80_FR_76704 80 FR 76468 - California State Nonroad Engine Pollution Control Standards; Large Spark-Ignition (LSI) Engines; New Emission Standards and In-Use Fleet Requirements; Notice of Decision

80 FR 76468 - California State Nonroad Engine Pollution Control Standards; Large Spark-Ignition (LSI) Engines; New Emission Standards and In-Use Fleet Requirements; Notice of Decision

ENVIRONMENTAL PROTECTION AGENCY

Federal Register Volume 80, Issue 236 (December 9, 2015)

Page Range76468-76473
FR Document2015-31049

The Environmental Protection Agency (EPA) is granting the California Air Resources Board's (CARB's) request for authorization of California's 2008 amendments to its new large spark-ignition nonroad engines regulation (2008 LSI Amendments). EPA is also confirming that CARB's 2010 amendments to its in-use fleet average emission requirements (2010 LSI Fleet Amendments) are within the scope of EPA's prior authorization. This decision is issued under the authority of the Clean Air Act (``CAA'' or ``Act'').

Federal Register, Volume 80 Issue 236 (Wednesday, December 9, 2015)
[Federal Register Volume 80, Number 236 (Wednesday, December 9, 2015)]
[Notices]
[Pages 76468-76473]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-31049]


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ENVIRONMENTAL PROTECTION AGENCY

[EPA-HQ-OAR-2014-0533; FRL-9939-91-OAR]


California State Nonroad Engine Pollution Control Standards; 
Large Spark-Ignition (LSI) Engines; New Emission Standards and In-Use 
Fleet Requirements; Notice of Decision

AGENCY: Environmental Protection Agency (EPA).

ACTION: Notice of decision.

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SUMMARY: The Environmental Protection Agency (EPA) is granting the 
California Air Resources Board's (CARB's) request for authorization of 
California's 2008 amendments to its new large spark-ignition nonroad 
engines regulation (2008 LSI Amendments). EPA is also confirming that 
CARB's 2010 amendments to its in-use fleet average emission 
requirements (2010 LSI Fleet Amendments) are within the scope of EPA's 
prior authorization. This decision is issued under the authority of the 
Clean Air Act (``CAA'' or ``Act'').

DATES: Petitions for review must be filed by February 8, 2016.

ADDRESSES: EPA has established a docket for this action under Docket ID 
EPA-HQ-OAR-2014-0533. All documents relied upon in making this 
decision, including those submitted to EPA by CARB, are contained in 
the public docket. Publicly available docket materials are available 
either electronically through www.regulations.gov or in hard copy at 
the Air and Radiation Docket in the EPA Headquarters Library, EPA West 
Building, Room 3334, located at 1301 Constitution Avenue NW, 
Washington, DC. The Public Reading Room is open to the public on all 
federal government working days from 8:30 a.m. to 4:30 p.m.; generally, 
it is open Monday through Friday, excluding holidays. The telephone 
number for the Reading Room is (202) 566-1744. The Air and Radiation 
Docket and Information Center's Web site is http://www.epa.gov/oar/docket.html. The electronic mail (email) address for the Air and 
Radiation Docket is: [email protected], the telephone number is 
(202) 566-1742, and the fax number is (202) 566-9744. An electronic 
version of the

[[Page 76469]]

public docket is available through the federal government's electronic 
public docket and comment system. You may access EPA dockets at http://www.regulations.gov. After opening the www.regulations.gov Web site, 
enter EPA-HQ-OAR-2014-0533 in the ``Enter Keyword or ID'' fill-in box 
to view documents in the record. Although a part of the official 
docket, the public docket does not include Confidential Business 
Information (``CBI'') or other information whose disclosure is 
restricted by statute.
    EPA's Office of Transportation and Air Quality (``OTAQ'') maintains 
a Web page that contains general information on its review of 
California waiver requests. Included on that page are links to prior 
waiver Federal Register notices, some of which are cited in today's 
notice; the page can be accessed at http://www.epa.gov/otaq/cafr.htm.

FOR FURTHER INFORMATION CONTACT: David Dickinson, Attorney-Advisor, 
Transportation Climate Division, Office of Transportation and Air 
Quality, U.S. Environmental Protection Agency, 1200 Pennsylvania Avenue 
(6405J), NW., Washington, DC 20460. Telephone: (202) 343-9256. Fax: 
(202) 343-2800. Email: [email protected].

SUPPLEMENTARY INFORMATION:

I. Background

A. California's LSI Regulations

    CARB promulgated its first LSI regulations in 1999, applicable to 
new LSI engines (1999 LSI regulations).\1\ The 1999 LSI regulations 
established exhaust emission standards and associated test procedures 
for LSI engines based upon engine displacement. The exhaust emission 
standards applicable to 2002 and subsequent model years (MYs) with 
displacements up to one liter were identical to the emission standards 
applicable to California small off-road engines (SORE) with engines 
greater than or equal to 225 cubic centimeters. CARB subsequently 
adopted more stringent exhaust emission standards for engines greater 
than 225 cubic centimeters.\2\ CARB adopted is initial off-road LSI 
fleet operator regulations on May 25, 2006.\3\ The fleet operator 
regulations are designed to address the hydrocarbon and nitrogen oxide 
emissions from the existing LSI engines operating in California and 
require fleets to meet certain fleet average emission level (FAEL) 
standards.\4\
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    \1\ EPA granted an authorization for these LSI regulations at 71 
FR 29623 (May 15, 2006).
    \2\ EPA granted an authorization for these LSI regulations at 71 
FR 75536 (December 15, 2006).
    \3\ The term ``off-road'' is used interchangeably with 
``nonroad'' within this decision.
    \4\ EPA granted an authorization for these LSI regulations at 77 
FR 20388 (April 12, 2012).
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    By letter dated June 2, 2014, CARB submitted to EPA its request 
pursuant to section 209(e) of the CAA, regarding its 2008 LSI 
Amendments which create two new subcategories of LSI engines: LSI 
engines with an engine displacement less than or equal to 825 cubic 
centimeters (cc) (LSI <= 825 cc), and LSI engines with an engine 
displacement greater than 825 cc but less than or equal to one liter 
(825cc <=1.0 L). The 2008 LSI Amendments establish exhaust emission 
standards for new 2011 and subsequent model year (MY) LSI engines in 
each of these new subcategories and additionally establish more 
stringent exhaust emission standards for 2015 and subsequent MY LSI 
engines with engine displacements 825cc <=1.0 L. The 2008 LSI 
Amendments also establish evaporative emission standards for 2011 and 
subsequent MY LSI engines within the two new subcategories, and the 
amendments provide manufacturers of LSI engines used in vehicles that 
are similar to off-highway recreational vehicles (OHRVs) the option to 
use the OHRV test and certification procedures.\5\
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    \5\ CARB adopted the 2008 LSI Amendments on November 21, 2008 
(see Resolution 08-42 at EPA-HQ-OAR-2014-0533-0008).
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    CARB also submitted its 2010 LSI Fleet Amendments for confirmation 
from EPA that such amendments are within the scope of a previous EPA 
authorization. These amendments are designed to enhance the compliance 
flexibility provisions of the existing LSI Fleet regulation. They amend 
the existing limited hours of use (LHU) provisions to exempt equipment 
that operates no more than 200 hours per year subsequent to January 1, 
2011 from the fleet average emission standard requirements of the LSI 
Fleet regulation. The 2010 LSI Fleet Amendments also extend the 
existing compliance extension period that is available if CARB has not 
verified a retrofit emission control system, or if one is not 
commercially available, from one year to two years and allow for an 
additional two year extension if a retrofit emission control system 
remains unavailable. The 2010 LSI Fleet Amendments also include 
additional provisions that largely clarify existing regulatory 
provisions or provide additional compliance flexibility (e.g. revising 
the definitions of ``baseline inventory,'' ``operator,'' and ``airport 
ground support equipment''; providing an exclusion for certain 
inoperable equipment from the FAEL requirements; and providing a 
clarification of the record keeping requirements and of the FAEL 
definition).\6\
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    \6\ CARB adopted the 2010 LSI Fleet Amendments on December 17, 
2010 (see Resolution 10-48 at EPA-HQ-OAR-2014-0533-0024).
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B. Clean Air Act Nonroad Engine and Vehicle Authorizations

    Section 209(e)(1) of the Act permanently preempts any State, or 
political subdivision thereof, from adopting or attempting to enforce 
any standard or other requirement relating to the control of emissions 
for new nonroad engines or vehicles. States are also preempted from 
adopting and enforcing standards and other requirements related to the 
control of emissions from non-new nonroad engines or vehicles. Section 
209(e)(2) requires the Administrator, after notice and opportunity for 
public hearing, to authorize California to enforce such standards and 
other requirements, unless EPA makes one of three findings. In 
addition, other states with attainment plans may adopt and enforce such 
regulations if the standards, and implementation and enforcement 
procedures, are identical to California's standards. On July 20, 1994, 
EPA promulgated a rule that sets forth, among other things, regulations 
providing the criteria, as found in section 209(e)(2), which EPA must 
consider before granting any California authorization request for new 
nonroad engine or vehicle emission standards.\7\ EPA later revised 
these regulations in 1997.\8\ As stated in the preamble to the 1994 
rule, EPA has historically interpreted the section 209(e)(2)(iii)

[[Page 76470]]

