80_FR_77908 80 FR 77668 - Software-Enabled Consumer Products Study: Notice and Request for Public Comment

80 FR 77668 - Software-Enabled Consumer Products Study: Notice and Request for Public Comment

LIBRARY OF CONGRESS
U.S. Copyright Office

Federal Register Volume 80, Issue 240 (December 15, 2015)

Page Range77668-77672
FR Document2015-31411

The U.S. Copyright Office is undertaking a study at the request of Congress to review the role of copyright law with respect to software-enabled consumer products. The topics of public inquiry include whether the application of copyright law to software in everyday products enables or frustrates innovation and creativity in the design, distribution and legitimate uses of new products and innovative services. The Office also is seeking information as to whether legitimate interests or business models for copyright owners and users could be improved or undermined by changes to the copyright law in this area. This is a highly specific study not intended to examine or address more general questions about software and copyright protection.

Federal Register, Volume 80 Issue 240 (Tuesday, December 15, 2015)
[Federal Register Volume 80, Number 240 (Tuesday, December 15, 2015)]
[Notices]
[Pages 77668-77672]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-31411]


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LIBRARY OF CONGRESS

U.S. Copyright Office

[Docket No. 2015-6]


Software-Enabled Consumer Products Study: Notice and Request for 
Public Comment

AGENCY: U.S. Copyright Office, Library of Congress.

ACTION: Notice of inquiry.

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SUMMARY: The U.S. Copyright Office is undertaking a study at the 
request of Congress to review the role of copyright law with respect to 
software-enabled consumer products. The topics of public inquiry 
include whether the application of copyright law to software in 
everyday products enables or frustrates innovation and creativity in 
the design, distribution and legitimate uses of new products and 
innovative services. The Office also is seeking information as to 
whether legitimate interests or business models for copyright owners 
and users could be improved or undermined by changes to the copyright 
law in this area. This is a highly specific study not intended to 
examine or address more general questions about software and copyright 
protection.

DATES: Written comments must be received no later than February 16, 
2016 at 11:59 p.m. Eastern Time. Written reply comments must be 
received no later than March 18, 2016 at 11:59 p.m. Eastern Time. The 
Office will be announcing one or more public meetings, to take place 
after written comments are received, by separate notice in the future.

ADDRESSES: All comments must be submitted electronically. Specific 
instructions for submitting comments will be posted on the Copyright 
Office Web site at http://www.copyright.gov/policy/software on or 
before February 1, 2016. To meet accessibility standards, all comments 
must be provided in a single file not to exceed six megabytes (MB) in 
one of the following formats: Portable Document File (PDF) format 
containing searchable, accessible text (not an image); Microsoft Word; 
WordPerfect; Rich Text Format (RTF); or ASCII text file format (not a 
scanned document). Both the web form and face of the uploaded comments 
must include the name of the submitter and any organization the 
submitter represents. The Office will post all comments publicly in the 
form that they are received. If electronic submission of comments is 
not feasible, please contact the Office using the contact information 
below for special instructions.

FOR FURTHER INFORMATION CONTACT: Sarang V. Damle, Deputy General 
Counsel, [email protected]; Catherine Rowland, Senior Advisor to the 
Register of Copyrights, [email protected]; or Erik Bertin, Deputy 
Director of Registration Policy and Practice, [email protected]. Each can 
be reached by telephone at (202) 707-8350.

SUPPLEMENTARY INFORMATION: Copyrighted software can be found in a wide 
range of everyday consumer products--from cars, to refrigerators, to 
cellphones, to thermostats, and more. Consumers have benefited greatly 
from this development: Software brings new

[[Page 77669]]

qualities to ordinary products, making them safer, more efficient, and 
easier to use. At the same time, software's ubiquity raises significant 
policy issues across a broad range of subjects, including privacy, 
cybersecurity, and intellectual property rights. These include 
questions about the impact of existing copyright law on innovation and 
consumer uses of everyday products and innovative services that rely on 
such products. In light of these concerns, Senators Charles E. Grassley 
and Patrick Leahy (the Chairman and Ranking Member, respectively, of 
the Senate Committee on the Judiciary) have asked the U.S. Copyright 
Office to ``undertake a comprehensive review of the role of copyright 
in the complex set of relationships at the heart'' of the issues raised 
by the spread of software in everyday products.\1\ The Senators called 
on the Office to seek public input from ``interested industry 
stakeholders, consumer advocacy groups, and relevant federal 
agencies,'' and make appropriate recommendations for legislative or 
other changes.\2\ The report must be completed no later than December 
15, 2016.\3\
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    \1\ Letter from Sen. Charles E. Grassley, Chairman, Senate 
Committee on the Judiciary, and Sen. Patrick Leahy, Ranking Member, 
Senate Committee on the Judiciary, to Maria A. Pallante, Register of 
Copyrights, U.S. Copyright Office, at 1 (Oct. 22, 2015), available 
at http://www.copyright.gov/policy/software.
    \2\ Id. at 2.
    \3\ Id.
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    This study is not the proper forum for issues arising under section 
1201 of the Copyright Act, which addresses the circumvention of 
technological protection measures on copyrighted works. Earlier this 
year, the Register of Copyrights testified that certain aspects of the 
section 1201 anticircumvention provisions of the Digital Millennium 
Copyright Act (``DMCA'') were unanticipated when enacted almost twenty 
years ago, and would benefit from further review. These issues include, 
for example, the application of anticircumvention rules to everyday 
products, as well as their impact on encryption research and security 
testing. If you wish to submit comments about section 1201, please do 
so through the forthcoming section 1201 study, information on which 
will be available shortly at www.copyright.gov.

I. Background

    Copyright law has expressly protected computer programs,\4\ whether 
used in general purpose computers or embedded in everyday consumer 
products, since the enactment of the 1976 Copyright Act (``1976 Act''). 
Though the 1976 Act did not expressly list computer programs as 
copyrightable subject matter, the Act's legislative history makes it 
evident that Congress intended for them to be protected by copyright 
law as literary works.\5\ At the same time, in the 1976 Act, Congress 
recognized that ``the area of computer uses of copyrighted works'' was 
a ``major area [where] the problems are not sufficiently developed for 
a definitive legislative solution.'' \6\ Accordingly, as originally 
enacted, 17 U.S.C. 117 ``preserve[d] the status quo'' as it existed in 
1976 with respect to computer uses,\7\ by providing that copyright 
owners had no ``greater and lesser rights with respect to the use of 
the work in conjunction with automatic systems capable of storing, 
processing, retrieving, or transferring information, or in conjunction 
with any similar device, machine, or process, than those afforded to 
works under the law'' as it existed prior to the effective date of the 
1976 Act.\8\
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    \4\ Although the Copyright Act uses the term ``computer 
program,'' see 17 U.S.C. 101 (definition of ``computer program''), 
the terms ``software'' and ``computer program'' are used 
interchangeably in this notice.
    \5\ See H.R. Rep. No. 94-1476, at 55 (1976); see also National 
Commission on New Technological Uses of Copyrighted Works, Final 
Report of the National Commission on New Technological Uses of 
Copyrighted Works 16 (1978) (``CONTU Report'').
    \6\ H.R. Rep. No. 94-1476, at 55.
    \7\ Id.
    \8\ Public Law 94-553, sec. 117, 90 Stat. 2541, 2565 (1976).
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    Since the 1976 Act's enactment, the scope of copyright protection 
for computer programs has continued to be refined by Congress through 
legislation and by the courts through litigation. At least some of that 
attention has focused on the precise problem presented here: The 
presence of software in everyday products.

