80 FR 79124 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add to the Rules of the Exchange the Ninth Amended and Restated Operating Agreement of New York Stock Exchange LLC

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 243 (December 18, 2015)

Page Range		79124-79125
FR Document		2015-31787

Federal Register, Volume 80 Issue 243 (Friday, December 18, 2015)

[Federal Register Volume 80, Number 243 (Friday, December 18, 2015)]
[Notices]
[Pages 79124-79125]
From the Federal Register Online [www.thefederalregister.org]
[FR Doc No: 2015-31787]

-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-76637: File No. SR-NYSEMKT-2015-102]

Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and
Immediate Effectiveness of Proposed Rule Change To Add to the Rules of
the Exchange the Ninth Amended and Restated Operating Agreement of New
York Stock Exchange LLC

December 14, 2015.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby
given that on December 4, 2015, NYSE MKT LLC (the ``Exchange'' or
``NYSE MKT'') filed with the Securities and Exchange Commission (the
``Commission'') the proposed rule change as described in Items I and II
below, which Items have been prepared by the self-regulatory
organization. The Exchange has designated this proposal as a ``non-
controversial'' proposed rule change pursuant to Section 19(b)(3)(A) of
the Act \4\ and Rule 19b-4(f)(6)(iii) thereunder,\5\ which renders it
effective upon filing with the Commission. The Commission is publishing
this notice to solicit comments on the proposed rule change from
interested persons.
---------------------------------------------------------------------------

\1\ 15 U.S.C. 78s(b)(1).
\2\ 15 U.S.C. 78a.
\3\ 17 CFR 240.19b-4.
\4\ 15 U.S.C. 78s(b)(3)(A).
\5\ 17 CFR 240.19b-4(f)(6)(iii).
---------------------------------------------------------------------------

I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change

The Exchange proposes to add to the rules of the Exchange the Ninth
Amended and Restated Operating Agreement of New York Stock Exchange LLC
(``NYSE LLC''). The text of the proposed rule change is available on
the Exchange's Web site at www.nyse.com, at the principal office of the
Exchange, and at the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

In its filing with the Commission, the self-regulatory organization
included statements concerning the purpose of, and basis for, the
proposed rule change and discussed any comments it received on the
proposed rule change. The text of those statements may be examined at
the places specified in Item IV below. The Exchange has prepared
summaries, set forth in sections A, B, and C below, of the most
significant parts of such statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule Change

1. Purpose
The Exchange proposes to add to the rules of the Exchange the Ninth
Amended and Restated Operating Agreement of NYSE LLC (the ``Ninth NYSE
Operating Agreement'').
In September 2015, the Exchange filed the Eighth Amended and
Restated Operating Agreement of NYSE LLC (the ``Eighth NYSE Operating
Agreement'') as a ``rule of the exchange'' under Section 3(a)(27) of
the Act because NYSE LLC has a wholly-owned subsidiary, NYSE Market
(DE), Inc., which owns a majority interest in NYSE Amex Options LLC
(``NYSE Amex Options''), a facility of the Exchange.\6\
---------------------------------------------------------------------------

\6\ See 15 U.S.C. 78c(a)(27); Securities Exchange Act Release
Nos. 75984 (September 25, 2015), 80 FR 59213, 59214 (October 1,
2015) (SR-NYSEMKT-2015-71).
---------------------------------------------------------------------------

On June 12, 2015, NYSE LLC filed to, among other things, amend the
Eighth NYSE Operating Agreement to establish a Regulatory Oversight
Committee as a committee of its board of directors and to terminate a
delegation agreement between NYSE LLC, NYSE Market (DE), Inc., and NYSE
Regulation, Inc. (the ``Delegation Agreement'').\7\ In its filing, NYSE
LLC represented that the proposed rule changes would be operative
simultaneously with the termination of the Delegation Agreement, no
later than June 30, 2016, on a date determined by the board of
directors of NYSE LLC.\8\ On September 28, 2015, NYSE LLC's rule filing
amending the Eighth NYSE Operating Agreement to effectuate certain
changes was approved.\9\
---------------------------------------------------------------------------