``consistency'' inquiry to require, at minimum, that California 
standards and enforcement procedures be consistent with section 209(a), 
section 209(e)(1), and section 209(b)(1)(C) (as EPA has interpreted 
that subsection in the context of section 209(b) motor vehicle 
waivers).\9\
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    \7\ 59 FR 36969 (July 20, 1994).
    \8\ See 62 FR 67733 (December 30, 1997). The applicable 
regulations, now in 40 CFR part 1074, subpart B, Sec.  1074.105, 
provide:
    (a) The Administrator will grant the authorization if California 
determines that its standards will be, in the aggregate, at least as 
protective of public health and welfare as otherwise applicable 
federal standards.
    (b) The authorization will not be granted if the Administrator 
finds that any of the following are true:
    (1) California's determination is arbitrary and capricious.
    (2) California does not need such standards to meet compelling 
and extraordinary conditions.
    (3) The California standards and accompanying enforcement 
procedures are not consistent with section 209 of the Act.
    (c) In considering any request from California to authorize the 
state to adopt or enforce standards or other requirements relating 
to the control of emissions from new nonroad spark-ignition engines 
smaller than 50 horsepower, the Administrator will give appropriate 
consideration to safety factors (including the potential increased 
risk of burn or fire) associated with compliance with the California 
standard.
    \9\ See 59 FR 36969 (July 20, 1994).
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    In order to be consistent with section 209(a), California's nonroad 
standards and enforcement procedures must not apply to new motor 
vehicles or new motor vehicle engines. To be consistent with section 
209(e)(1), California's nonroad standards and enforcement procedures 
must not attempt to regulate engine categories that are permanently 
preempted from state regulation. To determine consistency with section 
209(b)(1)(C), EPA typically reviews nonroad authorization requests 
under the same ``consistency'' criteria that are applied to motor 
vehicle waiver requests. Pursuant to section 209(b)(1)(C), the 
Administrator shall not grant California a motor vehicle waiver if she 
finds that California ``standards and accompanying enforcement 
procedures are not consistent with section 202(a)'' of the Act. 
Previous decisions granting waivers and authorizations have noted that 
state standards and enforcement procedures are inconsistent with 
section 202(a) if: (1) There is inadequate lead time to permit the 
development of the necessary technology giving appropriate 
consideration to the cost of compliance within that time, or (2) the 
federal and state testing procedures impose inconsistent certification 
requirements.
    In light of the similar language of sections 209(b) and 
209(e)(2)(A), EPA has reviewed California's requests for authorization 
of nonroad vehicle or engine standards under section 209(e)(2)(A) using 
the same principles that it has historically applied in reviewing 
requests for waivers of preemption for new motor vehicle or new motor 
vehicle engine standards under section 209(b).\10\ These principles 
include, among other things, that EPA should limit its inquiry to the 
three specific authorization criteria identified in section 
209(e)(2)(A),\11\ and that EPA should give substantial deference to the 
policy judgments California has made in adopting its regulations. In 
previous waiver decisions, EPA has stated that Congress intended EPA's 
review of California's decision-making be narrow. EPA has rejected 
arguments that are not specified in the statute as grounds for denying 
a waiver:
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    \10\ See Engine Manufacturers Association v. EPA, 88 F.3d 1075, 
1087 (D.C. Cir. 1996): ``. . . EPA was within the bounds of 
permissible construction in analogizing Sec.  209(e) on nonroad 
sources to Sec.  209(a) on motor vehicles.''
    \11\ See supra note 12, at 36983.

    The law makes it clear that the waiver requests cannot be denied 
unless the specific findings designated in the statute can properly 
be made. The issue of whether a proposed California requirement is 
likely to result in only marginal improvement in California air 
quality not commensurate with its costs or is otherwise an arguably 
unwise exercise of regulatory power is not legally pertinent to my 
decision under section 209, so long as the California requirement is 
consistent with section 202(a) and is more stringent than applicable 
Federal requirements in the sense that it may result in some further 
reduction in air pollution in California.\12\
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    \12\ ``Waiver of Application of Clean Air Act to California 
State Standards,'' 36 FR 17458 (August 31, 1971). Note that the more 
stringent standard expressed here, in 1971, was superseded by the 
1977 amendments to section 209, which established that California 
must determine that its standards are, in the aggregate, at least as 
protective of public health and welfare as applicable Federal 
standards. In the 1990 amendments to section 209, Congress 
established section 209(e) and similar language in section 
209(e)(1)(i) pertaining to California's nonroad emission standards 
which California must determine to be, in the aggregate, at least as 
protective of public health and welfare as applicable federal 
standards.

This principle of narrow EPA review has been upheld by the U.S. Court 
of Appeals for the District of Columbia Circuit.\13\ Thus, EPA's 
consideration of all the evidence submitted concerning an authorization 
decision is circumscribed by its relevance to those questions that may 
be considered under section 209(e)(2)(A).
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    \13\ See, e.g., Motor and Equip. Mfrs Assoc. v. EPA, 627 F.2d 
1095 (D.C. Cir. 1979) (``MEMA I'').
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C. Within-the-Scope Determinations

    If California amends regulations that were previously authorized by 
EPA, California may ask EPA to determine that the amendments are within 
the scope of the earlier authorization. A within-the-scope 
determination for such amendments is permissible without a full 
authorization review if three conditions are met. First, the amended 
regulations must not undermine California's previous determination that 
its standards, in the aggregate, are as protective of public health and 
welfare as applicable federal standards. Second, the amended 
regulations must not affect consistency with section 209 of the Act, 
following the same criteria discussed above in the context of full 
authorizations. Third, the amended regulations must not raise any ``new 
issues'' affecting EPA's prior authorizations.\14\
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    \14\ See ``California State Motor Vehicle Pollution Control 
Standards; Amendments Within the Scope of Previous Waiver of Federal 
Preemption,'' 46 FR 36742 (July 15, 1981).
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D. Deference to California

    In previous waiver decisions, EPA has recognized that the intent of 
Congress in creating a limited review based on the section 209(b)(1) 
criteria was to ensure that the federal government did not second-guess 
state policy choices. This has led EPA to state:

    It is worth noting. . . I would feel constrained to approve a 
California approach to the problem which I might also feel unable to 
adopt at the federal level in my own capacity as a regulator. The 
whole approach of the Clean Air Act is to force the development of 
new types of emission control technology where that is needed by 
compelling the industry to ``catch up'' to some degree with newly 
promulgated standards. Such an approach . . . may be attended with 
costs, in the shape of reduced product offering, or price or fuel 
economy penalties, and by risks that a wider number of vehicle 
classes may not be able to complete their development work in time. 
Since a balancing of these risks and costs against the potential 
benefits from reduced emissions is a central policy decision for any 
regulatory agency under the statutory scheme outlined above, I 
believe I am required to give very substantial deference to 
California's judgments on this score.\15\
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    \15\ 40 FR 23103-23104 (May 28, 1975); see also LEV I Decision 
Document at 64 (58 FR 4166 (January 13, 1993)).

    EPA has stated that the text, structure, and history of the 
California waiver provision clearly indicate both a congressional 
intent and appropriate EPA practice of leaving the decision on 
``ambiguous and controversial matters of public policy'' to 
California's judgment.\16\
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    \16\ 40 FR 23104; 58 FR 4166.
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    The House Committee Report explained as part of the 1977 amendments 
to the Clean Air Act, where Congress had the opportunity to restrict 
the waiver provision, it elected instead to explain California's 
flexibility to adopt a complete program of motor vehicle emission 
controls. The amendment is intended to ratify and strengthen the 
California waiver provision and to affirm the underlying intent of that 
provision, i.e., to afford California the broadest possible discretion 
in selecting the best means to protect the health of its citizens and 
the public welfare.\17\
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    \17\ MEMA I, 627 F.2d at 1110 (citing H.R.Rep. No. 294, 95 
Cong., 1st Sess. 301-02 (1977).
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E. Burden and Standard of Proof

    As the U.S. Court of Appeals for the D.C. Circuit has made clear in 
MEMA I, opponents of a waiver request by California bear the burden of 
showing that the statutory criteria for a denial of the request have 
been met:

[[Page 76471]]

    [T]he language of the statute and its legislative history 
indicate that California's regulations, and California's 
determinations that they must comply with the statute, when 
presented to the Administrator are presumed to satisfy the waiver 
requirements and that the burden of proving otherwise is on whoever 
attacks them. California must present its regulations and findings 
at the hearing and thereafter the parties opposing the waiver 
request bear the burden of persuading the Administrator that the 
waiver request should be denied.\18\
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    \18\ MEMA I, supra note 19, at 1121.

The Administrator's burden, on the other hand, is to make a reasonable 
evaluation of the information in the record in coming to the waiver 
decision. As the court in MEMA I stated: ``here, too, if the 
Administrator ignores evidence demonstrating that the waiver should not 
be granted, or if he seeks to overcome that evidence with unsupported 
assumptions of his own, he runs the risk of having his waiver decision 
set aside as `arbitrary and capricious.' '' \19\ Therefore, the 
Administrator's burden is to act ``reasonably.'' \20\
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    \19\ Id. at 1126.
    \20\ Id. at 1126.
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    With regard to the standard of proof, the court in MEMA I explained 
that the Administrator's role in a section 209 proceeding is to:

[. . .] consider all evidence that passes the threshold test of 
materiality and * * * thereafter assess such material evidence 
against a standard of proof to determine whether the parties 
favoring a denial of the waiver have shown that the factual 
circumstances exist in which Congress intended a denial of the 
waiver.\21\
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    \21\ Id. at 1122.

    In that decision, the court considered the standards of proof under 
section 209 for the two findings related to granting a waiver for an 
``accompanying enforcement procedure.'' Those findings involve: (1) 
Whether the enforcement procedures impact California's prior 
protectiveness determination for the associated standards, and (2) 
whether the procedures are consistent with section 202(a). The 
principles set forth by the court, however, are similarly applicable to 
an EPA review of a request for a waiver of preemption for a standard. 
The court instructed that ``the standard of proof must take account of 
the nature of the risk of error involved in any given decision, and it 
therefore varies with the finding involved. We need not decide how this 
standard operates in every waiver decision.'' \22\
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    \22\ Id.
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    With regard to the protectiveness finding, the court upheld the 
Administrator's position that, to deny a waiver, there must be ``clear 
and compelling evidence'' to show that proposed enforcement procedures 
undermine the protectiveness of California's standards.\23\ The court 
noted that this standard of proof also accords with the congressional 
intent to provide California with the broadest possible discretion in 
setting regulations it finds protective of the public health and 
welfare.\24\
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    \23\ Id.
    \24\ Id.
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    With respect to the consistency finding, the court did not 
articulate a standard of proof applicable to all proceedings, but found 
that the opponents of the waiver were unable to meet their burden of 
proof even if the standard were a mere preponderance of the evidence. 
Although MEMA I did not explicitly consider the standards of proof 
under section 209 concerning a waiver request for ``standards,'' as 
compared to a waiver request for accompanying enforcement procedures, 
there is nothing in the opinion to suggest that the court's analysis 
would not apply with equal force to such determinations. EPA's past 
waiver decisions have consistently made clear that: ``[E]ven in the two 
areas concededly reserved for Federal judgment by this legislation--the 
existence of `compelling and extraordinary' conditions and whether the 
standards are technologically feasible--Congress intended that the 
standards of EPA review of the State decision to be a narrow one.'' 
\25\
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    \25\ See, e.g., ``California State Motor Vehicle Pollution 
Control Standards; Waiver of Federal Preemption,'' 40 FR 23102 (May 
28, 1975), at 23103.
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F. EPA's Administrative Process in Consideration of California's LSI 
Regulations

    On November 24, 2014, EPA published a Federal Register notice 
announcing its receipt of California's authorization request. In that 
notice, EPA invited public comment on the 2008 LSI Amendments and the 
2010 LSI Fleet Amendments and provided an opportunity to request a 
public hearing.\26\
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    \26\ See ``California State Nonroad Engine Pollution Control 
Standards; Small Off-Road Engines Regulations; Tier 4 Off-Road 
Compression-Ignition Regulations; Exhaust Emission Certification 
Test Fuel for Off-Road Spark-Ignition Engines, Equipment, and 
Vehicles Regulations; Request for Within-the-Scope and Full 
Authorization; Opportunity for Public Hearing and Comment,'' 79 FR 
27801 (November 24, 2014).
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    EPA requested comment on the amendments, as follows: (1) Should 
California's amendments be considered under the within-the-scope 
analysis, or should they be considered under the full authorization 
criteria?; (2) If those amendments should be considered as a within-
the-scope request, do they meet the criteria for EPA to grant a within-
the-scope confirmation?; and (3) If the amendments should not be 
considered under the within-the-scope analysis, or in the event that 
EPA determines they are not within the scope of the previous 
authorization, do they meet the criteria for making a full 
authorization determination?
    EPA received no written comments. Additionally, EPA received no 
requests for a public hearing. Consequently, EPA did not hold a public 
hearing.