A. CONTU Report

    In the mid-1970s, Congress created the National Commission on New 
Technological Uses of Copyrighted Works (``CONTU'') to study and report 
on the complex issues raised by extending copyright protection to 
computer programs.\9\ In its 1978 Report, CONTU recommended that 
Congress continue to protect computer programs under copyright law, 
specifically by amending section 101 of the 1976 Act to include a 
definition of computer programs and by replacing section 117 as enacted 
in the 1976 Act with a new provision providing express limitations on 
the exclusive rights of reproduction and adaptation of computer 
programs under certain conditions.\10\ Congress adopted CONTU's 
legislative recommendations in 1980.\11\
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    \9\ See CONTU Report at 3-4.
    \10\ Id. at 12.
    \11\ See Act of Dec. 12, 1980, Public Law 96-517, sec. 10, 94 
Stat. 3015, 3028-29.
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    While CONTU did not specifically anticipate that software would 
become embedded in everyday products, CONTU did recognize some general 
issues resulting from the fact that computer programs need a machine to 
operate. Specifically, CONTU recognized that the process by which a 
machine operates a computer program necessitates the making of a copy 
of the program and that adaptations are sometimes necessary to make a 
program interoperable with the machine.\12\ CONTU preliminarily 
addressed these issues by including in its recommended revisions to 
section 117 a provision permitting the reproduction or adaptation of a 
computer program when created as an essential step in using the program 
in conjunction with a machine, finding that ``[b]ecause the placement 
of a work into a computer is the preparation of a copy, the law should 
provide that persons in rightful possession of copies of programs be 
able to use them freely without fear of exposure to copyright 
liability.'' \13\ CONTU's recommendations for the new section 117 also 
included a provision permitting the making of copies and adaptations 
for archival purposes.\14\
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    \12\ See CONTU Report at 12-14.
    \13\ Id. at 12-13.
    \14\ Id.
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    At the same time, CONTU foresaw that the issues surrounding 
copyright protection for software would have to be examined again by 
Congress and the Copyright Office:

    [T]he Commission recognizes that the dynamics of computer 
science promise changes in the creation and use of authors' writings 
that cannot be predicted with any certainty. The effects of these 
changes should have the attention of Congress and its appropriate 
agencies to ensure that those who are the responsible policy makers 
maintain an awareness of the changing impact of computer technology 
on both the needs of authors and the role of authors in the 
information age. To that end, the Commission recommends that 
Congress, through the appropriate committees, and the Copyright 
Office, in the course of its administration of copyright 
registrations and other activities, continuously monitor the impact 
of computer applications on the creation of works of authorship.\15\
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    \15\ Id. at 46.

B. Computer Software Rental Amendments Act of 1990

    A decade later, in response to concerns that commercial rental of

[[Page 77670]]

computer programs would encourage illegal copying of such programs, 
Congress passed the Computer Software Rental Amendments Act of 1990 
(``Computer Software Rental Act''), which amended section 109 of the 
Copyright Act to prohibit the rental, lease or lending of a computer 
program for direct or indirect commercial gain unless authorized by the 
copyright owner of the program.\16\ Notably, Congress also expressly 
provided an exception to this prohibition for ``a computer program 
which is embodied in a machine or product and which cannot be copied 
during the ordinary operation or use of the machine or product.'' \17\ 
In doing so, Congress recognized that computer programs can be embedded 
in machines or products and tailored the rental legislation to avoid 
interference with the ordinary use of such products.\18\
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    \16\ See Public Law 101-650, 104 Stat. 5089, 5134-35 (1990); 17 
U.S.C. 109(b)(1)(A).
    \17\ 17 U.S.C. 109(b)(1)(B)(i).
    \18\ See Computer Software Rental Amendments Act (H.R. 2740, 
H.R. 5297, and S. 198): Hearing Before the Subcomm. on Courts, 
Intellectual Prop., and the Admin. of Justice of the H. Comm. on the 
Judiciary, 101st Cong. 15-16 (1990) (statement of Rep. Mike Synar) 
(``Some parties have interpreted the [Computer Software Rental Act] 
as potentially affecting computer programs which may be contained as 
a component of another machine, such as a program which drives a 
mechanized robot or runs a microwave or a household kitchen utensil. 
Such a result was not intended and will be addressed in this 
legislation.'').
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C. DMCA

    Congress revisited the issues surrounding software and copyright 
law with the DMCA.\19\ As particularly relevant here, the DMCA amended 
section 117 of the Copyright Act to permit the reproduction of computer 
programs for the purposes of machine maintenance or repair following a 
court of appeals decision \20\ that cast doubt on the ability of 
independent service organizations to repair computer hardware.\21\ This 
provision foreshadows the more general concerns raised by the spread of 
software in everyday products--namely, that maintaining or repairing a 
software-enabled product often will require copying of the software. 
Section 104 of the DMCA also directed the Office to study the effects 
of the DMCA amendments and the development of electronic commerce and 
associated technology on the operation of sections 109 and 117 of the 
Copyright Act, as well as ``the relationship between existing and 
emergent technology and the operation of sections 109 and 117.'' \22\ 
The Office subsequently published a report detailing its findings and 
recommendations in August 2001 (``Section 104 Report'').\23\
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    \19\ Public Law 105-304, 112 Stat. 2860 (1998).
    \20\ MAI Sys. Corp. v. Peak Computer, 991 F.2d 511 (9th Cir. 
1993).
    \21\ See DMCA, sec. 302, 112 Stat. 2860, 2887 (1998); S. Rep. 
No. 105-190, at 21-22 (1998).
    \22\ DMCA, sec. 104, 112 Stat. 2860, 2876 (1998).
    \23\ See generally U.S. Copyright Office, DMCA Section 104 
Report (2001).
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    The Section 104 Report discussed a number of issues relevant to the 
discussion of software in everyday products. For instance, it addressed 
proposals to add a ``digital first sale'' right to section 109 of the 
Copyright Act to explicitly grant consumers the authority to resell 
works in digital format. Although the Office concluded that no 
legislative changes to section 109 were necessary at the time, it 
recognized that ``[t]he time may come when Congress may wish to 
consider further how to address these concerns.'' \24\ In particular, 
the Office anticipated some of the issues presented here when it 
highlighted ``the operation of the first sale doctrine in the context 
of works tethered to a particular device''--an example of which would 
be software embedded in everyday products--as an issue worthy of 
continued monitoring.\25\ Additionally, the Office noted the concern 
that unilateral contractual provisions could be used to limit 
consumers' ability to invoke exceptions and limitations in copyright 
law. Although the Office concluded that those issues were outside the 
scope of the study, and that ``market forces may well prevent right 
holders from unreasonably limiting consumer privileges,'' it also 
recognized that ``it is possible that at some point in the future a 
case could be made for statutory change.'' \26\
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    \24\ Id. at 96-97.
    \25\ Id. at xvi-xvii.
    \26\ Id. at 162-64.
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D. Developments in Case Law

    In the meantime, courts, too, have weighed in on a number of issues 
concerning copyright protection of software, including 
copyrightability, the application of the fair use doctrine, and 
ownership of software by consumers. In analyzing these issues, however, 
courts have not generally distinguished between software installed on 
general purpose computers and that embedded in everyday products.
    Courts have helped define the scope of copyright protection for 
software and address questions of infringement through application of 
doctrines such as the idea/expression dichotomy (codified in 17 U.S.C. 
102(b)), merger, and sc[egrave]nes [agrave] faire.\27\ The idea/
expression dichotomy, as applied to software, excludes from copyright 
protection the abstract ``methodology or processes adopted by the 
programmer'' in creating the code.\28\ In the context of software, the 
merger doctrine excludes certain otherwise creative expression from 
copyright protection when it is the only way, or one of a limited 
number of ways, to perform a given computing task.\29\ The 
sc[egrave]nes [agrave] faire doctrine has been used to limit or 
eliminate copyright protection for elements of a program that are 
dictated by external factors or by efficiency concerns, such as the 
mechanical specifications of the computer on which the program 
runs.\30\
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    \27\ See, e.g., Lexmark International, Inc. v. Static Control 
Components, Inc., 387 F.3d 522, 534-36 (6th Cir. 2004); Apple 
Computer, Inc. v. Franklin Computer Corp., 714 F.2d 1240, 1252-53 
(3d Cir. 1983); Computer Management Assistance Co. v. DeCastro, 220 
F.3d 396, 400-02 (5th Cir. 2000).
    \28\ H.R. Rep. No. 94-1476, at 9; see also CONTU Report at 22 
(``[C]opyright leads to the result that anyone is free to make a 
computer carry out any unpatented process, but not to misappropriate 
another's writing to do so.'').
    \29\ See CONTU Report at 20 (``[C]opyrighted language may be 
copied without infringing when there is but a limited number of ways 
to express a given idea. . . . In the computer context, this means 
that when specific instructions, even though previously copyrighted, 
are the only and essential means of accomplishing a given task, 
their later use by another will not amount to an infringement.'').
    \30\ See, e.g., Lexmark, 387 F.3d at 535-36 (outlining 
applicability of doctrine to computer programs).
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    The fair use doctrine, codified in 17 U.S.C. 107, is also relevant 
here. Courts have applied the fair use doctrine to permit uses of 
software that ensure interoperability of software with new products and 
devices. For example, in Sega Enterprises Ltd. v. Accolade, Inc., the 
Court of Appeals for the Ninth Circuit held that copying a video game 
console's computer program to decompile and reverse engineer the object 
code to make it interoperable with video games created by the defendant 
was a fair use.\31\ Similarly, in Sony Computer Entertainment, Inc. v. 
Connectix Corp., the court held that reverse engineering the operating 
system of a PlayStation gaming console to develop a computer program 
allowing users to play PlayStation video games on a desktop computer, 
as well as making copies in the course of such reverse engineering, was 
a fair use.\32\
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    \31\ 977 F.2d 1510, 1527-28 (9th Cir. 1992), amended by 1993 
U.S. App. LEXIS 78 (9th Cir. 1993).
    \32\ 203 F.3d 596, 602-08 (9th Cir. 2000).
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    Another important issue courts have tackled involves the scope of 
section 117's limitations on exclusive rights in computer programs. 
Section 117(a) allows copies or adaptations of

