80 FR 74822 - Sunshine Act Meeting
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 80, Issue 229 (November 30, 2015)
Federal Register Volume 80, Issue 229 (November 30, 2015)
| Page Range | 74822-74822 | |
| FR Document | 2015-30481 |
[Federal Register Volume 80, Number 229 (Monday, November 30, 2015)] [Notices] [Page 74822] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2015-30481] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94-409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, December 3, 2015 at 2:00 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed Meeting. Certain staff members who have an interest in the matters also may be present. The General Counsel of the Commission, or her designee, has certified that, in her opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the scheduled matter at the Closed Meeting. Commissioner Aguilar, as duty officer, voted to consider the items listed for the Closed Meeting in closed session. The subject matter of the Closed Meeting will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings; Adjudicatory matters; Resolution of litigation claims; and Other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. Dated: November 25, 2015. Brent J. Fields, Secretary. [FR Doc. 2015-30481 Filed 11-25-15; 4:15 pm] BILLING CODE 8011-01-P
![74822 Federal Register / Vol. 80, No. 229 / Monday, November 30, 2015 / Notices
with respect to the proposed rule listed for the Closed Meeting in closed and at the Commission’s Public
change that are filed with the session. Reference Room.
Commission, and all written The subject matter of the Closed
II. Self-Regulatory Organization’s
communications relating to the Meeting will be:
Statement of the Purpose of, and
proposed rule change between the Institution and settlement of injunctive Statutory Basis for, the Proposed Rule
Commission and any person, other than actions; Change
those that may be withheld from the Institution and settlement of
public in accordance with the administrative proceedings; In its filing with the Commission, the
provisions of 5 U.S.C. 552, will be Adjudicatory matters; Exchange included statements
available for Web site viewing and Resolution of litigation claims; and concerning the purpose of, and basis for,
printing in the Commission’s Public Other matters relating to enforcement the proposed rule change and discussed
Reference Room, 100 F Street NE., proceedings. any comments it received on the
Washington, DC 20549 on official At times, changes in Commission proposed rule change. The text of these
business days between the hours of priorities require alterations in the statements may be examined at the
10:00 a.m. and 3:00 p.m. Copies of the scheduling of meeting items. places specified in Item IV below. The
filing also will be available for For further information and to self-regulatory organization has
inspection and copying at the principal ascertain what, if any, matters have been prepared summaries, set forth in
office of DTC and on DTCC’s Web site added, deleted or postponed, please Sections A, B and C below, of the most
(http://dtcc.com/legal/sec-rule- contact the Office of the Secretary at significant aspects of such statements.
filings.aspx). All comments received (202) 551–5400. A. Self-Regulatory Organization’s
will be posted without change; the Dated: November 25, 2015. Statement of the Purpose of, and
Commission does not edit personal Statutory Basis for, the Proposed Rule
Brent J. Fields,
identifying information from Change
submissions. You should submit only Secretary.
information that you wish to make [FR Doc. 2015–30481 Filed 11–25–15; 4:15 pm] 1. Purpose
available publicly. All submissions BILLING CODE 8011–01–P The purpose of the proposed rule
should refer to File Number SR–DTC– change is to amend the Schedule of Fees
2015–011 and should be submitted on to introduce a new set of rebates to the
or before December 21, 2015. SECURITIES AND EXCHANGE Qualified Contingent Cross (‘‘QCC’’)
COMMISSION and/or other solicited crossing orders,
For the Commission, by the Division of
Trading and Markets, pursuant to delegated [Release No. 34–76507; File No. SR–ISE– including solicited orders executed in
authority.20 2015–41] the Solicitation, Facilitation or Price
Robert W. Errett, Improvement Mechanisms, pricing
Self-Regulatory Organizations; initiative that offers rebates to members
Deputy Secretary.
International Securities Exchange, who execute a specified volume of QCC
[FR Doc. 2015–30245 Filed 11–27–15; 8:45 am]
LLC; Notice of Filing and Immediate and other solicited crossing orders in a
BILLING CODE 8011–01–P Effectiveness of Proposed Rule month. This new set of rebates, as
Change To Amend the Schedule of proposed, offers a lower rebate to
Fees members that execute a specified
SECURITIES AND EXCHANGE
COMMISSION November 23, 2015. volume of QCC and solicited orders
Pursuant to Section 19(b)(1) of the between two Priority Customers 3
Sunshine Act Meeting Securities Exchange Act of 1934 (the (‘‘‘Customer to Customer’ Orders’’). The
‘‘Act’’),1 and Rule 19b–4 thereunder,2 Exchange notes that there is no change
Notice is hereby given, pursuant to to how volume is calculated for the
the provisions of the Government in the notice is hereby given that on November
10, 2015, the International Securities volume tiers. Thus, members will
Sunshine Act, Pub. L. 94–409, that the continue to obtain the tier level based
Securities and Exchange Commission Exchange, LLC (the ‘‘Exchange’’ or
‘‘ISE’’) filed with the Securities and on all QCC and/or solicited crossing
will hold a Closed Meeting on orders’ originating side volume.
Thursday, December 3, 2015 at 2:00 Exchange Commission the proposed
rule change, as described in Items I, II, Members will receive the Non-
p.m. ‘‘Customer to Customer’’ Order 4 rebate
and III below, which Items have been
Commissioners, Counsel to the for their Non-‘‘Customer to Customer’’
prepared by the self-regulatory
Commissioners, the Secretary to the Orders and the ‘‘Customer to Customer’’
organization. The Commission is
Commission, and recording secretaries Order rebate for their ‘‘Customer to
publishing this notice to solicit
will attend the Closed Meeting. Certain Customer’’ Orders.
comments on the proposed rule change
staff members who have an interest in Currently, the Exchange offers
from interested persons.
the matters also may be present. members rebates in QCC and/or other
The General Counsel of the I. Self-Regulatory Organization’s solicited crossing orders (including
Commission, or her designee, has Statement of the Terms of Substance of ‘‘Customer to Customer’’ Orders), i.e.
certified that, in her opinion, one or the Proposed Rule Change orders executed in the Solicitation,
more of the exemptions set forth in 5 ISE proposes to amend the Schedule
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) 3 The term ‘‘Priority Customer’’ means a person
jstallworth on DSK7TPTVN1PROD with NOTICES
of Fees as described in more detail or entity that (i) is not a broker or dealer in
and 17 CFR 200.402(a)(3), (5), (7), 9(ii) below. The text of the proposed rule securities, and (ii) does not place more than 390
and (10), permit consideration of the change is available on the Exchange’s orders in listed options per day on average during
scheduled matter at the Closed Meeting. Internet Web site at http://www.ise.com, a calendar month for its own beneficial account(s).
Commissioner Aguilar, as duty at the principal office of the Exchange,
4 ‘‘Non-‘Customer to Customer’ Orders’’ are QCC
officer, voted to consider the items and/or other solicited crossing orders, including
solicited orders executed in the Solicitation,
1 15 U.S.C. 78s(b)(1). Facilitation or Price Improvement Mechanisms, and
20 17 CFR 200.30–3(a)(12). 2 17 CFR 240.19b–4. excluding ‘‘Customer to Customer’’ Orders.
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Document Created: 2018-03-01 11:13:10
Document Modified: 2018-03-01 11:13:10
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 80 FR 74822 |
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