II. Discussion

    California requested that the Administrator grant a full 
authorization for its 2008 LSI Amendments and that such amendments meet 
the three authorization criteria found in section 209(e)(2)(A) of the 
CAA. We received no adverse comment or evidence suggesting that these 
amendments fail to meet any of the full authorization criteria.
    California also requested that the Administrator confirm that the 
2010 LSI Fleet Amendments detailed above are within the scope of a 
previously granted full authorization. California asserted that the 
2010 LSI Fleet Amendments met all three within-the-scope criteria, i.e. 
that the amendments: (1) Do not undermine the original protectiveness 
determination underlying California's regulations; (2) do not affect 
the consistency of the regulations with section 202(a); and (3) do not 
raise any new issues affecting the prior authorizations. We received no 
adverse comments or evidence suggesting a within-the-scope analysis is 
inappropriate, or that the 2010 LSI Amendments fail to meet any of the 
three criteria for within-the-scope confirmation.
    Our analysis of the 2008 LSI Amendments in the context of the full 
authorization criteria, and our analysis of the 2010 LSI Fleet 
Amendments in the context of the within-the-scope criteria, is set 
forth below.

A. California's Protectiveness Determination

    Section 209(e)(2)(A)(i) of the CAA instructs that EPA cannot grant 
a full authorization if the agency finds that California was arbitrary 
and capricious in its determination that its standards are, in the 
aggregate, at least as protective of public health and welfare as 
applicable federal standards. CARB's Board made a protectiveness 
determination in Resolution 08-42, finding that California's 2008 LSI

[[Page 76472]]

Amendments will not cause the California emission standards, in the 
aggregate, to be less protective of public health and welfare than 
applicable federal standards.\27\ CARB presents that California's 
exhaust emission standards applicable to LSI <= 825 cc and 825 cc <= 
LSI<= 1.0 L are at least as protective of public health and welfare as 
applicable federal exhaust emission standards. Similarly CARB's 
Executive Officer found that California's evaporative emission 
requirements applicable to 2011 and subsequent MY engines less than or 
equal to one liter are, in the aggregate, at least as protective as 
applicable federal standards.\28\
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    \27\ ``BE IT FURTHER RESOLVED that the Board hereby determines, 
pursuant to section 209(e)(2) of the federal Clean Air Act that the 
emission standards and other requirements related to the control of 
emissions adopted as part of these regulations are, in the 
aggregate, at least as protective of public health and welfare as 
applicable federal standards, that California needs the adopted 
standards to meet compelling and extraordinary conditions, and that 
the adopted standards and accompanying enforcement procedures are 
consistent with the provisions in section 209.'' CARB, Resolution 
06-11. This Resolution also extends to CARB's amendment requiring 
LSI engines used in vehicles similar to OHRVs to utilize OHRV test 
procedures. EPA-HQ-OAR-2014-0533-0008.
    \28\ CARB Executive Order G-14-014, EPA-HQ-OAR-2014-0533-0033.
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    EPA did not receive any comments challenging California's 
protectiveness determination. Therefore, based on the record before us, 
EPA finds no evidence in the record that demonstrates California was 
arbitrary and capricious in its determination that its 2008 LSI 
Amendments are, in the aggregate, at least as protective of public 
health and welfare as applicable federal standards.
    Similarly, CARB's 2010 LSI Fleet Amendments must not undermine 
California's previous determination that its standards, in the 
aggregate, are as protective of public health and welfare as applicable 
federal standards. In adopting the 2010 LSI Fleet Amendments CARB made 
a protectiveness determination in Resolution 10-48, finding that 
California's 2010 LSI Fleet Amendments do not undermine the Board's 
previous determination that the California emission standards, other 
emission related requirements, and associated enforcement procedures 
are, in the aggregate, at least as protective of public health and 
welfare than applicable federal standards.\29\
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    \29\ CARB Resolution 10-48, EP-HQ-OAR-2014-0533-0024.
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    EPA did not receive any comments challenging California's 
determination that its 2010 LSI Fleet Amendments do not undermine 
California's prior protectiveness determination. Therefore, based on 
the record before us, EPA finds no evidence in the record that 
demonstrates California was arbitrary and capricious in its 
determination that its 2010 LSI Fleet Amendments do not undermine 
California's prior protectiveness determination.

B. Need for California Standards To Meet Compelling and Extraordinary 
Conditions

    Section 209(e)(2)(A)(ii) of the Act instructs that EPA cannot grant 
a full authorization if the agency finds that California ``does not 
need such California standards to meet compelling and extraordinary 
conditions.'' This criterion restricts EPA's inquiry to whether 
California needs its own mobile source pollution program to meet 
compelling and extraordinary conditions, and not whether any given 
standards are necessary to meet such conditions.\30\ In its Resolution 
08-42, CARB affirmed its longstanding position that California 
continues to need its own nonroad engine program to meet its serious 
air pollution problems. Likewise, EPA has consistently recognized that 
California continues to have the same ``geographical and climatic 
conditions that, when combined with the large numbers and high 
concentrations of automobiles, create serious pollution problems.''\31\ 
Furthermore, no commenter has presented any argument or evidence to 
suggest that California no longer needs a separate nonroad engine 
emissions program to address compelling and extraordinary conditions in 
California. Therefore, EPA has determined that we cannot deny 
California an authorization for its 2008 LSI Amendments under section 
209(e)(2)(A)(ii). EPA's within-the-scope determinations, applicable in 
this instance to CARB's request for its 2010 LSI Fleet Amendments, does 
not require an EPA analysis under section 209(e)(2)(A)(ii).
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    \30\ See 74 FR 32744, 32761 (July 8, 2009); 49 FR 18887, 18889-
18890 (May 3, 1984).
    \31\ 49 FR 18887, 18890 (May 3, 1984); see also 76 FR 34693 
(June 14, 2011), 74 FR 32744, 32763 (July 8, 2009), and 73 FR 52042 
(September 8, 2008).
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C. Consistency With Section 209 of the Clean Air Act

    Section 209(e)(2)(A)(iii) of the Act instructs that EPA cannot 
grant an authorization if California's standards and enforcement 
procedures are not consistent with section 209. As described above, EPA 
has historically evaluated this criterion for consistency with sections 
209(a), 209(e)(1), and 209(b)(1)(C). Similarly, EPA's analysis for 
within-the-scope determinations includes an assessment of whether the 
amendments are consistent with section 209.
1. Consistency With Section 209(a)
    To be consistent with section 209(a) of the Clean Air Act, 
California's 2008 LSI Amendments and 2010 LSI Fleet Amendments must not 
apply to new motor vehicles or new motor vehicle engines. California's 
LSI regulations expressly apply only to off-road vehicles and do not 
apply to engines used in motor vehicles as defined by section 216(2) of 
the Clean Air Act.\32\ No commenter presented otherwise. Therefore, EPA 
cannot deny California's request on the basis that California's 2008 
LSI Amendments and 2010 LSI Fleet Amendments are not consistent with 
section 209(a).
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    \32\ CARB, Request for Authorization at 16, and 23. EPA-HQ-OAR-
2014-0533-0003.
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2. Consistency With Section 209(e)(1)
    To be consistent with section 209(e)(1) of the Clean Air Act, 
California's 2008 LSI Amendments and 2010 LSI Fleet Amendments must not 
affect new farming or construction vehicles or engines that are below 
175 horsepower, or new locomotives or their engines. CARB notes that 
its LSI regulations do not affect such permanently preempted vehicles 
or engines.\33\ Therefore, EPA cannot deny California's request on the 
basis that California's LSI amendments are not consistent with section 
209(e)(1).
---------------------------------------------------------------------------

    \33\ Id.
---------------------------------------------------------------------------

3. Consistency With Section 209(b)(1)(C)
    The requirement that California's standards be consistent with 
section 209(b)(1)(C) of the Clean Air Act effectively requires 
consistency with section 202(a) of the Act. California standards are 
inconsistent with section 202(a) of the Act if there is inadequate 
lead-time to permit the development of technology necessary to meet 
those requirements, giving appropriate consideration to the cost of 
compliance within that timeframe. California's accompanying enforcement 
procedures would also be inconsistent with section 202(a) if federal 
and California test procedures conflicted. The scope of EPA's review of 
whether California's action is consistent with section 202(a) is 
narrow. The determination is limited to whether those opposed to the 
authorization or waiver have met their burden of establishing that 
California's standards are technologically infeasible, or that 
California's test procedures impose requirements inconsistent with the 
federal test procedures.\34\
---------------------------------------------------------------------------

    \34\ MEMA I, 627, F.2d at 1126.