[[Page 77671]]

computer programs to be made either ``as an essential step in the 
utilization of the computer program in conjunction with a machine'' or 
for archival purposes, but this provision may only be invoked by ``the 
owner of a copy of a computer program.'' \33\ This raises difficult 
questions regarding whether a consumer owns a copy of software 
installed on a device or machine for purposes of section 117 when 
formal title is lacking or a license purports to impose restrictions on 
the use of the computer program. Courts have provided somewhat 
conflicting guidance regarding this issue, and the application of the 
law can be unclear in many contexts.\34\
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    \33\ 17 U.S.C. 117(a).
    \34\ Compare Krause v. Titleserv, Inc., 402 F.3d 119, 124 (2d 
Cir. 2005), with Vernor v. Autodesk, Inc., 621 F.3d 1102, 1111 (9th 
Cir. 2010).
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E. Recent Legislation

    Issues associated with the spread of copyrighted software in 
everyday products have prompted legislative action in an attempt to 
address some of the copyright issues created by the spread of such 
works.\35\ In the context of section 1201--which, as explained, is the 
subject of a separate Copyright Office study--Congress enacted 
legislation in August 2014 to broaden the regulatory exemption 
permitting the circumvention of technological measures for the purpose 
of connecting wireless telephone handsets to wireless communication 
networks (a process commonly known as ``cellphone unlocking'').\36\
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    \35\ Bills have also been introduced addressing related issues 
outside copyright law stemming from the spread of software in 
everyday products. The Spy Car Act of 2015 would direct the National 
Highway Traffic Safety Administration to conduct a rulemaking and 
issue motor vehicle cybersecurity regulations protecting against 
unauthorized access to electronic systems in vehicles or driving 
data, such as information about a vehicle's location, speed or 
owner, collected by such electronic systems. SPY Car Act of 2015, S. 
1806, 114th Cong. sec. 2 (2015). A discussion draft introduced in 
the Commerce, Manufacturing, and Trade Subcommittee of the Energy & 
Commerce Committee of the House of Representatives would prohibit 
access to electronic control units or critical systems in a motor 
vehicle. A Bill to provide greater transparency, accountability, and 
safety authority to the National Highway Traffic Safety 
Administration, and for other purposes [Discussion Draft], 114th 
Cong. sec. 302 (2015), available at http://docs.house.gov/meetings/IF/IF17/20151021/104070/BILLS-114pih-DiscussionDraftonVehicleandRoadwaySafety.pdf.
    \36\ See Unlocking Consumer Choice and Wireless Competition Act, 
Public Law 113-144, 128 Stat. 1751 (2014).
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    The Unlocking Technology Act of 2015, as most pertinent to this 
study, would amend section 117 of the Copyright Act to permit the 
reproduction or adaptation of ``the software or firmware of a user-
purchased mobile communications device for the sole purpose of . . . 
connect[ing] to a wireless communications network'' if the reproduction 
or adaptation is initiated by or with the consent of the owner of the 
device, the owner is in legal possession of the device, and the owner 
has the consent of the authorized operator of the wireless 
communications network to use the network.\37\ The legislation would 
also limit the prohibition on circumvention in section 1201 of title 17 
to circumstances where circumvention is carried out in order to 
infringe or facilitate the infringement of a copyrighted work, and 
would permit the use of or trafficking in circumvention devices unless 
the intent of such use or trafficking is to infringe or facilitate 
infringement.\38\
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    \37\ Unlocking Technology Act, H.R. 1587, 114th Cong. sec. 3 
(2015).
    \38\ Id. sec. 2.
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    In addition, the You Own Devices Act (``YODA'') would amend section 
109 of the Copyright Act to allow the transfer of ownership of a copy 
of a computer program embedded on a machine or other product ``if [the] 
computer program enables any part of [that] machine or other product to 
operate,'' as well as any right to receive software updates or security 
patches from the manufacturer.\39\ This right of transfer could not be 
waived by any contractual agreement.\40\ In addition, the original 
owner of the device would be prohibited from retaining an unauthorized 
copy of the computer program after transferring the device and the 
computer program to another person.\41\
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    \39\ YODA, H.R. 862, 114th Cong. sec. 2 (2015).
    \40\ Id.
    \41\ Id.
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F. Relationship to Questions About Section 1201

    Some issues related to software embedded in everyday products have 
come to the forefront in recent years through the 1201 rulemaking 
process. As the Copyright Office has frequently noted, the 1201 
rulemaking can serve as a barometer for larger public policy questions, 
including issues that may merit or would require legislative change. 
The public should not submit concerns about section 1201 through this 
software study, but rather through the Copyright Office's forthcoming 
study on section 1201, information about which will be available 
shortly at http://www.copyright.gov/.

II. Subjects of Inquiry

    In response to the letter from Senators Grassley and Leahy, the 
Office is seeking public comment on the following five topics. A party 
choosing to respond to this Notice of Inquiry need not address every 
subject, but the Office requests that responding parties clearly 
identify and separately address each subject for which a response is 
submitted.
    1. The provisions of the copyright law that are implicated by the 
ubiquity of copyrighted software in everyday products;
    2. Whether, and to what extent, the design, distribution, and 
legitimate uses of products are being enabled and/or frustrated by the 
application of existing copyright law to software in everyday products;
    3. Whether, and to what extent, innovative services are being 
enabled and/or frustrated by the application of existing copyright law 
to software in everyday products;
    4. Whether, and to what extent, legitimate interests or business 
models for copyright owners and users could be undermined or improved 
by changes to the copyright law in this area; and
    5. Key issues in how the copyright law intersects with other areas 
of law in establishing how products that rely on software to function 
can be lawfully used.
    When addressing these topics, respondents should consider the 
following specific issues:
    1. Whether copyright law should distinguish between software 
embedded in ``everyday products'' and other types of software, and, if 
so, how such a distinction might be drawn in an administrable manner.
    a. Whether ``everyday products'' can be distinguished from other 
products that contain software, such as general purpose computers--
essentially how to define ``everyday products.''
    b. If distinguishing between software embedded in ``everyday 
products'' and other types of software is impracticable, whether there 
are alternative ways the Office can distinguish between categories of 
software.
    2. The rationale and proper scope of copyright protection for 
software embedded in everyday products, including the extent to which 
copyright infringement is a concern with respect to such software.
    3. The need to enable interoperability with software-embedded 
devices, including specific examples of ways in which the law 
frustrates or enables such interoperability.
    4. Whether current limitations on and exceptions to copyright 
protection

[[Page 77672]]

adequately address issues concerning software embedded in everyday 
products, or whether amendments or clarifications would be useful. 
Specific areas of interest include:
    a. The idea/expression dichotomy (codified in 17 U.S.C. 102(b))
    b. The merger doctrine
    c. The sc[egrave]nes [agrave] faire doctrine
    d. Fair use (codified in 17 U.S.C. 107)
    e. The first-sale doctrine (codified in 17 U.S.C. 109)
    f. Statutory limitations on exclusive rights in computer programs 
(codified in 17 U.S.C. 117)
    5. The state of contract law vis-[agrave]-vis software embedded in 
everyday products, and how contracts such as end user license 
agreements impact investment in and the dissemination and use of 
everyday products, including whether any legislative action in this 
area is needed.
    6. Any additional relevant issues not raised above.

