80_FR_80068 80 FR 79822 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to a Dock Replacement Project

80 FR 79822 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to a Dock Replacement Project

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 80, Issue 246 (December 23, 2015)

Page Range79822-79843
FR Document2015-32155

NMFS has received a request from UniSea, Inc., for authorization to take marine mammals incidental to construction activities as part of a dock construction project at a commercial fish processing facility in Unalaska, AK. Pursuant to the Marine Mammal Protection Act (MMPA), NMFS is requesting comments on its proposal to issue an incidental harassment authorization (IHA) to UniSea to incidentally take marine mammals, by Level B Harassment only, during the specified activity.

Federal Register, Volume 80 Issue 246 (Wednesday, December 23, 2015)
[Federal Register Volume 80, Number 246 (Wednesday, December 23, 2015)]
[Notices]
[Pages 79822-79843]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-32155]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

RIN 0648-XE340


Takes of Marine Mammals Incidental to Specified Activities; 
Taking Marine Mammals Incidental to a Dock Replacement Project

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice; proposed incidental harassment authorization; request 
for comments.

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SUMMARY: NMFS has received a request from UniSea, Inc., for 
authorization to take marine mammals incidental to construction 
activities as part of a dock construction project at a commercial fish 
processing facility in Unalaska, AK. Pursuant to the Marine Mammal 
Protection Act (MMPA), NMFS is requesting comments on its proposal to 
issue an incidental harassment authorization (IHA) to UniSea to 
incidentally take marine mammals, by Level B Harassment only, during 
the specified activity.

DATES: Comments and information must be received no later than January 
22, 2016.

ADDRESSES: Comments on the application should be addressed to Jolie 
Harrison, Chief, Permits and Conservation Division, Office of Protected 
Resources, National Marine Fisheries Service. Physical comments should 
be sent to 1315 East-West Highway, Silver Spring, MD 20910 and 
electronic comments should be sent to [email protected].
    Instructions: Comments sent by any other method, to any other 
address or individual, or received after the end of the comment period, 
may not be considered by NMFS. Comments received electronically, 
including all attachments, must not exceed a 25-megabyte file size. 
Attachments to electronic comments will be accepted in Microsoft Word 
or Excel or Adobe PDF file formats only. All comments received are a 
part of the public record and will generally be posted for public 
viewing on the Internet at www.nmfs.noaa.gov/pr/permits/incidental/construction.htm without change. All personal identifying information 
(e.g., name, address), confidential business information, or otherwise 
sensitive information submitted voluntarily by the sender will be 
publicly accessible.

FOR FURTHER INFORMATION CONTACT: Jordan Carduner, Office of Protected 
Resources, NMFS, (301) 427-8401.

SUPPLEMENTARY INFORMATION: 

Availability

    An electronic copy of UniSea's application and supporting 
documents, as well as a list of the references cited in this document, 
may be obtained by visiting the Internet at: www.nmfs.noaa.gov/pr/permits/incidental/construction.htm. In case of problems accessing 
these documents, please call the contact listed under FOR FURTHER 
INFORMATION CONTACT.

National Environmental Policy Act (NEPA)

    NMFS is preparing an Environmental Assessment (EA) for the proposed 
issuance of an IHA, pursuant to NEPA, to determine whether or not this 
proposed activity may have significant direct, indirect and cumulative 
effects on the human environment. This analysis will be completed prior 
to the issuance or denial of this proposed IHA. We will review all 
comments submitted in response to this notice as we complete the NEPA 
process, prior to a final decision on the incidental take authorization 
request. The EA will be posted at http://www.nmfs.noaa.gov/pr/permits/incidental/construction.htm when it is finalized.

Background

    Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.) 
direct the Secretary of Commerce to allow,

[[Page 79823]]

upon request by U.S. citizens who engage in a specified activity (other 
than commercial fishing) within a specified area, the incidental, but 
not intentional, taking of small numbers of marine mammals, providing 
that certain findings are made and the necessary prescriptions are 
established.
    The incidental taking of small numbers of marine mammals may be 
allowed only if NMFS (through authority delegated by the Secretary) 
finds that the total taking by the specified activity during the 
specified time period will (1) have a negligible impact on the species 
or stock(s), and (2) not have an unmitigable adverse impact on the 
availability of the species or stock(s) for subsistence uses (where 
relevant). Further, the permissible methods of taking and requirements 
pertaining to the mitigation, monitoring and reporting of such taking 
must be set forth.
    The allowance of such incidental taking under section 101(a)(5)(A), 
by harassment, serious injury, death, or a combination thereof, 
requires that regulations be established. Subsequently, a Letter of 
Authorization may be issued pursuant to the prescriptions established 
in such regulations, providing that the level of taking will be 
consistent with the findings made for the total taking allowable under 
the specific regulations. Under section 101(a)(5)(D), NMFS may 
authorize such incidental taking by harassment only, for periods of not 
more than one year, pursuant to requirements and conditions contained 
within an IHA. The establishment of these prescriptions requires notice 
and opportunity for public comment.
    NMFS has defined ``negligible impact'' in 50 CFR 216.103 as an 
impact resulting from the specified activity that cannot be reasonably 
expected to, and is not reasonably likely to, adversely affect the 
species or stock through effects on annual rates of recruitment or 
survival. Except with respect to certain activities not pertinent here, 
section 3(18) of the MMPA defines ``harassment'' as any act of pursuit, 
torment, or annoyance which: has the potential to injure a marine 
mammal or marine mammal stock in the wild [Level A harassment]; or has 
the potential to disturb a marine mammal or marine mammal stock in the 
wild by causing disruption of behavioral patterns, including, but not 
limited to, migration, breathing, nursing, breeding, feeding, or 
sheltering [Level B harassment].

Summary of Request

    On June 10, 2015, we received a request from UniSea for 
authorization to take marine mammals incidental to pile driving and 
pile removal associated with construction of a commercial fishing dock 
in Iliuliuk Harbor, a small harbor in the Aleutian Islands. UniSea 
submitted revised versions of the request on September 28, 2015, and 
December 2, 2015. The latter of these was deemed adequate and complete. 
UniSea proposes to replace the existing dock with an 80 foot by 400 
foot open cell sheet pile dock between March 1, 2016 and February 28, 
2017.
    The use of both vibratory and impact pile driving is expected to 
produce underwater sound at levels that have the potential to result in 
behavioral harassment of marine mammals. Species with the expected 
potential to be present during all or a portion of the in-water work 
window include the Steller sea lion (Eumetopias jubatus) and harbor 
seal (Phoca vitulina). These species may occur year-round in Iliuliuk 
Harbor.

Description of the Specified Activity

Overview

    UniSea's ``G1'' dock is located in the commercial fishing port of 
Iliuliuk Harbor in Unalaska, AK, and supports activities that occur in 
nearby fish processing facilities. The existing dock is being replaced 
because it is currently partially unusable, and because the company's 
plans for expansion necessitate a larger dock with increased capacity.
    UniSea proposes to demolish the existing structure by removing the 
concrete deck, steel superstructure, and all attached appurtenances/
structures, and extracting the existing steel support piles with a 
vibratory hammer. Starting at the existing ``G2'' sheet pile dock, the 
sheet pile of the new dock will then be installed. After completion of 
a few cells, the cells will be incrementally filled with clean material 
as the work progresses with bulldozers, wheel loaders, and compaction 
equipment. After all of the sheet piles are installed and the bulkhead 
is backfilled, concrete surfacing, fender piles, mooring cleats, and 
other appurtenances will be installed. Sound attenuation measures 
(i.e., bubble curtain) will be used during all impact hammer 
operations. Note that throughout the remainder of this document the 
term ``pile driving'' refers to both pile driving and pile removal, 
except where specified.

Dates and Duration

    UniSea plans to conduct all in-water construction work during the 
period from March 1, 2016 to February 28, 2017. The total construction 
time, including removal of old piles and construction of the new dock, 
is expected to take no more than 180 days. Durations are conservative, 
and the actual amount of time to install and remove piles may be less 
than estimated. In[hyphen]water and over-water construction of Phase 1 
(all sheet pile installation and some pipe pile installation) is 
planned to occur between approximately March 1, 2016 and October 31, 
2016. Phase 2 (remaining pipe pile installation) is planned to occur 
between approximately November 1, 2016 and December 1, 2017. It is 
possible that work could be completed within one year; however, if it 
is not, UniSea will apply for a second IHA for any additional 
construction work that was not completed in the first year of the 
project.
    In the summer months (May-August), 12 hour work days in daylight 
will likely be feasible given the extended daylight hours. In winter 
months (September-April), 8 hour to 10 hour work days in daylight will 
likely be achievable. The daily construction window for pile driving or 
removal will begin no sooner than 30 minutes after sunrise to allow for 
initial marine mammal monitoring to take place, and will end 30 minutes 
before sunset to allow for post-construction marine mammal monitoring.
    Duration estimates for each of the pile installation and removal 
elements are described below:
     Vibratory Pile Removal: Vibratory pile removal will take 
10 minutes or less per pile over a maximum duration of 30 days. Total 
maximum vibratory pile removal time for 75 piles is 13 hours.
     Vibratory Pile Driving (Sheet Pile): Vibratory pile 
driving of sheet pile will take 5 minutes or less per pile over a 
maximum duration of 90 days. Total maximum driving time for 890 sheet 
piles is 75 hours.
     Vibratory Pile Driving (Support Piles): Vibratory pile 
driving of support piles will take 10 minutes or less per pile over a 
maximum duration of 30 days (concurrent with impact pile driving). 
Total maximum driving time for 64 piles is 11 hours.
     Impact Pile Driving: Impact pile driving of dolphin and 
other support piles will take 30 minutes or less per pile over a 
maximum duration of 60 days. Total maximum driving time for 78 piles is 
39 hours.
     Drilling: Drilling for installation of dolphin and other 
support piles will take 6 hours or less per pile over a maximum 
duration of 50 days (concurrent with impact pile driving).

[[Page 79824]]

Total maximum drilling time for 24 piles is 144 hours.
    The duration estimates provided above are considered generous 
enough to account for temporary support piles installed by the 
construction contractor for template structures to accommodate pile 
driving. Only one pile driver will be operating at any given time, and 
impact and vibratory driving are not anticipated to occur concurrently 
(i.e., only one method of driving will be used at a given time).

Specific Geographic Region

    The project location is in the eastern Aleutian Islands, west of 
mainland Alaska. The UniSea dock is located in Iliuliuk Harbor, a small 
harbor on an islet called Amaknak Island that is connected by a small 
bridge to the larger Unalaska Island. Iliuliuk Harbor is located 
between Captains Bay and Iliuliuk Bay, with Unalaska Bay to the north 
opening into the Bering Sea. Please see Figure 1 and Section 2 of 
UniSea's IHA application for detailed information about the specific 
geographic region.

Detailed Description of Activities

    UniSea proposes to replace the ``G1'' dock mainly because the 
existing dock is partially unusable as a large portion of the dock is 
condemned due to corrosion and damage to existing steel piles. 
Additionally, the current UniSea processing plant is nearing capacity 
and the company plans to build new processing facilities that will 
ultimately be located at the shoreline and possibly encroach onto the 
new dock, necessitating a fill dock design rather than a pile-supported 
structure.
    The proposed action includes the demolition and removal of the 
existing dock structure and the installation of a new 80 foot by 400 
foot open cell sheet pileTM (OCSP TM) dock. The 
existing structure will be demolished by removing the concrete deck, 
steel superstructure, and all attached appurtenances/structures, and 
extracting the existing steel support piles with a vibratory hammer. 
Starting at the existing G2 sheet pile dock, the sheet pile of the new 
dock will be installed. After completion of a few cells, the cells will 
be incrementally filled with clean material as the work progresses with 
bulldozers, wheel loaders, and compaction equipment. After all of the 
sheet piles are installed and the bulkhead is backfilled, concrete 
surfacing, fender piles, mooring cleats, and other appurtenances will 
be installed.
    The construction process is described below; further detail on the 
process can be found in Section 1 of the IHA application. The number 
and type of piles and related construction equipment proposed for 
installation as part of the construction process are as follows (and 
are shown in Table 1):
     Approximately fifty 24-inch diameter fiber-reinforced 
polymer (FRP) composite fender piles;
     Approximately nine 24-inch diameter steel support piles 
along the dock face and for crab brailer support;
     One 24-inch diameter steel plug/closure pile to retain 
fill between the existing and new sheet pile cells at the north end of 
the project;
     Two dolphins, each includes: five 24-inch diameter steel 
support piles (10 total) and two 24-inch diameter steel fender pin 
piles (four total);
     Four 50 foot steel catwalks with intermediate supports of 
two 18-inch diameter steel piles each (four piles total); and
     Seawater intake sheet pile (PS31 flat sheet piles) 
structure approximately 90 foot by 85 foot, access ramp, and armor rock 
erosion protection (3,400 cubic yards of rock fill and 400 cubic yards 
of armor rock).

  Table 1--Anticipated Types and Quantities of Construction Equipment Requiring Pile Driving or Removal During
                                          Proposed Construction Project
----------------------------------------------------------------------------------------------------------------
                                          Estimated number, size
                 Item                            and type                      Construction technique
----------------------------------------------------------------------------------------------------------------
Proposed piles to be removed..........  73 (steel)...............  Vibratory.
                                        72 (timber)..............
Proposed piles to be installed........  24 (24'' Steel)..........  Vibratory or Impact.
                                        4 (18'' Steel)...........
                                        50 (24'' FRP)............
Estimated temporary piles to be         180 (18'' Steel).........  Vibratory or Impact.
 installed.
Proposed sheet piles..................  887......................  Vibratory.
----------------------------------------------------------------------------------------------------------------

    The existing dock (consisting of steel support piles, steel 
superstructure, and concrete deck) will be completely removed for 
construction of the new G1 dock. Vibratory pile removal will generally 
consist of clamping the ``jaws'' of the vibratory hammer to the pile to 
be removed, extracting the pile (with vibratory hammer turned on) to 
the point where the pile is temporarily secured and removal can be 
completed with crane line rigging. The pile will then be completely 
removed from the water by hoisting with crane line rigging, and then 
placed on the ground or deck of a barge. In addition to vibratory pile 
removal, demolition of the existing dock and removal of existing 
riprap/obstructions will be performed with track excavators, loaders, 
cranes, barges, cutting equipment, and labor forces. The existing dock 
(consisting of steel support piles, steel superstructure, and concrete 
deck) will be completely removed for construction of the new dock. The 
contractor will be required to dispose of (or salvage) demolished items 
in accordance with all federal, state, and local regulations. 
Dewatering will not be required as all extraction will take place from 
the existing dock, from shore, and/or from a work barge.
    The new sheet pile bulkhead dock and seawater intake structure will 
then be installed utilizing a crane and vibratory hammer. UniSea 
anticipates that the largest vibratory hammer that may be used for the 
project will have an eccentric moment of 6,600 inch-pounds (``eccentric 
moment'' is one of two key factors in vibratory hammer performance--the 
other being engine power--and is responsible for creating enough 
amplitude to exceed the elastic range of the substrate). After all 
piles of several sheet pile cells have been installed, clean rock fill 
will be placed within the sheet pile cells from the shore. This process 
will continue sequentially until all of the sheet pile cells are 
installed and backfilled. See Figure 2 in the IHA application for a 
photo of sheet pile installation using a vibratory hammer.
    Approximately 50 fiber-reinforced polymer (FRP) composite fender 
piles will then be installed along the face of the new sheet pile dock, 
fastened to the face at the top, and cut to elevation.

[[Page 79825]]

Initial driving of the FRP fender piles will be done with a vibratory 
or impact hammer, and final seating of the piles into the shallow 
bedrock will be done with an impact hammer. See Figure 3 in the IHA 
application for a photo of the FRP composite fender pile. Two dolphins, 
each with five 24-inch diameter steel support piles each and two 24-
inch diameter steel fender pin piles, will be installed and cut to 
elevation for installation of a structural steel cap. The support piles 
will be driven and seated into shallow bedrock with an impact hammer. 
See Figure 4 in the IHA application for a photo of the dolphin support 
piles being driven with an impact hammer. After the piles have been 
firmly seated into the bedrock, drilling equipment will be used to 
drill a shaft in the bedrock (down the center of the pipe pile) for 
installation of rock anchors. The rock anchors will consist of a high-
strength steel rod grouted into the drilled shaft and tensioned against 
bearing plates inside the pile. Rock anchors are required in shallow 
bedrock conditions for the piles to resist tensile loads from vessel 
mooring and berthing.
    Fender support/pin piles will then be installed and cut to 
elevation. The fender support/pin piles will either be installed in a 
socket drilled into the shallow bedrock (driven with an impact hammer 
and possibly a vibratory hammer down into the socket), by the down-the-
hole drilling technique (described below), or with a rock anchor 
system. Pre-assembled fender systems (energy absorbers, sleeve piles, 
steel framing, and fender panels) will be lifted and installed onto 
fender support piles via crane.
    Miscellaneous support piles (including catwalk and dock face 
support piles) will then be installed and cut to elevation. 
Installation methods for the miscellaneous support piles will be 
similar to the fender support piles (described above). Temporary 
support piles for the contractor's pile driving template structures 
will be installed to aid with construction and removed after the 
permanent sheet piles or support piles have been installed. 
Installation methods for the temporary support piles will be similar to 
those used for the fender support piles (described above). Temporary 
support piles will likely be steel H-piles (18 inch or smaller) or 
steel round piles (18 inch diameter or smaller). The sheet pile 
structures consist of 14 cells, and there are two dolphin and two 
catwalk support structures. It is estimated that upwards of ten 
temporary support piles will be used per cell for the sheet pile 
structures, and upwards of eight piles per dolphin and catwalk support 
location (this represents a best estimate of the number of temporary 
piles that will be necessary based on previous projects, however the 
actual number will be determined by the contractor).
    Down-the-hole drilling entails the use of a rotary drill bit that 
is impacted when hard material is encountered. The pounding action 
takes place where the drill bit encounters the resistant material 
underground, rather than at the surface as would be the case for impact 
or vibratory pile driving. The piling is fit over the drill with the 
drill head extending beneath the pile, and as the drill advances 
downward, so does the pile. When the proper depth is achieved, the 
drill is retracted and the piling is left in place. This method 
eliminates much of the high-energy sound associated with traditional 
pile driving methods. For the purposes of this proposed authorization 
we assume that fender support/pin piles, miscellaneous support piles 
(including catwalk and dock face support piles), and temporary support 
piles (for the contractor's pile driving template structures) would be 
installed using impact driving. However, if they are ultimately 
installed by down-the-hole drilling this would not change the total 
amount of effort, i.e. down-the-hole drilling would occur instead of, 
not in addition to, impact driving for installation of fender support/
pin piles, miscellaneous support piles, and temporary support piles.
    Additional construction work, such as concrete dock surfacing, will 
take place at or near the surface of the dock and will occur above 
water. Because this work is not expected to result in harassment of 
marine mammals, we do not summarize it here. Details of all planned 
construction work, and photos of many of the construction techniques 
described above, can be found in Section 1 of UniSea's IHA application.

Description of Marine Mammals in the Area of the Specified Activity

    Marine waters near Unalaska Island support many species of marine 
mammals, including pinnipeds and cetaceans; however, the number of 
species regularly occurring near the project location is limited. There 
are three marine mammal species under NMFS' jurisdiction with recorded 
occurrence in Iliuliuk Harbor during the past 15 years, including one 
cetacean and two pinnipeds. Steller sea lions are the most common 
marine mammals in the project area and are part of the western Distinct 
Population Segment (DPS) that is listed as Endangered under the 
Endangered Species Act (ESA). Harbor seals (Phoca vitulina) may also 
occur in the project area, though less frequently and in lower 
abundance than Steller sea lions. The humpback whale (Megaptera 
novaeangliae), although seasonally abundant in Unalaska Bay, is not 
typically present in Iliuliuk Harbor. A single humpback whale was 
observed beneath the bridge that connects Amaknak Island and Unalaska 
Island, moving in the direction of Iliuliuk Harbor, in September 2015 
(pers. comm., L. Baughman, PND Engineers, to J. Carduner, NMFS, Oct. 
12, 2015); no other sightings of humpback whales in Iliuliuk Harbor 
have been recorded and no records are found in the literature. In the 
summer months, the majority of humpback whales from the central North 
Pacific stock are found in the feeding grounds of the Aleutian Islands, 
Bering Sea, Gulf of Alaska, and Southeast Alaska/northern British 
Columbia, with high densities of whales found in the eastern Aleutian 
Islands, including along the north side of Unalaska Island (Allen and 
Angliss 2014b). Despite their relatively high abundance in Unalaska Bay 
during summer months, their presence within Iliuliuk Harbor is 
sufficiently rare that we do not believe there is a reasonable 
likelihood of their occurrence in the project area during the period of 
validity for the proposed IHA. Thus we do not propose to authorize the 
incidental harassment of humpback whales as a result of the proposed 
project; as such, the humpback whale is not carried forward for further 
analysis beyond this section.
    We have reviewed UniSea's detailed species descriptions, including 
life history information, for accuracy and completeness and refer the 
reader to Sections 3 and 4 of UniSea's application, rather than 
reprinting the information here. Please also refer to NMFS' Web site 
(www.nmfs.noaa.gov/pr/species/mammals/) for generalized species 
accounts.
    Table 2 lists the marine mammal species with expected potential for 
occurrence in the vicinity of the project during the project timeframe 
and summarizes key information regarding stock status and abundance. 
Taxonomically, we follow Committee on Taxonomy (2015). Please see NMFS' 
Stock Assessment Reports (SAR), available at www.nmfs.noaa.gov/pr/sars, 
for more detailed accounts of these stocks' status and abundance. The 
harbor seal and Steller sea lion are addressed in the Alaska SARs 
(e.g., Allen and Angliss, 2012, 2014).
    In the species accounts provided here, we offer a brief 
introduction to the species and relevant stock as well as available 
information regarding

[[Page 79826]]

population trends and threats, and describe any information regarding 
local occurrence.

                                   Table 2--Marine Mammals Potentially Present in the Vicinity of the Project Location
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                  Stock abundance                                    Relative occurrence
                                                           ESA/MMPA status;       (CV; Nmin; most                                    in Iliuliuk Harbor;
             Species                       Stock          Strategic (Y/N)\1\     recent abundance        PBR\3\      Annual M/SI\4\       season of
                                                                                    survey)\2\                                            occurrence
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                         Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and
 sea lions):
    Steller sea lion.............  Western U.S.          E/D; N..............  55,422 (n/a; 48,676;             292           234.7  common; year-round
                                                                                2008-11)\8\.                                          (greater abundance
                                                                                                                                      in summer).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Phocidae (earless seals):
    Harbor seal..................  Aleutian Islands....  -; N................  3,579\5\ (0.092;                  99            93.1  occasional; year-
                                                                                3,313; 2004).                                         round.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
  designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR (see
  footnote 3) or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
  under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable. For killer whales, the
  abundance values represent direct counts of individually identifiable animals; therefore there is only a single abundance estimate with no associated
  CV. For certain stocks of pinnipeds, abundance estimates are based upon observations of animals (often pups) ashore multiplied by some correction
  factor derived from knowledge of the species (or similar species) life history to arrive at a best abundance estimate; therefore, there is no
  associated CV. In these cases, the minimum abundance may represent actual counts of all animals ashore.
\3\ Potential biological removal, defined by the MMPA as the maximum number of animals, not including natural mortalities, that may be removed from a
  marine mammal stock while allowing that stock to reach or maintain its optimum sustainable population size (OSP).
\4\ These values, found in NMFS' SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial
  fisheries, subsistence hunting, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value.
\5\ Abundance estimate for this stock is greater than ten years old and is therefore not considered current. We nevertheless present the most recent
  abundance estimate, as this represents the best available information for use in this document.

Steller Sea Lion

    Steller sea lions are distributed mainly around the coasts to the 
outer continental shelf along the North Pacific rim from northern 
Hokkaido, Japan through the Kuril Islands and Okhotsk Sea, Aleutian 
Islands and central Bering Sea, southern coast of Alaska and south to 
California (Loughlin et al., 1984). Based on distribution, population 
response, and phenotypic and genotypic data, two separate stocks of 
Steller sea lions are recognized within U. S. waters, with the 
population divided into western and eastern distinct population 
segments (DPS) at 144[deg] W (Cape Suckling, Alaska) (Loughlin, 1997). 
The western DPS includes Steller sea lions that reside in the central 
and western Gulf of Alaska, Aleutian Islands, as well as those that 
inhabit the coastal waters and breed in Asia (e.g., Japan and Russia). 
Only the western DPS is considered in this proposed authorization 
because the eastern DPS occurs outside the geographic area under 
consideration.
    The species as a whole was ESA-listed as threatened in 1990 (55 FR 
49204) because of significant declines in the population which may have 
been caused by nutritional stress due to competition with commercial 
fisheries, environmental change, disease, killer whale predation, 
incidental take, and shooting (illegal and legal). In 1997, the species 
was divided into two separate DPSs, as described above, and the western 
DPS was reclassified as endangered under the ESA because of its 
continued decline since the initial listing in 1990 (62 FR 24345).
    The most recent comprehensive estimate of the abundance of the 
western DPS in Alaska is 55,422 individuals (both pups and non-pups), 
based on aerial surveys of non-pups conducted from 2008-2011 and 
estimates of total pup production (Allen and Angliss 2014a). This 
figure represents a marked decline from abundance estimates in the 
1950s (N = 140,000) and 1970s (N = 110,000). Pup counts in the Western 
DPS in Alaska overall increased at 1.8 percent annually between 2000 
and 2014; non-up counts increased at 2.2 percent annually over the same 
period (Fritz et al. 2015). However, survey data collected since 2000 
indicate that the population decline continues in the central and 
western Aleutian Islands while populations east of Samalga Pass 
(~170[deg] W) have increased (Allen and Angliss 2014a). Survival rates 
east of Samalga Pass have rebounded to nearly the same levels estimated 
for the 1970s, prior to the decline in abundance. In addition, 
population models indicate that natality among the increasing 
population east of Samalga Pass in the period 2000-2012 may not be 
significantly different from rates estimated for the 1970s. The 
proposed project location in Iliuliuk Harbor is approximately 220 km 
east of Samalga Pass.
    Steller sea lions are the most abundant marine mammals in the 
project area. Data from the NOAA National Marine Mammal Laboratory 
(NMML) surveys of haulouts on Unalaska Island suggest the Steller sea 
lion haulouts nearest to the project location are at Priest Rock (on 
the east side of the entrance to Unalaska Bay, approximately 19 km from 
the project site), Cape Wislow (on the northwest side of the entrance 
to Unalaska Bay, approximately 19 km from the project site) and Bishop 
Point (west of Cape Wislow on the North side of Unalaska Island, 
approximately 27 km from the project site). Bishop Point appears to be 
the most actively utilized haulout of the three, with a mean of 193 
individual sea lions observed over 36 separate surveys

[[Page 79827]]

from 1960 to 2014, and more recent surveys (2004-2014) showing a mean 
of 225 individuals (all of these surveys were conducted in June or July 
when Steller sea lion abundance would typically be highest at haulouts 
in the Aleutians). Priest Rock survey data show a mean of 12 
individuals observed since 1994, with higher totals recorded recently 
(107 individuals counted in 2014). Cape Wislow survey data show 60 
individuals observed in 1989, with no sea lions observed at the site 
during the 20 surveys that have occurred there from 1990 to 2014.
    Based on data from NMML breeding season surveys (conducted in June 
and July), the population of Steller sea lions in the eastern Aleutian 
Islands (from Unimak Island through Umnak Island, 163-169[deg]W) has 
been increasing at 2-3% per year since 2000. Local abundance in the 
breeding season is generally higher overall than in the non-breeding 
season, with counts on land approximately twice as much as those 
observed in winter, as sea lions spend more time at sea feeding during 
the winter months. Most large males leave the Aleutian Islands and head 
north during the winter, feeding off the ice edge, thus adult females 
and juveniles make up the majority of the local population during the 
nonbreeding season (pers. comm. L. Fritz, NMML, to J. Carduner, NMFS, 
Oct. 8, 2015).
    Steller sea lions are not known to haul out in the project area, 
though individuals are observed with regularity in the water within 
Iliuliuk Harbor. The number of sea lions in the immediate project area 
varies depending on the season and the on the presence of fishing 
vessels unloading their catch at the seafood processing facilities in 
the harbor. Sea lions are likely drawn to the project location by the 
abundant and predictable sources of food provided by commercial fishing 
vessels and fish processing facilities. Based on accounts from UniSea 
personnel, sea lions are sighted more often when fishing boats are 
docked at the project site and are often observed foraging near fishing 
boats that are docked at the UniSea facility, suggesting sea lions in 
the Iliuliuk Harbor area are habituated to the presence of fishing 
vessels and are likely conditioned to associating fishing boats with 
easy access to food.

Harbor Seal

    Harbor seals range from Baja California north along the west coasts 
of Washington, Oregon, California, British Columbia, and Southeast 
Alaska; west through the Gulf of Alaska, Prince William Sound, and the 
Aleutian Islands; and north in the Bering Sea to Cape Newenham and the 
Pribilof Islands. They haul out on rocks, reefs, beaches, and drifting 
glacial ice, and feed in marine, estuarine, and occasionally fresh 
waters. They generally are nonmigratory, with local movements 
associated with such factors as tides, weather, season, food 
availability, and reproduction (Scheffer and Slipp 1944, Fisher 1952, 
Bigg 1969, 1981, Hastings et al. 2004).
    In 2010, harbor seals in Alaska were partitioned into 12 separate 
stocks based largely on genetic structure (Allen and Angliss 2012). 
Only the Aleutian Islands stock is considered in this application 
because other stocks occur outside the geographic area under 
consideration. Distribution of the Aleutian Islands stock extends from 
Ugamak Island (southwest of Unimak Island in the Eastern Aleutians) 
west to Attu Island (the westernmost Aleutian Island in the U.S.). The 
abundance estimate for the Aleutian Islands stock is 3,579; however, 
this estimate is based on survey data that is over 10 years old. The 
current statewide abundance estimate for Alaskan harbor seals is 
152,602 based on aerial survey data collected during 1998-2007 (Allen 
and Angliss 2012).
    Surveying harbor seals in the Aleutian Islands is notoriously 
difficult as the islands are often blanketed with fog or high winds 
that limit aerial surveys to narrow windows of time. The logistics of 
surveying the entire length of the Aleutian Chain are also quite 
difficult with limited airports and limited access to fuel. As a 
result, available survey data for the Aleutian Islands harbor seal 
stock are extremely limited. The current population trend in the 
Aleutian Islands is unknown. Additionally, the haul-out patterns of 
harbor seals in the Aleutian Islands have not been studied, and there 
is no stock specific estimate of a survey correction factor.
    Small et al. (2008) compared harbor seal counts from 106 Aleutian 
islands surveyed in 1977-1982 (8,601 seals) with counts from the same 
islands during a 1999 aerial survey (2,859 seals). Counts decreased at 
a majority of the islands surveyed. A 45% decline was estimated in the 
Eastern Aleutians (n = 35 islands), with overall estimates for the 
entire Aleutian Islands chain showing a 67% decline during the 
approximate 20-year period. Seal counts decreased at the majority of 
islands in each region, the number of islands with over 100 seals 
decreased ~70%, and the number of islands with no seals counted 
increased approximately 80%, indicating that harbor seal abundance 
throughout the Aleutian Islands was substantially lower in the late 
1990s than in the 1970s and 1980s (Small et al. 2008).
    Harbor seals are only occasionally seen in Iliuliuk Harbor. No 
pupping or haulout sites exist within the project area. The closest 
known harbor seal haulout to the G1 dock is located approximately 3 km 
away on the northern tip of Hog Island in Unalaska Bay; NMML survey 
data shows an average of ~11 seals observed at the site over the course 
of four surveys from 2008-2010. Surveys were conducted only in late 
July and August, thus seasonal information on abundance or distribution 
is not available. NMML survey data suggest there are at least six other 
harbor seal haulouts in and around Unalaska Bay that are further from 
the project site; the maximum number of seals observed at any of these 
haulouts has not exceeded 39 individuals at any one time.

Potential Effects of the Specified Activity on Marine Mammals

    This section includes a summary and discussion of the ways that 
components of the specified activity may impact marine mammals. The 
``Estimated Take by Incidental Harassment'' section later in this 
document will include a quantitative analysis of the number of 
individuals that are expected to be taken by this activity. The 
``Negligible Impact Analysis'' section will include the analysis of how 
this specific activity will impact marine mammals and will consider the 
content of this section, the ``Estimated Take by Incidental 
Harassment'' section, the ``Proposed Mitigation'' section, and the 
``Anticipated Effects on Marine Mammal Habitat'' section to draw 
conclusions regarding the likely impacts of this activity on the 
reproductive success or survivorship of individuals and from that on 
the affected marine mammal populations or stocks. In the following 
discussion, we provide general background information on sound and 
marine mammal hearing before considering potential effects to marine 
mammals from sound produced by the construction techniques proposed for 
use.