---------------------------------------------------------------------------

[[Page 76473]]

a. Technological Feasibility
    Congress has stated that the consistency requirement of section 
202(a) relates to technological feasibility.\35\ Section 202(a)(2) 
states, in part, that any regulation promulgated under its authority 
``shall take effect after such period as the Administrator finds 
necessary to permit the development and application of the requisite 
technology, giving appropriate consideration to the cost of compliance 
within such period.'' Section 202(a) thus requires the Administrator to 
first determine whether adequate technology already exists; or if it 
does not, whether there is adequate time to develop and apply the 
technology before the standards go into effect. The latter scenario 
also requires the Administrator to decide whether the cost of 
developing and applying the technology within that time is feasible. 
Previous EPA waivers are in accord with this position.\36\ For example, 
a previous EPA waiver decision considered California's standards and 
enforcement procedures to be consistent with section 202(a) because 
adequate technology existed as well as adequate lead-time to implement 
that technology.\37\ Subsequently, Congress has stated that, generally, 
EPA's construction of the waiver provision has been consistent with 
congressional intent.\38\
---------------------------------------------------------------------------

    \35\ H.R. Rep. No. 95-294, 95th Cong., 1st Sess. 301 (1977).
    \36\ See, e.g., 49 FR 1887, 1895 (May 3, 1984); 43 FR 32182, 
32183 (July 25, 1978); 41 FR 44209, 44213 (October 7, 1976).
    \37\ 41 FR 44209 (October 7, 1976).
    \38\ H.R. Rep. No. 95-294, 95th Cong., 1st Sess. 301 (1977).
---------------------------------------------------------------------------

    CARB presents that the technology required to comply with its LSI 
regulations is feasible, and that it has provided sufficient lead-time, 
giving consideration to the cost of compliance.\39\
---------------------------------------------------------------------------

    \39\ CARB, Request for Authorization at 17-21, 23.
---------------------------------------------------------------------------

    EPA did not receive any comments suggesting that CARB's standards 
and test procedures are technologically infeasible. Consequently, based 
on the record, EPA cannot deny California's full authorization (for the 
2008 LSI Amendments) based on technological infeasibility. Also, EPA 
cannot deny California's within-the-scope request for the 2010 LSI 
Fleet Amendments based on technological infeasibility.
b. Consistency of Certification Procedures
    California's standards and accompanying enforcement procedures 
would also be inconsistent with section 202(a) if the California test 
procedures were to impose certification requirements inconsistent with 
the federal certification requirements. Such inconsistency means that 
manufacturers would be unable to meet both the California and federal 
testing requirements using the same test vehicle or engine.\40\ CARB 
presents that there is no issue regarding test procedure inconsistency 
for new LSI engines as California's test procedures were not modified 
since EPA's prior waiver.\41\ CARB also presents that its 2010 LSI 
Fleet Amendments do not include any test procedures and thus do not 
create an inconsistency issue.
---------------------------------------------------------------------------

    \40\ See, e.g., 43 FR 32182 (July 25, 1978).
    \41\ 79 FR 29623 (May 23, 2006). See also CARB, Request for 
Authorization at 21.
---------------------------------------------------------------------------

    EPA received no comments suggesting that CARB's LSI regulations 
pose any test procedure consistency problem. Therefore, based on the 
record, EPA cannot find that CARB's testing procedures are inconsistent 
with section 202(a). Consequently, EPA cannot deny CARB's request based 
on the criterion of consistency with section 209.
4. New Issues
    In the context of the 2010 LSI Fleet Amendments, CARB states that 
it is not aware of any new issues affecting the previously granted 
authorization for CARB's LSI Fleet regulations. ``The Amendments do not 
create new, more stringent emission standards or requirements, nor 
force any change in technology to warrant revisiting conclusions in 
granting the existing authorization.''\42\ EPA received no comment on 
this issue. We therefore do not find any new issues raised by the 2010 
LSI Fleet Amendments.
---------------------------------------------------------------------------

    \42\ CARB, Request for Authorization at 23.
---------------------------------------------------------------------------

E. Authorization Determinations for California's LSI Amendments

    After a review of the information submitted by CARB, EPA finds no 
basis for denying CARB's full authorization request for the 2008 LSI 
Fleet Amendments and EPA finds no basis for denying CARB's request that 
EPA confirm the 2010 LSI Fleet Amendments are within the scope of a 
prior EPA full authorization. For these reasons, EPA finds that a full 
authorization for California's 2008 LSI Amendments should be granted 
and a within-the-scope determination should be granted for California's 
2010 LSI Fleet Amendments.

III. Decision

    The Administrator has delegated the authority to grant California 
section 209(e) authorizations to the Assistant Administrator for Air 
and Radiation. After evaluating California's LSI amendments, CARB's 
submissions, and the lack of any comment or adverse comment, EPA is 
granting a full authorization to California for its 2008 LSI Amendments 
and a within-the-scope determination for its 2010 LSI Fleet Amendments.
    This decision will affect persons in California and those 
manufacturers and/or owners/operators nationwide who must comply with 
California's requirements. In addition, because other states may adopt 
California's standards for which a section 209(e)(2)(A) authorization 
has been granted if certain criteria are met, this decision would also 
affect those states and those persons in such states. See CAA section 
209(e)(2)(B). For these reasons, EPA determines and finds that this is 
a final action of national applicability, and also a final action of 
nationwide scope or effect for purposes of section 307(b)(1) of the 
Act. Pursuant to section 307(b)(1) of the Act, judicial review of this 
final action may be sought only in the United States Court of Appeals 
for the District of Columbia Circuit. Petitions for review must be 
filed by February 8, 2016. Judicial review of this final action may not 
be obtained in subsequent enforcement proceedings, pursuant to section 
307(b)(2) of the Act.

IV. Statutory and Executive Order Reviews

    As with past authorization and waiver decisions, this action is not 
a rule as defined by Executive Order 12866. Therefore, it is exempt 
from review by the Office of Management and Budget as required for 
rules and regulations by Executive Order 12866.
    In addition, this action is not a rule as defined in the Regulatory 
Flexibility Act, 5 U.S.C. 601(2). Therefore, EPA has not prepared a 
supporting regulatory flexibility analysis addressing the impact of 
this action on small business entities.
    Further, the Congressional Review Act, 5 U.S.C. 801, et seq., as 
added by the Small Business Regulatory Enforcement Fairness Act of 
1996, does not apply because this action is not a rule for purposes of 
5 U.S.C. 804(3).

    Dated: December 1, 2015.
Janet G. McCabe,
Acting Assistant Administrator, Office of Air and Radiation.
[FR Doc. 2015-31049 Filed 12-8-15; 8:45 am]
BILLING CODE 6560-50-P



                                                  76468                    Federal Register / Vol. 80, No. 236 / Wednesday, December 9, 2015 / Notices

                                                  collection as described below. This is a                of the collection of information on those               Dated: November 23, 2015.
                                                  proposed extension of the ICR, which is                 who are to respond, including through                 Barnes Johnson,
                                                  currently approved through March 31,                    the use of appropriate automated                      Director, Office of Resource Conservation and
                                                  2016. An Agency may not conduct or                      electronic, mechanical, or other                      Recovery.
                                                  sponsor and a person is not required to                 technological collection techniques or                [FR Doc. 2015–31045 Filed 12–8–15; 8:45 am]
                                                  respond to a collection of information                  other forms of information technology,                BILLING CODE 6560–50–P
                                                  unless it displays a currently valid OMB                e.g., permitting electronic submission of
                                                  control number.                                         responses. The EPA will consider the
                                                  DATES: Comments must be submitted on                    comments received and amend the ICR                   ENVIRONMENTAL PROTECTION
                                                  or before February 8, 2016.                             as appropriate. The final ICR package                 AGENCY
                                                  ADDRESSES: Submit your comments,                        will then be submitted to OMB for
                                                                                                                                                                [EPA–HQ–OAR–2014–0533; FRL–9939–91–
                                                  referencing by Docket ID No. EPA–HQ–                    review and approval. At that time, the                OAR]
                                                  RCRA–2015–0731, online using                            EPA will issue another Federal Register
                                                  www.regulations.gov (our preferred                      notice to announce the submission of                  California State Nonroad Engine
                                                  method), by email to rcra-docket@                       the ICR to OMB and the opportunity to                 Pollution Control Standards; Large
                                                  epa.gov, or by mail to: EPA Docket                      submit additional comments to OMB.                    Spark-Ignition (LSI) Engines; New
                                                  Center, Environmental Protection                           Abstract: The U.S. Environmental                   Emission Standards and In-Use Fleet
                                                  Agency, Mail Code 28221T, 1200                          Protection Agency (EPA) has finalized                 Requirements; Notice of Decision
                                                  Pennsylvania Ave. NW., Washington,                      an alternative set of generator
                                                  DC 20460.                                                                                                     AGENCY: Environmental Protection
                                                                                                          requirements applicable to laboratories               Agency (EPA).
                                                     EPA’s policy is that all comments
                                                                                                          owned by eligible academic entities, as
                                                  received will be included in the public                                                                       ACTION: Notice of decision.
                                                                                                          defined in the final rule. The rule,
                                                  docket without change including any
                                                                                                          which establishes a Subpart K within 40               SUMMARY:   The Environmental Protection
                                                  personal information provided, unless
                                                                                                          CFR Part 262, provides a flexible and                 Agency (EPA) is granting the California
                                                  the comment includes profanity, threats,
                                                                                                          protective set of regulations that address            Air Resources Board’s (CARB’s) request
                                                  information claimed to be Confidential
                                                                                                          the specific nature of hazardous waste                for authorization of California’s 2008
                                                  Business Information (CBI) or other
                                                                                                          generation and accumulation in                        amendments to its new large spark-
                                                  information whose disclosure is
                                                                                                          laboratories owned by colleges and                    ignition nonroad engines regulation
                                                  restricted by statute.
                                                                                                          universities, and teaching hospitals and              (2008 LSI Amendments). EPA is also
                                                  FOR FURTHER INFORMATION CONTACT: Josh
                                                                                                          non-profit research institutes that are               confirming that CARB’s 2010
                                                  Smeraldi, Office of Resource                            either owned by or formally affiliated
                                                  Conservation and Recovery (mail code                                                                          amendments to its in-use fleet average
                                                                                                          with a college or university. In addition,            emission requirements (2010 LSI Fleet
                                                  5304P), Environmental Protection
                                                                                                          the rule allows colleges and universities             Amendments) are within the scope of
                                                  Agency, 1200 Pennsylvania Ave. NW.,
                                                                                                          and these other eligible academic                     EPA’s prior authorization. This decision
                                                  Washington, DC 20460; telephone
                                                                                                          entities formally affiliated with a college           is issued under the authority of the
                                                  number: 703–308–0441; fax number:
                                                                                                          or university the discretion to determine             Clean Air Act (‘‘CAA’’ or ‘‘Act’’).
                                                  703–308–0514; email address:
                                                                                                          the most appropriate and effective                    DATES: Petitions for review must be filed
                                                  Smeraldi.josh@epa.gov.
                                                                                                          method of compliance with these                       by February 8, 2016.
                                                  SUPPLEMENTARY INFORMATION:                              requirements by allowing them the
                                                  Supporting documents which explain in                                                                         ADDRESSES: EPA has established a
                                                                                                          choice of managing their hazardous
                                                  detail the information the EPA will be                  wastes in accordance with the                         docket for this action under Docket ID
                                                  collecting are available in the public                  alternative regulations as set forth in               EPA–HQ–OAR–2014–0533. All
                                                  docket for this ICR. The docket can be                  Subpart K or remaining subject to the                 documents relied upon in making this
                                                  viewed online at www.regulations.gov                    existing generator regulations.                       decision, including those submitted to
                                                  or in person at the EPA Docket Center,                                                                        EPA by CARB, are contained in the
                                                  WJC West, Room 3334, 1301                                  Form Numbers: None.                                public docket. Publicly available docket
                                                  Constitution Ave. NW., Washington,                         Respondents/affected entities: Entities            materials are available either
                                                  DC. The telephone number for the                        potentially affected by this action are               electronically through
                                                  Docket Center is 202–566–1744. For                      private sector as well as State, Local, or            www.regulations.gov or in hard copy at
                                                  additional information about EPA’s                      Tribal Governments.                                   the Air and Radiation Docket in the EPA
                                                  public docket, visit http://www.epa.gov/                   Respondent’s obligation to respond:                Headquarters Library, EPA West
                                                  dockets.                                                required to obtain or retain a benefit                Building, Room 3334, located at 1301
                                                     Pursuant to section 3506(c)(2)(A) of                 (Sections 2002, 3001, 3002, 3004 of                   Constitution Avenue NW, Washington,
                                                  the PRA, the EPA is soliciting comments                 RCRA).                                                DC. The Public Reading Room is open
                                                  and information to enable it to: (i)                                                                          to the public on all federal government
                                                  Evaluate whether the proposed                              Estimated number of respondents: 99.               working days from 8:30 a.m. to 4:30
                                                  collection of information is necessary                     Frequency of response: On occasion.                p.m.; generally, it is open Monday
                                                  for the proper performance of the                          Total estimated burden: 27,719 hours               through Friday, excluding holidays. The
                                                  functions of the Agency, including                      Burden is defined at 5 CFR 1320.03(b).                telephone number for the Reading Room
                                                  whether the information will have                                                                             is (202) 566–1744. The Air and
                                                                                                             Total estimated cost: Estimated Total
mstockstill on DSK4VPTVN1PROD with NOTICES