\7\ See Securities Exchange Act Release No. 75288 (June 24,
2015), 80 FR 37316 (June 30, 2015) (SR-NYSE-2015-27) (``Notice'').
\8\ Id.
\9\ See Securities Exchange Act Release No. 75991 (September 28,
2015), 80 FR 59837 (October 2, 2015) (SR-NYSE-2015-27) (``NYSE
Approval Order'').
---------------------------------------------------------------------------

The Exchange is accordingly filing to remove the obsolete Eighth
NYSE Operating Agreement as a ``rule of the exchange'' under Section
3(a)(27) of the Act, and replace it with the Ninth NYSE Operating
Agreement as a ``rule of the exchange'' under Section 3(a)(27) of the
Act, once the Ninth NYSE Operating Agreement is operative.\10\ Under
the NYSE Approval Order, the Ninth NYSE Operating Agreement will be
operative simultaneously with the termination of the Delegation
Agreement, no later than June 30, 2016, on a date determined by the
board of directors of NYSE LLC. The Exchange proposes that the rule
change be operative on that same date. The Eighth NYSE Operating
Agreement would remain the operative document until that time.
---------------------------------------------------------------------------

\10\ 15 U.S.C. 78c(a)(27).
---------------------------------------------------------------------------

2. Statutory Basis
The Exchange believes that the proposed rule change is consistent
with Section 6(b) of the Act \11\ in general, and with Section 6(b)(1)
\12\ in particular, in that it enables the Exchange to be so organized
as to have the capacity to be able to carry out the purposes of the Act
and to comply, and to enforce compliance by its exchange members and
persons associated with its exchange members, with the provisions of
the Act, the rules and regulations thereunder, and the rules of the
Exchange.
---------------------------------------------------------------------------

\11\ 15 U.S.C. 78f(b).
\12\ 15 U.S.C. 78f(b)(1).
---------------------------------------------------------------------------

The Exchange believes that the proposed rule change would
contribute to the orderly operation of the Exchange and would enable
the Exchange to be so organized as to have the capacity to carry out
the purposes of the Act and comply and enforce compliance by its
members and persons associated with its members, with the provisions of
the Act because, by removing the obsolete Eighth NYSE LLC Operating
Agreement and making the Ninth NYSE LLC Operating Agreement a rule of
the Exchange when it becomes operative for NYSE LLC, the Exchange would
be ensuring that its rules remain consistent with the NYSE LLC
operating agreement in effect.
The Exchange notes that, as with the Eighth NYSE LLC Operating
Agreement, it would be required to file as a proposed rule change any
changes to the Ninth NYSE LLC Operating Agreement with the
Commission.\13\ In addition, the

[[Page 79125]]

Exchange believes that the proposed changes are consistent with and
will facilitate an ownership structure of the Exchange's facility NYSE
Amex Options LLC that will provide the Commission with appropriate
oversight tools to ensure that the Commission will have the ability to
enforce the Act with respect to NYSE Amex Options and its direct and
indirect parent entities.
---------------------------------------------------------------------------

\13\ The Exchange notes that any amendment to the NYSE LLC
Operating Agreement would also require that NYSE LLC file a proposed
rule change with the Commission.
---------------------------------------------------------------------------

The Exchange also believes that this filing furthers the objectives
of Section 6(b)(5) of the Act \14\ because the proposed rule change
would be consistent with and facilitate a governance and regulatory
structure that is designed to prevent fraudulent and manipulative acts
and practices, to promote just and equitable principles of trade, to
foster cooperation and coordination with persons engaged in regulating,
clearing, settling, processing information with respect to, and
facilitating transactions in securities, to remove impediments to, and
perfect the mechanism of a free and open market and a national market
system and, in general, to protect investors and the public interest.
The Exchange believes that removing the obsolete Eighth NYSE LLC
Operating Agreement and making the Ninth NYSE LLC Operating Agreement a
rule of the Exchange when it becomes operative for NYSE LLC will remove
impediments to the operation of the Exchange by ensuring that its rules
remain consistent with the NYSE LLC operating agreement in effect. The
Exchange notes that, as with the Eighth NYSE LLC Operating Agreement,
no amendment to the Ninth NYSE LLC Operating Agreement could be made
without the Exchange filing a proposed rule change with the Commission.
For the same reasons, the proposed rule change is also designed to
protect investors as well as the public interest.
---------------------------------------------------------------------------

