80_FR_74897 80 FR 74669 - Final Environmental Impact Statement and Record of Decision for the Standards for the Growing, Harvesting, Packing, and Holding of Produce for Human Consumption; Availability

80 FR 74669 - Final Environmental Impact Statement and Record of Decision for the Standards for the Growing, Harvesting, Packing, and Holding of Produce for Human Consumption; Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 80, Issue 228 (November 27, 2015)

Page Range74669-74672
FR Document2015-28161

The Food and Drug Administration (FDA or we) has made available for public review the Final Environmental Impact Statement (EIS) and Record of Decision (ROD) for the standards for the growing, harvesting, packing, and holding of produce for human consumption. FDA prepared the Final EIS after taking into account public comment received on the corresponding Draft EIS and is publishing the ROD at the time of our decision. The Final EIS and ROD documents are available in Docket No. FDA-2014-N-2244.

Federal Register, Volume 80 Issue 228 (Friday, November 27, 2015)
[Federal Register Volume 80, Number 228 (Friday, November 27, 2015)]
[Rules and Regulations]
[Pages 74669-74672]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-28161]



[[Page 74669]]

Vol. 80

Friday,

No. 228

November 27, 2015

Part V





 Department of Health and Human Services





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Food and Drug Administration





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21 CFR Part 112





 Final Environmental Impact Statement and Record of Decision for the 
Standards for the Growing, Harvesting, Packing, and Holding of Produce 
for Human Consumption; Availability; Final Rule

Federal Register / Vol. 80 , No. 228 / Friday, November 27, 2015 / 
Rules and Regulations

[[Page 74670]]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 112

[Docket No. FDA-2014-N-2244]
RIN 0910-AG35


Final Environmental Impact Statement and Record of Decision for 
the Standards for the Growing, Harvesting, Packing, and Holding of 
Produce for Human Consumption; Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notification of availability.

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SUMMARY: The Food and Drug Administration (FDA or we) has made 
available for public review the Final Environmental Impact Statement 
(EIS) and Record of Decision (ROD) for the standards for the growing, 
harvesting, packing, and holding of produce for human consumption. FDA 
prepared the Final EIS after taking into account public comment 
received on the corresponding Draft EIS and is publishing the ROD at 
the time of our decision. The Final EIS and ROD documents are available 
in Docket No. FDA-2014-N-2244.

DATES: FDA announces the availability of the EIS and ROD on November 
27, 2015.

FOR FURTHER INFORMATION CONTACT: Annette McCarthy, Center for Food 
Safety and Applied Nutrition (HFS-205), Food and Drug Administration, 
5100 Paint Branch Pkwy., College Park, MD 20740, 240-402-1057.

SUPPLEMENTARY INFORMATION: 

I. Background

    The FDA Food Safety Modernization Act (FSMA) (Pub. L. 111-353), 
signed into law by President Obama on January 4, 2011, enables FDA to 
better protect public health by helping to ensure the safety and 
security of the food supply. FSMA amends the Federal Food, Drug, and 
Cosmetic Act (the FD&C Act) to establish the foundation of a 
modernized, prevention-based food safety system. As part of our 
implementation of FSMA, we published the proposed rule: Standards for 
the Growing, Harvesting, Packing, and Holding of Produce for Human 
Consumption (hereafter referred to as ``the 2013 proposed rule'') on 
January 16, 2013, to establish science-based minimum standards for the 
safe growing, harvesting, packing, and holding of produce (78 FR 3504). 
On September 29, 2014, FDA issued a supplemental notice of proposed 
rulemaking (``the supplemental proposed rule''), amending certain 
specific provisions of the 2013 proposed rule (79 FR 58434). Taken 
together, these publications constitute FDA's proposed standards for 
the growing, harvesting, packing, and holding of produce for human 
consumption (``the Produce Safety proposed rule'').
    FDA announced a ``Notice of Intent'' (NOI) to prepare an EIS to 
evaluate the potential environmental effects of the Produce Safety 
Proposed Rule in the Federal Register on August 19, 2013 (78 FR 50358). 
In the NOI, FDA also announced the beginning of the scoping process and 
