80_FR_77127 80 FR 76889 - Carrying of Firearms and Use of Force for Law Enforcement, Security, Counterintelligence, and Protective Services

80 FR 76889 - Carrying of Firearms and Use of Force for Law Enforcement, Security, Counterintelligence, and Protective Services

DEPARTMENT OF DEFENSE
Department of the Army

Federal Register Volume 80, Issue 238 (December 11, 2015)

Page Range76889-76893
FR Document2015-31194

The DA proposes to revise its regulation concerning the carrying of firearms and use of force for law enforcement, security, counterintelligence, and protective services on DoD installations worldwide. It establishes uniform policy for the use of force by law enforcement and security personnel.

Federal Register, Volume 80 Issue 238 (Friday, December 11, 2015)
[Federal Register Volume 80, Number 238 (Friday, December 11, 2015)]
[Proposed Rules]
[Pages 76889-76893]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-31194]


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DEPARTMENT OF DEFENSE

Department of the Army

32 CFR Part 632

[Docket No. USA-2015-0013]
RIN 0702-AA68


Carrying of Firearms and Use of Force for Law Enforcement, 
Security, Counterintelligence, and Protective Services

AGENCY: Department of the Army (DA), Department of Defense (DoD).

ACTION: Proposed rule.

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SUMMARY: The DA proposes to revise its regulation concerning the 
carrying of firearms and use of force for law enforcement, security, 
counterintelligence, and protective services on DoD installations 
worldwide. It establishes uniform policy for the use of force by law 
enforcement and security personnel.

DATES: Consideration will be given to all comments received by: 
February 9, 2016.

ADDRESSES: You may submit comments, identified by 32 CFR part 632, 
Docket No. USA-2015-0013 and or RIN 0702-AA68, by any of the following 
methods:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments.
     Mail: Department of Defense, Office of the Deputy Chief 
Management Officer, Directorate of Oversight and Compliance, Regulatory 
and Audit Matters Office, 9010 Defense Pentagon, Washington, DC 20301-
9010.
    Instructions: All submissions received must include the agency name 
and docket number or Regulatory Information Number (RIN) for this 
Federal Register document. The general policy for comments and other 
submissions from members of the public is to make these submissions 
available for public viewing on the Internet at http://www.regulations.gov as they are received without change, including any 
personal identifiers or contact information.

FOR FURTHER INFORMATION CONTACT: Mr. John Hargitt, (703) 424-3309.

SUPPLEMENTARY INFORMATION: This rulemaking proposes to revise a current 
Army regulation which was published in the Federal Register on April 
21, 1983 (48 FR 17074). The proposed revisions cover carrying firearms 
and the use of force by DoD personnel law enforcement, security (DoD 
and contractor), counterintelligence, and protective services. This 
proposed rule also fully implements applicable portions of Department 
of Defense Directive (DoDD) 5210.56, http://www.dtic.mil/whs/directives/corres/pdf/521056p.pdf, which authorizes civilian officers 
and employees of the Department of Defense to carry firearms or other 
appropriate weapons while assigned investigative duties or such other 
duties as the Secretary of Defense may prescribe, under regulations to 
be prescribed by the Secretary.

I. Legal Authorities Discussed in the Rule

    The proposed revisions add to the CFR the following authorities.
    10 U.S.C. 807--Article 7, Apprehension. This article specifically 
covers the authority for apprehension or taking of a person into 
custody.
    50 U.S.C. Section 797, Penalty for violation of security 
regulations and orders. This section covers fines and penalties that a 
person is subject to if they willfully violate a defense property 
security regulation that has been promulgated or approved by the 
Secretary of Defense or by a military commander designated by the 
Secretary of Defense or by a military officer, or a civilian officer or 
employee of the Department of Defense, holding a senior Department of 
Defense director position designated by the Secretary of Defense for 
the protection or security of Department of Defense property.
    18 U.S.C. Section 3261, Criminal offenses committed by certain 
members of the Armed Forces and by persons employed by or accompanying 
the Armed Forces outside the United States. Whoever engages in conduct 
outside the United States that would constitute an offense punishable 
by imprisonment if the conduct had been engaged in within the 
territorial jurisdiction of the United States while employed by or 
accompanying the Armed Forces outside the United States; or while a 
member of the Armed Forces subject to the Uniform Code of Military 
Justice.

II. Summary of Changes Since the Last Revisions to This Rule

    These revisions do not propose significant changes to the policy 
and applicability sections of the current rule. The use of force 
section has been updated to ensure that the level of force is 
reasonable in intensity, duration and magnitude and, based upon the 
level of effort required to counter a threat. There is no requirement 
to delay force or sequentially increase the level of force to resolve a 
situation or threat. DoD personnel will warn persons and give the 
opportunity to withdraw or cease threatening actions when the situation 
or circumstances permit. Additionally, this proposed rule updates the 
levels of force to include less-lethal force and presentation of deadly 
force.
    The revisions to the deadly force section state that personnel will 
not be permitted to perform law enforcement or security duties 
requiring the use of weapons until they have received instruction on 
applicable regulations for the use of deadly force. Additionally, it 
requires personnel receive annual refresher training to maintain 
familiarity with restrictions on the use of deadly force. Deadly force 
is justified only under conditions of extreme necessity and as a last 
resort when all lesser means have failed or cannot reasonably be 
employed.
    The revisions also propose a new less-lethal force section and 
updates additional options available to law enforcement and 
correctional or security guards. The current rule only defines the 
chemical aerosol irritant projectors and MP clubs. The updated section 
includes the launched electrode stun device (LESD), oleoresin capsicum 
spray (M39 Individual Riot Control Agent Dispenser (IRCAD)) and the 
expandable or straight baton. Department of the Army personnel may 
employ less-lethal force with the reasonable amount of force necessary 
to detain or effect a lawful arrest or apprehension of a resisting 
subject, or to otherwise accomplish the lawful performance of assigned 
duties. This section also discusses required training and performance 
measures to subdue a subject.

III. Cost and Benefits

    This proposed rule will not have a monetary effect upon the public 
since it only facilitates information sharing between authorized law 
enforcement agencies to enhance protection of personnel and resources 
critical to DoD mission assurance. These efforts allow

[[Page 76890]]

the efficient deployment of police and security forces proactively to 
deter, prevent and mitigate losses due to criminal behaviors.

B. Retrospective Review

    This proposed rule is part of DoD's retrospective plan, completed 
in August 2011, under Executive Order 13563, ``Improving Regulation and 
Regulatory Review,'' DoD's full plan and updates can be accessed at: 
http://www.regulations.gov/#!docketDetail;dct=FR+PR+N+O+SR;rpp=10;po=0;D=DOD-2011-OS-0036.

C. Regulatory Flexibility Act

    The Department of the Army has determined that the Regulatory 
Flexibility Act does not apply because the proposed rule does not have 
a significant economic impact on a substantial number of small entities 
within the meaning of the Regulatory Flexibility Act, 5 U.S.C. 601-612.

D. Unfunded Mandates Reform Act

    The Department of the Army has determined that the Unfunded 
Mandates Reform Act does not apply because the rule does not include a 
mandate that may result in estimated costs to State, local or tribal 
governments in the aggregate, or the private sector, of $100 million or 
more.

E. National Environmental Policy Act

    The Department of the Army has determined that the National 
Environmental Policy Act does not apply because the proposed rule does 
not have an adverse impact on the environment.

F. Paperwork Reduction Act

    The Department of the Army has determined that the Paperwork 
Reduction Act doesn't apply. There is no additional burden for 
collection of information from the public or the addition of additional 
government forms associated with this rulemaking. Information collected 
to support this proposed rule is that information normally collected in 
the performance of law and order across the United States. Procedures 
and business processes outlined in this rule provide uniform policy 
concerning firearms, procedures for use of force, deadly force and 
less-lethal force, reporting efforts including the reduction of 
information collection burdens on the public and the improvement of law 
enforcement service delivery while maintaining privacy, confidentiality 
and information systems protections.

G. Executive Order 12630 (Government Actions and Interference With 
Constitutionally Protected Property Rights)

    The Department of the Army has determined that Executive Order 
12630 does not apply because the proposed rule does not impair private 
property rights.

