioning. Are any changes necessary to Sec.  73.54 to 
explicitly state that decommissioning power reactors are within the 
scope of Sec.  73.54? If so, describe them.
    b. Should there be reduced cyber security requirements in Sec.  
73.54 for decommissioning power reactors based on the reduced risk 
profile during decommissioning? If so, what would be the recommended 
changes?
    PSR-7: Under Sec.  73.55(p)(1)(i) and (p)(1)(ii), power reactor 
licensees suspend security measures during certain emergency conditions 
or during severe weather under the condition that the suspension ``must 
be approved as a minimum by a licensed senior operator.'' Literal 
interpretation of these regulations would require that only a licensed 
senior operator could suspend certain security measures at a 
decommissioning reactor facility. However, for permanently shut down 
and defueled reactors, licensed operators are no longer required, and 
licensees typically eliminate these positions shortly after shut down. 
Decommissioning licensees create a new certified fuel handler (CFH) 
position (consistent with the definition in Sec.  50.2) as the senior 
non-licensed operator at the plant. These positions cannot be compared 
directly, so licensees typically are unable to demonstrate that the CFH 
position meets the ``as a minimum'' criteria in Sec.  73.55(p). Because 
the regulation does not include a provision that authorizes a CFH to 
approve the suspension of security measures for permanently shut down 
and defueled reactors (similar to Sec.  50.54(y) authorizing the CFH to 
approve departures from license conditions or technical 
specifications), licensees have requested exemptions from Sec.  
73.55(p)(1)(i) and (p)(1)(ii) to allow CFHs to have this authority.
    Based on this discussion, are there any concerns about changing the 
regulations to include the CFH as having the authority to suspend 
certain security measures during certain emergency conditions or during 
severe weather for permanently shut down and defueled reactor 
facilities? If so, describe them.
    PSR-8: Regulations in Sec.  73.55(j)(4)(ii) require continuous 
communications capability between security alarm stations and the 
control room. The intent of Sec.  73.55(j)(4)(ii) is to ensure that 
effective communication between the alarm stations and operations staff 
with shift command function responsibility is maintained at all times. 
The control room at an operating reactor contains the controls and 
instrumentation necessary to ensure safe operation of the reactor and 
reactor support systems during normal, off-normal, and accident 
conditions and, therefore, is the location of the shift command 
function. Following certification of permanent shut down and removal of 
the fuel from the reactor, operation of the reactor is no longer 
permitted. Although the control room at a permanently shut down and 
defueled reactor provides a central location from where the shift 
command function can be conveniently performed because of existing 
communication equipment, office computer equipment, and access to 
reference material, the control room does not need to be the location 
of the shift command function since shift command functions are not 
tied to this location for safety reasons, and modern communication 
systems permit continuous communication capability from anywhere on the 
site.
    The NRC is considering revising the requirements of Sec.  
73.55(j)(4)(ii) for a permanently shut down and defueled reactor. The 
revised requirements would be focused on maintaining a system of 
continuous communications between the shift manager/CFH and the 
security alarm stations (rather than the control room). Such a change 
would provide the facility's shift manager/CFH the flexibility to leave 
the control room without necessitating that other operational staff 
remain in the control room to receive communications from the security 
alarm stations. Personal communications systems would permit the shift 
manager/CFH to perform managerial and supervisory activities throughout 
the plant while maintaining the command function responsibility, 
regardless of the supervisor's location.
    Based on the discussion above, are there any concerns related to 
changing the regulations in Sec.  73.55(j)(4)(ii) to allow another 
communications system between the alarm stations and the shift manager/
CFH in lieu of the control room at permanently shut down and defueled 
reactors? If so, describe them.
C. Questions Related to Fitness for Duty (FFD) Requirements for 
Decommissioning Power Reactor Licensees
    The NRC's regulations at Sec.  26.3 lists those licensees and other 
entities that are required to comply with designated subparts of 10 CFR 
part 26, ``Fitness for Duty Programs.'' Part 26 does not apply to power 
reactor licensees that have certified under Sec.  50.82 to have 
permanently shut down and defueled. The questions on fitness for duty 
(FFD) have been listed in this document using the acronym ``FFD'' and 
sequential numbers.
    FFD-1: Currently, holders of power reactor licenses issued under 10 
CFR part 50 or 10 CFR part 52, ``Licenses, Certifications, and 
Approvals for

[[Page 72365]]

Nuclear Power Plants,'' must comply with the physical protection 
requirements described in Sec.  73.55 during decommissioning. Under 
Sec.  73.55, each nuclear power reactor licensee shall maintain and 
implement its Commission-approved security plans as long as the 
licensee has a 10 CFR part 50 or 52 license. Furthermore, Sec.  
73.55(b)(9) requires the licensee to establish, maintain, and implement 
an insider mitigation program (IMP) that contains elements from various 
security programs, including the FFD program described in 10 CFR part 
26. Each power reactor licensee has committed within its security plan 
to using NEI 03-12, ``Security Plan Template,'' revision 7, as the 
framework for developing its security plans to meet the requirements of 
Sec.  73.55. NEI 03-12, which was endorsed by NRC Regulatory Guide (RG) 
5.76, ``Physical Protection Programs at Nuclear Power Reactors 
(Safeguards Information (SGI)),'' letter dated November 10, 2011, 
states that the IMP is satisfied when the licensee ``implements the 
elements of the IMP, utilizing the guidance provided in RG 5.77, 
`Insider Mitigation Program.' '' The NRC is in the process of revising 
RG 5.77 in order to clarify those FFD elements needed for the IMP.
    a. Should the NRC pursue rulemaking to describe what provisions of 
10 CFR part 26 apply to decommissioning reactor licensees or use 
another method of establishing clear, consistent and enforceable 
requirements? Describe other methods, as appropriate.
    b. As an alternative to rulemaking, should the drug and alcohol 
testing for decommissioning reactors be described in RG 5.77, with 
appropriate reference to the applicable requirements in 10 CFR part 26? 
This option would be contingent on an NEI commitment to revise NEI 03-
12 to include the most recent revision to RG 5.77 (which would include 
the applicable drug and alcohol testing provisions) and an industry 
commitment to update their security plans with the revised NEI 03-12.
    c. Describe what drug and alcohol testing requirements in 10 CFR 
part 26 are not necessary to fulfill the IMP requirements to assure 
trustworthiness and reliability.
    d. Should another regulatory framework be used, such as a corporate 
drug testing program modelled on the U.S. Department of Health and 
Human Services' Mandatory Guidelines for Federal Workplace Drug Testing 
or the U.S. Department of Transportation's drug and alcohol testing 
provisions in 49 CFR part 40? If this option is proposed, describe how 
(i) the laboratory auditing, quality assurance, and reporting 
requirements would be met by the proposal; (ii) licensees would conduct 
alcohol testing; and (iii) the performance objectives of 10 CFR 
26.23(a), (b), (c), and (d) would be met.
    FFD-2: On March 31, 2008, the NRC published a final rule in the 
Federal Register (73 FR 16966) adding subpart I, ``Managing Fatigue,'' 
to 10 CFR part 26. The addition of subpart I in the revised rule 
provides reasonable assurance that the effects of fatigue and degraded 
alertness on an individual's ability to safely and competently perform 
his or her duties are managed commensurate with maintaining public 
health and safety. The fatigue management provisions also reduce the 
potential for worker fatigue (e.g., that associated with security 
officers, maintenance personnel, control room operators, emergency 
response personnel, etc.) to adversely affect the common defense and 
security. The 2008 rule established clear and enforceable requirements 
for operating nuclear power plant licensees and other entities for the 
management of worker fatigue. Power reactor licensees that had 
permanently shut down and defueled were not considered within the scope 
of that rulemaking effort. This is because the scope of activities at a 
facility undergoing decommissioning is much less likely to create a 
public health and safety concern due to the significantly reduced risk 
of a radiological event.
    a. Should any of the fatigue management requirements of 10 CFR part 
26, subpart I, apply to a permanently shut down and defueled reactor? 
If so, which ones?
    b. Based on the lower risk of an offsite radiological release from 
a decommissioning reactor, compared to an operating reactor, should 
only specific classes of workers, as identified in Sec.  26.4(a) 
through (c), be subject to fatigue management requirements (e.g., 
security officers or certified fuel handlers)? Please provide what 
classes of workers should be subject to the requirements and a 
justification for their inclusion.
    c. Should the fatigue management requirements of 10 CFR part 26, 
subpart I, continue to apply to the specific classes of workers 
identified in response to question b above, for a specified period of 
time (e.g., until a specified decay heat level is reached within the 
SFP, or until all fuel is in dry storage)? Please provide what period 
of time workers would be subject to the requirements and the 
justification for the timing.
    d. Should an alternate approach to fatigue management be developed 
commensurate with the plant's lower risk profile? Please provide a 
discussion of the alternate approach and how the measures would 
adequately manage fatigue for workers.
D. Questions Related to Training Requirements of Certified Fuel 
Handlers for Decommissioning Power Reactor Licensees
    Reactor operators are licensed under 10 CFR part 55 to manipulate 
the controls of operating power reactors. The regulations at Sec.  55.4 
define ``controls'' to mean, ``when used with respect to a nuclear 
reactor . . . apparatus and mechanisms the manipulation of which 
directly affects the reactivity or power level of the reactor.'' 
``Controls'' are not relevant at decommissioning reactors because the 
reactors are permanently shutdown and defueled and no longer authorized 
to load fuel into the reactor vessel. Consequently, without fuel in the 
reactor vessel, decommissioning reactors are in a configuration in 
which the reactivity or power level of the reactor is no longer 
meaningful and there are no conditions where the manipulation of 
apparatus or mechanisms can affect the reactivity or power level of the 
reactor. Therefore, licensed operators are not required at 
decommissioning reactors. The NRC regulations do not explicitly state 
the staffing alternative for licensed operators after a reactor has 
permanently shutdown and defueled under Sec.  50.82(a)(1). When 
licensees permanently shut down their reactors, they must continue to 
meet minimum staffing requirements in technical specifications and 
regulatory required programs (e.g., emergency response organizations, 
fire brigade, security, etc.). Given the reduced risk of a radiological 
incident once the certifications of permanent cessation of operation 
and permanent removal of fuel from the reactor vessel have been 
submitted, licensees typically transition their operating staff to a 
decommissioning organization. This transition includes replacing 
licensed operators with CFHs as the on-shift management representative 
responsible for supervising and directing the monitoring, storage, 
handling, and cooling of irradiated nuclear fuel in a manner consistent 
with ensuring the health and safety of the public. Regulations in Sec.  
50.2 define a CFH for a nuclear power reactor as a non-licensed 
operator who has qualified in accordance with a fuel handler training 
program approved by the Commission. The transition to the use of CFHs 
from licensed operators at decommissioning reactors occurs following 
the NRC's

[[Page 72366]]

approval of a licensee's CFH training program and an amendment to the 
administrative and organization section of the licensee's defueled 
technical specifications.
    However, the NRC regulations do not contain criteria for an 
acceptable CFH training program. Because of the reduced risks and 
relative simplicity of the systems needed for safe storage of the spent 
fuel, the Commission stated in the 1996 decommissioning final rule that 
``[t]he degree of regulatory oversight required for a nuclear power 
reactor during its decommissioning stage is considerably less than that 
required for the facility during its operating stage'' (61 FR 39278). 
In the proposed rule, the Commission also provided insights as to the 
responsibilities of the CFH position. Specifically, the CFHs are needed 
at decommissioning reactors to ensure that emergency action decisions 
necessary to protect the public health and safety are made by an 
individual who has both the requisite knowledge and plant experience 
(60 FR 37374, 37379).
    In previous evaluations of licensee CFH training programs (ADAMS 
Accession Nos. ML14104A046, ML13268A165), the NRC has determined that 
an acceptable CFH training program should ensure that the trained 
individual has requisite knowledge and experience in spent fuel 
handling and storage and reactor decommissioning, and is capable of 
evaluating plant conditions and exercising prudent judgment for 
emergency action decisions. In addition, since the CFH is defined as a 
non-licensed operator, the NRC staff has also evaluated the CFH 
training program in accordance with Sec.  50.120, which includes a 
requirement in Sec.  50.120(b)(2) that the training program must be 
derived from a systems approach to training as defined in Sec.  55.4.
    However, as previously noted, the specific training requirements 
for the CFH program are not in the regulations. In addition, Sec.  
50.120 specifies the training and qualification requirements for non-
licensed reactor personnel but does not address the CFH staffing 
position. Because the regulations are silent on the training attributes 
of the CFH, regulatory uncertainty regarding the CFH training program 
exists. In addition, because the NRC's regulations do not address the 
replacement of licensed operators by CFHs, licensees also have 
questions regarding the transition from licensed operator training 
programs to CFHs' training programs. The questions on CFH have been 
listed in this document using the acronym ``CFH'' and sequential 
numbers.
    CFH-1: Based on the NRC's experience with the review of the CFH 
training/retraining programs submitted by licensees that have recently 
permanently shutdown, the following questions are focused on areas that 
may need additional clarity. Specifically:
    a. When should licensees that are planning to enter decommissioning 
submit requests for approval of CFH training/retraining programs?
    b. What training and qualifications should be required for 
operations staff at power reactors that decommission earlier than 
expected and that do not have an approved CFH training/retraining 
program?
    c. Should the NRC issue new requirements that prohibit licensees 
from surrendering operators' licenses before implementation of an 
approved CFH training/retraining program, or should other incentives or 
deterrents be considered? If so, what factors must be included?
    d. Should the contents of a CFH training/retraining program be 
standardized throughout the industry? If so, how should this be 
implemented?
    e. Should a process be implemented that requires decommissioning 
power reactor licensees to independently manage the specific content of 
their CFH training/retraining program based on the systems and 
processes actually used at each particular plant instead of 
standardization? If so, how should this work?
    f. Is there any existing or developing document or program (from 
the Institute of Nuclear Power Operations, NEI, NRC, or other related 
sources) that provides relevant guidance on the content and format of a 
CFH training/retraining program that could be made applicable to CFH 
training?
    g. Should the requirements for CFH training programs be 
incorporated into an overall decommissioning rule, or addressed using 
other regulatory vehicles such as associated NUREGs, regulatory guides, 
standard review plan chapters or sections, and inspection procedures?
E. Questions Related to the Current Regulatory Approach for 
Decommissioning Power Reactor Licensees
    In the SRM to SECY-15-0014, the Commission directed the staff to 
determine the appropriateness of (1) maintaining the three existing 
options for decommissioning and the timeframes associated with those 
options, and (2) address the appropriate role of State and local 
governments and non-governmental stakeholders in the decommissioning 
process. Based on the Commission's direction, the NRC staff is seeking 
additional information on the need for any regulatory changes 
concerning the use of decommissioning options, the timeframe to 
complete decommissioning, and the role of external stakeholders in the 
decommissioning process. The questions on regulatory approach (REG) 
have been listed in this document using the acronym ``REG'' and 
sequential numbers.
    REG-1: The NRC has evaluated the environmental impacts of three 
general methods for decommissioning power reactor facilities, DECON, 
SAFSTOR, or ENTOMB, as described in Section II.A, footnote 1 of this 
document. The choice of the decommissioning method is left entirely to 
the licensee, provided that the decommissioning method can be performed 
in accordance with NRC's regulations. The NRC would require the 
licensee to re-evaluate its decision on the method of the 
decommissioning process that it chose if it (1) could not be completed 
as described, (2) could not be completed within 60 years of the 
permanent cessation of plant operations, (3) included activities that 
would endanger the health and safety of the public by being outside of 
the NRC's health and safety regulations, or (4) would result in a 
significant impact to the environment. The licensee's choice is 
communicated to the NRC and the public in the PSDAR. To date, most 
utilities have used DECON or SAFSTOR to decommission reactors. Several 
sites have performed some incremental decontamination and dismantlement 
during the storage period of SAFSTOR, a combination of SAFSTOR and 
DECON as personnel, money, or other factors become available. No 
utilities have used the ENTOMB option for a commercial nuclear power 
reactor.
    a. Should the current options for decommissioning--DECON, SAFSTOR, 
and ENTOMB--be explicitly addressed and defined in the regulations 
instead of solely in guidance documents, and how so?
    b. Should other options for decommissioning be explored? If so, 
what other technical or programmatic options are reasonable and what 
type of supporting documents would be most effective for providing 
guidance on these new options or requirements?
    c. The NRC regulations state that decommissioning must be completed 
within 60 years of permanent cessation of operations. A duration of 60 
years was chosen because it roughly corresponds to 10 half-lives for 
cobalt-60, one of the predominant isotopes remaining in the facility. 
By 60 years, the initial short-lived isotopes,

[[Page 72367]]

including cobalt-60, will have decayed to background levels. In 
addition, the 60-year period appears to be reasonable from the 
standpoint of expecting institutional controls to be maintained. 
Completion of decommissioning beyond 60 years will be approved by the 
NRC only when necessary to protect public health and safety. Should the 
requirements be changed so that the timeframe for decommissioning is 
something other than the current 60-year limit? Would this change be 
dependent on the method of decommissioning chosen, site specific 
characteristics, or some other combination of factors? If so, please 
describe.
    REG-2: In support of decommissioning planning for a permanently 
shut down and defueled power reactor, the licensee submits to the NRC a 
PSDAR that: (1) Informs the public of the licensee's planned 
decommissioning activities; (2) assists in the scheduling of NRC 
resources necessary for the appropriate oversight activities; (3) 
ensures that the licensee has considered the costs of the planned 
decommissioning activities and has funding for the decommissioning 
process; and (4) ensures that the environmental impacts of the planned 
decommissioning activities are bounded by those considered in existing 
environmental impact statements. After receiving a PSDAR, the NRC 
publishes a notice of receipt, makes the PSDAR available for public 
review and comment, and holds a public meeting in the vicinity of the 
plant to discuss the licensee's plans and address the public's 
comments. Although the NRC will determine if the information is 
consistent with the regulations, NRC approval of the PSDAR is not 
required. However, should the NRC determine that the informational 
requirements of the regulations are not met in the PSDAR, the NRC will 
inform the licensee, in writing, of the deficiencies and require that 
they be addressed before the licensee initiates any major 
decommissioning activities. Any decommissioning activities that could 
preclude release of the site for possible unrestricted use, impact a 
reasonable assurance finding that adequate funds will be available for 
decommissioning, or potentially result in a significant environmental 
impact not previously reviewed, must receive prior NRC approval. 
Specifically, the licensee is required to submit a license amendment 
request for NRC review and approval, which provides an opportunity for 
public comment and/or a public hearing. Unless the NRC staff approves 
the license amendment request, the licensee is not to conduct the 
requested activity. Consistent with Commission direction, the NRC staff 
is seeking comment on the appropriate role for the NRC in reviewing and 
approving the licensee's proposed decommissioning strategy and 
associated planning activities.
    a. Is the content and level of detail currently required for the 
licensee's PSDAR, adequate? If not, what should be added or removed to 
enhance the document?
    b. Should the regulations be amended to require NRC review and 
approval of the PSDAR before allowing any ``major decommissioning 
activity,'' as that term is defined in Sec.  50.2, to commence? What 
value would this add to the decommissioning process?
    REG-3: The NRC's regulations currently offer the public 
opportunities to review and provide comments on the decommissioning 
process. Specifically, under the NRC's regulations in Sec.  50.82, the 
NRC is required to publish a notice of the receipt of the licensee's 
PSDAR, make the PSDAR available for public comment, schedule separate 
meetings in the vicinity of the location of the licensed facility to 
discuss the PSDAR within 60 days of receipt, and publish a notice of 
the meetings in the Federal Register and another forum readily 
accessible to individuals in the vicinity of the site. For many years, 
the NRC has strongly recommended that licensees involved in 
decommissioning activities form a community committee to obtain local 
citizen views and concerns regarding the decommissioning process and 
spent fuel storage issues. It has been the NRC's view that those 
licensees who actively engage the community maintain better relations 
with the local citizens. The NRC's guidance related to creating a site-
specific community advisory board can be found in NUREG-1757, 
``Consolidated Decommissioning Guidance,'' Appendix M, ``Overview of 
the Restricted Use and Alternate Criteria Provisions of 10 CFR part 20, 
subpart E,'' Section M.6 (ADAMS Accession No. ML063000243). Appendix M 
does not require licensees to create a community advisory board, but 
only provides recommendations for methods of soliciting public advice. 
Nonetheless, Section M.6 contains useful guidance and suggestions for 
effective public involvement in the decommissioning process that could 
be adopted by any licensee.
    a. Should the current role of the States, members of the public, or 
other stakeholders in the decommissioning process be expanded or 
enhanced, and how so?
    b. Should the current role of the States, members of the public, or 
other stakeholders in the decommissioning process for non-radiological 
areas be expanded or enhanced, and how so? Currently, for all non-
radiological effluents created during the decommissioning process, 
licensees are required to comply with EPA or State regulations related 
to liquid effluent discharges to bodies of water.
    c. For most decommissioning sites, the State and local governments 
are involved in an advisory capacity, often as part of a Community 
Engagement Panel or other organization aimed at fostering communication 
and information exchange between the licensee and the public. Should 
the NRC's regulations mandate the formation of these advisory panels?
F. Questions Related to the Application of Backfitting Protection to 
Decommissioning Power Reactor Licensees
    In the SRM to SECY-98-253, ``Applicability of Plant-Specific 
Backfit Requirements to Plants Undergoing Decommissioning,'' dated 
February 12, 1999 (ADAMS Accession No. ML12311A689), the Commission 
approved development of a Backfit Rule for plants undergoing 
decommissioning. The Commission directed the staff to continue to apply 
the then-current Backfit Rule to plants undergoing decommissioning 
until the final rule was issued. The Commission ordered the development 
of a rulemaking plan, which became SECY-00-0145. In SECY-00-0145, the 
staff proposed amendments to Sec.  50.109 to clearly show that the 
Backfit Rule applies during decommissioning and to remove factors that 
are not applicable to nuclear power plants in decommissioning. As 
explained in section II.A of this document, that rulemaking never 
occurred, but the Commission, in SRM-SECY-14-0118, directed the staff 
to proceed with a rulemaking that addresses, among other things, the 
issues discussed in SECY-00-0145.
    The questions on backfitting protection (BFP) have been listed in 
this document using the acronym ``BFP'' and sequential numbers.
    BFP-1: The protections provided by the backfitting and issue 
finality provisions in 10 CFR parts 50 and 52, respectively, can apply 
to a holder of a nuclear power reactor license when the reactor is in 
decommissioning. Backfitting and issue finality during decommissioning 
can be divided into two areas:
    a. When a licensee's licensing basis for operations continues to 
apply during