\14\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------

B. Self-Regulatory Organization's Statement on Burden on Competition

The Exchange does not believe that the proposed rule change would
impose any burden on competition that is not necessary or appropriate
in furtherance of the purposes of the Act. The proposed rule change is
not intended to address competitive issues but rather is concerned
solely with ensuring that the Commission will have the ability to
enforce the Act with respect to the NYSE Amex Options and its direct
and indirect parent entities.

C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others

No written comments were solicited or received with respect to the
proposed rule change.

III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action

The Exchange has filed the proposed rule change pursuant to Section
19(b)(3)(A)(iii) of the Act \15\ and Rule 19b-4(f)(6) thereunder.\16\
Because the proposed rule change does not: (i) Significantly affect the
protection of investors or the public interest; (ii) impose any
significant burden on competition; and (iii) become operative prior to
30 days from the date on which it was filed, or such shorter time as
the Commission may designate, if consistent with the protection of
investors and the public interest, the proposed rule change has become
effective pursuant to Section 19(b)(3)(A) of the Act and Rule 19b-
4(f)(6)(iii) thereunder.
---------------------------------------------------------------------------

\15\ 15 U.S.C. 78s(b)(3)(A)(iii).
\16\ 17 CFR 240.19b-4(f)(6).
---------------------------------------------------------------------------

At any time within 60 days of the filing of such proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act. If the Commission
takes such action, the Commission shall institute proceedings under
Section 19(b)(2)(B) \17\ of the Act to determine whether the proposed
rule change should be approved or disapproved.
---------------------------------------------------------------------------

\17\ 15 U.S.C. 78s(b)(2)(B).
---------------------------------------------------------------------------

IV. Solicitation of Comments

Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:

Electronic Comments

Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number SR-NYSEMKT-2015-102 on the subject line.

Paper Comments

Send paper comments in triplicate to Brent J. Fields,
Secretary, Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.

All submissions should refer to File Number SR-NYSEMKT-2015-102. This
file number should be included on the subject line if email is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549-1090, on official business days between the hours
of 10:00 a.m. and 3:00 p.m. Copies of the filing will also be available
for inspection and copying at the NYSE's principal office and on its
Internet Web site at www.nyse.com. All comments received will be posted
without change; the Commission does not edit personal identifying
information from submissions. You should submit only information that
you wish to make available publicly. All submissions should refer to
File Number SR-NYSEMKT-2015-102 and should be submitted on or before
January 8, 2016.
---------------------------------------------------------------------------

\18\ 17 CFR 200.30-3(a)(12).

For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\18\
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015-31787 Filed 12-17-15; 8:45 am]
BILLING CODE 8011-01-P