H. Executive Order 12866 (Regulatory Planning and Review) and Executive 
Order 13563 (Improving Regulation and Regulatory Review)

    Executive Orders 13563 and 12866 direct agencies to assess all 
costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health and safety effects, distribute impacts, and equity). Executive 
Order 13563 emphasizes the importance of quantifying both costs and 
benefits, of reducing costs, of harmonizing rules, and of promoting 
flexibility. This proposed rule has been designated a ``significant 
regulatory action,'' although not economically significant, under 
section 3(f) of Executive Order 12866. Accordingly, the proposed rule 
has been reviewed by the Office of Management and Budget (OMB).

I. Executive Order 13045 (Protection of Children From Environmental 
Health Risk and Safety Risks)

    The Department of the Army has determined that according to the 
criteria defined in Executive Order 13045. This proposed rule does not 
apply since it does not implement or require actions impacting 
environmental health or safety risks to children.

J. Executive Order 13132 (Federalism)

    The Department of the Army has determined that according to the 
criteria defined in Executive Order 13132 this proposed rule does not 
apply because it will not have a substantial effect on the States, on 
the relationship between the national government and the States, or on 
the distribution of power and responsibilities among various levels of 
government.

Thomas S. Blair,
Chief, Law Enforcement Policy Branch, Office of the Provost Marshal 
General.

List of Subjects in 32 CFR Part 632

    Deadly force, Expandable or straight baton, Firearms policy, 
Jurisdiction and authority, Launched electrode stun device, Less-lethal 
force, Oleoresin capsicum (OC) spray, Procedures for use of force.

    For reasons stated in the preamble the Department of the Army 
proposes to revise 32 CFR part 632 to read as follows:

PART 632--CARRYING OF FIREARMS AND USE OF FORCE FOR LAW 
ENFORCEMENT, SECURITY, COUNTERINTELLIGENCE, AND PROTECTIVE SERVICES

Subpart A--Introduction
Sec.
632.1 Purpose.
632.2 Applicability.
632.3 Firearms policy.
Subpart B--Use of Force
632.4 Procedures for use of force.
632.5 Deadly force.
Subpart C--Less-Lethal Force
632.6 Less-lethal force.
632.7 Launched electrode stun device.
632.8 Oleoresin capsicum (OC) spray.
632.9 Expandable or straight baton.
632.10 Jurisdiction and authority.

    Authority:  10 U.S.C. 807; 50 U.S.C. 797; 18 U.S.C. 3261.

Subpart A--Introduction


Sec.  632.1  Purpose.

    This part prescribes policies and procedures for authorizing, 
carrying, and using firearms in connection with law enforcement, 
security, counterintelligence, and protective service duties. It 
establishes uniform policy for the use of force by law enforcement and 
security personnel.


Sec.  632.2  Applicability.

    This part applies to the active Army, the U.S. Army Reserve, the 
Department of the Army civilian police and security guard activities, 
contracted or contractor security force operations and activities, and 
the Army National Guard only when called or ordered to active duty in a 
Federal status under the provisions of the title 10, United States 
Code. It applies to contracted or contractor security force operations 
and activities when those forces operate under Federal jurisdiction and 
are not subject to State or host nation law. The provisions of this 
part do not apply to military personnel engaged in military operations 
subject to rules of engagement or to Department of Defense personnel in 
an overseas location not under the authority of, or subject to, the 
control of a U.S. military commander. Portions of this regulation that 
proscribe specific conduct are punitive, and violations of these 
provisions may subject offenders to nonjudical or

[[Page 76891]]

judicial action under the Uniform Code of Military Justice.


Sec.  632.3  Firearms policy.

    (a) DA personnel engaged in law enforcement, law and order, 
security, or counterintelligence investigations, including Army 
civilian police and security guards, both DA employee and contractor, 
who are authorized to be armed under this part will be appropriately 
armed and have the inherent right to self-defense.
    (b) Authorization to carry a firearm includes the authority for the 
firearm to be loaded with ammunition. A firearm will be considered 
loaded when a magazine containing ammunition is placed in the firearm 
and a round of ammunition is placed in the chamber of the firearm.
    (c) Arming of DA personnel will be limited and controlled. 
Qualified personnel engaged in the activities described in Sec.  
632.3(a) will be armed when required for assigned duties and there is a 
reasonable expectation that installations, property, or lives will be 
jeopardized if those personnel are not armed. The decision to arm DA 
personnel will be made after considering the possible consequences of 
accidental or indiscriminate use of the arms. The overriding factors to 
be considered in determining whether to arm DA personnel are the 
mission and threat. Arming those not regularly engaged in or directly 
supervising security or law enforcement activities will be limited to 
missions or threats and the immediate need to protect lives and DA 
assets.
    (d) Screening pursuant to the Gun Control Act, to include the 
Lautenberg Amendment, will be accomplished without fail prior to 
authorizing any person to carry a firearm.
    (e) DA personnel will only use the amount of force, including less-
lethal force and deadly force, reasonably necessary to carry out their 
duties.

Subpart B--Use of Force


Sec.  632.4  Procedures for use of force.

    (a) DA military and civilian personnel engaged in law enforcement 
or security duties will be highly trained and proficient in both the 
understanding and the application of the use of force. In such cases 
where the use of force is warranted, DA personnel will use the 
necessary and reasonable amount of force needed to reach their 
objective. Only as a last resort will deadly force be used and only as 
described in this part.
    (b) When the use of force is required, less-lethal force may be 
used to control a situation, provide defense of DoD forces, provide 
defense of non-DoD persons in the vicinity if directly related to the 
assigned mission, or in defense of the protected property, when doing 
so is reasonable under the circumstances. The use of force must be 
reasonable in intensity, duration, and magnitude, based upon the 
totality of the circumstances to counter a threat. There is no 
requirement to delay force or sequentially increase force to resolve a 
situation or threat. DoD personnel will warn persons and give the 
opportunity to withdraw or cease threatening actions when the situation 
or circumstances permit. After consultation with the servicing judge 
advocate or legal advisor, conduct the appropriate level of inquiry in 
accordance with AR 15-6 for all incidents involving law enforcement 
personnel's application of physical force in the line of duty. The 
completed inquiry will be filed as an enclosure within the Law 
Enforcement Report (LER).
    (c) Commanders are mandated to augment firearms with DoD- or DA-
approved nonlethal weapons and devices for performing law enforcement 
and security duties. For the purpose of this part (in accordance with 
DoDD 5210.56), and in the context of use of force, the term less-lethal 
force is used as there is no guarantee that non-lethal weapons (NLWs) 
will not cause severe injury or death. Less-lethal force can cause 
severe injury or death. DA personnel using NLW, as well as the party 
against which the tactic is used, will receive appropriate medical care 
if injured as a result of the use of less-lethal force.
    (d) In evaluating the degree of force required for a specific 
situation, the following options will be considered. There is no need 
to proceed sequentially to increase force to resolve a situation or 
threat. Suggested methods of de-escalation of force to try should the 
circumstances permit (subject to host nation or local restrictions) 
are:
    (1) Verbal persuasion.
    (2) Unarmed defense techniques.
    (3) Less-lethal weapons and/or devices (for example, oleoresin 
capsicum spray, launched electrode stun device, and baton).
    (4) Military working dog (if available).
    (5) Presentation of deadly force capability.
    (6) Deadly force.


Sec.  632.5  Deadly force.