Description of Sound Sources

    Sound travels in waves, the basic components of which are 
frequency, wavelength, velocity, and amplitude. Frequency is the number 
of pressure waves that pass by a reference point per unit of time and 
is measured in hertz (Hz) or cycles per second. Wavelength is the 
distance between two peaks of a sound wave; lower frequency sounds have 
longer wavelengths than higher frequency sounds and attenuate

[[Page 79828]]

(decrease) more rapidly in shallower water. Amplitude is the height of 
the sound pressure wave or the `loudness' of a sound and is typically 
measured using the decibel (dB) scale. A dB is the ratio between a 
measured pressure (with sound) and a reference pressure (sound at a 
constant pressure, established by scientific standards). It is a 
logarithmic unit that accounts for large variations in amplitude; 
therefore, relatively small changes in dB ratings correspond to large 
changes in sound pressure. When referring to sound pressure levels 
(SPLs; the sound force per unit area), sound is referenced in the 
context of underwater sound pressure to 1 microPascal ([mu]Pa). One 
pascal is the pressure resulting from a force of one newton exerted 
over an area of one square meter. The source level (SL) represents the 
sound level at a distance of 1 m from the source (referenced to 1 
[mu]Pa). The received level is the sound level at the listener's 
position. Note that all underwater sound levels in this document are 
referenced to a pressure of 1 [micro]Pa and all airborne sound levels 
in this document are referenced to a pressure of 20 [micro]Pa.
    Root mean square (rms) is the quadratic mean sound pressure over 
the duration of an impulse, and is calculated by squaring all of the 
sound amplitudes, averaging the squares, and then taking the square 
root of the average (Urick, 1983). Rms accounts for both positive and 
negative values; squaring the pressures makes all values positive so 
that they may be accounted for in the summation of pressure levels 
(Hastings and Popper, 2005). This measurement is often used in the 
context of discussing behavioral effects, in part because behavioral 
effects, which often result from auditory cues, may be better expressed 
through averaged units than by peak pressures.
    When underwater objects vibrate or activity occurs, sound-pressure 
waves are created. These waves alternately compress and decompress the 
water as the sound wave travels. Underwater sound waves radiate in all 
directions away from the source (similar to ripples on the surface of a 
pond), except in cases where the source is directional. The 
compressions and decompressions associated with sound waves are 
detected as changes in pressure by aquatic life and man-made sound 
receptors such as hydrophones.
    Even in the absence of sound from the specified activity, the 
underwater environment is typically loud due to ambient sound. Ambient 
sound is defined as environmental background sound levels lacking a 
single source or point (Richardson et al., 1995), and the sound level 
of a region is defined by the total acoustical energy being generated 
by known and unknown sources. These sources may include physical (e.g., 
waves, earthquakes, ice, atmospheric sound), biological (e.g., sounds 
produced by marine mammals, fish, and invertebrates), and anthropogenic 
sound (e.g., vessels, dredging, aircraft, construction). A number of 
sources contribute to ambient sound, including the following 
(Richardson et al., 1995):
     Wind and waves: The complex interactions between wind and 
water surface, including processes such as breaking waves and wave-
induced bubble oscillations and cavitation, are a main source of 
naturally occurring ambient noise for frequencies between 200 Hz and 50 
kHz (Mitson, 1995). In general, ambient sound levels tend to increase 
with increasing wind speed and wave height. Surf noise becomes 
important near shore, with measurements collected at a distance of 8.5 
km from shore showing an increase of 10 dB in the 100 to 700 Hz band 
during heavy surf conditions.
     Precipitation: Sound from rain and hail impacting the 
water surface can become an important component of total noise at 
frequencies above 500 Hz, and possibly down to 100 Hz during quiet 
times.
     Biological: Marine mammals can contribute significantly to 
ambient noise levels, as can some fish and shrimp. The frequency band 
for biological contributions is from approximately 12 Hz to over 100 
kHz.
     Anthropogenic: Sources of ambient noise related to human 
activity include transportation (surface vessels and aircraft), 
dredging and construction, oil and gas drilling and production, seismic 
surveys, sonar, explosions, and ocean acoustic studies. Shipping noise 
typically dominates the total ambient noise for frequencies between 20 
and 300 Hz. In general, the frequencies of anthropogenic sounds are 
below 1 kHz and, if higher frequency sound levels are created, they 
attenuate rapidly (Richardson et al., 1995). Sound from identifiable 
anthropogenic sources other than the activity of interest (e.g., a 
passing vessel) is sometimes termed background sound, as opposed to 
ambient sound.
    The sum of the various natural and anthropogenic sound sources at 
any given location and time--which comprise ``ambient'' or 
``background'' sound--depends not only on the source levels (as 
determined by current weather conditions and levels of biological and 
shipping activity) but also on the ability of sound to propagate 
through the environment. In turn, sound propagation is dependent on the 
spatially and temporally varying properties of the water column and sea 
floor, and is frequency-dependent. As a result of the dependence on a 
large number of varying factors, ambient sound levels can be expected 
to vary widely over both coarse and fine spatial and temporal scales. 
Sound levels at a given frequency and location can vary by 10-20 dB 
from day to day (Richardson et al., 1995). The result is that, 
depending on the source type and its intensity, sound from the 
specified activity may be a negligible addition to the local 
environment or could form a distinctive signal that may affect marine 
mammals.
    Known sound levels and frequency ranges associated with 
anthropogenic sources similar to those that would be used for this 
project are summarized in Table 3. Details of the source types are 
described in the following text.

                          Table 3--Representative Sound Levels of Anthropogenic Sources
----------------------------------------------------------------------------------------------------------------
                                             Frequency
              Sound source                  range (Hz)      Underwater sound level             Reference
----------------------------------------------------------------------------------------------------------------
Vibratory driving of 72-in steel pipe           10-1,500  180 dB rms at 10 m........  Reyff, 2007.
 pile.
Impact driving of 36-in steel pipe pile.        10-1,500  195 dB rms at 10 m........  Laughlin, 2007.
Impact driving of 66-in cast-in-steel-          10-1,500  195 dB rms at 10 m........  Reviewed in Hastings and
 shell (CISS) pile.                                                                    Popper, 2005.
----------------------------------------------------------------------------------------------------------------

    In-water construction activities associated with the project would 
include impact pile driving vibratory pile driving. The sounds produced 
by these activities fall into one of two general sound types: pulsed 
and non-pulsed (defined in the following). The distinction between 
these two sound types is important because they have

[[Page 79829]]

differing potential to cause physical effects, particularly with regard 
to hearing (e.g., Ward, 1997 in Southall et al., 2007). Please see 
Southall et al., (2007) for an in-depth discussion of these concepts.
    Pulsed sound sources (e.g., explosions, gunshots, sonic booms, 
impact pile driving) produce signals that are brief (typically 
considered to be less than one second), broadband, atonal transients 
(ANSI, 1986; Harris, 1998; NIOSH, 1998; ISO, 2003; ANSI, 2005) and 
occur either as isolated events or repeated in some succession. Pulsed 
sounds are all characterized by a relatively rapid rise from ambient 
pressure to a maximal pressure value followed by a rapid decay period 
that may include a period of diminishing, oscillating maximal and 
minimal pressures, and generally have an increased capacity to induce 
physical injury as compared with sounds that lack these features.
    Non-pulsed sounds can be tonal, narrowband, or broadband, brief or 
prolonged, and may be either continuous or non-continuous (ANSI, 1995; 
NIOSH, 1998). Some of these non-pulsed sounds can be transient signals 
of short duration but without the essential properties of pulses (e.g., 
rapid rise time). Examples of non-pulsed sounds include those produced 
by vessels, aircraft, machinery operations such as drilling or 
dredging, vibratory pile driving, down-the-hole drilling, and active 
sonar systems. The duration of such sounds, as received at a distance, 
can be greatly extended in a highly reverberant environment.
    Impact hammers operate by repeatedly dropping a heavy piston onto a 
pile to drive the pile into the substrate. Sound generated by impact 
hammers is characterized by rapid rise times and high peak levels, a 
potentially injurious combination (Hastings and Popper, 2005). 
Vibratory hammers install piles by vibrating them and allowing the 
weight of the hammer to push them into the sediment. Vibratory hammers 
produce significantly less sound than impact hammers. Peak SPLs may be 
180 dB or greater, but are generally 10 to 20 dB lower than SPLs 
generated during impact pile driving of the same-sized pile (Oestman et 
al., 2009). Rise time is slower, reducing the probability and severity 
of injury, and sound energy is distributed over a greater amount of 
time (Nedwell and Edwards, 2002; Carlson et al., 2005).

Marine Mammal Hearing

    Hearing is the most important sensory modality for marine mammals, 
and exposure to sound can have deleterious effects. To appropriately 
assess these potential effects, it is necessary to understand the 
frequency ranges marine mammals are able to hear. Current data indicate 
that not all marine mammal species have equal hearing capabilities 
(e.g., Richardson et al., 1995; Wartzok and Ketten, 1999; Au and 
Hastings, 2008). To reflect this, Southall et al. (2007) recommended 
that marine mammals be divided into functional hearing groups based on 
measured or estimated hearing ranges on the basis of available 
behavioral data, audiograms derived using auditory evoked potential 
techniques, anatomical modeling, and other data. The lower and/or upper 
frequencies for some of these functional hearing groups have been 
modified from those designated by Southall et al. (2007). The 
functional groups and the associated frequencies are indicated below 
(note that these frequency ranges do not necessarily correspond to the 
range of best hearing, which varies by species):
     Low-frequency cetaceans (mysticetes): functional hearing 
is estimated to occur between approximately 7 Hz and 25 kHz (extended 
from 22 kHz; Watkins, 1986; Au et al., 2006; Lucifredi and Stein, 2007; 
Ketten and Mountain, 2009; Tubelli et al., 2012);
     Mid-frequency cetaceans (larger toothed whales, beaked 
whales, and most delphinids): functional hearing is estimated to occur 
between approximately 150 Hz and 160 kHz;
     High-frequency cetaceans (porpoises, river dolphins, and 
members of the genera Kogia and Cephalorhynchus; now considered to 
include two members of the genus Lagenorhynchus on the basis of recent 
echolocation data and genetic data (May-Collado and Agnarsson, 2006; 
Kyhn et al. 2009, 2010; Tougaard et al. 2010): functional hearing is 
estimated to occur between approximately 200 Hz and 180 kHz; and
     Pinnipeds in water: functional hearing is estimated to 
occur between approximately 75 Hz to 100 kHz for Phocidae (true seals) 
and between 100 Hz and 48 kHz for Otariidae (eared seals), with the 
greatest sensitivity between approximately 700 Hz and 20 kHz. The 
pinniped functional hearing group was modified from Southall et al. 
(2007) on the basis of data indicating that phocid species have 
consistently demonstrated an extended frequency range of hearing 
compared to otariids, especially in the higher frequency range 
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth et al., 
2013).
    There are two marine mammal species (one otariid pinniped and one 
phocid pinniped) with expected potential to co-occur with UniSea 
construction activities. Please refer to Table 2.

Acoustic Effects, Underwater

    Potential Effects of Pile Driving Sound--The effects of sounds from 
pile driving might result in one or more of the following: temporary or 
permanent hearing impairment, non-auditory physical or physiological 
effects, behavioral disturbance, and masking (Richardson et al., 1995; 
Gordon et al., 2004; Nowacek et al., 2007; Southall et al., 2007). The 
effects of pile driving on marine mammals are dependent on several 
factors, including the size, type, and depth of the animal; the depth, 
intensity, and duration of the pile driving sound; the depth of the 
water column; the substrate of the habitat; the standoff distance 
between the pile and the animal; and the sound propagation properties 
of the environment. Impacts to marine mammals from pile driving 
activities are expected to result primarily from acoustic pathways. As 
such, the degree of effect is intrinsically related to the received 
level and duration of the sound exposure, which are in turn influenced 
by the distance between the animal and the source. The further away 
from the source, the less intense the exposure should be. The substrate 
and depth of the habitat affect the sound propagation properties of the 
environment. Shallow environments are typically more structurally 
complex, which leads to rapid sound attenuation. In addition, 
substrates that are soft (e.g., sand) would absorb or attenuate the 
sound more readily than hard substrates (e.g., rock) which may reflect 
the acoustic wave. Soft porous substrates would also likely require 
less time to drive the pile, and possibly less forceful equipment, 
which would ultimately decrease the intensity of the acoustic source.
    In the absence of mitigation, impacts to marine species would be 
expected to result from physiological and behavioral responses to both 
the type and strength of the acoustic signature (Viada et al., 2008). 
The type and severity of behavioral impacts are more difficult to 
define due to limited studies addressing the behavioral effects of 
impulsive sounds on marine mammals. Potential effects from impulsive 
sound sources can range in severity from effects such as behavioral 
disturbance or tactile perception to physical discomfort, slight injury 
of the internal organs and the auditory system, or mortality (Yelverton 
et al., 1973).
    Hearing Impairment and Other Physical Effects--Marine mammals

[[Page 79830]]

exposed to high intensity sound repeatedly or for prolonged periods can 
experience hearing threshold shift (TS), which is the loss of hearing 
sensitivity at certain frequency ranges (Kastak et al., 1999; Schlundt 
et al., 2000; Finneran et al., 2002, 2005). TS can be permanent (PTS), 
in which case the loss of hearing sensitivity is not recoverable, or 
temporary (TTS), in which case the animal's hearing threshold would 
recover over time (Southall et al., 2007). Marine mammals depend on 
acoustic cues for vital biological functions, (e.g., orientation, 
communication, finding prey, avoiding predators); thus, TTS may result 
in reduced fitness in survival and reproduction. However, this depends 
on the frequency and duration of TTS, as well as the biological context 
in which it occurs. TTS of limited duration, occurring in a frequency 
range that does not coincide with that used for recognition of 
important acoustic cues, would have little to no effect on an animal's 
fitness. Repeated sound exposure that leads to TTS could cause PTS. PTS 
constitutes injury, but TTS does not (Southall et al., 2007). The 
following subsections discuss in somewhat more detail the possibilities 
of TTS, PTS, and non-auditory physical effects.
    Temporary Threshold Shift--TTS is the mildest form of hearing 
impairment that can occur during exposure to a strong sound (Kryter, 
1985). While experiencing TTS, the hearing threshold rises, and a sound 
must be stronger in order to be heard. In terrestrial mammals, TTS can 
last from minutes or hours to days (in cases of strong TTS). For sound 
exposures at or somewhat above the TTS threshold, hearing sensitivity 
in both terrestrial and marine mammals recovers rapidly after exposure 
to the sound ends. Few data on sound levels and durations necessary to 
elicit mild TTS have been obtained for marine mammals, and none of the 
published data concern TTS elicited by exposure to multiple pulses of 
sound. Available data on TTS in marine mammals are summarized in 
Southall et al. (2007).
    Given the available data, the received level of a single pulse 
(with no frequency weighting) might need to be approximately 186 dB re 
1 [mu]Pa\2\-s (i.e., 186 dB sound exposure level [SEL] or approximately 
221-226 dB p-p [peak]) in order to produce brief, mild TTS. Exposure to 
several strong pulses that each have received levels near 190 dB rms 
(175-180 dB SEL) might result in cumulative exposure of approximately 
186 dB SEL and thus slight TTS in a small odontocete, assuming the TTS 
threshold is (to a first approximation) a function of the total 
received pulse energy.
    The above TTS information for odontocetes is derived from studies 
on the bottlenose dolphin (Tursiops truncatus) and beluga whale 
(Delphinapterus leucas). There is no published TTS information for 
other species of cetaceans. However, preliminary evidence from a harbor 
porpoise exposed to pulsed sound suggests that its TTS threshold may 
have been lower (Lucke et al., 2009). As summarized above, data that 
are now available imply that TTS is unlikely to occur unless 
odontocetes are exposed to pile driving pulses stronger than 180 dB re 
1 [mu]Pa rms.
    Permanent Threshold Shift--When PTS occurs, there is physical 
damage to the sound receptors in the ear. In severe cases, there can be 
total or partial deafness, while in other cases the animal has an 
impaired ability to hear sounds in specific frequency ranges (Kryter, 
1985). There is no specific evidence that exposure to pulses of sound 
can cause PTS in any marine mammal. However, given the possibility that 
mammals close to a sound source might incur TTS, there has been further 
speculation about the possibility that some individuals might incur 
PTS. Single or occasional occurrences of mild TTS are not indicative of 
permanent auditory damage, but repeated or (in some cases) single 
exposures to a level well above that causing TTS onset might elicit 
PTS.
    Relationships between TTS and PTS thresholds have not been studied 
in marine mammals but are assumed to be similar to those in humans and 
other terrestrial mammals. PTS might occur at a received sound level at 
least several decibels above that inducing mild TTS if the animal were 
exposed to strong sound pulses with rapid rise time. Based on data from 
terrestrial mammals, a precautionary assumption is that the PTS 
threshold for impulse sounds (such as pile driving pulses as received 
close to the source) is at least 6 dB higher than the TTS threshold on 
a peak-pressure basis and probably greater than 6 dB (Southall et al., 
2007). On an SEL basis, Southall et al. (2007) estimated that received 
levels would need to exceed the TTS threshold by at least 15 dB for 
there to be risk of PTS. Thus, for cetaceans, Southall et al. (2007) 
estimate that the PTS threshold might be an M-weighted SEL (for the 
sequence of received pulses) of approximately 198 dB re 1 [mu]Pa\2\-s 
(15 dB higher than the TTS threshold for an impulse). Given the higher 
level of sound necessary to cause PTS as compared with TTS, it is 
considerably less likely that PTS could occur.
    Measured source levels from impact pile driving can be as high as 
214 dB rms. Although no marine mammals have been shown to experience 
TTS or PTS as a result of being exposed to pile driving activities, 
captive bottlenose dolphins and beluga whales exhibited changes in 
behavior when exposed to strong pulsed sounds (Finneran et al., 2000, 
2002, 2005). The animals tolerated high received levels of sound before 
exhibiting aversive behaviors. Experiments on a beluga whale showed 
that exposure to a single watergun impulse at a received level of 207 
kPa (30 psi) p-p, which is equivalent to 228 dB p-p, resulted in a 7 
and 6 dB TTS in the beluga whale at 0.4 and 30 kHz, respectively. 
Thresholds returned to within 2 dB of the pre-exposure level within 
four minutes of the exposure (Finneran et al., 2002). Although the 
source level of pile driving from one hammer strike is expected to be 
much lower than the single watergun impulse cited here, animals being 
exposed for a prolonged period to repeated hammer strikes could receive 
more sound exposure in terms of SEL than from the single watergun 
impulse (estimated at 188 dB re 1 [mu]Pa\2\-s) in the aforementioned 
experiment (Finneran et al., 2002). However, in order for marine 
mammals to experience TTS or PTS, the animals have to be close enough 
to be exposed to high intensity sound levels for a prolonged period of 
time. Based on the best scientific information available, these SPLs 
are far below the thresholds that could cause TTS or the onset of PTS.
    Non-auditory Physiological Effects--Non-auditory physiological 
effects or injuries that theoretically might occur in marine mammals 
exposed to strong underwater sound include stress, neurological 
effects, bubble formation, resonance effects, and other types of organ 
or tissue damage (Cox et al., 2006; Southall et al., 2007). Studies 
examining such effects are limited. In general, little is known about 
the potential for pile driving to cause auditory impairment or other 
physical effects in marine mammals. Available data suggest that such 
effects, if they occur at all, would presumably be limited to short 
distances from the sound source and to activities that extend over a 
prolonged period. The available data do not allow identification of a 
specific exposure level above which non-auditory effects can be 
expected (Southall et al., 2007) or any meaningful quantitative 
predictions of the numbers (if any) of marine mammals that might be 
affected in those ways. Marine mammals that

[[Page 79831]]

show behavioral avoidance of pile driving, including some odontocetes 
and some pinnipeds, are especially unlikely to incur auditory 
impairment or non-auditory physical effects.

Disturbance Reactions

    Disturbance includes a variety of effects, including subtle changes 
in behavior, more conspicuous changes in activities, and displacement. 
Behavioral responses to sound are highly variable and context-specific 
and reactions, if any, depend on species, state of maturity, 
experience, current activity, reproductive state, auditory sensitivity, 
time of day, and many other factors (Richardson et al., 1995; Wartzok 
et al., 2003; Southall et al., 2007).
    Habituation can occur when an animal's response to a stimulus wanes 
with repeated exposure, usually in the absence of unpleasant associated 
events (Wartzok et al., 2003). Animals are most likely to habituate to 
sounds that are predictable and unvarying. The opposite process is 
sensitization, when an unpleasant experience leads to subsequent 
responses, often in the form of avoidance, at a lower level of 
exposure. Behavioral state may affect the type of response as well. For 
example, animals that are resting may show greater behavioral change in 
response to disturbing sound levels than animals that are highly 
motivated to remain in an area for feeding (Richardson et al., 1995; 
NRC, 2003; Wartzok et al., 2003).
    Controlled experiments with captive marine mammals showed 
pronounced behavioral reactions, including avoidance of loud sound 
sources (Ridgway et al., 1997; Finneran et al., 2003). Observed 
responses of wild marine mammals to loud pulsed sound sources 
(typically seismic guns or acoustic harassment devices, but also 
including pile driving) have been varied but often consist of avoidance 
behavior or other behavioral changes suggesting discomfort (Morton and 
Symonds, 2002; Thorson and Reyff, 2006; see also Gordon et al., 2004; 
Wartzok et al., 2003; Nowacek et al., 2007). Responses to continuous 
sound, such as vibratory pile installation, have not been documented as 
well as responses to pulsed sounds.
    With both types of pile driving, it is likely that the onset of 
pile driving could result in temporary, short term changes in an 
animal's typical behavior and/or avoidance of the affected area. These 
behavioral changes may include (Richardson et al., 1995): changing 
durations of surfacing and dives, number of blows per surfacing 
(cetaceans only), or moving direction and/or speed; reduced/increased 
vocal activities; changing/cessation of certain behavioral activities 
(such as socializing or feeding); visible startle response or 
aggressive behavior; avoidance of areas where sound sources are 
located; and/or flight responses (e.g., pinnipeds flushing into water 
from haul-outs or rookeries). Pinnipeds may increase the amount of time 
spent hauled out, possibly to avoid in-water disturbance (Thorson and 
Reyff, 2006).
    The biological significance of many of these behavioral 
disturbances is difficult to predict, especially if the detected 
disturbances appear minor. However, the consequences of behavioral 
modification could be expected to be biologically significant if the 
change affects growth, survival, or reproduction. Significant 
behavioral modifications that could potentially lead to effects on 
growth, survival, or reproduction include:
     Drastic changes in diving/surfacing patterns (such as 
those thought to cause beaked whale stranding due to exposure to 
military mid-frequency tactical sonar);
     Habitat abandonment due to loss of desirable acoustic 
environment; and
     Cessation of feeding or social interaction.
    The onset of behavioral disturbance from anthropogenic sound 
depends on both external factors (characteristics of sound sources and 
their paths) and the specific characteristics of the receiving animals 
(hearing, motivation, experience, demography) and is difficult to 
predict (Southall et al., 2007).

Auditory Masking

    Natural and artificial sounds can disrupt behavior by masking, or 
interfering with, a marine mammal's ability to hear other sounds. 
Masking occurs when the receipt of a sound is interfered with by 
another coincident sound at similar frequencies and at similar or 
higher levels. Chronic exposure to excessive, though not high-
intensity, sound could cause masking at particular frequencies for 
marine mammals that utilize sound for vital biological functions. 
Masking can interfere with detection of acoustic signals such as 
communication calls, echolocation sounds, and environmental sounds 
important to marine mammals. Therefore, under certain circumstances, 
marine mammals whose acoustical sensors or environment are being 
severely masked could also be impaired from maximizing their 
performance fitness in survival and reproduction. If the coincident 
(masking) sound were man-made, it could be potentially harassing if it 
disrupted hearing-related behavior. It is important to distinguish TTS 
and PTS, which persist after the sound exposure, from masking, which 
occurs during the sound exposure. Because masking (without resulting in 
TS) is not associated with abnormal physiological function, it is not 
considered a physiological effect, but rather a potential behavioral 
effect.
    The frequency range of the potentially masking sound is important 
in determining any potential behavioral impacts. Because sound 
generated from in-water pile driving is mostly concentrated at low 
frequency ranges, it may affect detection of communication calls and 
other potentially important natural sounds such as surf and prey sound. 
It may also affect communication signals when they occur near the sound 
band and thus reduce the communication space of animals (e.g., Clark et 
al., 2009) and cause increased stress levels (e.g., Foote et al., 2004; 
Holt et al., 2009).
    Masking has the potential to impact species at the population or 
community levels as well as at individual levels. Masking affects both 
senders and receivers of the signals and can potentially have long-term 
chronic effects on marine mammal species and populations. Recent 
research suggests that low frequency ambient sound levels have 
increased by as much as 20 dB (more than three times in terms of SPL) 
in the world's ocean from pre-industrial periods, and that most of 
these increases are from distant shipping (Hildebrand, 2009). All 
anthropogenic sound sources, such as those from vessel traffic, pile 
driving, and dredging activities, contribute to the elevated ambient 
sound levels, thus intensifying masking.
    The most intense underwater sounds in the proposed action are those 
produced by impact pile driving. Given that the energy distribution of 
pile driving covers a broad frequency spectrum, sound from these 
sources would likely be within the audible range of marine mammals 
present in the project area. Impact pile driving activity is relatively 
short-term, with rapid pulses occurring for approximately fifteen 
minutes per pile. The probability for impact pile driving resulting 
from the proposed action to mask acoustic signals important to the 
behavior and survival of marine mammal species is likely to be 
negligible. Vibratory pile driving is also relatively short-term, with 
rapid oscillations occurring for approximately one and a half hours per 
pile. It is possible that vibratory pile driving resulting from the 
proposed action may mask acoustic signals important to the behavior and 
survival

[[Page 79832]]

of marine mammal species, but the short-term duration and limited 
affected area would result in insignificant impacts from masking.

Acoustic Effects, Airborne

    Marine mammals that occur in the project area could be exposed to 
airborne sounds associated with pile driving that have the potential to 
cause harassment, depending on their distance from pile driving 
activities. Airborne sound could potentially affect pinnipeds that are 
either hauled out or are in the water but have their heads above water 
in the project area. Most likely, airborne sound would cause behavioral 
responses similar to those discussed above in relation to underwater 
sound. For instance, anthropogenic sound could cause hauled out 
pinnipeds to exhibit changes in their normal behavior, such as 
reduction in vocalizations, or cause them to temporarily abandon their 
habitat and move further from the source. Studies by Blackwell et al. 
(2004) and Moulton et al. (2005) indicate a tolerance or lack of 
response to unweighted airborne sounds as high as 112 dB peak and 96 dB 
rms.

Anticipated Effects on Habitat

    The proposed activities at Iliuliuk Harbor would not result in 
permanent impacts to habitats used directly by marine mammals, such as 
haul-out sites, but may have potential short-term impacts to food 
sources such as forage fish and salmonids. There are no rookeries or 
haulout sites within the modeled zone of influence for impact or 
vibratory pile driving associated with the project, or ocean bottom 
structure of significant biological importance to marine mammals that 
may be present in the waters in the vicinity of the project area. The 
project location is characterized by several commercial fish processing 
facilities and experiences frequent vessel traffic because of these 
facilities, thus the area is already relatively industrialized and not 
a pristine habitat for sea lions or seals. As such, the main impact 
associated with the proposed activity would be temporarily elevated 
sound levels and the associated direct effects on marine mammals, as 
discussed previously in this document. The most likely impact to marine 
mammal habitat occurs from pile driving effects on likely marine mammal 
prey (i.e., fish) near the project location, and minor impacts to the 
immediate substrate during installation and removal of piles during the 
dock construction project.

Effects on Potential Prey

    Construction activities would produce both pulsed (i.e., impact 
pile driving) and continuous (i.e., vibratory pile driving and down-
the-hole drilling) sounds. Fish react to sounds which are especially 
strong and/or intermittent low-frequency sounds. Short duration, sharp 
sounds can cause overt or subtle changes in fish behavior and local 
distribution. Hastings and Popper (2005) identified several studies 
that suggest fish may relocate to avoid certain areas of sound energy. 
Additional studies have documented effects of pile driving on fish, 
although several are based on studies in support of large, multiyear 
bridge construction projects (e.g., Scholik and Yan, 2001, 2002; Popper 
and Hastings, 2009) and are therefore not directly comparable with the 
proposed project. Sound pulses at received levels of 160 dB may cause 
subtle changes in fish behavior. SPLs of 180 dB may cause noticeable 
changes in behavior (Pearson et al., 1992; Skalski et al., 1992). SPLs 
of sufficient strength have been known to cause injury to fish and fish 
mortality. In general, impacts to marine mammal prey species from the 
proposed project are expected to be minor and temporary due to the 
relatively short timeframe of the proposed project, and the fact that 
Iliuliuk Harbor is not considered an important habitat for salmonids. 
The nearby Iliuliuk River supports salmon runs for at least four 
species of salmonids, however the harbor itself does not provide 
significant habitat for salmonids, and the proposed project is located 
far enough away from the lower Iliuliuk River that the potential that 
fish entering or leaving the river will be impacted is considered 
discountable. The most likely impact to fish from pile driving 
activities at the project area would be temporary behavioral avoidance 
of the area. The duration of fish avoidance of this area after pile 
driving stops is unknown, but a rapid return to normal recruitment, 
distribution and behavior is anticipated.

Effects on Potential Foraging Habitat

    The area likely impacted by the project is very small relative to 
the available habitat in Unalaska Bay. Avoidance by potential prey 
(i.e., fish) of the immediate area due to the temporary loss of this 
foraging habitat is possible. The duration of fish avoidance of this 
area after pile driving stops is unknown, but a rapid return to normal 
recruitment, distribution and behavior is anticipated. Any behavioral 
avoidance by fish of the disturbed area would still leave significantly 
large areas of fish and marine mammal foraging habitat in Unalaska Bay 
and the nearby vicinity.
    In summary, given the short daily duration of sound associated with 
individual pile driving events and the relatively small area that would 
be affected, pile driving activities associated with the proposed 
action are not likely to have a permanent, adverse effect on any fish 
habitat, or populations of fish species. Thus, any impacts to marine 
mammal habitat are not expected to cause significant or long-term 
consequences for individual marine mammals or their populations.

Proposed Mitigation

    In order to issue an IHA under section 101(a)(5)(D) of the MMPA, 
NMFS must set forth the permissible methods of taking pursuant to such 
activity, and other means of effecting the least practicable impact on 
such species or stock and its habitat, paying particular attention to 
rookeries, mating grounds, and areas of similar significance, and on 
the availability of such species or stock for taking for certain 
subsistence uses.
    Measurements from similar pile driving events were coupled with 
practical spreading loss to estimate zones of influence and an 
exclusion zone (see ``Estimated Take by Incidental Harassment''). These 
values were then used to develop mitigation measures for proposed pile 
driving activities. The exclusion zone effectively represents the 
mitigation zone that would be established around each pile to prevent 
Level A harassment to marine mammals, while the zones of influence 
(ZOI) provide estimates of the areas within which Level B harassment 
might occur for impact and vibratory pile driving. While the modeled 
ZOI and exclusion zone vary between the different types of installation 
methods, UniSea is proposing to establish mitigation zones for the 
maximum exclusion zone and ZOI for all pile driving and down-the-hole 
drilling conducted in support of the proposed project.

Monitoring and Shutdown for Pile Driving

    The following measures would apply to UniSea's mitigation through 
the exclusion zone and zone of influence:
    Exclusion Zone--For all pile driving activities, UniSea will 
establish an exclusion zone intended to contain the area in which SPLs 
equal or exceed the 190 dB rms acoustic injury criteria for pinnipeds. 
The purpose of the exclusion zone is to define an area within which 
shutdown of construction activity would occur upon sighting of a marine

[[Page 79833]]

mammal within that area (or in anticipation of an animal entering the 
defined area), thus preventing potential injury of marine mammals. 
Modeled distances to the Level A harassment threshold are shown in 
Table 5. The greatest modeled distance to the Level A harassment 
threshold is 4.64 m (for impact pile driving); however, UniSea would 
implement a minimum 10 m radius exclusion zone for all pile driving and 
down-the-hole drilling activities. See Appendix B in the IHA 
application for figures showing the exclusion zones overlaid on 
satellite images of the project area.
    Zone of Influence--The zone of influence refers to the area(s) in 
which SPLs equal or exceed 160 and 120 dB rms (for pulsed and non-
pulsed continuous sound, respectively). ZOIs provide utility for 
monitoring that is conducted for mitigation purposes (i.e., exclusion 
zone monitoring) by establishing monitoring protocols for areas 
adjacent to the exclusion zone. Monitoring of the ZOI enables observers 
to be aware of, and communicate about, the presence of marine mammals 
within the project area but outside the exclusion zone and thus prepare 
for potential shutdowns of activity should those marine mammals 
approach the exclusion zone. However, the primary purpose of ZOI 
monitoring is to allow documentation of incidents of Level B 
harassment; ZOI monitoring is discussed in greater detail later (see 
``Proposed Monitoring and Reporting''). The modeled radial distances 
for ZOIs for impact and vibratory pile driving and removal (not taking 
into account landmasses which are expected to limit the actual ZOI 
radii) are shown in Table 5.
    In order to document observed incidents of harassment, monitors 
will record all marine mammals observed within the modeled ZOI. 
Modeling was performed to estimate the ZOI for impact pile driving (the 
areas in which SPLs are expected to equal or exceed 160 dB rms during 
impact driving) and for vibratory pile driving (the areas in which SPLs 
are expected to equal or exceed 120 dB rms during vibratory driving and 
removal). Results of this modeling showed the ZOI for impact driving 
would extend to a radius of 500 m from the pile being driven, the ZOI 
for vibratory pile driving and down-the-hole drilling (if it occurs) 
would extend to a radius of 10,000 m from the pile being driven, and 
the ZOI for vibratory pile removal would extend to a radius of 7,400 m 
from the pile being removed. However, due to the geography of the 
project area, landmasses surround Iliuliuk Harbor are expected to limit 
the propagation of sound from construction activities such that the 
actual distances to the ZOI extent for vibratory and impact driving 
will be substantially smaller than those described above. Modeling 
results of the ensonified areas, taking into account the attenuation 
provided by landmasses, suggest the actual ZOI will extend to a maximum 
distance of 1,250 m from the G1 dock, at its furthest point (for 
vibratory driving). Due to this relatively small modeled ZOI, and due 
to the monitoring locations chosen by UniSea (see the Monitoring Plan 
for details), we expect that monitors will be able to observe the 
entire modeled ZOI for both impact and vibratory pile driving, and thus 
we expect data collected on incidents of Level B harassment to be 
relatively accurate. The modeled areas of the ZOIs for impact and 
vibratory driving, taking into account the attenuation provided by 
landmasses in attenuating sound from the construction project, are 
shown in Appendix B of UniSea's application.
    Monitoring Protocols--Monitoring would be conducted before, during, 
and after pile driving activities. Observations of marine mammals 
outside the exclusion zone will not result in shutdown of construction 
operations, unless the animal approaches or enters the exclusion zone, 
at which point all pile driving activities will be halted. Monitoring 
will take place from fifteen minutes prior to initiation of pile 
driving or pile removal through thirty minutes post-completion of pile 
driving or removal activities. Pile driving and removal activities 
include the time to remove a single pile or series of piles, as long as 
the time elapsed between uses of the pile driving equipment is no more 
than thirty minutes. Please see the Marine Mammal Monitoring Plan 
(available at www.nmfs.noaa.gov/pr/permits/incidental/), for full 
details of the monitoring protocols.
    The following additional measures apply to visual monitoring:
    (1) Monitoring will be conducted by qualified observers, who will 
be placed at the best vantage point(s) practicable to monitor for 
marine mammals and implement shutdown procedures when applicable by 
calling for the shutdown to the hammer operator. Qualified observers 
are trained biologists, with the following minimum qualifications:
     Visual acuity in both eyes (correction is permissible) 
sufficient for discernment of moving targets at the water's surface 
with ability to estimate target size and distance;
     Experience and ability to conduct field observations and 
collect data according to assigned protocols;
     Experience or training in the field identification of 
marine mammals, including the identification of behaviors, with ability 
to accurately identify marine mammals in Alaskan waters to species;
     Sufficient training, orientation or experience with the 
construction operation to provide for personal safety during 
observations;
     Writing skills sufficient to prepare a report of 
observations; and
     Ability to communicate orally, by radio or in person, with 
project personnel to provide real-time information on marine mammals 
observed in the area as necessary.
    (2) Prior to the start of pile driving activity, the exclusion zone 
will be monitored for fifteen minutes to ensure that it is clear of 
marine mammals. Pile driving will only commence once observers have 
declared the exclusion zone clear of marine mammals; animals will be 
allowed to remain in the exclusion zone (i.e., must leave of their own 
volition) and their behavior will be monitored and documented. The 
exclusion zone may only be declared clear, and pile driving started, 
when the entire exclusion zone is visible (i.e., when not obscured by 
dark, rain, fog, etc.). In addition, if such conditions should arise 
during impact pile driving that is already underway, the activity would 
be halted.
    (3) If a marine mammal approaches or enters the exclusion zone 
during the course of pile driving operations, activity will be halted 
and delayed until either the animal has voluntarily left and been 
visually confirmed beyond the exclusion zone or fifteen minutes have 
passed without re-detection of the animal. Monitoring will be conducted 
throughout the time required to drive a pile.