[[Page 72368]]

decommissioning until: (1) The licensee changes the licensing basis, 
(2) the NRC's regulations set forth generic criteria delineating when 
changes can be made to the licensing basis, or (3) the NRC takes a 
facility-specific action that changes the licensee's licensing basis. 
Why would backfitting protection apply in this area?
    b. When a licensee engages in an activity during decommissioning 
for which no prior NRC approval was provided. The activity could be 
required by an NRC regulation or new NRC approval (through an order or 
licensing action). Why would backfitting protection apply in this area?
    BFP-2: Should the NRC propose amendments to Sec.  50.109 consistent 
with the preliminary amendments proposed in SECY-00-0145 that would 
have created a two-section Backfit Rule: one section that would apply 
to nuclear power plants undergoing decommissioning and the other 
section that would apply to operating reactors?
G. Questions Related to Decommissioning Trust Funds
    The questions on decommissioning trust fund (DTF) have been listed 
in this document using the acronym ``DTF'' and sequential numbers.
    DTF-1: The Commission's regulation at Sec.  50.75 includes the 
reporting requirements for providing reasonable assurance that 
sufficient funds will be available for the decommissioning process. The 
regulation at Sec.  50.82 contains, in part, requirements on the use of 
decommissioning funds. Every 2 years each operating power reactor 
licensee must report to the NRC the status of the licensee's 
decommissioning funding to provide assurance to the NRC that the 
licensee will have sufficient financial resources to accomplish 
radiological decommissioning. After decommissioning has begun, 
licensees must annually submit a financial assurance status report to 
the NRC.
    The NRC's authority is limited to assuring that licensees 
adequately decommission their facilities with respect to cleanup and 
removal of radioactive material prior to license termination. 
Activities that go beyond the scope of decommissioning, as defined in 
Sec.  50.2, such as waste generated during operations or demolition 
costs for greenfield restoration, are not appropriate costs for 
inclusion in the decommissioning cost estimate. The collection of funds 
for spent fuel management is addressed in Sec.  50.54(bb) where it 
indicates that licensees need to have a plan, including financing, for 
spent fuel management.
    The NRC has not precluded the commingling of the funds in a single 
trust fund account to address radiological decommissioning, spent fuel 
management, and site restoration, as long as the licensee is able to 
identify and account for these specific funds. In the 1996 
decommissioning rule, the Commission indicated that the rule ``does not 
prohibit licensees from having separate subaccounts for other 
activities in the decommissioning trust fund if minimum amounts 
specified in the rule are maintained for radiological 
decommissioning.'' Similarly, in the 2002 Decommissioning Trust 
Provisions Rule, the Commission stated that it ``appreciates the 
benefits that some licensees may derive from their use of a single 
trust fund for all of their decommissioning costs, both radiological 
and not; but, as stated above, a licensee must be able to identify the 
individual amounts contained within its single trust. Therefore, where 
a licensee has not separately identified and accounted for expenses 
related to non-radiological decommissioning in its DTF, licensees are 
required to request exemptions from Sec.  50.82(a)(8)(i)(A) and either 
Sec.  50.75(h)(1)(iv) or Sec.  50.75(h)(2), to gain access to monies in 
the decommissioning trust fund for purposes other than decommissioning 
(e.g., spent fuel management). The NRC has approved exemptions from the 
requirements of Sec. Sec.  50.82 and 50.75 allowing withdrawals to be 
made from decommissioning trust funds for spent fuel management in 
instances where the level of funding needed to complete decommissioning 
is not adversely affected. In each instance, the NRC found, pursuant to 
Sec.  50.12, the exemptions were authorized by law, presented no undue 
risk to public health and safety, and were consistent with the common 
defense and security, and found that the application of the rules was 
unnecessary to achieve the underlying purpose of the rules.
    In some cases, a licensee will not need an exemption. Those cases 
exist when a licensee can clearly show that (1) its decommissioning 
trust includes State-required funds and (2) the amount of radiological 
decommissioning funds in the trust exceeds the amount of money 
estimated to be needed for radiological decommissioning in the 
licensee's site specific decommissioning cost estimate (or if the 
licensee does not have a site specific decommissioning cost estimate 
yet, then the minimum amount necessary to provide financial assurance 
under Sec.  50.75). If the licensee meets these criteria, then 
reasonable assurance of adequate radiological decommissioning funding 
still exists after removal of the State-required funds, and the 
licensee does not need an exemption to use those State-required funds.
    The NRC issued Regulatory Issue Summary (RIS) 2001-07, Revision 1, 
``10 CFR 50.75 Reporting and Recordkeeping for Decommissioning 
Planning,'' on January 8, 2009 (ADAMS Accession No. ML083440158), to 
clarify the need for licensees to preserve the distinction in their 
decommissioning trust accounts between the radiological decommissioning 
fund balance and amounts accumulated for other purposes, such as paying 
for spent fuel management and site restoration, when using the trust 
for commingled funds. However, based on NRC experience with the power 
reactors that have recently and permanently shut down and entered into 
decommissioning, licensees continue to report funds they have 
accumulated to address spent fuel management and site restoration as 
part of the amount of funds reported for radiological decommissioning.
    Should the regulations in Sec. Sec.  50.75 and 50.82 be revised to 
clarify the collection, reporting, and accounting of commingled funds 
in the decommissioning trust fund, that is in excess of the amount 
required for radiological decommissioning and that has been designated 
for other purposes, in order to preclude the need to obtain exemptions 
for access to the excess monies?
    DTF-2: The regulation at Sec.  50.82(a)(8)(i)(A) states that 
decommissioning trust funds may only be used by licensees if their 
withdrawals ``are for expenses for legitimate decommissioning 
activities consistent with the definition of decommissioning in Sec.  
50.2.'' In accordance with Sec.  50.2, decommission means to remove a 
nuclear facility or site safely from service and reduce residual 
radioactivity to a level that permits: (1) Release of the property for 
unrestricted use and termination of the license; or (2) release of the 
property under restricted conditions and termination of the NRC 
license. Thus, ``legitimate decommissioning activities'' include only 
those activities whose expenses are related to removing a nuclear 
facility or site safely from service and reducing residual 
radioactivity to a level that permits license termination and release 
of the property for restricted or unrestricted use.
    While the regulations are silent with regards to what specific 
expenses are related to legitimate decommissioning

[[Page 72369]]

activities, the NRC's guidance documents identify some specific 
expenses that may or may not be paid from the decommissioning trust 
fund. For example, Regulatory Guide (RG) 1.184, Revision 1, 
``Decommissioning of Nuclear Power Reactors'' (ADAMS Accession No. 
ML13144A840), states that the amount set aside for radiological 
decommissioning as required by Sec.  50.75 ``should not be used for: 
(1) The maintenance and storage of spent fuel in the spent fuel pool, 
(2) the design, construction, or decommissioning of spent fuel dry 
storage facilities directly related to permanent disposal, (3) other 
activities not directly related to radiological decontamination or 
dismantlement of the facility or site.'' Similarly, other NRC guidance 
explain that the NRC's definition of decommissioning does not include 
other activities related to facility deactivation and site closure, 
including operation of the spent fuel storage pool, construction and/or 
operation of an ISFSI, demolition of decontaminated structures, and/or 
site restoration activities after residual radioactivity has been 
removed. The NRC also has additional guidance that states that removing 
uncontaminated material, such as soil or a wall, to gain access to 
contamination to be removed would be a legitimate decommissioning cost. 
Finally, guidance also exists that provides examples of activities 
outside the scope of decommissioning including, ``(1) the maintenance 
and storage of spent fuel, (2) the design and/or construction of a 
spent fuel dry storage facility, (3) activities that are not directly 
related to supporting long-term storage of the facility, or (4) any 
other activities not directly related to radiological decontamination 
of the site.''
    a. What changes should be considered for Sec. Sec.  50.2 and 
50.82(a)(8) to clarify what constitutes a legitimate decommissioning 
activity?
    b. Regulations in Sec.  50.82(8)(ii) states that 3 percent of the 
decommissioning funds may be used during the initial stages of 
decommissioning for decommissioning planning activities. What should be 
included or specifically excluded in the definition of 
``decommissioning planning activities?''
H. Questions Related to Offsite Liability Protection Insurance 
Requirements for Decommissioning Power Reactor Licensees
    The questions on offsite liability protection insurance (LPI) have 
been listed in this document using the acronym ``LPI'' and sequential 
numbers.
    LPI-1: The Price Anderson Act of 1957 (PAA) requires that nuclear 
power reactor licensees have insurance to compensate the public for 
damages arising from a nuclear incident, including such expenses as 
those for personal injury, property damage, or the legal cost 
associated with lawsuits. Regulations in 10 CFR part 140, ``Amounts of 
Financial Protection for Certain Reactors,'' set forth the amounts of 
insurance each power reactor licensee must have. Specifically, Sec.  
140.11(a)(4) requires a reactor licensee to maintain $375 million in 
offsite liability insurance coverage. In addition, the primary 
insurance is supplemented by a secondary insurance tier. In the event 
of an accident causing offsite damages in excess of $375 million, each 
licensee would be assessed a prorated share of the excess damages, up 
to $121.3 million per reactor, for a total of approximately $13 
billion.
    Regulations in Sec.  140.11(a)(4) do not distinguish between a 
reactor that is authorized to operate and a reactor that has 
permanently shut down and defueled. Most of the accident scenarios 
postulated for operating power reactors involve failures or 
malfunctions of systems that could affect the fuel in the reactor core, 
which in the most severe postulated accidents, would involve the 
release of large quantities of fission products. With the permanent 
cessation of reactor operations and the permanent removal of the fuel 
from the reactor core, such reactor accidents are no longer possible 
with a decommissioning reactor.
    The PAA requires licensees of facilities with a rated capacity of 
100,000 electrical kilowatts or more to have the primary and secondary 
insurance coverage described above, which the NRC establishes in 10 CFR 
part 140. Typically, the NRC will issue a decommissioning licensee a 
license amendment to remove the rated capacity of the reactor from the 
license. This has the effect of removing the reactor licensee from the 
category of licensees that are required to maintain the primary and 
secondary insurance amounts under the PAA and 10 CFR part 140.
    Most permanently shut down and defueled power reactor licensees 
have requested exemptions from Sec.  140.11(a)(4) to reduce the 
required amount of primary offsite liability insurance coverage from 
$375 million to $100 million and to withdraw from the secondary 
insurance pool. As noted above, these licensees are no longer within 
the category of licensees that are legally required under the PAA to 
have these amounts of offsite liability insurance. The technical 
criteria for granting these exemptions are based on the determination 
that there are no possible design-basis events at a licensee's facility 
that could result in an offsite radiological release exceeding the 
limits established by the EPA's early-phase Protective Action 
Guidelines of 1 rem at the exclusion area boundary. In addition, the 
exemptions are predicated on the licensee demonstrating that the heat 
generated by the spent fuel in the SFP has decayed to the point where 
the possibility of a zirconium fire is highly unlikely. Specifically, 
if all coolant were drained from the SFP as the result of a highly 
unlikely beyond design-basis accident, the fuel assemblies would remain 
below a temperature of incipient cladding oxidation for zirconium based 
on air-cooling alone. For a postulated situation where the cooling 
configuration of a highly unlikely beyond design basis accident results 
in an unknown cooling configuration of the spent fuel, analysis should 
demonstrate that even with no cooling of any kind (conduction, 
convection, or radiative heat transfer), the spent fuel stored in the 
SFP would not reach the zirconium ignition temperature in fewer than 10 
hours starting from the time at which the accident was initiated. The 
NRC has considered 10 hours sufficient time to take mitigative actions 
to cool the spent fuel. Based on this discussion:
    a. Should the NRC codify the current conservative exemption 
criteria (i.e., 10 hours to take mitigative actions) that have been 
used in granting decommissioning reactor licensees exemptions to Sec.  
140.11(a)(4)?
    b. As an alternative to codifying the current conservative 
exemption criteria (i.e., 10 hours to take mitigative actions), should 
the NRC codify a requirement to allow decommissioning reactor licensees 
to generate site specific criteria (i.e., time period to take 
mitigative actions) based upon a site specific analysis?
    c. The use of $100 million for primary liability insurance level is 
based on Commission policy and precedent from the early 1990s. The 
amount established was a qualitative value to bound the claims from the 
Three Mile Island accident. Should this number be adjusted?
    d. What other factors should be considered in establishing an 
appropriate primary insurance liability level (based on the potential 
for damage claims) for a decommissioning plant once the risk of any 
kind of offsite radiological release is highly unlikely?

[[Page 72370]]

I. Questions Related to Onsite Damage Protection Insurance Requirements 
for Decommissioning Power Reactor Licensees
    The questions on onsite damage protection insurance (ODI) have been 
listed in this document using the acronym ``ODI'' and sequential 
numbers.
    ODI-1: The requirements of Sec.  50.54(w)(1) call for each power 
reactor licensee to have insurance to provide minimum coverage for each 
reactor site of $1.06 billion or whatever amount of insurance is 
generally available from private sources, whichever is less. The 
insurance would be used, in the event of an accident at the licensee's 
reactor, to provide financial resources to stabilize the reactor and 
decontaminate the reactor site, if needed.
    The requirements in Sec.  50.54(w)(1) do not distinguish between a 
reactor authorized to operate and a reactor that has permanently shut 
down and defueled. With the permanent cessation of reactor operations 
and the permanent removal of the fuel from the reactor core, operating 
reactor accidents are no longer possible. Therefore, the need for 
onsite insurance at a decommissioning reactor to stabilize accident 
conditions or decontaminate the site following an accident, should be 
significantly lower compared to the need for insurance at an operating 
reactor.
    Based on NRC policy and precedent, permanently shut down and 
defueled reactor licensees have requested exemptions from Sec.  
50.54(w)(1). The exemption granted to a permanently shut down reactor 
licensee permits the licensee to reduce the required level of onsite 
property damage insurance from the amount established in Sec.  
50.54(w)(1) to $50 million. The NRC has previously determined that $50 
million bounds the worst radioactive waste contamination event (caused 
by a liquid radioactive waste storage tank rupture) once the heat 
generated by the spent fuel in the SFP has decayed to the point where 
the possibility of a zirconium fire in any beyond design-basis accident 
is highly unlikely, and in any case, there is sufficient time to take 
mitigative actions. The technical criteria used in assessing the 
possibility of a zirconium fire, as discussed in question LPI-1 above, 
is also used for exemptions from Sec.  50.54(w)(1). Based on this 
discussion:
    a. Should the NRC codify the current exemption criteria that have 
been used in granting decommissioning reactor licensees exemptions from 
Sec.  50.54(w)(1)? If so, describe why.
    b. The use of $50 million insurance level for bounding onsite 
radiological damages is based on a postulated liquid radioactive waste 
storage tank rupture using analyses from the early 1990s. Should this 
number be adjusted? If so, describe
    c. Is the postulated rupture of a liquid radioactive waste storage 
tank an appropriate bounding postulated accident at a decommissioning 
reactor site once the possibility of a zirconium fire has been 
determined to be highly unlikely?
J. General Questions Related to Decommissioning Power Reactor 
Regulations
    The general (GEN) questions related to decommissioning power 
reactor regulations have been listed in this document using the acronym 
``GEN'' and sequential numbers.
    GEN-1: Section 50.51, ``Continuation of License,'' states in 
paragraph (b)(1) that all permanently shut down and defueled reactor 
licensees shall continue to take actions to maintain the facility, and 
the storage and control and maintenance of spent fuel, in a safe 
condition beyond the license expiration date until the Commission 
notifies the licensee in writing that the license is terminated. The 
NRC has recently focused on the licensee's maintenance of long lived, 
passive structures and components at decommissioning reactors. The NRC 
expects that many long-lived, passive structures and components may 
generally not have performance and condition characteristics that can 
be readily monitored, or could be considered inherently reliable by 
licensees and do not need to be monitored under Sec.  50.65(a)(1). 
There may be few, if any, actual maintenance activities (e.g., 
inspection or condition monitoring) that a licensee conducts for such 
structures and components. Treatment of long-lived, passive structures 
and components under the maintenance rule is likely to involve minimal 
preventive maintenance or monitoring to maintain functionality of such 
structures and components in the original licensing period. The NRC is 
interested in the need to provide reasonable assurance that certain 
long-lived, passive structures and components (e.g., neutron absorbing 
materials, SFP liner) are maintained and monitored during the 
decommissioning period while spent fuel is in the SFP.
    Based on the discussion above, what regulatory changes should be 
considered that address the performance or condition of certain long-
lived, passive structures and components needed to provide reasonable 
assurance that they will remain capable of fulfilling their intended 
functions during the decommissioning period?
    GEN-2: Section 50.54(m) of the NRC's regulations for operating 
reactors specifies the minimum licensed operator staffing levels (e.g., 
minimum staffing per shift for licensed operators and senior operators) 
for power reactors authorized to operate. The regulations define the 
duties of licensed operators as either the manipulation of controls or 
supervising the manipulation of controls that directly affect the 
reactor reactivity or power level of the reactor. A decommissioning 
plant is clearly not operating and no manipulation of controls that 
affect reactor reactivity or power can occur at a permanently defueled 
reactor. Therefore, the requirements in Sec.  50.54(m) concerning 
licensed operator staffing levels for operating reactors are not 
applicable to a decommissioning plant. For a decommissioning power 
reactor, the senior on-shift management representative is a certified 
fuel handler who, as stated in Sec.  50.2, is a non-licensed operator 
that has qualified in accordance with a fuel handler training program 
approved by the Commission. However, there are no regulatory provisions 
similar to Sec.  50.54(m) concerning operator staffing levels for a 
power reactor licensee once it has certified that it is permanently 
shut down and defueled under Sec.  50.82(a)(1). Because the 
decommissioning regulations are silent regarding staffing levels, 
licensees have sought amendments in their defueled technical 
specifications to specify minimum non-licensed operator staffing. Based 
on precedent used at most previous permanently shut down reactors, and 
considering the demonstrated safety performance of reactor 
decommissioning sites over many years, the NRC has found that an 
operations staff crew complement consisting of one certified fuel 
handler and one non-certified operator is an acceptable minimum 
staffing level.
    Considering the discussion above, should minimum operations shift 
staffing at a permanently shutdown and defueled reactor be codified by 
regulation?
    GEN-3: Related to the decommissioning plant operator staffing 
levels is the requirement for and the use of a control room during 
decommissioning. Section 50.54(m) specifies the control room staffing 
requirements for licensed operators at an operating reactor with a 
fueled reactor vessel. No such requirements exist for the location of 
operations staff at a permanently shutdown and defueled reactor. The 
control room at an

[[Page 72371]]

operating reactor contains the controls and instrumentation necessary 
for complete supervision and response needed to ensure safe operation 
and shutdown of the reactor and support systems during normal, off-
normal, and accident conditions and, therefore, is the location of the 
shift command function. Following permanent shutdown and removal of 
fuel from the reactor, operation of the reactor is no longer permitted 
and the control room no longer performs all of the functions that were 
required for an operating reactor. There are no longer any activities 
at a permanently shutdown and defueled reactor that require a quick 
decision and response by operations staff in the control room. For most 
decommissioning reactors, the NRC has approved license amendments to 
the technical specifications that require at least one non-licensed 
operator to remain in a control room. This technical specification 
change is primarily based on precedent. However, the NRC has noted in 
the license amendment safety evaluations that the primary functions of 
the control room at a permanently shutdown reactor are monitoring, 
response, communications, and coordination. Specifically, the control 
room at a decommissioning reactor is where many plant systems and 
equipment parameters are monitored (for operating status and 
conditions, radiation levels, electrical anomalies, or fire alarms for 
example). Control room personnel assess plant conditions; evaluate the 
magnitude and potential consequences of abnormal conditions; determine 
preventative, mitigating and corrective actions; and perform 
notifications. The control room provides a central location from where 
the shift command function can be conveniently performed because of the 
availability of existing monitoring and assessment instrumentation, 
communication systems and equipment, office computer equipment, and 
ready access to reference material. The control room also provides a 
central location from which emergency response activities are 
coordinated. When activated, the emergency response organization 
reports to the control room.
    During reactor decommissioning, the control room may be subject to 
extensive changes, which are evaluated by the licensee for safety 
implications under the Sec.  50.59 process. There is precedent among 
some previous decommissioning reactor licensees to design and construct 
a decommissioning control room that is independent of the original 
operating control room. Most decommissioning reactors can probably 
demonstrate that the command, communications, and monitoring functions 
performed in the control room could be readily performed at an 
alternate onsite location, based on the site-specific needs of a 
licensee during its decommissioning process. Consequently, several 
decommissioning licensees have questioned the meaning of the control 
room as it relates to decommissioning nuclear power plants.
    Based on the discussion above, what regulatory changes should be 
considered for a permanently shutdown and defueled reactor to prevent 
ambiguities concerning the meaning of the control room for 
decommissioning reactors and should minimum staffing levels be 
specified for the control room?
    GEN-4: Are there any other changes to 10 CFR Chapter I, ``Nuclear 
Regulatory Commission,'' that could be clarified or amended to improve 
the efficiency and effectiveness of the reactor decommissioning 
process?
    GEN-5: The NRC is attempting to gather information on the costs and 
benefits of the changes in the regulatory areas discussed in this 
document as early as possible in the rulemaking process. Given the 
topics discussed, please provide estimated costs and benefits of 
potential changes in these areas from either the perspective of a 
licensee or from the perspective of an external stakeholder.
    a. From your perspective, which areas discussed are the most 
beneficial or detrimental?
    b. From your perspective, assuming you believe changes are needed 
to the NRC's reactor decommissioning regulatory infrastructure, what 
are the factors that drive the need for changes in these regulatory 
areas? If at all possible, please provide specific examples (e.g., 
expected savings, expectations for efficiency, anticipated effects on 
safety, etc.) about how these changes will affect you.
    c. Are there areas that are of particular interest to you, and for 
what reason?
    d. Please provide any suggested changes that would further enhance 
benefits or reduce risks that may not have been addressed in this ANPR.