    (a) Principles defined in this part on the use of deadly force with 
firearms will be applied equally to personnel using a weapon or 
equipment which, when properly employed in their intended use, would 
produce deadly force.
    (b) The Secretary of the Army, Army commanders, or their designees 
may impose further restrictions on the use of deadly force if deemed 
necessary in their judgment and if such restrictions would not unduly 
compromise the national security interests of the United States.
    (c) Personnel will not be permitted to perform law enforcement or 
security duties requiring the use of weapons until they have received 
instruction on applicable regulations for the use of deadly force in 
the performance of such duties. Additionally, annual refresher training 
will be given to all personnel assigned to those duties to ensure that 
they continue to be thoroughly familiar with all restrictions on the 
use of deadly force.
    (d) Personnel carrying weapons for personal protection will have 
the necessary training on deadly force commensurate with that 
prescribed by this part.
    (e) For contract security forces, the applicable contract will 
specify that the use of deadly force criteria will be established 
consistent with this part and local law.
    (f) Deadly force is justified only under conditions of extreme 
necessity and as a last resort when all lesser means have failed or 
cannot reasonably be employed. Deadly force is justified under one or 
more of the following circumstances:
    (1) Self-defense and defense of others. When deadly force 
reasonably appears to be necessary to protect any person who is 
reasonably believed to be in imminent danger of death or serious bodily 
harm.
    (2) Assets involving national security. When deadly force 
reasonably appears necessary to prevent the actual theft or sabotage of 
assets vital to national security. DoD assets will be specifically 
designated as ``vital to national security'' only when their loss, 
damage, or compromise would seriously jeopardize the fulfillment of a 
national defense mission. Examples include nuclear weapons; nuclear 
command, control, and communications facilities; and designated 
restricted areas containing strategic operational assets, sensitive 
codes, or special access programs.
    (3) Assets not involving national security but inherently dangerous 
to others. When deadly force reasonably appears to be necessary to 
prevent the actual theft or sabotage of resources, such as operable 
weapons or ammunition, that are inherently dangerous to others; such as 
assets that,

[[Page 76892]]

in the hands of an unauthorized individual, present a substantial 
potential danger of death or serious bodily harm to others. Examples 
include high risk portable and lethal missiles, rockets, arms, 
ammunition, explosives, chemical agents, and special nuclear material.
    (4) Serious offenses against persons. When deadly force reasonably 
appears necessary to prevent the commission of kidnapping, sexual 
assault, or any offense involving or threatening death or serious 
bodily harm.
    (5) Arrest or apprehension. When deadly force reasonably appears to 
be necessary to arrest, apprehend, or prevent the escape of a person 
who, there is probable cause to believe, has committed an offense of 
the nature specified in paragraphs Sec.  632.5(f)(2) through (4).
    (6) Escapes. When deadly force has been specifically authorized by 
the Secretary of the Army and reasonably appears to be necessary to 
prevent the escape of a prisoner, provided law enforcement or security 
personnel have probable cause to believe that the escaping prisoner 
poses a threat of serious bodily harm either to security personnel or 
others.
    (g) Additional requirements for the use of firearms.
    (1) When the situation permits, an order of ``halt'' will be given.
    (2) Warning shots are prohibited.
    (3) When a firearm is discharged, it will be fired with the intent 
of rendering the person(s) at whom it is discharged incapable of 
continuing the activity or course of behavior prompting the individual 
to shoot.
    (4) Shots will be fired only with due regard for the safety of 
innocent bystanders.
    (5) In case of holstered weapons, a weapon should only be removed 
from the holster when a potential need to use deadly force is 
reasonably anticipated or display of the weapon may avoid the need to 
use deadly force.
    (h) Commanders of ACOMs, ASCCs, and DRUs may establish additional 
considerations in implementing procedures over the use of firearms.

Subpart C--Less-Lethal Force


Sec.  632.6  Less-lethal force.

    (a) DoDD 3000.03E establishes DoD policy for the development and 
employment of NLWs. DA personnel (Army Law Enforcement Officer (ALEO), 
correctional or security guards) may employ less-lethal force with the 
reasonable amount of force necessary under the circumstances to detain 
or effect a lawful arrest or apprehension of a resisting subject, or to 
otherwise accomplish the lawful performance of assigned duties as 
described in Sec.  632.6(c)(1) through (9). In the context of use of 
force, this part uses the term ``less-lethal'' force in lieu of 
``nonlethal'' because there is no guarantee that properly employed 
``less-lethal'' force will not inadvertently cause severe injury or 
death. Employment of less-lethal force may include the use of NLW.
    (b) DA personnel using NLW during the employment of less-lethal 
force, as well as the party against which the tactic is used, will 
receive appropriate medical care if injured as a result of the NLW.
    (c) Less-lethal force may be used under the following 
circumstances:
    (1) Against persons assaulting other persons or themselves in order 
to prevent injury and/or continuation of the assault when lesser means 
of force have failed or are not considered a viable option by the ALEO.
    (2) Against persons offering physical resistance to lawful arrest 
or apprehension when alternatives to the use of force have failed or 
are not considered a viable option by the ALEO.
    (3) Against persons passively resisting a lawful, full-custody 
arrest or apprehension when alternatives to the use of force have 
failed or are not considered a viable option by the ALEO.
    (4) To prevent the escape of a prisoner.
    (5) To prevent the destruction of DoD property.
    (6) Against animals menacing or attacking a person or themselves.
    (7) To quell a major or minor disturbance within a correctional 
facility.
    (8) To quell a riot or civil disobedience.
    (9) To move or incapacitate an unruly prisoner.


Sec.  632.7  Launched electrode stun device.

    (a) A launched electrode stun device (LESD) is an Electronic 
Control Device (ECD) that is used to temporarily incapacitate a non-
compliant subject with an electrical stimulus delivered by direct 
contact or propelled probes. This electrical stimulus affects the 
sensory and motor functions of the central nervous system interrupting 
voluntary control of skeletal muscles and causing immediate, 
involuntary muscle contractions. The intended effect is neuromuscular 
incapacitation to ensure compliance by the non-compliant subject. An 
LESD is intended to minimize injury to law enforcement or security 
personnel, non-compliant subjects, and innocent bystanders. The timely 
and appropriate use of an LESD can de-escalate situations quickly and 
before conditions lead to increased escalation of force. Special Text 
(ST) 19-LESM, task 191-389-0057, outlines performance measures to 
subdue a subject using an LESD.
    (b) An LESD is employed as a NLW capability and is not intended to 
replace firearms or lesser means of force. An LESD may be used when all 
of the following conditions are met:
    (1) When one of the circumstances in Sec.  632.6(c)(1) through (9) 
is present; and
    (2) When lesser means of force options have been, or likely will 
be, ineffective; and
    (3) When there is a reasonable expectation that it will be unsafe 
for law enforcement personnel to approach within physical contact range 
of the subject; and
    (4) When law enforcement or security personnel determine that 
deadly force is not justified or not necessary.
    (c) Before employing an LESD, law enforcement or security personnel 
must assess how effective it will be in their given situation. The 
decision to use an LESD will depend upon the totality of the 
circumstances, including but not limited to the level of resistance of 
the subject, the nature of the threat to the officer or others, the 
severity of the subject's suspected crime, and the overall hostility of 
the situation. After employing an LESD, law enforcement or security 
personnel must determine whether further employment is warranted based 
on the continuing presence of the conditions in paragraph Sec.  
632.7(b) and based on the totality of the circumstances described in 
this paragraph.
    (d) An LESD is not a substitute for deadly force and should not be 
used in situations where deadly force is necessary.
    (e) Prior to employing an LESD, law enforcement, correctional or 
security personnel will give a verbal warning and verbal commands to a 
resisting subject, when and if the situation permits. Verbal warnings 
and commands are not necessary if the threat to law enforcement 
personnel or to the safety of others dictates immediate action.
    (f) The use of an LESD may eliminate the need for hands-on active 
countermeasures. Law enforcement, correctional or security personnel 
may utilize empty hand tactics prior to employing an LESD as the 
situation dictates. However, law enforcement, correctional, or security 
personnel are not required to attempt empty hand control tactics if 
they believe those

[[Page 76893]]

tactics would be dangerous or ineffective.
    (g) Notwithstanding Sec.  632.7(b), an LESD will not be used:
    (1) When it is known that the subject has come into contact with 
flammable liquids or is in a flammable environment; or
    (2) When the subject is in a position where falling may cause 
significant injury or death; or
    (3) As a punitive measure to coerce an uncooperative subject; or
    (4) To awaken an unconscious subject (e.g., due to intoxication).
    (h) Notwithstanding Sec.  632.7(b), an LESD should not be used in 
the following circumstances unless absolutely necessary:
    (1) On a subject operating a motor vehicle; or
    (2) On a subject gripping a firearm; or
    (3) On women known or suspected to be pregnant; or
    (4) On persons perceived to be 60 years of age or older, or 
disabled; or
    (5) On persons perceived to be children 14 years of age or younger.
    (i) Post-employment responsibilities. (1) Law enforcement, 
correctional or security personnel must seek medical treatment or 
clearance from medical personnel prior to further law enforcement 
processing after employing an LESD on a non-compliant subject.
    (2) If requested by the subject, law enforcement, correctional or 
security personnel must ensure that medical treatment is provided after 
an LESD has been employed, regardless of the subject's apparent medical 
condition.
    (3) If an LESD probes are lodged in the soft tissue areas near the 
eye, throat, ear, groin, or genitals, law enforcement, correctional or 
security personnel will summon medical personnel to the scene, or will 
transport the subject to the nearest medical facility to have the 
probes removed by medical personnel.
    (4) During processing, the apprehending law enforcement personnel 
will inform the detention personnel that they employed an LESD against 
the subject. Law enforcement personnel will not transfer a subject to a 
detention center after employment of an LESD if the probes have not 
been removed, or if the subject has not received, requested or required 
medical care.