                                                  practical utility; (ii) evaluate the                                                                          Radiation Docket and Information
                                                  accuracy of the Agency’s estimate of the                Annual Cost: $1,322,414, which                        Center’s Web site is http://www.epa.gov/
                                                  burden of the proposed collection of                    includes $1,218,693 annualized labor                  oar/docket.html. The electronic mail
                                                  information, including the validity of                  costs and $103,720 annualized capital                 (email) address for the Air and
                                                  the methodology and assumptions used;                   or O&M costs.                                         Radiation Docket is: a-and-r-Docket@
                                                  (iii) enhance the quality, utility, and                    Changes in Estimates: The burden                   epa.gov, the telephone number is (202)
                                                  clarity of the information to be                        hours are likely to stay substantially the            566–1742, and the fax number is (202)
                                                  collected; and (iv) minimize the burden                 same.                                                 566–9744. An electronic version of the


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                                                                            Federal Register / Vol. 80, No. 236 / Wednesday, December 9, 2015 / Notices                                                     76469

                                                  public docket is available through the                   to meet certain fleet average emission                certain inoperable equipment from the
                                                  federal government’s electronic public                   level (FAEL) standards.4                              FAEL requirements; and providing a
                                                  docket and comment system. You may                          By letter dated June 2, 2014, CARB                 clarification of the record keeping
                                                  access EPA dockets at http://                            submitted to EPA its request pursuant to              requirements and of the FAEL
                                                  www.regulations.gov. After opening the                   section 209(e) of the CAA, regarding its              definition).6
                                                  www.regulations.gov Web site, enter                      2008 LSI Amendments which create two                  B. Clean Air Act Nonroad Engine and
                                                  EPA–HQ–OAR–2014–0533 in the ‘‘Enter                      new subcategories of LSI engines: LSI                 Vehicle Authorizations
                                                  Keyword or ID’’ fill-in box to view                      engines with an engine displacement
                                                  documents in the record. Although a                      less than or equal to 825 cubic                         Section 209(e)(1) of the Act
                                                  part of the official docket, the public                  centimeters (cc) (LSI ≤ 825 cc), and LSI              permanently preempts any State, or
                                                  docket does not include Confidential                     engines with an engine displacement                   political subdivision thereof, from
                                                  Business Information (‘‘CBI’’) or other                  greater than 825 cc but less than or                  adopting or attempting to enforce any
                                                  information whose disclosure is                          equal to one liter (825cc ≤1.0 L). The                standard or other requirement relating
                                                  restricted by statute.                                   2008 LSI Amendments establish exhaust                 to the control of emissions for new
                                                    EPA’s Office of Transportation and                     emission standards for new 2011 and                   nonroad engines or vehicles. States are
                                                  Air Quality (‘‘OTAQ’’) maintains a Web                   subsequent model year (MY) LSI                        also preempted from adopting and
                                                  page that contains general information                   engines in each of these new                          enforcing standards and other
                                                  on its review of California waiver                       subcategories and additionally establish              requirements related to the control of
                                                  requests. Included on that page are links                more stringent exhaust emission                       emissions from non-new nonroad
                                                  to prior waiver Federal Register notices,                standards for 2015 and subsequent MY                  engines or vehicles. Section 209(e)(2)
                                                  some of which are cited in today’s                       LSI engines with engine displacements                 requires the Administrator, after notice
                                                  notice; the page can be accessed at                      825cc ≤1.0 L. The 2008 LSI                            and opportunity for public hearing, to
                                                  http://www.epa.gov/otaq/cafr.htm.                        Amendments also establish evaporative                 authorize California to enforce such
                                                                                                           emission standards for 2011 and                       standards and other requirements,
                                                  FOR FURTHER INFORMATION CONTACT:                                                                               unless EPA makes one of three findings.
                                                  David Dickinson, Attorney-Advisor,                       subsequent MY LSI engines within the
                                                                                                           two new subcategories, and the                        In addition, other states with attainment
                                                  Transportation Climate Division, Office                                                                        plans may adopt and enforce such
                                                  of Transportation and Air Quality, U.S.                  amendments provide manufacturers of
                                                                                                           LSI engines used in vehicles that are                 regulations if the standards, and
                                                  Environmental Protection Agency, 1200                                                                          implementation and enforcement
                                                  Pennsylvania Avenue (6405J), NW.,                        similar to off-highway recreational
                                                                                                                                                                 procedures, are identical to California’s
                                                  Washington, DC 20460. Telephone:                         vehicles (OHRVs) the option to use the
                                                                                                                                                                 standards. On July 20, 1994, EPA
                                                  (202) 343–9256. Fax: (202) 343–2800.                     OHRV test and certification
                                                                                                                                                                 promulgated a rule that sets forth,
                                                  Email: dickinson.david@epa.gov.                          procedures.5
                                                                                                                                                                 among other things, regulations
                                                                                                              CARB also submitted its 2010 LSI
                                                  SUPPLEMENTARY INFORMATION:                                                                                     providing the criteria, as found in
                                                                                                           Fleet Amendments for confirmation
                                                                                                                                                                 section 209(e)(2), which EPA must
                                                  I. Background                                            from EPA that such amendments are
                                                                                                                                                                 consider before granting any California
                                                                                                           within the scope of a previous EPA
                                                  A. California’s LSI Regulations                                                                                authorization request for new nonroad
                                                                                                           authorization. These amendments are
                                                     CARB promulgated its first LSI                                                                              engine or vehicle emission standards.7
                                                                                                           designed to enhance the compliance
                                                                                                                                                                 EPA later revised these regulations in
                                                  regulations in 1999, applicable to new                   flexibility provisions of the existing LSI
                                                                                                                                                                 1997.8 As stated in the preamble to the
                                                  LSI engines (1999 LSI regulations).1 The                 Fleet regulation. They amend the
                                                  1999 LSI regulations established                                                                               1994 rule, EPA has historically
                                                                                                           existing limited hours of use (LHU)
                                                  exhaust emission standards and                                                                                 interpreted the section 209(e)(2)(iii)
                                                                                                           provisions to exempt equipment that
                                                  associated test procedures for LSI                       operates no more than 200 hours per                      6 CARB adopted the 2010 LSI Fleet Amendments
                                                  engines based upon engine                                year subsequent to January 1, 2011 from               on December 17, 2010 (see Resolution 10–48 at
                                                  displacement. The exhaust emission                       the fleet average emission standard                   EPA–HQ–OAR–2014–0533–0024).
                                                  standards applicable to 2002 and                         requirements of the LSI Fleet regulation.                7 59 FR 36969 (July 20, 1994).

                                                  subsequent model years (MYs) with                        The 2010 LSI Fleet Amendments also                       8 See 62 FR 67733 (December 30, 1997). The

                                                  displacements up to one liter were                                                                             applicable regulations, now in 40 CFR part 1074,
                                                                                                           extend the existing compliance                        subpart B, § 1074.105, provide:
                                                  identical to the emission standards                      extension period that is available if                    (a) The Administrator will grant the authorization
                                                  applicable to California small off-road                  CARB has not verified a retrofit                      if California determines that its standards will be,
                                                  engines (SORE) with engines greater                      emission control system, or if one is not             in the aggregate, at least as protective of public
                                                  than or equal to 225 cubic centimeters.                  commercially available, from one year                 health and welfare as otherwise applicable federal
                                                                                                                                                                 standards.
                                                  CARB subsequently adopted more                           to two years and allow for an additional                 (b) The authorization will not be granted if the
                                                  stringent exhaust emission standards for                 two year extension if a retrofit emission             Administrator finds that any of the following are
                                                  engines greater than 225 cubic                           control system remains unavailable. The               true:
                                                  centimeters.2 CARB adopted is initial                    2010 LSI Fleet Amendments also                           (1) California’s determination is arbitrary and
                                                  off-road LSI fleet operator regulations on               include additional provisions that                    capricious.
                                                  May 25, 2006.3 The fleet operator                                                                                 (2) California does not need such standards to
                                                                                                           largely clarify existing regulatory                   meet compelling and extraordinary conditions.
                                                  regulations are designed to address the                  provisions or provide additional                         (3) The California standards and accompanying
                                                  hydrocarbon and nitrogen oxide                           compliance flexibility (e.g. revising the             enforcement procedures are not consistent with
                                                  emissions from the existing LSI engines                  definitions of ‘‘baseline inventory,’’                section 209 of the Act.
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                                                  operating in California and require fleets               ‘‘operator,’’ and ‘‘airport ground support               (c) In considering any request from California to
                                                                                                                                                                 authorize the state to adopt or enforce standards or
                                                                                                           equipment’’; providing an exclusion for               other requirements relating to the control of
                                                    1 EPA granted an authorization for these LSI
                                                                                                                                                                 emissions from new nonroad spark-ignition engines
                                                  regulations at 71 FR 29623 (May 15, 2006).                 4 EPA granted an authorization for these LSI
                                                                                                                                                                 smaller than 50 horsepower, the Administrator will
                                                    2 EPA granted an authorization for these LSI           regulations at 77 FR 20388 (April 12, 2012).          give appropriate consideration to safety factors
                                                  regulations at 71 FR 75536 (December 15, 2006).            5 CARB adopted the 2008 LSI Amendments on           (including the potential increased risk of burn or
                                                    3 The term ‘‘off-road’’ is used interchangeably        November 21, 2008 (see Resolution 08–42 at EPA–       fire) associated with compliance with the California
                                                  with ‘‘nonroad’’ within this decision.                   HQ–OAR–2014–0533–0008).                               standard.