VI. Public Meeting

    The NRC will conduct a public meeting to discuss the contents of 
this ANPR and to answer questions from the public regarding the 
contents of this ANPR. The NRC will publish a notice of the location, 
time, and agenda of the meeting on the NRC's public meeting Web site at 
least 10 calendar days before the meeting. Stakeholders should monitor 
the NRC's public meeting Web site for information about the public 
meeting at: http://www.nrc.gov/public-involve/public-meetings/index.cfm. In addition, the meeting information will be posted on 
www.regulations.gov under Docket ID NRC-2015-0070. For instructions on 
how to receive alerts when changes or additions occur in a docket 
folder, see Section IX of this document.

VII. Cumulative Effects of Regulation

    The NRC has implemented a program to address the possible 
Cumulative Effects of Regulation (CER), in the development of 
regulatory bases for rulemakings. The CER describes the challenges that 
licensees, or other impacted entities (such as State partners) may face 
while implementing new regulatory positions, programs, and requirements 
(e.g., rules, generic letters, backfits, inspections). The CER is an 
organizational effectiveness challenge that results from a licensee or 
impacted entity implementing a number of complex positions, programs or 
requirements within a limited implementation period and with available 
resources (which may include limited available expertise to address a 
specific issue). The NRC is specifically requesting comment on the 
cumulative effects that may result from this potential rulemaking. In 
developing comments on the development of the regulatory basis for 
revisions to the requirements for decommissioning power reactor 
licensees relative to CER, consider the following questions:
    (1) In light of any current or projected CER challenges, what 
should be a reasonable effective date, compliance date, or submittal 
date(s) from the time the final rule is published to the actual 
implementation of any new proposed requirements including changes to 
programs, procedures, or the facility?
    (2) If current or projected CER challenges exist, what should be 
done to address this situation (e.g., if more time is required to 
implement the new requirements, what period of time would be 
sufficient, and why such a time frame is necessary)?
    (3) Do other (NRC or other agency) regulatory actions (e.g., 
orders, generic communications, license amendment requests, and 
inspection findings of a generic nature) influence the implementation 
of the potential proposed requirements?
    (4) Are there unintended consequences? Does the potential proposed 
action create conditions that would be contrary to the potential 
proposed action's purpose and objectives? If so, what are the

[[Page 72372]]

consequences and how should they be addressed?
    (5) Please provide information on the costs and benefits of the 
potential proposed action. This information will be used to support any 
regulatory analysis performed by the NRC.

VIII. Plain Writing

    The Plain Writing Act of 2010 (Pub. L. 111-274) requires Federal 
agencies to write documents in a clear, concise, and well-organized 
manner. The NRC has written this document to be consistent with the 
Plain Writing Act as well as the Presidential Memorandum, ``Plain 
Language in Government Writing,'' published June 10, 1998 (63 FR 
31883). The NRC requests comment on this document with respect to the 
clarity and effectiveness of the language used.

IX. Availability of Documents

    The documents identified in the following table are available to 
interested persons through one or more of the following methods, as 
indicated.

------------------------------------------------------------------------
                                                         ADAMS Accession
                                                          No./ Federal
             Date                      Document             Register
                                                            citation
------------------------------------------------------------------------
May 10, 1993..................  SECY-93-127,            ML12257A628.
                                 ``Financial
                                 Protection Required
                                 of Licensees of Large
                                 Nuclear Power Plants
                                 during
                                 Decommissioning''.
July 20, 1995.................  Proposed Rule:          60 FR 37374.
                                 Decommissioning of
                                 Nuclear Power
                                 Reactors.
July 29, 1996.................  Final Rule:             61 FR 39278.
                                 Decommissioning of
                                 Nuclear Power
                                 Reactors.
December 17, 1996.............  SECY-96-256, ``Changes  ML15062A483.
                                 to Financial
                                 Protection
                                 Requirements for
                                 Permanently Shutdown
                                 Nuclear Power
                                 Reactors, 10 CFR
                                 50.54(w)(1) and
                                 140.11''.
June 30, 1998.................  SRM to SECY-98-075,     ML003752383.
                                 ``DSI-24
                                 Implementation: Risk-
                                 Informed, Performance-
                                 Based Concepts
                                 Applied to
                                 Decommissioning''.
November 4, 1998..............  SECY-98-258, ``DSI-24   ML992870144.
                                 Implementation:
                                 Decommissioning
                                 Licensing Actions and
                                 Priorities and
                                 Milestones for
                                 Addressing Rulemaking
                                 and Guidance
                                 Development''.
February 24, 1999.............  SRM to SECY-98-258....  ML003753861.
June 30, 1999.................  SECY-99-168,            ML992800087.
                                 ``Improving
                                 Decommissioning
                                 Regulations for
                                 Nuclear Power
                                 Plants''.
December 21, 1999.............  SRM to SECY-99-168....  ML003752190.
June 28, 2000.................  SECY-00-0145,           ML003721626.
                                 ``Integrated
                                 Rulemaking Plan for
                                 Nuclear Power Plant
                                 Decommissioning''.
September 27, 2000............  SRM to SECY-00-0145...  ML003754381.
February 2001.................  NUREG-1738,             ML010430066.
                                 ``Technical Study of
                                 Spent Fuel Pool
                                 Accident Risk at
                                 Decommissioning
                                 Nuclear Power
                                 Plants''.
June 4, 2001..................  SECY-01-0100, ``Policy  ML011450420.
                                 Issues Related to
                                 Safeguards,
                                 Insurance, and
                                 Emergency
                                 Preparedness
                                 Regulations at
                                 Decommissioning
                                 Nuclear Power Plants
                                 Storing Fuel in Spent
                                 Fuel Pools''.
August 16, 2002...............  Memorandum to the       ML030550706.
                                 Commission: Status of
                                 Regulatory Exemptions
                                 for Decommissioning
                                 Plants.
September 18, 2002............  SECY-02-0169, ``Annual  ML022120432.
                                 Update Status of
                                 Decommissioning
                                 Program''.
February 4, 2010..............  Memorandum to the       ML092990438.
                                 Commission,
                                 ``Documentation of
                                 Evolution of Security
                                 Requirements at
                                 Commercial Nuclear
                                 Power Plants with
                                 Respect to Mitigation
                                 Measures for Large
                                 Fires and
                                 Explosions''.
December 2006.................  NEI-06-12, ``B.5.b.     ML070090060.
                                 Phase 2 & 3 Submittal
                                 Guideline, Revision
                                 2''.
December 22, 2006.............  Response to December    Non-publicly
                                 14, 2006 request to     available.
                                 endorse NEI 06-12,
                                 ``B.5.b Phase 2& 3
                                 Submittal Guideline''.
August 8, 2008................  The Attorney General    73 FR 46204.
                                 of Commonwealth of
                                 Massachusetts, the
                                 Attorney General of
                                 California; Denial of
                                 Petitions for
                                 Rulemaking.
November 12, 2013.............  COMSECY-13-0030,        ML13329A918.
                                 ``Staff Evaluation
                                 and Recommendation
                                 for Japan Lessons-
                                 Learned Tier 3 Issue
                                 on Expedited Transfer
                                 of Fuel''.
September 2014................  NUREG-2161,             ML14255A365.
                                 ``Consequence Study
                                 of a Beyond-Design-
                                 Basis Earthquake
                                 Affecting the Spent
                                 Fuel Pool for a U.S.
                                 Mark I Boiling Water
                                 Reactor''.
November 14, 2014.............  IN-2014-14,             ML14218A493.
                                 ``Potential Safety
                                 Enhancements to Spent
                                 Fuel Storage''.
December 30, 2014.............  SRM to SECY-14-0118,    ML14364A111.
                                 ``Request by Duke
                                 Energy Florida, Inc.,
                                 for Exemptions from
                                 Certain Emergency
                                 Planning
                                 Requirements''.
January 30, 2015..............  SECY-15-0014,           ML15082A089.
                                 ``Anticipated
                                 Schedule and
                                 Estimated Resources
                                 for a Power Reactor
                                 Decommissioning
                                 Rulemaking''.
December 23, 2013.............  NSIR/DPR-ISG-02,        ML13304B442.
                                 ``Emergency Planning
                                 Exemption Requests
                                 for Decommissioning
                                 Nuclear Power
                                 Plants''.
November 25, 2014.............  NSIR/DSP-ISG-03,        ML14294A170.
                                 ``Review of Security
                                 Exemptions/License
                                 Amendment Requests
                                 for Decommissioning
                                 Nuclear Power
                                 Plants''.
November 10, 2011.............  Letter Endorsing NEI    ML112800379.
                                 03-12, Revision 7.
March 2009....................  RG 5.77, ``Insider      Non-publicly
                                 Mitigation Program''.   available.
March 31, 2008................  Final Rule: ``Fitness   73 FR 16966.
                                 for Duty Programs''.
March 12, 2012................  Order EA-12-051,        ML12054A679.
                                 ``Issuance of Order
                                 to Modify Licenses
                                 with Regard to
                                 Reliable Spent Fuel
                                 Pool
                                 Instrumentation''.
March 12, 2012................  Order EA-12-049,        ML12054A734.
                                 ``Issuance of Order
                                 to Modify Licenses
                                 with Regard to
                                 Requirements for
                                 Mitigation Strategies
                                 for Beyond-Design-
                                 Basis External
                                 Events''.

[[Page 72373]]

 
October 7, 2015...............  SECY-15-0127,           Non-publicly
                                 ``Schedule, Resource    available.
                                 Estimates, and
                                 Impacts for the Power
                                 Reactor
                                 Decommissioning
                                 Rulemaking''.
------------------------------------------------------------------------

    The NRC may post additional materials to the Federal rulemaking Web 
site at www.regulations.gov, under Docket NRC-2015-0070. The Federal 
rulemaking Web site allows you to receive alerts when changes or 
additions occur in a docket folder. To subscribe: (1) Navigate to the 
docket folder [NRC-2015Y-0070]; (2) click the ``Sign up for Email 
Alerts'' link; and (3) enter your email address and select how 
frequently you would like to receive emails (daily, weekly, or 
monthly).

X. Rulemaking Process

    The NRC does not intend to provide detailed comment responses for 
information provided in response to this ANPR. The NRC will consider 
comments on this ANPR in the rule development process. If the NRC 
develops a regulatory basis sufficient to support a proposed rule, 
there will be an opportunity for additional public comment when the 
draft regulatory basis and the proposed rule are published. If 
supporting guidance is developed for the proposed rule, stakeholders 
will have an opportunity to provide feedback on the guidance as well. 
Alternatively, if the regulatory basis does not provide sufficient 
support for a proposed rule, the NRC will publish a Federal Register 
notice withdrawing this ANPR and summarizing the public comments 
received on this ANPR.

    Dated at Rockville, Maryland, this 6th day of November 2015.

    For the U.S. Nuclear Regulatory Commission.
Frederick D. Brown,
Acting Executive Director for Operations.
[FR Doc. 2015-29536 Filed 11-18-15; 8:45 am]
 BILLING CODE 7590-01-P



                                                 72358

                                                 Proposed Rules                                                                                                Federal Register
                                                                                                                                                               Vol. 80, No. 223

                                                                                                                                                               Thursday, November 19, 2015



                                                 This section of the FEDERAL REGISTER                    Gallagher; telephone: 301–415–3463;                   action. You may obtain publicly-
                                                 contains notices to the public of the proposed          email: Carol.Gallagher@nrc.gov. For                   available information related to this
                                                 issuance of rules and regulations. The                  technical questions contact the                       action by any of the following methods:
                                                 purpose of these notices is to give interested          individual listed in the FOR FURTHER                     • Federal Rulemaking Web site: Go to
                                                 persons an opportunity to participate in the            INFORMATION CONTACT section of this                   http://www.regulations.gov and search
                                                 rule making prior to the adoption of the final
                                                 rules.
                                                                                                         document.                                             for Docket ID NRC–2015–0070.
                                                                                                            • Email comments to:                                  • NRC’s Agencywide Documents
                                                                                                         Rulemaking.Comments@nrc.gov. If you                   Access and Management System
                                                 NUCLEAR REGULATORY                                      do not receive an automatic email reply               (ADAMS): You may obtain publicly-
                                                 COMMISSION                                              confirming receipt, then contact us at                available documents online in the
                                                                                                         301–415–1677.                                         ADAMS Public Documents collection at
                                                 10 CFR Parts 26, 50, 52, 73, and 140                       • Fax comments to: Secretary, U.S.                 http://www.nrc.gov/reading-rm/
                                                 [NRC–2015–0070]
                                                                                                         Nuclear Regulatory Commission at 301–                 adams.html. To begin the search, select
                                                                                                         415–1101.                                             ‘‘ADAMS Public Documents’’ and then
                                                 RIN 3150–AJ59                                              • Mail comments to: Secretary, U.S.                select ‘‘Begin Web-based ADAMS
                                                                                                         Nuclear Regulatory Commission,                        Search.’’ For problems with ADAMS,
                                                 Regulatory Improvements for                             Washington, DC 20555–0001, ATTN:                      please contact the NRC’s Public
                                                 Decommissioning Power Reactors                          Rulemakings and Adjudications Staff.                  Document Room (PDR) reference staff at
                                                 AGENCY: Nuclear Regulatory                                 • Hand deliver comments to: 11555                  1–800–397–4209, 301–415–4737, or by
                                                 Commission.                                             Rockville Pike, Rockville, Maryland                   email to pdr.resource@nrc.gov. The
                                                 ACTION: Advance notice of proposed                      20852, between 7:30 a.m. and 4:15 p.m.                ADAMS accession number for each
                                                 rulemaking; request for comment.                        (Eastern time) Federal workdays;                      document referenced (if it is available in
                                                                                                         telephone: 301–415–1677.                              ADAMS) is provided the first time that
                                                 SUMMARY:   The U.S. Nuclear Regulatory                     For additional direction on obtaining              it is mentioned in the SUPPLEMENTARY
                                                 Commission (NRC) is issuing this                        information and submitting comments,                  INFORMATION section. For the
                                                 advance notice of proposed rulemaking                   see ‘‘Obtaining Information and                       convenience of the reader, instructions
                                                 (ANPR) to obtain input from                             Submitting Comments’’ in the                          about obtaining materials referenced in
                                                 stakeholders on the development of a                    SUPPLEMENTARY INFORMATION section of                  this document are provided in Section
                                                 draft regulatory basis. The draft                       this document.                                        IX, ‘‘Availability of Documents,’’ of this
                                                 regulatory basis would support potential                FOR FURTHER INFORMATION CONTACT:                      document.
                                                 changes to the NRC’s regulations for the                Jason B. Carneal, Office of Nuclear                      • NRC’s PDR: You may examine and
                                                 decommissioning of nuclear power                        Reactor Regulation, U.S. Nuclear                      purchase copies of public documents at
                                                 reactors. The NRC’s goals in amending                   Regulatory Commission, Washington,                    the NRC’s PDR, Room O1–F21, One
                                                 these regulations would be to provide                   DC 20555–0001; telephone: 301–415–                    White Flint North, 11555 Rockville
                                                 an efficient decommissioning process,                   1451; email: Jason.Carneal@nrc.gov.                   Pike, Rockville, Maryland 20852.
                                                 reduce the need for exemptions from
                                                                                                         SUPPLEMENTARY INFORMATION:                            B. Submitting Comments
                                                 existing regulations, and support the
                                                 principles of good regulation, including                Table of Contents                                       Please include Docket ID NRC–2015–
                                                 openness, clarity, and reliability. The                                                                       0070 in your comment submission.
                                                                                                         I. Obtaining Information and Submitting
                                                 NRC is soliciting public comments on                          Comments                                          The NRC cautions you not to include
                                                 the contemplated action and invites                     II. Background                                        identifying or contact information that
                                                 stakeholders and interested persons to                     A. Regulatory Actions Related to                   you do not want to be publicly
                                                 participate. The NRC plans to hold a                          Decommissioning Power Reactors                  disclosed in your comment submission.
                                                 public meeting to promote full                             B. Licensing Actions Related to                    The NRC posts all comment
                                                 understanding of the questions                                Decommissioning Power Reactors                  submissions at http://
                                                 contained in this ANPR and facilitate                   III. Discussion                                       www.regulations.gov as well as entering
                                                 public comment.                                         IV. Regulatory Objectives
                                                                                                            A. Applicability to NRC Licenses and
                                                                                                                                                               the comment submissions into ADAMS.
                                                 DATES: Submit comments by January 4,                          Approvals                                       The NRC does not routinely edit
                                                 2016. Comments received after this date                    B. Interim Regulatory Actions                      comment submissions to remove
                                                 will be considered if it is practical to do             V. Specific Considerations                            identifying or contact information.
                                                 so, but the NRC is able to ensure                       VI. Public Meeting                                      If you are requesting or aggregating
                                                 consideration only for comments                         VII. Cumulative Effects of Regulation                 comments from other persons for
                                                 received on or before this date.                        VIII. Plain Writing                                   submission to the NRC, then you should
                                                 ADDRESSES: You may submit comments
                                                                                                         IX. Availability of Documents                         inform those persons not to include
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                                                                         X. Rulemaking Process                                 identifying or contact information that
                                                 by any of the following methods (unless
                                                 this document describes a different                     I. Obtaining Information and                          they do not want to be publicly
                                                 method for submitting comments on a                     Submitting Comments                                   disclosed in their comment submission.
                                                 specific subject):                                                                                            Your request should state that the NRC
                                                   • Federal rulemaking Web site: Go to                  A. Obtaining Information                              does not routinely edit comment
                                                 http://www.regulations.gov and search                     Please refer to Docket ID NRC–2015–                 submissions to remove such information
                                                 for Docket ID NRC–2015–0070. Address                    0070 when contacting the NRC about                    before making the comment
                                                 questions about NRC dockets to Carol                    the availability of information for this              submissions available to the public or


                                            VerDate Sep<11>2014   14:08 Nov 18, 2015   Jkt 238001   PO 00000   Frm 00001   Fmt 4702   Sfmt 4702   E:\FR\FM\19NOP1.SGM   19NOP1


                                                                     Federal Register / Vol. 80, No. 223 / Thursday, November 19, 2015 / Proposed Rules                                          72359