solicited public comments to identify issues to be analyzed in an EIS. 
The NOI asked for public comment by November 15, 2013, and FDA later 
extended the deadline for the comment period to March 15, 2014 (78 FR 
69006; November 18, 2013), and then April 18, 2014 (79 FR 13593; March 
11, 2014).
    A public scoping meeting was held on April 4, 2014, in College 
Park, MD. FDA prepared a Draft EIS for the Produce Safety proposed rule 
and, on January 14, 2015, published a ``Notification of public 
meeting'' in the Federal Register to: (1) Announce the availability of 
the Draft EIS for public review and comment and (2) announce a public 
meeting to inform the public of the findings in the Draft EIS, provide 
information about the EIS process, solicit oral stakeholder and public 
comments on the Draft EIS, and provide clarification, as needed, about 
the contents of the Draft EIS (80 FR 1852). The public meeting was held 
on February 10, 2015, in College Park, MD. The comment period on the 
Draft EIS closed on March 13, 2015. FDA is now announcing the 
availability of the Final EIS, which FDA prepared, taking into account 
public comment received on the Draft EIS, and the ROD, which details 
FDA's final decision, taking into account the findings of the Final EIS 
and the Agency's stated purpose and need.
    In the Produce Safety proposed rule, FDA proposed science-based 
minimum standards for the safe production and harvesting of produce. As 
discussed in the Final EIS (Ref. 1), out of these standards, we 
identified four provisions that could potentially significantly affect 
the quality of the human environment, if finalized (hereinafter 
referred to as ``potentially significant provisions''). For each of the 
potentially significant provisions, FDA then identified alternative 
provisions to consider. The potentially significant provisions are: (1) 
Standards directed to agricultural water, (2) standards directed to 
biological soil amendments (BSA) of animal origin, (3) standards 
directed to domesticated and wild animals, and (4) general provisions 
(i.e., cumulative impacts). Additionally, an overarching ``No Action'' 
alternative was considered for the purpose of evaluating conditions in 
the absence of any final rule.
    For standards directed to agricultural water, we considered the 
following alternatives: (1) As proposed by FDA, i.e., a statistical 
threshold value (STV) not exceeding 410 colony forming units (CFU) of 
generic Escherichia coli per 100 milliliters (ml) of water and a 
geometric mean (GM) not exceeding 126 CFU of generic E. coli per 100 ml 
of water, along with options to achieve the standard by applying either 
a time interval between last irrigation and harvest using a microbial 
die-off rate of 0.5 log per day and/or a time interval between harvest 
and end of storage using an appropriate microbial die-off or removal 
rates, including during activities such as commercial washing (proposed 
21 CFR 112.44(c)); (2) a microbial quality standard of no more than 235 
CFU (or most probable number (MPN), as appropriate) generic E. coli per 
100 ml for any single sample or a rolling GM (n=5) of more than 126 CFU 
(or MPN, as appropriate) per 100 ml of water, as was proposed in the 
2013 proposed rule; (3) as proposed (i.e., Alternative 1), but with an 
additional criterion establishing a maximum generic E. coli threshold; 
and (4) for each of the previous alternatives, consider the 
environmental impacts if each alternative includes root crops that are 
irrigated using low-flow methods.
    For standards directed to BSAs of animal origin, FDA considered 
standards for both untreated and treated BSAs. For untreated BSAs of 
animal origin, the alternatives considered included a range of minimal 
application intervals (the time between application and harvest) when 
the BSA is applied in a manner that does not contact covered produce 
during application and minimizes the potential for contact with covered 
produce after application. The alternative application intervals 
evaluated were: (1) 9 months; (2) 0 months; (3) 90 and 120 days; 
consistent with the National Organic Program's regulations in 7 CFR 
205.203(c)(1); (4) 6 months; and (5) 12 months. For standards directed 
to treated BSAs, the alternatives considered included a range of 
application intervals when the BSA is composted in accordance with the 
requirements proposed in Sec.  112.54(c) and applied in a manner that 
minimizes the potential for contact with covered produce during and 
after application.