Sec.  632.8  Oleoresin capsicum (OC) spray.

    (a) The Army M39 Individual Riot Control Agent Dispenser (IRCAD) 
contains OC and is intended for law enforcement use in self-defense and 
for controlling rioters, prisoners, and/or non-compliant subjects. It 
is designed to provide a safe and effective way to subdue a subject 
without causing permanent injury. The M39 IRCAD contains enough OC or 
``pepper spray'' for 15 one-second bursts. It has an operational range 
of 10 to 30 feet. ST 19-LESM, task 191-376-5108 and task 191-389-0037, 
outlines performance measures to subdue a subject with OC spray while 
in performance of law enforcement duties. Soldier Training Publication 
(STP) 19-31E1-SM, task 191-31E-0042 and 191-31E-1369, outline 
performance measures for use of OC spray while in a correctional 
facility.
    (b) Medical considerations. (1) Once the subject has been taken 
into custody, begin the decontamination process.
    (2) During transport, reassure the subject and monitor them for 
medical distress, coherence, and respiration.
    (3) Seek immediate medical assistance upon any sign of medical 
distress.
    (4) Seek medical assistance if the direct effects of the OC spray 
does not dissipate within an hour.


Sec.  632.9  Expandable or straight baton.

    (a) The baton is used for law enforcement self-defense and for 
keeping rioters and/or non-compliant subjects out of arms reach. The 
baton may be employed in situations where the use of a firearm is not 
authorized or necessary, and when law enforcement, correctional or 
security personnel reasonably believe that a lower level of force will 
be ineffective or jeopardize the safety of the law enforcement 
personnel.
    (b) Authorized use. The baton may be used as a defensive impact 
instrument to block or strike an assailant. The subjects' actions and 
levels of resistance will determine how the baton is employed. STP 19-
LESM, task 191-376-5210, outlines performance measures (e.g. 
appropriate and inappropriate strike areas) to subdue a subject with a 
straight baton while in performance of law enforcement duties. STP 19-
31E-SM, task 191-376-4140, outlines performance measures when using a 
riot baton as a member of a riot control formation.
    (c) Location of use. Consideration must be used when employing the 
baton on vital areas of the body such as the head, neck or spine. Baton 
blows to the head can cripple or kill. Batons will not be used to apply 
pressure to the head, neck or throat.


Sec.  632.10  Jurisdiction and authority.

    (a) The DES, Correctional Facility Commander or PM for each 
installation, in coordination with the senior/garrison commander and 
the staff judge advocate (SJA), may place further limitations on the 
use of an LESD, OC, and/or baton beyond what is provided in this part. 
The servicing SJA is critical in analyzing the particular 
installation's jurisdictional arrangement, and determining whether 
state law (for U.S. installations) or host nation law (for non-U.S. 
installations) impacts the use of LESD, OC and/or baton on the 
installation.
    (b) After consultation with the servicing judge advocate or legal 
advisor, conduct the appropriate level of inquiry in accordance with AR 
15-6 for all incidents involving law enforcement personnel's 
application of physical force in the line of duty. The completed 
inquiry will be filed as an enclosure within the Law Enforcement 
Report.
[FR Doc. 2015-31194 Filed 12-10-15; 8:45 am]
 BILLING CODE 3710-08-P



                                                                          Federal Register / Vol. 80, No. 238 / Friday, December 11, 2015 / Proposed Rules                                          76889

                                                    family members in accordance with 32                    is to make these submissions available                member of the Armed Forces subject to
                                                    CFR part 57.                                            for public viewing on the Internet at                 the Uniform Code of Military Justice.
                                                      (d) Collaborates with the Office of the               http://www.regulations.gov as they are
                                                                                                                                                                  II. Summary of Changes Since the Last
                                                    ASD(HA) on medical services regarding                   received without change, including any
                                                                                                                                                                  Revisions to This Rule
                                                    family members with special medical                     personal identifiers or contact
                                                    needs.                                                  information.                                             These revisions do not propose
                                                      (e) Develops and implements a Web-                                                                          significant changes to the policy and
                                                                                                            FOR FURTHER INFORMATION CONTACT:     Mr.              applicability sections of the current
                                                    based data management system to                         John Hargitt, (703) 424–3309.
                                                    support the EFMP with the Military                                                                            rule. The use of force section has been
                                                                                                            SUPPLEMENTARY INFORMATION: This                       updated to ensure that the level of force
                                                    Departments.
                                                                                                            rulemaking proposes to revise a current               is reasonable in intensity, duration and
                                                      Dated: December 7, 2015.                              Army regulation which was published                   magnitude and, based upon the level of
                                                    Aaron Siegel,                                           in the Federal Register on April 21,                  effort required to counter a threat. There
                                                    Alternate OSD Federal Register Liaison                  1983 (48 FR 17074). The proposed                      is no requirement to delay force or
                                                    Officer, Department of Defense.                         revisions cover carrying firearms and                 sequentially increase the level of force
                                                    [FR Doc. 2015–31227 Filed 12–10–15; 8:45 am]            the use of force by DoD personnel law                 to resolve a situation or threat. DoD
                                                    BILLING CODE 5001–06–P                                  enforcement, security (DoD and                        personnel will warn persons and give
                                                                                                            contractor), counterintelligence, and                 the opportunity to withdraw or cease
                                                                                                            protective services. This proposed rule               threatening actions when the situation
                                                    DEPARTMENT OF DEFENSE                                   also fully implements applicable                      or circumstances permit. Additionally,
                                                                                                            portions of Department of Defense                     this proposed rule updates the levels of
                                                    Department of the Army                                  Directive (DoDD) 5210.56, http://                     force to include less-lethal force and
                                                                                                            www.dtic.mil/whs/directives/corres/pdf/               presentation of deadly force.
                                                    32 CFR Part 632                                         521056p.pdf, which authorizes civilian                   The revisions to the deadly force
                                                    [Docket No. USA–2015–0013]                              officers and employees of the                         section state that personnel will not be
                                                                                                            Department of Defense to carry firearms               permitted to perform law enforcement
                                                    RIN 0702–AA68                                           or other appropriate weapons while                    or security duties requiring the use of
                                                                                                            assigned investigative duties or such                 weapons until they have received
                                                    Carrying of Firearms and Use of Force                   other duties as the Secretary of Defense              instruction on applicable regulations for
                                                    for Law Enforcement, Security,                          may prescribe, under regulations to be                the use of deadly force. Additionally, it
                                                    Counterintelligence, and Protective                     prescribed by the Secretary.                          requires personnel receive annual
                                                    Services                                                                                                      refresher training to maintain familiarity
                                                                                                            I. Legal Authorities Discussed in the
                                                    AGENCY:  Department of the Army (DA),                                                                         with restrictions on the use of deadly
                                                                                                            Rule
                                                    Department of Defense (DoD).                                                                                  force. Deadly force is justified only
                                                                                                               The proposed revisions add to the                  under conditions of extreme necessity
                                                    ACTION: Proposed rule.
                                                                                                            CFR the following authorities.                        and as a last resort when all lesser
                                                    SUMMARY:   The DA proposes to revise its                   10 U.S.C. 807—Article 7,                           means have failed or cannot reasonably
                                                    regulation concerning the carrying of                   Apprehension. This article specifically               be employed.
                                                    firearms and use of force for law                       covers the authority for apprehension or                 The revisions also propose a new less-
                                                    enforcement, security,                                  taking of a person into custody.                      lethal force section and updates
                                                    counterintelligence, and protective                        50 U.S.C. Section 797, Penalty for                 additional options available to law
                                                    services on DoD installations                           violation of security regulations and                 enforcement and correctional or security
                                                    worldwide. It establishes uniform policy                orders. This section covers fines and                 guards. The current rule only defines
                                                    for the use of force by law enforcement                 penalties that a person is subject to if              the chemical aerosol irritant projectors
                                                    and security personnel.                                 they willfully violate a defense property             and MP clubs. The updated section
                                                                                                            security regulation that has been                     includes the launched electrode stun
                                                    DATES: Consideration will be given to all
                                                                                                            promulgated or approved by the                        device (LESD), oleoresin capsicum
                                                    comments received by: February 9,                       Secretary of Defense or by a military
                                                    2016.                                                                                                         spray (M39 Individual Riot Control
                                                                                                            commander designated by the Secretary                 Agent Dispenser (IRCAD)) and the
                                                    ADDRESSES:   You may submit comments,                   of Defense or by a military officer, or a             expandable or straight baton.
                                                    identified by 32 CFR part 632, Docket                   civilian officer or employee of the                   Department of the Army personnel may
                                                    No. USA–2015–0013 and or RIN 0702–                      Department of Defense, holding a senior               employ less-lethal force with the
                                                    AA68, by any of the following methods:                  Department of Defense director position               reasonable amount of force necessary to
                                                      • Federal eRulemaking Portal: http://                 designated by the Secretary of Defense                detain or effect a lawful arrest or
                                                    www.regulations.gov. Follow the                         for the protection or security of                     apprehension of a resisting subject, or to
                                                    instructions for submitting comments.                   Department of Defense property.                       otherwise accomplish the lawful
                                                      • Mail: Department of Defense, Office                    18 U.S.C. Section 3261, Criminal                   performance of assigned duties. This
                                                    of the Deputy Chief Management                          offenses committed by certain members                 section also discusses required training
                                                    Officer, Directorate of Oversight and                   of the Armed Forces and by persons                    and performance measures to subdue a
                                                    Compliance, Regulatory and Audit                        employed by or accompanying the                       subject.
                                                    Matters Office, 9010 Defense Pentagon,                  Armed Forces outside the United States.
jstallworth on DSK7TPTVN1PROD with PROPOSALS