                                                 entering the comment submissions into                   of the fuel from the reactor core, such               study used simplified and sometimes
                                                 ADAMS.                                                  accidents are no longer possible. As a                bounding assumptions and models to
                                                                                                         result of the shutdown and removal of                 characterize the likelihood and
                                                 II. Background
                                                                                                         fuel, the reactor, reactor coolant system,            consequences of beyond-design-basis
                                                 A. Regulatory Actions Related to                        and supporting systems no longer                      SFP accidents. Subsequent NRC
                                                 Decommissioning Power Reactors                          operate and, therefore, have no function.             regulatory activities and studies
                                                    Significant regulations for the                      Hence, postulated accidents involving                 (described in more detail below) have
                                                 decommissioning of nuclear power                        failure or malfunction of the reactor,                reaffirmed the safety and security of
                                                 reactors were not included in NRC rules                 reactor coolant system, or supporting                 spent fuel stored in pools and shown
                                                 promulgated before 1988. The NRC                        systems are no longer applicable.                     that SFPs are effectively designed to
                                                                                                            During reactor decommissioning, the                prevent accidents.
                                                 published a final rule in the Federal
                                                                                                         principal radiological risks are                         Because of uncertainty in the
                                                 Register on June 27, 1988 (53 FR 24018),
                                                                                                         associated with the storage of spent fuel             NUREG–1738 conclusions about the risk
                                                 establishing decommissioning
                                                                                                         onsite. Generally, a few months after the             of SFP fires, the NRC staff faced a
                                                 requirements for various types of
                                                                                                         reactor has been permanently shut                     challenge in developing a generic
                                                 licensees. By the early 1990s, the NRC
                                                                                                         down, there are no possible design-basis              decommissioning rule for EP, physical
                                                 recognized a need for more changes to
                                                                                                         events that could result in a radiological            security, and insurance. To seek
                                                 the power reactor decommissioning
                                                                                                         release exceeding the limits established              additional Commission direction, on
                                                 regulations and published a proposed
                                                                                                         by the U.S. Environmental Protection                  June 4, 2001, the NRC staff submitted to
                                                 rule to amend its regulations for reactor
                                                                                                         Agency’s (EPA) early- phase Protective                the Commission SECY–01–0100,
                                                 decommissioning in 1995 (60 FR 37374;                   Action Guidelines of 1 roentgen                       ‘‘Policy Issues Related to Safeguards,
                                                 July 20, 1995). In 1996, the NRC                        equivalent man at the exclusion area                  Insurance, and Emergency Preparedness
                                                 amended its regulations for reactor                     boundary. The only accident that might                Regulations at Decommissioning
                                                 decommissioning to clarify ambiguities,                 lead to a significant radiological release            Nuclear Power Plants Storing Fuel in
                                                 make generically applicable procedures                  at a decommissioning reactor is a                     Spent Fuel Pools’’ (ADAMS Accession
                                                 that had been used on a case-by-case                    zirconium fire. The zirconium fire                    No. ML011450420). However, based on
                                                 basis, and allow for greater public                     scenario is a postulated, but highly                  the reactor security implications of the
                                                 participation in the decommissioning                    unlikely, beyond-design-basis accident                terrorist attacks of September 11, 2001
                                                 process (61 FR 39278; July 29, 1996).                   scenario that involves a major loss of                (9/11), and the results of NUREG–1738,
                                                 However, as an increasing number of                     water inventory from the spent fuel pool              the NRC redirected its rulemaking
                                                 power reactor licensees began                           (SFP), resulting in a significant heat-up             priorities to focus on programmatic
                                                 decommissioning their reactors, it                      of the spent fuel, and culminating in                 regulatory changes related to safeguards
                                                 became apparent in the late 1990s that                  substantial zirconium cladding                        and security. In a memorandum to the
                                                 additional rulemaking was needed on                     oxidation and fuel damage. The                        Commission, ‘‘Status of Regulatory
                                                 specific topics to improve the efficiency               analyses of spent fuel heat-up scenarios              Exemptions for Decommissioning
                                                 and effectiveness of the                                that might result in a zirconium fire are             Plants,’’ dated August 16, 2002 (ADAMS
                                                 decommissioning process.                                related to the decay heat of the                      Accession No. ML030550706), the NRC
                                                    In a series of Commission papers                     irradiated fuel stored in the SFP.                    staff stated that no additional permanent
                                                 issued between 1997 and 2001, the NRC                   Therefore, the probability of a                       reactor shut downs were anticipated in
                                                 staff provided options and                              zirconium fire scenario continues to                  the foreseeable future, and that no
                                                 recommendations to the Commission to                    decrease as a function of the time that               immediate need existed to proceed with
                                                 address regulatory improvements                         the decommissioning reactor has been                  the decommissioning regulatory
                                                 related to power reactor                                permanently shut down.                                improvement work that was planned.
                                                 decommissioning. In the Staff                              On June 28, 2000, the NRC staff                    Consequently, the NRC shifted
                                                 Requirements Memorandum (SRM) to                        submitted SECY–00–0145, ‘‘Integrated                  resources allocated for reactor
                                                 SECY–99–168, ‘‘Improving                                Rulemaking Plan for Nuclear Power                     decommissioning rulemaking to other
                                                 Decommissioning Regulations for                         Plant Decommissioning’’ (ADAMS                        activities. The NRC staff concluded that
                                                 Nuclear Power Plants,’’ dated December                  Accession No. ML003721626) to the                     if any additional reactors permanently
                                                 21, 1999 (ADAMS Accession No.                           Commission, proposing an integrated                   shut down after the rulemaking effort
                                                 ML003752190), the Commission                            decommissioning rulemaking plan. The                  was suspended, establishment of the
                                                 directed the NRC staff to proceed with                  rulemaking plan was contingent on the                 decommissioning regulatory framework
                                                 a single, integrated, risk-informed                     completion of a zirconium fire risk                   would continue to be addressed through
                                                 decommissioning rule, addressing the                    study provided in NUREG–1738,                         the license amendment and exemption
                                                 areas of emergency preparedness (EP),                   ‘‘Technical Study of Spent Fuel Pool                  processes.
                                                 insurance, safeguards, staffing and                     Accident Risk at Decommissioning                         Between 1998 and 2013, no power
                                                 training, and backfit. The objective of                 Nuclear Power Plants’’ (ADAMS                         reactors permanently ceased operation.
                                                 the rulemaking was to clarify and                       Accession No. ML010430066), on the                    Since 2013, five power reactors have
                                                 remove certain regulations for                          accident risks at decommissioning                     permanently shut down, defueled, and
                                                 decommissioning power reactors based                    reactor SFPs. The NUREG was issued on                 are transitioning to decommissioning.
                                                 on the reduction in radiological risk                   February 28, 2001.                                    For these decommissioning reactor
                                                 compared to operating reactors. At an                      Although NUREG–1738 could not                      licensees, the NRC has processed
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                 operating reactor, the high temperature                 completely rule out the possibility of a              various license amendments and
                                                 and pressure of the reactor coolant                     zirconium fire after a long spent fuel                exemptions to establish a
                                                 system, as well as the inventory of                     decay times, it did demonstrate that                  decommissioning regulatory framework,
                                                 relatively short-lived radionuclides,                   storage of spent fuel in a high-density               similar to the method used in the 1990s.
                                                 contribute to both the risk and                         configuration in SFPs is safe, and that                  Following the 9/11 attack, the NRC
                                                 consequences of an accident. With the                   the risk of accidental release of a                   took several actions to further reduce
                                                 permanent cessation of reactor                          significant amount of radioactive                     the possibility of a SFP fire. In the wake
                                                 operations and the permanent removal                    material to the environment is low. The               of the attacks, the NRC issued orders


                                            VerDate Sep<11>2014   14:08 Nov 18, 2015   Jkt 238001   PO 00000   Frm 00002   Fmt 4702   Sfmt 4702   E:\FR\FM\19NOP1.SGM   19NOP1


                                                 72360               Federal Register / Vol. 80, No. 223 / Thursday, November 19, 2015 / Proposed Rules

                                                 that required licensees to implement                    related information and are not                       enhances air coolability and thereby
                                                 additional security measures, including                 available to the public. The Sandia                   reduces the likelihood of a release from
                                                 increased patrols, augmented security                   studies considered spent fuel loading                 a completely drained SFP. An
                                                 forces and capabilities, and more                       patterns and other aspects of a                       information notice titled, ‘‘Potential
                                                 restrictive site-access controls to reduce              pressurized-water reactor SFP and a                   Safety Enhancements to Spent Fuel Pool
                                                 the likelihood of an accident, including                boiling water reactor SFP, including the              Storage,’’ dated November 14, 2014
                                                 a SFP accident, resulting from a terrorist              role that the circulation of air plays in             (ADAMS Accession No. ML14218A493),
                                                 initiated event. The NRC’s regulatory                   the cooling of spent fuel. The Sandia                 was issued to all licensees informing
                                                 actions after the terrorist attacks of 9/11             studies indicated that there may be a                 them of the insights from NUREG–2161.
                                                 have significantly enhanced the safety                  significant amount of time between the                This information notice describes the
                                                 of SFPs. A comprehensive discussion of                  initiating event (i.e., the event that                benefits of storing spent fuel in more
                                                 post 9/11 activities, some of which                     causes the SFP water level to drop) and               favorable loading patterns, placing spent
                                                 specifically address SFP safety and                     the spent fuel assemblies becoming                    fuel in dispersed patterns immediately
                                                 security, is provided in the                            partially or completely uncovered. In                 after core offload, and taking action to
                                                 memorandum to the Commission titled,                    addition, the Sandia studies indicated                improve mitigation strategies.
                                                 ‘‘Documentation of Evolution of                         that for those hypothetical conditions                   In addition, in response to the
                                                 Security Requirements at Commercial                     where air cooling may not be effective                Fukushima Dai-ichi accident, the NRC
                                                 Nuclear Power Plants with Respect to                    in preventing a zirconium fire, there is              is currently implementing regulatory
                                                 Mitigation Measures for Large Fires and                 a significant amount of time between                  actions to further enhance reactor and
                                                 Explosions,’’ dated February 4, 2010                    the spent fuel becoming uncovered and                 SFP safety. On March 12, 2012, the NRC
                                                 (ADAMS Accession No. ML092990438).                      the possible onset of such a zirconium                issued Order EA–12–051, ‘‘Issuance of
                                                    In addition, the NRC amended                         fire, thereby providing a substantial                 Order to Modify Licenses with Regard to
                                                 § 50.55(hh)(2) of title 10 of the Code of               opportunity for both operator and                     Reliable Spent Fuel Pool
                                                 Federal Regulations (10 CFR) to require                 system event mitigation.                              Instrumentation,’’ (ADAMS Accession
                                                 licensees to implement other mitigating                    The Sandia studies, which account for              No. ML12054A679), which requires that
                                                 measures to maintain or restore SFP                     relevant heat transfer and fluid flow                 licensees install reliable means of
                                                 cooling capability in the event of loss of              mechanisms, also indicated that air-                  remotely monitoring wide-range SFP
                                                 large areas of the plant due to fires or                cooling of spent fuel would be sufficient             levels to support effective prioritization
                                                 explosions, which further decreases the                 to prevent SFP zirconium fires at a point             of event mitigation and recovery actions
                                                 probability of a SFP fire (74 FR 13926,                 much earlier following fuel offload from              in the event of a beyond-design-basis
                                                 March 27, 2009). The Nuclear Energy                     the reactor than previously considered                external event. Although the primary
                                                 Institute (NEI) provided detailed                       (e.g., in NUREG–1738). Thus, the fuel is              purpose of the order was to ensure that
                                                 guidance in ‘‘NEI–06–12: B.5.b Phase 2                  more easily cooled, and the likelihood                operators were not distracted by
                                                 & 3 Submittal Guideline,’’ Revision 2,                  of an SFP fire is therefore reduced.                  uncertainties related to SFP conditions
                                                 dated December 2006 (ADAMS                                 Additional mitigation strategies                   during the accident response, the
                                                 Accession No. ML070090060). The NRC                     implemented subsequent to 9/11                        improved monitoring capabilities will
                                                 endorsed this guidance on December 22,                  enhance spent fuel coolability, and the               help in the diagnosis and response to
                                                 2006 (non-publicly available), for                      potential to recover SFP water level and              potential losses of SFP integrity. In
                                                 compliance with the § 50.54(hh)(2)                      cooling prior to a potential SFP                      addition, on March 12, 2012, the NRC
                                                 requirements. Under § 50.54(hh)(2),                     zirconium fire. The Sandia studies also               issued Order EA–12–049, ‘‘Order
                                                 power reactor licensees are required to                 confirmed the effectiveness of                        Modifying Licenses with Regard to
                                                 implement strategies such as those                      additional mitigation strategies to                   Requirements for Mitigation Strategies
                                                 provided in NEI–06–12. The NEI’s                        maintain spent fuel cooling in the event              for Beyond-Design-Basis External
                                                 guidance specifies that portable, power-                the pool is drained and its initial water             Events,’’ (ADAMS Accession No.
                                                 independent pumping capabilities must                   inventory is reduced or lost entirely.                ML12054A735), which requires
                                                 be able to provide at least 500 gallons                 Based on this more recent information,                licensees to develop, implement, and
                                                 per minute (gpm) of bulk water makeup                   and the implementation of additional                  maintain guidance and strategies to
                                                 to the SFP, and at least 200 gpm of                     strategies following 9/11, the probability            maintain or restore SFP cooling
                                                 water spray to the SFP. Recognizing that                of a SFP zirconium fire initiation is                 capabilities, independent of alternating
                                                 the SFP is more susceptible to a release                expected to be less than reported in                  current power, following a beyond-
                                                 when the spent fuel is in a nondispersed                NUREG–1738 and previous studies.                      design-basis external event. These
                                                 configuration, the guidance also                           The NUREG–2161, ‘‘Consequence                      requirements ensure a more reliable and
                                                 specifies that the portable equipment is                Study of a Beyond-Design-Basis                        robust mitigation capability is in place
                                                 to be capable of being deployed within                  Earthquake Affecting the Spent Fuel                   to address degrading conditions in
                                                 2 hours for a nondispersed                              Pool for a U.S. Mark I Boiling Water                  SFPs.
                                                 configuration. The NRC found the NEI                    Reactor,’’ dated September 2014                          The NRC believes that much of the
                                                 guidance to be an effective means for                   (ADAMS Accession No. ML14255A365),                    information in the SFP studies that have
                                                 mitigating the potential loss of large                  evaluated the potential benefits of                   been accomplished since NUREG–1738,
                                                 areas due to fires or explosions.                       strategies required in § 50.54(hh)(2). The            as discussed previously, will contribute
                                                    Further, other organizations, such as                NUREG–2161 found that successful                      to the development of a regulatory basis
                                                 Sandia National Laboratory, have                        implementation of mitigation strategies               for the current power reactor
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                 confirmed the effectiveness of the                      significantly reduces the likelihood of a             decommissioning rulemaking effort.
                                                 additional mitigation strategies to                     release from the SFP in the event of a                   In the SRM to SECY–14–0118,
                                                 maintain spent fuel cooling in the event                loss of cooling water. Additionally,                  ‘‘Request by Duke Energy Florida, Inc.,
                                                 the pool is drained and its initial water               NUREG–2161 found that the placement                   for Exemptions from Certain Emergency
                                                 inventory is reduced or lost entirely.                  of spent fuel in a dispersed                          Planning Requirements,’’ dated
                                                 The analyses conducted by the Sandia                    configuration in the SFP, such as the 1               December 30, 2014 (ADAMS Accession
                                                 National Laboratories (collectively, the                x 4 pattern, would have a positive effect             No. ML14364A111), the Commission
                                                 ‘‘Sandia studies’’), are sensitive security             in promoting natural circulation, which               directed the NRC staff to proceed with


                                            VerDate Sep<11>2014   14:08 Nov 18, 2015   Jkt 238001   PO 00000   Frm 00003   Fmt 4702   Sfmt 4702   E:\FR\FM\19NOP1.SGM   19NOP1


                                                                     Federal Register / Vol. 80, No. 223 / Thursday, November 19, 2015 / Proposed Rules                                        72361

                                                 rulemaking on reactor decommissioning                   information to the Commission on                      decommissioning rulemaking is not
                                                 and set an objective of early 2019 for its              resource estimates and work that will be              based on safety concerns, the NRC
                                                 completion. The Commission also stated                  delayed or deferred in fiscal year (FY)               understands that the decommissioning
                                                 that this rulemaking should address the                 2016 to enable the staff to make timely               process can be improved and made
                                                 following:                                              progress consistent with Commission                   more efficient and predictable by
                                                    • Issues discussed in SECY–00–0145                   direction to have a final rule submitted              reducing its reliance on processing
                                                 such as the graded approach to                          to the Commission by the end of FY                    licensing actions to achieve a long-term
                                                 emergency preparedness;                                 2019.                                                 regulatory framework for
                                                    • Lessons learned from the plants that                                                                     decommissioning. Therefore, the
                                                                                                         B. Licensing Actions Related to
                                                 have already (or are currently) going                                                                         primary objective of the
                                                                                                         Decommissioning Power Reactors
                                                 through the decommissioning process;                                                                          decommissioning rulemaking is to
                                                    • The advisability of requiring a                       In 2013, four power reactor units                  implement appropriate regulatory
                                                 licensee’s post-shutdown                                permanently shut down without                         changes that reduce the number of
                                                 decommissioning activity report                         significant advance notice or pre-                    licensing actions needed during
                                                 (PSDAR) to be approved by the NRC;                      planning. These licensees and the                     decommissioning.
                                                    • The appropriateness of maintaining                 associated shut down reactors are: Duke                  The NRC anticipates that a power
                                                 the three existing options (DECON,                      Energy Florida for Crystal River Unit 3               reactor decommissioning rulemaking
                                                 SAFSTOR, and ENTOMB 1) for                              Nuclear Generation Plant; Dominion                    will require substantial interactions
                                                 decommissioning and the timeframes                      Energy Kewaunee for Kewaunee Power                    with all stakeholders. The information
                                                 associated with those options;                          Station; and Southern California Edison               developed in SECY–00–0145 provides a
                                                    • The appropriate role of State and                  for San Onofre Nuclear Generating                     historical perspective on the regulatory
                                                 local governments and                                   Station, Units 2 and 3.                               challenges that the NRC is facing for
                                                 nongovernmental stakeholders in the                        On December 29, 2014, Entergy                      those licensees currently transitioning
                                                 decommissioning process; and                            Nuclear Operations, Inc., shut down                   to decommissioning. In addition, SECY–
                                                    • Any other issues deemed relevant                   Vermont Yankee Nuclear Power Station                  00–0145 serves as a good starting point
                                                 by the NRC staff.                                       (VY), and on January 12, 2015, the                    for the current reactor decommissioning
                                                    In SECY–15–0014, ‘‘Anticipated                       licensee certified that VY had                        rulemaking effort. However, as a result
                                                 Schedule and Estimated Resources for a                  permanently ceased operation and                      of the changes to operating reactor
                                                 Power Reactor Decommissioning                           removed fuel from the reactor vessel.                 regulations in the areas of EP and
                                                 Rulemaking,’’ dated January 30, 2015                    Furthermore, Exelon Generation                        security after September 11, 2001, and
                                                 (ADAMS Accession No.                                    Company, the licensee for the Oyster                  the earthquake and tsunami affecting
                                                 ML15082A089—redacted), the NRC staff                    Creek Nuclear Generating Station, has                 the Fukushima Dai-ichi nuclear power
                                                 committed to proceed with a                             indicated that it is currently planning to            station in Japan, there will likely be
                                                 rulemaking on reactor decommissioning                   shut down that facility in 2019.                      many differences in the current
                                                 and provided an anticipated schedule                       Both the decommissioning reactor                   rulemaking effort as compared to the
                                                 and estimate of the resources required                  licensees and the NRC have expended                   rulemaking approach proposed in
                                                 for the completion of a                                 substantial resources processing                      SECY–00–0145. The proposed
                                                 decommissioning rulemaking. In SECY–                    licensing actions for these power                     decommissioning rulemaking effort
                                                 15–0127, ‘‘Schedule, Resource                           reactors during their transition period to            needs to be carefully scoped to ensure
                                                                                                         a decommissioning status. Consistent                  an efficient and timely rulemaking
                                                 Estimates, and Impacts for the Power
                                                                                                         with the power reactors that                          process. Incorporating too broad of a
                                                 Reactor Decommissioning Rulemaking,’’
                                                                                                         permanently shutdown in the 1990s, the                regulatory scope into a single rule was
                                                 dated October 7, 2015, (non-publicly
                                                                                                         licensees that are currently transitioning            one of the challenges encountered
                                                 available), the staff provided further
                                                                                                         to decommissioning are establishing a                 during the prior rulemaking effort.
                                                    1 These options were first identified in the 1988
                                                                                                         long-term regulatory framework based                     Until a new decommissioning
                                                 Generic Environmental Impact Statement and              on the low risk of an offsite radiological            rulemaking is complete, licensees that
                                                 defined as follows:                                     release posed by a decommissioning                    are considering decommissioning can
                                                    DECON: The equipment, structures, and portions       reactor. The licensees are seeking NRC                use recently completed
                                                 of the facility and site that contain radioactive       approval of exemptions and
                                                 contaminants are promptly removed or
                                                                                                                                                               decommissioning licensing actions as a
                                                 decontaminated to a level that permits termination      amendments, to reduce requirements no                 template for beginning
                                                 of the license shortly after cessation of operations.   longer needed or no longer relevant for               decommissioning activities. In addition,
                                                    SAFSTOR: The facility is placed in a safe, stable    permanently shutdown reactors.                        the NRC can use these recent licensing
                                                 condition and maintained in that state (safe storage)      The NRC has not identified any                     action evaluations as a precedent when
                                                 until it is subsequently decontaminated and             significant risks to public health and
                                                 dismantled to levels that permit license
                                                                                                                                                               processing similar decommissioning
                                                 termination. During SAFSTOR, a facility is left         safety in the current regulatory                      actions. The recently completed
                                                 intact, but the fuel has been removed from the          framework for decommissioning power                   licensing actions will also provide
                                                 reactor vessel, and radioactive liquids have been       reactors. Consequently, the need for a                supporting information for the
                                                 drained from systems and components and then            power reactor decommissioning
                                                 processed. Radioactive decay occurs during the
                                                                                                                                                               framework and context of a power
                                                 SAFSTOR period, thus reducing the quantity of           rulemaking is not based on any                        reactor decommissioning rulemaking.
                                                 contaminated and radioactive material that must be      identified safety-driven or security-                 The NRC has also completed interim
                                                 disposed of during decontamination and                  driven concerns. When compared to an                  staff guidance on processing EP license
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                 dismantlement. The definition of SAFSTOR also           operating reactor, the risk of an offsite
                                                 includes the decontamination and dismantlement
                                                                                                                                                               exemptions (NSIR/DPR–ISG–02,
                                                 of the facility at the end of the storage period.       radiological release is significantly                 ‘‘Emergency Planning Exemption
                                                    ENTOMB: Radioactive systems, structures, and         lower, and the types of possible                      Requests for Decommissioning Nuclear
                                                 components are encased in a structurally long-lived     accidents are significantly fewer, at a               Power Plants,’’ ADAMS Accession No.
                                                 substance, such as concrete. The entombed               nuclear power reactor that has                        ML13304B442), and has issued draft
                                                 structure is appropriately maintained, and
                                                 continued surveillance is carried out until the
                                                                                                         permanently ceased operations and                     interim staff guidance for physical
                                                 radioactivity decays to a level that permits            removed fuel from the reactor vessel.                 security license exemptions (NSIR/DSP–
                                                 termination of the license.                             Although the need for a power reactor                 ISG–03, ‘‘Review of Security


                                            VerDate Sep<11>2014   14:08 Nov 18, 2015   Jkt 238001   PO 00000   Frm 00004   Fmt 4702   Sfmt 4702   E:\FR\FM\19NOP1.SGM   19NOP1