    Dated: December 9, 2015.
Maria A. Pallante,
Register of Copyrights, U.S. Copyright Office.
[FR Doc. 2015-31411 Filed 12-14-15; 8:45 am]
 BILLING CODE 1410-30-P



                                                    77668                      Federal Register / Vol. 80, No. 240 / Tuesday, December 15, 2015 / Notices

                                                    SUPPLEMENTARY INFORMATION:     Written                  offenders accountable for their crimes of             law with respect to software-enabled
                                                    comments and suggestions from the                       violence against women. OVW                           consumer products. The topics of public
                                                    public and affected agencies concerning                 administers the STOP Formula Grants                   inquiry include whether the application
                                                    the proposed collection of information                  Program. The grant funds must be                      of copyright law to software in everyday
                                                    are encouraged. Your comments should                    distributed by STOP state                             products enables or frustrates
                                                    address one or more of the following                    administrators to subgrantees according               innovation and creativity in the design,
                                                    four points:                                            to a statutory formula (as amended).                  distribution and legitimate uses of new
                                                    —Evaluate whether the proposed                             (5) An estimate of the total number of             products and innovative services. The
                                                      collection of information is necessary                respondents and the amount of time                    Office also is seeking information as to
                                                      for the proper performance of the                     estimated for an average respondent to                whether legitimate interests or business
                                                      functions of the agency, including                    respond/reply: It is estimated that it will           models for copyright owners and users
                                                      whether the information will have                     take the 56 respondents (STOP                         could be improved or undermined by
                                                      practical utility;                                    administrators) approximately one hour                changes to the copyright law in this
                                                    —Evaluate the accuracy of the agency’s                  to complete an annual progress report.                area. This is a highly specific study not
                                                      estimate of the burden of the                         It is estimated that it will take                     intended to examine or address more
                                                      proposed collection of information,                   approximately one hour for roughly                    general questions about software and
                                                      including the validity of the                         2500 subgrantees 1 to complete the                    copyright protection.
                                                      methodology and assumptions used;                     relevant portion of the annual progress               DATES: Written comments must be
                                                    —Enhance the quality, utility, and                      report. The Annual Progress Report for                received no later than February 16, 2016
                                                      clarity of the information to be                      the STOP Formula Grants Program is                    at 11:59 p.m. Eastern Time. Written
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                                                      of information on those who are to                    subgrantees may engage in and the                     Eastern Time. The Office will be
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                                                      mechanical, or other technological                    agencies, prosecutors’ offices, courts,               comments are received, by separate
                                                      collection techniques or other forms                  victim services agencies, etc.                        notice in the future.
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                                                      permitting electronic submission of                   burden (in hours) associated with the                 submitted electronically. Specific
                                                      responses.                                            collection: The total annual hour burden              instructions for submitting comments
                                                    Overview of This Information                            to complete the annual progress report                will be posted on the Copyright Office
                                                    Collection                                              is 2,556 hours.                                       Web site at http://www.copyright.gov/
                                                                                                               If additional information is required              policy/software on or before February 1,
                                                       (1) Type of Information Collection:                  contact: Jerri Murray, Department                     2016. To meet accessibility standards,
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                                                    Collection.                                             Department of Justice, Justice
                                                       (2) Title of the Form/Collection:                                                                          single file not to exceed six megabytes
                                                                                                            Management Division, Policy and                       (MB) in one of the following formats:
                                                    Annual Progress Report for STOP                         Planning Staff, Two Constitution
                                                    Violence Against Women Formula Grant                                                                          Portable Document File (PDF) format
                                                                                                            Square, 145 N Street NE., Room                        containing searchable, accessible text
                                                    Program.                                                3E.405B, Washington, DC 20530.
                                                       (3) Agency form number, if any, and                                                                        (not an image); Microsoft Word;
                                                    the applicable component of the                           Dated: December 9, 2015.                            WordPerfect; Rich Text Format (RTF); or
                                                    Department of Justice sponsoring the                    Jerri Murray,                                         ASCII text file format (not a scanned
                                                    collection: Form Number: 1122–0003.                     Department Clearance Officer for PRA, U.S.            document). Both the web form and face
                                                    U.S. Department of Justice, Office on                   Department of Justice.                                of the uploaded comments must include
                                                    Violence Against Women.                                 [FR Doc. 2015–31468 Filed 12–14–15; 8:45 am]          the name of the submitter and any
                                                       (4) Affected public who will be asked                BILLING CODE 4410–FX–P
                                                                                                                                                                  organization the submitter represents.
                                                    or required to respond, as well as a brief                                                                    The Office will post all comments
                                                    abstract: The affected public includes                                                                        publicly in the form that they are
                                                    the 56 STOP state administrators (from                                                                        received. If electronic submission of
                                                                                                            LIBRARY OF CONGRESS
                                                    50 states, the District of Columbia and                                                                       comments is not feasible, please contact
                                                    five territories and commonwealths                      U.S. Copyright Office                                 the Office using the contact information
                                                    (Guam, Puerto Rico, American Samoa,                                                                           below for special instructions.
                                                                                                            [Docket No. 2015–6]                                   FOR FURTHER INFORMATION CONTACT:
                                                    Virgin Islands, Northern Mariana
                                                    Islands)) and their subgrantees. The                    Software-Enabled Consumer Products                    Sarang V. Damle, Deputy General
                                                    STOP Violence Against Women                             Study: Notice and Request for Public                  Counsel, sdam@loc.gov; Catherine
                                                    Formula Grants Program was authorized                   Comment                                               Rowland, Senior Advisor to the Register
                                                    through the Violence Against Women                                                                            of Copyrights, crowland@loc.gov; or Erik
                                                    Act of 1994 (VAWA) and reauthorized                     AGENCY: U.S. Copyright Office, Library                Bertin, Deputy Director of Registration
                                                    and amended in 2000, 2005, and 2013.                    of Congress.                                          Policy and Practice, ebertin@loc.gov.
                                                    Its purpose is to promote a coordinated,                ACTION: Notice of inquiry.                            Each can be reached by telephone at
asabaliauskas on DSK5VPTVN1PROD with NOTICES




                                                    multi-disciplinary approach to                                                                                (202) 707–8350.
                                                    improving the criminal justice system’s                 SUMMARY:  The U.S. Copyright Office is                SUPPLEMENTARY INFORMATION:
                                                    response to violence against women.                     undertaking a study at the request of                 Copyrighted software can be found in a
                                                    The STOP Formula Grants Program                         Congress to review the role of copyright              wide range of everyday consumer
                                                    envisions a partnership among law                         1 Each year the number of STOP subgrantees
                                                                                                                                                                  products—from cars, to refrigerators, to
                                                    enforcement, prosecution, courts, and                   changes. The number 2,500 is based on the number
                                                                                                                                                                  cellphones, to thermostats, and more.
                                                    victim advocacy organizations to                        of reports that OVW has received in the past from     Consumers have benefited greatly from
                                                    enhance victim safety and hold                          STOP subgrantees.                                     this development: Software brings new


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                                                                               Federal Register / Vol. 80, No. 240 / Tuesday, December 15, 2015 / Notices                                                      77669

