80 FR 76598 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 236 (December 9, 2015)

Page Range		76598-76598
FR Document		2015-31106

Federal Register, Volume 80 Issue 236 (Wednesday, December 9, 2015)

[Federal Register Volume 80, Number 236 (Wednesday, December 9, 2015)]
[Notices]
[Page 76598]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-31106]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

FEDERAL REGISTER CITATION OF PREVIOUS ANNOUNCEMENT: [To Be Published].

STATUS: Closed Meeting.

PLACE: 100 F Street NE., Washington, DC.

DATE AND TIME OF PREVIOUSLY ANNOUNCED MEETING: December 10, 2015 at 
2:00 p.m.

CHANGE IN THE MEETING: Additional Item.
    The following matter will also be considered during the 2:00 p.m. 
Closed Meeting scheduled for Thursday, December 10, 2015: Litigation 
matter.
    The General Counsel of the Commission, or her designee, has 
certified that, in her opinion, one or more of the exemptions as set 
forth in 5 U.S.C. 552b(c)(3), (5), (7), (9)(B) and and (10) and 17 CFR 
200.402(a)(3), (5), (7), (9)(ii) and (10), permit consideration of the 
scheduled matter at the Closed Meeting.
    Commissioner Stein, as duty officer, voted to consider the items 
listed for the Closed Meeting in closed session, and determined that 
Commission business required consideration earlier than one week from 
today. No earlier notice of this meeting was practicable.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items. For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact the Office of the Secretary at (202) 551-5400.

     Dated: December 4, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-31106 Filed 12-7-15; 11:15 am]
BILLING CODE 8011-01-P

76598 Federal Register / Vol. 80, No. 236 / Wednesday, December 9, 2015 / Notices

investors, or otherwise in furtherance of submitted on or before December 30, SECURITIES AND EXCHANGE
the purposes of the Act. If the 2015December 30, 2015. COMMISSION
Commission takes such action, the For the Commission, by the Division of
Commission shall institute proceedings Trading and Markets, pursuant to delegated
[Release No. 34–76554; File No. SR–
to determine whether the proposed rule authority.20
NYSEMKT–2015–96]
change should be approved or
disapproved. Robert W. Errett, Self-Regulatory Organizations; NYSE
Deputy Secretary. MKT LLC; Notice of Filing and
IV. Solicitation of Comments [FR Doc. 2015–30940 Filed 12–8–15; 8:45 am] Immediate Effectiveness of Proposed
Interested persons are invited to BILLING CODE 8011–01–P
Rule Change Amending Rule 107C—
submit written data, views, and Equities To Distinguish Between Retail
arguments concerning the foregoing, Orders Routed on Behalf of Other
including whether the proposed rule SECURITIES AND EXCHANGE Broker-Dealers and Retail Orders That
change is consistent with the Act. COMMISSION Are Routed on Behalf of Introduced
Comments may be submitted by any of Retail Accounts That Are Carried on a
the following methods: Sunshine Act Meeting Fully Disclosed Basis
Electronic Comments December 3, 2015.
FEDERAL REGISTER CITATION OF PREVIOUS
• Use the Commission’s Internet Pursuant to Section 19(b)(1) of the
ANNOUNCEMENT: [To Be Published].
comment form (http://www.sec.gov/ Securities Exchange Act of 1934
rules/sro.shtml); or STATUS: Closed Meeting. (‘‘Act’’),1 and Rule 19b–4 thereunder,2
• Send an email to rule-comments@ notice is hereby given that on November
sec.gov. Please include File Number SR– PLACE: 100 F Street NE., Washington, 19, 2015, NYSE MKT LLC (the
NYSEArca–2015–115 on the subject DC. ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed with
line. DATE AND TIME OF PREVIOUSLY ANNOUNCED the Securities and Exchange
Paper Comments MEETING: December 10, 2015 at 2:00 p.m. Commission (‘‘SEC’’ or ‘‘Commission’’)
the proposed rule change as described
• Send paper comments in triplicate CHANGE IN THE MEETING: Additional Item. in Items I and II below, which Items
to Secretary, Securities and Exchange The following matter will also be have been prepared by the Exchange.
Commission, 100 F Street NE., considered during the 2:00 p.m. Closed The Commission is publishing this
Washington, DC 20549–1090. notice to solicit comments on the
Meeting scheduled for Thursday,
All submissions should refer to File December 10, 2015: Litigation matter. proposed rule change from interested
Number SR–NYSEArca–2015–115. This persons.
file number should be included on the The General Counsel of the
subject line if email is used. To help the Commission, or her designee, has I. Self-Regulatory Organization’s
Commission process and review your certified that, in her opinion, one or Statement of the Terms of Substance of
comments more efficiently, please use more of the exemptions as set forth in the Proposed Rule Change
only one method. The Commission will 5 U.S.C. 552b(c)(3), (5), (7), (9)(B) and The Exchange proposes to amend
post all comments on the Commission’s and (10) and 17 CFR 200.402(a)(3), (5), Rule 107C—Equities (Retail Liquidity
Internet Web site (http://www.sec.gov/ (7), (9)(ii) and (10), permit consideration Program) to distinguish between retail
rules/sro.shtml). Copies of the of the scheduled matter at the Closed orders routed on behalf of other broker-
submission, all subsequent Meeting. dealers and retail orders that are routed
amendments, all written statements Commissioner Stein, as duty officer, on behalf of introduced retail accounts
with respect to the proposed rule voted to consider the items listed for the that are carried on a fully disclosed
change that are filed with the basis. The proposed rule change is
Closed Meeting in closed session, and
Commission, and all written available on the Exchange’s Web site at
determined that Commission business
communications relating to the www.nyse.com, at the principal office of
required consideration earlier than one
proposed rule change between the the Exchange, and at the Commission’s
Commission and any person, other than week from today. No earlier notice of
Public Reference Room.
those that may be withheld from the this meeting was practicable.
public in accordance with the At times, changes in Commission II. Self-Regulatory Organization’s
provisions of 5 U.S.C. 552, will be priorities require alterations in the Statement of the Purpose of, and
available for Web site viewing and scheduling of meeting items. For further Statutory Basis for, the Proposed Rule
printing in the Commission’s Public Change
information and to ascertain what, if
Reference Room, 100 F Street NE., any, matters have been added, deleted In its filing with the Commission, the
Washington, DC 20549, on official or postponed, please contact the Office self-regulatory organization included
business days between the hours of of the Secretary at (202) 551–5400. statements concerning the purpose of,
10:00 a.m. and 3:00 p.m. Copies of such and basis for, the proposed rule change
Dated: December 4, 2015.
filing also will be available for and discussed any comments it received
inspection and copying at the principal Brent J. Fields, on the proposed rule change. The text
office of the Exchange. All comments Secretary. of those statements may be examined at
mstockstill on DSK4VPTVN1PROD with NOTICES

received will be posted without change; [FR Doc. 2015–31106 Filed 12–7–15; 11:15 am] the places specified in Item IV below.
the Commission does not edit personal BILLING CODE 8011–01–P The Exchange has prepared summaries,
identifying information from set forth in sections A, B, and C below,
submissions. You should submit only of the most significant parts of such
information that you wish to make statements.
available publicly. All submissions
should refer to File Number SR– 1 15 U.S.C. 78s(b)(1).
NYSEArca–2015–115 and should be 20 17 CFR 200.30–3(a)(12). 2 17 CFR 240.19b–4.

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Document Created: 2015-12-14 13:32:27
Document Modified: 2015-12-14 13:32:27

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 76598