                                                 72362               Federal Register / Vol. 80, No. 223 / Thursday, November 19, 2015 / Proposed Rules

                                                 Exemptions/License Amendment                            A. Applicability to NRC Licenses and                  to 10 CFR part 50, ‘‘Emergency Planning
                                                 Requests for Decommissioning Nuclear                    Approvals                                             and Preparedness for Production and
                                                 Power Plants,’’ ADAMS Accession No.                        The NRC would apply these updated                  Utilization Facilities’’; § 50.54(s), (q),
                                                 ML14294A170).                                           requirements to power reactors                        and (t), and § 50.72(a) and (b). These
                                                                                                         permanently shut down and defueled                    areas are discussed in more detail in
                                                    The NRC intends to work closely with
                                                                                                         and entered into decommissioning.                     this section. The questions on EP have
                                                 all stakeholders to ensure that the
                                                                                                            Accordingly, the NRC envisions that                been listed in this document using the
                                                 decommissioning rulemaking can be                                                                             acronym ‘‘EP’’ and sequential numbers.
                                                 achieved within a reasonable timeframe.                 the requirements would apply to the
                                                                                                         following:                                               EP–1: The NRC has previously
                                                 III. Discussion                                            • Nuclear power plants currently                   approved exemptions from the
                                                                                                         licensed under 10 CFR part 50;                        emergency planning regulations in
                                                    The NRC has determined that                             • Nuclear power plants currently                   § 50.47 and appendix E to 10 CFR part
                                                 interaction with the public and                         being constructed under construction                  50 at permanently shut down and
                                                 stakeholders will help to inform the                    permits issued under 10 CFR part 50, or               defueled power reactor sites based on
                                                 development of a regulatory basis for                   whose construction permits may be                     the determination that there are no
                                                 the power reactor decommissioning                       reinstated;                                           possible design-basis events at a
                                                 rulemaking. This ANPR is structured                        • Future nuclear power plants whose                decommissioning licensee’s facility that
                                                 around questions intended to solicit                    construction permits and operating                    could result in an offsite radiological
                                                 information that: (1) Defines the scope                 licenses are issued under 10 CFR part                 release exceeding the limits established
                                                 of stakeholder interest in a                            50; and                                               by the EPA’s early-phase protective
                                                 decommissioning rulemaking, and (2)                        • Current and future nuclear power                 action guidelines of 1 rem at the
                                                                                                         plants licensed under 10 CFR part 52.                 exclusion area boundary. In addition,
                                                 supports the development of a complete
                                                                                                                                                               the possibility of the spent fuel in the
                                                 and adequate regulatory basis.                          B. Interim Regulatory Actions                         SFP reaching the point of a beyond-
                                                 Commenters should feel free to provide                     The NRC recognizes that it will take               design-basis zirconium fire is highly
                                                 feedback on any aspect of power reactor                 several years to issue a final rule. If               unlikely based on an analysis of the
                                                 decommissioning that would support                      additional reactors begin                             amount of time before spent fuel could
                                                 this ANPR’s regulatory objective,                       decommissioning before                                reach the zirconium ignition
                                                 whether or not in response to a question                implementation of the final rule, the                 temperature during a SFP partial drain-
                                                 listed in this ANPR.                                    NRC anticipates that licensees will                   down event, assuming a reasonably
                                                                                                         continue to use existing regulatory                   conservative adiabatic heat-up
                                                 IV. Regulatory Objectives
                                                                                                         processes (for example, exemptions and                calculation. A minimum of 10 hours is
                                                    The NRC is developing a proposed                     license amendments) to establish their                the time that was used in previously
                                                 rule that would amend the current                       decommissioning regulatory framework.                 approved exemptions, which allows for
                                                 requirements for power reactors                                                                               onsite mitigative actions to be taken by
                                                                                                         V. Specific Considerations
                                                 transitioning to decommissioning.                                                                             the licensee or actions to be taken by
                                                                                                           The NRC is seeking stakeholders’                    offsite authorities in accordance with
                                                 Experience has demonstrated that                        input on the following specific areas                 the comprehensive emergency
                                                 licensees for decommissioning power                     related to power reactor                              management plans (i.e., all hazards
                                                 reactors seek several exemptions and                    decommissioning regulations. The NRC                  plans). For licensees that have been
                                                 license amendments per site to establish                asks that commenters provide the bases                granted exemptions, the EP regulations,
                                                 a long-term licensing basis for                         for their comments (i.e., the underlying              as exempted, continue to require the
                                                 decommissioning. By issuing a                           rationale for the position stated in the              licensees to, among other things,
                                                 decommissioning rule, the NRC would                     comment) to enable the NRC to have a                  maintain an onsite emergency plan
                                                 be able to establish regulations that                   complete understanding of commenters’                 addressing the classification of an
                                                 would maintain safety and security at                   positions.                                            emergency, notification of emergencies
                                                 sites transitioning to decommissioning                                                                        to licensee personnel and offsite
                                                                                                         A. Questions Related to Emergency
                                                 without the need to grant specific                                                                            authorities, and coordination with
                                                                                                         Preparedness Requirements for
                                                 exemptions or license amendments in                     Decommissioning Power Reactor                         designated offsite government officials
                                                 certain regulatory areas. Specifically,                 Licensees                                             following an event declaration so that,
                                                 the decommissioning rulemaking would                                                                          if needed, offsite authorities may
                                                 have the following goals: (1) Continue to                  The EP requirements of 10 CFR 50.47,               implement protective actions using a
                                                 provide reasonable assurance of                         ‘‘Emergency Plans,’’ and appendix E,                  comprehensive emergency management
                                                 adequate protection of the public health                ‘‘Emergency Planning and Preparedness                 (all-hazard) approach to protect public
                                                                                                         for Production and Utilization                        health and safety. The EP exemptions
                                                 and safety and common defense and
                                                                                                         Facilities,’’ to 10 CFR part 50 continue              relieve the licensee from the
                                                 security at decommissioning power
                                                                                                         to apply to a nuclear power reactor after             requirement to maintain formal offsite
                                                 reactor sites; (2) Ensure that the                      permanent cessation of operations and
                                                 requirements for decommissioning                                                                              radiological emergency preparedness,
                                                                                                         removal of fuel from the reactor vessel.              including the 10-mile emergency
                                                 power reactors are clear and                            Currently, there are no explicit                      planning zone.
                                                 appropriate; (3) Codify those issues that               regulatory provisions distinguishing EP                  a. What specific EP requirements in
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                 are found to be generically applicable to               requirements for a power reactor that                 § 50.47 and appendix E to 10 CFR part
                                                 all decommissioning power reactors and                  has been shut down from those for an                  50 should be evaluated for modification,
                                                 have resulted in the need for similarly-                operating power reactor. The NRC is                   including any EP requirements not
                                                 worded exemptions or license                            considering several changes to the EP                 addressed in previously approved
                                                 amendments; and (4) Identify, define,                   requirements in 10 CFR part 50,                       exemption requests for licensees with
                                                 and resolve additional areas of concern                 ‘‘Domestic Licensing of Production and                decommissioning reactors?
                                                 related to the regulation of                            Utilization Facilities,’’ including                      b. What existing NRC EP-related
                                                 decommissioning power reactors.                         § 50.47, ‘‘Emergency Plans;’’ appendix E              guidance and other documents should


                                            VerDate Sep<11>2014   14:08 Nov 18, 2015   Jkt 238001   PO 00000   Frm 00005   Fmt 4702   Sfmt 4702   E:\FR\FM\19NOP1.SGM   19NOP1


                                                                     Federal Register / Vol. 80, No. 223 / Thursday, November 19, 2015 / Proposed Rules                                            72363

                                                 be revised to address implementation of                 emergency plans would no longer be                    instrumentation for obtaining ERDS
                                                 changes to the EP requirements?                         required?                                             data, no longer be necessary?
                                                    c. What new guidance would be                           EP–4: Under § 50.54(q), nuclear power                 EP–7: Under § 50.72(a)(1)(i), nuclear
                                                 necessary to support implementation of                  reactor licensees are required to follow              power reactor licensees are required to
                                                 changes to the EP requirements?                         and maintain the effectiveness of                     make an immediate notification to the
                                                    EP–2: Rulemaking may involve a                       emergency plans that meet the                         NRC for the declaration of any of the
                                                 tiered approach for modifying EP                        standards in § 50.47 and the                          emergency classes specified in the
                                                 requirements based on several factors,                  requirements in appendix E to 10 CFR                  licensee’s NRC-approved emergency
                                                 including, but not limited to, the source               part 50. These licensees must submit to               plan. Notification of the lowest level of
                                                 term after cessation of power operations,               the NRC, for prior approval, changes                  a declared emergency at a permanently
                                                 removal of fuel from the reactor vessel,                that would reduce the effectiveness of                shut down and defueled reactor facility
                                                 elapsed time after permanent defueling,                 their emergency plans.                                may no longer need to be an immediate
                                                 and type of long-term onsite fuel                          a. Should § 50.54(q) be modified to                notification (e.g., consider changing the
                                                 storage.                                                recognize that nuclear power reactor                  immediate notification category for a
                                                    a. What tiers and associated EP                      licensees, once they certify under                    Notification of Unusual Event
                                                 requirements would be appropriate to                    § 50.82, ‘‘Termination of License,’’ to               emergency declaration to a 1-hour
                                                 consider for this approach?                             have permanently ceased operation and                 notification). What changes to
                                                    b. What factors should be considered                 permanently removed fuel from the                     § 50.72(a)(1)(i) should be considered for
                                                 in establishing each tier?                              reactor vessel, would no longer be                    decommissioning sites?
                                                    c. What type of basis could be                       required to meet all standards in § 50.47                EP–8: Under § 50.72(b)(3)(xiii),
                                                                                                         and all requirements in appendix E? If                nuclear power reactor licensees are
                                                 established to support each tier or
                                                                                                         so, describe how.                                     required to make an 8-hour report of any
                                                 factor?
                                                                                                                                                               event that results in a major loss of
                                                    d. Should the NRC consider an                           b. Should nuclear power reactor
                                                                                                                                                               emergency assessment capability, offsite
                                                 alternative to a tiered approach for                    licensees, once they certify under
                                                                                                                                                               response capability, or offsite
                                                 modifying EP requirements? If so,                       § 50.82 to have permanently ceased
                                                                                                                                                               communications capability (e.g.,
                                                 provide a description of a proposed                     operation and permanently removed
                                                                                                                                                               significant portion of control room
                                                 alternative.                                            fuel from the reactor vessel, be allowed
                                                                                                                                                               indication, emergency notification
                                                    EP–3: Several aspects of offsite EP,                 to make emergency plan changes based
                                                                                                                                                               system, or offsite notification system).
                                                 such as formal offsite radiological                     on § 50.59, ‘‘Changes, Tests, and                     Certain parts of this section may not
                                                 emergency plans, emergency planning                     Experiments,’’ impacting EP related                   apply to a permanently shut down and
                                                 zones, and alert and notification                       equipment directly associated with                    defueled site (e.g., a major loss of offsite
                                                 systems, may not be necessary at a                      power operations? If so, describe how                 response capability once offsite
                                                 decommissioning site when beyond-                       this might be addressed under                         radiological emergency plans would no
                                                 design-basis events—which could result                  § 50.54(q).                                           longer be required). What changes to
                                                 in the need for offsite protective                         EP–5: Under § 50.54(t), nuclear power              § 50.72(b)(3)(xiii) should be considered
                                                 actions—are few in number and highly                    reactor licensees are required to review              for decommissioning sites?
                                                 unlikely to occur.                                      all EP program elements every 12
                                                    a. Presently, licensees at                           months. Some EP program elements                      B. Questions Related to the Physical
                                                 decommissioning sites must maintain                     may not apply to permanently shut                     Security Requirements for
                                                 the following capabilities to initiate and              down and defueled sites; for example,                 Decommissioning Power Reactor
                                                 implement emergency response actions:                   the adequacy of interfaces with State                 Licensees
                                                 Classify and declare an emergency,                      and local government officials when                      Currently, the physical protection
                                                 assess releases of radioactive materials,               offsite radiological emergency plans                  programs applied at decommissioning
                                                 notify licensee personnel and offsite                   may no longer be required. Should                     reactors are managed through security
                                                 authorities, take mitigative actions, and               § 50.54(t) be clarified to distinguish                plan changes submitted to the NRC
                                                 request offsite assistance if needed.                   between EP program review                             under the provisions of §§ 50.90 and
                                                 What other aspects of onsite EP and                     requirements for operating versus                     50.54(p) and exemptions submitted to
                                                 response capabilities may be                            permanently shut down and defueled                    the NRC for approval under § 73.5. All
                                                 appropriate for licensees at                            sites? If so, describe how.                           physical protection program
                                                 decommissioning sites to maintain once                     EP–6: The Emergency Response Data                  requirements contained in the current
                                                 the requirements to maintain formal                     System (ERDS) transmits key operating                 § 73.55, appendix B to 10 CFR part 73,
                                                 offsite EP are discontinued?                            plant data to the NRC during an                       ‘‘General Criteria for Security
                                                    b. To what extent would it be                        emergency. Under § 50.72(a)(4), nuclear               Personnel,’’ and appendix C to 10 CFR
                                                 appropriate for licensees at                            power reactor licensees are required to               part 73, ‘‘Licensee Safeguards
                                                 decommissioning sites to arrange for                    activate ERDS within 1 hour after                     Contingency Plans,’’ are applicable to
                                                 offsite assistance to supplement onsite                 declaring an emergency at an ‘‘Alert’’ or             operating reactors and decommissioning
                                                 response capabilities? For example,                     higher emergency classification level.                reactors unless otherwise modified. The
                                                 licensees at decommissioning sites                      Much of the plant data, and associated                questions on physical security
                                                 would maintain agreements with offsite                  instrumentation for obtaining the data,               requirements (PSR) have been listed in
                                                 authorities for fire, medical, and law                  would no longer be available or needed                this document using the acronym ‘‘PSR’’
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                 enforcement support.                                    after a reactor is permanently shut down              and sequential numbers.
                                                    c. What corresponding changes to                     and defueled. Section VI.2 to appendix                   PSR–1: Identify any specific security
                                                 § 50.54(s)(2)(ii) and 50.54(s)(3) (about                E of 10 CFR part 50 does not require a                requirements in § 73.55 and appendices
                                                 U.S. Federal Emergency Management                       nuclear power facility that is shut down              B and C to 10 CFR part 73 that should
                                                 Agency (FEMA)-identified offsite EP                     permanently or indefinitely to have                   be considered for change to reflect
                                                 deficiencies and FEMA offsite EP                        ERDS. At what point(s) in the                         differences between requirements for
                                                 findings, respectively) may be                          decommissioning process should ERDS                   operating reactors and permanently shut
                                                 appropriate when offsite radiological                   activation, ERDS equipment, and the                   down and defueled reactors.


                                            VerDate Sep<11>2014   14:08 Nov 18, 2015   Jkt 238001   PO 00000   Frm 00006   Fmt 4702   Sfmt 4702   E:\FR\FM\19NOP1.SGM   19NOP1


                                                 72364               Federal Register / Vol. 80, No. 223 / Thursday, November 19, 2015 / Proposed Rules

                                                    PSR–2: The physical security                         are within the scope of § 73.54? If so,               of the shift command function.
                                                 requirements protecting the spent fuel                  describe them.                                        Following certification of permanent
                                                 stored in the SFP from the design basis                    b. Should there be reduced cyber                   shut down and removal of the fuel from
                                                 threat (DBT) for radiological sabotage                  security requirements in § 73.54 for                  the reactor, operation of the reactor is no
                                                 are contained in 10 CFR part 73 and                     decommissioning power reactors based                  longer permitted. Although the control
                                                 would remain unchanged by this                          on the reduced risk profile during                    room at a permanently shut down and
                                                 rulemaking. However:                                    decommissioning? If so, what would be                 defueled reactor provides a central
                                                    a. Are there any suggested changes to                the recommended changes?                              location from where the shift command
                                                 the physical security requirements in 10                   PSR–7: Under § 73.55(p)(1)(i) and                  function can be conveniently performed
                                                 CFR part 73 or its appendices that                      (p)(1)(ii), power reactor licensees                   because of existing communication
                                                 would be generically applicable to a                    suspend security measures during                      equipment, office computer equipment,
                                                 decommissioning power reactor while                     certain emergency conditions or during                and access to reference material, the
                                                 spent fuel is stored in the SFP (e.g., are              severe weather under the condition that               control room does not need to be the
                                                 there circumstances where the                           the suspension ‘‘must be approved as a                location of the shift command function
                                                 minimum number of armed responders                      minimum by a licensed senior                          since shift command functions are not
                                                 could be reduced at a decommissioning                   operator.’’ Literal interpretation of these           tied to this location for safety reasons,
                                                 facility)? If so, describe them.                        regulations would require that only a                 and modern communication systems
                                                    b. Which physical security                           licensed senior operator could suspend                permit continuous communication
                                                 requirements in 10 CFR part 73 should                   certain security measures at a                        capability from anywhere on the site.
                                                 be generically applicable to spent fuel                 decommissioning reactor facility.                        The NRC is considering revising the
                                                 stored in a dry cask independent spent                  However, for permanently shut down                    requirements of § 73.55(j)(4)(ii) for a
                                                 fuel storage installation?                              and defueled reactors, licensed                       permanently shut down and defueled
                                                                                                         operators are no longer required, and                 reactor. The revised requirements would
                                                    c. Should the DBT for radiological
                                                                                                         licensees typically eliminate these                   be focused on maintaining a system of
                                                 sabotage continue to apply to
                                                                                                         positions shortly after shut down.                    continuous communications between
                                                 decommissioning reactors? If it should
                                                                                                         Decommissioning licensees create a new                the shift manager/CFH and the security
                                                 cease to apply in the decommissioning
                                                                                                         certified fuel handler (CFH) position                 alarm stations (rather than the control
                                                 process, when should it end?
                                                                                                         (consistent with the definition in § 50.2)            room). Such a change would provide the
                                                    PSR–3: Should the NRC develop and
                                                                                                         as the senior non-licensed operator at                facility’s shift manager/CFH the
                                                 publish additional security-related                     the plant. These positions cannot be                  flexibility to leave the control room
                                                 regulatory guidance specific to                         compared directly, so licensees                       without necessitating that other
                                                 decommissioning reactor physical                        typically are unable to demonstrate that              operational staff remain in the control
                                                 protection requirements, or should the                  the CFH position meets the ‘‘as a                     room to receive communications from
                                                 NRC revise current regulatory guidance                  minimum’’ criteria in § 73.55(p).                     the security alarm stations. Personal
                                                 documents? If so, describe them.                        Because the regulation does not include               communications systems would permit
                                                    PSR–4: What clarifications should the                a provision that authorizes a CFH to                  the shift manager/CFH to perform
                                                 NRC make to target sets in § 73.55(f) that              approve the suspension of security                    managerial and supervisory activities
                                                 addresses permanently shut down and                     measures for permanently shut down                    throughout the plant while maintaining
                                                 defueled reactors?                                      and defueled reactors (similar to                     the command function responsibility,
                                                    PSR–5: For a decommissioning power                   § 50.54(y) authorizing the CFH to                     regardless of the supervisor’s location.
                                                 reactor, are both the central alarm                     approve departures from license                          Based on the discussion above, are
                                                 station and a secondary alarm station                   conditions or technical specifications),              there any concerns related to changing
                                                 necessary? If not, why not? If both alarm               licensees have requested exemptions                   the regulations in § 73.55(j)(4)(ii) to
                                                 stations are considered necessary, could                from § 73.55(p)(1)(i) and (p)(1)(ii) to               allow another communications system
                                                 the secondary alarm station be located                  allow CFHs to have this authority.                    between the alarm stations and the shift
                                                 offsite?                                                   Based on this discussion, are there                manager/CFH in lieu of the control
                                                    PSR–6: Under § 73.54, power reactor                  any concerns about changing the                       room at permanently shut down and
                                                 licensees are required to protect digital               regulations to include the CFH as                     defueled reactors? If so, describe them.
                                                 computer and communication systems                      having the authority to suspend certain
                                                 and networks. These requirements                        security measures during certain                      C. Questions Related to Fitness for Duty
                                                 apply to licensees licensed to operate a                emergency conditions or during severe                 (FFD) Requirements for
                                                 nuclear power plant as of November 23,                  weather for permanently shut down and                 Decommissioning Power Reactor
                                                 2009, including those that have                         defueled reactor facilities? If so,                   Licensees
                                                 subsequently shut down and entered                      describe them.                                          The NRC’s regulations at § 26.3 lists
                                                 into decommissioning.                                      PSR–8: Regulations in § 73.55(j)(4)(ii)            those licensees and other entities that
                                                    a. Section 73.54 clearly states that the             require continuous communications                     are required to comply with designated
                                                 requirements for protection of digital                  capability between security alarm                     subparts of 10 CFR part 26, ‘‘Fitness for
                                                 computer and communications systems                     stations and the control room. The                    Duty Programs.’’ Part 26 does not apply
                                                 and networks apply to power reactors                    intent of § 73.55(j)(4)(ii) is to ensure that         to power reactor licensees that have
                                                 licensed under 10 CFR part 50 that were                 effective communication between the                   certified under § 50.82 to have
                                                 licensed to operate as of November 23,                  alarm stations and operations staff with              permanently shut down and defueled.
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                 2009. However, § 73.54 does not                         shift command function responsibility                 The questions on fitness for duty (FFD)
                                                 explicitly mention the applicability of                 is maintained at all times. The control               have been listed in this document using
                                                 these requirements to power reactors                    room at an operating reactor contains                 the acronym ‘‘FFD’’ and sequential
                                                 that are no longer authorized to operate                the controls and instrumentation                      numbers.
                                                 and are transitioning to                                necessary to ensure safe operation of the               FFD–1: Currently, holders of power
                                                 decommissioning. Are any changes                        reactor and reactor support systems                   reactor licenses issued under 10 CFR
                                                 necessary to § 73.54 to explicitly state                during normal, off-normal, and accident               part 50 or 10 CFR part 52, ‘‘Licenses,
                                                 that decommissioning power reactors                     conditions and, therefore, is the location            Certifications, and Approvals for


                                            VerDate Sep<11>2014   14:08 Nov 18, 2015   Jkt 238001   PO 00000   Frm 00007   Fmt 4702   Sfmt 4702   E:\FR\FM\19NOP1.SGM   19NOP1


                                                                     Federal Register / Vol. 80, No. 223 / Thursday, November 19, 2015 / Proposed Rules                                           72365