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                                                  76470                     Federal Register / Vol. 80, No. 236 / Wednesday, December 9, 2015 / Notices

                                                  ‘‘consistency’’ inquiry to require, at                  EPA has rejected arguments that are not                   D. Deference to California
                                                  minimum, that California standards and                  specified in the statute as grounds for                     In previous waiver decisions, EPA has
                                                  enforcement procedures be consistent                    denying a waiver:                                         recognized that the intent of Congress in
                                                  with section 209(a), section 209(e)(1),                    The law makes it clear that the waiver                 creating a limited review based on the
                                                  and section 209(b)(1)(C) (as EPA has                    requests cannot be denied unless the specific             section 209(b)(1) criteria was to ensure
                                                  interpreted that subsection in the                      findings designated in the statute can
                                                                                                                                                                    that the federal government did not
                                                  context of section 209(b) motor vehicle                 properly be made. The issue of whether a
                                                                                                          proposed California requirement is likely to              second-guess state policy choices. This
                                                  waivers).9
                                                     In order to be consistent with section               result in only marginal improvement in                    has led EPA to state:
                                                  209(a), California’s nonroad standards                  California air quality not commensurate with                 It is worth noting. . . I would feel
                                                                                                          its costs or is otherwise an arguably unwise              constrained to approve a California approach
                                                  and enforcement procedures must not
                                                                                                          exercise of regulatory power is not legally               to the problem which I might also feel unable
                                                  apply to new motor vehicles or new                      pertinent to my decision under section 209,
                                                  motor vehicle engines. To be consistent                                                                           to adopt at the federal level in my own
                                                                                                          so long as the California requirement is                  capacity as a regulator. The whole approach
                                                  with section 209(e)(1), California’s                    consistent with section 202(a) and is more                of the Clean Air Act is to force the
                                                  nonroad standards and enforcement                       stringent than applicable Federal                         development of new types of emission
                                                  procedures must not attempt to regulate                 requirements in the sense that it may result              control technology where that is needed by
                                                  engine categories that are permanently                  in some further reduction in air pollution in             compelling the industry to ‘‘catch up’’ to
                                                  preempted from state regulation. To                     California.12                                             some degree with newly promulgated
                                                  determine consistency with section                      This principle of narrow EPA review                       standards. Such an approach . . . may be
                                                  209(b)(1)(C), EPA typically reviews                     has been upheld by the U.S. Court of                      attended with costs, in the shape of reduced
                                                  nonroad authorization requests under                    Appeals for the District of Columbia                      product offering, or price or fuel economy
                                                  the same ‘‘consistency’’ criteria that are              Circuit.13 Thus, EPA’s consideration of                   penalties, and by risks that a wider number
                                                  applied to motor vehicle waiver                                                                                   of vehicle classes may not be able to
                                                                                                          all the evidence submitted concerning
                                                                                                                                                                    complete their development work in time.
                                                  requests. Pursuant to section                           an authorization decision is                              Since a balancing of these risks and costs
                                                  209(b)(1)(C), the Administrator shall not               circumscribed by its relevance to those                   against the potential benefits from reduced
                                                  grant California a motor vehicle waiver                 questions that may be considered under                    emissions is a central policy decision for any
                                                  if she finds that California ‘‘standards                section 209(e)(2)(A).                                     regulatory agency under the statutory scheme
                                                  and accompanying enforcement                                                                                      outlined above, I believe I am required to
                                                                                                          C. Within-the-Scope Determinations
                                                  procedures are not consistent with                                                                                give very substantial deference to California’s
                                                  section 202(a)’’ of the Act. Previous                      If California amends regulations that                  judgments on this score.15
                                                  decisions granting waivers and                          were previously authorized by EPA,
                                                                                                                                                                       EPA has stated that the text, structure,
                                                  authorizations have noted that state                    California may ask EPA to determine
                                                                                                                                                                    and history of the California waiver
                                                  standards and enforcement procedures                    that the amendments are within the
                                                                                                                                                                    provision clearly indicate both a
                                                  are inconsistent with section 202(a) if:                scope of the earlier authorization. A
                                                                                                                                                                    congressional intent and appropriate
                                                  (1) There is inadequate lead time to                    within-the-scope determination for such
                                                                                                                                                                    EPA practice of leaving the decision on
                                                  permit the development of the necessary                 amendments is permissible without a
                                                                                                                                                                    ‘‘ambiguous and controversial matters of
                                                  technology giving appropriate                           full authorization review if three
                                                                                                                                                                    public policy’’ to California’s
                                                  consideration to the cost of compliance                 conditions are met. First, the amended
                                                                                                                                                                    judgment.16
                                                  within that time, or (2) the federal and                regulations must not undermine
                                                                                                          California’s previous determination that                     The House Committee Report
                                                  state testing procedures impose                                                                                   explained as part of the 1977
                                                  inconsistent certification requirements.                its standards, in the aggregate, are as
                                                                                                          protective of public health and welfare                   amendments to the Clean Air Act,
                                                     In light of the similar language of
                                                                                                          as applicable federal standards. Second,                  where Congress had the opportunity to
                                                  sections 209(b) and 209(e)(2)(A), EPA
                                                                                                          the amended regulations must not affect                   restrict the waiver provision, it elected
                                                  has reviewed California’s requests for
                                                  authorization of nonroad vehicle or                     consistency with section 209 of the Act,                  instead to explain California’s flexibility
                                                  engine standards under section                          following the same criteria discussed                     to adopt a complete program of motor
                                                  209(e)(2)(A) using the same principles                  above in the context of full                              vehicle emission controls. The
                                                  that it has historically applied in                     authorizations. Third, the amended                        amendment is intended to ratify and
                                                  reviewing requests for waivers of                       regulations must not raise any ‘‘new                      strengthen the California waiver
                                                  preemption for new motor vehicle or                     issues’’ affecting EPA’s prior                            provision and to affirm the underlying
                                                  new motor vehicle engine standards                      authorizations.14                                         intent of that provision, i.e., to afford
                                                  under section 209(b).10 These principles                                                                          California the broadest possible
                                                  include, among other things, that EPA                     12 ‘‘Waiver of Application of Clean Air Act to          discretion in selecting the best means to
                                                  should limit its inquiry to the three                   California State Standards,’’ 36 FR 17458 (August         protect the health of its citizens and the
                                                                                                          31, 1971). Note that the more stringent standard          public welfare.17
                                                  specific authorization criteria identified              expressed here, in 1971, was superseded by the
                                                  in section 209(e)(2)(A),11 and that EPA                 1977 amendments to section 209, which established         E. Burden and Standard of Proof
                                                  should give substantial deference to the                that California must determine that its standards
                                                  policy judgments California has made in                 are, in the aggregate, at least as protective of public     As the U.S. Court of Appeals for the
                                                                                                          health and welfare as applicable Federal standards.       D.C. Circuit has made clear in MEMA I,
                                                  adopting its regulations. In previous                   In the 1990 amendments to section 209, Congress
                                                  waiver decisions, EPA has stated that                   established section 209(e) and similar language in
                                                                                                                                                                    opponents of a waiver request by
                                                  Congress intended EPA’s review of                       section 209(e)(1)(i) pertaining to California’s           California bear the burden of showing
                                                                                                          nonroad emission standards which California must          that the statutory criteria for a denial of
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                                                  California’s decision-making be narrow.                 determine to be, in the aggregate, at least as            the request have been met:
                                                                                                          protective of public health and welfare as
                                                    9 See 59 FR 36969 (July 20, 1994).                    applicable federal standards.
                                                    10 See                                                                                                             15 40 FR 23103–23104 (May 28, 1975); see also
                                                           Engine Manufacturers Association v. EPA,         13 See, e.g., Motor and Equip. Mfrs Assoc. v. EPA,

                                                  88 F.3d 1075, 1087 (D.C. Cir. 1996): ‘‘. . . EPA was    627 F.2d 1095 (D.C. Cir. 1979) (‘‘MEMA I’’).              LEV I Decision Document at 64 (58 FR 4166
                                                  within the bounds of permissible construction in          14 See ‘‘California State Motor Vehicle Pollution       (January 13, 1993)).
                                                  analogizing § 209(e) on nonroad sources to § 209(a)     Control Standards; Amendments Within the Scope               16 40 FR 23104; 58 FR 4166.

                                                  on motor vehicles.’’                                    of Previous Waiver of Federal Preemption,’’ 46 FR            17 MEMA I, 627 F.2d at 1110 (citing H.R.Rep. No.
                                                    11 See supra note 12, at 36983.                       36742 (July 15, 1981).                                    294, 95 Cong., 1st Sess. 301–02 (1977).



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                                                                             Federal Register / Vol. 80, No. 236 / Wednesday, December 9, 2015 / Notices                                               76471