                                                    qualities to ordinary products, making                  general purpose computers or                            under certain conditions.10 Congress
                                                    them safer, more efficient, and easier to               embedded in everyday consumer                           adopted CONTU’s legislative
                                                    use. At the same time, software’s                       products, since the enactment of the                    recommendations in 1980.11
                                                    ubiquity raises significant policy issues               1976 Copyright Act (‘‘1976 Act’’).                         While CONTU did not specifically
                                                    across a broad range of subjects,                       Though the 1976 Act did not expressly                   anticipate that software would become
                                                    including privacy, cybersecurity, and                   list computer programs as copyrightable                 embedded in everyday products,
                                                    intellectual property rights. These                     subject matter, the Act’s legislative                   CONTU did recognize some general
                                                    include questions about the impact of                   history makes it evident that Congress                  issues resulting from the fact that
                                                    existing copyright law on innovation                    intended for them to be protected by                    computer programs need a machine to
                                                    and consumer uses of everyday                           copyright law as literary works.5 At the                operate. Specifically, CONTU
                                                    products and innovative services that                   same time, in the 1976 Act, Congress                    recognized that the process by which a
                                                    rely on such products. In light of these                recognized that ‘‘the area of computer                  machine operates a computer program
                                                    concerns, Senators Charles E. Grassley                  uses of copyrighted works’’ was a                       necessitates the making of a copy of the
                                                    and Patrick Leahy (the Chairman and                     ‘‘major area [where] the problems are                   program and that adaptations are
                                                    Ranking Member, respectively, of the                    not sufficiently developed for a                        sometimes necessary to make a program
                                                    Senate Committee on the Judiciary)                      definitive legislative solution.’’ 6                    interoperable with the machine.12
                                                    have asked the U.S. Copyright Office to                 Accordingly, as originally enacted, 17                  CONTU preliminarily addressed these
                                                    ‘‘undertake a comprehensive review of                   U.S.C. 117 ‘‘preserve[d] the status quo’’               issues by including in its recommended
                                                    the role of copyright in the complex set                as it existed in 1976 with respect to                   revisions to section 117 a provision
                                                    of relationships at the heart’’ of the                  computer uses,7 by providing that                       permitting the reproduction or
                                                    issues raised by the spread of software                 copyright owners had no ‘‘greater and                   adaptation of a computer program when
                                                    in everyday products.1 The Senators                     lesser rights with respect to the use of                created as an essential step in using the
                                                    called on the Office to seek public input               the work in conjunction with automatic                  program in conjunction with a machine,
                                                    from ‘‘interested industry stakeholders,                systems capable of storing, processing,                 finding that ‘‘[b]ecause the placement of
                                                    consumer advocacy groups, and                           retrieving, or transferring information,                a work into a computer is the
                                                    relevant federal agencies,’’ and make                   or in conjunction with any similar                      preparation of a copy, the law should
                                                    appropriate recommendations for                         device, machine, or process, than those                 provide that persons in rightful
                                                    legislative or other changes.2 The report               afforded to works under the law’’ as it                 possession of copies of programs be able
                                                    must be completed no later than                         existed prior to the effective date of the              to use them freely without fear of
                                                    December 15, 2016.3                                     1976 Act.8                                              exposure to copyright liability.’’ 13
                                                       This study is not the proper forum for                                                                       CONTU’s recommendations for the new
                                                                                                               Since the 1976 Act’s enactment, the                  section 117 also included a provision
                                                    issues arising under section 1201 of the
                                                                                                            scope of copyright protection for                       permitting the making of copies and
                                                    Copyright Act, which addresses the
                                                                                                            computer programs has continued to be                   adaptations for archival purposes.14
                                                    circumvention of technological
                                                                                                            refined by Congress through legislation                    At the same time, CONTU foresaw
                                                    protection measures on copyrighted
                                                                                                            and by the courts through litigation. At                that the issues surrounding copyright
                                                    works. Earlier this year, the Register of
                                                                                                            least some of that attention has focused                protection for software would have to be
                                                    Copyrights testified that certain aspects
                                                                                                            on the precise problem presented here:                  examined again by Congress and the
                                                    of the section 1201 anticircumvention
                                                                                                            The presence of software in everyday                    Copyright Office:
                                                    provisions of the Digital Millennium
                                                                                                            products.
                                                    Copyright Act (‘‘DMCA’’) were                                                                                     [T]he Commission recognizes that the
                                                    unanticipated when enacted almost                       A. CONTU Report                                         dynamics of computer science promise
                                                    twenty years ago, and would benefit                                                                             changes in the creation and use of authors’
                                                    from further review. These issues                         In the mid-1970s, Congress created                    writings that cannot be predicted with any
                                                    include, for example, the application of                the National Commission on New                          certainty. The effects of these changes should
                                                                                                            Technological Uses of Copyrighted                       have the attention of Congress and its
                                                    anticircumvention rules to everyday                                                                             appropriate agencies to ensure that those
                                                    products, as well as their impact on                    Works (‘‘CONTU’’) to study and report
                                                                                                                                                                    who are the responsible policy makers
                                                    encryption research and security testing.               on the complex issues raised by
                                                                                                                                                                    maintain an awareness of the changing
                                                    If you wish to submit comments about                    extending copyright protection to                       impact of computer technology on both the
                                                    section 1201, please do so through the                  computer programs.9 In its 1978 Report,                 needs of authors and the role of authors in
                                                    forthcoming section 1201 study,                         CONTU recommended that Congress                         the information age. To that end, the
                                                    information on which will be available                  continue to protect computer programs                   Commission recommends that Congress,
                                                    shortly at www.copyright.gov.                           under copyright law, specifically by                    through the appropriate committees, and the
                                                                                                            amending section 101 of the 1976 Act to                 Copyright Office, in the course of its
                                                    I. Background                                           include a definition of computer                        administration of copyright registrations and
                                                                                                                                                                    other activities, continuously monitor the
                                                       Copyright law has expressly protected                programs and by replacing section 117                   impact of computer applications on the
                                                    computer programs,4 whether used in                     as enacted in the 1976 Act with a new                   creation of works of authorship.15
                                                                                                            provision providing express limitations
                                                       1 Letter from Sen. Charles E. Grassley, Chairman,    on the exclusive rights of reproduction                 B. Computer Software Rental
                                                    Senate Committee on the Judiciary, and Sen. Patrick     and adaptation of computer programs                     Amendments Act of 1990
                                                    Leahy, Ranking Member, Senate Committee on the
                                                    Judiciary, to Maria A. Pallante, Register of                                                                      A decade later, in response to
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                                                                                                              5 See H.R. Rep. No. 94–1476, at 55 (1976); see also
                                                    Copyrights, U.S. Copyright Office, at 1 (Oct. 22,                                                               concerns that commercial rental of
                                                    2015), available at http://www.copyright.gov/           National Commission on New Technological Uses
                                                    policy/software.                                        of Copyrighted Works, Final Report of the National
                                                                                                                                                                      10 Id. at 12.
                                                       2 Id. at 2.                                          Commission on New Technological Uses of
                                                       3 Id.                                                Copyrighted Works 16 (1978) (‘‘CONTU Report’’).           11 See  Act of Dec. 12, 1980, Public Law 96–517,
                                                       4 Although the Copyright Act uses the term
                                                                                                              6 H.R. Rep. No. 94–1476, at 55.                       sec. 10, 94 Stat. 3015, 3028–29.
                                                                                                              7 Id.                                                   12 See CONTU Report at 12–14.
                                                    ‘‘computer program,’’ see 17 U.S.C. 101 (definition
                                                                                                              8 Public Law 94–553, sec. 117, 90 Stat. 2541, 2565      13 Id. at 12–13.
                                                    of ‘‘computer program’’), the terms ‘‘software’’ and
                                                    ‘‘computer program’’ are used interchangeably in        (1976).                                                   14 Id.

                                                    this notice.                                              9 See CONTU Report at 3–4.                              15 Id. at 46.