                                                 Nuclear Power Plants,’’ must comply                     and reporting requirements would be                   risk profile? Please provide a discussion
                                                 with the physical protection                            met by the proposal; (ii) licensees would             of the alternate approach and how the
                                                 requirements described in § 73.55                       conduct alcohol testing; and (iii) the                measures would adequately manage
                                                 during decommissioning. Under § 73.55,                  performance objectives of 10 CFR                      fatigue for workers.
                                                 each nuclear power reactor licensee                     26.23(a), (b), (c), and (d) would be met.
                                                                                                            FFD–2: On March 31, 2008, the NRC                  D. Questions Related to Training
                                                 shall maintain and implement its
                                                                                                         published a final rule in the Federal                 Requirements of Certified Fuel Handlers
                                                 Commission-approved security plans as
                                                                                                         Register (73 FR 16966) adding subpart                 for Decommissioning Power Reactor
                                                 long as the licensee has a 10 CFR part
                                                                                                         I, ‘‘Managing Fatigue,’’ to 10 CFR part               Licensees
                                                 50 or 52 license. Furthermore,
                                                 § 73.55(b)(9) requires the licensee to                  26. The addition of subpart I in the                     Reactor operators are licensed under
                                                 establish, maintain, and implement an                   revised rule provides reasonable                      10 CFR part 55 to manipulate the
                                                 insider mitigation program (IMP) that                   assurance that the effects of fatigue and             controls of operating power reactors.
                                                 contains elements from various security                 degraded alertness on an individual’s                 The regulations at § 55.4 define
                                                 programs, including the FFD program                     ability to safely and competently                     ‘‘controls’’ to mean, ‘‘when used with
                                                 described in 10 CFR part 26. Each                       perform his or her duties are managed                 respect to a nuclear reactor . . .
                                                 power reactor licensee has committed                    commensurate with maintaining public                  apparatus and mechanisms the
                                                 within its security plan to using NEI 03–               health and safety. The fatigue                        manipulation of which directly affects
                                                 12, ‘‘Security Plan Template,’’ revision                management provisions also reduce the                 the reactivity or power level of the
                                                 7, as the framework for developing its                  potential for worker fatigue (e.g., that              reactor.’’ ‘‘Controls’’ are not relevant at
                                                 security plans to meet the requirements                 associated with security officers,                    decommissioning reactors because the
                                                 of § 73.55. NEI 03–12, which was                        maintenance personnel, control room                   reactors are permanently shutdown and
                                                 endorsed by NRC Regulatory Guide (RG)                   operators, emergency response                         defueled and no longer authorized to
                                                 5.76, ‘‘Physical Protection Programs at                 personnel, etc.) to adversely affect the              load fuel into the reactor vessel.
                                                 Nuclear Power Reactors (Safeguards                      common defense and security. The 2008                 Consequently, without fuel in the
                                                 Information (SGI)),’’ letter dated                      rule established clear and enforceable                reactor vessel, decommissioning
                                                 November 10, 2011, states that the IMP                  requirements for operating nuclear                    reactors are in a configuration in which
                                                 is satisfied when the licensee                          power plant licensees and other entities              the reactivity or power level of the
                                                 ‘‘implements the elements of the IMP,                   for the management of worker fatigue.                 reactor is no longer meaningful and
                                                 utilizing the guidance provided in RG                   Power reactor licensees that had                      there are no conditions where the
                                                 5.77, ‘Insider Mitigation Program.’ ’’ The              permanently shut down and defueled                    manipulation of apparatus or
                                                 NRC is in the process of revising RG                    were not considered within the scope of               mechanisms can affect the reactivity or
                                                 5.77 in order to clarify those FFD                      that rulemaking effort. This is because               power level of the reactor. Therefore,
                                                 elements needed for the IMP.                            the scope of activities at a facility                 licensed operators are not required at
                                                    a. Should the NRC pursue rulemaking                  undergoing decommissioning is much                    decommissioning reactors. The NRC
                                                 to describe what provisions of 10 CFR                   less likely to create a public health and             regulations do not explicitly state the
                                                 part 26 apply to decommissioning                        safety concern due to the significantly               staffing alternative for licensed
                                                 reactor licensees or use another method                 reduced risk of a radiological event.                 operators after a reactor has
                                                 of establishing clear, consistent and                      a. Should any of the fatigue                       permanently shutdown and defueled
                                                 enforceable requirements? Describe                      management requirements of 10 CFR                     under § 50.82(a)(1). When licensees
                                                 other methods, as appropriate.                          part 26, subpart I, apply to a                        permanently shut down their reactors,
                                                    b. As an alternative to rulemaking,                  permanently shut down and defueled                    they must continue to meet minimum
                                                 should the drug and alcohol testing for                 reactor? If so, which ones?                           staffing requirements in technical
                                                 decommissioning reactors be described                      b. Based on the lower risk of an offsite           specifications and regulatory required
                                                 in RG 5.77, with appropriate reference                  radiological release from a                           programs (e.g., emergency response
                                                 to the applicable requirements in 10                    decommissioning reactor, compared to                  organizations, fire brigade, security,
                                                 CFR part 26? This option would be                       an operating reactor, should only                     etc.). Given the reduced risk of a
                                                 contingent on an NEI commitment to                      specific classes of workers, as identified            radiological incident once the
                                                 revise NEI 03–12 to include the most                    in § 26.4(a) through (c), be subject to               certifications of permanent cessation of
                                                 recent revision to RG 5.77 (which would                 fatigue management requirements (e.g.,                operation and permanent removal of
                                                 include the applicable drug and alcohol                 security officers or certified fuel                   fuel from the reactor vessel have been
                                                 testing provisions) and an industry                     handlers)? Please provide what classes                submitted, licensees typically transition
                                                 commitment to update their security                     of workers should be subject to the                   their operating staff to a
                                                 plans with the revised NEI 03–12.                       requirements and a justification for their            decommissioning organization. This
                                                    c. Describe what drug and alcohol                    inclusion.                                            transition includes replacing licensed
                                                 testing requirements in 10 CFR part 26                     c. Should the fatigue management                   operators with CFHs as the on-shift
                                                 are not necessary to fulfill the IMP                    requirements of 10 CFR part 26, subpart               management representative responsible
                                                 requirements to assure trustworthiness                  I, continue to apply to the specific                  for supervising and directing the
                                                 and reliability.                                        classes of workers identified in response             monitoring, storage, handling, and
                                                    d. Should another regulatory                         to question b above, for a specified                  cooling of irradiated nuclear fuel in a
                                                 framework be used, such as a corporate                  period of time (e.g., until a specified               manner consistent with ensuring the
                                                 drug testing program modelled on the                    decay heat level is reached within the                health and safety of the public.
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                 U.S. Department of Health and Human                     SFP, or until all fuel is in dry storage)?            Regulations in § 50.2 define a CFH for
                                                 Services’ Mandatory Guidelines for                      Please provide what period of time                    a nuclear power reactor as a non-
                                                 Federal Workplace Drug Testing or the                   workers would be subject to the                       licensed operator who has qualified in
                                                 U.S. Department of Transportation’s                     requirements and the justification for                accordance with a fuel handler training
                                                 drug and alcohol testing provisions in                  the timing.                                           program approved by the Commission.
                                                 49 CFR part 40? If this option is                          d. Should an alternate approach to                 The transition to the use of CFHs from
                                                 proposed, describe how (i) the                          fatigue management be developed                       licensed operators at decommissioning
                                                 laboratory auditing, quality assurance,                 commensurate with the plant’s lower                   reactors occurs following the NRC’s


                                            VerDate Sep<11>2014   14:08 Nov 18, 2015   Jkt 238001   PO 00000   Frm 00008   Fmt 4702   Sfmt 4702   E:\FR\FM\19NOP1.SGM   19NOP1


                                                 72366               Federal Register / Vol. 80, No. 223 / Thursday, November 19, 2015 / Proposed Rules

                                                 approval of a licensee’s CFH training                      CFH–1: Based on the NRC’s                          Commission’s direction, the NRC staff is
                                                 program and an amendment to the                         experience with the review of the CFH                 seeking additional information on the
                                                 administrative and organization section                 training/retraining programs submitted                need for any regulatory changes
                                                 of the licensee’s defueled technical                    by licensees that have recently                       concerning the use of decommissioning
                                                 specifications.                                         permanently shutdown, the following                   options, the timeframe to complete
                                                    However, the NRC regulations do not                  questions are focused on areas that may               decommissioning, and the role of
                                                 contain criteria for an acceptable CFH                  need additional clarity. Specifically:                external stakeholders in the
                                                 training program. Because of the                           a. When should licensees that are                  decommissioning process. The
                                                 reduced risks and relative simplicity of                planning to enter decommissioning                     questions on regulatory approach (REG)
                                                 the systems needed for safe storage of                  submit requests for approval of CFH                   have been listed in this document using
                                                 the spent fuel, the Commission stated in                training/retraining programs?                         the acronym ‘‘REG’’ and sequential
                                                 the 1996 decommissioning final rule                        b. What training and qualifications                numbers.
                                                 that ‘‘[t]he degree of regulatory oversight             should be required for operations staff at               REG–1: The NRC has evaluated the
                                                 required for a nuclear power reactor                    power reactors that decommission                      environmental impacts of three general
                                                 during its decommissioning stage is                     earlier than expected and that do not                 methods for decommissioning power
                                                 considerably less than that required for                have an approved CFH training/                        reactor facilities, DECON, SAFSTOR, or
                                                 the facility during its operating stage’’               retraining program?                                   ENTOMB, as described in Section II.A,
                                                 (61 FR 39278). In the proposed rule, the                   c. Should the NRC issue new                        footnote 1 of this document. The choice
                                                 Commission also provided insights as to                 requirements that prohibit licensees                  of the decommissioning method is left
                                                 the responsibilities of the CFH position.               from surrendering operators’ licenses                 entirely to the licensee, provided that
                                                 Specifically, the CFHs are needed at                    before implementation of an approved                  the decommissioning method can be
                                                 decommissioning reactors to ensure that                 CFH training/retraining program, or                   performed in accordance with NRC’s
                                                 emergency action decisions necessary to                 should other incentives or deterrents be              regulations. The NRC would require the
                                                 protect the public health and safety are                considered? If so, what factors must be               licensee to re-evaluate its decision on
                                                 made by an individual who has both the                  included?                                             the method of the decommissioning
                                                 requisite knowledge and plant                              d. Should the contents of a CFH                    process that it chose if it (1) could not
                                                 experience (60 FR 37374, 37379).                        training/retraining program be                        be completed as described, (2) could not
                                                    In previous evaluations of licensee                  standardized throughout the industry? If              be completed within 60 years of the
                                                 CFH training programs (ADAMS                            so, how should this be implemented?                   permanent cessation of plant operations,
                                                 Accession Nos. ML14104A046,                                e. Should a process be implemented                 (3) included activities that would
                                                 ML13268A165), the NRC has                               that requires decommissioning power                   endanger the health and safety of the
                                                 determined that an acceptable CFH                       reactor licensees to independently                    public by being outside of the NRC’s
                                                 training program should ensure that the                 manage the specific content of their                  health and safety regulations, or (4)
                                                 trained individual has requisite                        CFH training/retraining program based                 would result in a significant impact to
                                                 knowledge and experience in spent fuel                  on the systems and processes actually                 the environment. The licensee’s choice
                                                 handling and storage and reactor                        used at each particular plant instead of              is communicated to the NRC and the
                                                 decommissioning, and is capable of                      standardization? If so, how should this               public in the PSDAR. To date, most
                                                 evaluating plant conditions and                         work?                                                 utilities have used DECON or SAFSTOR
                                                 exercising prudent judgment for                            f. Is there any existing or developing             to decommission reactors. Several sites
                                                 emergency action decisions. In addition,                document or program (from the Institute               have performed some incremental
                                                 since the CFH is defined as a non-                      of Nuclear Power Operations, NEI, NRC,                decontamination and dismantlement
                                                 licensed operator, the NRC staff has also               or other related sources) that provides               during the storage period of SAFSTOR,
                                                 evaluated the CFH training program in                   relevant guidance on the content and                  a combination of SAFSTOR and DECON
                                                 accordance with § 50.120, which                         format of a CFH training/retraining                   as personnel, money, or other factors
                                                 includes a requirement in § 50.120(b)(2)                program that could be made applicable                 become available. No utilities have used
                                                 that the training program must be                       to CFH training?                                      the ENTOMB option for a commercial
                                                 derived from a systems approach to                         g. Should the requirements for CFH                 nuclear power reactor.
                                                 training as defined in § 55.4.                          training programs be incorporated into                   a. Should the current options for
                                                    However, as previously noted, the                    an overall decommissioning rule, or                   decommissioning—DECON, SAFSTOR,
                                                 specific training requirements for the                  addressed using other regulatory                      and ENTOMB—be explicitly addressed
                                                 CFH program are not in the regulations.                 vehicles such as associated NUREGs,                   and defined in the regulations instead of
                                                 In addition, § 50.120 specifies the                     regulatory guides, standard review plan               solely in guidance documents, and how
                                                 training and qualification requirements                 chapters or sections, and inspection                  so?
                                                 for non-licensed reactor personnel but                  procedures?                                              b. Should other options for
                                                 does not address the CFH staffing                                                                             decommissioning be explored? If so,
                                                 position. Because the regulations are                   E. Questions Related to the Current                   what other technical or programmatic
                                                 silent on the training attributes of the                Regulatory Approach for                               options are reasonable and what type of
                                                 CFH, regulatory uncertainty regarding                   Decommissioning Power Reactor                         supporting documents would be most
                                                 the CFH training program exists. In                     Licensees                                             effective for providing guidance on
                                                 addition, because the NRC’s regulations                   In the SRM to SECY–15–0014, the                     these new options or requirements?
                                                 do not address the replacement of                       Commission directed the staff to                         c. The NRC regulations state that
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                 licensed operators by CFHs, licensees                   determine the appropriateness of (1)                  decommissioning must be completed
                                                 also have questions regarding the                       maintaining the three existing options                within 60 years of permanent cessation
                                                 transition from licensed operator                       for decommissioning and the                           of operations. A duration of 60 years
                                                 training programs to CFHs’ training                     timeframes associated with those                      was chosen because it roughly
                                                 programs. The questions on CFH have                     options, and (2) address the appropriate              corresponds to 10 half-lives for cobalt-
                                                 been listed in this document using the                  role of State and local governments and               60, one of the predominant isotopes
                                                 acronym ‘‘CFH’’ and sequential                          non-governmental stakeholders in the                  remaining in the facility. By 60 years,
                                                 numbers.                                                decommissioning process. Based on the                 the initial short-lived isotopes,


                                            VerDate Sep<11>2014   14:08 Nov 18, 2015   Jkt 238001   PO 00000   Frm 00009   Fmt 4702   Sfmt 4702   E:\FR\FM\19NOP1.SGM   19NOP1


                                                                     Federal Register / Vol. 80, No. 223 / Thursday, November 19, 2015 / Proposed Rules                                         72367

                                                 including cobalt-60, will have decayed                  the license amendment request, the                       b. Should the current role of the
                                                 to background levels. In addition, the                  licensee is not to conduct the requested              States, members of the public, or other
                                                 60-year period appears to be reasonable                 activity. Consistent with Commission                  stakeholders in the decommissioning
                                                 from the standpoint of expecting                        direction, the NRC staff is seeking                   process for non-radiological areas be
                                                 institutional controls to be maintained.                comment on the appropriate role for the               expanded or enhanced, and how so?
                                                 Completion of decommissioning beyond                    NRC in reviewing and approving the                    Currently, for all non-radiological
                                                 60 years will be approved by the NRC                    licensee’s proposed decommissioning                   effluents created during the
                                                 only when necessary to protect public                   strategy and associated planning                      decommissioning process, licensees are
                                                 health and safety. Should the                           activities.                                           required to comply with EPA or State
                                                 requirements be changed so that the                        a. Is the content and level of detail              regulations related to liquid effluent
                                                 timeframe for decommissioning is                        currently required for the licensee’s                 discharges to bodies of water.
                                                 something other than the current 60-                    PSDAR, adequate? If not, what should                     c. For most decommissioning sites,
                                                 year limit? Would this change be                        be added or removed to enhance the                    the State and local governments are
                                                 dependent on the method of                              document?                                             involved in an advisory capacity, often
                                                 decommissioning chosen, site specific                      b. Should the regulations be amended               as part of a Community Engagement
                                                 characteristics, or some other                          to require NRC review and approval of                 Panel or other organization aimed at
                                                 combination of factors? If so, please                   the PSDAR before allowing any ‘‘major                 fostering communication and
                                                 describe.                                               decommissioning activity,’’ as that term              information exchange between the
                                                                                                         is defined in § 50.2, to commence? What               licensee and the public. Should the
                                                    REG–2: In support of
                                                                                                         value would this add to the                           NRC’s regulations mandate the
                                                 decommissioning planning for a
                                                                                                         decommissioning process?                              formation of these advisory panels?
                                                 permanently shut down and defueled                         REG–3: The NRC’s regulations
                                                 power reactor, the licensee submits to                  currently offer the public opportunities              F. Questions Related to the Application
                                                 the NRC a PSDAR that: (1) Informs the                   to review and provide comments on the                 of Backfitting Protection to
                                                 public of the licensee’s planned                        decommissioning process. Specifically,                Decommissioning Power Reactor
                                                 decommissioning activities; (2) assists                 under the NRC’s regulations in § 50.82,               Licensees
                                                 in the scheduling of NRC resources                      the NRC is required to publish a notice                  In the SRM to SECY–98–253,
                                                 necessary for the appropriate oversight                 of the receipt of the licensee’s PSDAR,               ‘‘Applicability of Plant-Specific Backfit
                                                 activities; (3) ensures that the licensee               make the PSDAR available for public                   Requirements to Plants Undergoing
                                                 has considered the costs of the planned                 comment, schedule separate meetings in                Decommissioning,’’ dated February 12,
                                                 decommissioning activities and has                      the vicinity of the location of the                   1999 (ADAMS Accession No.
                                                 funding for the decommissioning                         licensed facility to discuss the PSDAR                ML12311A689), the Commission
                                                 process; and (4) ensures that the                       within 60 days of receipt, and publish                approved development of a Backfit Rule
                                                 environmental impacts of the planned                    a notice of the meetings in the Federal               for plants undergoing decommissioning.
                                                 decommissioning activities are bounded                  Register and another forum readily                    The Commission directed the staff to
                                                 by those considered in existing                         accessible to individuals in the vicinity             continue to apply the then-current
                                                 environmental impact statements. After                  of the site. For many years, the NRC has              Backfit Rule to plants undergoing
                                                 receiving a PSDAR, the NRC publishes                    strongly recommended that licensees                   decommissioning until the final rule
                                                 a notice of receipt, makes the PSDAR                    involved in decommissioning activities                was issued. The Commission ordered
                                                 available for public review and                         form a community committee to obtain                  the development of a rulemaking plan,
                                                 comment, and holds a public meeting in                  local citizen views and concerns                      which became SECY–00–0145. In
                                                 the vicinity of the plant to discuss the                regarding the decommissioning process                 SECY–00–0145, the staff proposed
                                                 licensee’s plans and address the public’s               and spent fuel storage issues. It has been            amendments to § 50.109 to clearly show
                                                 comments. Although the NRC will                         the NRC’s view that those licensees who               that the Backfit Rule applies during
                                                 determine if the information is                         actively engage the community maintain                decommissioning and to remove factors
                                                 consistent with the regulations, NRC                    better relations with the local citizens.             that are not applicable to nuclear power
                                                 approval of the PSDAR is not required.                  The NRC’s guidance related to creating                plants in decommissioning. As
                                                 However, should the NRC determine                       a site-specific community advisory                    explained in section II.A of this
                                                 that the informational requirements of                  board can be found in NUREG–1757,                     document, that rulemaking never
                                                 the regulations are not met in the                      ‘‘Consolidated Decommissioning                        occurred, but the Commission, in SRM–
                                                 PSDAR, the NRC will inform the                          Guidance,’’ Appendix M, ‘‘Overview of                 SECY–14–0118, directed the staff to
                                                 licensee, in writing, of the deficiencies               the Restricted Use and Alternate Criteria             proceed with a rulemaking that
                                                 and require that they be addressed                      Provisions of 10 CFR part 20, subpart                 addresses, among other things, the
                                                 before the licensee initiates any major                 E,’’ Section M.6 (ADAMS Accession No.                 issues discussed in SECY–00–0145.
                                                 decommissioning activities. Any                         ML063000243). Appendix M does not                        The questions on backfitting
                                                 decommissioning activities that could                   require licensees to create a community               protection (BFP) have been listed in this
                                                 preclude release of the site for possible               advisory board, but only provides                     document using the acronym ‘‘BFP’’ and
                                                 unrestricted use, impact a reasonable                   recommendations for methods of                        sequential numbers.
                                                 assurance finding that adequate funds                   soliciting public advice. Nonetheless,                   BFP–1: The protections provided by
                                                 will be available for decommissioning,                  Section M.6 contains useful guidance                  the backfitting and issue finality
                                                 or potentially result in a significant                  and suggestions for effective public                  provisions in 10 CFR parts 50 and 52,
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                 environmental impact not previously                     involvement in the decommissioning                    respectively, can apply to a holder of a
                                                 reviewed, must receive prior NRC                        process that could be adopted by any                  nuclear power reactor license when the
                                                 approval. Specifically, the licensee is                 licensee.                                             reactor is in decommissioning.
                                                 required to submit a license amendment                     a. Should the current role of the                  Backfitting and issue finality during
                                                 request for NRC review and approval,                    States, members of the public, or other               decommissioning can be divided into
                                                 which provides an opportunity for                       stakeholders in the decommissioning                   two areas:
                                                 public comment and/or a public                          process be expanded or enhanced, and                     a. When a licensee’s licensing basis
                                                 hearing. Unless the NRC staff approves                  how so?                                               for operations continues to apply during


                                            VerDate Sep<11>2014   14:08 Nov 18, 2015   Jkt 238001   PO 00000   Frm 00010   Fmt 4702   Sfmt 4702   E:\FR\FM\19NOP1.SGM   19NOP1