                                                    [T]he language of the statute and its                     waiver, there must be ‘‘clear and                      full authorization criteria?; (2) If those
                                                  legislative history indicate that California’s              compelling evidence’’ to show that                     amendments should be considered as a
                                                  regulations, and California’s determinations                proposed enforcement procedures                        within-the-scope request, do they meet
                                                  that they must comply with the statute, when
                                                                                                              undermine the protectiveness of                        the criteria for EPA to grant a within-
                                                  presented to the Administrator are presumed
                                                  to satisfy the waiver requirements and that                 California’s standards.23 The court                    the-scope confirmation?; and (3) If the
                                                  the burden of proving otherwise is on                       noted that this standard of proof also                 amendments should not be considered
                                                  whoever attacks them. California must                       accords with the congressional intent to               under the within-the-scope analysis, or
                                                  present its regulations and findings at the                 provide California with the broadest                   in the event that EPA determines they
                                                  hearing and thereafter the parties opposing                 possible discretion in setting regulations             are not within the scope of the previous
                                                  the waiver request bear the burden of                       it finds protective of the public health               authorization, do they meet the criteria
                                                  persuading the Administrator that the waiver                and welfare.24                                         for making a full authorization
                                                  request should be denied.18                                    With respect to the consistency                     determination?
                                                  The Administrator’s burden, on the                          finding, the court did not articulate a                  EPA received no written comments.
                                                  other hand, is to make a reasonable                         standard of proof applicable to all                    Additionally, EPA received no requests
                                                  evaluation of the information in the                        proceedings, but found that the                        for a public hearing. Consequently, EPA
                                                  record in coming to the waiver decision.                    opponents of the waiver were unable to                 did not hold a public hearing.
                                                  As the court in MEMA I stated: ‘‘here,                      meet their burden of proof even if the                 II. Discussion
                                                  too, if the Administrator ignores                           standard were a mere preponderance of
                                                  evidence demonstrating that the waiver                      the evidence. Although MEMA I did not                     California requested that the
                                                  should not be granted, or if he seeks to                    explicitly consider the standards of                   Administrator grant a full authorization
                                                  overcome that evidence with                                 proof under section 209 concerning a                   for its 2008 LSI Amendments and that
                                                  unsupported assumptions of his own,                         waiver request for ‘‘standards,’’ as                   such amendments meet the three
                                                  he runs the risk of having his waiver                       compared to a waiver request for                       authorization criteria found in section
                                                  decision set aside as ‘arbitrary and                        accompanying enforcement procedures,                   209(e)(2)(A) of the CAA. We received no
                                                  capricious.’ ’’ 19 Therefore, the                           there is nothing in the opinion to                     adverse comment or evidence
                                                  Administrator’s burden is to act                            suggest that the court’s analysis would                suggesting that these amendments fail to
                                                  ‘‘reasonably.’’ 20                                          not apply with equal force to such                     meet any of the full authorization
                                                     With regard to the standard of proof,                    determinations. EPA’s past waiver                      criteria.
                                                  the court in MEMA I explained that the                      decisions have consistently made clear                    California also requested that the
                                                  Administrator’s role in a section 209                       that: ‘‘[E]ven in the two areas                        Administrator confirm that the 2010 LSI
                                                  proceeding is to:                                           concededly reserved for Federal                        Fleet Amendments detailed above are
                                                                                                              judgment by this legislation—the                       within the scope of a previously granted
                                                  [. . .] consider all evidence that passes the                                                                      full authorization. California asserted
                                                  threshold test of materiality and * * *                     existence of ‘compelling and
                                                  thereafter assess such material evidence                    extraordinary’ conditions and whether                  that the 2010 LSI Fleet Amendments
                                                  against a standard of proof to determine                    the standards are technologically                      met all three within-the-scope criteria,
                                                  whether the parties favoring a denial of the                feasible—Congress intended that the                    i.e. that the amendments: (1) Do not
                                                  waiver have shown that the factual                          standards of EPA review of the State                   undermine the original protectiveness
                                                  circumstances exist in which Congress                       decision to be a narrow one.’’ 25                      determination underlying California’s
                                                  intended a denial of the waiver.21                                                                                 regulations; (2) do not affect the
                                                     In that decision, the court considered                   F. EPA’s Administrative Process in                     consistency of the regulations with
                                                  the standards of proof under section 209                    Consideration of California’s LSI                      section 202(a); and (3) do not raise any
                                                  for the two findings related to granting                    Regulations                                            new issues affecting the prior
                                                  a waiver for an ‘‘accompanying                                On November 24, 2014, EPA                            authorizations. We received no adverse
                                                  enforcement procedure.’’ Those findings                     published a Federal Register notice                    comments or evidence suggesting a
                                                  involve: (1) Whether the enforcement                        announcing its receipt of California’s                 within-the-scope analysis is
                                                  procedures impact California’s prior                        authorization request. In that notice,                 inappropriate, or that the 2010 LSI
                                                  protectiveness determination for the                        EPA invited public comment on the                      Amendments fail to meet any of the
                                                  associated standards, and (2) whether                       2008 LSI Amendments and the 2010 LSI                   three criteria for within-the-scope
                                                  the procedures are consistent with                          Fleet Amendments and provided an                       confirmation.
                                                  section 202(a). The principles set forth                    opportunity to request a public                           Our analysis of the 2008 LSI
                                                  by the court, however, are similarly                        hearing.26                                             Amendments in the context of the full
                                                  applicable to an EPA review of a request                      EPA requested comment on the                         authorization criteria, and our analysis
                                                  for a waiver of preemption for a                            amendments, as follows: (1) Should                     of the 2010 LSI Fleet Amendments in
                                                  standard. The court instructed that ‘‘the                   California’s amendments be considered                  the context of the within-the-scope
                                                  standard of proof must take account of                      under the within-the-scope analysis, or                criteria, is set forth below.
                                                  the nature of the risk of error involved                    should they be considered under the                    A. California’s Protectiveness
                                                  in any given decision, and it therefore                                                                            Determination
                                                                                                                23 Id.
                                                  varies with the finding involved. We
                                                                                                                24 Id.                                                  Section 209(e)(2)(A)(i) of the CAA
                                                  need not decide how this standard                             25 See, e.g., ‘‘California State Motor Vehicle       instructs that EPA cannot grant a full
                                                  operates in every waiver decision.’’ 22                     Pollution Control Standards; Waiver of Federal         authorization if the agency finds that
                                                     With regard to the protectiveness                        Preemption,’’ 40 FR 23102 (May 28, 1975), at 23103.
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                                                                                                                                                                     California was arbitrary and capricious
                                                  finding, the court upheld the                                 26 See ‘‘California State Nonroad Engine Pollution
                                                                                                                                                                     in its determination that its standards
                                                  Administrator’s position that, to deny a                    Control Standards; Small Off-Road Engines
                                                                                                              Regulations; Tier 4 Off-Road Compression-Ignition      are, in the aggregate, at least as
                                                    18 MEMA    I, supra note 19, at 1121.
                                                                                                              Regulations; Exhaust Emission Certification Test       protective of public health and welfare
                                                    19 Id.
                                                                                                              Fuel for Off-Road Spark-Ignition Engines,              as applicable federal standards. CARB’s
                                                           at 1126.                                           Equipment, and Vehicles Regulations; Request for
                                                    20 Id. at 1126.
                                                                                                              Within-the-Scope and Full Authorization;
                                                                                                                                                                     Board made a protectiveness
                                                    21 Id. at 1122.
                                                                                                              Opportunity for Public Hearing and Comment,’’ 79       determination in Resolution 08–42,
                                                    22 Id.                                                    FR 27801 (November 24, 2014).                          finding that California’s 2008 LSI


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                                                  76472                    Federal Register / Vol. 80, No. 236 / Wednesday, December 9, 2015 / Notices

                                                  Amendments will not cause the                           based on the record before us, EPA finds              amendments are consistent with section
                                                  California emission standards, in the                   no evidence in the record that                        209.
                                                  aggregate, to be less protective of public              demonstrates California was arbitrary
                                                                                                                                                                1. Consistency With Section 209(a)
                                                  health and welfare than applicable                      and capricious in its determination that
                                                  federal standards.27 CARB presents that                 its 2010 LSI Fleet Amendments do not                    To be consistent with section 209(a)
                                                  California’s exhaust emission standards                 undermine California’s prior                          of the Clean Air Act, California’s 2008
                                                  applicable to LSI ≤ 825 cc and 825 cc                   protectiveness determination.                         LSI Amendments and 2010 LSI Fleet
                                                  ≤ LSI≤ 1.0 L are at least as protective of                                                                    Amendments must not apply to new
                                                                                                          B. Need for California Standards To
                                                  public health and welfare as applicable                                                                       motor vehicles or new motor vehicle
                                                                                                          Meet Compelling and Extraordinary
                                                  federal exhaust emission standards.                                                                           engines. California’s LSI regulations
                                                                                                          Conditions
                                                  Similarly CARB’s Executive Officer                                                                            expressly apply only to off-road vehicles
                                                  found that California’s evaporative                        Section 209(e)(2)(A)(ii) of the Act                and do not apply to engines used in
                                                  emission requirements applicable to                     instructs that EPA cannot grant a full                motor vehicles as defined by section
                                                  2011 and subsequent MY engines less                     authorization if the agency finds that                216(2) of the Clean Air Act.32 No
                                                  than or equal to one liter are, in the                  California ‘‘does not need such                       commenter presented otherwise.
                                                  aggregate, at least as protective as                    California standards to meet compelling               Therefore, EPA cannot deny California’s
                                                  applicable federal standards.28                         and extraordinary conditions.’’ This                  request on the basis that California’s
                                                     EPA did not receive any comments                     criterion restricts EPA’s inquiry to                  2008 LSI Amendments and 2010 LSI
                                                  challenging California’s protectiveness                 whether California needs its own mobile               Fleet Amendments are not consistent
                                                  determination. Therefore, based on the                  source pollution program to meet                      with section 209(a).
                                                  record before us, EPA finds no evidence                 compelling and extraordinary
                                                  in the record that demonstrates                         conditions, and not whether any given                 2. Consistency With Section 209(e)(1)
                                                  California was arbitrary and capricious                 standards are necessary to meet such                     To be consistent with section
                                                  in its determination that its 2008 LSI                  conditions.30 In its Resolution 08–42,                209(e)(1) of the Clean Air Act,
                                                  Amendments are, in the aggregate, at                    CARB affirmed its longstanding position               California’s 2008 LSI Amendments and
                                                  least as protective of public health and                that California continues to need its                 2010 LSI Fleet Amendments must not
                                                  welfare as applicable federal standards.                own nonroad engine program to meet its                affect new farming or construction
                                                     Similarly, CARB’s 2010 LSI Fleet                     serious air pollution problems.                       vehicles or engines that are below 175
                                                  Amendments must not undermine                           Likewise, EPA has consistently                        horsepower, or new locomotives or their
                                                  California’s previous determination that                recognized that California continues to               engines. CARB notes that its LSI
                                                  its standards, in the aggregate, are as                 have the same ‘‘geographical and                      regulations do not affect such
                                                  protective of public health and welfare                 climatic conditions that, when                        permanently preempted vehicles or
                                                  as applicable federal standards. In                     combined with the large numbers and                   engines.33 Therefore, EPA cannot deny
                                                  adopting the 2010 LSI Fleet                             high concentrations of automobiles,                   California’s request on the basis that
                                                  Amendments CARB made a                                  create serious pollution problems.’’31                California’s LSI amendments are not
                                                  protectiveness determination in                         Furthermore, no commenter has                         consistent with section 209(e)(1).
                                                  Resolution 10–48, finding that                          presented any argument or evidence to
                                                  California’s 2010 LSI Fleet Amendments                  suggest that California no longer needs               3. Consistency With Section 209(b)(1)(C)
                                                  do not undermine the Board’s previous                   a separate nonroad engine emissions                      The requirement that California’s
                                                  determination that the California                       program to address compelling and                     standards be consistent with section
                                                  emission standards, other emission                      extraordinary conditions in California.               209(b)(1)(C) of the Clean Air Act
                                                  related requirements, and associated                    Therefore, EPA has determined that we                 effectively requires consistency with
                                                  enforcement procedures are, in the                      cannot deny California an authorization               section 202(a) of the Act. California
                                                  aggregate, at least as protective of public             for its 2008 LSI Amendments under                     standards are inconsistent with section
                                                  health and welfare than applicable                      section 209(e)(2)(A)(ii). EPA’s within-               202(a) of the Act if there is inadequate
                                                  federal standards.29                                    the-scope determinations, applicable in               lead-time to permit the development of
                                                     EPA did not receive any comments                     this instance to CARB’s request for its               technology necessary to meet those
                                                  challenging California’s determination                  2010 LSI Fleet Amendments, does not                   requirements, giving appropriate
                                                  that its 2010 LSI Fleet Amendments do                   require an EPA analysis under section                 consideration to the cost of compliance
                                                  not undermine California’s prior                        209(e)(2)(A)(ii).                                     within that timeframe. California’s
                                                  protectiveness determination. Therefore,                                                                      accompanying enforcement procedures
                                                                                                          C. Consistency With Section 209 of the
                                                    27 ‘‘BE
                                                                                                          Clean Air Act                                         would also be inconsistent with section
                                                           IT FURTHER RESOLVED that the Board
                                                  hereby determines, pursuant to section 209(e)(2) of       Section 209(e)(2)(A)(iii) of the Act                202(a) if federal and California test
                                                  the federal Clean Air Act that the emission             instructs that EPA cannot grant an                    procedures conflicted. The scope of
                                                  standards and other requirements related to the
                                                                                                          authorization if California’s standards               EPA’s review of whether California’s
                                                  control of emissions adopted as part of these                                                                 action is consistent with section 202(a)
                                                  regulations are, in the aggregate, at least as          and enforcement procedures are not
                                                  protective of public health and welfare as              consistent with section 209. As                       is narrow. The determination is limited
                                                  applicable federal standards, that California needs
                                                                                                          described above, EPA has historically                 to whether those opposed to the
                                                  the adopted standards to meet compelling and                                                                  authorization or waiver have met their
                                                  extraordinary conditions, and that the adopted          evaluated this criterion for consistency
                                                  standards and accompanying enforcement                  with sections 209(a), 209(e)(1), and                  burden of establishing that California’s
                                                  procedures are consistent with the provisions in        209(b)(1)(C). Similarly, EPA’s analysis               standards are technologically infeasible,
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                                                  section 209.’’ CARB, Resolution 06–11. This
                                                                                                          for within-the-scope determinations                   or that California’s test procedures
                                                  Resolution also extends to CARB’s amendment                                                                   impose requirements inconsistent with
                                                  requiring LSI engines used in vehicles similar to       includes an assessment of whether the
                                                  OHRVs to utilize OHRV test procedures. EPA–HQ–                                                                the federal test procedures.34
                                                  OAR–2014–0533–0008.                                        30 See 74 FR 32744, 32761 (July 8, 2009); 49 FR
                                                    28 CARB Executive Order G–14–014, EPA–HQ–                                                                     32 CARB, Request for Authorization at 16, and 23.
                                                                                                          18887, 18889–18890 (May 3, 1984).
                                                  OAR–2014–0533–0033.                                        31 49 FR 18887, 18890 (May 3, 1984); see also 76   EPA–HQ–OAR–2014–0533–0003.
                                                    29 CARB Resolution 10–48, EP–HQ–OAR–2014–                                                                     33 Id.
                                                                                                          FR 34693 (June 14, 2011), 74 FR 32744, 32763 (July
                                                  0533–0024.                                              8, 2009), and 73 FR 52042 (September 8, 2008).          34 MEMA I, 627, F.2d at 1126.