[[Page 74671]]

The application intervals evaluated were: (1) As proposed by FDA, 0 
days (proposed Sec.  112.56(a)(4)(i)); (2) 45 days; and (3) 90 days.
    For standards directed at domesticated animals, we considered 
alternatives under which, if working animals are used in a growing area 
where a crop has been planted, measures would be required to prevent 
the introduction of known or reasonably foreseeable hazards into or 
onto covered produce with the waiting period between grazing and 
harvesting varying by alternative. The following alternatives were 
evaluated: (1) As proposed by FDA, an adequate waiting period between 
grazing and harvesting for covered produce in any growing area that was 
grazed to ensure the safety of the harvested crop (proposed Sec.  
112.82(a)); (2) a minimum waiting period of 9 months; and (3) a minimum 
waiting period of 90 days and 120 days before harvest, depending upon 
whether the edible portion of the crop contacts the soil (applying the 
timeframes for raw manure set forth in the National Organic Program's 
regulations in 7 CFR 205.203(c)(1)). For standards directed to wild 
animals, we considered alternatives to the proposed requirement that 
under circumstances when there is a reasonable probability that animal 
intrusion will contaminate covered produce, the grower would be 
required to monitor those areas that are used for a covered activity 
for evidence of animal intrusion: (1) As needed during the growing 
season based on (i) the grower's covered produce and (ii) the grower's 
observations and experience; and (2) immediately prior to harvest. The 
alternatives evaluated were: (1) As proposed by FDA, if animal 
intrusion occurs--as made evident by observation of significant 
quantities of animals, animal excreta, or crop destruction via 
grazing--the grower must evaluate whether the covered produce can be 
harvested in accordance with the requirements of proposed Sec.  112.112 
(proposed Sec.  112.83(a) and (b)); and (2) if animal intrusion is 
reasonably likely to occur, the grower must take measures to exclude 
animals from fields where covered produce is grown.
    The cumulative impacts of the proposed rule were considered using a 
range of alternatives to the general provision in proposed Sec.  112.4, 
which would specify the farms that would be covered under the rule 
based on the farm's annual sales of produce. The alternatives evaluated 
were to cover those farms that have: (1) As proposed by FDA, an average 
annual monetary value of produce sold during the previous 3-year period 
of more than $25,000 (on a rolling basis) (proposed Sec.  112.4); (2) 
an average annual monetary value of food sold during the previous 3-
year period of more than $50,000 (on a rolling basis); (3) an average 
annual monetary value of food sold during the previous 3-year period of 
more than $100,000 (on a rolling basis); and (4) an average annual 
monetary value of covered produce sold during the previous 3-year 
period of more than $25,000 (on a rolling basis).
    In the Final EIS, FDA identifies the ``Agency's preferred 
alternative,'' i.e., the alternative which the Agency believes will 
fulfill its statutory mission and responsibilities for this rulemaking, 
giving consideration to economic, environmental, technical, and other 
factors. Slight modifications to the preferred alternative were made in 
the ROD to reflect the Agency's final action. The Agency's preferred 
alternative, as described in the ROD, is comprised of the following 
alternatives for each of the potentially significant provisions listed 
previously:
    For agricultural water and including root crops irrigated using 
low-flow methods, generic E. coli: GM of 126 CFU/100 ml and STV of 410 
CFU/100 ml, with additional flexibility for microbial die-off and/or 
removal (Sec. Sec.  112.44(b) and 112.45(b));
    For treated biological soil amendments of animal origin, 0 day 
application interval (Sec.  112.56(a)(2)); and
    For domesticated animals (grazing and working) and animal 
intrusion, visual assessment for significant evidence of animal 
potential contamination as needed during the growing season to identify 
and not harvest produce that is or is likely to be contaminated 
(Sec. Sec.  112.83, 112.84, and 112.112).
    As discussed in the supplemental proposed rule, FDA has chosen to 
defer decision on a minimum application interval for untreated BSAs of 
animal origin that are applied in a manner that does not contact 
covered produce during application and minimizes the potential for 
contact with covered produce after application (79 FR 58434) and, 
therefore, has not identified an alternative that would best meet the 
statutory mission and responsibilities. For the purpose of the 
aggregate environmental impact analysis in the Final EIS, in the 
absence of a decision on the alternative that would fulfill the 
statutory mission, the impacts associated with the 0-day application 
interval were included as the environmental impacts associated with 
this alternative.
    FDA has made the Final EIS and ROD available for public review in 
Docket No. FDA-2014-N-2244 (see Ref. 1 and 2).