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                                                    77670                      Federal Register / Vol. 80, No. 240 / Tuesday, December 15, 2015 / Notices

                                                    computer programs would encourage                       emergent technology and the operation                  à faire.27 The idea/expression
                                                    illegal copying of such programs,                       of sections 109 and 117.’’ 22 The Office               dichotomy, as applied to software,
                                                    Congress passed the Computer Software                   subsequently published a report                        excludes from copyright protection the
                                                    Rental Amendments Act of 1990                           detailing its findings and                             abstract ‘‘methodology or processes
                                                    (‘‘Computer Software Rental Act’’),                     recommendations in August 2001                         adopted by the programmer’’ in creating
                                                    which amended section 109 of the                        (‘‘Section 104 Report’’).23                            the code.28 In the context of software,
                                                    Copyright Act to prohibit the rental,                      The Section 104 Report discussed a                  the merger doctrine excludes certain
                                                    lease or lending of a computer program                  number of issues relevant to the                       otherwise creative expression from
                                                    for direct or indirect commercial gain                  discussion of software in everyday                     copyright protection when it is the only
                                                    unless authorized by the copyright                      products. For instance, it addressed                   way, or one of a limited number of
                                                    owner of the program.16 Notably,                        proposals to add a ‘‘digital first sale’’              ways, to perform a given computing
                                                    Congress also expressly provided an                     right to section 109 of the Copyright Act              task.29 The scènes à faire doctrine has
                                                    exception to this prohibition for ‘‘a                   to explicitly grant consumers the                      been used to limit or eliminate
                                                    computer program which is embodied                      authority to resell works in digital                   copyright protection for elements of a
                                                    in a machine or product and which                       format. Although the Office concluded                  program that are dictated by external
                                                    cannot be copied during the ordinary                    that no legislative changes to section                 factors or by efficiency concerns, such
                                                    operation or use of the machine or                      109 were necessary at the time, it                     as the mechanical specifications of the
                                                    product.’’ 17 In doing so, Congress                     recognized that ‘‘[t]he time may come                  computer on which the program runs.30
                                                    recognized that computer programs can                   when Congress may wish to consider                         The fair use doctrine, codified in 17
                                                    be embedded in machines or products                     further how to address these                           U.S.C. 107, is also relevant here. Courts
                                                    and tailored the rental legislation to                  concerns.’’ 24 In particular, the Office               have applied the fair use doctrine to
                                                    avoid interference with the ordinary use                anticipated some of the issues presented               permit uses of software that ensure
                                                    of such products.18                                     here when it highlighted ‘‘the operation               interoperability of software with new
                                                                                                            of the first sale doctrine in the context              products and devices. For example, in
                                                    C. DMCA                                                                                                        Sega Enterprises Ltd. v. Accolade, Inc.,
                                                                                                            of works tethered to a particular
                                                      Congress revisited the issues                                                                                the Court of Appeals for the Ninth
                                                                                                            device’’—an example of which would
                                                    surrounding software and copyright law                                                                         Circuit held that copying a video game
                                                                                                            be software embedded in everyday
                                                    with the DMCA.19 As particularly                                                                               console’s computer program to
                                                                                                            products—as an issue worthy of
                                                    relevant here, the DMCA amended                                                                                decompile and reverse engineer the
                                                                                                            continued monitoring.25 Additionally,
                                                    section 117 of the Copyright Act to                                                                            object code to make it interoperable
                                                                                                            the Office noted the concern that
                                                    permit the reproduction of computer                                                                            with video games created by the
                                                                                                            unilateral contractual provisions could
                                                    programs for the purposes of machine                                                                           defendant was a fair use.31 Similarly, in
                                                                                                            be used to limit consumers’ ability to
                                                    maintenance or repair following a court                                                                        Sony Computer Entertainment, Inc. v.
                                                                                                            invoke exceptions and limitations in
                                                    of appeals decision 20 that cast doubt on                                                                      Connectix Corp., the court held that
                                                                                                            copyright law. Although the Office
                                                    the ability of independent service                                                                             reverse engineering the operating
                                                                                                            concluded that those issues were
                                                    organizations to repair computer                                                                               system of a PlayStation gaming console
                                                                                                            outside the scope of the study, and that
                                                    hardware.21 This provision foreshadows                                                                         to develop a computer program allowing
                                                                                                            ‘‘market forces may well prevent right
                                                    the more general concerns raised by the                                                                        users to play PlayStation video games
                                                                                                            holders from unreasonably limiting
                                                    spread of software in everyday                                                                                 on a desktop computer, as well as
                                                                                                            consumer privileges,’’ it also recognized
                                                    products—namely, that maintaining or                                                                           making copies in the course of such
                                                                                                            that ‘‘it is possible that at some point in
                                                    repairing a software-enabled product                                                                           reverse engineering, was a fair use.32
                                                                                                            the future a case could be made for
                                                    often will require copying of the                                                                                  Another important issue courts have
                                                                                                            statutory change.’’ 26
                                                    software. Section 104 of the DMCA also                                                                         tackled involves the scope of section
                                                    directed the Office to study the effects                D. Developments in Case Law                            117’s limitations on exclusive rights in
                                                    of the DMCA amendments and the                                                                                 computer programs. Section 117(a)
                                                    development of electronic commerce                        In the meantime, courts, too, have                   allows copies or adaptations of
                                                    and associated technology on the                        weighed in on a number of issues
                                                    operation of sections 109 and 117 of the                concerning copyright protection of                       27 See, e.g., Lexmark International, Inc. v. Static

                                                    Copyright Act, as well as ‘‘the                         software, including copyrightability, the              Control Components, Inc., 387 F.3d 522, 534–36
                                                                                                            application of the fair use doctrine, and              (6th Cir. 2004); Apple Computer, Inc. v. Franklin
                                                    relationship between existing and                                                                              Computer Corp., 714 F.2d 1240, 1252–53 (3d Cir.
                                                                                                            ownership of software by consumers. In
                                                                                                                                                                   1983); Computer Management Assistance Co. v.
                                                       16 See Public Law 101–650, 104 Stat. 5089, 5134–     analyzing these issues, however, courts                DeCastro, 220 F.3d 396, 400–02 (5th Cir. 2000).
                                                    35 (1990); 17 U.S.C. 109(b)(1)(A).                      have not generally distinguished                         28 H.R. Rep. No. 94–1476, at 9; see also CONTU
                                                       17 17 U.S.C. 109(b)(1)(B)(i).
                                                                                                            between software installed on general                  Report at 22 (‘‘[C]opyright leads to the result that
                                                       18 See Computer Software Rental Amendments
                                                                                                            purpose computers and that embedded                    anyone is free to make a computer carry out any
                                                    Act (H.R. 2740, H.R. 5297, and S. 198): Hearing                                                                unpatented process, but not to misappropriate
                                                                                                            in everyday products.                                  another’s writing to do so.’’).
                                                    Before the Subcomm. on Courts, Intellectual Prop.,
                                                    and the Admin. of Justice of the H. Comm. on the          Courts have helped define the scope                    29 See CONTU Report at 20 (‘‘[C]opyrighted

                                                    Judiciary, 101st Cong. 15–16 (1990) (statement of       of copyright protection for software and               language may be copied without infringing when
                                                    Rep. Mike Synar) (‘‘Some parties have interpreted                                                              there is but a limited number of ways to express a
                                                    the [Computer Software Rental Act] as potentially
                                                                                                            address questions of infringement                      given idea. . . . In the computer context, this means
                                                    affecting computer programs which may be                through application of doctrines such as               that when specific instructions, even though
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                                                    contained as a component of another machine, such       the idea/expression dichotomy (codified                previously copyrighted, are the only and essential
                                                    as a program which drives a mechanized robot or         in 17 U.S.C. 102(b)), merger, and scènes              means of accomplishing a given task, their later use
                                                    runs a microwave or a household kitchen utensil.                                                               by another will not amount to an infringement.’’).
                                                    Such a result was not intended and will be                                                                       30 See, e.g., Lexmark, 387 F.3d at 535–36
                                                                                                              22 DMCA,    sec. 104, 112 Stat. 2860, 2876 (1998).
                                                    addressed in this legislation.’’).                                                                             (outlining applicability of doctrine to computer
                                                       19 Public Law 105–304, 112 Stat. 2860 (1998).          23 See  generally U.S. Copyright Office, DMCA        programs).
                                                       20 MAI Sys. Corp. v. Peak Computer, 991 F.2d 511     Section 104 Report (2001).                               31 977 F.2d 1510, 1527–28 (9th Cir. 1992),
                                                                                                              24 Id. at 96–97.
                                                    (9th Cir. 1993).                                                                                               amended by 1993 U.S. App. LEXIS 78 (9th Cir.
                                                       21 See DMCA, sec. 302, 112 Stat. 2860, 2887            25 Id. at xvi–xvii.                                  1993).
                                                    (1998); S. Rep. No. 105–190, at 21–22 (1998).             26 Id. at 162–64.                                      32 203 F.3d 596, 602–08 (9th Cir. 2000).