Sound Attenuation Devices

    Sound levels can be reduced during impact pile driving using sound 
attenuation devices. There are several types of sound attenuation 
devices including bubble curtains, cofferdams, and isolation casings 
(also called temporary noise attenuation piles [TNAP]), and cushion 
blocks. UniSea plans to use bubble curtains, which create a column of 
air bubbles rising around a pile from the substrate to the water 
surface. The air bubbles absorb and scatter sound waves emanating from 
the pile, thereby reducing the sound energy.
    Bubble curtains may be confined or unconfined. An unconfined bubble 
curtain may consist of a ring seated on the substrate and emitting air 
bubbles from the bottom. An unconfined bubble

[[Page 79834]]

curtain may also consist of a stacked system, that is, a series of 
multiple rings placed at the bottom and at various elevations around 
the pile. Stacked systems may be more effective than non-stacked 
systems in areas with high current and deep water (Oestman et al., 
2009). Confined bubble curtain contain the air bubbles within a 
flexible or rigid sleeve made from plastic, cloth, or pipe, and 
generally offer higher attenuation levels than unconfined curtains 
because they may physically block sound waves and they prevent air 
bubbles from migrating away from the pile. For this reason, the 
confined bubble curtain is commonly used in areas with high current 
velocity (Oestman et al., 2009).
    The literature presents a wide array of observed attenuation 
results for bubble curtains (e.g., Oestman et al., 2009; Coleman, 
2011). Both environmental conditions and the characteristics of the 
sound attenuation device may influence the effectiveness of the device 
(Oestman et al. 2009). As a general rule, reductions of greater than 10 
dB cannot be reliably predicted. The U.S. Navy Test Pile Program, 
conducted at Naval Base Kitsap-Bangor, reported a range of measured 
values for realized attenuation mostly within 6 to 12 dB (Illingworth & 
Rodkin, 2012).
    Unconfined bubble curtains will be used during all impact pile 
driving associated with the proposed project. The bubble curtain used 
by UniSea may result in some noise reduction from impact pile driving; 
however, we are unable make any assumptions about the extent of the 
attenuation that may be provided by UniSea's bubble curtain, as sound 
source verification at pile driving projects using the proposed bubble 
curtain design has not occurred previously, and in situ recordings are 
not proposed for this particular project.

Soft Start

    The use of a ``soft-start'' procedure is believed to provide 
additional protection to marine mammals by providing a warning and an 
opportunity to leave the area prior to the hammer operating at full 
capacity. For vibratory hammers, the soft start technique will initiate 
noise from the hammer for 15 seconds at a reduced energy level, 
followed by 1- minute waiting period and repeat the procedure two 
additional times. For impact hammers, the soft start technique will 
initiate three strikes at a reduced energy level, followed by a 30-
second waiting period. This procedure would also be repeated two 
additional times. The actual number of strikes at reduced energy will 
vary because operating the hammer at less than full power results in 
``bouncing'' of the hammer as it strikes the pile, resulting in 
multiple ``strikes.'' Soft start for impact driving will be required at 
the beginning of each day's pile driving work and at any time following 
a cessation of impact pile driving of thirty minutes or longer.
    We have carefully evaluated UniSea's proposed mitigation measures 
and considered their likely effectiveness relative to implementation of 
similar mitigation measures in previously issued IHAs to preliminarily 
determine whether they are likely to affect the least practicable 
impact on the affected marine mammal species and stocks and their 
habitat. Our evaluation of potential measures included consideration of 
the following factors in relation to one another:
    (1) The manner in which, and the degree to which, the successful 
implementation of the measure is expected to minimize adverse impacts 
to marine mammals;
    (2) The proven or likely efficacy of the specific measure to 
minimize adverse impacts as planned; and
    (3) The practicability of the measure for applicant implementation.
    Any mitigation measure(s) we prescribe should be able to 
accomplish, have a reasonable likelihood of accomplishing (based on 
current science), or contribute to the accomplishment of one or more of 
the general goals listed below:
    (1) Avoidance or minimization of injury or death of marine mammals 
wherever possible (goals 2, 3, and 4 may contribute to this goal).
    (2) A reduction in the number (total number or number at 
biologically important time or location) of individual marine mammals 
exposed to stimuli expected to result in incidental take (this goal may 
contribute to 1, above, or to reducing takes by behavioral harassment 
only).
    (3) A reduction in the number (total number or number at 
biologically important time or location) of times any individual marine 
mammal would be exposed to stimuli expected to result in incidental 
take (this goal may contribute to 1, above, or to reducing takes by 
behavioral harassment only).
    (4) A reduction in the intensity of exposure to stimuli expected to 
result in incidental take (this goal may contribute to 1, above, or to 
reducing the severity of behavioral harassment only).
    (5) Avoidance or minimization of adverse effects to marine mammal 
habitat, paying particular attention to the prey base, blockage or 
limitation of passage to or from biologically important areas, 
permanent destruction of habitat, or temporary disturbance of habitat 
during a biologically important time.
    (6) For monitoring directly related to mitigation, an increase in 
the probability of detecting marine mammals, thus allowing for more 
effective implementation of the mitigation.
    Based on our evaluation of UniSea's proposed measures, we have 
preliminarily determined that the proposed mitigation measures provide 
the means of affecting the least practicable impact on marine mammal 
species or stocks and their habitat.

Proposed Monitoring and Reporting

    In order to issue an IHA for an activity, section 101(a)(5)(D) of 
the MMPA states that NMFS must set forth ``requirements pertaining to 
the monitoring and reporting of such taking.'' The MMPA implementing 
regulations at 50 CFR 216.104(a)(13) indicate that requests for 
incidental take authorizations must include the suggested means of 
accomplishing the necessary monitoring and reporting that will result 
in increased knowledge of the species and of the level of taking or 
impacts on populations of marine mammals that are expected to be 
present in the proposed action area.
    Any monitoring requirement we prescribe should accomplish one or 
more of the following general goals:
    1. An increase in the probability of detecting marine mammals, both 
within defined zones of effect (thus allowing for more effective 
implementation of the mitigation) and in general to generate more data 
to contribute to the analyses mentioned below;
    2. An increase in our understanding of how many marine mammals are 
likely to be exposed to stimuli that we associate with specific adverse 
effects, such as behavioral harassment or hearing threshold shifts;
    3. An increase in our understanding of how marine mammals respond 
to stimuli expected to result in incidental take and how anticipated 
adverse effects on individuals may impact the population, stock, or 
species (specifically through effects on annual rates of recruitment or 
survival) through any of the following methods:
     Behavioral observations in the presence of stimuli 
compared to observations in the absence of stimuli (need to be able to 
accurately predict pertinent information, e.g., received level, 
distance from source);
     Physiological measurements in the presence of stimuli 
compared to observations in the absence of stimuli (need to be able to 
accurately predict

[[Page 79835]]

pertinent information, e.g., received level, distance from source); and
     Distribution and/or abundance comparisons in times or 
areas with concentrated stimuli versus times or areas without stimuli.
    4. An increased knowledge of the affected species; or
    5. An increase in our understanding of the effectiveness of certain 
mitigation and monitoring measures.
    UniSea submitted a marine mammal monitoring plan as part of their 
IHA application (the monitoring plan can be viewed online at: 
www.nmfs.noaa.gov/pr/permits/incidental/). UniSea's proposed marine 
mammal monitoring plan was created with input from NMFS and was based 
on similar plans that have been successfully implemented by other 
action proponents under previous IHAs for pile driving projects. The 
plan may be modified or supplemented based on comments or new 
information received from the public during the public comment period.

Visual Marine Mammal Observations

    UniSea will collect sighting data and will record behavioral 
responses to construction activities for marine mammal species observed 
in the project location during the period of activity. All marine 
mammal observers (MMOs) will be trained in marine mammal identification 
and behaviors and are required to have no other construction-related 
tasks while conducting monitoring. UniSea will monitor the Exclusion 
Zone and Zone of Influence before, during, and after pile driving, with 
observers located at the best practicable vantage points. See Figure 2 
in the Marine Mammal Monitoring Plan for the observer locations planned 
for use during construction. Based on our requirements, the Marine 
Mammal Monitoring Plan would implement the following procedures for 
pile driving:
     A dedicated monitoring coordinator will be on-site during 
all construction days. The monitoring coordinator will oversee marine 
mammal observers. The monitoring coordinator will serve as the liaison 
between the marine mammal monitoring staff and the construction 
contractor to assist in the distribution of information.
     MMOs would be located at the best vantage point(s) in 
order to properly observe the entire Exclusion Zone, and as much of the 
ZOI as possible. A minimum of two MMOs will be on duty during all pile 
driving activity, with one of these MMOs having full time 
responsibility for monitoring the Exclusion Zone.
     During all observation periods, observers will use 
binoculars and the naked eye to search continuously for marine mammals.
     If the Exclusion Zone is obscured by fog or poor lighting 
conditions, pile driving will not be initiated until the Exclusion Zone 
is clearly visible. Should such conditions arise while impact driving 
is underway, the activity would be halted.
     The Exclusion Zone and ZOI will be monitored for the 
presence of marine mammals before, during, and after any pile driving 
or removal activity.
    Individuals implementing the monitoring protocol will assess its 
effectiveness using an adaptive approach. MMOs will use their best 
professional judgment throughout implementation and seek improvements 
to these methods when deemed appropriate. Any modifications to protocol 
will be coordinated between NMFS and UniSea.

Data Collection

    We require that observers use approved data forms. Among other 
pieces of information, UniSea will record detailed information about 
any implementation of shutdowns, including the distance of animals to 
the pile being driven, a description of specific actions that ensued, 
and resulting behavior of the animal, if any. In addition, UniSea will 
attempt to distinguish between the number of individual animals taken 
and the number of incidents of take, when possible. We require that, at 
a minimum, the following information be collected on sighting forms:
     Date and time that monitored activity begins or ends;
     Construction activities occurring during each observation 
period;
     Weather parameters (e.g., percent cover, visibility);
     Water conditions (e.g., sea state, tide state);
     Species, numbers, and (if possible) sex and age class of 
marine mammals;
     Description of any observable marine mammal behavior 
patterns, including bearing and direction of travel and distance from 
pile driving activity;
     Distance from pile driving activities to marine mammals 
and distance from marine mammal(s) to the observation point;
     Locations of all marine mammal observations; and
     Other human activity in the area.

Reporting

    A draft report will be submitted within 90 calendar days of the 
completion of the activity, or within 45 calendar days prior to the 
effective date of a subsequent IHA (if applicable). The report will 
include information on marine mammal observations pre-activity, during-
activity, and post-activity during pile driving days, and will provide 
descriptions of any behavioral responses to construction activities by 
marine mammals and a complete description of any mitigation shutdowns 
and results of those actions, as well as an estimate of total take 
based on the number of marine mammals observed during the course of 
construction. A final report must be submitted within 30 days following 
resolution of comments from NMFS on the draft report.
    In the unanticipated event that the specified activity clearly 
causes the take of a marine mammal in a manner not authorized by the 
IHA (if issued), such as a Level A harassment, or a take of a marine 
mammal species other than those proposed for authorization, UniSea 
would immediately cease the specified activities and immediately report 
the incident to the Chief of the Permits and Conservation Division, 
Office of Protected Resources. The report would include the following 
information:
     Time, date, and location (latitude/longitude) of the 
incident;
     Description of the incident;
     Status of all sound source use in the 24 hours preceding 
the incident;
     Environmental conditions (e.g., wind speed and direction, 
Beaufort sea state, cloud cover, and visibility);
     Description of all marine mammal observations in the 24 
hours preceding the incident;
     Species identification or description of the animal(s) 
involved;
     Fate of the animal(s); and
     Photographs or video footage of the animal(s) (if 
equipment is available).
    Activities would not resume until NMFS is able to review the 
circumstances of the prohibited take. NMFS would work with UniSea to 
determine what is necessary to minimize the likelihood of further 
prohibited take and ensure MMPA compliance. UniSea would not be able to 
resume their activities until notified by NMFS via letter, email, or 
telephone.
    In the event that UniSea discovers an injured or dead marine 
mammal, and the lead MMO determines that the cause of the injury or 
death is unknown and the death is relatively recent (i.e., in less than 
a moderate state of decomposition), UniSea would immediately report the 
incident tomailto: the Chief of the Permits and Conservation Division, 
Office of Protected Resources, NMFS, and the Alaska Stranding 
Coordinator.
    The report would include the same information identified in the 
paragraph

[[Page 79836]]

above. Construction related activities would be able to continue while 
NMFS reviews the circumstances of the incident. NMFS would work with 
UniSea to determine whether modifications in the activities are 
appropriate.
    In the event that UniSea discovers an injured or dead marine 
mammal, and the lead MMO determines that the injury or death is not 
associated with or related to the activities authorized in the IHA 
(e.g., previously wounded animal, carcass with moderate to advanced 
decomposition, or scavenger damage), UniSea would report the incident 
to Jolie Harrison ([email protected]), Chief of the Permits and 
Conservation Division, Office of Protected Resources, NMFS, and Aleria 
Jensen ([email protected]), Alaska Stranding Coordinator, within 
24 hours of the discovery. UniSea would provide photographs or video 
footage (if available) or other documentation of the stranded animal 
sighting to NMFS and the Marine Mammal Stranding Network.

Estimated Take by Incidental Harassment

    Except with respect to certain activities not pertinent here, 
section 3(18) of the MMPA defines ``harassment'' as: ``. . . any act of 
pursuit, torment, or annoyance which (i) has the potential to injure a 
marine mammal or marine mammal stock in the wild [Level A harassment]; 
or (ii) has the potential to disturb a marine mammal or marine mammal 
stock in the wild by causing disruption of behavioral patterns, 
including, but not limited to, migration, breathing, nursing, breeding, 
feeding, or sheltering [Level B harassment].''
    All anticipated takes would be by Level B harassment, resulting 
from vibratory and impact pile driving and involving temporary changes 
in behavior. Based on the best available information, the proposed 
activities--vibratory and impact pile driving--would not result in 
serious injuries or mortalities to marine mammals even in the absence 
of the planned mitigation and monitoring measures. However, the 
proposed mitigation and monitoring measures are expected to minimize 
the potential for injury, such that take by Level A harassment is 
considered discountable.
    If a marine mammal responds to a stimulus by changing its behavior 
(e.g., through relatively minor changes in locomotion direction/speed 
or vocalization behavior), the response may or may not constitute 
taking at the individual level, and is unlikely to affect the stock or 
the species as a whole. However, if a sound source displaces marine 
mammals from an important feeding or breeding area for a prolonged 
period, impacts on animals or on the stock or species could potentially 
be significant (e.g., Lusseau and Bejder, 2007; Weilgart, 2007). Given 
the many uncertainties in predicting the quantity and types of impacts 
of sound on marine mammals, it is common practice to estimate how many 
animals are likely to be present within a particular distance of a 
given activity, or exposed to a particular level of sound.
    This practice potentially overestimates the numbers of marine 
mammals taken, as it is often difficult to distinguish between the 
individual animals harassed and incidences of harassment. In 
particular, for stationary activities, it is more likely that some 
smaller number of individuals may accrue a number of incidences of 
harassment per individual than for each incidence to accrue to a new 
individual, especially if those individuals display some degree of 
residency or site fidelity and the impetus to use the site (e.g., 
because of foraging opportunities) is stronger than the deterrence 
presented by the harassing activity. The Steller sea lions and harbor 
seals expected to occur in the project area are not branded, thus we 
expect that the identification of individual animals, even by 
experienced MMOs, would be extremely difficult. This would further 
increase the likelihood that repeated exposures of an individual, even 
within the same day, could be recorded as multiple takes.
    UniSea has requested authorization for the incidental taking of 
small numbers of Steller sea lions and harbor seals that may result 
from pile driving activities associated with the dock construction 
project described previously in this document. In order to estimate the 
potential incidents of take that may occur incidental to the specified 
activity, we must first estimate the extent of the sound field that may 
be produced by the activity and then incorporate information about 
marine mammal density or abundance in the project area. We first 
provide information on applicable sound thresholds for determining 
effects to marine mammals before describing the information used in 
estimating the sound fields, the available marine mammal density or 
abundance information, and the method of estimating potential 
incidences of take.

Sound Thresholds

    We use generic sound exposure thresholds to determine when an 
activity that produces sound might result in impacts to a marine mammal 
such that a ``take'' by harassment might occur. To date, no studies 
have been conducted that explicitly examine impacts to marine mammals 
from pile driving sounds or from which empirical sound thresholds have 
been established. These thresholds should be considered guidelines for 
estimating when harassment may occur (i.e., when an animal is exposed 
to levels equal to or exceeding the relevant criterion) in specific 
contexts; however, useful contextual information that may inform our 
assessment of effects is typically lacking and we consider these 
thresholds as step functions. NMFS is currently revising these acoustic 
guidelines; for more information on that process, please see: 
www.nmfs.noaa.gov/pr/acoustics/guidelines.htm.

            Table 4--Current NMFS Acoustic Exposure Criteria
------------------------------------------------------------------------
            Criterion                 Definition           Threshold
------------------------------------------------------------------------
Level A harassment (underwater).  Injury (PTS--any    180 dB (cetaceans)/
                                   level above that    190 dB
                                   which is known to   (pinnipeds)
                                   cause TTS).         (rms).
Level B harassment (underwater).  Behavioral          160 dB (impulsive
                                   disruption.         source\*\)/120 dB
                                                       (continuous
                                                       source\*\) (rms).
Level B harassment                Behavioral          90 dB (harbor
 (airborne)\**\.                   disruption.         seals)/100 dB
                                                       (other pinnipeds)
                                                       (unweighted).
------------------------------------------------------------------------
\*\ Impact pile driving produces impulsive noise; vibratory pile driving
  produces non-pulsed (continuous) noise.
\**\ NMFS has not established any formal criteria for harassment
  resulting from exposure to airborne sound. However, these thresholds
  represent the best available information regarding the effects of
  pinniped exposure to such sound and NMFS' practice is to associate
  exposure at these levels with Level B harassment.


[[Page 79837]]

Distance to Sound Thresholds

    Underwater Sound Propagation Formula--Pile driving generates 
underwater noise that can potentially result in disturbance to marine 
mammals in the project area. Transmission loss (TL) is the decrease in 
acoustic intensity as an acoustic pressure wave propagates out from a 
source. TL parameters vary with frequency, temperature, sea conditions, 
current, source and receiver depth, water depth, water chemistry, and 
bottom composition and topography. The general formula for underwater 
TL is:

TL = B * log10(R1/R2), where
R1 = the distance of the modeled SPL from the driven 
pile, and
R2 = the distance from the driven pile of the initial 
measurement

    This formula neglects loss due to scattering and absorption, which 
is assumed to be zero here. The degree to which underwater sound 
propagates away from a sound source is dependent on a variety of 
factors, most notably the water bathymetry and presence or absence of 
reflective or absorptive conditions including in-water structures and 
sediments. Spherical spreading occurs in a perfectly unobstructed 
(free-field) environment not limited by depth or water surface, 
resulting in a 6 dB reduction in sound level for each doubling of 
distance from the source (20*log[range]). Cylindrical spreading occurs 
in an environment in which sound propagation is bounded by the water 
surface and sea bottom, resulting in a reduction of 3 dB in sound level 
for each doubling of distance from the source (10*log[range]). A 
practical spreading value of fifteen is often used under conditions, 
such as Iliuliuk Harbor, where water depth increases as the receiver 
moves away from the shoreline, resulting in an expected propagation 
environment that would lie between spherical and cylindrical spreading 
loss conditions. Practical spreading loss (4.5 dB reduction in sound 
level for each doubling of distance) is assumed here.
    Underwater Sound--The intensity of pile driving sounds is greatly 
influenced by factors such as the type of piles, hammers, and the 
physical environment in which the activity occurs. A large quantity of 
literature regarding SPLs recorded from pile driving projects is 
available for consideration. In order to determine reasonable SPLs and 
their associated effects on marine mammals that are likely to result 
from pile driving at the UniSea dock, studies with similar properties 
to the specified activity were evaluated. See Section 5 of UniSea's 
application for a detailed description of the information considered in 
determining reasonable proxy source level values. UniSea used 
representative source levels of 165 dB rms for installation of steel 
sheet piles using a vibratory hammer (CALTRANS 2012), 163 dB rms for 
vibratory removal and installation of a 24-inch steel pile (Rodkin 
2013), 184 dB rms for impact pile driving of a 24-inch steel pile 
(Rodkin 2013), and 165 dB (re: 1 [mu]Pa at 1m) at 200 Hz for down-the-
hole drilling (URS 2011).

   Table 5--Modeled Distances From G1 Dock to NMFS Level A and Level B
 Harassment Thresholds (Isopleths) During Pile Installation and Removal
------------------------------------------------------------------------
                  Threshold                      Distance (meters)\*\
------------------------------------------------------------------------
Impact driving, pinniped injury (190 dB)....  4.64\**\
Impact driving, pinniped disturbance (160     500
 dB).
Vibratory driving, pinniped injury (190 dB).  < 1 m\**\
Vibratory driving or down-the-hole drilling,  10,000
 pinniped disturbance (120 dB).
Vibratory removal, pinniped injury (160 dB).  < 1 m\**\
Vibratory removal, pinniped disturbance (120  7,400
 dB).
------------------------------------------------------------------------
\*\ Distances shown are modeled maximum distances and do not account for
  landmasses which are expected to reduce the actual distances to sound
  thresholds.
\**\ These are modeled distances to the Level A harassment threshold,
  however the exclusion zone will conservatively extend to 10 m, thus
  any marine mammal within a 10 m radius of activity would trigger a
  shutdown.

    Iliuliuk Harbor does not represent open water, or free field, 
conditions. Therefore, sounds would attenuate as they encounter land 
masses. As a result, and as described above, pile driving noise in the 
project area is not expected to propagate to the calculated distances 
for the 160 dB or 120 dB thresholds as shown in Table 5. See Appendix B 
of UniSea's IHA application for figures depicting the actual extents of 
areas in which each underwater sound threshold is predicted to occur at 
the project area due to pile driving, taking into account the 
attenuation provided by landmasses.
    Airborne Sound--Pile driving can generate airborne sound that could 
potentially result in disturbance to pinnipeds that are hauled out or 
at the water's surface. As a result, UniSea analyzed the potential for 
pinnipeds hauled out or swimming at the surface near the G1 dock to be 
exposed to airborne SPLs that could result in Level B behavioral 
harassment. A spherical spreading loss model (i.e., 6 dB reduction in 
sound level for each doubling of distance from the source), in which 
there is a perfectly unobstructed (free-field) environment not limited 
by depth or water surface, is appropriate for use with airborne sound 
and was used to estimate the distance to the airborne thresholds.
    As discussed above regarding underwater sound from pile driving, 
the intensity of pile driving sounds is greatly influenced by factors 
such as the type of piles, hammers, and the physical environment in 
which the activity occurs. In order to determine reasonable airborne 
SPLs and their associated effects on marine mammals that are likely to 
result from pile driving at Iliuliuk Harbor, studies with similar 
properties to the proposed action, as described previously, were 
evaluated. UniSea used representative source levels of 100 dB Leq/rms 
at 22 m for vibratory removal and installation of a 24-inch steel pile 
and 100 dB Leq/rms at 26 m for impact driven 24-inch steel piles. 
Please see Section 5 of UniSea's application for details of the 
information considered. These values result in a disturbance zone 
(radial distance) of 3.16 m for harbor seals and 1.0 m for Steller sea 
lions. No data was found for the airborne sound levels expected from 
the installation of steel sheet piles or 18-inch steel piles, but sound 
levels from the installation of steel sheet piles and 18-inch steel 
piles are likely to be within a similar range as sound levels mentioned 
above.
    Despite the modeled distances described above, no incidents of 
incidental take resulting solely from airborne sound are likely, as 
distances to the harassment thresholds would not reach areas where 
pinnipeds are known to haul out in the area of the project. Harbor seal 
haulout locations may change slightly depending on weather patterns, 
human disturbance, or prey availability, but the closest known harbor 
seal haulout to the project location is on the north side of Hog 
island, located west of Amaknak Island in Unalaska Bay, approximately 3 
km from the G1 dock (pers. comm., L. Fritz, NMML, to J. Carduner, NMFS, 
Oct 30, 2015). Steller sea lions have greater site fidelity than harbor 
seals; the closest known Steller sea lion haulout is at Priest Rock, a 
point that juts into the Bering Sea on the northeastern corner of 
Unalaska Bay, approximately 20 km from the project site (pers. comm., 
L. Fritz, NMML, to J. Carduner, NMFS, Oct 30, 2015).
    We recognize that pinnipeds in the water could be exposed to 
airborne

[[Page 79838]]

sound that may result in behavioral harassment when their heads are 
above the water's surface. However, these animals would previously have 
been ``taken'' as a result of exposure to underwater sound above the 
behavioral harassment thresholds, which are in all cases larger than 
those associated with airborne sound. Thus, the behavioral harassment 
of these animals is already accounted for in these estimates of 
potential take. Multiple incidents of exposure to sound above NMFS' 
thresholds for behavioral harassment are not believed to result in 
increased behavioral disturbance, in either nature or intensity of 
disturbance reaction. Therefore, we do not believe that authorization 
of incidental take resulting from airborne sound for pinnipeds is 
warranted, and airborne sound is not discussed further here.

Marine Mammal Occurrence

    The most appropriate information available was used to estimate the 
number of potential incidences of take. Density estimates for Steller 
sea lions and harbor seals in Iliuliuk Harbor, and more broadly in the 
waters surrounding Unalaska Island, are not readily available. 
Likewise, we were not able to find any published literature or reports 
describing densities or estimating abundance of either species in the 
project area. As such, data collected from marine mammal surveys 
represent the best available information on the occurrence of both 
species in the project area.
    Beginning in April 2015, UniSea personnel began conducting marine 
mammal surveys of Iliuliuk Harbor under the direction of an ecological 
consultant. Observers recorded data on all marine mammals that were 
observed, including Steller sea lions, whales, and harbor seals. Both 
stationary and roving observations occurred within a 1,000 m radius of 
the project site (see Figure 9 in the IHA application for a depiction 
of survey points and marine mammal observations). A combination of two 
of the stationary observation points were surveyed each day, for a 
total of 15 minutes at each point, and the roving route was checked 
once per day over a time span of 15 minutes, covering areas between the 
docks that were too difficult to see from the stationary points. The 
survey recorded the number of animals observed, the species, their 
primary activity, and any additional notes. From January through 
October 2015, a total of 323 Steller sea lions and 33 harbor seals were 
observed during 1,432 separate observations over the course of 358 
hours of surveys. These surveys represent the most recent data on 
marine mammal occurrence in the harbor, and represent the only targeted 
marine mammal surveys of the project area that we are aware of.
    Data from bird surveys of Iliuliuk Harbor conducted by the U.S. 
Army Corps of Engineers (USACE) from 2001-2007, which included 
observations of marine mammals in the harbor, were also available; 
however, we determined that these data were unreliable as a basis for 
prediction of marine mammal abundance in the project location as the 
goal of the USACE surveys was to develop a snapshot of waterfowl and 
seabird location and abundance in the harbor, thus the surveys would 
have been designed and carried out differently if the goal had been to 
document marine mammal use of the harbor (pers. comm., C. Hoffman, 
USACE, to J. Carduner, NMFS, October 26, 2015). Additionally, USACE 
surveys occurred only in winter; as Steller sea lion abundance is 
expected to vary significantly between the breeding and the non-
breeding season in the project location, data that were collected only 
during the non-breeding season have limited utility in predicting year-
round abundance. As such, we determined that the data from the surveys 
commissioned by UniSea in 2015 represents the best available 
information on marine mammals in the project location.

Description of Take Calculation

    The take calculations presented here rely on the best data 
currently available for marine mammal populations in the project 
location. Density data for marine mammal species in the project 
location is not available. Therefore the data collected from marine 
mammal surveys of Iliuliuk Harbor in 2015 represent the best available 
information on marine mammal populations in the project location, and 
this data was used to estimate take. As such, the zones that have been 
calculated to contain the areas ensonified to the Level A and Level B 
thresholds for pinnipeds have been calculated for mitigation and 
monitoring purposes and were not used in the calculation of take. See 
Table 6 for total estimated incidents of take. Estimates were based on 
the following assumptions:
     All marine mammals estimated to be in areas ensonified by 
noise exceeding the Level B harassment threshold for impact and 
vibratory driving (as shown in Appendix B of the IHA application) are 
assumed to be in the water 100% of the time. This assumption is based 
on the fact that there are no haulouts or rookeries within the area 
predicted to be ensonified to the Level B harassment threshold based on 
modeling.
     Predicted exposures were based on total estimated total 
duration of pile driving/removal hours, which are estimated at 1,080 
hours over the entire project. This estimate is based on a 180 day 
project time frame, an average work day of 12 hours (work days may be 
longer than 12 hours in summer and shorter than 12 hours in winter), 
and an estimate that approximately 50% of time during those work days 
will include pile driving and removal activities (with the other 50% of 
work days spent on non-pile driving activities which will not result in 
marine mammal take, such as installing templating and bracing, moving 
equipment, etc.).
     Vibratory or impact driving could occur at any time during 
the ``duration'' and our approach to take calculation assumes a rate of 
occurrence that is the same for any of the calculated zones.
     The hourly marine mammal observation rate recorded during 
marine mammal surveys of Iliuliuk Harbor in 2015 is reflective of the 
hourly rate that will be observed during the construction project.
     Takes were calculated based on estimated rates of 
occurrence for each species in the project area and this rate was 
assumed to be the same regardless of the size of the zone (for impact 
or vibratory driving/removal).
     Activities that may be accomplished by either impact 
driving or down-the-hole drilling (i.e. fender support/pin piles, 
miscellaneous support piles, and temporary support piles) were assumed 
to be accomplished via impact driving. If any of these activities are 
ultimately accomplished via down-the-hole drilling instead of impact 
driving, this would not result in a change in the amount of overall 
effort (as they will be accomplished via down-the-hole drilling instead 
of, and not in addition to, impact driving). As take estimates are 
calculated based on effort and not marine mammal densities, this would 
not change the take estimate.
    Take estimates for Steller sea lions and harbor seals were 
calculated using the following series of steps:
    1. The average hourly rate of animals observed during 2015 marine 
mammal surveys of Iliuliuk Harbor was calculated separately for both 
species (``Observation Rate''). Thus ``Observation Rate'' (OR) = No. of 
individuals observed/hours of observation;
    2. The 95% confidence interval was calculated for the data set, and 
the upper bound of the 95% confidence interval was added to the 
Observation Rate to account for variability of the

[[Page 79839]]

small data set (``Exposure Rate''). Thus ``Exposure Rate'' (XR) = 
[micro]OR + CI95 (where [micro]OR = 
average of monthly observation rates and CI95 = 95% 
confidence interval (normal distribution);
    3. The total estimated hours of pile driving work over the entire 
project was calculated, as described above (``Duration''); Thus 
``Duration'' = total number of work days (180) * average work hours per 
day (12) * percentage of pile driving time during work days (0.5) = 
total work hours for the project (1,080); and
    4. The estimated number of exposures was calculated by multiplying 
the ``Duration'' by the estimated ``Exposure Rate'' for each species. 
Thus, estimated takes = Duration * XR.
    Please refer to Appendix G of the IHA application for a more 
thorough description of the statistical analysis of the observation 
data from marine mammal surveys.
    Steller Sea Lion--Steller sea lion density data for the project 
area is not available. Steller sea lions occur year-round in the 
Aleutian Islands and within Unalaska Bay and Iliuliuk Harbor. As 
described above, local abundance in the non-breeding season (winter 
months) is generally lower overall; data from surveys conducted by 
UniSea in 2015 revealed Steller sea lions were present in Iliuliuk 
Harbor in all months that surveys occurred. We assume, based on marine 
mammal surveys of Iliuliuk Harbor, and based on the best available 
information on seasonal abundance patterns of the species including 
over 20 years of NMML survey data collected in Unalaska, that Steller 
sea lions will be regularly observed in the project area during all 
months of construction. As described above, all Steller sea lions in 
the project area at a given time are assumed to be in the water, thus 
any sea lion within the modeled area of ensonification exceeding the 
Level B harassment threshold would be recorded as taken by Level B 
harassment.
    Estimated take of Steller sea lions was calculated using the 
equations described above, as follows:

[mu]OR = 1.219 individuals/hr
CI95 = 0.798
XR = 2.016
Estimated exposures (Level B harassment) = 2.016 * 1,080 = 2,177

    Thus we estimate that a total of 2,177 Steller sea lion takes will 
occur as a result of the proposed UniSea G1 dock construction project.
    Harbor Seal--Harbor seal density data for the project location is 
not available. We assume, based on the best on the best available 
information, that harbor seals will be encountered in low numbers 
throughout the duration of the project. We relied on the best available 
information to estimate take of harbor seals, which in this case was 
survey data collected from the 2015 marine mammal surveys of Iliuliuk 
Harbor as described above. That survey data showed harbor seals are 
present in the harbor only occasionally, with only 33 seals observed 
over the entire survey. NMML surveys have not been performed in 
Iliuliuk Harbor, but the most recent NMML surveys of Unalaska Bay 
confirm that harbor seals are present in the area in relatively small 
numbers, with the most recent haulout counts in Unalaska Bay (2008-11) 
recording no more than 19 individuals at the three known haulouts 
there. NMML surveys have been limited to the months of July and August, 
so it is not known whether harbor seal abundance in the project area 
varies seasonally. The 2015 marine mammal surveys of Iliuliuk Harbor 
showed numbers of harbor seals in the harbor increasing from July 
through October, but the sample size for those months was extremely 
small (n=30). As described above, all harbor seals in the project area 
at a given time are assumed to be in the water, thus any harbor seals 
within the modeled area of ensonification exceeding the Level B 
harassment threshold would be recorded as taken by Level B harassment.
    Estimated take of harbor seals was calculated using the equations 
described above, as follows:

[mu]OR = 0.171 individuals/hr
CI95 = 0.185
XR = 0.356
Estimated exposures (Level B harassment) = 0.356 * 1,080 hours = 385

    Thus we estimate that a total of 385 harbor seal takes will occur 
as a result of the proposed UniSea G1 dock construction project (Table 
6).
    We therefore propose to authorize the take, by Level B harassment 
only, of a total of 2,177 Steller sea lions (western DPS) and 385 
harbor seals (Aleutian Islands stock) as a result of the proposed 
construction project. These take estimates are considered reasonable 
estimates of the number of marine mammal exposures to sound above the 
Level B harassment threshold that are likely to occur over the course 
of the project, and not the number of individual animals exposed. For 
instance, for pinnipeds that associate fishing boats in Iliuliuk Harbor 
with reliable sources of food, there will almost certainly be some 
overlap in individuals present day-to-day depending on the number of 
vessels entering the harbor, however each instance of exposure for 
these individuals will be recorded as a separate, additional take. 
Moreover, because we anticipate that marine mammal observers will 
typically be unable to determine from field observations whether the 
same or different individuals are being exposed over the course of a 
workday, each observation of a marine mammal will be recorded as a new 
take, although an individual theoretically would only be considered as 
taken once in a given day.