                                                 72368               Federal Register / Vol. 80, No. 223 / Thursday, November 19, 2015 / Proposed Rules

                                                 decommissioning until: (1) The licensee                    The NRC has not precluded the                      assurance of adequate radiological
                                                 changes the licensing basis, (2) the                    commingling of the funds in a single                  decommissioning funding still exists
                                                 NRC’s regulations set forth generic                     trust fund account to address                         after removal of the State-required
                                                 criteria delineating when changes can                   radiological decommissioning, spent                   funds, and the licensee does not need an
                                                 be made to the licensing basis, or (3) the              fuel management, and site restoration,                exemption to use those State-required
                                                 NRC takes a facility-specific action that               as long as the licensee is able to identify           funds.
                                                 changes the licensee’s licensing basis.                 and account for these specific funds. In                 The NRC issued Regulatory Issue
                                                 Why would backfitting protection apply                  the 1996 decommissioning rule, the                    Summary (RIS) 2001–07, Revision 1,
                                                 in this area?                                           Commission indicated that the rule                    ‘‘10 CFR 50.75 Reporting and
                                                   b. When a licensee engages in an                      ‘‘does not prohibit licensees from                    Recordkeeping for Decommissioning
                                                 activity during decommissioning for                     having separate subaccounts for other                 Planning,’’ on January 8, 2009 (ADAMS
                                                 which no prior NRC approval was                         activities in the decommissioning trust               Accession No. ML083440158), to clarify
                                                 provided. The activity could be required                fund if minimum amounts specified in                  the need for licensees to preserve the
                                                 by an NRC regulation or new NRC                         the rule are maintained for radiological              distinction in their decommissioning
                                                 approval (through an order or licensing                 decommissioning.’’ Similarly, in the                  trust accounts between the radiological
                                                 action). Why would backfitting                          2002 Decommissioning Trust Provisions                 decommissioning fund balance and
                                                 protection apply in this area?                          Rule, the Commission stated that it                   amounts accumulated for other
                                                   BFP–2: Should the NRC propose                         ‘‘appreciates the benefits that some                  purposes, such as paying for spent fuel
                                                 amendments to § 50.109 consistent with                  licensees may derive from their use of                management and site restoration, when
                                                 the preliminary amendments proposed                     a single trust fund for all of their                  using the trust for commingled funds.
                                                 in SECY–00–0145 that would have                         decommissioning costs, both                           However, based on NRC experience
                                                 created a two-section Backfit Rule: one                 radiological and not; but, as stated                  with the power reactors that have
                                                 section that would apply to nuclear                     above, a licensee must be able to                     recently and permanently shut down
                                                 power plants undergoing                                 identify the individual amounts                       and entered into decommissioning,
                                                 decommissioning and the other section                   contained within its single trust.                    licensees continue to report funds they
                                                                                                         Therefore, where a licensee has not                   have accumulated to address spent fuel
                                                 that would apply to operating reactors?
                                                                                                         separately identified and accounted for               management and site restoration as part
                                                 G. Questions Related to                                 expenses related to non-radiological                  of the amount of funds reported for
                                                 Decommissioning Trust Funds                             decommissioning in its DTF, licensees                 radiological decommissioning.
                                                                                                         are required to request exemptions from                  Should the regulations in §§ 50.75
                                                    The questions on decommissioning
                                                                                                         § 50.82(a)(8)(i)(A) and either                        and 50.82 be revised to clarify the
                                                 trust fund (DTF) have been listed in this
                                                                                                                                                               collection, reporting, and accounting of
                                                 document using the acronym ‘‘DTF’’                      § 50.75(h)(1)(iv) or § 50.75(h)(2), to gain
                                                                                                                                                               commingled funds in the
                                                 and sequential numbers.                                 access to monies in the
                                                                                                                                                               decommissioning trust fund, that is in
                                                    DTF–1: The Commission’s regulation                   decommissioning trust fund for
                                                                                                                                                               excess of the amount required for
                                                 at § 50.75 includes the reporting                       purposes other than decommissioning
                                                                                                                                                               radiological decommissioning and that
                                                 requirements for providing reasonable                   (e.g., spent fuel management). The NRC
                                                                                                                                                               has been designated for other purposes,
                                                 assurance that sufficient funds will be                 has approved exemptions from the
                                                                                                                                                               in order to preclude the need to obtain
                                                 available for the decommissioning                       requirements of §§ 50.82 and 50.75
                                                                                                                                                               exemptions for access to the excess
                                                 process. The regulation at § 50.82                      allowing withdrawals to be made from
                                                                                                                                                               monies?
                                                 contains, in part, requirements on the                  decommissioning trust funds for spent                    DTF–2: The regulation at
                                                 use of decommissioning funds. Every 2                   fuel management in instances where the                § 50.82(a)(8)(i)(A) states that
                                                 years each operating power reactor                      level of funding needed to complete                   decommissioning trust funds may only
                                                 licensee must report to the NRC the                     decommissioning is not adversely                      be used by licensees if their
                                                 status of the licensee’s decommissioning                affected. In each instance, the NRC                   withdrawals ‘‘are for expenses for
                                                 funding to provide assurance to the NRC                 found, pursuant to § 50.12, the                       legitimate decommissioning activities
                                                 that the licensee will have sufficient                  exemptions were authorized by law,                    consistent with the definition of
                                                 financial resources to accomplish                       presented no undue risk to public                     decommissioning in § 50.2.’’ In
                                                 radiological decommissioning. After                     health and safety, and were consistent                accordance with § 50.2, decommission
                                                 decommissioning has begun, licensees                    with the common defense and security,                 means to remove a nuclear facility or
                                                 must annually submit a financial                        and found that the application of the                 site safely from service and reduce
                                                 assurance status report to the NRC.                     rules was unnecessary to achieve the                  residual radioactivity to a level that
                                                    The NRC’s authority is limited to                    underlying purpose of the rules.                      permits: (1) Release of the property for
                                                 assuring that licensees adequately                         In some cases, a licensee will not                 unrestricted use and termination of the
                                                 decommission their facilities with                      need an exemption. Those cases exist                  license; or (2) release of the property
                                                 respect to cleanup and removal of                       when a licensee can clearly show that                 under restricted conditions and
                                                 radioactive material prior to license                   (1) its decommissioning trust includes                termination of the NRC license. Thus,
                                                 termination. Activities that go beyond                  State-required funds and (2) the amount               ‘‘legitimate decommissioning activities’’
                                                 the scope of decommissioning, as                        of radiological decommissioning funds                 include only those activities whose
                                                 defined in § 50.2, such as waste                        in the trust exceeds the amount of                    expenses are related to removing a
                                                 generated during operations or                          money estimated to be needed for                      nuclear facility or site safely from
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                 demolition costs for greenfield                         radiological decommissioning in the                   service and reducing residual
                                                 restoration, are not appropriate costs for              licensee’s site specific decommissioning              radioactivity to a level that permits
                                                 inclusion in the decommissioning cost                   cost estimate (or if the licensee does not            license termination and release of the
                                                 estimate. The collection of funds for                   have a site specific decommissioning                  property for restricted or unrestricted
                                                 spent fuel management is addressed in                   cost estimate yet, then the minimum                   use.
                                                 § 50.54(bb) where it indicates that                     amount necessary to provide financial                    While the regulations are silent with
                                                 licensees need to have a plan, including                assurance under § 50.75). If the licensee             regards to what specific expenses are
                                                 financing, for spent fuel management.                   meets these criteria, then reasonable                 related to legitimate decommissioning


                                            VerDate Sep<11>2014   14:08 Nov 18, 2015   Jkt 238001   PO 00000   Frm 00011   Fmt 4702   Sfmt 4702   E:\FR\FM\19NOP1.SGM   19NOP1


                                                                     Federal Register / Vol. 80, No. 223 / Thursday, November 19, 2015 / Proposed Rules                                            72369

                                                 activities, the NRC’s guidance                             LPI–1: The Price Anderson Act of                   insurance. The technical criteria for
                                                 documents identify some specific                        1957 (PAA) requires that nuclear power                granting these exemptions are based on
                                                 expenses that may or may not be paid                    reactor licensees have insurance to                   the determination that there are no
                                                 from the decommissioning trust fund.                    compensate the public for damages                     possible design-basis events at a
                                                 For example, Regulatory Guide (RG)                      arising from a nuclear incident,                      licensee’s facility that could result in an
                                                 1.184, Revision 1, ‘‘Decommissioning of                 including such expenses as those for                  offsite radiological release exceeding the
                                                 Nuclear Power Reactors’’ (ADAMS                         personal injury, property damage, or the              limits established by the EPA’s early-
                                                 Accession No. ML13144A840), states                      legal cost associated with lawsuits.                  phase Protective Action Guidelines of 1
                                                 that the amount set aside for                           Regulations in 10 CFR part 140,                       rem at the exclusion area boundary. In
                                                 radiological decommissioning as                         ‘‘Amounts of Financial Protection for                 addition, the exemptions are predicated
                                                 required by § 50.75 ‘‘should not be used                Certain Reactors,’’ set forth the amounts             on the licensee demonstrating that the
                                                 for: (1) The maintenance and storage of                 of insurance each power reactor licensee              heat generated by the spent fuel in the
                                                 spent fuel in the spent fuel pool, (2) the              must have. Specifically, § 140.11(a)(4)               SFP has decayed to the point where the
                                                 design, construction, or                                requires a reactor licensee to maintain               possibility of a zirconium fire is highly
                                                 decommissioning of spent fuel dry                       $375 million in offsite liability                     unlikely. Specifically, if all coolant were
                                                 storage facilities directly related to                  insurance coverage. In addition, the                  drained from the SFP as the result of a
                                                 permanent disposal, (3) other activities                primary insurance is supplemented by a
                                                                                                                                                               highly unlikely beyond design-basis
                                                 not directly related to radiological                    secondary insurance tier. In the event of
                                                                                                                                                               accident, the fuel assemblies would
                                                 decontamination or dismantlement of                     an accident causing offsite damages in
                                                                                                                                                               remain below a temperature of incipient
                                                 the facility or site.’’ Similarly, other                excess of $375 million, each licensee
                                                                                                         would be assessed a prorated share of                 cladding oxidation for zirconium based
                                                 NRC guidance explain that the NRC’s                                                                           on air-cooling alone. For a postulated
                                                 definition of decommissioning does not                  the excess damages, up to $121.3
                                                                                                         million per reactor, for a total of                   situation where the cooling
                                                 include other activities related to                                                                           configuration of a highly unlikely
                                                 facility deactivation and site closure,                 approximately $13 billion.
                                                                                                            Regulations in § 140.11(a)(4) do not               beyond design basis accident results in
                                                 including operation of the spent fuel
                                                                                                         distinguish between a reactor that is                 an unknown cooling configuration of
                                                 storage pool, construction and/or
                                                                                                         authorized to operate and a reactor that              the spent fuel, analysis should
                                                 operation of an ISFSI, demolition of
                                                                                                         has permanently shut down and                         demonstrate that even with no cooling
                                                 decontaminated structures, and/or site
                                                                                                         defueled. Most of the accident scenarios              of any kind (conduction, convection, or
                                                 restoration activities after residual
                                                                                                         postulated for operating power reactors               radiative heat transfer), the spent fuel
                                                 radioactivity has been removed. The
                                                 NRC also has additional guidance that                   involve failures or malfunctions of                   stored in the SFP would not reach the
                                                 states that removing uncontaminated                     systems that could affect the fuel in the             zirconium ignition temperature in fewer
                                                 material, such as soil or a wall, to gain               reactor core, which in the most severe                than 10 hours starting from the time at
                                                 access to contamination to be removed                   postulated accidents, would involve the               which the accident was initiated. The
                                                 would be a legitimate decommissioning                   release of large quantities of fission                NRC has considered 10 hours sufficient
                                                 cost. Finally, guidance also exists that                products. With the permanent cessation                time to take mitigative actions to cool
                                                 provides examples of activities outside                 of reactor operations and the permanent               the spent fuel. Based on this discussion:
                                                 the scope of decommissioning                            removal of the fuel from the reactor                     a. Should the NRC codify the current
                                                                                                         core, such reactor accidents are no                   conservative exemption criteria (i.e., 10
                                                 including, ‘‘(1) the maintenance and
                                                                                                         longer possible with a decommissioning                hours to take mitigative actions) that
                                                 storage of spent fuel, (2) the design and/
                                                                                                         reactor.
                                                 or construction of a spent fuel dry                                                                           have been used in granting
                                                                                                            The PAA requires licensees of
                                                 storage facility, (3) activities that are not           facilities with a rated capacity of                   decommissioning reactor licensees
                                                 directly related to supporting long-term                100,000 electrical kilowatts or more to               exemptions to § 140.11(a)(4)?
                                                 storage of the facility, or (4) any other               have the primary and secondary                           b. As an alternative to codifying the
                                                 activities not directly related to                      insurance coverage described above,                   current conservative exemption criteria
                                                 radiological decontamination of the                     which the NRC establishes in 10 CFR                   (i.e., 10 hours to take mitigative actions),
                                                 site.’’                                                 part 140. Typically, the NRC will issue               should the NRC codify a requirement to
                                                    a. What changes should be considered                 a decommissioning licensee a license                  allow decommissioning reactor
                                                 for §§ 50.2 and 50.82(a)(8) to clarify                  amendment to remove the rated                         licensees to generate site specific
                                                 what constitutes a legitimate                           capacity of the reactor from the license.             criteria (i.e., time period to take
                                                 decommissioning activity?                               This has the effect of removing the                   mitigative actions) based upon a site
                                                    b. Regulations in § 50.82(8)(ii) states              reactor licensee from the category of                 specific analysis?
                                                 that 3 percent of the decommissioning                   licensees that are required to maintain                  c. The use of $100 million for primary
                                                 funds may be used during the initial                    the primary and secondary insurance                   liability insurance level is based on
                                                 stages of decommissioning for                           amounts under the PAA and 10 CFR
                                                 decommissioning planning activities.                                                                          Commission policy and precedent from
                                                                                                         part 140.
                                                 What should be included or specifically                                                                       the early 1990s. The amount established
                                                                                                            Most permanently shut down and
                                                 excluded in the definition of                           defueled power reactor licensees have                 was a qualitative value to bound the
                                                 ‘‘decommissioning planning activities?’’                requested exemptions from                             claims from the Three Mile Island
                                                                                                         § 140.11(a)(4) to reduce the required                 accident. Should this number be
                                                 H. Questions Related to Offsite Liability                                                                     adjusted?
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                                                                         amount of primary offsite liability
                                                 Protection Insurance Requirements for                                                                            d. What other factors should be
                                                                                                         insurance coverage from $375 million to
                                                 Decommissioning Power Reactor                                                                                 considered in establishing an
                                                                                                         $100 million and to withdraw from the
                                                 Licensees                                                                                                     appropriate primary insurance liability
                                                                                                         secondary insurance pool. As noted
                                                    The questions on offsite liability                   above, these licensees are no longer                  level (based on the potential for damage
                                                 protection insurance (LPI) have been                    within the category of licensees that are             claims) for a decommissioning plant
                                                 listed in this document using the                       legally required under the PAA to have                once the risk of any kind of offsite
                                                 acronym ‘‘LPI’’ and sequential numbers.                 these amounts of offsite liability                    radiological release is highly unlikely?


                                            VerDate Sep<11>2014   14:08 Nov 18, 2015   Jkt 238001   PO 00000   Frm 00012   Fmt 4702   Sfmt 4702   E:\FR\FM\19NOP1.SGM   19NOP1


                                                 72370               Federal Register / Vol. 80, No. 223 / Thursday, November 19, 2015 / Proposed Rules

                                                 I. Questions Related to Onsite Damage                   damages is based on a postulated liquid               fulfilling their intended functions
                                                 Protection Insurance Requirements for                   radioactive waste storage tank rupture                during the decommissioning period?
                                                 Decommissioning Power Reactor                           using analyses from the early 1990s.                     GEN–2: Section 50.54(m) of the NRC’s
                                                 Licensees                                               Should this number be adjusted? If so,                regulations for operating reactors
                                                                                                         describe                                              specifies the minimum licensed
                                                    The questions on onsite damage
                                                                                                            c. Is the postulated rupture of a liquid           operator staffing levels (e.g., minimum
                                                 protection insurance (ODI) have been
                                                                                                         radioactive waste storage tank an                     staffing per shift for licensed operators
                                                 listed in this document using the
                                                                                                         appropriate bounding postulated                       and senior operators) for power reactors
                                                 acronym ‘‘ODI’’ and sequential
                                                                                                         accident at a decommissioning reactor                 authorized to operate. The regulations
                                                 numbers.
                                                                                                         site once the possibility of a zirconium              define the duties of licensed operators
                                                    ODI–1: The requirements of
                                                                                                         fire has been determined to be highly                 as either the manipulation of controls or
                                                 § 50.54(w)(1) call for each power reactor
                                                                                                         unlikely?                                             supervising the manipulation of
                                                 licensee to have insurance to provide
                                                                                                                                                               controls that directly affect the reactor
                                                 minimum coverage for each reactor site                  J. General Questions Related to
                                                                                                                                                               reactivity or power level of the reactor.
                                                 of $1.06 billion or whatever amount of                  Decommissioning Power Reactor
                                                                                                                                                               A decommissioning plant is clearly not
                                                 insurance is generally available from                   Regulations
                                                                                                                                                               operating and no manipulation of
                                                 private sources, whichever is less. The                    The general (GEN) questions related                controls that affect reactor reactivity or
                                                 insurance would be used, in the event                   to decommissioning power reactor                      power can occur at a permanently
                                                 of an accident at the licensee’s reactor,               regulations have been listed in this                  defueled reactor. Therefore, the
                                                 to provide financial resources to                       document using the acronym ‘‘GEN’’                    requirements in § 50.54(m) concerning
                                                 stabilize the reactor and decontaminate                 and sequential numbers.                               licensed operator staffing levels for
                                                 the reactor site, if needed.                               GEN–1: Section 50.51, ‘‘Continuation               operating reactors are not applicable to
                                                    The requirements in § 50.54(w)(1) do                 of License,’’ states in paragraph (b)(1)              a decommissioning plant. For a
                                                 not distinguish between a reactor                       that all permanently shut down and                    decommissioning power reactor, the
                                                 authorized to operate and a reactor that                defueled reactor licensees shall                      senior on-shift management
                                                 has permanently shut down and                           continue to take actions to maintain the              representative is a certified fuel handler
                                                 defueled. With the permanent cessation                  facility, and the storage and control and             who, as stated in § 50.2, is a non-
                                                 of reactor operations and the permanent                 maintenance of spent fuel, in a safe                  licensed operator that has qualified in
                                                 removal of the fuel from the reactor                    condition beyond the license expiration               accordance with a fuel handler training
                                                 core, operating reactor accidents are no                date until the Commission notifies the                program approved by the Commission.
                                                 longer possible. Therefore, the need for                licensee in writing that the license is               However, there are no regulatory
                                                 onsite insurance at a decommissioning                   terminated. The NRC has recently                      provisions similar to § 50.54(m)
                                                 reactor to stabilize accident conditions                focused on the licensee’s maintenance                 concerning operator staffing levels for a
                                                 or decontaminate the site following an                  of long lived, passive structures and                 power reactor licensee once it has
                                                 accident, should be significantly lower                 components at decommissioning                         certified that it is permanently shut
                                                 compared to the need for insurance at                   reactors. The NRC expects that many                   down and defueled under § 50.82(a)(1).
                                                 an operating reactor.                                   long-lived, passive structures and                    Because the decommissioning
                                                    Based on NRC policy and precedent,                   components may generally not have                     regulations are silent regarding staffing
                                                 permanently shut down and defueled                      performance and condition                             levels, licensees have sought
                                                 reactor licensees have requested                        characteristics that can be readily                   amendments in their defueled technical
                                                 exemptions from § 50.54(w)(1). The                      monitored, or could be considered                     specifications to specify minimum non-
                                                 exemption granted to a permanently                      inherently reliable by licensees and do               licensed operator staffing. Based on
                                                 shut down reactor licensee permits the                  not need to be monitored under                        precedent used at most previous
                                                 licensee to reduce the required level of                § 50.65(a)(1). There may be few, if any,              permanently shut down reactors, and
                                                 onsite property damage insurance from                   actual maintenance activities (e.g.,                  considering the demonstrated safety
                                                 the amount established in § 50.54(w)(1)                 inspection or condition monitoring) that              performance of reactor
                                                 to $50 million. The NRC has previously                  a licensee conducts for such structures               decommissioning sites over many years,
                                                 determined that $50 million bounds the                  and components. Treatment of long-                    the NRC has found that an operations
                                                 worst radioactive waste contamination                   lived, passive structures and                         staff crew complement consisting of one
                                                 event (caused by a liquid radioactive                   components under the maintenance rule                 certified fuel handler and one non-
                                                 waste storage tank rupture) once the                    is likely to involve minimal preventive               certified operator is an acceptable
                                                 heat generated by the spent fuel in the                 maintenance or monitoring to maintain                 minimum staffing level.
                                                 SFP has decayed to the point where the                  functionality of such structures and                     Considering the discussion above,
                                                 possibility of a zirconium fire in any                  components in the original licensing                  should minimum operations shift
                                                 beyond design-basis accident is highly                  period. The NRC is interested in the                  staffing at a permanently shutdown and
                                                 unlikely, and in any case, there is                     need to provide reasonable assurance                  defueled reactor be codified by
                                                 sufficient time to take mitigative                      that certain long-lived, passive                      regulation?
                                                 actions. The technical criteria used in                 structures and components (e.g.,                         GEN–3: Related to the
                                                 assessing the possibility of a zirconium                neutron absorbing materials, SFP liner)               decommissioning plant operator staffing
                                                 fire, as discussed in question LPI–1                    are maintained and monitored during                   levels is the requirement for and the use
                                                 above, is also used for exemptions from                 the decommissioning period while                      of a control room during
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                 § 50.54(w)(1). Based on this discussion:                spent fuel is in the SFP.                             decommissioning. Section 50.54(m)
                                                    a. Should the NRC codify the current                    Based on the discussion above, what                specifies the control room staffing
                                                 exemption criteria that have been used                  regulatory changes should be                          requirements for licensed operators at
                                                 in granting decommissioning reactor                     considered that address the performance               an operating reactor with a fueled
                                                 licensees exemptions from                               or condition of certain long-lived,                   reactor vessel. No such requirements
                                                 § 50.54(w)(1)? If so, describe why.                     passive structures and components                     exist for the location of operations staff
                                                    b. The use of $50 million insurance                  needed to provide reasonable assurance                at a permanently shutdown and
                                                 level for bounding onsite radiological                  that they will remain capable of                      defueled reactor. The control room at an


                                            VerDate Sep<11>2014   14:08 Nov 18, 2015   Jkt 238001   PO 00000   Frm 00013   Fmt 4702   Sfmt 4702   E:\FR\FM\19NOP1.SGM   19NOP1


                                                                     Federal Register / Vol. 80, No. 223 / Thursday, November 19, 2015 / Proposed Rules                                           72371