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                                                                                Federal Register / Vol. 80, No. 240 / Tuesday, December 15, 2015 / Notices                                           77671

                                                    computer programs to be made either                       purchased mobile communications                      II. Subjects of Inquiry
                                                    ‘‘as an essential step in the utilization of              device for the sole purpose of . . .                    In response to the letter from Senators
                                                    the computer program in conjunction                       connect[ing] to a wireless                           Grassley and Leahy, the Office is
                                                    with a machine’’ or for archival                          communications network’’ if the                      seeking public comment on the
                                                    purposes, but this provision may only                     reproduction or adaptation is initiated              following five topics. A party choosing
                                                    be invoked by ‘‘the owner of a copy of                    by or with the consent of the owner of               to respond to this Notice of Inquiry need
                                                    a computer program.’’ 33 This raises                      the device, the owner is in legal                    not address every subject, but the Office
                                                    difficult questions regarding whether a                   possession of the device, and the owner              requests that responding parties clearly
                                                    consumer owns a copy of software                          has the consent of the authorized                    identify and separately address each
                                                    installed on a device or machine for                      operator of the wireless                             subject for which a response is
                                                    purposes of section 117 when formal                       communications network to use the                    submitted.
                                                    title is lacking or a license purports to                 network.37 The legislation would also                   1. The provisions of the copyright law
                                                    impose restrictions on the use of the                     limit the prohibition on circumvention               that are implicated by the ubiquity of
                                                    computer program. Courts have                             in section 1201 of title 17 to                       copyrighted software in everyday
                                                    provided somewhat conflicting                             circumstances where circumvention is                 products;
                                                    guidance regarding this issue, and the                    carried out in order to infringe or                     2. Whether, and to what extent, the
                                                    application of the law can be unclear in                                                                       design, distribution, and legitimate uses
                                                                                                              facilitate the infringement of a
                                                    many contexts.34                                                                                               of products are being enabled and/or
                                                                                                              copyrighted work, and would permit the
                                                    E. Recent Legislation                                     use of or trafficking in circumvention               frustrated by the application of existing
                                                                                                              devices unless the intent of such use or             copyright law to software in everyday
                                                      Issues associated with the spread of                                                                         products;
                                                    copyrighted software in everyday                          trafficking is to infringe or facilitate
                                                                                                                                                                      3. Whether, and to what extent,
                                                    products have prompted legislative                        infringement.38
                                                                                                                                                                   innovative services are being enabled
                                                    action in an attempt to address some of                      In addition, the You Own Devices Act              and/or frustrated by the application of
                                                    the copyright issues created by the                       (‘‘YODA’’) would amend section 109 of                existing copyright law to software in
                                                    spread of such works.35 In the context                    the Copyright Act to allow the transfer              everyday products;
                                                    of section 1201—which, as explained, is                   of ownership of a copy of a computer                    4. Whether, and to what extent,
                                                    the subject of a separate Copyright                       program embedded on a machine or                     legitimate interests or business models
                                                    Office study—Congress enacted                             other product ‘‘if [the] computer                    for copyright owners and users could be
                                                    legislation in August 2014 to broaden                     program enables any part of [that]                   undermined or improved by changes to
                                                    the regulatory exemption permitting the                   machine or other product to operate,’’ as            the copyright law in this area; and
                                                    circumvention of technological                            well as any right to receive software                   5. Key issues in how the copyright
                                                    measures for the purpose of connecting                    updates or security patches from the                 law intersects with other areas of law in
                                                    wireless telephone handsets to wireless                   manufacturer.39 This right of transfer               establishing how products that rely on
                                                    communication networks (a process                                                                              software to function can be lawfully
                                                                                                              could not be waived by any contractual
                                                    commonly known as ‘‘cellphone                                                                                  used.
                                                                                                              agreement.40 In addition, the original
                                                    unlocking’’).36                                                                                                   When addressing these topics,
                                                      The Unlocking Technology Act of                         owner of the device would be
                                                                                                              prohibited from retaining an                         respondents should consider the
                                                    2015, as most pertinent to this study,                                                                         following specific issues:
                                                    would amend section 117 of the                            unauthorized copy of the computer
                                                                                                                                                                      1. Whether copyright law should
                                                    Copyright Act to permit the                               program after transferring the device
                                                                                                                                                                   distinguish between software embedded
                                                    reproduction or adaptation of ‘‘the                       and the computer program to another
                                                                                                                                                                   in ‘‘everyday products’’ and other types
                                                    software or firmware of a user-                           person.41
                                                                                                                                                                   of software, and, if so, how such a
                                                                                                              F. Relationship to Questions About                   distinction might be drawn in an
                                                      33 17  U.S.C. 117(a).
                                                      34 Compare
                                                                                                              Section 1201                                         administrable manner.
                                                                    Krause v. Titleserv, Inc., 402 F.3d
                                                    119, 124 (2d Cir. 2005), with Vernor v. Autodesk,
                                                                                                                                                                      a. Whether ‘‘everyday products’’ can
                                                    Inc., 621 F.3d 1102, 1111 (9th Cir. 2010).                  Some issues related to software                    be distinguished from other products
                                                       35 Bills have also been introduced addressing          embedded in everyday products have                   that contain software, such as general
                                                    related issues outside copyright law stemming from        come to the forefront in recent years                purpose computers—essentially how to
                                                    the spread of software in everyday products. The          through the 1201 rulemaking process.
                                                    Spy Car Act of 2015 would direct the National
                                                                                                                                                                   define ‘‘everyday products.’’
                                                    Highway Traffic Safety Administration to conduct          As the Copyright Office has frequently                  b. If distinguishing between software
                                                    a rulemaking and issue motor vehicle cybersecurity        noted, the 1201 rulemaking can serve as              embedded in ‘‘everyday products’’ and
                                                    regulations protecting against unauthorized access        a barometer for larger public policy                 other types of software is impracticable,
                                                    to electronic systems in vehicles or driving data,
                                                    such as information about a vehicle’s location,           questions, including issues that may                 whether there are alternative ways the
                                                    speed or owner, collected by such electronic              merit or would require legislative                   Office can distinguish between
                                                    systems. SPY Car Act of 2015, S. 1806, 114th Cong.        change. The public should not submit                 categories of software.
                                                    sec. 2 (2015). A discussion draft introduced in the
                                                                                                              concerns about section 1201 through                     2. The rationale and proper scope of
                                                    Commerce, Manufacturing, and Trade                                                                             copyright protection for software
                                                    Subcommittee of the Energy & Commerce                     this software study, but rather through
                                                    Committee of the House of Representatives would           the Copyright Office’s forthcoming                   embedded in everyday products,
                                                    prohibit access to electronic control units or critical   study on section 1201, information                   including the extent to which copyright
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                                                    systems in a motor vehicle. A Bill to provide greater                                                          infringement is a concern with respect
                                                    transparency, accountability, and safety authority to     about which will be available shortly at
                                                    the National Highway Traffic Safety                       http://www.copyright.gov/.                           to such software.
                                                    Administration, and for other purposes [Discussion                                                                3. The need to enable interoperability
                                                    Draft], 114th Cong. sec. 302 (2015), available at           37 Unlocking Technology Act, H.R. 1587, 114th
                                                                                                                                                                   with software-embedded devices,
                                                    http://docs.house.gov/meetings/IF/IF17/20151021/
                                                                                                              Cong. sec. 3 (2015).                                 including specific examples of ways in
                                                    104070/BILLS-114pih-                                                                                           which the law frustrates or enables such
                                                                                                                38 Id. sec. 2.
                                                    DiscussionDraftonVehicleandRoadwaySafety.pdf.
                                                       36 See Unlocking Consumer Choice and Wireless            39 YODA, H.R. 862, 114th Cong. sec. 2 (2015).      interoperability.
                                                    Competition Act, Public Law 113–144, 128 Stat.              40 Id.                                                4. Whether current limitations on and
                                                    1751 (2014).                                                41 Id.                                             exceptions to copyright protection


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                                                    77672                      Federal Register / Vol. 80, No. 240 / Tuesday, December 15, 2015 / Notices