 Table 6--Number of Potential Incidental Takes of Marine Mammals, and Percentage of Stock Abundance, as a Result
                                             of the Proposed Project
----------------------------------------------------------------------------------------------------------------
                                                                          Underwater \1\
                                                                 --------------------------------  Percentage of
                             Species                                               Level B (120        stock
                                                                      Level A           dB)          abundance
----------------------------------------------------------------------------------------------------------------
Steller sea lion................................................               0           2,177               4
Harbor seal.....................................................               0             385              11
----------------------------------------------------------------------------------------------------------------
\1\ We assume, for reasons described earlier, that no takes would occur as a result of airborne noise.


[[Page 79840]]

Analyses and Preliminary Determinations

Negligible Impact Analysis

    NMFS has defined ``negligible impact'' in 50 CFR 216.103 as ``. . 
.an impact resulting from the specified activity that cannot be 
reasonably expected to, and is not reasonably likely to, adversely 
affect the species or stock through effects on annual rates of 
recruitment or survival.'' A negligible impact finding is based on the 
lack of likely adverse effects on annual rates of recruitment or 
survival (i.e., population-level effects). An estimate of the number of 
Level B harassment takes alone is not enough information on which to 
base an impact determination. In addition to considering estimates of 
the number of marine mammals that might be ``taken'' through behavioral 
harassment, we consider other factors, such as the likely nature of any 
responses (e.g., intensity, duration), the context of any responses 
(e.g., critical reproductive time or location, migration), as well as 
the number and nature of estimated Level A harassment takes, the number 
of estimated mortalities, and effects on habitat.
    Pile driving activities associated with the proposed dock 
construction project, as outlined previously, have the potential to 
disturb or displace marine mammals. Specifically, the specified 
activities may result in take, in the form of Level B harassment 
(behavioral disturbance) only, from underwater sounds generated from 
pile driving. Potential takes could occur if marine mammals are present 
in the ZOI when pile driving is happening, which is likely to occur 
because: (1) Steller sea lions have established haulouts near Iliuliuk 
Harbor and are frequently observed in Iliuliuk Harbor, in varying 
numbers depending on season and prey availability, and probably 
associate fishing boats entering the harbor with reliable food sources; 
and (2) harbor seals are observed in Iliuliuk Harbor occasionally and 
are known to haulout at sites outside the harbor, including one site 
approximately 3 km from the project location.
    No serious injury or mortality of marine mammals would be 
anticipated as a result of vibratory and impact pile driving, 
regardless of mitigation and monitoring measures. Vibratory hammers do 
not have significant potential to cause injury to marine mammals due to 
the relatively low source levels produced (less than 180 dB rms) and 
the lack of potentially injurious source characteristics. Impact pile 
driving produces short, sharp pulses with higher peak levels than 
vibratory driving and much sharper rise time to reach those peaks. The 
potential for injury that may otherwise result from exposure to noise 
associated with impact pile driving will effectively be minimized 
through the implementation of the planned mitigation measures. These 
measures include: the implementation of a exclusion zone, which is 
expected to eliminate the likelihood of marine mammal exposure to noise 
at received levels that could result in injury; the use of ``soft 
start'' before pile driving, which is expected to provide marine 
mammals near or within the zone of potential injury with sufficient 
time to vacate the area; and the use of a sound attenuation system 
which is expected to dampen the sharp, potentially injurious peaks 
associated with impact driving and to reduce the overall source level 
to some extent (it is difficult to predict the extent of attenuation 
provided as underwater recordings have not been performed for the type 
of bubble curtain proposed for use). We believe the required mitigation 
measures, which have been successfully implemented in similar pile 
driving projects, will minimize the possibility of injury that may 
otherwise exist as a result of impact pile driving.
    Effects on individuals that are taken by Level B harassment, on the 
basis of reports in the literature as well as monitoring from similar 
pile driving projects that have received incidental take authorizations 
from NMFS, will likely be limited to reactions such as increased 
swimming speeds, increased surfacing time, or decreased foraging. Most 
likely, individuals will simply move away from the sound source and be 
temporarily displaced from the area of pile driving (though even this 
reaction has been observed primarily in association with impact pile 
driving). In response to vibratory driving, harbor seals have been 
observed to orient towards and sometimes move towards the sound. 
Repeated exposures of individuals to levels of sound that may cause 
Level B harassment are unlikely to result in hearing impairment or to 
significantly disrupt foraging behavior. Thus, even repeated Level B 
harassment of some small subset of the overall stock is unlikely to 
result in any significant realized decrease in fitness to those 
individuals, and thus would not result in any adverse impact to the 
stock as a whole. Level B harassment will be reduced to the level of 
least practicable impact through use of mitigation measures described 
herein and, if sound produced by project activities is sufficiently 
disturbing, animals are likely to simply avoid the project area while 
the activity is occurring.
    No pinniped rookeries or haul-outs are present within the project 
area, and the project area is not known to provide foraging habitat of 
any special importance to either Steller sea lions or harbor seals 
(other than is afforded by the migration of salmonids to and from 
Iliuliuk Stream and the occasional availability of discarded fish from 
commercial fishing boats and fish processing facilities in the project 
area). No cetaceans are expected within the project area. While we are 
not aware of comparable construction projects in the project location, 
the pile driving activities analyzed here are similar to other in-water 
construction activities that have received incidental harassment 
authorizations previously, including projects at Naval Base Kitsap 
Bangor in Hood Canal, Washington, and at the Port of Friday Harbor in 
the San Juan Islands, which have occurred with no reported injuries or 
mortalities to marine mammals, and no known long-term adverse 
consequences to marine mammals from behavioral harassment.
    In summary, this negligible impact analysis is founded on the 
following factors: (1) The possibility of injury, serious injury, or 
mortality may reasonably be considered discountable; (2) the 
anticipated incidences of Level B harassment consist of, at worst, 
temporary modifications in behavior; (3) the absence of any major 
rookeries and only a few isolated haulout areas near the project site; 
(4) the absence of any other known areas or features of special 
significance for foraging or reproduction within the project area; and 
(5) the presumed efficacy of planned mitigation measures in reducing 
the effects of the specified activity to the level of least practicable 
impact. In combination, we believe that these factors, as well as the 
available body of evidence from other similar activities, demonstrate 
that the potential effects of the specified activity will have only 
short-term effects on individual animals. The specified activity is not 
expected to impact rates of recruitment or survival and will therefore 
not result in population-level impacts. Based on the analysis contained 
herein of the likely effects of the specified activity on marine 
mammals and their habitat, and taking into consideration the 
implementation of the proposed monitoring and mitigation measures, we 
preliminarily find that the total marine mammal take from UniSea's dock 
construction activities in Iliuliuk Harbor will have a negligible 
impact on the affected marine mammal species or stocks.

[[Page 79841]]

Small Numbers Analysis

    The numbers of animals authorized to be taken would be considered 
small relative to the relevant stocks or populations (4 percent and 11 
percent for Steller sea lions and harbor seals, respectively) even if 
each estimated taking occurred to a new individual. However, the 
likelihood that each take would occur to a new individual is extremely 
low. As described above, for those sea lions that associate fishing 
boats with reliable sources of food, there will almost certainly be 
some overlap in individuals present day-to-day depending on the number 
of vessels entering the harbor. It is expected that operations at a 
separate, nearby UniSea dock and the associated UniSea processing 
facilities, as well as at seafood processing facilities owned by other 
companies based in Iliuliuk Harbor, will continue as usual during 
construction on the G1 dock, so it is likely that sea lions accustomed 
to seeking food at these facilities will continue to be attracted to 
the area during portions of the construction activities.
    Further, these takes are likely to occur only within some small 
portion of the overall regional stock. For example, of the estimated 
55,422 western DPS Steller sea lions throughout Alaska, there are 
probably no more than 300 individuals with site fidelity to the three 
haulouts located nearest to the project location, based on over twenty 
years of NMML survey data (see ``Description of Marine Mammals in the 
Area of the Specified Activity'' above). For harbor seals, NMML survey 
data suggest there are likely no more than 60 individuals that use the 
three haulouts nearest to the project location (the only haulouts in 
Unalaska Bay). Thus the estimate of take is an estimate of the number 
of anticipated exposures, rather than an estimate of the number of 
individuals that will be taken, as we expect the majority of exposures 
would be repeat exposures that would accrue to the same individuals. As 
such, the authorized takes would represent a much smaller number of 
individuals of both Steller sea lions and harbor seals, in relation to 
total stock sizes.
    Based on the analysis contained herein of the likely effects of the 
specified activity on marine mammals and their habitat, and taking into 
consideration the implementation of the mitigation and monitoring 
measures, we preliminarily find that small numbers of marine mammals 
will be taken relative to the populations of the affected species or 
stocks.

Impact on Availability of Affected Species for Taking for Subsistence 
Uses

    Subsistence hunting and fishing is an important part of the history 
and culture of Unalaska Island. However, the number of Steller sea 
lions and harbor seals harvested in Unalaska decreased from 1994 
through 2008; in 2008, the last year for which data is available, there 
were no Steller sea lions or harbor seals reported as harvested for 
subsistence use. Data on pinnipeds hunted for subsistence use in 
Unalaska has not been collected since 2008. For a summary of data on 
pinniped harvests in Unalaska from 1994-2008, see Section 8 of the IHA 
application.
    Aside from the apparently decreasing rate of subsistence hunting in 
Unalaska, Iliuliuk Harbor is not likely to be used for subsistence 
hunting or fishing due to its industrial nature, with several fish 
processing facilities located along the shoreline of the harbor. In 
addition, the proposed construction project is likely to result only in 
short-term, temporary impacts to pinnipeds in the form of possible 
behavior changes, and is not expected to result in the injury or death 
of any marine mammal. As such, the proposed project is not likely to 
adversely impact the availability of any marine mammal species or 
stocks that may otherwise be used for subsistence purposes.

Endangered Species Act (ESA)

    There is one marine mammal species (western DPS Steller sea lion) 
with confirmed occurrence in the project area that is listed as 
endangered under the ESA. The NMFS Permits and Conservation Division 
has initiated consultation with the NMFS Alaska Regional Office 
Protected Resources Division under section 7 of the ESA on the issuance 
of an IHA to UniSea under section 101(a)(5)(D) of the MMPA for this 
activity. Consultation will be concluded prior to a determination on 
the issuance of an IHA.

Proposed Authorization

    As a result of these preliminary determinations, we propose to 
issue an IHA to UniSea, Inc., to conduct the described dock 
construction activities in Iliuliuk Harbor, from March 1, 2016 through 
February 28, 2017, provided the previously mentioned mitigation, 
monitoring, and reporting requirements are incorporated. The proposed 
IHA language is provided next.
    This section contains a draft of the IHA itself. The wording 
contained in this section is proposed for inclusion in the IHA (if 
issued).
    1. This Incidental Harassment Authorization (IHA) is valid from 
March 1, 2016 through February 28, 2017.
    2. This IHA is valid only for pile driving and removal activities 
associated with construction of the UniSea G1 dock in Iliuliuk Harbor, 
Unalaska, AK.
    3. General Conditions
    (a) A copy of this IHA must be in the possession of UniSea, its 
designees, and work crew personnel operating under the authority of 
this IHA.
    (b) The species authorized for taking are the harbor seal (Phoca 
vitulina) and Steller sea lion (Eumetopias jubatus).
    (c) The taking, by Level B harassment only, is limited to the 
species listed in condition 3(b). See Table 6 in the proposed IHA 
authorization for numbers of take authorized.
    (d) The taking by injury (Level A harassment), serious injury, or 
death of any of the species listed in condition 3(b) of the 
Authorization or any taking of any other species of marine mammal is 
prohibited and may result in the modification, suspension, or 
revocation of this IHA.
    (e) UniSea shall conduct briefings between construction supervisors 
and crews, marine mammal monitoring team, and UniSea staff prior to the 
start of all pile driving activity, and when new personnel join the 
work, in order to explain responsibilities, communication procedures, 
marine mammal monitoring protocol, and operational procedures.
    4. Mitigation Measures
    The holder of this Authorization is required to implement the 
following mitigation measures:
    (a) During impact and vibratory pile driving and removal, and down-
the-hole drilling, UniSea shall implement a minimum shutdown zone of 10 
m radius around the pile being driven or removed, to be effective for 
marine mammals. If a marine mammal comes within the relevant zone, such 
operations shall cease.
    (b) UniSea shall establish monitoring locations as described in the 
Marine Mammal Monitoring Plan (Monitoring Plan; attached). For all pile 
driving and removal activities, a minimum of two observers shall be on 
duty, in addition to a monitoring coordinator. The primary 
responsibility of one of these observers shall be to monitor the 
shutdown zone, while the additional observer shall be positioned for 
optimal monitoring of the surrounding waters within Iliuliuk Harbor. 
These observers shall record all observations of marine mammals, 
regardless of distance from the pile being driven, as well as

[[Page 79842]]

behavior and potential behavioral reactions of the animals.
    (c) Monitoring shall take place from fifteen minutes prior to 
initiation of pile driving activity or down-the-hole drilling activity 
through thirty minutes post-completion of such activity. Pre-activity 
monitoring shall be conducted for fifteen minutes to ensure that the 
exclusion zone is clear of marine mammals, and pile driving or down-
the-hole drilling may commence when observers have declared the 
exclusion zone clear of marine mammals. In the event of a delay or 
shutdown of activity resulting from marine mammals in the exclusion 
zone, animals shall be allowed to remain in the exclusion zone (i.e., 
must leave of their own volition) and their behavior shall be monitored 
and documented. Monitoring shall occur throughout the time required to 
drive a pile. The exclusion zone must be determined to be clear during 
periods of good visibility (i.e., the entire exclusion zone and 
surrounding waters must be visible to the naked eye).
    (d) If a marine mammal approaches or enters the exclusion zone, all 
pile driving or down-the-hole drilling activities shall be halted. If 
pile driving is halted or delayed due to the presence of a marine 
mammal, the activity may not commence or resume until either the animal 
has voluntarily left and been visually confirmed beyond the exclusion 
zone, or fifteen minutes have passed without re-detection of the 
animal.
    (e) Monitoring shall be conducted by qualified observers, as 
described in the Monitoring Plan. Trained observers shall be placed 
from the best vantage point(s) practicable (i.e., provides the most 
unobstructed view of the monitoring zones and are at the highest 
elevation possible) to monitor for marine mammals and implement 
shutdown or delay procedures when applicable through communication with 
the equipment operator.
    (f) UniSea shall use sound attenuation devices during impact pile 
driving operations.
    (g) UniSea shall use soft start techniques recommended by NMFS for 
vibratory and impact pile driving. Soft start for vibratory drivers 
requires contractors to initiate sound for fifteen seconds at reduced 
energy followed by a thirty-second waiting period. This procedure is 
repeated two additional times. Soft start for impact drivers requires 
contractors to provide an initial set of strikes at reduced energy, 
followed by a one minute waiting period, then two subsequent reduced 
energy strike sets. Soft start shall be implemented at the start of 
each day's pile driving and at any time following cessation of pile 
driving for a period of thirty minutes or longer. UniSea may 
discontinue use of vibratory soft starts if unsafe working conditions 
believed to result from implementation of the measure are reported by 
the contractor, verified by an independent safety inspection, and 
reported to NMFS.
    (h) In case of fog or reduced visibility, observers must be able to 
see the entire shutdown zone, or pile driving/removal will not be 
initiated until visibility in the zone improves to acceptable levels.
    5. Monitoring
    The holder of this Authorization is required to conduct marine 
mammal monitoring during pile driving activity. Marine mammal 
monitoring and reporting shall be conducted in accordance with the 
Monitoring Plan.
    (a) UniSea shall collect sighting data and behavioral responses to 
pile driving/removal for marine mammal species observed in the region 
of activity during the period of activity. All observers shall be 
trained in marine mammal identification and behaviors, and shall have 
no other construction related tasks while conducting monitoring.
    (b) For all marine mammal monitoring, the information shall be 
recorded as described in the Monitoring Plan.
    6. Reporting
    The holder of this Authorization is required to:
    (a) Submit a draft report on all marine mammal monitoring conducted 
under the IHA within 90 calendar days of the end of the in-water work 
period, or within 45 calendar days of the renewal of the IHA (if 
applicable). A final report shall be prepared and submitted within 
thirty days following resolution of comments on the draft report from 
NMFS. This report must contain the informational elements described in 
the Monitoring Plan, at minimum (see attached).
    (b) Reporting injured or dead marine mammals:
    i. In the unanticipated event that the specified activity clearly 
causes the take of a marine mammal in a manner prohibited by this IHA 
(as determined by the lead observer), such as an injury (Level A 
harassment), serious injury, or mortality, UniSea shall immediately 
cease the specified activities and report the incident to the Office of 
Protected Resources, NMFS, and the Alaska Regional Stranding 
Coordinator, NMFS. The report must include the following information:
    A. Time and date of the incident;
    B. Description of the incident;
    C. Environmental conditions (e.g., wind speed and direction, 
Beaufort sea state, cloud cover, and visibility);
    D. Description of all marine mammal observations in the 24 hours 
preceding the incident;
    E. Species identification or description of the animal(s) involved;
    F. Fate of the animal(s); and
    G. Photographs or video footage of the animal(s).
    Activities shall not resume until NMFS is able to review the 
circumstances of the prohibited take. NMFS will work with UniSea to 
determine what measures are necessary to minimize the likelihood of 
further prohibited take and ensure MMPA compliance. UniSea may not 
resume their activities until notified by NMFS.
    i. In the event that UniSea discovers an injured or dead marine 
mammal, and the lead observer determines that the cause of the injury 
or death is unknown and the death is relatively recent (e.g., in less 
than a moderate state of decomposition), UniSea shall immediately 
report the incident to the Office of Protected Resources, NMFS, and the 
Alaska Regional Stranding Coordinator, NMFS.
    The report must include the same information identified in 6(b)(i) 
of this IHA. Activities may continue while NMFS reviews the 
circumstances of the incident and makes a final determination on the 
cause of the reported injury or death. NMFS will work with UniSea to 
determine whether additional mitigation measures or modifications to 
the activities are appropriate.
    ii. In the event that UniSea discovers an injured or dead marine 
mammal, and the lead observer determines that the injury or death is 
not associated with or related to the activities authorized in the IHA 
(e.g., previously wounded animal, carcass with moderate to advanced 
decomposition, scavenger damage), UniSea shall report the incident to 
the Office of Protected Resources, NMFS, and the Alaska Regional 
Stranding Coordinator, NMFS, within 24 hours of the discovery. UniSea 
shall provide photographs or video footage or other documentation of 
the stranded animal sighting to NMFS. The cause of injury or death may 
be subject to review and a final determination by NMFS.
    7. This Authorization may be modified, suspended or withdrawn if 
the holder fails to abide by the conditions prescribed herein, or if 
NMFS determines that the authorized taking is having more than a 
negligible impact on the species or stock of affected marine mammals.

[[Page 79843]]

Request for Public Comments

    We request comment on our analysis, the draft authorization, and 
any other aspect of this Notice of Proposed IHA for UniSea's dock 
construction activities. Please include with your comments any 
supporting data or literature citations to help inform our final 
decision on UniSea's request for an MMPA authorization.

    Dated: December 17, 2015.
Perry F. Gayaldo,
Deputy Director, Office of Protected Resources, National Marine 
Fisheries Service.
[FR Doc. 2015-32155 Filed 12-22-15; 8:45 am]
BILLING CODE 3510-22-P



                                              79822                    Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices

                                              SUMMARY:   This notice sets forth the                   The OEAB advises NOAA leadership on                   Protected Resources, National Marine
                                              schedule and proposed agenda of a                       strategic planning, exploration                       Fisheries Service. Physical comments
                                              forthcoming meeting of the Ocean                        priorities, competitive ocean                         should be sent to 1315 East-West
                                              Exploration Advisory Board (OEAB).                      exploration grant programs and other                  Highway, Silver Spring, MD 20910 and
                                              OEAB members will discuss and                           matters as the NOAA Administrator                     electronic comments should be sent to
                                              provide advice on Federal ocean                         requests.                                             ITP.Carduner@noaa.gov.
                                              exploration programs, with a particular                    OEAB members represent government                     Instructions: Comments sent by any
                                              emphasis on National Oceanic and                        agencies, the private sector, academic                other method, to any other address or
                                              Atmospheric Administration (NOAA)                       institutions, and not-for-profit                      individual, or received after the end of
                                              Office of Ocean Exploration and                         institutions involved in all facets of                the comment period, may not be
                                              Research (OER) activities, NOAA’s                       ocean exploration—from advanced                       considered by NMFS. Comments
                                              response to the OEAB letter to NOAA                     technology to citizen exploration.                    received electronically, including all
                                              Administrator Kathryn Sullivan on                          In addition to advising NOAA                       attachments, must not exceed a 25-
                                              October 2, 2015, U.S. ocean exploration-                leadership, NOAA expects the OEAB to                  megabyte file size. Attachments to
                                              related activities in the Arctic, and other             help to define and develop a national                 electronic comments will be accepted in
                                              matters as described in the agenda                      program of ocean exploration—a                        Microsoft Word or Excel or Adobe PDF
                                              found on the OEAB Web site at http://                   network of stakeholders and                           file formats only. All comments
                                              oeab.noaa.gov.                                          partnerships advancing national                       received are a part of the public record
                                                Time and Dates: The announced                         priorities for ocean exploration.                     and will generally be posted for public
                                              meeting is scheduled for Wednesday,                                                                           viewing on the Internet at
                                                                                                        Dated: December 17, 2015.
                                              January 20, 2016 from 8:30 a.m.—5:45                                                                          www.nmfs.noaa.gov/pr/permits/
                                                                                                      Jason Donaldson,
                                              p.m. EST, and Thursday, January 21,                                                                           incidental/construction.htm without
                                                                                                      Chief Financial Officer, Office of Oceanic and        change. All personal identifying
                                              2016 from 8:30 a.m.—1:30 p.m. EST.                      Atmospheric Research, National Oceanic and
                                              ADDRESSES: The meeting will be held at
                                                                                                                                                            information (e.g., name, address),
                                                                                                      Atmospheric Administration.
                                              SRI International, 450 8th Avenue SE.,                                                                        confidential business information, or
                                                                                                      [FR Doc. 2015–32280 Filed 12–22–15; 8:45 am]
                                              St. Petersburg, FL 33071                                                                                      otherwise sensitive information
                                                                                                      BILLING CODE 3510–KA–P                                submitted voluntarily by the sender will
                                                Status: The meeting will be open to
                                              public participation with a 15-minute                                                                         be publicly accessible.
                                              public comment period on Wednesday,                                                                           FOR FURTHER INFORMATION CONTACT:
                                                                                                      DEPARTMENT OF COMMERCE
                                              January 20, 2016 from 1:30 p.m. to 1:45                                                                       Jordan Carduner, Office of Protected
                                              p.m. EST (please check the agenda on                    National Oceanic and Atmospheric                      Resources, NMFS, (301) 427–8401.
                                              the Web site to confirm the time).                      Administration                                        SUPPLEMENTARY INFORMATION:
                                                The OEAB expects that public                                                                                Availability
                                                                                                      RIN 0648–XE340
                                              statements at its meetings will not be
                                              repetitive of previously submitted                                                                              An electronic copy of UniSea’s
                                                                                                      Takes of Marine Mammals Incidental to                 application and supporting documents,
                                              verbal or written statements. In general,               Specified Activities; Taking Marine
                                              each individual or group making a                                                                             as well as a list of the references cited
                                                                                                      Mammals Incidental to a Dock                          in this document, may be obtained by
                                              verbal presentation will be limited to                  Replacement Project
                                              three minutes. The Designated Federal                                                                         visiting the Internet at:
                                              Officer must receive written comments                   AGENCY:  National Marine Fisheries                    www.nmfs.noaa.gov/pr/permits/
                                              by January 6, 2016 to provide sufficient                Service (NMFS), National Oceanic and                  incidental/construction.htm. In case of
                                              time for OEAB review. Written                           Atmospheric Administration (NOAA),                    problems accessing these documents,
                                              comments received after January 6, 2016                 Commerce.                                             please call the contact listed under FOR
                                              will be distributed to the OEAB but may                                                                       FURTHER INFORMATION CONTACT.
                                                                                                      ACTION: Notice; proposed incidental
                                              not be reviewed prior to the meeting                    harassment authorization; request for                 National Environmental Policy Act
                                              date. Seats will be available on a first-               comments.                                             (NEPA)
                                              come, first-served basis.                                                                                        NMFS is preparing an Environmental
                                                Special Accomodations: These                          SUMMARY:   NMFS has received a request
                                                                                                      from UniSea, Inc., for authorization to               Assessment (EA) for the proposed
                                              meetings are physically accessible to
                                                                                                      take marine mammals incidental to                     issuance of an IHA, pursuant to NEPA,
                                              people with disabilities. Requests for
                                                                                                      construction activities as part of a dock             to determine whether or not this
                                              sign language interpretation or other
                                                                                                      construction project at a commercial                  proposed activity may have significant
                                              auxiliary aids should be directed to
                                                                                                      fish processing facility in Unalaska, AK.             direct, indirect and cumulative effects
                                              David McKinnie, Designated Federal
                                                                                                      Pursuant to the Marine Mammal                         on the human environment. This
                                              Officer (see below) by January 6, 2016.
                                                                                                      Protection Act (MMPA), NMFS is                        analysis will be completed prior to the
                                              FOR FURTHER INFORMATION CONTACT: Mr.                                                                          issuance or denial of this proposed IHA.
                                              David McKinnie, Designated Federal                      requesting comments on its proposal to
                                                                                                      issue an incidental harassment                        We will review all comments submitted
                                              Officer, Ocean Exploration Advisory                                                                           in response to this notice as we
                                              Board, National Oceanic and                             authorization (IHA) to UniSea to
                                                                                                      incidentally take marine mammals, by                  complete the NEPA process, prior to a
                                              Atmospheric Administration, 7600 Sand                                                                         final decision on the incidental take
                                              Point Way NE., Seattle, WA 98115, (206)                 Level B Harassment only, during the
                                                                                                      specified activity.                                   authorization request. The EA will be
                                              526–6950.                                                                                                     posted at http://www.nmfs.noaa.gov/pr/
                                                                                                      DATES: Comments and information must
tkelley on DSK3SPTVN1PROD with NOTICES




                                              SUPPLEMENTARY INFORMATION: NOAA                                                                               permits/incidental/construction.htm
                                              established the OEAB under the Federal                  be received no later than January 22,
                                                                                                      2016.                                                 when it is finalized.
                                              Advisory Committee Act (FACA) and
                                              legislation that gives the agency                       ADDRESSES:  Comments on the                           Background
                                              statutory authority to operate an ocean                 application should be addressed to Jolie                Sections 101(a)(5)(A) and (D) of the
                                              exploration program and to coordinate a                 Harrison, Chief, Permits and                          MMPA (16 U.S.C. 1361 et seq.) direct
                                              national program of ocean exploration.                  Conservation Division, Office of                      the Secretary of Commerce to allow,


                                         VerDate Sep<11>2014   18:05 Dec 22, 2015   Jkt 238001   PO 00000   Frm 00006   Fmt 4703   Sfmt 4703   E:\FR\FM\23DEN1.SGM   23DEN1


                                                                       Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices                                            79823

                                              upon request by U.S. citizens who                       take marine mammals incidental to pile                including removal of old piles and
                                              engage in a specified activity (other than              driving and pile removal associated                   construction of the new dock, is
                                              commercial fishing) within a specified                  with construction of a commercial                     expected to take no more than 180 days.
                                              area, the incidental, but not intentional,              fishing dock in Iliuliuk Harbor, a small              Durations are conservative, and the
                                              taking of small numbers of marine                       harbor in the Aleutian Islands. UniSea                actual amount of time to install and
                                              mammals, providing that certain                         submitted revised versions of the                     remove piles may be less than
                                              findings are made and the necessary                     request on September 28, 2015, and                    estimated. In-water and over-water
                                              prescriptions are established.                          December 2, 2015. The latter of these                 construction of Phase 1 (all sheet pile
                                                 The incidental taking of small                       was deemed adequate and complete.                     installation and some pipe pile
                                              numbers of marine mammals may be                        UniSea proposes to replace the existing               installation) is planned to occur
                                              allowed only if NMFS (through                           dock with an 80 foot by 400 foot open                 between approximately March 1, 2016
                                              authority delegated by the Secretary)                   cell sheet pile dock between March 1,                 and October 31, 2016. Phase 2
                                              finds that the total taking by the                      2016 and February 28, 2017.                           (remaining pipe pile installation) is
                                              specified activity during the specified                    The use of both vibratory and impact               planned to occur between
                                              time period will (1) have a negligible                  pile driving is expected to produce                   approximately November 1, 2016 and
                                              impact on the species or stock(s), and                  underwater sound at levels that have the              December 1, 2017. It is possible that
                                              (2) not have an unmitigable adverse                     potential to result in behavioral                     work could be completed within one
                                              impact on the availability of the species               harassment of marine mammals. Species                 year; however, if it is not, UniSea will
                                              or stock(s) for subsistence uses (where                 with the expected potential to be                     apply for a second IHA for any
                                              relevant). Further, the permissible                     present during all or a portion of the in-            additional construction work that was
                                              methods of taking and requirements                      water work window include the Steller                 not completed in the first year of the
                                              pertaining to the mitigation, monitoring                sea lion (Eumetopias jubatus) and                     project.
                                              and reporting of such taking must be set                harbor seal (Phoca vitulina). These                      In the summer months (May–August),
                                              forth.                                                  species may occur year-round in Iliuliuk              12 hour work days in daylight will
                                                 The allowance of such incidental                     Harbor.                                               likely be feasible given the extended
                                              taking under section 101(a)(5)(A), by                                                                         daylight hours. In winter months
                                              harassment, serious injury, death, or a                 Description of the Specified Activity
                                                                                                                                                            (September–April), 8 hour to 10 hour
                                              combination thereof, requires that                      Overview                                              work days in daylight will likely be
                                              regulations be established.                                                                                   achievable. The daily construction
                                              Subsequently, a Letter of Authorization                    UniSea’s ‘‘G1’’ dock is located in the
                                                                                                      commercial fishing port of Iliuliuk                   window for pile driving or removal will
                                              may be issued pursuant to the
                                                                                                      Harbor in Unalaska, AK, and supports                  begin no sooner than 30 minutes after
                                              prescriptions established in such
                                                                                                      activities that occur in nearby fish                  sunrise to allow for initial marine
                                              regulations, providing that the level of
                                                                                                      processing facilities. The existing dock              mammal monitoring to take place, and
                                              taking will be consistent with the
                                                                                                      is being replaced because it is currently             will end 30 minutes before sunset to
                                              findings made for the total taking
                                                                                                      partially unusable, and because the                   allow for post-construction marine
                                              allowable under the specific regulations.
                                                                                                      company’s plans for expansion                         mammal monitoring.
                                              Under section 101(a)(5)(D), NMFS may
                                              authorize such incidental taking by                     necessitate a larger dock with increased                 Duration estimates for each of the pile
                                              harassment only, for periods of not more                capacity.                                             installation and removal elements are
                                              than one year, pursuant to requirements                    UniSea proposes to demolish the                    described below:
                                              and conditions contained within an                      existing structure by removing the                       • Vibratory Pile Removal: Vibratory
                                              IHA. The establishment of these                         concrete deck, steel superstructure, and              pile removal will take 10 minutes or less
                                              prescriptions requires notice and                       all attached appurtenances/structures,                per pile over a maximum duration of 30
                                              opportunity for public comment.                         and extracting the existing steel support             days. Total maximum vibratory pile
                                                 NMFS has defined ‘‘negligible                        piles with a vibratory hammer. Starting               removal time for 75 piles is 13 hours.
                                              impact’’ in 50 CFR 216.103 as an impact                 at the existing ‘‘G2’’ sheet pile dock, the              • Vibratory Pile Driving (Sheet Pile):
                                              resulting from the specified activity that              sheet pile of the new dock will then be               Vibratory pile driving of sheet pile will
                                              cannot be reasonably expected to, and is                installed. After completion of a few                  take 5 minutes or less per pile over a
                                              not reasonably likely to, adversely affect              cells, the cells will be incrementally                maximum duration of 90 days. Total
                                              the species or stock through effects on                 filled with clean material as the work                maximum driving time for 890 sheet
                                              annual rates of recruitment or survival.                progresses with bulldozers, wheel                     piles is 75 hours.
                                              Except with respect to certain activities               loaders, and compaction equipment.                       • Vibratory Pile Driving (Support
                                              not pertinent here, section 3(18) of the                After all of the sheet piles are installed            Piles): Vibratory pile driving of support
                                              MMPA defines ‘‘harassment’’ as any act                  and the bulkhead is backfilled, concrete              piles will take 10 minutes or less per
                                              of pursuit, torment, or annoyance                       surfacing, fender piles, mooring cleats,              pile over a maximum duration of 30
                                              which: has the potential to injure a                    and other appurtenances will be                       days (concurrent with impact pile
                                              marine mammal or marine mammal                          installed. Sound attenuation measures                 driving). Total maximum driving time
                                              stock in the wild [Level A harassment];                 (i.e., bubble curtain) will be used during            for 64 piles is 11 hours.
                                              or has the potential to disturb a marine                all impact hammer operations. Note that                  • Impact Pile Driving: Impact pile
                                              mammal or marine mammal stock in the                    throughout the remainder of this                      driving of dolphin and other support
                                              wild by causing disruption of behavioral                document the term ‘‘pile driving’’ refers             piles will take 30 minutes or less per
                                              patterns, including, but not limited to,                to both pile driving and pile removal,                pile over a maximum duration of 60
tkelley on DSK3SPTVN1PROD with NOTICES




                                              migration, breathing, nursing, breeding,                except where specified.                               days. Total maximum driving time for
                                              feeding, or sheltering [Level B                                                                               78 piles is 39 hours.
                                                                                                      Dates and Duration                                       • Drilling: Drilling for installation of
                                              harassment].
                                                                                                        UniSea plans to conduct all in-water                dolphin and other support piles will
                                              Summary of Request                                      construction work during the period                   take 6 hours or less per pile over a
                                                On June 10, 2015, we received a                       from March 1, 2016 to February 28,                    maximum duration of 50 days
                                              request from UniSea for authorization to                2017. The total construction time,                    (concurrent with impact pile driving).