                                                    Washington, DC 20301–9010.                              Whoever engages in conduct outside the                III. Cost and Benefits
                                                      Instructions: All submissions received                United States that would constitute an                   This proposed rule will not have a
                                                    must include the agency name and                        offense punishable by imprisonment if                 monetary effect upon the public since it
                                                    docket number or Regulatory                             the conduct had been engaged in within                only facilitates information sharing
                                                    Information Number (RIN) for this                       the territorial jurisdiction of the United            between authorized law enforcement
                                                    Federal Register document. The general                  States while employed by or                           agencies to enhance protection of
                                                    policy for comments and other                           accompanying the Armed Forces                         personnel and resources critical to DoD
                                                    submissions from members of the public                  outside the United States; or while a                 mission assurance. These efforts allow


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                                                    76890                 Federal Register / Vol. 80, No. 238 / Friday, December 11, 2015 / Proposed Rules

                                                    the efficient deployment of police and                  G. Executive Order 12630 (Government                  capsicum (OC) spray, Procedures for use
                                                    security forces proactively to deter,                   Actions and Interference With                         of force.
                                                    prevent and mitigate losses due to                      Constitutionally Protected Property                     For reasons stated in the preamble the
                                                    criminal behaviors.                                     Rights)                                               Department of the Army proposes to
                                                    B. Retrospective Review                                    The Department of the Army has                     revise 32 CFR part 632 to read as
                                                                                                            determined that Executive Order 12630                 follows:
                                                       This proposed rule is part of DoD’s                  does not apply because the proposed
                                                    retrospective plan, completed in August                 rule does not impair private property                 PART 632—CARRYING OF FIREARMS
                                                    2011, under Executive Order 13563,                      rights.                                               AND USE OF FORCE FOR LAW
                                                    ‘‘Improving Regulation and Regulatory                                                                         ENFORCEMENT, SECURITY,
                                                    Review,’’ DoD’s full plan and updates                   H. Executive Order 12866 (Regulatory                  COUNTERINTELLIGENCE, AND
                                                    can be accessed at: http://                             Planning and Review) and Executive                    PROTECTIVE SERVICES
                                                    www.regulations.gov/#!docketDetail;                     Order 13563 (Improving Regulation and
                                                                                                            Regulatory Review)                                    Subpart A—Introduction
                                                    dct=FR+PR+N+O+SR;
                                                    rpp=10;po=0;D=DOD-2011-OS-0036.                                                                               Sec.
                                                                                                               Executive Orders 13563 and 12866                   632.1 Purpose.
                                                    C. Regulatory Flexibility Act                           direct agencies to assess all costs and               632.2 Applicability.
                                                                                                            benefits of available regulatory                      632.3 Firearms policy.
                                                      The Department of the Army has                        alternatives and, if regulation is
                                                    determined that the Regulatory                                                                                Subpart B—Use of Force
                                                                                                            necessary, to select regulatory
                                                    Flexibility Act does not apply because                  approaches that maximize net benefits                 632.4 Procedures for use of force.
                                                    the proposed rule does not have a                       (including potential economic,                        632.5 Deadly force.
                                                    significant economic impact on a                        environmental, public health and safety               Subpart C—Less-Lethal Force
                                                    substantial number of small entities                    effects, distribute impacts, and equity).             632.6 Less-lethal force.
                                                    within the meaning of the Regulatory                    Executive Order 13563 emphasizes the                  632.7 Launched electrode stun device.
                                                    Flexibility Act, 5 U.S.C. 601–612.                      importance of quantifying both costs                  632.8 Oleoresin capsicum (OC) spray.
                                                    D. Unfunded Mandates Reform Act                         and benefits, of reducing costs, of                   632.9 Expandable or straight baton.
                                                                                                            harmonizing rules, and of promoting                   632.10 Jurisdiction and authority.
                                                      The Department of the Army has                        flexibility. This proposed rule has been                Authority: 10 U.S.C. 807; 50 U.S.C. 797;
                                                    determined that the Unfunded                            designated a ‘‘significant regulatory                 18 U.S.C. 3261.
                                                    Mandates Reform Act does not apply                      action,’’ although not economically
                                                    because the rule does not include a                     significant, under section 3(f) of                    Subpart A—Introduction
                                                    mandate that may result in estimated                    Executive Order 12866. Accordingly,                   § 632.1    Purpose.
                                                    costs to State, local or tribal                         the proposed rule has been reviewed by
                                                    governments in the aggregate, or the                    the Office of Management and Budget                     This part prescribes policies and
                                                    private sector, of $100 million or more.                (OMB).                                                procedures for authorizing, carrying,
                                                                                                                                                                  and using firearms in connection with
                                                    E. National Environmental Policy Act                    I. Executive Order 13045 (Protection of               law enforcement, security,
                                                                                                            Children From Environmental Health                    counterintelligence, and protective
                                                      The Department of the Army has                        Risk and Safety Risks)                                service duties. It establishes uniform
                                                    determined that the National                                                                                  policy for the use of force by law
                                                    Environmental Policy Act does not                         The Department of the Army has
                                                                                                            determined that according to the criteria             enforcement and security personnel.
                                                    apply because the proposed rule does
                                                    not have an adverse impact on the                       defined in Executive Order 13045. This                § 632.2    Applicability.
                                                    environment.                                            proposed rule does not apply since it
                                                                                                            does not implement or require actions                   This part applies to the active Army,
                                                    F. Paperwork Reduction Act                              impacting environmental health or                     the U.S. Army Reserve, the Department
                                                                                                            safety risks to children.                             of the Army civilian police and security
                                                      The Department of the Army has                                                                              guard activities, contracted or contractor
                                                    determined that the Paperwork                           J. Executive Order 13132 (Federalism)                 security force operations and activities,
                                                    Reduction Act doesn’t apply. There is                                                                         and the Army National Guard only
                                                                                                              The Department of the Army has
                                                    no additional burden for collection of                                                                        when called or ordered to active duty in
                                                                                                            determined that according to the criteria
                                                    information from the public or the                                                                            a Federal status under the provisions of
                                                                                                            defined in Executive Order 13132 this
                                                    addition of additional government forms                                                                       the title 10, United States Code. It
                                                                                                            proposed rule does not apply because it
                                                    associated with this rulemaking.                                                                              applies to contracted or contractor
                                                                                                            will not have a substantial effect on the
                                                    Information collected to support this                                                                         security force operations and activities
                                                                                                            States, on the relationship between the
                                                    proposed rule is that information                                                                             when those forces operate under Federal
                                                                                                            national government and the States, or
                                                    normally collected in the performance                                                                         jurisdiction and are not subject to State
                                                                                                            on the distribution of power and
                                                    of law and order across the United                                                                            or host nation law. The provisions of
                                                                                                            responsibilities among various levels of
                                                    States. Procedures and business                                                                               this part do not apply to military
                                                                                                            government.
                                                    processes outlined in this rule provide                                                                       personnel engaged in military
                                                    uniform policy concerning firearms,                     Thomas S. Blair,                                      operations subject to rules of
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                                                    procedures for use of force, deadly force               Chief, Law Enforcement Policy Branch, Office          engagement or to Department of Defense
                                                    and less-lethal force, reporting efforts                of the Provost Marshal General.                       personnel in an overseas location not
                                                    including the reduction of information                                                                        under the authority of, or subject to, the
                                                                                                            List of Subjects in 32 CFR Part 632
                                                    collection burdens on the public and the                                                                      control of a U.S. military commander.
                                                    improvement of law enforcement                            Deadly force, Expandable or straight                Portions of this regulation that proscribe
                                                    service delivery while maintaining                      baton, Firearms policy, Jurisdiction and              specific conduct are punitive, and
                                                    privacy, confidentiality and information                authority, Launched electrode stun                    violations of these provisions may
                                                    systems protections.                                    device, Less-lethal force, Oleoresin                  subject offenders to nonjudical or