Waiver of 30-Day Review of Final EIS

    Under CEQ regulation 40 CFR 1506.10(b)(2), no decision on the 
proposed action shall be made or recorded by a Federal Agency under 40 
CFR 1505.2 until 30 days after publication of the notice for a Final 
EIS. However, 40 CFR 1506.10(b)(2) also provides the following 
exception from the rules of timing: An agency engaged in rulemaking 
under the Administrative Procedure Act or other statute for the purpose 
of protecting the public health or safety, may waive the time period in 
paragraph (b)(2) and publish a decision on the final rule 
simultaneously with publication of the notice of the availability of 
the final environmental impact statement.
    Consistent with the circumstances in 40 CFR 1506.10(b)(2) under 
which a waiver may be used, FDA is waiving the 30-day time period 
between the publication of the Final EIS and FDA's decision on the 
Produce Safety final rule. FDA is publishing this notice of 
availability of the Final EIS simultaneously with the publication of 
the Produce Safety final rule and ROD. FDA considers the use of the 
waiver to be appropriate, in order to enhance food safety and protect 
public health, consistent with the purpose of FSMA and the Produce 
Safety final rule and the urgency for its release. We explain our 
reasons as follows:
    The Produce Safety final rule establishes standards to minimize the 
risk of serious adverse health consequences or death (SAHCOD) resulting 
from contaminated produce. This rule implements section 419 of the FD&C 
Act (21 U.S.C. 350h), which requires FDA to adopt a final produce 
safety regulation based on known safety risks, that sets forth 
procedures, processes, and practices to minimize the risk of serious 
adverse health consequences or death, including those that are 
reasonably necessary to prevent the introduction of known or reasonably 
foreseeable hazards into produce and to provide reasonable assurances 
that produce is not adulterated under section 402 of the FD&C Act (21 
U.S.C. 342).
    The history of foodborne illness outbreaks, including outbreaks 
resulting in severe illnesses and death associated with contaminated 
produce, make clear that produce-related outbreaks are a serious and 
ongoing food safety problem. From 1996 to 2010, approximately 131 
produce-related reported outbreaks occurred, resulting in 14,132 
outbreak-related illnesses; 1,360 hospitalizations; and 27 deaths.

[[Page 74672]]