                                                    adequately address issues concerning                    SUPPLEMENTARY INFORMATION:      The                     By Direction of the Board.
                                                    software embedded in everyday                           purpose of this meeting is to discuss                 William B. Cowen,
                                                    products, or whether amendments or                      matters relating to the Classified                    Solicitor.
                                                    clarifications would be useful. Specific                National Security Information Program                 [FR Doc. 2015–31421 Filed 12–14–15; 8:45 am]
                                                    areas of interest include:                              for State, Local, Tribal, and Private                 BILLING CODE 7545–01–P
                                                       a. The idea/expression dichotomy                     Sector Entities. The meeting will be
                                                    (codified in 17 U.S.C. 102(b))                          open to the public. However, due to
                                                       b. The merger doctrine                               space limitations and access procedures,
                                                       c. The scènes à faire doctrine                     you must submit the name and                          NUCLEAR REGULATORY
                                                       d. Fair use (codified in 17 U.S.C. 107)              telephone number of individuals                       COMMISSION
                                                       e. The first-sale doctrine (codified in              planning to attend to the Information
                                                    17 U.S.C. 109)                                          Security Oversight Office (ISOO) no                   [Docket Nos. 50–275, 50–323, and 72–26;
                                                       f. Statutory limitations on exclusive                later than Friday, January 22, 2016.                  NRC–2015–0244]
                                                    rights in computer programs (codified in                ISOO will provide additional
                                                    17 U.S.C. 117)                                                                                                Pacific Gas and Electric Company;
                                                                                                            instructions for accessing the meeting’s
                                                       5. The state of contract law vis-à-vis                                                                    Diablo Canyon Power Plant, Units 1
                                                                                                            location.
                                                    software embedded in everyday                                                                                 and 2, and Diablo Canyon Independent
                                                    products, and how contracts such as                       Dated: December 8, 2015.                            Spent Fuel Storage Installation
                                                    end user license agreements impact                      Patrice Little Murray,
                                                    investment in and the dissemination                                                                           AGENCY:  Nuclear Regulatory
                                                                                                            Committee Management Officer.
                                                    and use of everyday products, including                                                                       Commission.
                                                                                                            [FR Doc. 2015–31526 Filed 12–14–15; 8:45 am]
                                                    whether any legislative action in this                                                                        ACTION: Finding of no significant impact
                                                                                                            BILLING CODE 7515–01–P
                                                    area is needed.                                                                                               with associated environmental
                                                       6. Any additional relevant issues not                                                                      assessment; final issuance.
                                                    raised above.
                                                                                                                                                                  SUMMARY:     The U.S. Nuclear Regulatory
                                                      Dated: December 9, 2015.                              NATIONAL LABOR RELATIONS                              Commission (NRC) is issuing an
                                                    Maria A. Pallante,                                      BOARD                                                 environmental assessment (EA) and
                                                    Register of Copyrights, U.S. Copyright Office.                                                                finding of no significant impact (FONSI)
                                                                                                            Notice of Appointments of Individuals                 related to a request to amend the
                                                    [FR Doc. 2015–31411 Filed 12–14–15; 8:45 am]
                                                                                                            To Serve as Members of Performance                    Facility Operating License Nos. DPR–80,
                                                    BILLING CODE 1410–30–P
                                                                                                            Review Boards; Correction                             DPR–82, and SNM–2511 issued to
                                                                                                                                                                  Pacific Gas and Electric Company
                                                                                                              Authority: 5 U.S.C. 4314(c)(4).
                                                    NATIONAL ARCHIVES AND RECORDS                                                                                 (PG&E), for operation of the Diablo
                                                    ADMINISTRATION                                          AGENCY:    National Labor Relations                   Canyon Power Plant, Units 1 and 2,
                                                                                                            Board.                                                including the specific-license
                                                    Information Security Oversight Office                   ACTION:   Notice; correction.                         Independent Spent Fuel Storage
                                                                                                                                                                  Installation (hereinafter DCPP or the
                                                    [NARA–2016–007]
                                                                                                                                                                  facility), located in San Luis Obispo
                                                                                                            SUMMARY:   The National Labor Relations
                                                    State, Local, Tribal, and Private Sector                                                                      County, California. The requested
                                                                                                            Board published a document in the
                                                    Policy Advisory Committee (SLTPS–                                                                             amendments would permit licensee
                                                                                                            Federal Register of November 25, 2015,
                                                    PAC) Meeting                                                                                                  security personnel to use certain
                                                                                                            giving notice that certain named
                                                                                                                                                                  firearms and ammunition feeding
                                                    AGENCY:  National Archives and Records                  individuals had been appointed to serve
                                                                                                                                                                  devices not previously permitted,
                                                    Administration (NARA).                                  as members of performance review
                                                                                                                                                                  notwithstanding State, local, and certain
                                                                                                            boards in the National Labor Relations
                                                    ACTION: Notice of Advisory Committee                                                                          Federal firearms laws or regulations that
                                                                                                            Board for the rating year beginning
                                                    Meeting.                                                                                                      otherwise prohibit such actions.
                                                                                                            October 1, 2014 and ending September
                                                                                                            30, 2015. The document failed to list                 ADDRESSES: Please refer to Docket ID
                                                    SUMMARY:   In accordance with the
                                                    Federal Advisory Committee Act (5                       one of the individuals so appointed.                  NRC–2015–0244 when contacting the
                                                    U.S.C. app 2) and implementing                                                                                NRC about the availability of
                                                                                                            FOR FURTHER INFORMATION CONTACT:      Gary            information regarding this document.
                                                    regulation 41 CFR 101–6, NARA                           Shinners, Executive Secretary, National
                                                    announces the following committee                                                                             You may obtain publicly-available
                                                                                                            Labor Relations Board, 1099 14th Street               information related to this document
                                                    meeting.                                                NW., Washington, DC 20570, (202) 273–                 using any of the following methods:
                                                    DATES: The meeting will be on January                   3737 (this is not a toll-free number), 1–                • Federal Rulemaking Web site: Go to
                                                    27, 2016, from 10:00 a.m. to 12:00 p.m.                 866–315–6572 (TTY/TDD).                               http://www.regulations.gov and search
                                                    EDT.                                                                                                          for Docket ID NRC–2015–0244. Address
                                                                                                            Correction
                                                    ADDRESSES: National Archives and                                                                              questions about NRC dockets to Carol
                                                    Records Administration; 700                               In the Federal Register of November                 Gallagher; telephone: 301–415–3463;
                                                    Pennsylvania Avenue NW.; Jefferson                      25, 2015, in FR Doc. 2015–30031, on                   email: Carol.Gallagher@nrc.gov. For
                                                    Room; Washington, DC 20408.                             page 73836, in the third column, correct              technical questions, contact the
asabaliauskas on DSK5VPTVN1PROD with NOTICES




                                                    FOR FURTHER INFORMATION CONTACT:                        the list of names of individuals                      individual listed in the FOR FURTHER
                                                    Robert J. Skwirot, Senior Program                       appointed to serve as members of                      INFORMATION CONTACT section of this
                                                    Analyst, by mail at ISOO, National                      performance review boards by adding                   document.
                                                    Archives Building; 700 Pennsylvania                     the following individual:                                • NRC’s Agencywide Documents
                                                    Avenue NW.; Washington, DC 20408, by                                                                          Access and Management System
                                                                                                            Name and Title
                                                    telephone number at (202) 357–5398, or                                                                        (ADAMS): You may obtain publicly-
                                                    by email at robert.skwirot@nara.gov.                    Deborah Yaffee—Director, Office of Appeals            available documents online in the
                                                    Contact ISOO at ISOO@nara.gov.                            Dated: December 9, 2015.                            ADAMS Public Documents collection at


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Document Created: 2018-03-02 09:15:36
Document Modified: 2018-03-02 09:15:36
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of inquiry.
DatesWritten comments must be received no later than February 16, 2016 at 11:59 p.m. Eastern Time. Written reply comments must be received no later than March 18, 2016 at 11:59 p.m. Eastern Time. The Office will be announcing one or more public meetings, to take place after written comments are received, by separate notice in the future.
ContactSarang V. Damle, Deputy General Counsel, [email protected]; Catherine Rowland, Senior Advisor to the Register of Copyrights, [email protected]; or Erik Bertin, Deputy Director of Registration Policy and Practice, [email protected] Each can be reached by telephone at (202) 707-8350.
FR Citation80 FR 77668 

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