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                                              79824                        Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices

                                              Total maximum drilling time for 24                                of the dock is condemned due to                                              The construction process is described
                                              piles is 144 hours.                                               corrosion and damage to existing steel                                    below; further detail on the process can
                                                 The duration estimates provided                                piles. Additionally, the current UniSea                                   be found in Section 1 of the IHA
                                              above are considered generous enough                              processing plant is nearing capacity and                                  application. The number and type of
                                              to account for temporary support piles                            the company plans to build new                                            piles and related construction
                                              installed by the construction contractor                          processing facilities that will ultimately                                equipment proposed for installation as
                                              for template structures to accommodate                            be located at the shoreline and possibly                                  part of the construction process are as
                                              pile driving. Only one pile driver will                           encroach onto the new dock,                                               follows (and are shown in Table 1):
                                              be operating at any given time, and                               necessitating a fill dock design rather                                      • Approximately fifty 24-inch
                                              impact and vibratory driving are not                              than a pile-supported structure.                                          diameter fiber-reinforced polymer (FRP)
                                              anticipated to occur concurrently (i.e.,                             The proposed action includes the                                       composite fender piles;
                                              only one method of driving will be used
                                              at a given time).
                                                                                                                demolition and removal of the existing                                       • Approximately nine 24-inch
                                                                                                                dock structure and the installation of a                                  diameter steel support piles along the
                                              Specific Geographic Region                                        new 80 foot by 400 foot open cell sheet                                   dock face and for crab brailer support;
                                                 The project location is in the eastern                         pileTM (OCSP TM) dock. The existing                                          • One 24-inch diameter steel plug/
                                              Aleutian Islands, west of mainland                                structure will be demolished by                                           closure pile to retain fill between the
                                              Alaska. The UniSea dock is located in                             removing the concrete deck, steel                                         existing and new sheet pile cells at the
                                              Iliuliuk Harbor, a small harbor on an                             superstructure, and all attached                                          north end of the project;
                                              islet called Amaknak Island that is                               appurtenances/structures, and
                                                                                                                extracting the existing steel support                                        • Two dolphins, each includes: five
                                              connected by a small bridge to the larger                                                                                                   24-inch diameter steel support piles (10
                                              Unalaska Island. Iliuliuk Harbor is                               piles with a vibratory hammer. Starting
                                                                                                                at the existing G2 sheet pile dock, the                                   total) and two 24-inch diameter steel
                                              located between Captains Bay and                                                                                                            fender pin piles (four total);
                                              Iliuliuk Bay, with Unalaska Bay to the                            sheet pile of the new dock will be
                                                                                                                installed. After completion of a few                                         • Four 50 foot steel catwalks with
                                              north opening into the Bering Sea.
                                                                                                                cells, the cells will be incrementally                                    intermediate supports of two 18-inch
                                              Please see Figure 1 and Section 2 of
                                                                                                                filled with clean material as the work                                    diameter steel piles each (four piles
                                              UniSea’s IHA application for detailed
                                              information about the specific                                    progresses with bulldozers, wheel                                         total); and
                                              geographic region.                                                loaders, and compaction equipment.                                           • Seawater intake sheet pile (PS31
                                                                                                                After all of the sheet piles are installed                                flat sheet piles) structure approximately
                                              Detailed Description of Activities                                and the bulkhead is backfilled, concrete                                  90 foot by 85 foot, access ramp, and
                                                 UniSea proposes to replace the ‘‘G1’’                          surfacing, fender piles, mooring cleats,                                  armor rock erosion protection (3,400
                                              dock mainly because the existing dock                             and other appurtenances will be                                           cubic yards of rock fill and 400 cubic
                                              is partially unusable as a large portion                          installed.                                                                yards of armor rock).

                                                TABLE 1—ANTICIPATED TYPES AND QUANTITIES OF CONSTRUCTION EQUIPMENT REQUIRING PILE DRIVING OR REMOVAL
                                                                              DURING PROPOSED CONSTRUCTION PROJECT
                                                                                                                                                        Estimated
                                                                                Item                                                                                                                                   Construction technique
                                                                                                                                                    number, size and type

                                              Proposed piles to be removed .......................................         73 (steel) .......................................................................      Vibratory.
                                                                                                                           72 (timber) .....................................................................
                                              Proposed piles to be installed ........................................      24 (24″ Steel) ................................................................         Vibratory or Impact.
                                                                                                                           4 (18″ Steel) ..................................................................
                                                                                                                           50 (24″ FRP) .................................................................
                                              Estimated temporary piles to be installed ......................             180 (18″ Steel) ..............................................................          Vibratory or Impact.
                                              Proposed sheet piles .....................................................   887 .................................................................................   Vibratory.



                                                 The existing dock (consisting of steel                         loaders, cranes, barges, cutting                                          (‘‘eccentric moment’’ is one of two key
                                              support piles, steel superstructure, and                          equipment, and labor forces. The                                          factors in vibratory hammer
                                              concrete deck) will be completely                                 existing dock (consisting of steel                                        performance—the other being engine
                                              removed for construction of the new G1                            support piles, steel superstructure, and                                  power—and is responsible for creating
                                              dock. Vibratory pile removal will                                 concrete deck) will be completely                                         enough amplitude to exceed the elastic
                                              generally consist of clamping the ‘‘jaws’’                        removed for construction of the new                                       range of the substrate). After all piles of
                                              of the vibratory hammer to the pile to                            dock. The contractor will be required to                                  several sheet pile cells have been
                                              be removed, extracting the pile (with                             dispose of (or salvage) demolished items                                  installed, clean rock fill will be placed
                                              vibratory hammer turned on) to the                                in accordance with all federal, state, and                                within the sheet pile cells from the
                                              point where the pile is temporarily                               local regulations. Dewatering will not be                                 shore. This process will continue
                                              secured and removal can be completed                              required as all extraction will take place                                sequentially until all of the sheet pile
                                              with crane line rigging. The pile will                            from the existing dock, from shore, and/                                  cells are installed and backfilled. See
                                              then be completely removed from the                               or from a work barge.                                                     Figure 2 in the IHA application for a
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                                              water by hoisting with crane line                                   The new sheet pile bulkhead dock                                        photo of sheet pile installation using a
                                              rigging, and then placed on the ground                            and seawater intake structure will then                                   vibratory hammer.
                                              or deck of a barge. In addition to                                be installed utilizing a crane and                                           Approximately 50 fiber-reinforced
                                              vibratory pile removal, demolition of                             vibratory hammer. UniSea anticipates                                      polymer (FRP) composite fender piles
                                              the existing dock and removal of                                  that the largest vibratory hammer that                                    will then be installed along the face of
                                              existing riprap/obstructions will be                              may be used for the project will have an                                  the new sheet pile dock, fastened to the
                                              performed with track excavators,                                  eccentric moment of 6,600 inch-pounds                                     face at the top, and cut to elevation.


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                                                                       Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices                                           79825

                                              Initial driving of the FRP fender piles                 location (this represents a best estimate             occur in the project area, though less
                                              will be done with a vibratory or impact                 of the number of temporary piles that                 frequently and in lower abundance than
                                              hammer, and final seating of the piles                  will be necessary based on previous                   Steller sea lions. The humpback whale
                                              into the shallow bedrock will be done                   projects, however the actual number                   (Megaptera novaeangliae), although
                                              with an impact hammer. See Figure 3 in                  will be determined by the contractor).                seasonally abundant in Unalaska Bay, is
                                              the IHA application for a photo of the                     Down-the-hole drilling entails the use             not typically present in Iliuliuk Harbor.
                                              FRP composite fender pile. Two                          of a rotary drill bit that is impacted                A single humpback whale was observed
                                              dolphins, each with five 24-inch                        when hard material is encountered. The                beneath the bridge that connects
                                              diameter steel support piles each and                   pounding action takes place where the                 Amaknak Island and Unalaska Island,
                                              two 24-inch diameter steel fender pin                   drill bit encounters the resistant                    moving in the direction of Iliuliuk
                                              piles, will be installed and cut to                     material underground, rather than at the              Harbor, in September 2015 (pers.
                                              elevation for installation of a structural              surface as would be the case for impact               comm., L. Baughman, PND Engineers, to
                                              steel cap. The support piles will be                    or vibratory pile driving. The piling is              J. Carduner, NMFS, Oct. 12, 2015); no
                                              driven and seated into shallow bedrock                  fit over the drill with the drill head                other sightings of humpback whales in
                                              with an impact hammer. See Figure 4 in                  extending beneath the pile, and as the                Iliuliuk Harbor have been recorded and
                                              the IHA application for a photo of the                  drill advances downward, so does the                  no records are found in the literature. In
                                              dolphin support piles being driven with                 pile. When the proper depth is                        the summer months, the majority of
                                              an impact hammer. After the piles have                  achieved, the drill is retracted and the              humpback whales from the central
                                              been firmly seated into the bedrock,                    piling is left in place. This method                  North Pacific stock are found in the
                                              drilling equipment will be used to drill                eliminates much of the high-energy                    feeding grounds of the Aleutian Islands,
                                              a shaft in the bedrock (down the center                 sound associated with traditional pile                Bering Sea, Gulf of Alaska, and
                                              of the pipe pile) for installation of rock              driving methods. For the purposes of                  Southeast Alaska/northern British
                                              anchors. The rock anchors will consist                  this proposed authorization we assume                 Columbia, with high densities of whales
                                              of a high-strength steel rod grouted into               that fender support/pin piles,                        found in the eastern Aleutian Islands,
                                              the drilled shaft and tensioned against                 miscellaneous support piles (including                including along the north side of
                                              bearing plates inside the pile. Rock                    catwalk and dock face support piles),                 Unalaska Island (Allen and Angliss
                                              anchors are required in shallow bedrock                 and temporary support piles (for the                  2014b). Despite their relatively high
                                              conditions for the piles to resist tensile              contractor’s pile driving template                    abundance in Unalaska Bay during
                                              loads from vessel mooring and berthing.                 structures) would be installed using                  summer months, their presence within
                                                 Fender support/pin piles will then be                impact driving. However, if they are                  Iliuliuk Harbor is sufficiently rare that
                                              installed and cut to elevation. The                     ultimately installed by down-the-hole                 we do not believe there is a reasonable
                                              fender support/pin piles will either be                 drilling this would not change the total              likelihood of their occurrence in the
                                              installed in a socket drilled into the                  amount of effort, i.e. down-the-hole                  project area during the period of validity
                                              shallow bedrock (driven with an impact                  drilling would occur instead of, not in               for the proposed IHA. Thus we do not
                                              hammer and possibly a vibratory                         addition to, impact driving for                       propose to authorize the incidental
                                              hammer down into the socket), by the                    installation of fender support/pin piles,             harassment of humpback whales as a
                                              down-the-hole drilling technique                        miscellaneous support piles, and                      result of the proposed project; as such,
                                              (described below), or with a rock anchor                temporary support piles.                              the humpback whale is not carried
                                              system. Pre-assembled fender systems                       Additional construction work, such as              forward for further analysis beyond this
                                              (energy absorbers, sleeve piles, steel                  concrete dock surfacing, will take place              section.
                                              framing, and fender panels) will be                     at or near the surface of the dock and                   We have reviewed UniSea’s detailed
                                              lifted and installed onto fender support                will occur above water. Because this                  species descriptions, including life
                                              piles via crane.                                        work is not expected to result in                     history information, for accuracy and
                                                 Miscellaneous support piles                          harassment of marine mammals, we do                   completeness and refer the reader to
                                              (including catwalk and dock face                        not summarize it here. Details of all                 Sections 3 and 4 of UniSea’s
                                              support piles) will then be installed and               planned construction work, and photos                 application, rather than reprinting the
                                              cut to elevation. Installation methods for              of many of the construction techniques                information here. Please also refer to
                                              the miscellaneous support piles will be                 described above, can be found in                      NMFS’ Web site (www.nmfs.noaa.gov/
                                              similar to the fender support piles                     Section 1 of UniSea’s IHA application.                pr/species/mammals/) for generalized
                                              (described above). Temporary support                                                                          species accounts.
                                                                                                      Description of Marine Mammals in the
                                              piles for the contractor’s pile driving                                                                          Table 2 lists the marine mammal
                                                                                                      Area of the Specified Activity
                                              template structures will be installed to                                                                      species with expected potential for
                                              aid with construction and removed after                   Marine waters near Unalaska Island                  occurrence in the vicinity of the project
                                              the permanent sheet piles or support                    support many species of marine                        during the project timeframe and
                                              piles have been installed. Installation                 mammals, including pinnipeds and                      summarizes key information regarding
                                              methods for the temporary support piles                 cetaceans; however, the number of                     stock status and abundance.
                                              will be similar to those used for the                   species regularly occurring near the                  Taxonomically, we follow Committee
                                              fender support piles (described above).                 project location is limited. There are                on Taxonomy (2015). Please see NMFS’
                                              Temporary support piles will likely be                  three marine mammal species under                     Stock Assessment Reports (SAR),
                                              steel H-piles (18 inch or smaller) or steel             NMFS’ jurisdiction with recorded                      available at www.nmfs.noaa.gov/pr/sars,
                                              round piles (18 inch diameter or                        occurrence in Iliuliuk Harbor during the              for more detailed accounts of these
                                              smaller). The sheet pile structures                     past 15 years, including one cetacean                 stocks’ status and abundance. The
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                                              consist of 14 cells, and there are two                  and two pinnipeds. Steller sea lions are              harbor seal and Steller sea lion are
                                              dolphin and two catwalk support                         the most common marine mammals in                     addressed in the Alaska SARs (e.g.,
                                              structures. It is estimated that upwards                the project area and are part of the                  Allen and Angliss, 2012, 2014).
                                              of ten temporary support piles will be                  western Distinct Population Segment                      In the species accounts provided here,
                                              used per cell for the sheet pile                        (DPS) that is listed as Endangered under              we offer a brief introduction to the
                                              structures, and upwards of eight piles                  the Endangered Species Act (ESA).                     species and relevant stock as well as
                                              per dolphin and catwalk support                         Harbor seals (Phoca vitulina) may also                available information regarding


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                                              79826                     Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices

                                              population trends and threats, and                       describe any information regarding local
                                                                                                       occurrence.

                                                               TABLE 2—MARINE MAMMALS POTENTIALLY PRESENT IN THE VICINITY OF THE PROJECT LOCATION
                                                                                                   ESA/                Stock abundance
                                                                                                  MMPA                                                                                  Relative occurrence in
                                                                                                                        (CV; Nmin; most                 PBR3         Annual M/SI4
                                                        Species                     Stock         status;              recent abundance                                               Iliuliuk Harbor; season of
                                                                                                 Strategic                 survey)2                                                            occurrence
                                                                                                  (Y/N)1

                                                                                                         Order Carnivora—Superfamily Pinnipedia

                                              Family Otariidae (eared
                                                seals and sea lions):
                                                  Steller sea lion ..........   Western          E/D; N ...        55,422 (n/a; 48,676;                        292            234.7   common; year-round
                                                                                 U.S.                                2008–11)8.                                                         (greater abundance in
                                                                                                                                                                                        summer).

                                              Family Phocidae (earless
                                                seals):
                                                  Harbor seal ...............   Aleutian Is-     -; N ........     3,5795 (0.092; 3,313;                        99             93.1   occasional; year-round.
                                                                                  lands.                             2004).
                                                 1 ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
                                              designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality ex-
                                              ceeds PBR (see footnote 3) or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any spe-
                                              cies or stock listed under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
                                                 2 CV is coefficient of variation; N
                                                                                    min is the minimum estimate of stock abundance. In some cases, CV is not applicable. For killer whales, the
                                              abundance values represent direct counts of individually identifiable animals; therefore there is only a single abundance estimate with no associ-
                                              ated CV. For certain stocks of pinnipeds, abundance estimates are based upon observations of animals (often pups) ashore multiplied by some
                                              correction factor derived from knowledge of the species (or similar species) life history to arrive at a best abundance estimate; therefore, there is
                                              no associated CV. In these cases, the minimum abundance may represent actual counts of all animals ashore.
                                                 3 Potential biological removal, defined by the MMPA as the maximum number of animals, not including natural mortalities, that may be re-
                                              moved from a marine mammal stock while allowing that stock to reach or maintain its optimum sustainable population size (OSP).
                                                 4 These values, found in NMFS’ SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
                                              commercial fisheries, subsistence hunting, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a
                                              minimum value.
                                                 5 Abundance estimate for this stock is greater than ten years old and is therefore not considered current. We nevertheless present the most re-
                                              cent abundance estimate, as this represents the best available information for use in this document.


                                              Steller Sea Lion                                         competition with commercial fisheries,                    2014a). Survival rates east of Samalga
                                                                                                       environmental change, disease, killer                     Pass have rebounded to nearly the same
                                                 Steller sea lions are distributed
                                                                                                       whale predation, incidental take, and                     levels estimated for the 1970s, prior to
                                              mainly around the coasts to the outer
                                                                                                       shooting (illegal and legal). In 1997, the                the decline in abundance. In addition,
                                              continental shelf along the North Pacific
                                              rim from northern Hokkaido, Japan                        species was divided into two separate                     population models indicate that natality
                                              through the Kuril Islands and Okhotsk                    DPSs, as described above, and the                         among the increasing population east of
                                              Sea, Aleutian Islands and central Bering                 western DPS was reclassified as                           Samalga Pass in the period 2000¥2012
                                              Sea, southern coast of Alaska and south                  endangered under the ESA because of                       may not be significantly different from
                                              to California (Loughlin et al., 1984).                   its continued decline since the initial                   rates estimated for the 1970s. The
                                              Based on distribution, population                        listing in 1990 (62 FR 24345).                            proposed project location in Iliuliuk
                                              response, and phenotypic and genotypic                      The most recent comprehensive                          Harbor is approximately 220 km east of
                                              data, two separate stocks of Steller sea                 estimate of the abundance of the                          Samalga Pass.
                                              lions are recognized within U. S. waters,                western DPS in Alaska is 55,422                              Steller sea lions are the most
                                              with the population divided into                         individuals (both pups and non-pups),                     abundant marine mammals in the
                                              western and eastern distinct population                  based on aerial surveys of non-pups                       project area. Data from the NOAA
                                              segments (DPS) at 144° W (Cape                           conducted from 2008–2011 and                              National Marine Mammal Laboratory
                                              Suckling, Alaska) (Loughlin, 1997). The                  estimates of total pup production (Allen                  (NMML) surveys of haulouts on
                                              western DPS includes Steller sea lions                   and Angliss 2014a). This figure                           Unalaska Island suggest the Steller sea
                                              that reside in the central and western                   represents a marked decline from                          lion haulouts nearest to the project
                                              Gulf of Alaska, Aleutian Islands, as well                abundance estimates in the 1950s (N =                     location are at Priest Rock (on the east
                                              as those that inhabit the coastal waters                 140,000) and 1970s (N = 110,000). Pup                     side of the entrance to Unalaska Bay,
                                              and breed in Asia (e.g., Japan and                       counts in the Western DPS in Alaska                       approximately 19 km from the project
                                              Russia). Only the western DPS is                         overall increased at 1.8 percent annually                 site), Cape Wislow (on the northwest
                                              considered in this proposed                              between 2000 and 2014; non-up counts                      side of the entrance to Unalaska Bay,
                                              authorization because the eastern DPS                    increased at 2.2 percent annually over                    approximately 19 km from the project
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                                              occurs outside the geographic area                       the same period (Fritz et al. 2015).                      site) and Bishop Point (west of Cape
                                              under consideration.                                     However, survey data collected since                      Wislow on the North side of Unalaska
                                                 The species as a whole was ESA-                       2000 indicate that the population                         Island, approximately 27 km from the
                                              listed as threatened in 1990 (55 FR                      decline continues in the central and                      project site). Bishop Point appears to be
                                              49204) because of significant declines in                western Aleutian Islands while                            the most actively utilized haulout of the
                                              the population which may have been                       populations east of Samalga Pass (∼170°                   three, with a mean of 193 individual sea
                                              caused by nutritional stress due to                      W) have increased (Allen and Angliss                      lions observed over 36 separate surveys


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                                                                       Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices                                           79827

                                              from 1960 to 2014, and more recent                      Cape Newenham and the Pribilof                        than in the 1970s and 1980s (Small et
                                              surveys (2004–2014) showing a mean of                   Islands. They haul out on rocks, reefs,               al. 2008).
                                              225 individuals (all of these surveys                   beaches, and drifting glacial ice, and                   Harbor seals are only occasionally
                                              were conducted in June or July when                     feed in marine, estuarine, and                        seen in Iliuliuk Harbor. No pupping or
                                              Steller sea lion abundance would                        occasionally fresh waters. They                       haulout sites exist within the project
                                              typically be highest at haulouts in the                 generally are nonmigratory, with local                area. The closest known harbor seal
                                              Aleutians). Priest Rock survey data                     movements associated with such factors                haulout to the G1 dock is located
                                              show a mean of 12 individuals observed                  as tides, weather, season, food                       approximately 3 km away on the
                                              since 1994, with higher totals recorded                 availability, and reproduction (Scheffer              northern tip of Hog Island in Unalaska
                                              recently (107 individuals counted in                    and Slipp 1944, Fisher 1952, Bigg 1969,               Bay; NMML survey data shows an
                                              2014). Cape Wislow survey data show                     1981, Hastings et al. 2004).                          average of ∼11 seals observed at the site
                                              60 individuals observed in 1989, with                      In 2010, harbor seals in Alaska were               over the course of four surveys from
                                              no sea lions observed at the site during                partitioned into 12 separate stocks based             2008–2010. Surveys were conducted
                                              the 20 surveys that have occurred there                 largely on genetic structure (Allen and               only in late July and August, thus
                                              from 1990 to 2014.                                      Angliss 2012). Only the Aleutian Islands              seasonal information on abundance or
                                                 Based on data from NMML breeding                     stock is considered in this application               distribution is not available. NMML
                                              season surveys (conducted in June and                   because other stocks occur outside the                survey data suggest there are at least six
                                              July), the population of Steller sea lions              geographic area under consideration.                  other harbor seal haulouts in and
                                              in the eastern Aleutian Islands (from                   Distribution of the Aleutian Islands                  around Unalaska Bay that are further
                                              Unimak Island through Umnak Island,                     stock extends from Ugamak Island                      from the project site; the maximum
                                              163–169°W) has been increasing at 2–                    (southwest of Unimak Island in the                    number of seals observed at any of these
                                              3% per year since 2000. Local                           Eastern Aleutians) west to Attu Island                haulouts has not exceeded 39
                                              abundance in the breeding season is                     (the westernmost Aleutian Island in the               individuals at any one time.
                                              generally higher overall than in the non-               U.S.). The abundance estimate for the
                                                                                                                                                            Potential Effects of the Specified
                                              breeding season, with counts on land                    Aleutian Islands stock is 3,579;
                                                                                                                                                            Activity on Marine Mammals
                                              approximately twice as much as those                    however, this estimate is based on
                                              observed in winter, as sea lions spend                  survey data that is over 10 years old.                   This section includes a summary and
                                              more time at sea feeding during the                     The current statewide abundance                       discussion of the ways that components
                                              winter months. Most large males leave                   estimate for Alaskan harbor seals is                  of the specified activity may impact
                                              the Aleutian Islands and head north                     152,602 based on aerial survey data                   marine mammals. The ‘‘Estimated Take
                                              during the winter, feeding off the ice                  collected during 1998–2007 (Allen and                 by Incidental Harassment’’ section later
                                              edge, thus adult females and juveniles                  Angliss 2012).                                        in this document will include a
                                              make up the majority of the local                          Surveying harbor seals in the Aleutian             quantitative analysis of the number of
                                              population during the nonbreeding                       Islands is notoriously difficult as the               individuals that are expected to be taken
                                              season (pers. comm. L. Fritz, NMML, to                  islands are often blanketed with fog or               by this activity. The ‘‘Negligible Impact
                                              J. Carduner, NMFS, Oct. 8, 2015).                       high winds that limit aerial surveys to               Analysis’’ section will include the
                                                 Steller sea lions are not known to haul              narrow windows of time. The logistics                 analysis of how this specific activity
                                              out in the project area, though                         of surveying the entire length of the                 will impact marine mammals and will
                                              individuals are observed with regularity                Aleutian Chain are also quite difficult               consider the content of this section, the
                                              in the water within Iliuliuk Harbor. The                with limited airports and limited access              ‘‘Estimated Take by Incidental
                                              number of sea lions in the immediate                    to fuel. As a result, available survey data           Harassment’’ section, the ‘‘Proposed
                                              project area varies depending on the                    for the Aleutian Islands harbor seal                  Mitigation’’ section, and the
                                              season and the on the presence of                       stock are extremely limited. The current              ‘‘Anticipated Effects on Marine Mammal
                                              fishing vessels unloading their catch at                population trend in the Aleutian Islands              Habitat’’ section to draw conclusions
                                              the seafood processing facilities in the                is unknown. Additionally, the haul-out                regarding the likely impacts of this
                                              harbor. Sea lions are likely drawn to the               patterns of harbor seals in the Aleutian              activity on the reproductive success or
                                              project location by the abundant and                    Islands have not been studied, and there              survivorship of individuals and from
                                              predictable sources of food provided by                 is no stock specific estimate of a survey             that on the affected marine mammal
                                              commercial fishing vessels and fish                     correction factor.                                    populations or stocks. In the following
                                              processing facilities. Based on accounts                   Small et al. (2008) compared harbor                discussion, we provide general
                                              from UniSea personnel, sea lions are                    seal counts from 106 Aleutian islands                 background information on sound and
                                              sighted more often when fishing boats                   surveyed in 1977–1982 (8,601 seals)                   marine mammal hearing before
                                              are docked at the project site and are                  with counts from the same islands                     considering potential effects to marine
                                              often observed foraging near fishing                    during a 1999 aerial survey (2,859                    mammals from sound produced by the
                                              boats that are docked at the UniSea                     seals). Counts decreased at a majority of             construction techniques proposed for
                                              facility, suggesting sea lions in the                   the islands surveyed. A 45% decline                   use.
                                              Iliuliuk Harbor area are habituated to                  was estimated in the Eastern Aleutians
                                                                                                      (n = 35 islands), with overall estimates              Description of Sound Sources
                                              the presence of fishing vessels and are
                                              likely conditioned to associating fishing               for the entire Aleutian Islands chain                    Sound travels in waves, the basic
                                              boats with easy access to food.                         showing a 67% decline during the                      components of which are frequency,
                                                                                                      approximate 20-year period. Seal counts               wavelength, velocity, and amplitude.
                                              Harbor Seal                                             decreased at the majority of islands in               Frequency is the number of pressure
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                                                 Harbor seals range from Baja                         each region, the number of islands with               waves that pass by a reference point per
                                              California north along the west coasts of               over 100 seals decreased ∼70%, and the                unit of time and is measured in hertz
                                              Washington, Oregon, California, British                 number of islands with no seals counted               (Hz) or cycles per second. Wavelength is
                                              Columbia, and Southeast Alaska; west                    increased approximately 80%,                          the distance between two peaks of a
                                              through the Gulf of Alaska, Prince                      indicating that harbor seal abundance                 sound wave; lower frequency sounds
                                              William Sound, and the Aleutian                         throughout the Aleutian Islands was                   have longer wavelengths than higher
                                              Islands; and north in the Bering Sea to                 substantially lower in the late 1990s                 frequency sounds and attenuate


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                                              79828                     Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices

                                              (decrease) more rapidly in shallower                     on the surface of a pond), except in                          • Anthropogenic: Sources of ambient
                                              water. Amplitude is the height of the                    cases where the source is directional.                     noise related to human activity include
                                              sound pressure wave or the ‘loudness’                    The compressions and decompressions                        transportation (surface vessels and
                                              of a sound and is typically measured                     associated with sound waves are                            aircraft), dredging and construction, oil
                                              using the decibel (dB) scale. A dB is the                detected as changes in pressure by                         and gas drilling and production, seismic
                                              ratio between a measured pressure (with                  aquatic life and man-made sound                            surveys, sonar, explosions, and ocean
                                              sound) and a reference pressure (sound                   receptors such as hydrophones.                             acoustic studies. Shipping noise
                                              at a constant pressure, established by                      Even in the absence of sound from the                   typically dominates the total ambient
                                              scientific standards). It is a logarithmic               specified activity, the underwater                         noise for frequencies between 20 and
                                              unit that accounts for large variations in               environment is typically loud due to                       300 Hz. In general, the frequencies of
                                              amplitude; therefore, relatively small                   ambient sound. Ambient sound is                            anthropogenic sounds are below 1 kHz
                                              changes in dB ratings correspond to                      defined as environmental background                        and, if higher frequency sound levels
                                              large changes in sound pressure. When                    sound levels lacking a single source or                    are created, they attenuate rapidly
                                              referring to sound pressure levels (SPLs;                point (Richardson et al., 1995), and the                   (Richardson et al., 1995). Sound from
                                              the sound force per unit area), sound is                 sound level of a region is defined by the                  identifiable anthropogenic sources other
                                              referenced in the context of underwater                  total acoustical energy being generated                    than the activity of interest (e.g., a
                                              sound pressure to 1 microPascal (mPa).                   by known and unknown sources. These                        passing vessel) is sometimes termed
                                              One pascal is the pressure resulting                     sources may include physical (e.g.,                        background sound, as opposed to
                                              from a force of one newton exerted over                  waves, earthquakes, ice, atmospheric                       ambient sound.
                                              an area of one square meter. The source                  sound), biological (e.g., sounds                              The sum of the various natural and
                                              level (SL) represents the sound level at                 produced by marine mammals, fish, and                      anthropogenic sound sources at any
                                              a distance of 1 m from the source                        invertebrates), and anthropogenic sound                    given location and time—which
                                              (referenced to 1 mPa). The received level                (e.g., vessels, dredging, aircraft,                        comprise ‘‘ambient’’ or ‘‘background’’
                                              is the sound level at the listener’s                     construction). A number of sources                         sound—depends not only on the source
                                              position. Note that all underwater sound                 contribute to ambient sound, including                     levels (as determined by current
                                              levels in this document are referenced                   the following (Richardson et al., 1995):                   weather conditions and levels of
                                              to a pressure of 1 mPa and all airborne                     • Wind and waves: The complex
                                                                                                                                                                  biological and shipping activity) but
                                              sound levels in this document are                        interactions between wind and water
                                                                                                                                                                  also on the ability of sound to propagate
                                              referenced to a pressure of 20 mPa.                      surface, including processes such as
                                                 Root mean square (rms) is the                                                                                    through the environment. In turn, sound
                                                                                                       breaking waves and wave-induced
                                              quadratic mean sound pressure over the                                                                              propagation is dependent on the
                                                                                                       bubble oscillations and cavitation, are a
                                              duration of an impulse, and is                                                                                      spatially and temporally varying
                                                                                                       main source of naturally occurring
                                              calculated by squaring all of the sound                                                                             properties of the water column and sea
                                                                                                       ambient noise for frequencies between
                                              amplitudes, averaging the squares, and                                                                              floor, and is frequency-dependent. As a
                                                                                                       200 Hz and 50 kHz (Mitson, 1995). In
                                              then taking the square root of the                                                                                  result of the dependence on a large
                                                                                                       general, ambient sound levels tend to
                                              average (Urick, 1983). Rms accounts for                                                                             number of varying factors, ambient
                                                                                                       increase with increasing wind speed
                                              both positive and negative values;                                                                                  sound levels can be expected to vary
                                                                                                       and wave height. Surf noise becomes
                                              squaring the pressures makes all values                                                                             widely over both coarse and fine spatial
                                                                                                       important near shore, with
                                              positive so that they may be accounted                                                                              and temporal scales. Sound levels at a
                                                                                                       measurements collected at a distance of
                                              for in the summation of pressure levels                                                                             given frequency and location can vary
                                                                                                       8.5 km from shore showing an increase
                                              (Hastings and Popper, 2005). This                                                                                   by 10–20 dB from day to day
                                                                                                       of 10 dB in the 100 to 700 Hz band
                                              measurement is often used in the                                                                                    (Richardson et al., 1995). The result is
                                                                                                       during heavy surf conditions.
                                              context of discussing behavioral effects,                   • Precipitation: Sound from rain and                    that, depending on the source type and
                                              in part because behavioral effects,                      hail impacting the water surface can                       its intensity, sound from the specified
                                              which often result from auditory cues,                   become an important component of total                     activity may be a negligible addition to
                                              may be better expressed through                          noise at frequencies above 500 Hz, and                     the local environment or could form a
                                              averaged units than by peak pressures.                   possibly down to 100 Hz during quiet                       distinctive signal that may affect marine
                                                 When underwater objects vibrate or                    times.                                                     mammals.
                                              activity occurs, sound-pressure waves                       • Biological: Marine mammals can                           Known sound levels and frequency
                                              are created. These waves alternately                     contribute significantly to ambient noise                  ranges associated with anthropogenic
                                              compress and decompress the water as                     levels, as can some fish and shrimp. The                   sources similar to those that would be
                                              the sound wave travels. Underwater                       frequency band for biological                              used for this project are summarized in
                                              sound waves radiate in all directions                    contributions is from approximately 12                     Table 3. Details of the source types are
                                              away from the source (similar to ripples                 Hz to over 100 kHz.                                        described in the following text.

                                                                              TABLE 3—REPRESENTATIVE SOUND LEVELS OF ANTHROPOGENIC SOURCES
                                                                                                   Frequency
                                                               Sound source                                                   Underwater sound level                                    Reference
                                                                                                   range (Hz)

                                              Vibratory driving of 72-in steel pipe pile ..            10–1,500     180 dB rms at 10 m ................................   Reyff, 2007.
                                              Impact driving of 36-in steel pipe pile .....            10–1,500     195 dB rms at 10 m ................................   Laughlin, 2007.
                                              Impact driving of 66-in cast-in-steel-shell              10–1,500     195 dB rms at 10 m ................................   Reviewed in Hastings and Popper, 2005.
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                                                (CISS) pile.