79124 Federal Register / Vol. 80, No. 243 / Friday, December 18, 2015 / Notices

For the Commission, by the Division of II. Self-Regulatory Organization’s The Exchange is accordingly filing to
Trading and Markets, pursuant to delegated Statement of the Purpose of, and remove the obsolete Eighth NYSE
authority.25 Statutory Basis for, the Proposed Rule Operating Agreement as a ‘‘rule of the
Robert W. Errett, Change exchange’’ under Section 3(a)(27) of the
Deputy Secretary. In its filing with the Commission, the Act, and replace it with the Ninth NYSE
Operating Agreement as a ‘‘rule of the
[FR Doc. 2015–31790 Filed 12–17–15; 8:45 am] self-regulatory organization included
exchange’’ under Section 3(a)(27) of the
BILLING CODE 8011–01–P statements concerning the purpose of,
Act, once the Ninth NYSE Operating
and basis for, the proposed rule change
Agreement is operative.10 Under the
and discussed any comments it received
NYSE Approval Order, the Ninth NYSE
SECURITIES AND EXCHANGE on the proposed rule change. The text
Operating Agreement will be operative
COMMISSION of those statements may be examined at
simultaneously with the termination of
the places specified in Item IV below.
the Delegation Agreement, no later than
[Release No. 34–76637: File No. SR– The Exchange has prepared summaries,
June 30, 2016, on a date determined by
NYSEMKT–2015–102] set forth in sections A, B, and C below,
the board of directors of NYSE LLC. The
of the most significant parts of such Exchange proposes that the rule change
Self-Regulatory Organizations; NYSE statements. be operative on that same date. The
MKT LLC; Notice of Filing and A. Self-Regulatory Organization’s Eighth NYSE Operating Agreement
Immediate Effectiveness of Proposed Statement of the Purpose of, and the would remain the operative document
Rule Change To Add to the Rules of Statutory Basis for, the Proposed Rule until that time.
the Exchange the Ninth Amended and Change 2. Statutory Basis
Restated Operating Agreement of New
York Stock Exchange LLC 1. Purpose The Exchange believes that the
The Exchange proposes to add to the proposed rule change is consistent with
December 14, 2015. rules of the Exchange the Ninth Section 6(b) of the Act 11 in general, and
Pursuant to Section 19(b)(1) 1 of the Amended and Restated Operating with Section 6(b)(1) 12 in particular, in
Securities Exchange Act of 1934 (the Agreement of NYSE LLC (the ‘‘Ninth that it enables the Exchange to be so
‘‘Act’’) 2 and Rule 19b–4 thereunder,3 NYSE Operating Agreement’’). organized as to have the capacity to be
notice is hereby given that on December In September 2015, the Exchange filed able to carry out the purposes of the Act
4, 2015, NYSE MKT LLC (the the Eighth Amended and Restated and to comply, and to enforce
Operating Agreement of NYSE LLC (the compliance by its exchange members
‘‘Exchange’’ or ‘‘NYSE MKT’’) filed with
‘‘Eighth NYSE Operating Agreement’’) and persons associated with its
the Securities and Exchange
as a ‘‘rule of the exchange’’ under exchange members, with the provisions
Commission (the ‘‘Commission’’) the of the Act, the rules and regulations
proposed rule change as described in Section 3(a)(27) of the Act because
NYSE LLC has a wholly-owned thereunder, and the rules of the
Items I and II below, which Items have Exchange.
subsidiary, NYSE Market (DE), Inc.,
been prepared by the self-regulatory The Exchange believes that the
which owns a majority interest in NYSE
organization. The Exchange has proposed rule change would contribute
Amex Options LLC (‘‘NYSE Amex
designated this proposal as a ‘‘non- Options’’), a facility of the Exchange.6 to the orderly operation of the Exchange
controversial’’ proposed rule change On June 12, 2015, NYSE LLC filed to, and would enable the Exchange to be so
pursuant to Section 19(b)(3)(A) of the among other things, amend the Eighth organized as to have the capacity to
Act 4 and Rule 19b–4(f)(6)(iii) NYSE Operating Agreement to establish carry out the purposes of the Act and
thereunder,5 which renders it effective a Regulatory Oversight Committee as a comply and enforce compliance by its
upon filing with the Commission. The committee of its board of directors and members and persons associated with
Commission is publishing this notice to to terminate a delegation agreement its members, with the provisions of the
solicit comments on the proposed rule between NYSE LLC, NYSE Market (DE), Act because, by removing the obsolete
change from interested persons. Inc., and NYSE Regulation, Inc. (the Eighth NYSE LLC Operating Agreement
‘‘Delegation Agreement’’).7 In its filing, and making the Ninth NYSE LLC
I. Self-Regulatory Organization’s Operating Agreement a rule of the
NYSE LLC represented that the
Statement of the Terms of Substance of Exchange when it becomes operative for
proposed rule changes would be
the Proposed Rule Change operative simultaneously with the NYSE LLC, the Exchange would be
termination of the Delegation ensuring that its rules remain consistent
The Exchange proposes to add to the
Agreement, no later than June 30, 2016, with the NYSE LLC operating agreement
rules of the Exchange the Ninth in effect.
Amended and Restated Operating on a date determined by the board of
directors of NYSE LLC.8 On September The Exchange notes that, as with the
Agreement of New York Stock Exchange Eighth NYSE LLC Operating Agreement,
LLC (‘‘NYSE LLC’’). The text of the 28, 2015, NYSE LLC’s rule filing
amending the Eighth NYSE Operating it would be required to file as a
proposed rule change is available on the proposed rule change any changes to the
Agreement to effectuate certain changes
Exchange’s Web site at www.nyse.com, Ninth NYSE LLC Operating Agreement
was approved.9
at the principal office of the Exchange, with the Commission.13 In addition, the
and at the Commission’s Public 6 See 15 U.S.C. 78c(a)(27); Securities Exchange
mstockstill on DSK4VPTVN1PROD with NOTICES