These outbreaks were associated with approximately 20 different produce 
commodities (Ref. 3). Even after enactment of FSMA outbreaks from 
produce continue to occur, between January 2011 and 2014, there were 44 
outbreaks; 3,120 illnesses; 735 hospitalizations; and 42 deaths 
associated with produce (Ref. 4). These outbreaks were associated with 
approximately 10 different produce commodities. The illness numbers 
cited previously are the reported illnesses; the Centers for Disease 
Control estimates that only a fraction of foodborne illness is reported 
(http://www.cdc.gov/foodborneburden/estimates-overview.html).
    This history of produce-related outbreaks was the impetus for 
Congress, in FSMA, to require Federal produce safety standards to 
establish requirements for prevention-focused regulation in a sector of 
the food industry that had previously seen little Federal food safety 
oversight and underscores the urgent public health need for 
implementation of FDA produce safety standards to begin. Annualizing 
benefits over the first 10 years after publication of the rule, we 
expect benefits of the Produce Safety final rule to be approximately 
362,059 illnesses averted per year, valued at $976 million annually 
(see the Regulatory Impact Analysis accompanying the rule for 
additional information (Ref. 5)).
    There is a public health need to publish the Produce Safety final 
rule and begin implementation of the produce safety standards. Congress 
conveyed its sense of urgency in the timeframes established in FSMA for 
the Produce Safety final rule: 1 year after enactment of FSMA for a 
proposed rule (section 419(a)(1)(A) of the FD&C Act) and 1 year after 
the close of the comment period for a final rule (section 419(b)(1) of 
the FD&C Act). Congress recognized the urgent need to establish 
standards for produce safety to prevent SAHCOD hazards and, therefore, 
included specific timeframes for issuance of the proposed and final 
produce safety rules within the statute. Although FDA was unable to 
meet these statutory timeframes, FDA has nonetheless acted as swiftly 
as possible to complete the rulemaking process to establish the produce 
safety regulation in 21 CFR part 112.
    Formulating the produce safety standards involved highly complex 
scientific, regulatory, and practical considerations. For example, 
establishing the appropriate microbial quality criteria for 
agricultural water that is used during growing activities involved 
extensive review of scientific literature on pathogen presence, 
transmission, and survival under various conditions; other relevant 
national and international standards; diverse uses and methods of 
application of water; and the wide array of commodities and practices 
that affect potential risk of contamination of produce. As another 
example, we considered various options before adopting a regulatory 
framework that is based on practices, procedures, and processes 
associated with growing, harvesting, packing, and holding of all 
covered produce, rather than one that (based solely on a history of 
outbreaks or illnesses associated with the commodity) would be 
applicable to individual commodities or classes of commodities. FDA's 
integrated approach to produce safety standards draws on our past 
experiences and appropriately reflects the need to tailor requirements 
to specific on-farm routes of contamination. Through this rule (along 
with other FSMA rules) FDA is putting in place a framework for food 
safety that is modern and brings to bear the most recent science on 
provisions to enhance food safety, that is risk-based and focuses 
effort where the hazards are reasonably likely to occur, and that is 
flexible and practical given our current knowledge of food safety 
practices.
    The rule notably sets standards in an area that is extremely 
diverse. Therefore, FDA has spent considerable time to achieve the 
right balance in establishing standards that would adequately protect 
public health and yet be flexible and practicable to be implemented 
successfully by the highly diverse produce industry. This necessitated 
enormous outreach, including numerous farm visits all over the United 
States, throughout the rulemaking process, to solicit and consider 
stakeholder input in preparing the final rule. We believe we have acted 
responsibly in taking the time to craft a regulation that provides 
critical public health protection and also is implementable by the 
produce industry. Implementation of the produce safety standards by 
covered farms engaged in the growing, harvesting, packing, and/or 
holding of produce is critical to achieve the public health goals set 
out in FSMA and, therefore, we set reasonable timeframes for compliance 
with the rule. It is important for FDA to finalize the rule as quickly 
as possible to enable farmers, packers, handlers, and others covered 
under the rule to begin taking the steps that will safeguard public 
health and safety.

II. References

    The following references are on display in the Division of Dockets 
Management (see ADDRESSES) and are available for viewing by interested 
persons between 9 a.m. and 4 p.m., Monday through Friday; they are also 
available electronically at http://www.regulations.gov. FDA has 
verified the Web site addresses, as of the date this document publishes 
in the Federal Register, but Web sites are subject to change over time.

1. Final Environmental Impact Statement for the Proposed Rule: 
Standards for the Growing, Harvesting, Packing, and Holding of 
Produce for Human Consumption, http://www.fda.gov/food/guidanceregulation/fsma/ucm396564.htm.
2. Record of Decision. Final Environmental Impact Statement--
Standards for the Growing, Harvesting, Packing, and Holding of 
Produce for Human Consumption, October 2015.
3. D'Lima, C., K. Vierk, and FDA, ``Memorandum to the Record'', 
2011.
4. Merriweather, C., T. C. Cloyd, C. Robinson, D. Gubernot, and FDA, 
2011-2014 Produce Related Outbreaks and Illnesses [Memorandum]. May 
8, 2015.
5. FDA, ``Final Regulatory Impact Analysis: Standards for the 
Growing, Harvesting, Packing, and Holding of Produce for Human 
Consumption,'' http://www.fda.gov/Food/GuidanceRegulation/FSMA/ucm334114.htm.

    Dated: October 30, 2015.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2015-28161 Filed 11-13-15; 8:45 am]
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                                                                                                      Vol. 80                           Friday,
                                                                                                      No. 228                           November 27, 2015




                                                                                                      Part V


                                                                                                      Department of Health and Human Services
                                                                                                      Food and Drug Administration
                                                                                                      21 CFR Part 112
                                                                                                      Final Environmental Impact Statement and Record of Decision for the
                                                                                                      Standards for the Growing, Harvesting, Packing, and Holding of Produce
                                                                                                      for Human Consumption; Availability; Final Rule
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                                                 74670            Federal Register / Vol. 80, No. 228 / Friday, November 27, 2015 / Rules and Regulations