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                                                                          Federal Register / Vol. 80, No. 238 / Friday, December 11, 2015 / Proposed Rules                                           76891

                                                    judicial action under the Uniform Code                  forces, provide defense of non-DoD                    intended use, would produce deadly
                                                    of Military Justice.                                    persons in the vicinity if directly related           force.
                                                                                                            to the assigned mission, or in defense of                (b) The Secretary of the Army, Army
                                                    § 632.3   Firearms policy.                              the protected property, when doing so is              commanders, or their designees may
                                                      (a) DA personnel engaged in law                       reasonable under the circumstances.                   impose further restrictions on the use of
                                                    enforcement, law and order, security, or                The use of force must be reasonable in                deadly force if deemed necessary in
                                                    counterintelligence investigations,                     intensity, duration, and magnitude,                   their judgment and if such restrictions
                                                    including Army civilian police and                      based upon the totality of the                        would not unduly compromise the
                                                    security guards, both DA employee and                   circumstances to counter a threat. There              national security interests of the United
                                                    contractor, who are authorized to be                    is no requirement to delay force or                   States.
                                                    armed under this part will be                           sequentially increase force to resolve a                 (c) Personnel will not be permitted to
                                                    appropriately armed and have the                        situation or threat. DoD personnel will               perform law enforcement or security
                                                    inherent right to self-defense.                         warn persons and give the opportunity                 duties requiring the use of weapons
                                                      (b) Authorization to carry a firearm                  to withdraw or cease threatening actions              until they have received instruction on
                                                    includes the authority for the firearm to               when the situation or circumstances                   applicable regulations for the use of
                                                    be loaded with ammunition. A firearm                    permit. After consultation with the                   deadly force in the performance of such
                                                    will be considered loaded when a                        servicing judge advocate or legal                     duties. Additionally, annual refresher
                                                    magazine containing ammunition is                       advisor, conduct the appropriate level of             training will be given to all personnel
                                                    placed in the firearm and a round of                    inquiry in accordance with AR 15–6 for                assigned to those duties to ensure that
                                                    ammunition is placed in the chamber of                  all incidents involving law enforcement               they continue to be thoroughly familiar
                                                    the firearm.                                            personnel’s application of physical force             with all restrictions on the use of deadly
                                                      (c) Arming of DA personnel will be                    in the line of duty. The completed                    force.
                                                    limited and controlled. Qualified                       inquiry will be filed as an enclosure                    (d) Personnel carrying weapons for
                                                    personnel engaged in the activities                     within the Law Enforcement Report                     personal protection will have the
                                                    described in § 632.3(a) will be armed                   (LER).                                                necessary training on deadly force
                                                    when required for assigned duties and                      (c) Commanders are mandated to                     commensurate with that prescribed by
                                                    there is a reasonable expectation that                  augment firearms with DoD- or DA-                     this part.
                                                    installations, property, or lives will be                                                                        (e) For contract security forces, the
                                                                                                            approved nonlethal weapons and
                                                    jeopardized if those personnel are not                                                                        applicable contract will specify that the
                                                                                                            devices for performing law enforcement
                                                    armed. The decision to arm DA                                                                                 use of deadly force criteria will be
                                                                                                            and security duties. For the purpose of
                                                    personnel will be made after                                                                                  established consistent with this part and
                                                                                                            this part (in accordance with DoDD
                                                    considering the possible consequences                                                                         local law.
                                                                                                            5210.56), and in the context of use of                   (f) Deadly force is justified only under
                                                    of accidental or indiscriminate use of                  force, the term less-lethal force is used
                                                    the arms. The overriding factors to be                                                                        conditions of extreme necessity and as
                                                                                                            as there is no guarantee that non-lethal              a last resort when all lesser means have
                                                    considered in determining whether to                    weapons (NLWs) will not cause severe
                                                    arm DA personnel are the mission and                                                                          failed or cannot reasonably be
                                                                                                            injury or death. Less-lethal force can                employed. Deadly force is justified
                                                    threat. Arming those not regularly                      cause severe injury or death. DA
                                                    engaged in or directly supervising                                                                            under one or more of the following
                                                                                                            personnel using NLW, as well as the                   circumstances:
                                                    security or law enforcement activities                  party against which the tactic is used,
                                                    will be limited to missions or threats                                                                           (1) Self-defense and defense of others.
                                                                                                            will receive appropriate medical care if              When deadly force reasonably appears
                                                    and the immediate need to protect lives                 injured as a result of the use of less-
                                                    and DA assets.                                                                                                to be necessary to protect any person
                                                                                                            lethal force.                                         who is reasonably believed to be in
                                                      (d) Screening pursuant to the Gun                        (d) In evaluating the degree of force
                                                    Control Act, to include the Lautenberg                                                                        imminent danger of death or serious
                                                                                                            required for a specific situation, the                bodily harm.
                                                    Amendment, will be accomplished                         following options will be considered.
                                                    without fail prior to authorizing any                                                                            (2) Assets involving national security.
                                                                                                            There is no need to proceed sequentially              When deadly force reasonably appears
                                                    person to carry a firearm.                              to increase force to resolve a situation or
                                                      (e) DA personnel will only use the                                                                          necessary to prevent the actual theft or
                                                                                                            threat. Suggested methods of de-                      sabotage of assets vital to national
                                                    amount of force, including less-lethal                  escalation of force to try should the
                                                    force and deadly force, reasonably                                                                            security. DoD assets will be specifically
                                                                                                            circumstances permit (subject to host                 designated as ‘‘vital to national
                                                    necessary to carry out their duties.                    nation or local restrictions) are:                    security’’ only when their loss, damage,
                                                    Subpart B—Use of Force                                     (1) Verbal persuasion.                             or compromise would seriously
                                                                                                               (2) Unarmed defense techniques.                    jeopardize the fulfillment of a national
                                                    § 632.4   Procedures for use of force.                     (3) Less-lethal weapons and/or                     defense mission. Examples include
                                                       (a) DA military and civilian personnel               devices (for example, oleoresin                       nuclear weapons; nuclear command,
                                                    engaged in law enforcement or security                  capsicum spray, launched electrode                    control, and communications facilities;
                                                    duties will be highly trained and                       stun device, and baton).                              and designated restricted areas
                                                    proficient in both the understanding                       (4) Military working dog (if available).           containing strategic operational assets,
                                                    and the application of the use of force.                   (5) Presentation of deadly force                   sensitive codes, or special access
                                                    In such cases where the use of force is                 capability.                                           programs.
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                                                    warranted, DA personnel will use the                       (6) Deadly force.                                     (3) Assets not involving national
                                                    necessary and reasonable amount of                                                                            security but inherently dangerous to
                                                    force needed to reach their objective.                  § 632.5   Deadly force.                               others. When deadly force reasonably
                                                    Only as a last resort will deadly force be                (a) Principles defined in this part on              appears to be necessary to prevent the
                                                    used and only as described in this part.                the use of deadly force with firearms                 actual theft or sabotage of resources,
                                                       (b) When the use of force is required,               will be applied equally to personnel                  such as operable weapons or
                                                    less-lethal force may be used to control                using a weapon or equipment which,                    ammunition, that are inherently
                                                    a situation, provide defense of DoD                     when properly employed in their                       dangerous to others; such as assets that,