                                                In-water construction activities                       pile driving. The sounds produced by                       pulsed (defined in the following). The
                                              associated with the project would                        these activities fall into one of two                      distinction between these two sound
                                              include impact pile driving vibratory                    general sound types: pulsed and non-                       types is important because they have


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                                                                       Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices                                             79829

                                              differing potential to cause physical                   effects. To appropriately assess these                phocid pinniped) with expected
                                              effects, particularly with regard to                    potential effects, it is necessary to                 potential to co-occur with UniSea
                                              hearing (e.g., Ward, 1997 in Southall et                understand the frequency ranges marine                construction activities. Please refer to
                                              al., 2007). Please see Southall et al.,                 mammals are able to hear. Current data                Table 2.
                                              (2007) for an in-depth discussion of                    indicate that not all marine mammal
                                                                                                                                                            Acoustic Effects, Underwater
                                              these concepts.                                         species have equal hearing capabilities
                                                 Pulsed sound sources (e.g.,                          (e.g., Richardson et al., 1995; Wartzok                  Potential Effects of Pile Driving
                                              explosions, gunshots, sonic booms,                      and Ketten, 1999; Au and Hastings,                    Sound—The effects of sounds from pile
                                              impact pile driving) produce signals                    2008). To reflect this, Southall et al.               driving might result in one or more of
                                              that are brief (typically considered to be              (2007) recommended that marine                        the following: temporary or permanent
                                              less than one second), broadband, atonal                mammals be divided into functional                    hearing impairment, non-auditory
                                              transients (ANSI, 1986; Harris, 1998;                   hearing groups based on measured or                   physical or physiological effects,
                                              NIOSH, 1998; ISO, 2003; ANSI, 2005)                     estimated hearing ranges on the basis of              behavioral disturbance, and masking
                                              and occur either as isolated events or                  available behavioral data, audiograms                 (Richardson et al., 1995; Gordon et al.,
                                              repeated in some succession. Pulsed                     derived using auditory evoked potential               2004; Nowacek et al., 2007; Southall et
                                              sounds are all characterized by a                       techniques, anatomical modeling, and                  al., 2007). The effects of pile driving on
                                              relatively rapid rise from ambient                      other data. The lower and/or upper                    marine mammals are dependent on
                                              pressure to a maximal pressure value                    frequencies for some of these functional              several factors, including the size, type,
                                              followed by a rapid decay period that                   hearing groups have been modified from                and depth of the animal; the depth,
                                              may include a period of diminishing,                    those designated by Southall et al.                   intensity, and duration of the pile
                                              oscillating maximal and minimal                         (2007). The functional groups and the                 driving sound; the depth of the water
                                              pressures, and generally have an                        associated frequencies are indicated                  column; the substrate of the habitat; the
                                              increased capacity to induce physical                   below (note that these frequency ranges               standoff distance between the pile and
                                              injury as compared with sounds that                     do not necessarily correspond to the                  the animal; and the sound propagation
                                              lack these features.                                    range of best hearing, which varies by                properties of the environment. Impacts
                                                 Non-pulsed sounds can be tonal,                      species):                                             to marine mammals from pile driving
                                              narrowband, or broadband, brief or                         • Low-frequency cetaceans                          activities are expected to result
                                              prolonged, and may be either                            (mysticetes): functional hearing is                   primarily from acoustic pathways. As
                                              continuous or non-continuous (ANSI,                     estimated to occur between                            such, the degree of effect is intrinsically
                                              1995; NIOSH, 1998). Some of these non-                  approximately 7 Hz and 25 kHz                         related to the received level and
                                              pulsed sounds can be transient signals                  (extended from 22 kHz; Watkins, 1986;                 duration of the sound exposure, which
                                              of short duration but without the                       Au et al., 2006; Lucifredi and Stein,                 are in turn influenced by the distance
                                              essential properties of pulses (e.g., rapid             2007; Ketten and Mountain, 2009;                      between the animal and the source. The
                                              rise time). Examples of non-pulsed                      Tubelli et al., 2012);                                further away from the source, the less
                                              sounds include those produced by                           • Mid-frequency cetaceans (larger                  intense the exposure should be. The
                                              vessels, aircraft, machinery operations                 toothed whales, beaked whales, and                    substrate and depth of the habitat affect
                                              such as drilling or dredging, vibratory                 most delphinids): functional hearing is               the sound propagation properties of the
                                              pile driving, down-the-hole drilling, and               estimated to occur between                            environment. Shallow environments are
                                              active sonar systems. The duration of                   approximately 150 Hz and 160 kHz;                     typically more structurally complex,
                                              such sounds, as received at a distance,                    • High-frequency cetaceans                         which leads to rapid sound attenuation.
                                              can be greatly extended in a highly                     (porpoises, river dolphins, and members               In addition, substrates that are soft (e.g.,
                                              reverberant environment.                                of the genera Kogia and                               sand) would absorb or attenuate the
                                                 Impact hammers operate by                            Cephalorhynchus; now considered to                    sound more readily than hard substrates
                                              repeatedly dropping a heavy piston onto                 include two members of the genus                      (e.g., rock) which may reflect the
                                              a pile to drive the pile into the substrate.            Lagenorhynchus on the basis of recent                 acoustic wave. Soft porous substrates
                                              Sound generated by impact hammers is                    echolocation data and genetic data                    would also likely require less time to
                                              characterized by rapid rise times and                   (May-Collado and Agnarsson, 2006;                     drive the pile, and possibly less forceful
                                              high peak levels, a potentially injurious               Kyhn et al. 2009, 2010; Tougaard et al.               equipment, which would ultimately
                                              combination (Hastings and Popper,                       2010): functional hearing is estimated to             decrease the intensity of the acoustic
                                              2005). Vibratory hammers install piles                  occur between approximately 200 Hz                    source.
                                              by vibrating them and allowing the                      and 180 kHz; and                                         In the absence of mitigation, impacts
                                              weight of the hammer to push them into                     • Pinnipeds in water: functional                   to marine species would be expected to
                                              the sediment. Vibratory hammers                         hearing is estimated to occur between                 result from physiological and behavioral
                                              produce significantly less sound than                   approximately 75 Hz to 100 kHz for                    responses to both the type and strength
                                              impact hammers. Peak SPLs may be 180                    Phocidae (true seals) and between 100                 of the acoustic signature (Viada et al.,
                                              dB or greater, but are generally 10 to 20               Hz and 48 kHz for Otariidae (eared                    2008). The type and severity of
                                              dB lower than SPLs generated during                     seals), with the greatest sensitivity                 behavioral impacts are more difficult to
                                              impact pile driving of the same-sized                   between approximately 700 Hz and 20                   define due to limited studies addressing
                                              pile (Oestman et al., 2009). Rise time is               kHz. The pinniped functional hearing                  the behavioral effects of impulsive
                                              slower, reducing the probability and                    group was modified from Southall et al.               sounds on marine mammals. Potential
                                              severity of injury, and sound energy is                 (2007) on the basis of data indicating                effects from impulsive sound sources
                                              distributed over a greater amount of                    that phocid species have consistently                 can range in severity from effects such
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                                              time (Nedwell and Edwards, 2002;                        demonstrated an extended frequency                    as behavioral disturbance or tactile
                                              Carlson et al., 2005).                                  range of hearing compared to otariids,                perception to physical discomfort, slight
                                                                                                      especially in the higher frequency range              injury of the internal organs and the
                                              Marine Mammal Hearing                                   (Hemilä et al., 2006; Kastelein et al.,              auditory system, or mortality (Yelverton
                                                Hearing is the most important sensory                 2009; Reichmuth et al., 2013).                        et al., 1973).
                                              modality for marine mammals, and                           There are two marine mammal                           Hearing Impairment and Other
                                              exposure to sound can have deleterious                  species (one otariid pinniped and one                 Physical Effects—Marine mammals


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                                              79830                    Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices

                                              exposed to high intensity sound                         function of the total received pulse                  considerably less likely that PTS could
                                              repeatedly or for prolonged periods can                 energy.                                               occur.
                                              experience hearing threshold shift (TS),                   The above TTS information for                         Measured source levels from impact
                                              which is the loss of hearing sensitivity                odontocetes is derived from studies on                pile driving can be as high as 214 dB
                                              at certain frequency ranges (Kastak et                  the bottlenose dolphin (Tursiops                      rms. Although no marine mammals
                                              al., 1999; Schlundt et al., 2000;                       truncatus) and beluga whale                           have been shown to experience TTS or
                                              Finneran et al., 2002, 2005). TS can be                 (Delphinapterus leucas). There is no                  PTS as a result of being exposed to pile
                                              permanent (PTS), in which case the loss                 published TTS information for other                   driving activities, captive bottlenose
                                              of hearing sensitivity is not recoverable,              species of cetaceans. However,                        dolphins and beluga whales exhibited
                                              or temporary (TTS), in which case the                   preliminary evidence from a harbor                    changes in behavior when exposed to
                                              animal’s hearing threshold would                        porpoise exposed to pulsed sound                      strong pulsed sounds (Finneran et al.,
                                              recover over time (Southall et al., 2007).              suggests that its TTS threshold may                   2000, 2002, 2005). The animals tolerated
                                              Marine mammals depend on acoustic                       have been lower (Lucke et al., 2009). As              high received levels of sound before
                                              cues for vital biological functions, (e.g.,             summarized above, data that are now                   exhibiting aversive behaviors.
                                              orientation, communication, finding                     available imply that TTS is unlikely to               Experiments on a beluga whale showed
                                              prey, avoiding predators); thus, TTS                    occur unless odontocetes are exposed to               that exposure to a single watergun
                                              may result in reduced fitness in survival               pile driving pulses stronger than 180 dB              impulse at a received level of 207 kPa
                                              and reproduction. However, this                         re 1 mPa rms.                                         (30 psi) p-p, which is equivalent to 228
                                              depends on the frequency and duration                      Permanent Threshold Shift—When                     dB p-p, resulted in a 7 and 6 dB TTS
                                              of TTS, as well as the biological context               PTS occurs, there is physical damage to               in the beluga whale at 0.4 and 30 kHz,
                                              in which it occurs. TTS of limited                      the sound receptors in the ear. In severe             respectively. Thresholds returned to
                                              duration, occurring in a frequency range                cases, there can be total or partial                  within 2 dB of the pre-exposure level
                                              that does not coincide with that used for               deafness, while in other cases the                    within four minutes of the exposure
                                              recognition of important acoustic cues,                 animal has an impaired ability to hear                (Finneran et al., 2002). Although the
                                              would have little to no effect on an                    sounds in specific frequency ranges                   source level of pile driving from one
                                              animal’s fitness. Repeated sound                                                                              hammer strike is expected to be much
                                                                                                      (Kryter, 1985). There is no specific
                                              exposure that leads to TTS could cause                                                                        lower than the single watergun impulse
                                                                                                      evidence that exposure to pulses of
                                              PTS. PTS constitutes injury, but TTS                                                                          cited here, animals being exposed for a
                                                                                                      sound can cause PTS in any marine
                                              does not (Southall et al., 2007). The                                                                         prolonged period to repeated hammer
                                                                                                      mammal. However, given the possibility
                                              following subsections discuss in                                                                              strikes could receive more sound
                                                                                                      that mammals close to a sound source
                                              somewhat more detail the possibilities                                                                        exposure in terms of SEL than from the
                                                                                                      might incur TTS, there has been further
                                              of TTS, PTS, and non-auditory physical                                                                        single watergun impulse (estimated at
                                                                                                      speculation about the possibility that
                                              effects.                                                                                                      188 dB re 1 mPa2-s) in the
                                                                                                      some individuals might incur PTS.
                                                 Temporary Threshold Shift—TTS is                                                                           aforementioned experiment (Finneran et
                                                                                                      Single or occasional occurrences of mild
                                              the mildest form of hearing impairment                                                                        al., 2002). However, in order for marine
                                              that can occur during exposure to a                     TTS are not indicative of permanent                   mammals to experience TTS or PTS, the
                                              strong sound (Kryter, 1985). While                      auditory damage, but repeated or (in                  animals have to be close enough to be
                                              experiencing TTS, the hearing threshold                 some cases) single exposures to a level               exposed to high intensity sound levels
                                              rises, and a sound must be stronger in                  well above that causing TTS onset might               for a prolonged period of time. Based on
                                              order to be heard. In terrestrial                       elicit PTS.                                           the best scientific information available,
                                              mammals, TTS can last from minutes or                      Relationships between TTS and PTS                  these SPLs are far below the thresholds
                                              hours to days (in cases of strong TTS).                 thresholds have not been studied in                   that could cause TTS or the onset of
                                              For sound exposures at or somewhat                      marine mammals but are assumed to be                  PTS.
                                              above the TTS threshold, hearing                        similar to those in humans and other                     Non-auditory Physiological Effects—
                                              sensitivity in both terrestrial and marine              terrestrial mammals. PTS might occur at               Non-auditory physiological effects or
                                              mammals recovers rapidly after                          a received sound level at least several               injuries that theoretically might occur in
                                              exposure to the sound ends. Few data                    decibels above that inducing mild TTS                 marine mammals exposed to strong
                                              on sound levels and durations necessary                 if the animal were exposed to strong                  underwater sound include stress,
                                              to elicit mild TTS have been obtained                   sound pulses with rapid rise time.                    neurological effects, bubble formation,
                                              for marine mammals, and none of the                     Based on data from terrestrial mammals,               resonance effects, and other types of
                                              published data concern TTS elicited by                  a precautionary assumption is that the                organ or tissue damage (Cox et al., 2006;
                                              exposure to multiple pulses of sound.                   PTS threshold for impulse sounds (such                Southall et al., 2007). Studies examining
                                              Available data on TTS in marine                         as pile driving pulses as received close              such effects are limited. In general, little
                                              mammals are summarized in Southall et                   to the source) is at least 6 dB higher than           is known about the potential for pile
                                              al. (2007).                                             the TTS threshold on a peak-pressure                  driving to cause auditory impairment or
                                                 Given the available data, the received               basis and probably greater than 6 dB                  other physical effects in marine
                                              level of a single pulse (with no                        (Southall et al., 2007). On an SEL basis,             mammals. Available data suggest that
                                              frequency weighting) might need to be                   Southall et al. (2007) estimated that                 such effects, if they occur at all, would
                                              approximately 186 dB re 1 mPa2-s (i.e.,                 received levels would need to exceed                  presumably be limited to short distances
                                              186 dB sound exposure level [SEL] or                    the TTS threshold by at least 15 dB for               from the sound source and to activities
                                              approximately 221–226 dB p-p [peak])                    there to be risk of PTS. Thus, for                    that extend over a prolonged period.
                                              in order to produce brief, mild TTS.                    cetaceans, Southall et al. (2007) estimate            The available data do not allow
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                                              Exposure to several strong pulses that                  that the PTS threshold might be an M-                 identification of a specific exposure
                                              each have received levels near 190 dB                   weighted SEL (for the sequence of                     level above which non-auditory effects
                                              rms (175–180 dB SEL) might result in                    received pulses) of approximately 198                 can be expected (Southall et al., 2007)
                                              cumulative exposure of approximately                    dB re 1 mPa2-s (15 dB higher than the                 or any meaningful quantitative
                                              186 dB SEL and thus slight TTS in a                     TTS threshold for an impulse). Given                  predictions of the numbers (if any) of
                                              small odontocete, assuming the TTS                      the higher level of sound necessary to                marine mammals that might be affected
                                              threshold is (to a first approximation) a               cause PTS as compared with TTS, it is                 in those ways. Marine mammals that


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                                                                       Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices                                             79831

                                              show behavioral avoidance of pile                       and/or speed; reduced/increased vocal                 disrupted hearing-related behavior. It is
                                              driving, including some odontocetes                     activities; changing/cessation of certain             important to distinguish TTS and PTS,
                                              and some pinnipeds, are especially                      behavioral activities (such as socializing            which persist after the sound exposure,
                                              unlikely to incur auditory impairment                   or feeding); visible startle response or              from masking, which occurs during the
                                              or non-auditory physical effects.                       aggressive behavior; avoidance of areas               sound exposure. Because masking
                                                                                                      where sound sources are located; and/                 (without resulting in TS) is not
                                              Disturbance Reactions
                                                                                                      or flight responses (e.g., pinnipeds                  associated with abnormal physiological
                                                 Disturbance includes a variety of                    flushing into water from haul-outs or                 function, it is not considered a
                                              effects, including subtle changes in                    rookeries). Pinnipeds may increase the                physiological effect, but rather a
                                              behavior, more conspicuous changes in                   amount of time spent hauled out,                      potential behavioral effect.
                                              activities, and displacement. Behavioral                possibly to avoid in-water disturbance                   The frequency range of the potentially
                                              responses to sound are highly variable                  (Thorson and Reyff, 2006).                            masking sound is important in
                                              and context-specific and reactions, if                     The biological significance of many of             determining any potential behavioral
                                              any, depend on species, state of                        these behavioral disturbances is difficult            impacts. Because sound generated from
                                              maturity, experience, current activity,                 to predict, especially if the detected                in-water pile driving is mostly
                                              reproductive state, auditory sensitivity,               disturbances appear minor. However,                   concentrated at low frequency ranges, it
                                              time of day, and many other factors                     the consequences of behavioral                        may affect detection of communication
                                              (Richardson et al., 1995; Wartzok et al.,               modification could be expected to be                  calls and other potentially important
                                              2003; Southall et al., 2007).                           biologically significant if the change                natural sounds such as surf and prey
                                                 Habituation can occur when an                        affects growth, survival, or                          sound. It may also affect communication
                                              animal’s response to a stimulus wanes                   reproduction. Significant behavioral                  signals when they occur near the sound
                                              with repeated exposure, usually in the                  modifications that could potentially                  band and thus reduce the
                                              absence of unpleasant associated events                 lead to effects on growth, survival, or               communication space of animals (e.g.,
                                              (Wartzok et al., 2003). Animals are most                reproduction include:                                 Clark et al., 2009) and cause increased
                                              likely to habituate to sounds that are                     • Drastic changes in diving/surfacing              stress levels (e.g., Foote et al., 2004; Holt
                                              predictable and unvarying. The opposite                 patterns (such as those thought to cause              et al., 2009).
                                              process is sensitization, when an                       beaked whale stranding due to exposure                   Masking has the potential to impact
                                              unpleasant experience leads to                          to military mid-frequency tactical                    species at the population or community
                                              subsequent responses, often in the form                 sonar);                                               levels as well as at individual levels.
                                              of avoidance, at a lower level of                          • Habitat abandonment due to loss of               Masking affects both senders and
                                              exposure. Behavioral state may affect                   desirable acoustic environment; and                   receivers of the signals and can
                                              the type of response as well. For                          • Cessation of feeding or social                   potentially have long-term chronic
                                              example, animals that are resting may                   interaction.                                          effects on marine mammal species and
                                              show greater behavioral change in                          The onset of behavioral disturbance                populations. Recent research suggests
                                              response to disturbing sound levels than                from anthropogenic sound depends on                   that low frequency ambient sound levels
                                              animals that are highly motivated to                    both external factors (characteristics of             have increased by as much as 20 dB
                                              remain in an area for feeding                           sound sources and their paths) and the                (more than three times in terms of SPL)
                                              (Richardson et al., 1995; NRC, 2003;                    specific characteristics of the receiving             in the world’s ocean from pre-industrial
                                              Wartzok et al., 2003).                                  animals (hearing, motivation,                         periods, and that most of these increases
                                                 Controlled experiments with captive                  experience, demography) and is difficult              are from distant shipping (Hildebrand,
                                              marine mammals showed pronounced                        to predict (Southall et al., 2007).                   2009). All anthropogenic sound sources,
                                              behavioral reactions, including                                                                               such as those from vessel traffic, pile
                                              avoidance of loud sound sources                         Auditory Masking
                                                                                                                                                            driving, and dredging activities,
                                              (Ridgway et al., 1997; Finneran et al.,                   Natural and artificial sounds can                   contribute to the elevated ambient
                                              2003). Observed responses of wild                       disrupt behavior by masking, or                       sound levels, thus intensifying masking.
                                              marine mammals to loud pulsed sound                     interfering with, a marine mammal’s                      The most intense underwater sounds
                                              sources (typically seismic guns or                      ability to hear other sounds. Masking                 in the proposed action are those
                                              acoustic harassment devices, but also                   occurs when the receipt of a sound is                 produced by impact pile driving. Given
                                              including pile driving) have been varied                interfered with by another coincident                 that the energy distribution of pile
                                              but often consist of avoidance behavior                 sound at similar frequencies and at                   driving covers a broad frequency
                                              or other behavioral changes suggesting                  similar or higher levels. Chronic                     spectrum, sound from these sources
                                              discomfort (Morton and Symonds, 2002;                   exposure to excessive, though not high-               would likely be within the audible
                                              Thorson and Reyff, 2006; see also                       intensity, sound could cause masking at               range of marine mammals present in the
                                              Gordon et al., 2004; Wartzok et al.,                    particular frequencies for marine                     project area. Impact pile driving activity
                                              2003; Nowacek et al., 2007). Responses                  mammals that utilize sound for vital                  is relatively short-term, with rapid
                                              to continuous sound, such as vibratory                  biological functions. Masking can                     pulses occurring for approximately
                                              pile installation, have not been                        interfere with detection of acoustic                  fifteen minutes per pile. The probability
                                              documented as well as responses to                      signals such as communication calls,                  for impact pile driving resulting from
                                              pulsed sounds.                                          echolocation sounds, and                              the proposed action to mask acoustic
                                                 With both types of pile driving, it is               environmental sounds important to                     signals important to the behavior and
                                              likely that the onset of pile driving                   marine mammals. Therefore, under                      survival of marine mammal species is
                                              could result in temporary, short term                   certain circumstances, marine mammals                 likely to be negligible. Vibratory pile
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                                              changes in an animal’s typical behavior                 whose acoustical sensors or                           driving is also relatively short-term,
                                              and/or avoidance of the affected area.                  environment are being severely masked                 with rapid oscillations occurring for
                                              These behavioral changes may include                    could also be impaired from maximizing                approximately one and a half hours per
                                              (Richardson et al., 1995): changing                     their performance fitness in survival                 pile. It is possible that vibratory pile
                                              durations of surfacing and dives,                       and reproduction. If the coincident                   driving resulting from the proposed
                                              number of blows per surfacing                           (masking) sound were man-made, it                     action may mask acoustic signals
                                              (cetaceans only), or moving direction                   could be potentially harassing if it                  important to the behavior and survival


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                                              79832                    Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices

                                              of marine mammal species, but the                       Effects on Potential Prey                             areas of fish and marine mammal
                                              short-term duration and limited affected                   Construction activities would produce              foraging habitat in Unalaska Bay and the
                                              area would result in insignificant                      both pulsed (i.e., impact pile driving)               nearby vicinity.
                                              impacts from masking.                                                                                            In summary, given the short daily
                                                                                                      and continuous (i.e., vibratory pile
                                                                                                                                                            duration of sound associated with
                                              Acoustic Effects, Airborne                              driving and down-the-hole drilling)
                                                                                                                                                            individual pile driving events and the
                                                                                                      sounds. Fish react to sounds which are
                                                                                                                                                            relatively small area that would be
                                                 Marine mammals that occur in the                     especially strong and/or intermittent
                                                                                                                                                            affected, pile driving activities
                                              project area could be exposed to                        low-frequency sounds. Short duration,
                                                                                                                                                            associated with the proposed action are
                                              airborne sounds associated with pile                    sharp sounds can cause overt or subtle
                                                                                                                                                            not likely to have a permanent, adverse
                                              driving that have the potential to cause                changes in fish behavior and local
                                                                                                                                                            effect on any fish habitat, or populations
                                              harassment, depending on their distance                 distribution. Hastings and Popper (2005)
                                                                                                                                                            of fish species. Thus, any impacts to
                                              from pile driving activities. Airborne                  identified several studies that suggest
                                                                                                                                                            marine mammal habitat are not
                                              sound could potentially affect                          fish may relocate to avoid certain areas              expected to cause significant or long-
                                              pinnipeds that are either hauled out or                 of sound energy. Additional studies                   term consequences for individual
                                              are in the water but have their heads                   have documented effects of pile driving               marine mammals or their populations.
                                              above water in the project area. Most                   on fish, although several are based on
                                              likely, airborne sound would cause                      studies in support of large, multiyear                Proposed Mitigation
                                              behavioral responses similar to those                   bridge construction projects (e.g.,                      In order to issue an IHA under section
                                              discussed above in relation to                          Scholik and Yan, 2001, 2002; Popper                   101(a)(5)(D) of the MMPA, NMFS must
                                              underwater sound. For instance,                         and Hastings, 2009) and are therefore                 set forth the permissible methods of
                                              anthropogenic sound could cause                         not directly comparable with the                      taking pursuant to such activity, and
                                              hauled out pinnipeds to exhibit changes                 proposed project. Sound pulses at                     other means of effecting the least
                                              in their normal behavior, such as                       received levels of 160 dB may cause                   practicable impact on such species or
                                              reduction in vocalizations, or cause                    subtle changes in fish behavior. SPLs of              stock and its habitat, paying particular
                                              them to temporarily abandon their                       180 dB may cause noticeable changes in                attention to rookeries, mating grounds,
                                              habitat and move further from the                       behavior (Pearson et al., 1992; Skalski et            and areas of similar significance, and on
                                              source. Studies by Blackwell et al.                     al., 1992). SPLs of sufficient strength               the availability of such species or stock
                                              (2004) and Moulton et al. (2005)                        have been known to cause injury to fish               for taking for certain subsistence uses.
                                              indicate a tolerance or lack of response                and fish mortality. In general, impacts to               Measurements from similar pile
                                              to unweighted airborne sounds as high                   marine mammal prey species from the                   driving events were coupled with
                                              as 112 dB peak and 96 dB rms.                           proposed project are expected to be                   practical spreading loss to estimate
                                                                                                      minor and temporary due to the                        zones of influence and an exclusion
                                              Anticipated Effects on Habitat                          relatively short timeframe of the                     zone (see ‘‘Estimated Take by Incidental
                                                                                                      proposed project, and the fact that                   Harassment’’). These values were then
                                                 The proposed activities at Iliuliuk
                                                                                                      Iliuliuk Harbor is not considered an                  used to develop mitigation measures for
                                              Harbor would not result in permanent
                                                                                                      important habitat for salmonids. The                  proposed pile driving activities. The
                                              impacts to habitats used directly by                    nearby Iliuliuk River supports salmon
                                              marine mammals, such as haul-out sites,                                                                       exclusion zone effectively represents the
                                                                                                      runs for at least four species of                     mitigation zone that would be
                                              but may have potential short-term                       salmonids, however the harbor itself                  established around each pile to prevent
                                              impacts to food sources such as forage                  does not provide significant habitat for              Level A harassment to marine
                                              fish and salmonids. There are no                        salmonids, and the proposed project is                mammals, while the zones of influence
                                              rookeries or haulout sites within the                   located far enough away from the lower                (ZOI) provide estimates of the areas
                                              modeled zone of influence for impact or                 Iliuliuk River that the potential that fish           within which Level B harassment might
                                              vibratory pile driving associated with                  entering or leaving the river will be                 occur for impact and vibratory pile
                                              the project, or ocean bottom structure of               impacted is considered discountable.                  driving. While the modeled ZOI and
                                              significant biological importance to                    The most likely impact to fish from pile              exclusion zone vary between the
                                              marine mammals that may be present in                   driving activities at the project area                different types of installation methods,
                                              the waters in the vicinity of the project               would be temporary behavioral                         UniSea is proposing to establish
                                              area. The project location is                           avoidance of the area. The duration of                mitigation zones for the maximum
                                              characterized by several commercial                     fish avoidance of this area after pile                exclusion zone and ZOI for all pile
                                              fish processing facilities and                          driving stops is unknown, but a rapid                 driving and down-the-hole drilling
                                              experiences frequent vessel traffic                     return to normal recruitment,                         conducted in support of the proposed
                                              because of these facilities, thus the area              distribution and behavior is anticipated.             project.
                                              is already relatively industrialized and
                                              not a pristine habitat for sea lions or                 Effects on Potential Foraging Habitat                 Monitoring and Shutdown for Pile
                                              seals. As such, the main impact                            The area likely impacted by the                    Driving
                                              associated with the proposed activity                   project is very small relative to the                   The following measures would apply
                                              would be temporarily elevated sound                     available habitat in Unalaska Bay.                    to UniSea’s mitigation through the
                                              levels and the associated direct effects                Avoidance by potential prey (i.e., fish)              exclusion zone and zone of influence:
                                              on marine mammals, as discussed                         of the immediate area due to the                        Exclusion Zone—For all pile driving
                                              previously in this document. The most                   temporary loss of this foraging habitat is            activities, UniSea will establish an
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                                              likely impact to marine mammal habitat                  possible. The duration of fish avoidance              exclusion zone intended to contain the
                                              occurs from pile driving effects on likely              of this area after pile driving stops is              area in which SPLs equal or exceed the
                                              marine mammal prey (i.e., fish) near the                unknown, but a rapid return to normal                 190 dB rms acoustic injury criteria for
                                              project location, and minor impacts to                  recruitment, distribution and behavior                pinnipeds. The purpose of the exclusion
                                              the immediate substrate during                          is anticipated. Any behavioral                        zone is to define an area within which
                                              installation and removal of piles during                avoidance by fish of the disturbed area               shutdown of construction activity
                                              the dock construction project.                          would still leave significantly large                 would occur upon sighting of a marine


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                                                                       Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices                                            79833

                                              mammal within that area (or in                          propagation of sound from construction                   • Experience or training in the field
                                              anticipation of an animal entering the                  activities such that the actual distances             identification of marine mammals,
                                              defined area), thus preventing potential                to the ZOI extent for vibratory and                   including the identification of
                                              injury of marine mammals. Modeled                       impact driving will be substantially                  behaviors, with ability to accurately
                                              distances to the Level A harassment                     smaller than those described above.                   identify marine mammals in Alaskan
                                              threshold are shown in Table 5. The                     Modeling results of the ensonified areas,             waters to species;
                                              greatest modeled distance to the Level A                taking into account the attenuation                      • Sufficient training, orientation or
                                              harassment threshold is 4.64 m (for                     provided by landmasses, suggest the                   experience with the construction
                                              impact pile driving); however, UniSea                   actual ZOI will extend to a maximum                   operation to provide for personal safety
                                              would implement a minimum 10 m                          distance of 1,250 m from the G1 dock,                 during observations;
                                              radius exclusion zone for all pile                      at its furthest point (for vibratory                     • Writing skills sufficient to prepare a
                                              driving and down-the-hole drilling                      driving). Due to this relatively small                report of observations; and
                                              activities. See Appendix B in the IHA                   modeled ZOI, and due to the monitoring                   • Ability to communicate orally, by
                                              application for figures showing the                     locations chosen by UniSea (see the                   radio or in person, with project
                                              exclusion zones overlaid on satellite                   Monitoring Plan for details), we expect               personnel to provide real-time
                                              images of the project area.                             that monitors will be able to observe the             information on marine mammals
                                                 Zone of Influence—The zone of                        entire modeled ZOI for both impact and                observed in the area as necessary.
                                              influence refers to the area(s) in which                vibratory pile driving, and thus we                      (2) Prior to the start of pile driving
                                              SPLs equal or exceed 160 and 120 dB                     expect data collected on incidents of                 activity, the exclusion zone will be
                                              rms (for pulsed and non-pulsed                          Level B harassment to be relatively                   monitored for fifteen minutes to ensure
                                              continuous sound, respectively). ZOIs                   accurate. The modeled areas of the ZOIs               that it is clear of marine mammals. Pile
                                              provide utility for monitoring that is                  for impact and vibratory driving, taking              driving will only commence once
                                              conducted for mitigation purposes (i.e.,                into account the attenuation provided                 observers have declared the exclusion
                                              exclusion zone monitoring) by                           by landmasses in attenuating sound                    zone clear of marine mammals; animals
                                              establishing monitoring protocols for                   from the construction project, are shown              will be allowed to remain in the
                                              areas adjacent to the exclusion zone.                   in Appendix B of UniSea’s application.                exclusion zone (i.e., must leave of their
                                              Monitoring of the ZOI enables observers                    Monitoring Protocols—Monitoring                    own volition) and their behavior will be
                                              to be aware of, and communicate about,                  would be conducted before, during, and                monitored and documented. The
                                              the presence of marine mammals within                   after pile driving activities.                        exclusion zone may only be declared
                                              the project area but outside the                        Observations of marine mammals                        clear, and pile driving started, when the
                                              exclusion zone and thus prepare for                     outside the exclusion zone will not                   entire exclusion zone is visible (i.e.,
                                              potential shutdowns of activity should                  result in shutdown of construction                    when not obscured by dark, rain, fog,
                                              those marine mammals approach the                       operations, unless the animal                         etc.). In addition, if such conditions
                                              exclusion zone. However, the primary                    approaches or enters the exclusion zone,              should arise during impact pile driving
                                              purpose of ZOI monitoring is to allow                   at which point all pile driving activities            that is already underway, the activity
                                              documentation of incidents of Level B                   will be halted. Monitoring will take                  would be halted.
                                              harassment; ZOI monitoring is                           place from fifteen minutes prior to                      (3) If a marine mammal approaches or
                                              discussed in greater detail later (see                  initiation of pile driving or pile removal            enters the exclusion zone during the
                                              ‘‘Proposed Monitoring and Reporting’’).                 through thirty minutes post-completion                course of pile driving operations,
                                              The modeled radial distances for ZOIs                   of pile driving or removal activities. Pile           activity will be halted and delayed until
                                              for impact and vibratory pile driving                   driving and removal activities include                either the animal has voluntarily left
                                              and removal (not taking into account                    the time to remove a single pile or series            and been visually confirmed beyond the
                                              landmasses which are expected to limit                  of piles, as long as the time elapsed                 exclusion zone or fifteen minutes have
                                              the actual ZOI radii) are shown in Table                between uses of the pile driving                      passed without re-detection of the
                                              5.                                                      equipment is no more than thirty                      animal. Monitoring will be conducted
                                                 In order to document observed                        minutes. Please see the Marine Mammal                 throughout the time required to drive a
                                              incidents of harassment, monitors will                  Monitoring Plan (available at                         pile.
                                              record all marine mammals observed                      www.nmfs.noaa.gov/pr/permits/
                                              within the modeled ZOI. Modeling was                                                                          Sound Attenuation Devices
                                                                                                      incidental/), for full details of the
                                              performed to estimate the ZOI for                       monitoring protocols.                                    Sound levels can be reduced during
                                              impact pile driving (the areas in which                    The following additional measures                  impact pile driving using sound
                                              SPLs are expected to equal or exceed                    apply to visual monitoring:                           attenuation devices. There are several
                                              160 dB rms during impact driving) and                      (1) Monitoring will be conducted by                types of sound attenuation devices
                                              for vibratory pile driving (the areas in                qualified observers, who will be placed               including bubble curtains, cofferdams,
                                              which SPLs are expected to equal or                     at the best vantage point(s) practicable              and isolation casings (also called
                                              exceed 120 dB rms during vibratory                      to monitor for marine mammals and                     temporary noise attenuation piles
                                              driving and removal). Results of this                   implement shutdown procedures when                    [TNAP]), and cushion blocks. UniSea
                                              modeling showed the ZOI for impact                      applicable by calling for the shutdown                plans to use bubble curtains, which
                                              driving would extend to a radius of 500                 to the hammer operator. Qualified                     create a column of air bubbles rising
                                              m from the pile being driven, the ZOI                   observers are trained biologists, with the            around a pile from the substrate to the
                                              for vibratory pile driving and down-the-                following minimum qualifications:                     water surface. The air bubbles absorb
                                              hole drilling (if it occurs) would extend                  • Visual acuity in both eyes                       and scatter sound waves emanating
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                                              to a radius of 10,000 m from the pile                   (correction is permissible) sufficient for            from the pile, thereby reducing the
                                              being driven, and the ZOI for vibratory                 discernment of moving targets at the                  sound energy.
                                              pile removal would extend to a radius                   water’s surface with ability to estimate                 Bubble curtains may be confined or
                                              of 7,400 m from the pile being removed.                 target size and distance;                             unconfined. An unconfined bubble
                                              However, due to the geography of the                       • Experience and ability to conduct                curtain may consist of a ring seated on
                                              project area, landmasses surround                       field observations and collect data                   the substrate and emitting air bubbles
                                              Iliuliuk Harbor are expected to limit the               according to assigned protocols;                      from the bottom. An unconfined bubble