                                                 DEPARTMENT OF HEALTH AND                                supplemental notice of proposed                       directed to biological soil amendments
                                                 HUMAN SERVICES                                          rulemaking (‘‘the supplemental                        (BSA) of animal origin, (3) standards
                                                                                                         proposed rule’’), amending certain                    directed to domesticated and wild
                                                 Food and Drug Administration                            specific provisions of the 2013 proposed              animals, and (4) general provisions (i.e.,
                                                                                                         rule (79 FR 58434). Taken together,                   cumulative impacts). Additionally, an
                                                 21 CFR Part 112                                         these publications constitute FDA’s                   overarching ‘‘No Action’’ alternative
                                                 [Docket No. FDA–2014–N–2244]                            proposed standards for the growing,                   was considered for the purpose of
                                                                                                         harvesting, packing, and holding of                   evaluating conditions in the absence of
                                                 RIN 0910–AG35                                           produce for human consumption (‘‘the                  any final rule.
                                                                                                         Produce Safety proposed rule’’).                         For standards directed to agricultural
                                                 Final Environmental Impact Statement                       FDA announced a ‘‘Notice of Intent’’               water, we considered the following
                                                 and Record of Decision for the                          (NOI) to prepare an EIS to evaluate the               alternatives: (1) As proposed by FDA,
                                                 Standards for the Growing, Harvesting,                  potential environmental effects of the                i.e., a statistical threshold value (STV)
                                                 Packing, and Holding of Produce for                     Produce Safety Proposed Rule in the                   not exceeding 410 colony forming units
                                                 Human Consumption; Availability                         Federal Register on August 19, 2013 (78               (CFU) of generic Escherichia coli per
                                                 AGENCY:    Food and Drug Administration,                FR 50358). In the NOI, FDA also                       100 milliliters (ml) of water and a
                                                 HHS.                                                    announced the beginning of the scoping                geometric mean (GM) not exceeding 126
                                                 ACTION:   Notification of availability.                 process and solicited public comments                 CFU of generic E. coli per 100 ml of
                                                                                                         to identify issues to be analyzed in an               water, along with options to achieve the
                                                 SUMMARY:   The Food and Drug                            EIS. The NOI asked for public comment                 standard by applying either a time
                                                 Administration (FDA or we) has made                     by November 15, 2013, and FDA later                   interval between last irrigation and
                                                 available for public review the Final                   extended the deadline for the comment                 harvest using a microbial die-off rate of
                                                 Environmental Impact Statement (EIS)                    period to March 15, 2014 (78 FR 69006;                0.5 log per day and/or a time interval
                                                 and Record of Decision (ROD) for the                    November 18, 2013), and then April 18,                between harvest and end of storage
                                                 standards for the growing, harvesting,                  2014 (79 FR 13593; March 11, 2014).                   using an appropriate microbial die-off or
                                                 packing, and holding of produce for                        A public scoping meeting was held on               removal rates, including during
                                                 human consumption. FDA prepared the                     April 4, 2014, in College Park, MD. FDA               activities such as commercial washing
                                                 Final EIS after taking into account                     prepared a Draft EIS for the Produce                  (proposed 21 CFR 112.44(c)); (2) a
                                                 public comment received on the                          Safety proposed rule and, on January 14,              microbial quality standard of no more
                                                 corresponding Draft EIS and is                          2015, published a ‘‘Notification of                   than 235 CFU (or most probable number
                                                 publishing the ROD at the time of our                   public meeting’’ in the Federal Register              (MPN), as appropriate) generic E. coli
                                                 decision. The Final EIS and ROD                         to: (1) Announce the availability of the              per 100 ml for any single sample or a
                                                 documents are available in Docket No.                   Draft EIS for public review and                       rolling GM (n=5) of more than 126 CFU
                                                 FDA–2014–N–2244.                                        comment and (2) announce a public                     (or MPN, as appropriate) per 100 ml of
                                                 DATES: FDA announces the availability
                                                                                                         meeting to inform the public of the                   water, as was proposed in the 2013
                                                 of the EIS and ROD on November 27,                      findings in the Draft EIS, provide                    proposed rule; (3) as proposed (i.e.,
                                                                                                         information about the EIS process,                    Alternative 1), but with an additional
                                                 2015.
                                                                                                         solicit oral stakeholder and public                   criterion establishing a maximum
                                                 FOR FURTHER INFORMATION CONTACT:                        comments on the Draft EIS, and provide                generic E. coli threshold; and (4) for
                                                 Annette McCarthy, Center for Food                       clarification, as needed, about the                   each of the previous alternatives,
                                                 Safety and Applied Nutrition (HFS–                      contents of the Draft EIS (80 FR 1852).               consider the environmental impacts if
                                                 205), Food and Drug Administration,                     The public meeting was held on                        each alternative includes root crops that
                                                 5100 Paint Branch Pkwy., College Park,                  February 10, 2015, in College Park, MD.               are irrigated using low-flow methods.
                                                 MD 20740, 240–402–1057.                                 The comment period on the Draft EIS                      For standards directed to BSAs of
                                                 SUPPLEMENTARY INFORMATION:                              closed on March 13, 2015. FDA is now                  animal origin, FDA considered
                                                                                                         announcing the availability of the Final              standards for both untreated and treated
                                                 I. Background
                                                                                                         EIS, which FDA prepared, taking into                  BSAs. For untreated BSAs of animal
                                                    The FDA Food Safety Modernization                    account public comment received on                    origin, the alternatives considered
                                                 Act (FSMA) (Pub. L. 111–353), signed                    the Draft EIS, and the ROD, which                     included a range of minimal application
                                                 into law by President Obama on January                  details FDA’s final decision, taking into             intervals (the time between application
                                                 4, 2011, enables FDA to better protect                  account the findings of the Final EIS                 and harvest) when the BSA is applied
                                                 public health by helping to ensure the                  and the Agency’s stated purpose and                   in a manner that does not contact
                                                 safety and security of the food supply.                 need.                                                 covered produce during application and
                                                 FSMA amends the Federal Food, Drug,                        In the Produce Safety proposed rule,               minimizes the potential for contact with
                                                 and Cosmetic Act (the FD&C Act) to                      FDA proposed science-based minimum                    covered produce after application. The
                                                 establish the foundation of a                           standards for the safe production and                 alternative application intervals
                                                 modernized, prevention-based food                       harvesting of produce. As discussed in                evaluated were: (1) 9 months; (2) 0
                                                 safety system. As part of our                           the Final EIS (Ref. 1), out of these                  months; (3) 90 and 120 days; consistent
                                                 implementation of FSMA, we published                    standards, we identified four provisions              with the National Organic Program’s
                                                 the proposed rule: Standards for the                    that could potentially significantly                  regulations in 7 CFR 205.203(c)(1); (4) 6
                                                 Growing, Harvesting, Packing, and                       affect the quality of the human                       months; and (5) 12 months. For
                                                 Holding of Produce for Human                            environment, if finalized (hereinafter                standards directed to treated BSAs, the
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                                                 Consumption (hereafter referred to as                   referred to as ‘‘potentially significant              alternatives considered included a range
                                                 ‘‘the 2013 proposed rule’’) on January                  provisions’’). For each of the potentially            of application intervals when the BSA is
                                                 16, 2013, to establish science-based                    significant provisions, FDA then                      composted in accordance with the
                                                 minimum standards for the safe                          identified alternative provisions to                  requirements proposed in § 112.54(c)
                                                 growing, harvesting, packing, and                       consider. The potentially significant                 and applied in a manner that minimizes
                                                 holding of produce (78 FR 3504). On                     provisions are: (1) Standards directed to             the potential for contact with covered
                                                 September 29, 2014, FDA issued a                        agricultural water, (2) standards                     produce during and after application.