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                                                    76892                 Federal Register / Vol. 80, No. 238 / Friday, December 11, 2015 / Proposed Rules

                                                    in the hands of an unauthorized                         a resisting subject, or to otherwise                  timely and appropriate use of an LESD
                                                    individual, present a substantial                       accomplish the lawful performance of                  can de-escalate situations quickly and
                                                    potential danger of death or serious                    assigned duties as described in                       before conditions lead to increased
                                                    bodily harm to others. Examples include                 § 632.6(c)(1) through (9). In the context             escalation of force. Special Text (ST)
                                                    high risk portable and lethal missiles,                 of use of force, this part uses the term              19–LESM, task 191–389–0057, outlines
                                                    rockets, arms, ammunition, explosives,                  ‘‘less-lethal’’ force in lieu of ‘‘nonlethal’’        performance measures to subdue a
                                                    chemical agents, and special nuclear                    because there is no guarantee that                    subject using an LESD.
                                                    material.                                               properly employed ‘‘less-lethal’’ force                  (b) An LESD is employed as a NLW
                                                      (4) Serious offenses against persons.                 will not inadvertently cause severe                   capability and is not intended to replace
                                                    When deadly force reasonably appears                    injury or death. Employment of less-                  firearms or lesser means of force. An
                                                    necessary to prevent the commission of                  lethal force may include the use of                   LESD may be used when all of the
                                                    kidnapping, sexual assault, or any                      NLW.                                                  following conditions are met:
                                                    offense involving or threatening death                     (b) DA personnel using NLW during                     (1) When one of the circumstances in
                                                    or serious bodily harm.                                 the employment of less-lethal force, as               § 632.6(c)(1) through (9) is present; and
                                                      (5) Arrest or apprehension. When                      well as the party against which the                      (2) When lesser means of force
                                                    deadly force reasonably appears to be                   tactic is used, will receive appropriate              options have been, or likely will be,
                                                    necessary to arrest, apprehend, or                      medical care if injured as a result of the            ineffective; and
                                                    prevent the escape of a person who,                     NLW.                                                     (3) When there is a reasonable
                                                    there is probable cause to believe, has                    (c) Less-lethal force may be used                  expectation that it will be unsafe for law
                                                    committed an offense of the nature                      under the following circumstances:                    enforcement personnel to approach
                                                    specified in paragraphs § 632.5(f)(2)                      (1) Against persons assaulting other               within physical contact range of the
                                                    through (4).                                            persons or themselves in order to                     subject; and
                                                      (6) Escapes. When deadly force has                    prevent injury and/or continuation of                    (4) When law enforcement or security
                                                    been specifically authorized by the                     the assault when lesser means of force                personnel determine that deadly force is
                                                    Secretary of the Army and reasonably                    have failed or are not considered a                   not justified or not necessary.
                                                    appears to be necessary to prevent the                  viable option by the ALEO.                               (c) Before employing an LESD, law
                                                    escape of a prisoner, provided law                         (2) Against persons offering physical              enforcement or security personnel must
                                                    enforcement or security personnel have                  resistance to lawful arrest or                        assess how effective it will be in their
                                                    probable cause to believe that the                      apprehension when alternatives to the                 given situation. The decision to use an
                                                    escaping prisoner poses a threat of                     use of force have failed or are not                   LESD will depend upon the totality of
                                                    serious bodily harm either to security                  considered a viable option by the ALEO.               the circumstances, including but not
                                                    personnel or others.                                       (3) Against persons passively resisting            limited to the level of resistance of the
                                                      (g) Additional requirements for the                   a lawful, full-custody arrest or                      subject, the nature of the threat to the
                                                    use of firearms.                                        apprehension when alternatives to the                 officer or others, the severity of the
                                                      (1) When the situation permits, an                    use of force have failed or are not                   subject’s suspected crime, and the
                                                    order of ‘‘halt’’ will be given.                        considered a viable option by the ALEO.               overall hostility of the situation. After
                                                      (2) Warning shots are prohibited.                        (4) To prevent the escape of a                     employing an LESD, law enforcement or
                                                      (3) When a firearm is discharged, it                  prisoner.                                             security personnel must determine
                                                    will be fired with the intent of rendering                 (5) To prevent the destruction of DoD
                                                                                                                                                                  whether further employment is
                                                    the person(s) at whom it is discharged                  property.
                                                                                                                                                                  warranted based on the continuing
                                                    incapable of continuing the activity or                    (6) Against animals menacing or
                                                                                                                                                                  presence of the conditions in paragraph
                                                    course of behavior prompting the                        attacking a person or themselves.
                                                                                                               (7) To quell a major or minor                      § 632.7(b) and based on the totality of
                                                    individual to shoot.                                                                                          the circumstances described in this
                                                      (4) Shots will be fired only with due                 disturbance within a correctional
                                                                                                            facility.                                             paragraph.
                                                    regard for the safety of innocent
                                                                                                               (8) To quell a riot or civil                          (d) An LESD is not a substitute for
                                                    bystanders.
                                                                                                            disobedience.                                         deadly force and should not be used in
                                                      (5) In case of holstered weapons, a
                                                                                                               (9) To move or incapacitate an unruly              situations where deadly force is
                                                    weapon should only be removed from
                                                                                                            prisoner.                                             necessary.
                                                    the holster when a potential need to use
                                                                                                                                                                     (e) Prior to employing an LESD, law
                                                    deadly force is reasonably anticipated or               § 632.7   Launched electrode stun device.             enforcement, correctional or security
                                                    display of the weapon may avoid the
                                                                                                              (a) A launched electrode stun device                personnel will give a verbal warning
                                                    need to use deadly force.
                                                                                                            (LESD) is an Electronic Control Device                and verbal commands to a resisting
                                                      (h) Commanders of ACOMs, ASCCs,
                                                                                                            (ECD) that is used to temporarily                     subject, when and if the situation
                                                    and DRUs may establish additional
                                                                                                            incapacitate a non-compliant subject                  permits. Verbal warnings and
                                                    considerations in implementing
                                                                                                            with an electrical stimulus delivered by              commands are not necessary if the
                                                    procedures over the use of firearms.
                                                                                                            direct contact or propelled probes. This              threat to law enforcement personnel or
                                                    Subpart C—Less-Lethal Force                             electrical stimulus affects the sensory               to the safety of others dictates
                                                                                                            and motor functions of the central                    immediate action.
                                                    § 632.6   Less-lethal force.                            nervous system interrupting voluntary                    (f) The use of an LESD may eliminate
                                                       (a) DoDD 3000.03E establishes DoD                    control of skeletal muscles and causing               the need for hands-on active
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                                                    policy for the development and                          immediate, involuntary muscle                         countermeasures. Law enforcement,
                                                    employment of NLWs. DA personnel                        contractions. The intended effect is                  correctional or security personnel may
                                                    (Army Law Enforcement Officer                           neuromuscular incapacitation to ensure                utilize empty hand tactics prior to
                                                    (ALEO), correctional or security guards)                compliance by the non-compliant                       employing an LESD as the situation
                                                    may employ less-lethal force with the                   subject. An LESD is intended to                       dictates. However, law enforcement,
                                                    reasonable amount of force necessary                    minimize injury to law enforcement or                 correctional, or security personnel are
                                                    under the circumstances to detain or                    security personnel, non-compliant                     not required to attempt empty hand
                                                    effect a lawful arrest or apprehension of               subjects, and innocent bystanders. The                control tactics if they believe those