                                                 operating reactor contains the controls                 reactors can probably demonstrate that                site for information about the public
                                                 and instrumentation necessary for                       the command, communications, and                      meeting at: http://www.nrc.gov/public-
                                                 complete supervision and response                       monitoring functions performed in the                 involve/public-meetings/index.cfm. In
                                                 needed to ensure safe operation and                     control room could be readily                         addition, the meeting information will
                                                 shutdown of the reactor and support                     performed at an alternate onsite                      be posted on www.regulations.gov under
                                                 systems during normal, off-normal, and                  location, based on the site-specific                  Docket ID NRC–2015–0070. For
                                                 accident conditions and, therefore, is                  needs of a licensee during its                        instructions on how to receive alerts
                                                 the location of the shift command                       decommissioning process.                              when changes or additions occur in a
                                                 function. Following permanent                           Consequently, several decommissioning                 docket folder, see Section IX of this
                                                 shutdown and removal of fuel from the                   licensees have questioned the meaning                 document.
                                                 reactor, operation of the reactor is no                 of the control room as it relates to
                                                                                                                                                               VII. Cumulative Effects of Regulation
                                                 longer permitted and the control room                   decommissioning nuclear power plants.
                                                 no longer performs all of the functions                    Based on the discussion above, what                   The NRC has implemented a program
                                                 that were required for an operating                     regulatory changes should be                          to address the possible Cumulative
                                                 reactor. There are no longer any                        considered for a permanently shutdown                 Effects of Regulation (CER), in the
                                                 activities at a permanently shutdown                    and defueled reactor to prevent                       development of regulatory bases for
                                                 and defueled reactor that require a quick               ambiguities concerning the meaning of                 rulemakings. The CER describes the
                                                 decision and response by operations                     the control room for decommissioning                  challenges that licensees, or other
                                                 staff in the control room. For most                     reactors and should minimum staffing                  impacted entities (such as State
                                                 decommissioning reactors, the NRC has                   levels be specified for the control room?             partners) may face while implementing
                                                 approved license amendments to the                         GEN–4: Are there any other changes                 new regulatory positions, programs, and
                                                 technical specifications that require at                to 10 CFR Chapter I, ‘‘Nuclear                        requirements (e.g., rules, generic letters,
                                                 least one non-licensed operator to                      Regulatory Commission,’’ that could be                backfits, inspections). The CER is an
                                                 remain in a control room. This technical                clarified or amended to improve the                   organizational effectiveness challenge
                                                 specification change is primarily based                 efficiency and effectiveness of the                   that results from a licensee or impacted
                                                 on precedent. However, the NRC has                      reactor decommissioning process?                      entity implementing a number of
                                                 noted in the license amendment safety                      GEN–5: The NRC is attempting to                    complex positions, programs or
                                                 evaluations that the primary functions                  gather information on the costs and                   requirements within a limited
                                                 of the control room at a permanently                    benefits of the changes in the regulatory             implementation period and with
                                                 shutdown reactor are monitoring,                        areas discussed in this document as                   available resources (which may include
                                                 response, communications, and                           early as possible in the rulemaking                   limited available expertise to address a
                                                 coordination. Specifically, the control                 process. Given the topics discussed,                  specific issue). The NRC is specifically
                                                 room at a decommissioning reactor is                    please provide estimated costs and                    requesting comment on the cumulative
                                                 where many plant systems and                            benefits of potential changes in these                effects that may result from this
                                                 equipment parameters are monitored                      areas from either the perspective of a                potential rulemaking. In developing
                                                 (for operating status and conditions,                   licensee or from the perspective of an                comments on the development of the
                                                 radiation levels, electrical anomalies, or              external stakeholder.                                 regulatory basis for revisions to the
                                                 fire alarms for example). Control room                     a. From your perspective, which areas              requirements for decommissioning
                                                 personnel assess plant conditions;                      discussed are the most beneficial or                  power reactor licensees relative to CER,
                                                 evaluate the magnitude and potential                    detrimental?                                          consider the following questions:
                                                 consequences of abnormal conditions;                       b. From your perspective, assuming
                                                                                                                                                                  (1) In light of any current or projected
                                                 determine preventative, mitigating and                  you believe changes are needed to the
                                                                                                                                                               CER challenges, what should be a
                                                 corrective actions; and perform                         NRC’s reactor decommissioning
                                                                                                                                                               reasonable effective date, compliance
                                                 notifications. The control room provides                regulatory infrastructure, what are the
                                                                                                                                                               date, or submittal date(s) from the time
                                                 a central location from where the shift                 factors that drive the need for changes
                                                                                                                                                               the final rule is published to the actual
                                                 command function can be conveniently                    in these regulatory areas? If at all
                                                                                                                                                               implementation of any new proposed
                                                 performed because of the availability of                possible, please provide specific
                                                                                                                                                               requirements including changes to
                                                 existing monitoring and assessment                      examples (e.g., expected savings,
                                                                                                                                                               programs, procedures, or the facility?
                                                 instrumentation, communication                          expectations for efficiency, anticipated
                                                                                                                                                                  (2) If current or projected CER
                                                 systems and equipment, office computer                  effects on safety, etc.) about how these
                                                                                                                                                               challenges exist, what should be done to
                                                 equipment, and ready access to                          changes will affect you.
                                                                                                            c. Are there areas that are of particular          address this situation (e.g., if more time
                                                 reference material. The control room                                                                          is required to implement the new
                                                                                                         interest to you, and for what reason?
                                                 also provides a central location from                      d. Please provide any suggested                    requirements, what period of time
                                                 which emergency response activities are                 changes that would further enhance                    would be sufficient, and why such a
                                                 coordinated. When activated, the                        benefits or reduce risks that may not                 time frame is necessary)?
                                                 emergency response organization                         have been addressed in this ANPR.                        (3) Do other (NRC or other agency)
                                                 reports to the control room.                                                                                  regulatory actions (e.g., orders, generic
                                                    During reactor decommissioning, the                  VI. Public Meeting                                    communications, license amendment
                                                 control room may be subject to                            The NRC will conduct a public                       requests, and inspection findings of a
                                                 extensive changes, which are evaluated                  meeting to discuss the contents of this               generic nature) influence the
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                 by the licensee for safety implications                 ANPR and to answer questions from the                 implementation of the potential
                                                 under the § 50.59 process. There is                     public regarding the contents of this                 proposed requirements?
                                                 precedent among some previous                           ANPR. The NRC will publish a notice of                   (4) Are there unintended
                                                 decommissioning reactor licensees to                    the location, time, and agenda of the                 consequences? Does the potential
                                                 design and construct a                                  meeting on the NRC’s public meeting                   proposed action create conditions that
                                                 decommissioning control room that is                    Web site at least 10 calendar days before             would be contrary to the potential
                                                 independent of the original operating                   the meeting. Stakeholders should                      proposed action’s purpose and
                                                 control room. Most decommissioning                      monitor the NRC’s public meeting Web                  objectives? If so, what are the


                                            VerDate Sep<11>2014   14:08 Nov 18, 2015   Jkt 238001   PO 00000   Frm 00014   Fmt 4702   Sfmt 4702   E:\FR\FM\19NOP1.SGM   19NOP1


                                                 72372                   Federal Register / Vol. 80, No. 223 / Thursday, November 19, 2015 / Proposed Rules

                                                 consequences and how should they be                               VIII. Plain Writing                                               published June 10, 1998 (63 FR 31883).
                                                 addressed?                                                                                                                          The NRC requests comment on this
                                                                                                                     The Plain Writing Act of 2010 (Pub.                             document with respect to the clarity and
                                                   (5) Please provide information on the                           L. 111–274) requires Federal agencies to
                                                 costs and benefits of the potential                                                                                                 effectiveness of the language used.
                                                                                                                   write documents in a clear, concise, and
                                                 proposed action. This information will                            well-organized manner. The NRC has                                IX. Availability of Documents
                                                 be used to support any regulatory                                 written this document to be consistent                              The documents identified in the
                                                 analysis performed by the NRC.                                    with the Plain Writing Act as well as the                         following table are available to
                                                                                                                   Presidential Memorandum, ‘‘Plain                                  interested persons through one or more
                                                                                                                   Language in Government Writing,’’                                 of the following methods, as indicated.

                                                                                                                                                                                                          ADAMS Accession No./
                                                                      Date                                                                  Document                                                     Federal Register citation

                                                 May 10, 1993 ..................................     SECY–93–127, ‘‘Financial Protection Required of Licensees of Large                              ML12257A628.
                                                                                                       Nuclear Power Plants during Decommissioning’’.
                                                 July 20, 1995 ...................................   Proposed Rule: Decommissioning of Nuclear Power Reactors ............                           60 FR 37374.
                                                 July 29, 1996 ...................................   Final Rule: Decommissioning of Nuclear Power Reactors ...................                       61 FR 39278.
                                                 December 17, 1996 ........................          SECY–96–256, ‘‘Changes to Financial Protection Requirements for                                 ML15062A483.
                                                                                                       Permanently Shutdown Nuclear Power Reactors, 10 CFR
                                                                                                       50.54(w)(1) and 140.11’’.
                                                 June 30, 1998 .................................     SRM to SECY–98–075, ‘‘DSI–24 Implementation: Risk-Informed, Per-                                ML003752383.
                                                                                                       formance-Based Concepts Applied to Decommissioning’’.
                                                 November 4, 1998 ..........................         SECY–98–258, ‘‘DSI–24 Implementation: Decommissioning Licensing                                 ML992870144.
                                                                                                       Actions and Priorities and Milestones for Addressing Rulemaking
                                                                                                       and Guidance Development’’.
                                                 February 24, 1999 ...........................       SRM to SECY–98–258 ..........................................................................   ML003753861.
                                                 June 30, 1999 .................................     SECY–99–168, ‘‘Improving Decommissioning Regulations for Nuclear                                ML992800087.
                                                                                                       Power Plants’’.
                                                 December 21, 1999 ........................          SRM to SECY–99–168 ..........................................................................   ML003752190.
                                                 June 28, 2000 .................................     SECY–00–0145, ‘‘Integrated Rulemaking Plan for Nuclear Power                                    ML003721626.
                                                                                                       Plant Decommissioning’’.
                                                 September 27, 2000 .......................          SRM to SECY–00–0145 ........................................................................    ML003754381.
                                                 February 2001 .................................     NUREG–1738, ‘‘Technical Study of Spent Fuel Pool Accident Risk at                               ML010430066.
                                                                                                       Decommissioning Nuclear Power Plants’’.
                                                 June 4, 2001 ...................................    SECY–01–0100, ‘‘Policy Issues Related to Safeguards, Insurance,                                 ML011450420.
                                                                                                       and Emergency Preparedness Regulations at Decommissioning
                                                                                                       Nuclear Power Plants Storing Fuel in Spent Fuel Pools’’.
                                                 August 16, 2002 ..............................      Memorandum to the Commission: Status of Regulatory Exemptions                                   ML030550706.
                                                                                                       for Decommissioning Plants.
                                                 September 18, 2002 .......................          SECY–02–0169, ‘‘Annual Update Status of Decommissioning Pro-                                    ML022120432.
                                                                                                       gram’’.
                                                 February 4, 2010 .............................      Memorandum to the Commission, ‘‘Documentation of Evolution of                                   ML092990438.
                                                                                                       Security Requirements at Commercial Nuclear Power Plants with
                                                                                                       Respect to Mitigation Measures for Large Fires and Explosions’’.
                                                 December 2006 ...............................       NEI–06–12, ‘‘B.5.b. Phase 2 & 3 Submittal Guideline, Revision 2’’ .....                         ML070090060.
                                                 December 22, 2006 ........................          Response to December 14, 2006 request to endorse NEI 06–12,                                     Non-publicly available.
                                                                                                       ‘‘B.5.b Phase 2& 3 Submittal Guideline’’.
                                                 August 8, 2008 ................................     The Attorney General of Commonwealth of Massachusetts, the Attor-                               73 FR 46204.
                                                                                                       ney General of California; Denial of Petitions for Rulemaking.
                                                 November 12, 2013 ........................          COMSECY–13–0030, ‘‘Staff Evaluation and Recommendation for                                      ML13329A918.
                                                                                                       Japan Lessons-Learned Tier 3 Issue on Expedited Transfer of
                                                                                                       Fuel’’.
                                                 September 2014 ..............................       NUREG–2161, ‘‘Consequence Study of a Beyond-Design-Basis                                        ML14255A365.
                                                                                                       Earthquake Affecting the Spent Fuel Pool for a U.S. Mark I Boiling
                                                                                                       Water Reactor’’.
                                                 November 14, 2014 ........................          IN–2014–14, ‘‘Potential Safety Enhancements to Spent Fuel Storage’’                             ML14218A493.
                                                 December 30, 2014 ........................          SRM to SECY–14–0118, ‘‘Request by Duke Energy Florida, Inc., for                                ML14364A111.
                                                                                                       Exemptions from Certain Emergency Planning Requirements’’.
                                                 January 30, 2015 ............................       SECY–15–0014, ‘‘Anticipated Schedule and Estimated Resources for                                ML15082A089.
                                                                                                       a Power Reactor Decommissioning Rulemaking’’.
                                                 December 23, 2013 ........................          NSIR/DPR–ISG–02, ‘‘Emergency Planning Exemption Requests for                                    ML13304B442.
                                                                                                       Decommissioning Nuclear Power Plants’’.
                                                 November 25, 2014 ........................          NSIR/DSP–ISG–03, ‘‘Review of Security Exemptions/License Amend-                                 ML14294A170.
                                                                                                       ment Requests for Decommissioning Nuclear Power Plants’’.
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                 November 10, 2011 ........................          Letter Endorsing NEI 03–12, Revision 7 ...............................................          ML112800379.
                                                 March 2009 .....................................    RG 5.77, ‘‘Insider Mitigation Program’’ ..................................................      Non-publicly available.
                                                 March 31, 2008 ...............................      Final Rule: ‘‘Fitness for Duty Programs’’ ...............................................       73 FR 16966.
                                                 March 12, 2012 ...............................      Order EA–12–051, ‘‘Issuance of Order to Modify Licenses with Re-                                ML12054A679.
                                                                                                       gard to Reliable Spent Fuel Pool Instrumentation’’.
                                                 March 12, 2012 ...............................      Order EA–12–049, ‘‘Issuance of Order to Modify Licenses with Re-                                ML12054A734.
                                                                                                       gard to Requirements for Mitigation Strategies for Beyond-Design-
                                                                                                       Basis External Events’’.



                                            VerDate Sep<11>2014      14:08 Nov 18, 2015       Jkt 238001    PO 00000     Frm 00015      Fmt 4702    Sfmt 4702     E:\FR\FM\19NOP1.SGM          19NOP1


                                                                        Federal Register / Vol. 80, No. 223 / Thursday, November 19, 2015 / Proposed Rules                                                72373

                                                                                                                                                                                      ADAMS Accession No./
                                                                    Date                                                          Document                                           Federal Register citation

                                                 October 7, 2015 ..............................   SECY–15–0127, ‘‘Schedule, Resource Estimates, and Impacts for                Non-publicly available.
                                                                                                   the Power Reactor Decommissioning Rulemaking’’.



                                                    The NRC may post additional                              ACTION:   Notice of proposed rulemaking.              review at regulations.gov. All
                                                 materials to the Federal rulemaking Web                                                                           documents in the docket are listed in
                                                 site at www.regulations.gov, under                          SUMMARY:   The U.S. Department of                     the regulations.gov index. However,
                                                 Docket NRC–2015–0070. The Federal                           Energy (DOE) is proposing requirements                some documents listed in the index,
                                                 rulemaking Web site allows you to                           related to the enforcement of regional                such as those containing information
                                                 receive alerts when changes or additions                    standards for central air conditioners, as            that is exempt from public disclosure,
                                                 occur in a docket folder. To subscribe:                     authorized by the Energy Policy and                   may not be publicly available. The
                                                 (1) Navigate to the docket folder [NRC–                     Conservation Act (EPCA) of 1975.                      docket Web page can be found at:
                                                 2015Y–0070]; (2) click the ‘‘Sign up for                    DATES: DOE will accept comments, data,                http://www.regulations.gov/
                                                 Email Alerts’’ link; and (3) enter your                     and information regarding this notice of              #!docketDetail;D=EERE-2011-BT-CE-
                                                 email address and select how frequently                     proposed rulemaking (NOPR) no later                   0077.
                                                 you would like to receive emails (daily,                    than January 4, 2016.                                   For further information on how to
                                                 weekly, or monthly).                                          In compliance with the Paperwork                    submit a comment, review other public
                                                                                                             Reduction Act, DOE is also seeking                    comments and the docket, or participate
                                                 X. Rulemaking Process                                       comment on a new information                          in the public meeting, contact Ms.
                                                   The NRC does not intend to provide                        collection. See the Paperwork Reduction               Brenda Edwards at (202) 586–2945 or by
                                                 detailed comment responses for                              Act section under Procedural Issues and               email: Brenda.Edwards@ee.doe.gov.
                                                 information provided in response to this                    Regulatory Review, section III.C. Please              FOR FURTHER INFORMATION CONTACT:
                                                 ANPR. The NRC will consider                                 submit all comments relating to                       Ashley Armstrong, U.S. Department of
                                                 comments on this ANPR in the rule                           information collection requirements to                Energy, Office of Energy Efficiency and
                                                 development process. If the NRC                             DOE no later than January 19, 2016.                   Renewable Energy, Building
                                                 develops a regulatory basis sufficient to                   Comments to OMB are most useful if                    Technologies Program, EE–5B, 1000
                                                 support a proposed rule, there will be                      submitted within 45 days of                           Independence Avenue SW.,
                                                 an opportunity for additional public                        publication.                                          Washington, DC 20585–0121.
                                                 comment when the draft regulatory                           ADDRESSES:    Any comments submitted                  Telephone: 202–586–6590. Email:
                                                 basis and the proposed rule are                             must identify the NOPR for Enforcement                Ashley.Armstrong@ee.doe.gov.
                                                 published. If supporting guidance is                        of Regional Standards for Central Air                   Laura Barhydt, U.S. Department of
                                                 developed for the proposed rule,                            Conditioners and provide docket                       Energy, Office of the General Counsel,
                                                 stakeholders will have an opportunity to                    number EERE–2011–BT–CE–0077 and/                      GC–32, 1000 Independence Avenue
                                                 provide feedback on the guidance as                         or regulatory information number (RIN)                SW., Washington, DC 20585–0121.
                                                 well. Alternatively, if the regulatory                      1904–AC68. Comments may be                            Telephone: (202) 287–5772. Email:
                                                 basis does not provide sufficient                           submitted using any of the following                  Laura.Barhydt@hq.doe.gov.
                                                 support for a proposed rule, the NRC                        methods:                                              SUPPLEMENTARY INFORMATION:
                                                 will publish a Federal Register notice                        1. Federal eRulemaking Portal:
                                                 withdrawing this ANPR and                                                                                         Table of Contents
                                                                                                             www.regulations.gov. Follow the
                                                 summarizing the public comments                             instructions for submitting comments.                 I. Authority and Background
                                                 received on this ANPR.                                        2. Email: EnforcementFunCAC-2011-                      A. Authority
                                                                                                                                                                      B. Background
                                                   Dated at Rockville, Maryland, this 6th day                CE-0077@EE.Doe.Gov Include the                        II. Discussion
                                                 of November 2015.                                           docket number and/or RIN in the                          A. Regional Standards
                                                   For the U.S. Nuclear Regulatory                           subject line of the message.                             B. Definitions
                                                 Commission.                                                   3. Mail: Ms. Brenda Edwards, U.S.                      C. Public Awareness
                                                 Frederick D. Brown,                                         Department of Energy, Building                           D. Reporting
                                                 Acting Executive Director for Operations.                   Technologies Program, Mailstop EE–2J,                    E. Proactive Investigation
                                                                                                             1000 Independence Avenue SW.,                            F. Record Retention and Requests
                                                 [FR Doc. 2015–29536 Filed 11–18–15; 8:45 am]
                                                                                                                                                                      G. Violations and Routine Violations
                                                 BILLING CODE 7590–01–P                                      Washington, DC 20585–0121. If
                                                                                                                                                                      H. Remediation
                                                                                                             possible, please submit all items on a                   I. Labeling
                                                                                                             CD. It is not necessary to include                       J. Manufacturer Liability
                                                 DEPARTMENT OF ENERGY                                        printed copies.                                          K. Additional Prohibited Acts for
                                                                                                                4. Hand Delivery/Courier: Ms. Brenda                     Distributors, Contractors and Dealers
                                                 10 CFR Parts 429 and 430                                    Edwards, U.S. Department of Energy,                      L. Summary Table
                                                                                                             Building Technologies Program, 950                       M. Impact of Regional Enforcement
                                                 [Docket No. EERE–2011–BT–CE–0077]                           L’Enfant Plaza SW., Suite 600,                              Proposal on National Impacts Analysis
                                                                                                                                                                   III. Procedural Issues and Regulatory Review
                                                                                                             Washington, DC 20024. Telephone:
                                                                                                                                                                      A. Review Under Executive Order 12866
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                 RIN 1904–AC68                                               (202) 586–2945. If possible, please                      B. Review Under the Regulatory Flexibility
                                                 Energy Conservation Program:                                submit all items on a CD. It is not                         Act
                                                 Enforcement of Regional Standards for                       necessary to include printed copies.                     C. Review Under the Paperwork Reduction
                                                 Central Air Conditioners                                       Docket: The docket, which includes                       Act of 1995
                                                                                                             Federal Register notices, public meeting                 D. Review Under the National
                                                 AGENCY: Office of Energy Efficiency and                     attendee lists and transcripts,                             Environmental Policy Act of 1969
                                                 Renewable Energy, Department of                             comments, and other supporting                          E. Review Under Executive Order 13132
                                                 Energy.                                                     documents/materials, is available for                   F. Review Under Executive Order 12988



                                            VerDate Sep<11>2014     14:08 Nov 18, 2015     Jkt 238001   PO 00000   Frm 00016   Fmt 4702   Sfmt 4702   E:\FR\FM\19NOP1.SGM   19NOP1



Document Created: 2015-12-14 13:56:30
Document Modified: 2015-12-14 13:56:30
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionAdvance notice of proposed rulemaking; request for comment.
DatesSubmit comments by January 4, 2016. Comments received after this date will be considered if it is practical to do so, but the NRC is able to ensure consideration only for comments received on or before this date.
ContactJason B. Carneal, Office of Nuclear Reactor Regulation, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; telephone: 301-415-1451; email: [email protected]
FR Citation80 FR 72358 
RIN Number3150-AJ59
CFR Citation10 CFR 140
10 CFR 26
10 CFR 50
10 CFR 52
10 CFR 73

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR