80 FR 79629 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 13.3, Forwarding of Proxy and Other Issuer Materials; Proxy Voting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 80, Issue 245 (December 22, 2015)

Page Range		79629-79630
FR Document		2015-32046
Federal Register, Volume 80 Issue 245 (Tuesday, December 22, 2015)
[Federal Register Volume 80, Number 245 (Tuesday, December 22, 2015)]
[Notices]
[Pages 79629-79630]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-32046]



[[Page 79629]]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-76665; File No. SR-BYX-2015-48]


Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of 
Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 
13.3, Forwarding of Proxy and Other Issuer Materials; Proxy Voting

December 16, 2015.
    Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 
(the ``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given 
that on December 2, 2015, BATS Y-Exchange, Inc. (the ``Exchange'' or 
``BYX'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I and 
II below, which Items have been prepared by the Exchange. The Exchange 
has designated this proposal as a ``non-controversial'' proposed rule 
change pursuant to section 19(b)(3)(A) of the Act \3\ and Rule 19b-
4(f)(6) thereunder,\4\ which renders it effective upon filing with the 
Commission. The Commission is publishing this notice to solicit 
comments on the proposed rule change from interested persons.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ 15 U.S.C. 78s(b)(3)(A).
    \4\ 17 CFR 240.19b-4(f)(6).
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I. Self-Regulatory Organization's Statement of the Terms of Substance 
of the Proposed Rule Change

    The Exchange is proposing to amend paragraph (a) of Rule 13.3, 
Forwarding or Proxy and other Issuer Materials; Proxy Voting, to 
conform to the rules of EDGA Exchange, Inc. (``EDGA'') and EDGX 
Exchange, Inc. (``EDGX'').\5\
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    \5\ See Securities Exchange Act Release Nos. 76329 (November 3, 
2015), 80 FR 69259 (November 9, 2015); 76330 (November 3, 2015), 80 
FR 69264 (November 9, 2015) (SR-EDGX-2015-51; SR-EDGA-2015-41).
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    The text of the proposed rule change is available at the Exchange's 
Web site at www.batstrading.com, at the principal office of the 
Exchange, and at the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the Exchange included statements 
concerning the purpose of and basis for the proposed rule change and 
discussed any comments it received on the proposed rule change. The 
text of these statements may be examined at the places specified in 
Item IV below. The Exchange has prepared summaries, set forth in 
sections A, B, and C below, of the most significant parts of such 
statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

1. Purpose
    In early 2014, the Exchange and its affiliate, BATS Exchange, Inc. 
(``BZX''), received approval to effect a merger (the ``Merger'') of the 
Exchange's parent company, BATS Global Markets, Inc., with Direct Edge 
Holdings LLC, the indirect parent of EDGX and EDGA (together with BZX, 
BYX and EDGX, the ``BGM Affiliated Exchanges'').\6\ In the context of 
the Merger, the BGM Affiliated Exchanges are working to align their 
rules, retaining only intended differences between the BGM Affiliated 
Exchanges.
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    \6\ See Securities Exchange Act Release No. 71375 (January 23, 
2014), 79 FR 4771 (January 29, 2014) (SR-BATS-2013-059; SR-BYX-2013-
039).
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    EDGA and EDGX recently filed proposed rule changes with the 
Commission to restructure and amend their Rules 3.22. Proxy Voting, and 
13.3, Forwarding of Proxy and Other Issuer Materials, to conform to BYX 
and BZX Rule 13.3.\7\ In order to provide a consistent rule set across 
each of the BGM Affiliated Exchanges, the Exchange proposes to amend 
paragraph (a) of Rule 13.3, Forwarding of Proxy and Other Issuer 
Materials; Proxy Voting, to make two revisions to conform to the 
recently amended rules of EDGA and EDGX.\8\
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    \7\ See supra note 5.
    \8\ The Exchange notes that BZX intends to file an identical 
proposal with the Commission to amend paragraph (a) of Rule 13.3, 
Forwarding of Proxy and Other Issuer Materials; Proxy Voting, to 
conform to the rules of EDGA and EDGX.
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    In sum, paragraph (a) of Rule 13.3 requires Members to transmit 
proxy materials and other communications to beneficial owners of 
securities. The Exchange notes paragraph (a) of Rule 13.3 is 
substantially similar to EDGA and EDGX Rules 13.3(a) which also 
requires Members to transmit proxy materials to beneficial owners of 
securities. Nonetheless, the Exchange proposes two revisions to make 
the rule identical to the corresponding amended EDGA and EDGX Rules 
13.3(a). These revisions to paragraph (a) of Rule 13.3 are: (i) 
Pluralize the reference to ``proxy material'' in the first sentence; 
and (ii) specify that the ``designated investment advisor'' is defined 
in Interpretation and Policy .01 to this Rule 13.3. Otherwise, the 
Exchange does not propose any additional changes to Rule 3.22. As 
amended, Exchange Rule 13.3 would be identical to amended EDGA and EDGX 
Rules 13.3. The Exchange believes that the changes described above will 
help avoid confusion amongst Members of the Exchange that are also 
members of EDGA, BZX, and EDGX by adopting identical rules across the 
BGM Affiliated Exchanges with regard to proxy delivery.
2. Statutory Basis
    The Exchange believes that the proposed rule changes are consistent 
with the requirements of the Act and the rules and regulations 
thereunder that are applicable to a national securities exchange, and, 
in particular, with the requirements of section 6(b) of the Act.\9\ 
Specifically, the proposed changes are consistent with section 6(b)(5) 
of the Act,\10\ because they are designed to promote just and equitable 
principles of trade, to remove impediments to, and perfect the 
mechanism of, a free and open market and a national market system, and, 
in general, to protect investors and the public interest. None of these 
changes alter the Exchange's current proxy delivery and voting 
requirements. Rather, as mentioned above, the proposed rule changes, 
combined with the planned filing for BZX, would allow the BGM 
Affiliated Exchanges to provide an identical set of rules as it relates 
to proxy delivery and voting. Consistent rules, in turn, will simplify 
the regulatory requirements for Members of the Exchange that are also 
participants on EDGA, EDGX and/or BZX. The proposed rule change would 
provide greater harmonization between rules of similar purpose on the 
BGM Affiliated Exchanges, resulting in greater uniformity and less 
burdensome and more efficient regulatory compliance and understanding 
of Exchange Rules. As such, the proposed rule change would foster 
cooperation and coordination with persons engaged in facilitating 
transactions in securities and would remove impediments to and perfect 
the mechanism of a free and open market and a national market system. 
Similarly, the Exchange also believes that, by harmonizing the rules 
across each BGM Affiliated Exchange, the proposal will enhance the 
Exchange's ability to fairly and efficiently regulate its Members, 
meaning that the proposed rule change would promote just and equitable 
principles of trade in accordance with

[[Page 79630]]

section 6(b)(5) of the Act.\11\. [sic] Finally, the Exchange believes 
that the non-substantive changes discussed above will contribute to the 
protection of investors and the public interest by helping to avoid 
confusion with respect to Exchange Rules.
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    \9\ 15 U.S.C. 78f(b).
    \10\ 15 U.S.C. 78f(b)(5).
    \11\ Id.
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B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule change will 
impose any burden on competition not necessary or appropriate in 
furtherance of the purposes of the Act. To the contrary, allowing the 
Exchange to implement identical rules across each of the BGM Affiliated 
Exchanges does not present any competitive issues, but rather is 
designed to provide greater harmonization among Exchange, EDGX, BZX, 
and EDGA rules of similar purpose. The proposed rule change should, 
therefore, result in less burdensome and more efficient regulatory 
compliance as well as a better understanding of Exchange Rules for 
common members of the BGM Affiliated Exchanges.

C. Self-Regulatory Organization's Statement on Comments on the Proposed 
Rule Change Received From Members, Participants, or Others

    The Exchange has neither solicited nor received written comments on 
the proposed rule change.

III. Date of Effectiveness of the Proposed Rule Change and Timing for 
Commission Action

    Because the foregoing proposed rule change does not: (A) 
Significantly affect the protection of investors or the public 
interest; (B) impose any significant burden on competition; and (C) 
become operative for 30 days from the date on which it was filed, or 
such shorter time as the Commission may designate, it has become 
effective pursuant to section 19(b)(3)(A) of the Act \12\ and paragraph 
(f)(6) of Rule 19b-4 thereunder.\13\
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    \12\ 15 U.S.C. 78s(b)(3)(A).
    \13\ 17 CFR 240.19b-4(f)(6). As required under Rule 19b-
4(f)(6)(iii), the Exchange provided the Commission with written 
notice of its intent to file the proposed rule change, along with a 
brief description and the text of the proposed rule change, at least 
five business days prior to the date of filing of the proposed rule 
change, or such shorter time as designated by the Commission.
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    At any time within 60 days of the filing of the proposed rule 
change, the Commission summarily may temporarily suspend such rule 
change if it appears to the Commission that such action is: (1) 
Necessary or appropriate in the public interest; (2) for the protection 
of investors; or (3) otherwise in furtherance of the purposes of the 
Act. If the Commission takes such action, the Commission shall 
institute proceedings to determine whether the proposed rule should be 
approved or disapproved.

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and 
arguments concerning the foregoing, including whether the proposed rule 
change is consistent with the Act. Comments may be submitted by any of 
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to [email protected]. Please include 
File Number SR-BYX-2015-48 on the subject line.

Paper Comments

     Send paper comments in triplicate to Brent J. Fields, 
Secretary, Securities and Exchange Commission, 100 F Street NE., 
Washington, DC 20549-1090.

All submissions should refer to File Number SR-BYX-2015-48. This file 
number should be included on the subject line if email is used. To help 
the Commission process and review your comments more efficiently, 
please use only one method. The Commission will post all comments on 
the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all 
written statements with respect to the proposed rule change that are 
filed with the Commission, and all written communications relating to 
the proposed rule change between the Commission and any person, other 
than those that may be withheld from the public in accordance with the 
provisions of 5 U.S.C. 552, will be available for Web site viewing and 
printing in the Commission's Public Reference Room, 100 F Street NE., 
Washington, DC 20549 on official business days between the hours of 
10:00 a.m. and 3:00 p.m. Copies of such filing also will be available 
for inspection and copying at the principal office of the Exchange. All 
comments received will be posted without change; the Commission does 
not edit personal identifying information from submissions. You should 
submit only information that you wish to make available publicly. All 
submissions should refer to File Number SR-BYX-2015-48, and should be 
submitted on or before January 12, 2016.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\14\
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    \14\ 17 CFR 200.30-3(a)(12).
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Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015-32046 Filed 12-21-15; 8:45 am]
 BILLING CODE 8011-01-P
Federal Register / Vol. 80, No. 245 / Tuesday, December 22, 2015 / Notices 79629

SECURITIES AND EXCHANGE statements may be examined at the the Exchange does not propose any
COMMISSION places specified in Item IV below. The additional changes to Rule 3.22. As
Exchange has prepared summaries, set amended, Exchange Rule 13.3 would be
[Release No. 34–76665; File No. SR–BYX–
forth in sections A, B, and C below, of identical to amended EDGA and EDGX
2015–48]
the most significant parts of such Rules 13.3. The Exchange believes that
Self-Regulatory Organizations; BATS statements. the changes described above will help
Y-Exchange, Inc.; Notice of Filing and A. Self-Regulatory Organization’s avoid confusion amongst Members of
Immediate Effectiveness of a Proposed Statement of the Purpose of, and the Exchange that are also members of
Rule Change to Rule 13.3, Forwarding Statutory Basis for, the Proposed Rule EDGA, BZX, and EDGX by adopting
of Proxy and Other Issuer Materials; Change identical rules across the BGM
Proxy Voting Affiliated Exchanges with regard to
1. Purpose proxy delivery.
December 16, 2015. In early 2014, the Exchange and its
Pursuant to section 19(b)(1) of the 2. Statutory Basis
affiliate, BATS Exchange, Inc. (‘‘BZX’’),
Securities Exchange Act of 1934 (the received approval to effect a merger (the The Exchange believes that the
‘‘Act’’),1 and Rule 19b–4 thereunder,2 ‘‘Merger’’) of the Exchange’s parent proposed rule changes are consistent
notice is hereby given that on December company, BATS Global Markets, Inc., with the requirements of the Act and the
2, 2015, BATS Y-Exchange, Inc. (the with Direct Edge Holdings LLC, the rules and regulations thereunder that
‘‘Exchange’’ or ‘‘BYX’’) filed with the indirect parent of EDGX and EDGA are applicable to a national securities
Securities and Exchange Commission (together with BZX, BYX and EDGX, the exchange, and, in particular, with the
(‘‘Commission’’) the proposed rule ‘‘BGM Affiliated Exchanges’’).6 In the requirements of section 6(b) of the Act.9
change as described in Items I and II context of the Merger, the BGM Specifically, the proposed changes are
below, which Items have been prepared Affiliated Exchanges are working to consistent with section 6(b)(5) of the
by the Exchange. The Exchange has align their rules, retaining only intended Act,10 because they are designed to
designated this proposal as a ‘‘non- differences between the BGM Affiliated promote just and equitable principles of
controversial’’ proposed rule change Exchanges. trade, to remove impediments to, and
pursuant to section 19(b)(3)(A) of the EDGA and EDGX recently filed perfect the mechanism of, a free and
Act 3 and Rule 19b–4(f)(6) thereunder,4 proposed rule changes with the open market and a national market
which renders it effective upon filing Commission to restructure and amend system, and, in general, to protect
with the Commission. The Commission their Rules 3.22. Proxy Voting, and 13.3, investors and the public interest. None
is publishing this notice to solicit Forwarding of Proxy and Other Issuer of these changes alter the Exchange’s
comments on the proposed rule change Materials, to conform to BYX and BZX current proxy delivery and voting
from interested persons. Rule 13.3.7 In order to provide a requirements. Rather, as mentioned
I. Self-Regulatory Organization’s consistent rule set across each of the above, the proposed rule changes,
Statement of the Terms of Substance of BGM Affiliated Exchanges, the combined with the planned filing for
Exchange proposes to amend paragraph BZX, would allow the BGM Affiliated
the Proposed Rule Change
(a) of Rule 13.3, Forwarding of Proxy Exchanges to provide an identical set of
The Exchange is proposing to amend and Other Issuer Materials; Proxy rules as it relates to proxy delivery and
paragraph (a) of Rule 13.3, Forwarding Voting, to make two revisions to voting. Consistent rules, in turn, will
or Proxy and other Issuer Materials; conform to the recently amended rules simplify the regulatory requirements for
Proxy Voting, to conform to the rules of of EDGA and EDGX.8 Members of the Exchange that are also
EDGA Exchange, Inc. (‘‘EDGA’’) and In sum, paragraph (a) of Rule 13.3 participants on EDGA, EDGX and/or
EDGX Exchange, Inc. (‘‘EDGX’’).5 requires Members to transmit proxy
The text of the proposed rule change BZX. The proposed rule change would
materials and other communications to provide greater harmonization between
is available at the Exchange’s Web site beneficial owners of securities. The
at www.batstrading.com, at the rules of similar purpose on the BGM
Exchange notes paragraph (a) of Rule
principal office of the Exchange, and at Affiliated Exchanges, resulting in
13.3 is substantially similar to EDGA
the Commission’s Public Reference greater uniformity and less burdensome
and EDGX Rules 13.3(a) which also
Room. and more efficient regulatory
requires Members to transmit proxy
compliance and understanding of
II. Self-Regulatory Organization’s materials to beneficial owners of
Exchange Rules. As such, the proposed
Statement of the Purpose of, and securities. Nonetheless, the Exchange
rule change would foster cooperation
Statutory Basis for, the Proposed Rule proposes two revisions to make the rule
and coordination with persons engaged
identical to the corresponding amended
Change in facilitating transactions in securities
EDGA and EDGX Rules 13.3(a). These
In its filing with the Commission, the and would remove impediments to and
revisions to paragraph (a) of Rule 13.3
Exchange included statements perfect the mechanism of a free and
are: (i) Pluralize the reference to ‘‘proxy
concerning the purpose of and basis for open market and a national market
material’’ in the first sentence; and (ii)
the proposed rule change and discussed system. Similarly, the Exchange also
specify that the ‘‘designated investment
any comments it received on the believes that, by harmonizing the rules
advisor’’ is defined in Interpretation and
proposed rule change. The text of these across each BGM Affiliated Exchange,
Policy .01 to this Rule 13.3. Otherwise,
the proposal will enhance the
mstockstill on DSK4VPTVN1PROD with NOTICES

1 15 U.S.C. 78s(b)(1). 6 See Securities Exchange Act Release No. 71375 Exchange’s ability to fairly and
2 17 CFR 240.19b–4. (January 23, 2014), 79 FR 4771 (January 29, 2014) efficiently regulate its Members,
3 15 U.S.C. 78s(b)(3)(A). (SR–BATS–2013–059; SR–BYX–2013–039). meaning that the proposed rule change
4 17 CFR 240.19b–4(f)(6). 7 See supra note 5.
would promote just and equitable
5 See Securities Exchange Act Release Nos. 76329 8 The Exchange notes that BZX intends to file an
principles of trade in accordance with
(November 3, 2015), 80 FR 69259 (November 9, identical proposal with the Commission to amend
2015); 76330 (November 3, 2015), 80 FR 69264 paragraph (a) of Rule 13.3, Forwarding of Proxy and
9 15 U.S.C. 78f(b).
(November 9, 2015) (SR–EDGX–2015–51; SR– Other Issuer Materials; Proxy Voting, to conform to
EDGA–2015–41). the rules of EDGA and EDGX. 10 15 U.S.C. 78f(b)(5).

VerDate Sep<11>2014 17:21 Dec 21, 2015 Jkt 238001 PO 00000 Frm 00075 Fmt 4703 Sfmt 4703 E:\FR\FM\22DEN1.SGM 22DEN1
79630 Federal Register / Vol. 80, No. 245 / Tuesday, December 22, 2015 / Notices

section 6(b)(5) of the Act.11. [sic] furtherance of the purposes of the Act. For the Commission, by the Division of
Finally, the Exchange believes that the If the Commission takes such action, the Trading and Markets, pursuant to delegated
non-substantive changes discussed Commission shall institute proceedings authority.14
above will contribute to the protection to determine whether the proposed rule Robert W. Errett,
of investors and the public interest by should be approved or disapproved. Deputy Secretary.
helping to avoid confusion with respect [FR Doc. 2015–32046 Filed 12–21–15; 8:45 am]
to Exchange Rules. IV. Solicitation of Comments
BILLING CODE 8011–01–P
Interested persons are invited to
B. Self-Regulatory Organization’s
submit written data, views, and
Statement on Burden on Competition
arguments concerning the foregoing, SECURITIES AND EXCHANGE
The Exchange does not believe that including whether the proposed rule COMMISSION
the proposed rule change will impose change is consistent with the Act.
any burden on competition not [Release No. 34–76667; File No. SR–
Comments may be submitted by any of NYSEARCA–2015–122]
necessary or appropriate in furtherance the following methods:
of the purposes of the Act. To the Self-Regulatory Organizations; NYSE
contrary, allowing the Exchange to Electronic Comments
Arca, Inc.; Notice of Filing and
implement identical rules across each of • Use the Commission’s Internet Immediate Effectiveness of Proposed
the BGM Affiliated Exchanges does not comment form (http://www.sec.gov/ Rule Change Extending Its Program
present any competitive issues, but rules/sro.shtml); or That Allows Transactions to Take
rather is designed to provide greater • Send an email to rule- Place at a Price That Is Below $1 Per
harmonization among Exchange, EDGX, comments@sec.gov. Please include File Option Contract Until January 5, 2017
BZX, and EDGA rules of similar Number SR–BYX–2015–48 on the
purpose. The proposed rule change subject line. December 16, 2015.
should, therefore, result in less Pursuant to section 19(b)(1) 1 of the
burdensome and more efficient Paper Comments Securities Exchange Act of 1934 (the
regulatory compliance as well as a better • Send paper comments in triplicate ‘‘Act’’) 2 and Rule 19b–4 thereunder,3
understanding of Exchange Rules for to Brent J. Fields, Secretary, Securities notice is hereby given that, on December
common members of the BGM Affiliated and Exchange Commission, 100 F Street 9, 2015, NYSE Arca, Inc. (the
Exchanges. NE., Washington, DC 20549–1090. ‘‘Exchange’’ or ‘‘NYSE Arca’’) filed with
C. Self-Regulatory Organization’s All submissions should refer to File the Securities and Exchange
Statement on Comments on the Number SR–BYX–2015–48. This file Commission (the ‘‘Commission’’) the
Proposed Rule Change Received From number should be included on the proposed rule change as described in
Members, Participants, or Others subject line if email is used. To help the Items I and II below, which Items have
Commission process and review your been prepared by the self-regulatory
The Exchange has neither solicited organization. The Commission is
nor received written comments on the comments more efficiently, please use
only one method. The Commission will publishing this notice to solicit
proposed rule change.
post all comments on the Commission’s comments on the proposed rule change
III. Date of Effectiveness of the Internet Web site (http://www.sec.gov/ from interested persons.
Proposed Rule Change and Timing for rules/sro.shtml). Copies of the I. Self-Regulatory Organization’s
Commission Action submission, all subsequent Statement of the Terms of the Substance
Because the foregoing proposed rule amendments, all written statements of the Proposed Rule Change
change does not: (A) Significantly affect with respect to the proposed rule
the protection of investors or the public change that are filed with the The Exchange proposes to extend its
interest; (B) impose any significant Commission, and all written program that allows transactions to take
burden on competition; and (C) become communications relating to the place at a price that is below $1 per
operative for 30 days from the date on proposed rule change between the option contract until January 5, 2017.
which it was filed, or such shorter time Commission and any person, other than The proposed rule change is available
as the Commission may designate, it has those that may be withheld from the on the Exchange’s Web site at
become effective pursuant to section public in accordance with the www.nyse.com, at the principal office of
19(b)(3)(A) of the Act 12 and paragraph provisions of 5 U.S.C. 552, will be the Exchange, and at the Commission’s
(f)(6) of Rule 19b–4 thereunder.13 available for Web site viewing and Public Reference Room.
At any time within 60 days of the printing in the Commission’s Public II. Self-Regulatory Organization’s
filing of the proposed rule change, the Reference Room, 100 F Street NE., Statement of the Purpose of, and
Commission summarily may Washington, DC 20549 on official Statutory Basis for, the Proposed Rule
temporarily suspend such rule change if business days between the hours of Change
it appears to the Commission that such 10:00 a.m. and 3:00 p.m. Copies of such
action is: (1) Necessary or appropriate in filing also will be available for In its filing with the Commission, the
the public interest; (2) for the protection inspection and copying at the principal self-regulatory organization included
of investors; or (3) otherwise in office of the Exchange. All comments statements concerning the purpose of,
received will be posted without change; and basis for, the proposed rule change
11 Id.
the Commission does not edit personal and discussed any comments it received
mstockstill on DSK4VPTVN1PROD with NOTICES

12 15 U.S.C. 78s(b)(3)(A). identifying information from on the proposed rule change. The text
13 17 CFR 240.19b–4(f)(6). As required under Rule
submissions. You should submit only of those statements may be examined at
19b–4(f)(6)(iii), the Exchange provided the the places specified in Item IV below.
Commission with written notice of its intent to file information that you wish to make
the proposed rule change, along with a brief available publicly. All submissions 14 17
description and the text of the proposed rule CFR 200.30–3(a)(12).
should refer to File Number SR–BYX– 1 15 U.S.C.78s(b)(1).
change, at least five business days prior to the date
of filing of the proposed rule change, or such
2015–48, and should be submitted on or 2 15 U.S.C. 78a.

shorter time as designated by the Commission. before January 12, 2016. 3 17 CFR 240.19b–4.

VerDate Sep<11>2014 17:21 Dec 21, 2015 Jkt 238001 PO 00000 Frm 00076 Fmt 4703 Sfmt 4703 E:\FR\FM\22DEN1.SGM 22DEN1
Document Created: 2015-12-22 02:31:00
Document Modified: 2015-12-22 02:31:00
Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		80 FR 79629