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                                                                          Federal Register / Vol. 80, No. 238 / Friday, December 11, 2015 / Proposed Rules                                               76893

                                                    tactics would be dangerous or                           subdue a subject without causing                      beyond what is provided in this part.
                                                    ineffective.                                            permanent injury. The M39 IRCAD                       The servicing SJA is critical in
                                                       (g) Notwithstanding § 632.7(b), an                   contains enough OC or ‘‘pepper spray’’                analyzing the particular installation’s
                                                    LESD will not be used:                                  for 15 one-second bursts. It has an                   jurisdictional arrangement, and
                                                       (1) When it is known that the subject                operational range of 10 to 30 feet. ST                determining whether state law (for U.S.
                                                    has come into contact with flammable                    19–LESM, task 191–376–5108 and task                   installations) or host nation law (for
                                                    liquids or is in a flammable                            191–389–0037, outlines performance                    non-U.S. installations) impacts the use
                                                    environment; or                                         measures to subdue a subject with OC                  of LESD, OC and/or baton on the
                                                       (2) When the subject is in a position                spray while in performance of law                     installation.
                                                    where falling may cause significant                     enforcement duties. Soldier Training                     (b) After consultation with the
                                                    injury or death; or                                     Publication (STP) 19–31E1–SM, task                    servicing judge advocate or legal
                                                       (3) As a punitive measure to coerce an               191–31E–0042 and 191–31E–1369,                        advisor, conduct the appropriate level of
                                                    uncooperative subject; or                               outline performance measures for use of               inquiry in accordance with AR 15–6 for
                                                       (4) To awaken an unconscious subject                 OC spray while in a correctional facility.            all incidents involving law enforcement
                                                    (e.g., due to intoxication).                              (b) Medical considerations. (1) Once                personnel’s application of physical force
                                                       (h) Notwithstanding § 632.7(b), an                   the subject has been taken into custody,              in the line of duty. The completed
                                                    LESD should not be used in the                          begin the decontamination process.                    inquiry will be filed as an enclosure
                                                    following circumstances unless                            (2) During transport, reassure the                  within the Law Enforcement Report.
                                                    absolutely necessary:                                   subject and monitor them for medical                  [FR Doc. 2015–31194 Filed 12–10–15; 8:45 am]
                                                       (1) On a subject operating a motor                   distress, coherence, and respiration.                 BILLING CODE 3710–08–P
                                                    vehicle; or                                               (3) Seek immediate medical assistance
                                                       (2) On a subject gripping a firearm; or              upon any sign of medical distress.
                                                       (3) On women known or suspected to                     (4) Seek medical assistance if the
                                                    be pregnant; or                                                                                               ENVIRONMENTAL PROTECTION
                                                                                                            direct effects of the OC spray does not               AGENCY
                                                       (4) On persons perceived to be 60                    dissipate within an hour.
                                                    years of age or older, or disabled; or                                                                        40 CFR Part 52
                                                       (5) On persons perceived to be                       § 632.9    Expandable or straight baton.
                                                    children 14 years of age or younger.                      (a) The baton is used for law                       [EPA–R05–OAR–2015–0563; FRL–9939–79–
                                                       (i) Post-employment responsibilities.                enforcement self-defense and for                      Region 5]
                                                    (1) Law enforcement, correctional or                    keeping rioters and/or non-compliant
                                                    security personnel must seek medical                    subjects out of arms reach. The baton                 Air Plan Approval; Minnesota;
                                                    treatment or clearance from medical                     may be employed in situations where                   Transportation Conformity Procedures
                                                    personnel prior to further law                          the use of a firearm is not authorized or             AGENCY:  Environmental Protection
                                                    enforcement processing after employing                  necessary, and when law enforcement,                  Agency (EPA).
                                                    an LESD on a non-compliant subject.                     correctional or security personnel
                                                                                                                                                                  ACTION: Proposed rule.
                                                       (2) If requested by the subject, law                 reasonably believe that a lower level of
                                                    enforcement, correctional or security                   force will be ineffective or jeopardize               SUMMARY:    The Environmental Protection
                                                    personnel must ensure that medical                      the safety of the law enforcement                     Agency (EPA) is proposing to approve a
                                                    treatment is provided after an LESD has                 personnel.                                            revision submitted by the State of
                                                    been employed, regardless of the                          (b) Authorized use. The baton may be                Minnesota on July 16, 2015. The
                                                    subject’s apparent medical condition.                   used as a defensive impact instrument                 purpose of this revision is to establish
                                                       (3) If an LESD probes are lodged in                  to block or strike an assailant. The                  transportation conformity criteria and
                                                    the soft tissue areas near the eye, throat,             subjects’ actions and levels of resistance            procedures related to interagency
                                                    ear, groin, or genitals, law enforcement,               will determine how the baton is                       consultation, and enforceability of
                                                    correctional or security personnel will                 employed. STP 19–LESM, task 191–                      certain transportation related control
                                                    summon medical personnel to the                         376–5210, outlines performance                        and mitigation measures.
                                                    scene, or will transport the subject to                 measures (e.g. appropriate and
                                                                                                                                                                  DATES: Comments must be received on
                                                    the nearest medical facility to have the                inappropriate strike areas) to subdue a
                                                                                                                                                                  or before January 11, 2016.
                                                    probes removed by medical personnel.                    subject with a straight baton while in
                                                       (4) During processing, the                           performance of law enforcement duties.                ADDRESSES: Submit your comments,
                                                    apprehending law enforcement                            STP 19–31E–SM, task 191–376–4140,                     identified by Docket ID No. EPA–R05–
                                                    personnel will inform the detention                     outlines performance measures when                    OAR–2015–0563, by one of the
                                                    personnel that they employed an LESD                    using a riot baton as a member of a riot              following methods:
                                                    against the subject. Law enforcement                    control formation.                                       1. www.regulations.gov: Follow the
                                                    personnel will not transfer a subject to                  (c) Location of use. Consideration                  on-line instructions for submitting
                                                    a detention center after employment of                  must be used when employing the baton                 comments.
                                                    an LESD if the probes have not been                     on vital areas of the body such as the                   2. Email: blakley.pamela@epa.gov.
                                                    removed, or if the subject has not                      head, neck or spine. Baton blows to the                  3. Fax: (312) 692–2450.
                                                    received, requested or required medical                 head can cripple or kill. Batons will not                4. Mail: Pamela Blakley, Chief,
                                                    care.                                                   be used to apply pressure to the head,                Control Strategies Section, Air Programs
                                                                                                                                                                  Branch (AR–18J), U.S. Environmental
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                                                                                                            neck or throat.
                                                    § 632.8   Oleoresin capsicum (OC) spray.                                                                      Protection Agency, 77 West Jackson
                                                      (a) The Army M39 Individual Riot                      § 632.10    Jurisdiction and authority.               Boulevard, Chicago, Illinois 60604.
                                                    Control Agent Dispenser (IRCAD)                           (a) The DES, Correctional Facility                     5. Hand Delivery: Pamela Blakley,
                                                    contains OC and is intended for law                     Commander or PM for each installation,                Chief, Control Strategies Section, Air
                                                    enforcement use in self-defense and for                 in coordination with the senior/garrison              Programs Branch (AR–18J), U.S.
                                                    controlling rioters, prisoners, and/or                  commander and the staff judge advocate                Environmental Protection Agency, 77
                                                    non-compliant subjects. It is designed to               (SJA), may place further limitations on               West Jackson Boulevard, Chicago,
                                                    provide a safe and effective way to                     the use of an LESD, OC, and/or baton                  Illinois 60604. Such deliveries are only


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Document Created: 2018-03-02 09:12:39
Document Modified: 2018-03-02 09:12:39
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesConsideration will be given to all comments received by: February 9, 2016.
ContactMr. John Hargitt, (703) 424-3309.
FR Citation80 FR 76889 
RIN Number0702-AA68
CFR AssociatedDeadly Force; Expandable Or Straight Baton; Firearms Policy; Jurisdiction and Authority; Launched Electrode Stun Device; Less-Lethal Force; Oleoresin Capsicum (oc) Spray and Procedures for Use of Force

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