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                                                                              Federal Register / Vol. 80, No. 236 / Wednesday, December 9, 2015 / Notices                                                 76473

                                                  a. Technological Feasibility                              requirements inconsistent with the                    After evaluating California’s LSI
                                                     Congress has stated that the                           federal certification requirements. Such              amendments, CARB’s submissions, and
                                                  consistency requirement of section                        inconsistency means that manufacturers                the lack of any comment or adverse
                                                  202(a) relates to technological                           would be unable to meet both the                      comment, EPA is granting a full
                                                  feasibility.35 Section 202(a)(2) states, in               California and federal testing                        authorization to California for its 2008
                                                  part, that any regulation promulgated                     requirements using the same test vehicle              LSI Amendments and a within-the-
                                                  under its authority ‘‘shall take effect                   or engine.40 CARB presents that there is              scope determination for its 2010 LSI
                                                  after such period as the Administrator                    no issue regarding test procedure                     Fleet Amendments.
                                                  finds necessary to permit the                             inconsistency for new LSI engines as
                                                                                                            California’s test procedures were not                    This decision will affect persons in
                                                  development and application of the                                                                              California and those manufacturers and/
                                                  requisite technology, giving appropriate                  modified since EPA’s prior waiver.41
                                                                                                            CARB also presents that its 2010 LSI                  or owners/operators nationwide who
                                                  consideration to the cost of compliance
                                                                                                            Fleet Amendments do not include any                   must comply with California’s
                                                  within such period.’’ Section 202(a)
                                                  thus requires the Administrator to first                  test procedures and thus do not create                requirements. In addition, because other
                                                  determine whether adequate technology                     an inconsistency issue.                               states may adopt California’s standards
                                                  already exists; or if it does not, whether                  EPA received no comments suggesting                 for which a section 209(e)(2)(A)
                                                  there is adequate time to develop and                     that CARB’s LSI regulations pose any                  authorization has been granted if certain
                                                  apply the technology before the                           test procedure consistency problem.                   criteria are met, this decision would
                                                  standards go into effect. The latter                      Therefore, based on the record, EPA                   also affect those states and those
                                                  scenario also requires the Administrator                  cannot find that CARB’s testing                       persons in such states. See CAA section
                                                  to decide whether the cost of developing                  procedures are inconsistent with section              209(e)(2)(B). For these reasons, EPA
                                                  and applying the technology within that                   202(a). Consequently, EPA cannot deny                 determines and finds that this is a final
                                                  time is feasible. Previous EPA waivers                    CARB’s request based on the criterion of              action of national applicability, and also
                                                  are in accord with this position.36 For                   consistency with section 209.                         a final action of nationwide scope or
                                                  example, a previous EPA waiver                            4. New Issues                                         effect for purposes of section 307(b)(1)
                                                  decision considered California’s                                                                                of the Act. Pursuant to section 307(b)(1)
                                                  standards and enforcement procedures                         In the context of the 2010 LSI Fleet               of the Act, judicial review of this final
                                                  to be consistent with section 202(a)                      Amendments, CARB states that it is not                action may be sought only in the United
                                                  because adequate technology existed as                    aware of any new issues affecting the
                                                                                                                                                                  States Court of Appeals for the District
                                                  well as adequate lead-time to implement                   previously granted authorization for
                                                                                                                                                                  of Columbia Circuit. Petitions for review
                                                  that technology.37 Subsequently,                          CARB’s LSI Fleet regulations. ‘‘The
                                                                                                            Amendments do not create new, more                    must be filed by February 8, 2016.
                                                  Congress has stated that, generally,
                                                                                                            stringent emission standards or                       Judicial review of this final action may
                                                  EPA’s construction of the waiver
                                                                                                            requirements, nor force any change in                 not be obtained in subsequent
                                                  provision has been consistent with
                                                  congressional intent.38                                   technology to warrant revisiting                      enforcement proceedings, pursuant to
                                                     CARB presents that the technology                      conclusions in granting the existing                  section 307(b)(2) of the Act.
                                                  required to comply with its LSI                           authorization.’’42 EPA received no                    IV. Statutory and Executive Order
                                                  regulations is feasible, and that it has                  comment on this issue. We therefore do                Reviews
                                                  provided sufficient lead-time, giving                     not find any new issues raised by the
                                                  consideration to the cost of                              2010 LSI Fleet Amendments.                               As with past authorization and waiver
                                                  compliance.39                                                                                                   decisions, this action is not a rule as
                                                     EPA did not receive any comments                       E. Authorization Determinations for
                                                                                                            California’s LSI Amendments                           defined by Executive Order 12866.
                                                  suggesting that CARB’s standards and                                                                            Therefore, it is exempt from review by
                                                  test procedures are technologically                          After a review of the information                  the Office of Management and Budget as
                                                  infeasible. Consequently, based on the                    submitted by CARB, EPA finds no basis                 required for rules and regulations by
                                                  record, EPA cannot deny California’s                      for denying CARB’s full authorization                 Executive Order 12866.
                                                  full authorization (for the 2008 LSI                      request for the 2008 LSI Fleet
                                                  Amendments) based on technological                        Amendments and EPA finds no basis for                    In addition, this action is not a rule
                                                  infeasibility. Also, EPA cannot deny                      denying CARB’s request that EPA                       as defined in the Regulatory Flexibility
                                                  California’s within-the-scope request for                 confirm the 2010 LSI Fleet Amendments                 Act, 5 U.S.C. 601(2). Therefore, EPA has
                                                  the 2010 LSI Fleet Amendments based                       are within the scope of a prior EPA full              not prepared a supporting regulatory
                                                  on technological infeasibility.                           authorization. For these reasons, EPA                 flexibility analysis addressing the
                                                  b. Consistency of Certification                           finds that a full authorization for                   impact of this action on small business
                                                  Procedures                                                California’s 2008 LSI Amendments                      entities.
                                                                                                            should be granted and a within-the-                      Further, the Congressional Review
                                                     California’s standards and                             scope determination should be granted
                                                  accompanying enforcement procedures                                                                             Act, 5 U.S.C. 801, et seq., as added by
                                                                                                            for California’s 2010 LSI Fleet                       the Small Business Regulatory
                                                  would also be inconsistent with section                   Amendments.
                                                  202(a) if the California test procedures                                                                        Enforcement Fairness Act of 1996, does
                                                  were to impose certification                              III. Decision                                         not apply because this action is not a
                                                                                                              The Administrator has delegated the                 rule for purposes of 5 U.S.C. 804(3).
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                                                    35 H.R.   Rep. No. 95–294, 95th Cong., 1st Sess. 301    authority to grant California section                   Dated: December 1, 2015.
                                                  (1977).
                                                    36 See, e.g., 49 FR 1887, 1895 (May 3, 1984); 43        209(e) authorizations to the Assistant                Janet G. McCabe,
                                                  FR 32182, 32183 (July 25, 1978); 41 FR 44209,             Administrator for Air and Radiation.                  Acting Assistant Administrator, Office of Air
                                                  44213 (October 7, 1976).                                                                                        and Radiation.
                                                    37 41 FR 44209 (October 7, 1976).                         40 See,e.g., 43 FR 32182 (July 25, 1978).
                                                    38 H.R. Rep. No. 95–294, 95th Cong., 1st Sess. 301        41 79
                                                                                                                                                                  [FR Doc. 2015–31049 Filed 12–8–15; 8:45 am]
                                                                                                                   FR 29623 (May 23, 2006). See also CARB,
                                                  (1977).                                                   Request for Authorization at 21.                      BILLING CODE 6560–50–P
                                                    39 CARB, Request for Authorization at 17–21, 23.          42 CARB, Request for Authorization at 23.




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Document Created: 2015-12-14 13:32:21
Document Modified: 2015-12-14 13:32:21
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of decision.
DatesPetitions for review must be filed by February 8, 2016.
ContactDavid Dickinson, Attorney-Advisor, Transportation Climate Division, Office of Transportation and Air Quality, U.S. Environmental Protection Agency, 1200 Pennsylvania Avenue (6405J), NW., Washington, DC 20460. Telephone: (202) 343-9256. Fax: (202) 343-2800. Email: [email protected]
FR Citation80 FR 76468 

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