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                                              79834                    Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices

                                              curtain may also consist of a stacked                   the hammer as it strikes the pile,                    habitat during a biologically important
                                              system, that is, a series of multiple rings             resulting in multiple ‘‘strikes.’’ Soft start         time.
                                              placed at the bottom and at various                     for impact driving will be required at                   (6) For monitoring directly related to
                                              elevations around the pile. Stacked                     the beginning of each day’s pile driving              mitigation, an increase in the
                                              systems may be more effective than non-                 work and at any time following a                      probability of detecting marine
                                              stacked systems in areas with high                      cessation of impact pile driving of thirty            mammals, thus allowing for more
                                              current and deep water (Oestman et al.,                 minutes or longer.                                    effective implementation of the
                                              2009). Confined bubble curtain contain                     We have carefully evaluated UniSea’s               mitigation.
                                              the air bubbles within a flexible or rigid              proposed mitigation measures and                         Based on our evaluation of UniSea’s
                                              sleeve made from plastic, cloth, or pipe,               considered their likely effectiveness                 proposed measures, we have
                                              and generally offer higher attenuation                  relative to implementation of similar                 preliminarily determined that the
                                              levels than unconfined curtains because                 mitigation measures in previously                     proposed mitigation measures provide
                                              they may physically block sound waves                   issued IHAs to preliminarily determine                the means of affecting the least
                                              and they prevent air bubbles from                       whether they are likely to affect the least           practicable impact on marine mammal
                                              migrating away from the pile. For this                  practicable impact on the affected                    species or stocks and their habitat.
                                              reason, the confined bubble curtain is                  marine mammal species and stocks and
                                              commonly used in areas with high                        their habitat. Our evaluation of potential            Proposed Monitoring and Reporting
                                              current velocity (Oestman et al., 2009).                measures included consideration of the                   In order to issue an IHA for an
                                                 The literature presents a wide array of              following factors in relation to one                  activity, section 101(a)(5)(D) of the
                                              observed attenuation results for bubble                 another:                                              MMPA states that NMFS must set forth
                                              curtains (e.g., Oestman et al., 2009;                      (1) The manner in which, and the                   ‘‘requirements pertaining to the
                                              Coleman, 2011). Both environmental                      degree to which, the successful                       monitoring and reporting of such
                                              conditions and the characteristics of the               implementation of the measure is                      taking.’’ The MMPA implementing
                                              sound attenuation device may influence                  expected to minimize adverse impacts                  regulations at 50 CFR 216.104(a)(13)
                                              the effectiveness of the device (Oestman                to marine mammals;                                    indicate that requests for incidental take
                                              et al. 2009). As a general rule,                           (2) The proven or likely efficacy of the           authorizations must include the
                                              reductions of greater than 10 dB cannot                 specific measure to minimize adverse                  suggested means of accomplishing the
                                              be reliably predicted. The U.S. Navy                    impacts as planned; and                               necessary monitoring and reporting that
                                              Test Pile Program, conducted at Naval                      (3) The practicability of the measure              will result in increased knowledge of
                                              Base Kitsap-Bangor, reported a range of                 for applicant implementation.                         the species and of the level of taking or
                                              measured values for realized attenuation                   Any mitigation measure(s) we                       impacts on populations of marine
                                              mostly within 6 to 12 dB (Illingworth &                 prescribe should be able to accomplish,               mammals that are expected to be
                                              Rodkin, 2012).                                          have a reasonable likelihood of                       present in the proposed action area.
                                                 Unconfined bubble curtains will be                   accomplishing (based on current                          Any monitoring requirement we
                                              used during all impact pile driving                     science), or contribute to the                        prescribe should accomplish one or
                                              associated with the proposed project.                   accomplishment of one or more of the                  more of the following general goals:
                                              The bubble curtain used by UniSea may                   general goals listed below:
                                              result in some noise reduction from                        (1) Avoidance or minimization of                      1. An increase in the probability of
                                              impact pile driving; however, we are                    injury or death of marine mammals                     detecting marine mammals, both within
                                              unable make any assumptions about the                   wherever possible (goals 2, 3, and 4 may              defined zones of effect (thus allowing
                                              extent of the attenuation that may be                   contribute to this goal).                             for more effective implementation of the
                                              provided by UniSea’s bubble curtain, as                    (2) A reduction in the number (total               mitigation) and in general to generate
                                              sound source verification at pile driving               number or number at biologically                      more data to contribute to the analyses
                                              projects using the proposed bubble                      important time or location) of                        mentioned below;
                                              curtain design has not occurred                         individual marine mammals exposed to                     2. An increase in our understanding
                                              previously, and in situ recordings are                  stimuli expected to result in incidental              of how many marine mammals are
                                              not proposed for this particular project.               take (this goal may contribute to 1,                  likely to be exposed to stimuli that we
                                                                                                      above, or to reducing takes by                        associate with specific adverse effects,
                                              Soft Start                                                                                                    such as behavioral harassment or
                                                                                                      behavioral harassment only).
                                                 The use of a ‘‘soft-start’’ procedure is                (3) A reduction in the number (total               hearing threshold shifts;
                                              believed to provide additional                          number or number at biologically                         3. An increase in our understanding
                                              protection to marine mammals by                         important time or location) of times any              of how marine mammals respond to
                                              providing a warning and an opportunity                  individual marine mammal would be                     stimuli expected to result in incidental
                                              to leave the area prior to the hammer                   exposed to stimuli expected to result in              take and how anticipated adverse effects
                                              operating at full capacity. For vibratory               incidental take (this goal may contribute             on individuals may impact the
                                              hammers, the soft start technique will                  to 1, above, or to reducing takes by                  population, stock, or species
                                              initiate noise from the hammer for 15                   behavioral harassment only).                          (specifically through effects on annual
                                              seconds at a reduced energy level,                         (4) A reduction in the intensity of                rates of recruitment or survival) through
                                              followed by 1- minute waiting period                    exposure to stimuli expected to result in             any of the following methods:
                                              and repeat the procedure two additional                 incidental take (this goal may contribute                • Behavioral observations in the
                                              times. For impact hammers, the soft                     to 1, above, or to reducing the severity              presence of stimuli compared to
                                              start technique will initiate three strikes             of behavioral harassment only).                       observations in the absence of stimuli
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                                              at a reduced energy level, followed by                     (5) Avoidance or minimization of                   (need to be able to accurately predict
                                              a 30-second waiting period. This                        adverse effects to marine mammal                      pertinent information, e.g., received
                                              procedure would also be repeated two                    habitat, paying particular attention to               level, distance from source);
                                              additional times. The actual number of                  the prey base, blockage or limitation of                 • Physiological measurements in the
                                              strikes at reduced energy will vary                     passage to or from biologically                       presence of stimuli compared to
                                              because operating the hammer at less                    important areas, permanent destruction                observations in the absence of stimuli
                                              than full power results in ‘‘bouncing’’ of              of habitat, or temporary disturbance of               (need to be able to accurately predict


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                                                                       Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices                                             79835

                                              pertinent information, e.g., received                   naked eye to search continuously for                  report will include information on
                                              level, distance from source); and                       marine mammals.                                       marine mammal observations pre-
                                                 • Distribution and/or abundance                         • If the Exclusion Zone is obscured                activity, during-activity, and post-
                                              comparisons in times or areas with                      by fog or poor lighting conditions, pile              activity during pile driving days, and
                                              concentrated stimuli versus times or                    driving will not be initiated until the               will provide descriptions of any
                                              areas without stimuli.                                  Exclusion Zone is clearly visible.                    behavioral responses to construction
                                                 4. An increased knowledge of the                     Should such conditions arise while                    activities by marine mammals and a
                                              affected species; or                                    impact driving is underway, the activity              complete description of any mitigation
                                                 5. An increase in our understanding                  would be halted.                                      shutdowns and results of those actions,
                                              of the effectiveness of certain mitigation                 • The Exclusion Zone and ZOI will                  as well as an estimate of total take based
                                              and monitoring measures.                                be monitored for the presence of marine               on the number of marine mammals
                                                 UniSea submitted a marine mammal                     mammals before, during, and after any                 observed during the course of
                                              monitoring plan as part of their IHA                    pile driving or removal activity.                     construction. A final report must be
                                              application (the monitoring plan can be                    Individuals implementing the                       submitted within 30 days following
                                              viewed online at: www.nmfs.noaa.gov/                    monitoring protocol will assess its                   resolution of comments from NMFS on
                                              pr/permits/incidental/). UniSea’s                       effectiveness using an adaptive                       the draft report.
                                              proposed marine mammal monitoring                       approach. MMOs will use their best                      In the unanticipated event that the
                                              plan was created with input from NMFS                   professional judgment throughout                      specified activity clearly causes the take
                                              and was based on similar plans that                     implementation and seek improvements                  of a marine mammal in a manner not
                                              have been successfully implemented by                   to these methods when deemed                          authorized by the IHA (if issued), such
                                              other action proponents under previous                  appropriate. Any modifications to                     as a Level A harassment, or a take of a
                                              IHAs for pile driving projects. The plan                protocol will be coordinated between                  marine mammal species other than
                                              may be modified or supplemented based                   NMFS and UniSea.                                      those proposed for authorization,
                                              on comments or new information                                                                                UniSea would immediately cease the
                                              received from the public during the                     Data Collection
                                                                                                                                                            specified activities and immediately
                                              public comment period.                                     We require that observers use                      report the incident to the Chief of the
                                              Visual Marine Mammal Observations                       approved data forms. Among other                      Permits and Conservation Division,
                                                                                                      pieces of information, UniSea will                    Office of Protected Resources. The
                                                 UniSea will collect sighting data and                record detailed information about any                 report would include the following
                                              will record behavioral responses to                     implementation of shutdowns,                          information:
                                              construction activities for marine                      including the distance of animals to the                • Time, date, and location (latitude/
                                              mammal species observed in the project                  pile being driven, a description of                   longitude) of the incident;
                                              location during the period of activity.                 specific actions that ensued, and                       • Description of the incident;
                                              All marine mammal observers (MMOs)                      resulting behavior of the animal, if any.               • Status of all sound source use in the
                                              will be trained in marine mammal                        In addition, UniSea will attempt to                   24 hours preceding the incident;
                                              identification and behaviors and are                    distinguish between the number of                       • Environmental conditions (e.g.,
                                              required to have no other construction-                 individual animals taken and the                      wind speed and direction, Beaufort sea
                                              related tasks while conducting                          number of incidents of take, when                     state, cloud cover, and visibility);
                                              monitoring. UniSea will monitor the                     possible. We require that, at a                         • Description of all marine mammal
                                              Exclusion Zone and Zone of Influence                    minimum, the following information be                 observations in the 24 hours preceding
                                              before, during, and after pile driving,                 collected on sighting forms:                          the incident;
                                              with observers located at the best                         • Date and time that monitored                       • Species identification or
                                              practicable vantage points. See Figure 2                activity begins or ends;                              description of the animal(s) involved;
                                              in the Marine Mammal Monitoring Plan                       • Construction activities occurring                  • Fate of the animal(s); and
                                              for the observer locations planned for                  during each observation period;                         • Photographs or video footage of the
                                              use during construction. Based on our                      • Weather parameters (e.g., percent                animal(s) (if equipment is available).
                                              requirements, the Marine Mammal                         cover, visibility);                                     Activities would not resume until
                                              Monitoring Plan would implement the                        • Water conditions (e.g., sea state,               NMFS is able to review the
                                              following procedures for pile driving:                  tide state);                                          circumstances of the prohibited take.
                                                 • A dedicated monitoring coordinator                    • Species, numbers, and (if possible)              NMFS would work with UniSea to
                                              will be on-site during all construction                 sex and age class of marine mammals;                  determine what is necessary to
                                              days. The monitoring coordinator will                      • Description of any observable                    minimize the likelihood of further
                                              oversee marine mammal observers. The                    marine mammal behavior patterns,                      prohibited take and ensure MMPA
                                              monitoring coordinator will serve as the                including bearing and direction of travel             compliance. UniSea would not be able
                                              liaison between the marine mammal                       and distance from pile driving activity;              to resume their activities until notified
                                              monitoring staff and the construction                      • Distance from pile driving activities            by NMFS via letter, email, or telephone.
                                              contractor to assist in the distribution of             to marine mammals and distance from                     In the event that UniSea discovers an
                                              information.                                            marine mammal(s) to the observation                   injured or dead marine mammal, and
                                                 • MMOs would be located at the best                  point;                                                the lead MMO determines that the cause
                                              vantage point(s) in order to properly                      • Locations of all marine mammal                   of the injury or death is unknown and
                                              observe the entire Exclusion Zone, and                  observations; and                                     the death is relatively recent (i.e., in less
                                              as much of the ZOI as possible. A                          • Other human activity in the area.                than a moderate state of decomposition),
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                                              minimum of two MMOs will be on duty                                                                           UniSea would immediately report the
                                              during all pile driving activity, with one              Reporting                                             incident tomailto: the Chief of the
                                              of these MMOs having full time                            A draft report will be submitted                    Permits and Conservation Division,
                                              responsibility for monitoring the                       within 90 calendar days of the                        Office of Protected Resources, NMFS,
                                              Exclusion Zone.                                         completion of the activity, or within 45              and the Alaska Stranding Coordinator.
                                                 • During all observation periods,                    calendar days prior to the effective date               The report would include the same
                                              observers will use binoculars and the                   of a subsequent IHA (if applicable). The              information identified in the paragraph


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                                              79836                    Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices

                                              above. Construction related activities                    the absence of the planned mitigation                       of an individual, even within the same
                                              would be able to continue while NMFS                      and monitoring measures. However, the                       day, could be recorded as multiple
                                              reviews the circumstances of the                          proposed mitigation and monitoring                          takes.
                                              incident. NMFS would work with                            measures are expected to minimize the                         UniSea has requested authorization
                                              UniSea to determine whether                               potential for injury, such that take by                     for the incidental taking of small
                                              modifications in the activities are                       Level A harassment is considered                            numbers of Steller sea lions and harbor
                                              appropriate.                                              discountable.                                               seals that may result from pile driving
                                                 In the event that UniSea discovers an                     If a marine mammal responds to a                         activities associated with the dock
                                              injured or dead marine mammal, and                        stimulus by changing its behavior (e.g.,                    construction project described
                                              the lead MMO determines that the                          through relatively minor changes in                         previously in this document. In order to
                                              injury or death is not associated with or                 locomotion direction/speed or                               estimate the potential incidents of take
                                              related to the activities authorized in the               vocalization behavior), the response                        that may occur incidental to the
                                              IHA (e.g., previously wounded animal,                     may or may not constitute taking at the                     specified activity, we must first estimate
                                              carcass with moderate to advanced                         individual level, and is unlikely to                        the extent of the sound field that may
                                              decomposition, or scavenger damage),                      affect the stock or the species as a                        be produced by the activity and then
                                              UniSea would report the incident to                       whole. However, if a sound source                           incorporate information about marine
                                              Jolie Harrison (Jolie.Harrison@                           displaces marine mammals from an                            mammal density or abundance in the
                                              noaa.gov), Chief of the Permits and                       important feeding or breeding area for a                    project area. We first provide
                                              Conservation Division, Office of                          prolonged period, impacts on animals or                     information on applicable sound
                                              Protected Resources, NMFS, and Aleria                     on the stock or species could potentially                   thresholds for determining effects to
                                              Jensen (Aleria.Jensen@noaa.gov), Alaska                   be significant (e.g., Lusseau and Bejder,                   marine mammals before describing the
                                              Stranding Coordinator, within 24 hours                    2007; Weilgart, 2007). Given the many                       information used in estimating the
                                              of the discovery. UniSea would provide                    uncertainties in predicting the quantity                    sound fields, the available marine
                                              photographs or video footage (if                          and types of impacts of sound on                            mammal density or abundance
                                              available) or other documentation of the                  marine mammals, it is common practice                       information, and the method of
                                              stranded animal sighting to NMFS and                      to estimate how many animals are likely                     estimating potential incidences of take.
                                              the Marine Mammal Stranding Network.
                                                                                                        to be present within a particular
                                                                                                                                                                    Sound Thresholds
                                              Estimated Take by Incidental                              distance of a given activity, or exposed
                                              Harassment                                                to a particular level of sound.                               We use generic sound exposure
                                                 Except with respect to certain                            This practice potentially                                thresholds to determine when an
                                              activities not pertinent here, section                    overestimates the numbers of marine                         activity that produces sound might
                                              3(18) of the MMPA defines                                 mammals taken, as it is often difficult to                  result in impacts to a marine mammal
                                              ‘‘harassment’’ as: ‘‘. . . any act of                     distinguish between the individual                          such that a ‘‘take’’ by harassment might
                                              pursuit, torment, or annoyance which (i)                  animals harassed and incidences of                          occur. To date, no studies have been
                                              has the potential to injure a marine                      harassment. In particular, for stationary                   conducted that explicitly examine
                                              mammal or marine mammal stock in the                      activities, it is more likely that some                     impacts to marine mammals from pile
                                              wild [Level A harassment]; or (ii) has                    smaller number of individuals may                           driving sounds or from which empirical
                                              the potential to disturb a marine                         accrue a number of incidences of                            sound thresholds have been established.
                                              mammal or marine mammal stock in the                      harassment per individual than for each                     These thresholds should be considered
                                              wild by causing disruption of behavioral                  incidence to accrue to a new individual,                    guidelines for estimating when
                                              patterns, including, but not limited to,                  especially if those individuals display                     harassment may occur (i.e., when an
                                              migration, breathing, nursing, breeding,                  some degree of residency or site fidelity                   animal is exposed to levels equal to or
                                              feeding, or sheltering [Level B                           and the impetus to use the site (e.g.,                      exceeding the relevant criterion) in
                                              harassment].’’                                            because of foraging opportunities) is                       specific contexts; however, useful
                                                 All anticipated takes would be by                      stronger than the deterrence presented                      contextual information that may inform
                                              Level B harassment, resulting from                        by the harassing activity. The Steller sea                  our assessment of effects is typically
                                              vibratory and impact pile driving and                     lions and harbor seals expected to occur                    lacking and we consider these
                                              involving temporary changes in                            in the project area are not branded, thus                   thresholds as step functions. NMFS is
                                              behavior. Based on the best available                     we expect that the identification of                        currently revising these acoustic
                                              information, the proposed activities—                     individual animals, even by                                 guidelines; for more information on that
                                              vibratory and impact pile driving—                        experienced MMOs, would be extremely                        process, please see:
                                              would not result in serious injuries or                   difficult. This would further increase                      www.nmfs.noaa.gov/pr/acoustics/
                                              mortalities to marine mammals even in                     the likelihood that repeated exposures                      guidelines.htm.

                                                                                        TABLE 4—CURRENT NMFS ACOUSTIC EXPOSURE CRITERIA
                                                               Criterion                                            Definition                                                  Threshold

                                              Level A harassment (underwater) ..........         Injury (PTS—any level above that                      180 dB (cetaceans)/190 dB (pinnipeds) (rms).
                                                                                                    which is known to cause TTS).
                                              Level B harassment (underwater) ..........         Behavioral disruption .............................   160 dB (impulsive source*)/120 dB (continuous source*)
                                                                                                                                                         (rms).
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                                              Level B harassment (airborne)** .............      Behavioral disruption .............................   90 dB (harbor seals)/100 dB (other pinnipeds)
                                                                                                                                                         (unweighted).
                                                 * Impactpile driving produces impulsive noise; vibratory pile driving produces non-pulsed (continuous) noise.
                                                 ** NMFS has not established any formal criteria for harassment resulting from exposure to airborne sound. However, these thresholds rep-
                                              resent the best available information regarding the effects of pinniped exposure to such sound and NMFS’ practice is to associate exposure at
                                              these levels with Level B harassment.



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                                                                       Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices                                     79837

                                              Distance to Sound Thresholds                            application for a detailed description of       B behavioral harassment. A spherical
                                                 Underwater Sound Propagation                         the information considered in                   spreading loss model (i.e., 6 dB
                                              Formula—Pile driving generates                          determining reasonable proxy source             reduction in sound level for each
                                              underwater noise that can potentially                   level values. UniSea used representative        doubling of distance from the source), in
                                              result in disturbance to marine                         source levels of 165 dB rms for                 which there is a perfectly unobstructed
                                              mammals in the project area.                            installation of steel sheet piles using a       (free-field) environment not limited by
                                              Transmission loss (TL) is the decrease                  vibratory hammer (CALTRANS 2012),               depth or water surface, is appropriate
                                              in acoustic intensity as an acoustic                    163 dB rms for vibratory removal and            for use with airborne sound and was
                                              pressure wave propagates out from a                     installation of a 24-inch steel pile            used to estimate the distance to the
                                              source. TL parameters vary with                         (Rodkin 2013), 184 dB rms for impact            airborne thresholds.
                                                                                                      pile driving of a 24-inch steel pile               As discussed above regarding
                                              frequency, temperature, sea conditions,
                                                                                                      (Rodkin 2013), and 165 dB (re: 1 mPa at         underwater sound from pile driving, the
                                              current, source and receiver depth,
                                                                                                      1m) at 200 Hz for down-the-hole drilling        intensity of pile driving sounds is
                                              water depth, water chemistry, and
                                                                                                      (URS 2011).                                     greatly influenced by factors such as the
                                              bottom composition and topography.
                                                                                                                                                      type of piles, hammers, and the physical
                                              The general formula for underwater TL
                                              is:                                                      TABLE 5—MODELED DISTANCES FROM environment in which the activity
                                              TL = B * log10(R1/R2), where
                                                                                                          G1 DOCK TO NMFS LEVEL A AND occurs. In order to determine reasonable
                                              R1 = the distance of the modeled SPL from                   LEVEL B HARASSMENT THRESHOLDS airborne SPLs and their associated
                                                                                                                                                      effects on marine mammals that are
                                              the driven pile, and                                        (ISOPLETHS) DURING PILE INSTALLA- likely to result from pile driving at
                                              R2 = the distance from the driven pile of the               TION AND REMOVAL
                                              initial measurement
                                                                                                                                                      Iliuliuk Harbor, studies with similar
                                                                                                                                                      properties to the proposed action, as
                                                 This formula neglects loss due to                                                          Distance
                                                                                                                                            (meters)* described previously, were evaluated.
                                                                                                                    Threshold
                                              scattering and absorption, which is                                                                     UniSea used representative source
                                              assumed to be zero here. The degree to                                                                  levels of 100 dB Leq/rms at 22 m for
                                                                                                      Impact driving, pinniped injury (190 4.64**
                                              which underwater sound propagates                          dB).                                         vibratory removal and installation of a
                                              away from a sound source is dependent                   Impact driving, pinniped disturb- 500           24-inch steel pile and 100 dB Leq/rms
                                              on a variety of factors, most notably the                  ance (160 dB).                               at 26 m for impact driven 24-inch steel
                                              water bathymetry and presence or                        Vibratory driving, pinniped injury < 1 m**      piles. Please see Section 5 of UniSea’s
                                              absence of reflective or absorptive                        (190 dB).                                    application for details of the
                                              conditions including in-water structures                Vibratory driving or down-the-hole 10,000
                                                                                                                                                      information considered. These values
                                              and sediments. Spherical spreading                         drilling, pinniped disturbance
                                                                                                         (120 dB).
                                                                                                                                                      result in a disturbance zone (radial
                                              occurs in a perfectly unobstructed (free-                                                               distance) of 3.16 m for harbor seals and
                                              field) environment not limited by depth                 Vibratory removal, pinniped injury < 1 m**
                                                                                                         (160 dB).                                    1.0 m for Steller sea lions. No data was
                                              or water surface, resulting in a 6 dB                   Vibratory removal, pinniped dis- 7,400          found for the airborne sound levels
                                              reduction in sound level for each                          turbance (120 dB).                           expected from the installation of steel
                                              doubling of distance from the source                                                                    sheet piles or 18-inch steel piles, but
                                                                                                        * Distances shown are modeled maximum
                                              (20*log[range]). Cylindrical spreading
                                              occurs in an environment in which                       distances and do not account for landmasses sound levels from the installation of
                                                                                                      which are expected to reduce the actual dis- steel sheet piles and 18-inch steel piles
                                              sound propagation is bounded by the                     tances to sound thresholds.                     are likely to be within a similar range
                                              water surface and sea bottom, resulting                   ** These are modeled distances to the Level
                                                                                                                                                      as sound levels mentioned above.
                                              in a reduction of 3 dB in sound level for               A harassment threshold, however the exclu-         Despite the modeled distances
                                              each doubling of distance from the                      sion zone will conservatively extend to 10 m,
                                                                                                      thus any marine mammal within a 10 m radius described above, no incidents of
                                              source (10*log[range]). A practical                     of activity would trigger a shutdown.           incidental take resulting solely from
                                              spreading value of fifteen is often used                                                                airborne sound are likely, as distances
                                              under conditions, such as Iliuliuk                         Iliuliuk Harbor does not represent           to the harassment thresholds would not
                                              Harbor, where water depth increases as                  open water, or free field, conditions.          reach areas where pinnipeds are known
                                              the receiver moves away from the                        Therefore, sounds would attenuate as            to haul out in the area of the project.
                                              shoreline, resulting in an expected                     they encounter land masses. As a result, Harbor seal haulout locations may
                                              propagation environment that would lie                  and as described above, pile driving            change slightly depending on weather
                                              between spherical and cylindrical                       noise in the project area is not expected patterns, human disturbance, or prey
                                              spreading loss conditions. Practical                    to propagate to the calculated distances        availability, but the closest known
                                              spreading loss (4.5 dB reduction in                     for the 160 dB or 120 dB thresholds as          harbor seal haulout to the project
                                              sound level for each doubling of                        shown in Table 5. See Appendix B of             location is on the north side of Hog
                                              distance) is assumed here.                              UniSea’s IHA application for figures            island, located west of Amaknak Island
                                                 Underwater Sound—The intensity of                    depicting the actual extents of areas in        in Unalaska Bay, approximately 3 km
                                              pile driving sounds is greatly influenced               which each underwater sound threshold from the G1 dock (pers. comm., L. Fritz,
                                              by factors such as the type of piles,                   is predicted to occur at the project area       NMML, to J. Carduner, NMFS, Oct 30,
                                              hammers, and the physical environment                   due to pile driving, taking into account        2015). Steller sea lions have greater site
                                              in which the activity occurs. A large                   the attenuation provided by landmasses. fidelity than harbor seals; the closest
                                              quantity of literature regarding SPLs                      Airborne Sound—Pile driving can              known Steller sea lion haulout is at
                                              recorded from pile driving projects is                  generate airborne sound that could              Priest Rock, a point that juts into the
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                                              available for consideration. In order to                potentially result in disturbance to            Bering Sea on the northeastern corner of
                                              determine reasonable SPLs and their                     pinnipeds that are hauled out or at the         Unalaska Bay, approximately 20 km
                                              associated effects on marine mammals                    water’s surface. As a result, UniSea            from the project site (pers. comm., L.
                                              that are likely to result from pile driving             analyzed the potential for pinnipeds            Fritz, NMML, to J. Carduner, NMFS, Oct
                                              at the UniSea dock, studies with similar                hauled out or swimming at the surface           30, 2015).
                                              properties to the specified activity were               near the G1 dock to be exposed to                  We recognize that pinnipeds in the
                                              evaluated. See Section 5 of UniSea’s                    airborne SPLs that could result in Level water could be exposed to airborne


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                                              79838                    Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices

                                              sound that may result in behavioral                     on marine mammal occurrence in the                    ensonified to the Level B harassment
                                              harassment when their heads are above                   harbor, and represent the only targeted               threshold based on modeling.
                                              the water’s surface. However, these                     marine mammal surveys of the project                     • Predicted exposures were based on
                                              animals would previously have been                      area that we are aware of.                            total estimated total duration of pile
                                              ‘‘taken’’ as a result of exposure to                       Data from bird surveys of Iliuliuk                 driving/removal hours, which are
                                              underwater sound above the behavioral                   Harbor conducted by the U.S. Army                     estimated at 1,080 hours over the entire
                                              harassment thresholds, which are in all                 Corps of Engineers (USACE) from 2001–                 project. This estimate is based on a 180
                                              cases larger than those associated with                 2007, which included observations of                  day project time frame, an average work
                                              airborne sound. Thus, the behavioral                    marine mammals in the harbor, were                    day of 12 hours (work days may be
                                              harassment of these animals is already                  also available; however, we determined                longer than 12 hours in summer and
                                              accounted for in these estimates of                     that these data were unreliable as a basis            shorter than 12 hours in winter), and an
                                              potential take. Multiple incidents of                   for prediction of marine mammal                       estimate that approximately 50% of
                                              exposure to sound above NMFS’                           abundance in the project location as the              time during those work days will
                                              thresholds for behavioral harassment are                goal of the USACE surveys was to                      include pile driving and removal
                                              not believed to result in increased                     develop a snapshot of waterfowl and                   activities (with the other 50% of work
                                              behavioral disturbance, in either nature                seabird location and abundance in the                 days spent on non-pile driving activities
                                              or intensity of disturbance reaction.                   harbor, thus the surveys would have                   which will not result in marine mammal
                                              Therefore, we do not believe that                       been designed and carried out                         take, such as installing templating and
                                              authorization of incidental take                        differently if the goal had been to                   bracing, moving equipment, etc.).
                                              resulting from airborne sound for                       document marine mammal use of the                        • Vibratory or impact driving could
                                              pinnipeds is warranted, and airborne                    harbor (pers. comm., C. Hoffman,                      occur at any time during the ‘‘duration’’
                                              sound is not discussed further here.                    USACE, to J. Carduner, NMFS, October                  and our approach to take calculation
                                                                                                      26, 2015). Additionally, USACE surveys                assumes a rate of occurrence that is the
                                              Marine Mammal Occurrence                                occurred only in winter; as Steller sea               same for any of the calculated zones.
                                                 The most appropriate information                     lion abundance is expected to vary                       • The hourly marine mammal
                                              available was used to estimate the                      significantly between the breeding and                observation rate recorded during marine
                                              number of potential incidences of take.                 the non-breeding season in the project                mammal surveys of Iliuliuk Harbor in
                                              Density estimates for Steller sea lions                 location, data that were collected only               2015 is reflective of the hourly rate that
                                              and harbor seals in Iliuliuk Harbor, and                during the non-breeding season have                   will be observed during the construction
                                              more broadly in the waters surrounding                  limited utility in predicting year-round              project.
                                              Unalaska Island, are not readily                        abundance. As such, we determined                        • Takes were calculated based on
                                              available. Likewise, we were not able to                that the data from the surveys                        estimated rates of occurrence for each
                                              find any published literature or reports                commissioned by UniSea in 2015                        species in the project area and this rate
                                              describing densities or estimating                      represents the best available information             was assumed to be the same regardless
                                              abundance of either species in the                      on marine mammals in the project                      of the size of the zone (for impact or
                                              project area. As such, data collected                   location.                                             vibratory driving/removal).
                                              from marine mammal surveys represent                                                                             • Activities that may be
                                              the best available information on the                   Description of Take Calculation                       accomplished by either impact driving
                                              occurrence of both species in the project                  The take calculations presented here               or down-the-hole drilling (i.e. fender
                                              area.                                                   rely on the best data currently available             support/pin piles, miscellaneous
                                                 Beginning in April 2015, UniSea                      for marine mammal populations in the                  support piles, and temporary support
                                              personnel began conducting marine                       project location. Density data for marine             piles) were assumed to be accomplished
                                              mammal surveys of Iliuliuk Harbor                       mammal species in the project location                via impact driving. If any of these
                                              under the direction of an ecological                    is not available. Therefore the data                  activities are ultimately accomplished
                                              consultant. Observers recorded data on                  collected from marine mammal surveys                  via down-the-hole drilling instead of
                                              all marine mammals that were observed,                  of Iliuliuk Harbor in 2015 represent the              impact driving, this would not result in
                                              including Steller sea lions, whales, and                best available information on marine                  a change in the amount of overall effort
                                              harbor seals. Both stationary and roving                mammal populations in the project                     (as they will be accomplished via down-
                                              observations occurred within a 1,000 m                  location, and this data was used to                   the-hole drilling instead of, and not in
                                              radius of the project site (see Figure 9                estimate take. As such, the zones that                addition to, impact driving). As take
                                              in the IHA application for a depiction of               have been calculated to contain the                   estimates are calculated based on effort
                                              survey points and marine mammal                         areas ensonified to the Level A and                   and not marine mammal densities, this
                                              observations). A combination of two of                  Level B thresholds for pinnipeds have                 would not change the take estimate.
                                              the stationary observation points were                  been calculated for mitigation and                       Take estimates for Steller sea lions
                                              surveyed each day, for a total of 15                    monitoring purposes and were not used                 and harbor seals were calculated using
                                              minutes at each point, and the roving                   in the calculation of take. See Table 6               the following series of steps:
                                              route was checked once per day over a                   for total estimated incidents of take.                   1. The average hourly rate of animals
                                              time span of 15 minutes, covering areas                 Estimates were based on the following                 observed during 2015 marine mammal
                                              between the docks that were too                         assumptions:                                          surveys of Iliuliuk Harbor was
                                              difficult to see from the stationary                       • All marine mammals estimated to                  calculated separately for both species
                                              points. The survey recorded the number                  be in areas ensonified by noise                       (‘‘Observation Rate’’). Thus
                                              of animals observed, the species, their                 exceeding the Level B harassment                      ‘‘Observation Rate’’ (OR) = No. of
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                                              primary activity, and any additional                    threshold for impact and vibratory                    individuals observed/hours of
                                              notes. From January through October                     driving (as shown in Appendix B of the                observation;
                                              2015, a total of 323 Steller sea lions and              IHA application) are assumed to be in                    2. The 95% confidence interval was
                                              33 harbor seals were observed during                    the water 100% of the time. This                      calculated for the data set, and the
                                              1,432 separate observations over the                    assumption is based on the fact that                  upper bound of the 95% confidence
                                              course of 358 hours of surveys. These                   there are no haulouts or rookeries                    interval was added to the Observation
                                              surveys represent the most recent data                  within the area predicted to be                       Rate to account for variability of the


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                                                                                Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices                                                                      79839

                                              small data set (‘‘Exposure Rate’’). Thus                                  harassment threshold would be                                          harbor seals within the modeled area of
                                              ‘‘Exposure Rate’’ (XR) = mOR + CI95                                       recorded as taken by Level B                                           ensonification exceeding the Level B
                                              (where mOR = average of monthly                                           harassment.                                                            harassment threshold would be
                                              observation rates and CI95 = 95%                                            Estimated take of Steller sea lions was                              recorded as taken by Level B
                                              confidence interval (normal                                               calculated using the equations described                               harassment.
                                              distribution);                                                            above, as follows:                                                       Estimated take of harbor seals was
                                                 3. The total estimated hours of pile                                   mOR = 1.219 individuals/hr                                             calculated using the equations described
                                              driving work over the entire project was                                  CI95 = 0.798                                                           above, as follows:
                                              calculated, as described above                                            XR = 2.016
                                                                                                                        Estimated exposures (Level B harassment) =                             mOR = 0.171 individuals/hr
                                              (‘‘Duration’’); Thus ‘‘Duration’’ = total
                                                                                                                          2.016 * 1,080 = 2,177                                                CI95 = 0.185
                                              number of work days (180) * average                                                                                                              XR = 0.356
                                              work hours per day (12) * percentage of                                      Thus we estimate that a total of 2,177                              Estimated exposures (Level B harassment) =
                                              pile driving time during work days (0.5)                                  Steller sea lion takes will occur as a                                   0.356 * 1,080 hours = 385
                                              = total work hours for the project                                        result of the proposed UniSea G1 dock
                                              (1,080); and                                                              construction project.                                                     Thus we estimate that a total of 385
                                                 4. The estimated number of exposures                                      Harbor Seal—Harbor seal density data                                harbor seal takes will occur as a result
                                              was calculated by multiplying the                                         for the project location is not available.                             of the proposed UniSea G1 dock
                                              ‘‘Duration’’ by the estimated ‘‘Exposure                                  We assume, based on the best on the                                    construction project (Table 6).
                                              Rate’’ for each species. Thus, estimated                                  best available information, that harbor                                   We therefore propose to authorize the
                                              takes = Duration * XR.                                                    seals will be encountered in low                                       take, by Level B harassment only, of a
                                                 Please refer to Appendix G of the IHA                                  numbers throughout the duration of the                                 total of 2,177 Steller sea lions (western
                                              application for a more thorough                                           project. We relied on the best available                               DPS) and 385 harbor seals (Aleutian
                                              description of the statistical analysis of                                information to estimate take of harbor                                 Islands stock) as a result of the proposed
                                              the observation data from marine                                          seals, which in this case was survey                                   construction project. These take
                                              mammal surveys.                                                           data collected from the 2015 marine                                    estimates are considered reasonable
                                                 Steller Sea Lion—Steller sea lion                                      mammal surveys of Iliuliuk Harbor as                                   estimates of the number of marine
                                              density data for the project area is not                                  described above. That survey data                                      mammal exposures to sound above the
                                              available. Steller sea lions occur year-                                  showed harbor seals are present in the                                 Level B harassment threshold that are
                                              round in the Aleutian Islands and                                         harbor only occasionally, with only 33                                 likely to occur over the course of the
                                              within Unalaska Bay and Iliuliuk                                          seals observed over the entire survey.                                 project, and not the number of
                                              Harbor. As described above, local                                         NMML surveys have not been                                             individual animals exposed. For
                                              abundance in the non-breeding season                                      performed in Iliuliuk Harbor, but the                                  instance, for pinnipeds that associate
                                              (winter months) is generally lower                                        most recent NMML surveys of Unalaska                                   fishing boats in Iliuliuk Harbor with
                                              overall; data from surveys conducted by                                   Bay confirm that harbor seals are                                      reliable sources of food, there will
                                              UniSea in 2015 revealed Steller sea                                       present in the area in relatively small                                almost certainly be some overlap in
                                              lions were present in Iliuliuk Harbor in                                  numbers, with the most recent haulout                                  individuals present day-to-day
                                              all months that surveys occurred. We                                      counts in Unalaska Bay (2008–11)                                       depending on the number of vessels
                                              assume, based on marine mammal                                            recording no more than 19 individuals                                  entering the harbor, however each
                                              surveys of Iliuliuk Harbor, and based on                                  at the three known haulouts there.                                     instance of exposure for these
                                              the best available information on                                         NMML surveys have been limited to the                                  individuals will be recorded as a
                                              seasonal abundance patterns of the                                        months of July and August, so it is not                                separate, additional take. Moreover,
                                              species including over 20 years of                                        known whether harbor seal abundance                                    because we anticipate that marine
                                              NMML survey data collected in                                             in the project area varies seasonally. The                             mammal observers will typically be
                                              Unalaska, that Steller sea lions will be                                  2015 marine mammal surveys of Iliuliuk                                 unable to determine from field
                                              regularly observed in the project area                                    Harbor showed numbers of harbor seals                                  observations whether the same or
                                              during all months of construction. As                                     in the harbor increasing from July                                     different individuals are being exposed
                                              described above, all Steller sea lions in                                 through October, but the sample size for                               over the course of a workday, each
                                              the project area at a given time are                                      those months was extremely small                                       observation of a marine mammal will be
                                              assumed to be in the water, thus any sea                                  (n=30). As described above, all harbor                                 recorded as a new take, although an
                                              lion within the modeled area of                                           seals in the project area at a given time                              individual theoretically would only be
                                              ensonification exceeding the Level B                                      are assumed to be in the water, thus any                               considered as taken once in a given day.