Reference Room. Act Release Nos. 75984 (September 25, 2015), 80 FR 2015) (SR–NYSE–2015–27) (‘‘NYSE Approval
59213, 59214 (October 1, 2015) (SR–NYSEMKT– Order’’).
25 17
2015–71). 10 15 U.S.C. 78c(a)(27).
CFR 200.30–3(a)(12). 7 See Securities Exchange Act Release No. 75288 11 15 U.S.C. 78f(b).
1 15 U.S.C. 78s(b)(1). (June 24, 2015), 80 FR 37316 (June 30, 2015) (SR– 12 15 U.S.C. 78f(b)(1).
2 15 U.S.C. 78a.
NYSE–2015–27) (‘‘Notice’’). 13 The Exchange notes that any amendment to the
3 17 CFR 240.19b–4. 8 Id.
NYSE LLC Operating Agreement would also require
4 15 U.S.C. 78s(b)(3)(A). 9 See Securities Exchange Act Release No. 75991 that NYSE LLC file a proposed rule change with the
5 17 CFR 240.19b–4(f)(6)(iii). (September 28, 2015), 80 FR 59837 (October 2, Commission.

VerDate Sep<11>2014 19:20 Dec 17, 2015 Jkt 238001 PO 00000 Frm 00097 Fmt 4703 Sfmt 4703 E:\FR\FM\18DEN1.SGM 18DEN1