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                                                                  Federal Register / Vol. 80, No. 228 / Friday, November 27, 2015 / Rules and Regulations                                        74671

                                                 The application intervals evaluated                     $25,000 (on a rolling basis) (proposed                No. FDA–2014–N–2244 (see Ref. 1 and
                                                 were: (1) As proposed by FDA, 0 days                    § 112.4); (2) an average annual monetary              2).
                                                 (proposed § 112.56(a)(4)(i)); (2) 45 days;              value of food sold during the previous
                                                                                                                                                               Waiver of 30-Day Review of Final EIS
                                                 and (3) 90 days.                                        3-year period of more than $50,000 (on
                                                    For standards directed at                            a rolling basis); (3) an average annual                  Under CEQ regulation 40 CFR
                                                 domesticated animals, we considered                     monetary value of food sold during the                1506.10(b)(2), no decision on the
                                                 alternatives under which, if working                    previous 3-year period of more than                   proposed action shall be made or
                                                 animals are used in a growing area                      $100,000 (on a rolling basis); and (4) an             recorded by a Federal Agency under 40
                                                 where a crop has been planted,                          average annual monetary value of                      CFR 1505.2 until 30 days after
                                                 measures would be required to prevent                   covered produce sold during the                       publication of the notice for a Final EIS.
                                                 the introduction of known or reasonably                 previous 3-year period of more than                   However, 40 CFR 1506.10(b)(2) also
                                                 foreseeable hazards into or onto covered                $25,000 (on a rolling basis).                         provides the following exception from
                                                 produce with the waiting period                            In the Final EIS, FDA identifies the               the rules of timing: An agency engaged
                                                 between grazing and harvesting varying                  ‘‘Agency’s preferred alternative,’’ i.e.,             in rulemaking under the Administrative
                                                 by alternative. The following                           the alternative which the Agency                      Procedure Act or other statute for the
                                                 alternatives were evaluated: (1) As                     believes will fulfill its statutory mission           purpose of protecting the public health
                                                 proposed by FDA, an adequate waiting                    and responsibilities for this rulemaking,             or safety, may waive the time period in
                                                 period between grazing and harvesting                   giving consideration to economic,                     paragraph (b)(2) and publish a decision
                                                 for covered produce in any growing area                 environmental, technical, and other                   on the final rule simultaneously with
                                                 that was grazed to ensure the safety of                 factors. Slight modifications to the                  publication of the notice of the
                                                 the harvested crop (proposed                            preferred alternative were made in the                availability of the final environmental
                                                 § 112.82(a)); (2) a minimum waiting                     ROD to reflect the Agency’s final action.             impact statement.
                                                 period of 9 months; and (3) a minimum                   The Agency’s preferred alternative, as                   Consistent with the circumstances in
                                                 waiting period of 90 days and 120 days                  described in the ROD, is comprised of                 40 CFR 1506.10(b)(2) under which a
                                                 before harvest, depending upon whether                  the following alternatives for each of the            waiver may be used, FDA is waiving the
                                                 the edible portion of the crop contacts                 potentially significant provisions listed             30-day time period between the
                                                 the soil (applying the timeframes for                   previously:                                           publication of the Final EIS and FDA’s
                                                 raw manure set forth in the National                       For agricultural water and including               decision on the Produce Safety final
                                                 Organic Program’s regulations in 7 CFR                  root crops irrigated using low-flow                   rule. FDA is publishing this notice of
                                                 205.203(c)(1)). For standards directed to               methods, generic E. coli: GM of 126                   availability of the Final EIS
                                                 wild animals, we considered                             CFU/100 ml and STV of 410 CFU/100                     simultaneously with the publication of
                                                 alternatives to the proposed requirement                ml, with additional flexibility for                   the Produce Safety final rule and ROD.
                                                 that under circumstances when there is                  microbial die-off and/or removal                      FDA considers the use of the waiver to
                                                 a reasonable probability that animal                    (§§ 112.44(b) and 112.45(b));                         be appropriate, in order to enhance food
                                                 intrusion will contaminate covered                         For treated biological soil                        safety and protect public health,
                                                 produce, the grower would be required                   amendments of animal origin, 0 day                    consistent with the purpose of FSMA
                                                 to monitor those areas that are used for                application interval (§ 112.56(a)(2)); and            and the Produce Safety final rule and
                                                 a covered activity for evidence of animal                  For domesticated animals (grazing                  the urgency for its release. We explain
                                                 intrusion: (1) As needed during the                     and working) and animal intrusion,                    our reasons as follows:
                                                 growing season based on (i) the grower’s                visual assessment for significant                        The Produce Safety final rule
                                                 covered produce and (ii) the grower’s                   evidence of animal potential                          establishes standards to minimize the
                                                 observations and experience; and (2)                    contamination as needed during the                    risk of serious adverse health
                                                 immediately prior to harvest. The                       growing season to identify and not                    consequences or death (SAHCOD)
                                                 alternatives evaluated were: (1) As                     harvest produce that is or is likely to be            resulting from contaminated produce.
                                                 proposed by FDA, if animal intrusion                    contaminated (§§ 112.83, 112.84, and                  This rule implements section 419 of the
                                                 occurs—as made evident by observation                   112.112).                                             FD&C Act (21 U.S.C. 350h), which
                                                 of significant quantities of animals,                      As discussed in the supplemental                   requires FDA to adopt a final produce
                                                 animal excreta, or crop destruction via                 proposed rule, FDA has chosen to defer                safety regulation based on known safety
                                                 grazing—the grower must evaluate                        decision on a minimum application                     risks, that sets forth procedures,
                                                 whether the covered produce can be                      interval for untreated BSAs of animal                 processes, and practices to minimize the
                                                 harvested in accordance with the                        origin that are applied in a manner that              risk of serious adverse health
                                                 requirements of proposed § 112.112                      does not contact covered produce                      consequences or death, including those
                                                 (proposed § 112.83(a) and (b)); and (2) if              during application and minimizes the                  that are reasonably necessary to prevent
                                                 animal intrusion is reasonably likely to                potential for contact with covered                    the introduction of known or reasonably
                                                 occur, the grower must take measures to                 produce after application (79 FR 58434)               foreseeable hazards into produce and to
                                                 exclude animals from fields where                       and, therefore, has not identified an                 provide reasonable assurances that
                                                 covered produce is grown.                               alternative that would best meet the                  produce is not adulterated under section
                                                    The cumulative impacts of the                        statutory mission and responsibilities.               402 of the FD&C Act (21 U.S.C. 342).
                                                 proposed rule were considered using a                   For the purpose of the aggregate                         The history of foodborne illness
                                                 range of alternatives to the general                    environmental impact analysis in the                  outbreaks, including outbreaks resulting
                                                 provision in proposed § 112.4, which                    Final EIS, in the absence of a decision               in severe illnesses and death associated
                                                 would specify the farms that would be                   on the alternative that would fulfill the             with contaminated produce, make clear
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                                                 covered under the rule based on the                     statutory mission, the impacts                        that produce-related outbreaks are a
                                                 farm’s annual sales of produce. The                     associated with the 0-day application                 serious and ongoing food safety
                                                 alternatives evaluated were to cover                    interval were included as the                         problem. From 1996 to 2010,
                                                 those farms that have: (1) As proposed                  environmental impacts associated with                 approximately 131 produce-related
                                                 by FDA, an average annual monetary                      this alternative.                                     reported outbreaks occurred, resulting
                                                 value of produce sold during the                           FDA has made the Final EIS and ROD                 in 14,132 outbreak-related illnesses;
                                                 previous 3-year period of more than                     available for public review in Docket                 1,360 hospitalizations; and 27 deaths.