                                                TABLE 6—NUMBER OF POTENTIAL INCIDENTAL TAKES OF MARINE MAMMALS, AND PERCENTAGE OF STOCK ABUNDANCE,
                                                                                AS A RESULT OF THE PROPOSED PROJECT

                                                                                                                                                                                                     Underwater 1             Percentage
                                                                                                              Species                                                                                                          of stock
                                                                                                                                                                                                                Level B
                                                                                                                                                                                               Level A                        abundance
                                                                                                                                                                                                               (120 dB)

                                              Steller sea lion .............................................................................................................................             0           2,177               4
                                              Harbor seal ..................................................................................................................................             0             385              11
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                                                 1 We    assume, for reasons described earlier, that no takes would occur as a result of airborne noise.




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                                              79840                    Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices

                                              Analyses and Preliminary                                vibratory driving and much sharper rise               likely to simply avoid the project area
                                              Determinations                                          time to reach those peaks. The potential              while the activity is occurring.
                                              Negligible Impact Analysis                              for injury that may otherwise result                     No pinniped rookeries or haul-outs
                                                                                                      from exposure to noise associated with                are present within the project area, and
                                                 NMFS has defined ‘‘negligible                        impact pile driving will effectively be               the project area is not known to provide
                                              impact’’ in 50 CFR 216.103 as ‘‘. . .an                 minimized through the implementation                  foraging habitat of any special
                                              impact resulting from the specified                     of the planned mitigation measures.                   importance to either Steller sea lions or
                                              activity that cannot be reasonably                      These measures include: the                           harbor seals (other than is afforded by
                                              expected to, and is not reasonably likely               implementation of a exclusion zone,                   the migration of salmonids to and from
                                              to, adversely affect the species or stock               which is expected to eliminate the                    Iliuliuk Stream and the occasional
                                              through effects on annual rates of                                                                            availability of discarded fish from
                                                                                                      likelihood of marine mammal exposure
                                              recruitment or survival.’’ A negligible                                                                       commercial fishing boats and fish
                                                                                                      to noise at received levels that could
                                              impact finding is based on the lack of                                                                        processing facilities in the project area).
                                                                                                      result in injury; the use of ‘‘soft start’’
                                              likely adverse effects on annual rates of                                                                     No cetaceans are expected within the
                                              recruitment or survival (i.e., population-              before pile driving, which is expected to
                                                                                                      provide marine mammals near or within                 project area. While we are not aware of
                                              level effects). An estimate of the number                                                                     comparable construction projects in the
                                              of Level B harassment takes alone is not                the zone of potential injury with
                                                                                                      sufficient time to vacate the area; and               project location, the pile driving
                                              enough information on which to base an                                                                        activities analyzed here are similar to
                                              impact determination. In addition to                    the use of a sound attenuation system
                                                                                                      which is expected to dampen the sharp,                other in-water construction activities
                                              considering estimates of the number of                                                                        that have received incidental
                                              marine mammals that might be ‘‘taken’’                  potentially injurious peaks associated
                                                                                                      with impact driving and to reduce the                 harassment authorizations previously,
                                              through behavioral harassment, we
                                                                                                      overall source level to some extent (it is            including projects at Naval Base Kitsap
                                              consider other factors, such as the likely
                                                                                                      difficult to predict the extent of                    Bangor in Hood Canal, Washington, and
                                              nature of any responses (e.g., intensity,
                                                                                                      attenuation provided as underwater                    at the Port of Friday Harbor in the San
                                              duration), the context of any responses
                                                                                                      recordings have not been performed for                Juan Islands, which have occurred with
                                              (e.g., critical reproductive time or
                                                                                                      the type of bubble curtain proposed for               no reported injuries or mortalities to
                                              location, migration), as well as the
                                                                                                      use). We believe the required mitigation              marine mammals, and no known long-
                                              number and nature of estimated Level A
                                                                                                      measures, which have been successfully                term adverse consequences to marine
                                              harassment takes, the number of
                                                                                                      implemented in similar pile driving                   mammals from behavioral harassment.
                                              estimated mortalities, and effects on
                                              habitat.                                                projects, will minimize the possibility of               In summary, this negligible impact
                                                 Pile driving activities associated with              injury that may otherwise exist as a                  analysis is founded on the following
                                              the proposed dock construction project,                 result of impact pile driving.                        factors: (1) The possibility of injury,
                                              as outlined previously, have the                                                                              serious injury, or mortality may
                                                                                                         Effects on individuals that are taken              reasonably be considered discountable;
                                              potential to disturb or displace marine                 by Level B harassment, on the basis of
                                              mammals. Specifically, the specified                                                                          (2) the anticipated incidences of Level B
                                                                                                      reports in the literature as well as                  harassment consist of, at worst,
                                              activities may result in take, in the form
                                                                                                      monitoring from similar pile driving                  temporary modifications in behavior; (3)
                                              of Level B harassment (behavioral
                                                                                                      projects that have received incidental                the absence of any major rookeries and
                                              disturbance) only, from underwater
                                                                                                      take authorizations from NMFS, will                   only a few isolated haulout areas near
                                              sounds generated from pile driving.
                                                                                                      likely be limited to reactions such as                the project site; (4) the absence of any
                                              Potential takes could occur if marine
                                              mammals are present in the ZOI when                     increased swimming speeds, increased                  other known areas or features of special
                                              pile driving is happening, which is                     surfacing time, or decreased foraging.                significance for foraging or reproduction
                                              likely to occur because: (1) Steller sea                Most likely, individuals will simply                  within the project area; and (5) the
                                              lions have established haulouts near                    move away from the sound source and                   presumed efficacy of planned mitigation
                                              Iliuliuk Harbor and are frequently                      be temporarily displaced from the area                measures in reducing the effects of the
                                              observed in Iliuliuk Harbor, in varying                 of pile driving (though even this                     specified activity to the level of least
                                              numbers depending on season and prey                    reaction has been observed primarily in               practicable impact. In combination, we
                                              availability, and probably associate                    association with impact pile driving). In             believe that these factors, as well as the
                                              fishing boats entering the harbor with                  response to vibratory driving, harbor                 available body of evidence from other
                                              reliable food sources; and (2) harbor                   seals have been observed to orient                    similar activities, demonstrate that the
                                              seals are observed in Iliuliuk Harbor                   towards and sometimes move towards                    potential effects of the specified activity
                                              occasionally and are known to haulout                   the sound. Repeated exposures of                      will have only short-term effects on
                                              at sites outside the harbor, including                  individuals to levels of sound that may               individual animals. The specified
                                              one site approximately 3 km from the                    cause Level B harassment are unlikely                 activity is not expected to impact rates
                                              project location.                                       to result in hearing impairment or to                 of recruitment or survival and will
                                                 No serious injury or mortality of                    significantly disrupt foraging behavior.              therefore not result in population-level
                                              marine mammals would be anticipated                     Thus, even repeated Level B harassment                impacts. Based on the analysis
                                              as a result of vibratory and impact pile                of some small subset of the overall stock             contained herein of the likely effects of
                                              driving, regardless of mitigation and                   is unlikely to result in any significant              the specified activity on marine
                                              monitoring measures. Vibratory                          realized decrease in fitness to those                 mammals and their habitat, and taking
                                              hammers do not have significant                         individuals, and thus would not result                into consideration the implementation
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                                              potential to cause injury to marine                     in any adverse impact to the stock as a               of the proposed monitoring and
                                              mammals due to the relatively low                       whole. Level B harassment will be                     mitigation measures, we preliminarily
                                              source levels produced (less than 180                   reduced to the level of least practicable             find that the total marine mammal take
                                              dB rms) and the lack of potentially                     impact through use of mitigation                      from UniSea’s dock construction
                                              injurious source characteristics. Impact                measures described herein and, if sound               activities in Iliuliuk Harbor will have a
                                              pile driving produces short, sharp                      produced by project activities is                     negligible impact on the affected marine
                                              pulses with higher peak levels than                     sufficiently disturbing, animals are                  mammal species or stocks.


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                                                                       Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices                                          79841

                                              Small Numbers Analysis                                  Impact on Availability of Affected                       1. This Incidental Harassment
                                                                                                      Species for Taking for Subsistence Uses               Authorization (IHA) is valid from March
                                                 The numbers of animals authorized to                                                                       1, 2016 through February 28, 2017.
                                              be taken would be considered small                         Subsistence hunting and fishing is an                 2. This IHA is valid only for pile
                                              relative to the relevant stocks or                      important part of the history and culture             driving and removal activities
                                              populations (4 percent and 11 percent                   of Unalaska Island. However, the                      associated with construction of the
                                              for Steller sea lions and harbor seals,                 number of Steller sea lions and harbor                UniSea G1 dock in Iliuliuk Harbor,
                                              respectively) even if each estimated                    seals harvested in Unalaska decreased                 Unalaska, AK.
                                              taking occurred to a new individual.                    from 1994 through 2008; in 2008, the                     3. General Conditions
                                              However, the likelihood that each take                  last year for which data is available,
                                                                                                                                                               (a) A copy of this IHA must be in the
                                              would occur to a new individual is                      there were no Steller sea lions or harbor
                                                                                                                                                            possession of UniSea, its designees, and
                                              extremely low. As described above, for                  seals reported as harvested for
                                                                                                                                                            work crew personnel operating under
                                              those sea lions that associate fishing                  subsistence use. Data on pinnipeds
                                                                                                                                                            the authority of this IHA.
                                              boats with reliable sources of food, there              hunted for subsistence use in Unalaska
                                                                                                                                                               (b) The species authorized for taking
                                              will almost certainly be some overlap in                has not been collected since 2008. For
                                                                                                                                                            are the harbor seal (Phoca vitulina) and
                                              individuals present day-to-day                          a summary of data on pinniped harvests
                                                                                                                                                            Steller sea lion (Eumetopias jubatus).
                                              depending on the number of vessels                      in Unalaska from 1994–2008, see
                                                                                                                                                               (c) The taking, by Level B harassment
                                              entering the harbor. It is expected that                Section 8 of the IHA application.
                                                                                                                                                            only, is limited to the species listed in
                                              operations at a separate, nearby UniSea                    Aside from the apparently decreasing               condition 3(b). See Table 6 in the
                                              dock and the associated UniSea                          rate of subsistence hunting in Unalaska,              proposed IHA authorization for
                                              processing facilities, as well as at                    Iliuliuk Harbor is not likely to be used              numbers of take authorized.
                                              seafood processing facilities owned by                  for subsistence hunting or fishing due to                (d) The taking by injury (Level A
                                              other companies based in Iliuliuk                       its industrial nature, with several fish              harassment), serious injury, or death of
                                              Harbor, will continue as usual during                   processing facilities located along the               any of the species listed in condition
                                              construction on the G1 dock, so it is                   shoreline of the harbor. In addition, the             3(b) of the Authorization or any taking
                                              likely that sea lions accustomed to                     proposed construction project is likely               of any other species of marine mammal
                                              seeking food at these facilities will                   to result only in short-term, temporary               is prohibited and may result in the
                                              continue to be attracted to the area                    impacts to pinnipeds in the form of                   modification, suspension, or revocation
                                              during portions of the construction                     possible behavior changes, and is not                 of this IHA.
                                              activities.                                             expected to result in the injury or death                (e) UniSea shall conduct briefings
                                                 Further, these takes are likely to occur             of any marine mammal. As such, the                    between construction supervisors and
                                              only within some small portion of the                   proposed project is not likely to                     crews, marine mammal monitoring
                                              overall regional stock. For example, of                 adversely impact the availability of any              team, and UniSea staff prior to the start
                                              the estimated 55,422 western DPS                        marine mammal species or stocks that                  of all pile driving activity, and when
                                              Steller sea lions throughout Alaska,                    may otherwise be used for subsistence                 new personnel join the work, in order
                                              there are probably no more than 300                     purposes.                                             to explain responsibilities,
                                              individuals with site fidelity to the three             Endangered Species Act (ESA)                          communication procedures, marine
                                              haulouts located nearest to the project                                                                       mammal monitoring protocol, and
                                              location, based on over twenty years of                   There is one marine mammal species                  operational procedures.
                                              NMML survey data (see ‘‘Description of                  (western DPS Steller sea lion) with                      4. Mitigation Measures
                                              Marine Mammals in the Area of the                       confirmed occurrence in the project area                 The holder of this Authorization is
                                              Specified Activity’’ above). For harbor                 that is listed as endangered under the                required to implement the following
                                              seals, NMML survey data suggest there                   ESA. The NMFS Permits and                             mitigation measures:
                                              are likely no more than 60 individuals                  Conservation Division has initiated                      (a) During impact and vibratory pile
                                              that use the three haulouts nearest to the              consultation with the NMFS Alaska                     driving and removal, and down-the-hole
                                              project location (the only haulouts in                  Regional Office Protected Resources                   drilling, UniSea shall implement a
                                              Unalaska Bay). Thus the estimate of take                Division under section 7 of the ESA on                minimum shutdown zone of 10 m
                                              is an estimate of the number of                         the issuance of an IHA to UniSea under                radius around the pile being driven or
                                              anticipated exposures, rather than an                   section 101(a)(5)(D) of the MMPA for                  removed, to be effective for marine
                                              estimate of the number of individuals                   this activity. Consultation will be                   mammals. If a marine mammal comes
                                              that will be taken, as we expect the                    concluded prior to a determination on                 within the relevant zone, such
                                              majority of exposures would be repeat                   the issuance of an IHA.                               operations shall cease.
                                              exposures that would accrue to the same                                                                          (b) UniSea shall establish monitoring
                                                                                                      Proposed Authorization
                                              individuals. As such, the authorized                                                                          locations as described in the Marine
                                              takes would represent a much smaller                       As a result of these preliminary                   Mammal Monitoring Plan (Monitoring
                                              number of individuals of both Steller                   determinations, we propose to issue an                Plan; attached). For all pile driving and
                                              sea lions and harbor seals, in relation to              IHA to UniSea, Inc., to conduct the                   removal activities, a minimum of two
                                              total stock sizes.                                      described dock construction activities in             observers shall be on duty, in addition
                                                 Based on the analysis contained                      Iliuliuk Harbor, from March 1, 2016                   to a monitoring coordinator. The
                                              herein of the likely effects of the                     through February 28, 2017, provided the               primary responsibility of one of these
                                              specified activity on marine mammals                    previously mentioned mitigation,                      observers shall be to monitor the
                                                                                                      monitoring, and reporting requirements
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                                              and their habitat, and taking into                                                                            shutdown zone, while the additional
                                              consideration the implementation of the                 are incorporated. The proposed IHA                    observer shall be positioned for optimal
                                              mitigation and monitoring measures, we                  language is provided next.                            monitoring of the surrounding waters
                                              preliminarily find that small numbers of                   This section contains a draft of the               within Iliuliuk Harbor. These observers
                                              marine mammals will be taken relative                   IHA itself. The wording contained in                  shall record all observations of marine
                                              to the populations of the affected                      this section is proposed for inclusion in             mammals, regardless of distance from
                                              species or stocks.                                      the IHA (if issued).                                  the pile being driven, as well as


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                                              79842                    Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices

                                              behavior and potential behavioral                       pile driving and at any time following                   C. Environmental conditions (e.g.,
                                              reactions of the animals.                               cessation of pile driving for a period of             wind speed and direction, Beaufort sea
                                                 (c) Monitoring shall take place from                 thirty minutes or longer. UniSea may                  state, cloud cover, and visibility);
                                              fifteen minutes prior to initiation of pile             discontinue use of vibratory soft starts if              D. Description of all marine mammal
                                              driving activity or down-the-hole                       unsafe working conditions believed to                 observations in the 24 hours preceding
                                              drilling activity through thirty minutes                result from implementation of the                     the incident;
                                              post-completion of such activity. Pre-                  measure are reported by the contractor,                  E. Species identification or
                                              activity monitoring shall be conducted                  verified by an independent safety                     description of the animal(s) involved;
                                              for fifteen minutes to ensure that the                  inspection, and reported to NMFS.                        F. Fate of the animal(s); and
                                              exclusion zone is clear of marine                          (h) In case of fog or reduced visibility,             G. Photographs or video footage of the
                                              mammals, and pile driving or down-the-                  observers must be able to see the entire              animal(s).
                                              hole drilling may commence when                         shutdown zone, or pile driving/removal                   Activities shall not resume until
                                              observers have declared the exclusion                   will not be initiated until visibility in             NMFS is able to review the
                                              zone clear of marine mammals. In the                    the zone improves to acceptable levels.               circumstances of the prohibited take.
                                              event of a delay or shutdown of activity                   5. Monitoring                                      NMFS will work with UniSea to
                                              resulting from marine mammals in the                       The holder of this Authorization is                determine what measures are necessary
                                              exclusion zone, animals shall be                        required to conduct marine mammal                     to minimize the likelihood of further
                                              allowed to remain in the exclusion zone                 monitoring during pile driving activity.              prohibited take and ensure MMPA
                                              (i.e., must leave of their own volition)                Marine mammal monitoring and                          compliance. UniSea may not resume
                                              and their behavior shall be monitored                   reporting shall be conducted in                       their activities until notified by NMFS.
                                              and documented. Monitoring shall                        accordance with the Monitoring Plan.                     i. In the event that UniSea discovers
                                              occur throughout the time required to                      (a) UniSea shall collect sighting data             an injured or dead marine mammal, and
                                              drive a pile. The exclusion zone must be                and behavioral responses to pile                      the lead observer determines that the
                                              determined to be clear during periods of                driving/removal for marine mammal                     cause of the injury or death is unknown
                                              good visibility (i.e., the entire exclusion             species observed in the region of                     and the death is relatively recent (e.g.,
                                              zone and surrounding waters must be                     activity during the period of activity. All           in less than a moderate state of
                                              visible to the naked eye).                              observers shall be trained in marine                  decomposition), UniSea shall
                                                 (d) If a marine mammal approaches or
                                                                                                      mammal identification and behaviors,                  immediately report the incident to the
                                              enters the exclusion zone, all pile
                                                                                                      and shall have no other construction                  Office of Protected Resources, NMFS,
                                              driving or down-the-hole drilling
                                                                                                      related tasks while conducting                        and the Alaska Regional Stranding
                                              activities shall be halted. If pile driving
                                                                                                      monitoring.                                           Coordinator, NMFS.
                                              is halted or delayed due to the presence
                                              of a marine mammal, the activity may                       (b) For all marine mammal                             The report must include the same
                                              not commence or resume until either                     monitoring, the information shall be                  information identified in 6(b)(i) of this
                                              the animal has voluntarily left and been                recorded as described in the Monitoring               IHA. Activities may continue while
                                              visually confirmed beyond the                           Plan.                                                 NMFS reviews the circumstances of the
                                              exclusion zone, or fifteen minutes have                    6. Reporting                                       incident and makes a final
                                              passed without re-detection of the                         The holder of this Authorization is                determination on the cause of the
                                              animal.                                                 required to:                                          reported injury or death. NMFS will
                                                 (e) Monitoring shall be conducted by                    (a) Submit a draft report on all marine            work with UniSea to determine whether
                                              qualified observers, as described in the                mammal monitoring conducted under                     additional mitigation measures or
                                              Monitoring Plan. Trained observers                      the IHA within 90 calendar days of the                modifications to the activities are
                                              shall be placed from the best vantage                   end of the in-water work period, or                   appropriate.
                                              point(s) practicable (i.e., provides the                within 45 calendar days of the renewal                   ii. In the event that UniSea discovers
                                              most unobstructed view of the                           of the IHA (if applicable). A final report            an injured or dead marine mammal, and
                                              monitoring zones and are at the highest                 shall be prepared and submitted within                the lead observer determines that the
                                              elevation possible) to monitor for                      thirty days following resolution of                   injury or death is not associated with or
                                              marine mammals and implement                            comments on the draft report from                     related to the activities authorized in the
                                              shutdown or delay procedures when                       NMFS. This report must contain the                    IHA (e.g., previously wounded animal,
                                              applicable through communication with                   informational elements described in the               carcass with moderate to advanced
                                              the equipment operator.                                 Monitoring Plan, at minimum (see                      decomposition, scavenger damage),
                                                 (f) UniSea shall use sound attenuation               attached).                                            UniSea shall report the incident to the
                                              devices during impact pile driving                         (b) Reporting injured or dead marine               Office of Protected Resources, NMFS,
                                              operations.                                             mammals:                                              and the Alaska Regional Stranding
                                                 (g) UniSea shall use soft start                         i. In the unanticipated event that the             Coordinator, NMFS, within 24 hours of
                                              techniques recommended by NMFS for                      specified activity clearly causes the take            the discovery. UniSea shall provide
                                              vibratory and impact pile driving. Soft                 of a marine mammal in a manner                        photographs or video footage or other
                                              start for vibratory drivers requires                    prohibited by this IHA (as determined                 documentation of the stranded animal
                                              contractors to initiate sound for fifteen               by the lead observer), such as an injury              sighting to NMFS. The cause of injury
                                              seconds at reduced energy followed by                   (Level A harassment), serious injury, or              or death may be subject to review and
                                              a thirty-second waiting period. This                    mortality, UniSea shall immediately                   a final determination by NMFS.
                                              procedure is repeated two additional                    cease the specified activities and report                7. This Authorization may be
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                                              times. Soft start for impact drivers                    the incident to the Office of Protected               modified, suspended or withdrawn if
                                              requires contractors to provide an initial              Resources, NMFS, and the Alaska                       the holder fails to abide by the
                                              set of strikes at reduced energy,                       Regional Stranding Coordinator, NMFS.                 conditions prescribed herein, or if
                                              followed by a one minute waiting                        The report must include the following                 NMFS determines that the authorized
                                              period, then two subsequent reduced                     information:                                          taking is having more than a negligible
                                              energy strike sets. Soft start shall be                    A. Time and date of the incident;                  impact on the species or stock of
                                              implemented at the start of each day’s                     B. Description of the incident;                    affected marine mammals.


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                                                                       Federal Register / Vol. 80, No. 246 / Wednesday, December 23, 2015 / Notices                                            79843

                                              Request for Public Comments                             DATES:  NMFS must receive comments                    will have a negligible impact on the
                                                 We request comment on our analysis,                  and information no later than January                 species or stock(s), will not have an
                                              the draft authorization, and any other                  22, 2016.                                             unmitigable adverse impact on the
                                              aspect of this Notice of Proposed IHA                   ADDRESSES: Address comments on the                    availability of the species or stock(s) for
                                              for UniSea’s dock construction                          application to Jolie Harrison, Chief,                 subsistence uses (where relevant), and if
                                              activities. Please include with your                    Permits and Conservation Division,                    the permissible methods of taking and
                                              comments any supporting data or                         Office of Protected Resources, National               requirements pertaining to the
                                              literature citations to help inform our                 Marine Fisheries Service, 1315 East-                  mitigation, monitoring, and reporting of
                                              final decision on UniSea’s request for an               West Highway, Silver Spring, MD                       such taking are set forth. NMFS has
                                                                                                      20910. The mailbox address for                        defined ‘‘negligible impact’’ in 50 CFR
                                              MMPA authorization.
                                                                                                      providing email comments is ITP.Cody@                 216.103 as ‘‘an impact resulting from
                                                Dated: December 17, 2015.                                                                                   the specified activity that cannot be
                                                                                                      noaa.gov. Please include 0648–XE343 in
                                              Perry F. Gayaldo,                                       the subject line. Comments sent via                   reasonably expected to, and is not
                                              Deputy Director, Office of Protected                    email to ITP.Cody@noaa.gov, including                 reasonably likely to, adversely affect the
                                              Resources, National Marine Fisheries Service.           all attachments, must not exceed a 25-                species or stock through effects on
                                              [FR Doc. 2015–32155 Filed 12–22–15; 8:45 am]            megabyte file size. NMFS is not                       annual rates of recruitment or survival.’’
                                              BILLING CODE 3510–22–P                                  responsible for email comments sent to                   The National Defense Authorization
                                                                                                      addresses other than the one provided                 Act of 2004 (NDAA; Public Law 108–
                                                                                                      in this notice.                                       136) removed the ‘‘small numbers’’ and
                                              DEPARTMENT OF COMMERCE                                     Instructions: All submitted comments               ‘‘specified geographical region’’
                                                                                                      are a part of the public record, and                  limitations indicated earlier and
                                              National Oceanic and Atmospheric                                                                              amended the definition of harassment as
                                                                                                      generally we will post them to http://
                                              Administration                                                                                                it applies to a ‘‘military readiness
                                                                                                      www.nmfs.noaa.gov/pr/permits/
                                              RIN 0648–XE343                                          incidental/military.htm without change.               activity’’ to read as follows (Section
                                                                                                      All Personal Identifying Information (for             3(18)(B) of the MMPA): (i) Any act that
                                              Takes of Marine Mammals Incidental to                   example, name, address, etc.)                         injures or has the significant potential to
                                              Specified Activities; Taking Marine                     voluntarily submitted by the commenter                injure a marine mammal or marine
                                              Mammals Incidental to the U.S. Air                      may be publicly accessible. Do not                    mammal stock in the wild [Level A
                                              Force Conducting Maritime Weapon                        submit confidential business                          Harassment]; or (ii) any act that disturbs
                                              Systems Evaluation Program                                                                                    or is likely to disturb a marine mammal
                                                                                                      information or otherwise sensitive or
                                              Operational Testing Within the Eglin                                                                          or marine mammal stock in the wild by
                                                                                                      protected information.
                                              Gulf Test and Training Range                               To obtain an electronic copy of the                causing disruption of natural behavioral
                                                                                                      2015 renewal request, the 2014                        patterns, including, but not limited to,
                                              AGENCY:  National Marine Fisheries                                                                            migration, surfacing, nursing, breeding,
                                              Service (NMFS), National Oceanic and                    application, a list of the references used
                                                                                                                                                            feeding, or sheltering, to a point where
                                              Atmospheric Administration (NOAA),                      in this document, and Eglin AFB’s
                                                                                                                                                            such behavioral patterns are abandoned
                                              Commerce.                                               Environmental Assessment (EA) titled,
                                                                                                                                                            or significantly altered [Level B
                                                                                                      ‘‘Maritime Weapons System Evaluation
                                              ACTION: Notice; proposed incidental                                                                           Harassment].
                                                                                                      Program,’’ write to the previously
                                              harassment authorization; request for
                                                                                                      mentioned address, telephone the                      Summary of Request
                                              comments.
                                                                                                      contact listed here (see FOR FURTHER                    On February 5, 2015, we issued an
                                              SUMMARY:    NMFS (hereinafter, ‘‘we’’ or                INFORMATION CONTACT), or visit the                    Authorization to Eglin AFB to take
                                              ‘‘our’’) received an application from the               internet at: http://www.nmfs.noaa.gov/                marine mammals, by harassment,
                                              U.S. Department of the Air Force,                       pr/permits/incidental/military.htm.                   incidental to a Maritime Weapon
                                              Headquarters 96th Air Base Wing (Air                    FOR FURTHER INFORMATION CONTACT:                      Systems Evaluation Program (Maritime
                                              Force), Eglin Air Force Base (Eglin                     Jeannine Cody, Office of Protected                    WSEP) within the Eglin Gulf Test and
                                              AFB), requesting an Incidental                          Resources, NMFS, (301) 427–8401.                      Training Range (EGTTR) in the Gulf of
                                              Harassment Authorization                                SUPPLEMENTARY INFORMATION:                            Mexico from February through April
                                              (Authorization) to take marine                                                                                2015 (see 80 FR 17394, April 1, 2015).
                                              mammals, by harassment, incidental to                   Background                                            Eglin AFB conducted the Maritime
                                              a Maritime Weapon Systems Evaluation                       Sections 101(a)(5)(A) and (D) of the               WSEP training activities between
                                              Program (Maritime WSEP) within a                        Marine Mammal Protection Act of 1972,                 February 9–12, and March 16–19, 2015.
                                              section of the Eglin Gulf Test and                      as amended (MMPA; 16 U.S.C. 1361 et                   However, due to unavailability of some
                                              Training Range in the northern Gulf of                  seq.) direct the Secretary of Commerce                of the live munitions, Eglin AFB
                                              Mexico.                                                 to allow, upon request, the incidental,               released only 1.05 percent of the
                                                 Eglin AFB’s activities are military                  but not intentional, taking of small                  munitions proposed for the 2015
                                              readiness activities per the Marine                     numbers of marine mammals of a                        military readiness activities. On May 28,
                                              Mammal Protection Act (MMPA), as                        species or population stock, by U.S.                  2015, we received a renewal request for
                                              amended by the National Defense                         citizens who engage in a specified                    an Authorization from Eglin AFB to
                                              Authorization Act (NDAA) for Fiscal                     activity (other than commercial fishing)              complete the missions authorized in
                                              Year 2004. Per the MMPA, NMFS                           within a specified geographical region                2015. Following the initial application
                                              requests comments on its proposal to                    if, after NMFS provides a notice of a                 submission, Eglin AFB submitted a
tkelley on DSK3SPTVN1PROD with NOTICES




                                              issue an Authorization to Eglin AFB to                  proposed authorization to the public for              revised version of the renewal request
                                              incidentally take, by Level B and Level                 review and comment: (1) NMFS makes                    on December 3, 2015. We considered
                                              A harassment, two species of marine                     certain findings; and (2) the taking is               the revised renewal request as adequate
                                              mammals, the Atlantic bottlenose                        limited to harassment.                                and complete on December 10, 2015.
                                              dolphin (Tursiops truncatus) and                           An Authorization for incidental                      Eglin AFB proposes to conduct
                                              Atlantic spotted dolphin (Stenella                      takings for marine mammals shall be                   Maritime WESP missions within the
                                              frontalis), during the specified activity.              granted if NMFS finds that the taking                 EGTTR airspace over the Gulf of


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Document Created: 2018-03-02 09:20:49
Document Modified: 2018-03-02 09:20:49
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice; proposed incidental harassment authorization; request for comments.
DatesComments and information must be received no later than January 22, 2016.
ContactJordan Carduner, Office of Protected Resources, NMFS, (301) 427-8401.
FR Citation80 FR 79822 
RIN Number0648-XE34

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