Federal Register / Vol. 80, No. 243 / Friday, December 18, 2015 / Notices 79125

Exchange believes that the proposed C. Self-Regulatory Organization’s Paper Comments
changes are consistent with and will Statement on Comments on the
facilitate an ownership structure of the Proposed Rule Change Received From • Send paper comments in triplicate
Exchange’s facility NYSE Amex Options Members, Participants, or Others to Brent J. Fields, Secretary, Securities
LLC that will provide the Commission and Exchange Commission, 100 F Street
with appropriate oversight tools to No written comments were solicited NE., Washington, DC 20549–1090.
or received with respect to the proposed
ensure that the Commission will have All submissions should refer to File
rule change.
the ability to enforce the Act with Number SR–NYSEMKT–2015–102. This
respect to NYSE Amex Options and its III. Date of Effectiveness of the file number should be included on the
direct and indirect parent entities. Proposed Rule Change and Timing for subject line if email is used. To help the
The Exchange also believes that this Commission Action Commission process and review your
filing furthers the objectives of Section comments more efficiently, please use
The Exchange has filed the proposed
6(b)(5) of the Act 14 because the only one method. The Commission will
rule change pursuant to Section
proposed rule change would be 19(b)(3)(A)(iii) of the Act 15 and Rule post all comments on the Commission’s
consistent with and facilitate a 19b–4(f)(6) thereunder.16 Because the Internet Web site (http://www.sec.gov/
governance and regulatory structure that proposed rule change does not: (i) rules/sro.shtml). Copies of the
is designed to prevent fraudulent and Significantly affect the protection of submission, all subsequent
manipulative acts and practices, to investors or the public interest; (ii) amendments, all written statements
promote just and equitable principles of impose any significant burden on with respect to the proposed rule
trade, to foster cooperation and competition; and (iii) become operative change that are filed with the
coordination with persons engaged in prior to 30 days from the date on which Commission, and all written
regulating, clearing, settling, processing it was filed, or such shorter time as the communications relating to the
information with respect to, and Commission may designate, if proposed rule change between the
facilitating transactions in securities, to consistent with the protection of Commission and any person, other than
remove impediments to, and perfect the investors and the public interest, the those that may be withheld from the
mechanism of a free and open market proposed rule change has become public in accordance with the
and a national market system and, in effective pursuant to Section 19(b)(3)(A) provisions of 5 U.S.C. 552, will be
general, to protect investors and the of the Act and Rule 19b–4(f)(6)(iii) available for Web site viewing and
public interest. The Exchange believes thereunder. printing in the Commission’s Public
that removing the obsolete Eighth NYSE At any time within 60 days of the Reference Room, 100 F Street NE.,
LLC Operating Agreement and making filing of such proposed rule change, the Washington, DC 20549–1090, on official
the Ninth NYSE LLC Operating Commission summarily may business days between the hours of
Agreement a rule of the Exchange when temporarily suspend such rule change if 10:00 a.m. and 3:00 p.m. Copies of the
it becomes operative for NYSE LLC will it appears to the Commission that such filing will also be available for
remove impediments to the operation of action is necessary or appropriate in the inspection and copying at the NYSE’s
the Exchange by ensuring that its rules public interest, for the protection of principal office and on its Internet Web
remain consistent with the NYSE LLC investors, or otherwise in furtherance of site at www.nyse.com. All comments
operating agreement in effect. The the purposes of the Act. If the received will be posted without change;
Exchange notes that, as with the Eighth Commission takes such action, the the Commission does not edit personal
Commission shall institute proceedings identifying information from
NYSE LLC Operating Agreement, no
under Section 19(b)(2)(B) 17 of the Act to submissions. You should submit only
amendment to the Ninth NYSE LLC
determine whether the proposed rule information that you wish to make
Operating Agreement could be made change should be approved or
without the Exchange filing a proposed available publicly. All submissions
disapproved.
rule change with the Commission. For should refer to File Number SR–
the same reasons, the proposed rule IV. Solicitation of Comments NYSEMKT–2015–102 and should be
change is also designed to protect submitted on or before January 8, 2016.
Interested persons are invited to
investors as well as the public interest. For the Commission, by the Division of
submit written data, views, and
arguments concerning the foregoing, Trading and Markets, pursuant to delegated
B. Self-Regulatory Organization’s
authority.18
Statement on Burden on Competition including whether the proposed rule
change is consistent with the Act. Robert W. Errett,
The Exchange does not believe that Comments may be submitted by any of Deputy Secretary.
the proposed rule change would impose the following methods: [FR Doc. 2015–31787 Filed 12–17–15; 8:45 am]
any burden on competition that is not BILLING CODE 8011–01–P
necessary or appropriate in furtherance Electronic Comments
of the purposes of the Act. The • Use the Commission’s Internet
proposed rule change is not intended to comment form (http://www.sec.gov/
address competitive issues but rather is rules/sro.shtml); or
concerned solely with ensuring that the
• Send an email to rule-comments@
mstockstill on DSK4VPTVN1PROD with NOTICES

Commission will have the ability to
sec.gov. Please include File Number SR–
enforce the Act with respect to the
NYSEMKT–2015–102 on the subject
NYSE Amex Options and its direct and line.
indirect parent entities.
15 15 U.S.C. 78s(b)(3)(A)(iii).
16 17 CFR 240.19b–4(f)(6).
14 15 U.S.C. 78f(b)(5). 17 15 U.S.C. 78s(b)(2)(B). 18 17 CFR 200.30–3(a)(12).

VerDate Sep<11>2014 19:20 Dec 17, 2015 Jkt 238001 PO 00000 Frm 00098 Fmt 4703 Sfmt 9990 E:\FR\FM\18DEN1.SGM 18DEN1

Document Created: 2015-12-18 01:38:42
Document Modified: 2015-12-18 01:38:42

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 79124