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                                                 74672            Federal Register / Vol. 80, No. 228 / Friday, November 27, 2015 / Rules and Regulations

                                                 These outbreaks were associated with                    establish the produce safety regulation               regulation that provides critical public
                                                 approximately 20 different produce                      in 21 CFR part 112.                                   health protection and also is
                                                 commodities (Ref. 3). Even after                           Formulating the produce safety                     implementable by the produce industry.
                                                 enactment of FSMA outbreaks from                        standards involved highly complex                     Implementation of the produce safety
                                                 produce continue to occur, between                      scientific, regulatory, and practical                 standards by covered farms engaged in
                                                 January 2011 and 2014, there were 44                    considerations. For example,                          the growing, harvesting, packing, and/or
                                                 outbreaks; 3,120 illnesses; 735                         establishing the appropriate microbial                holding of produce is critical to achieve
                                                 hospitalizations; and 42 deaths                         quality criteria for agricultural water               the public health goals set out in FSMA
                                                 associated with produce (Ref. 4). These                 that is used during growing activities                and, therefore, we set reasonable
                                                 outbreaks were associated with                          involved extensive review of scientific               timeframes for compliance with the
                                                 approximately 10 different produce                      literature on pathogen presence,                      rule. It is important for FDA to finalize
                                                 commodities. The illness numbers cited                  transmission, and survival under                      the rule as quickly as possible to enable
                                                 previously are the reported illnesses; the              various conditions; other relevant                    farmers, packers, handlers, and others
                                                 Centers for Disease Control estimates                   national and international standards;                 covered under the rule to begin taking
                                                 that only a fraction of foodborne illness               diverse uses and methods of application               the steps that will safeguard public
                                                 is reported (http://www.cdc.gov/                        of water; and the wide array of                       health and safety.
                                                 foodborneburden/estimates-                              commodities and practices that affect
                                                 overview.html).                                         potential risk of contamination of                    II. References
                                                    This history of produce-related                      produce. As another example, we
                                                                                                                                                                 The following references are on
                                                 outbreaks was the impetus for Congress,                 considered various options before
                                                                                                                                                               display in the Division of Dockets
                                                 in FSMA, to require Federal produce                     adopting a regulatory framework that is
                                                                                                                                                               Management (see ADDRESSES) and are
                                                 safety standards to establish                           based on practices, procedures, and
                                                 requirements for prevention-focused                     processes associated with growing,                    available for viewing by interested
                                                 regulation in a sector of the food                      harvesting, packing, and holding of all               persons between 9 a.m. and 4 p.m.,
                                                 industry that had previously seen little                covered produce, rather than one that                 Monday through Friday; they are also
                                                 Federal food safety oversight and                       (based solely on a history of outbreaks               available electronically at http://
                                                 underscores the urgent public health                    or illnesses associated with the                      www.regulations.gov. FDA has verified
                                                 need for implementation of FDA                          commodity) would be applicable to                     the Web site addresses, as of the date
                                                 produce safety standards to begin.                      individual commodities or classes of                  this document publishes in the Federal
                                                 Annualizing benefits over the first 10                  commodities. FDA’s integrated                         Register, but Web sites are subject to
                                                 years after publication of the rule, we                 approach to produce safety standards                  change over time.
                                                 expect benefits of the Produce Safety                   draws on our past experiences and                     1. Final Environmental Impact Statement for
                                                 final rule to be approximately 362,059                  appropriately reflects the need to tailor                  the Proposed Rule: Standards for the
                                                 illnesses averted per year, valued at                   requirements to specific on-farm routes                    Growing, Harvesting, Packing, and
                                                 $976 million annually (see the                          of contamination. Through this rule                        Holding of Produce for Human
                                                 Regulatory Impact Analysis                              (along with other FSMA rules) FDA is                       Consumption, http://www.fda.gov/food/
                                                 accompanying the rule for additional                    putting in place a framework for food                      guidanceregulation/fsma/
                                                 information (Ref. 5)).                                  safety that is modern and brings to bear                   ucm396564.htm.
                                                    There is a public health need to                     the most recent science on provisions to              2. Record of Decision. Final Environmental
                                                 publish the Produce Safety final rule                   enhance food safety, that is risk-based                    Impact Statement—Standards for the
                                                 and begin implementation of the                         and focuses effort where the hazards are                   Growing, Harvesting, Packing, and
                                                 produce safety standards. Congress                                                                                 Holding of Produce for Human
                                                                                                         reasonably likely to occur, and that is
                                                 conveyed its sense of urgency in the                                                                               Consumption, October 2015.
                                                                                                         flexible and practical given our current
                                                                                                                                                               3. D’Lima, C., K. Vierk, and FDA,
                                                 timeframes established in FSMA for the                  knowledge of food safety practices.
                                                                                                                                                                    ‘‘Memorandum to the Record’’, 2011.
                                                 Produce Safety final rule: 1 year after                    The rule notably sets standards in an
                                                                                                                                                               4. Merriweather, C., T. C. Cloyd, C. Robinson,
                                                 enactment of FSMA for a proposed rule                   area that is extremely diverse.
                                                                                                                                                                    D. Gubernot, and FDA, 2011–2014
                                                 (section 419(a)(1)(A) of the FD&C Act)                  Therefore, FDA has spent considerable                      Produce Related Outbreaks and Illnesses
                                                 and 1 year after the close of the                       time to achieve the right balance in                       [Memorandum]. May 8, 2015.
                                                 comment period for a final rule (section                establishing standards that would                     5. FDA, ‘‘Final Regulatory Impact Analysis:
                                                 419(b)(1) of the FD&C Act). Congress                    adequately protect public health and yet                   Standards for the Growing, Harvesting,
                                                 recognized the urgent need to establish                 be flexible and practicable to be                          Packing, and Holding of Produce for
                                                 standards for produce safety to prevent                 implemented successfully by the highly                     Human Consumption,’’ http://
                                                 SAHCOD hazards and, therefore,                          diverse produce industry. This                             www.fda.gov/Food/GuidanceRegulation/
                                                 included specific timeframes for                        necessitated enormous outreach,                            FSMA/ucm334114.htm.
                                                 issuance of the proposed and final                      including numerous farm visits all over
                                                                                                                                                                 Dated: October 30, 2015.
                                                 produce safety rules within the statute.                the United States, throughout the
                                                 Although FDA was unable to meet these                   rulemaking process, to solicit and                    Leslie Kux,
                                                 statutory timeframes, FDA has                           consider stakeholder input in preparing               Associate Commissioner for Policy.
                                                 nonetheless acted as swiftly as possible                the final rule. We believe we have acted              [FR Doc. 2015–28161 Filed 11–13–15; 8:45 am]
                                                 to complete the rulemaking process to                   responsibly in taking the time to craft a             BILLING CODE 4164–01–P
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Document Created: 2015-12-14 14:05:29
Document Modified: 2015-12-14 14:05:29
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionNotification of availability.
DatesFDA announces the availability of the EIS and ROD on November 27, 2015.
ContactAnnette McCarthy, Center for Food Safety and Applied Nutrition (HFS-205), Food and Drug Administration, 5100 Paint Branch Pkwy., College Park, MD 20740, 240-402-1057.
FR Citation80 FR 74669 
RIN Number0910-AG35

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