80_FR_8044 80 FR 8014 - Emergency Employment of Army and Other Resources, Natural Disaster Procedures

80 FR 8014 - Emergency Employment of Army and Other Resources, Natural Disaster Procedures

DEPARTMENT OF DEFENSE
Department of the Army, Corps of Engineers

Federal Register Volume 80, Issue 30 (February 13, 2015)

Page Range8014-8017
FR Document2015-03033

The U.S. Army Corps of Engineers (USACE) is issuing this advance notice of proposed rulemaking (ANPR) to request public comment on potential revisions to its regulations. USACE is specifically requesting input on potential changes to policies related to disaster preparedness; eligibility criteria for rehabilitation assistance for flood control works; options to address complex natural resource challenges while mitigating impacts to threatened or endangered species; and non-structural alternative projects. Consideration of Water Resources Reform and Development Act of 2014 provisions regarding resiliency for hurricane or shore protection projects, Section 3022, and the inclusion of modifications for hurricane or shore protection projects, Section 3029, are not covered by this advanced notice of proposed rulemaking and may be addressed at a later date.

Federal Register, Volume 80 Issue 30 (Friday, February 13, 2015)
[Federal Register Volume 80, Number 30 (Friday, February 13, 2015)]
[Proposed Rules]
[Pages 8014-8017]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-03033]


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DEPARTMENT OF DEFENSE

Department of the Army, Corps of Engineers

33 CFR Part 203


Emergency Employment of Army and Other Resources, Natural 
Disaster Procedures

AGENCY: U.S. Army Corps of Engineers, DoD.

ACTION: Advance notice of proposed rulemaking.

-----------------------------------------------------------------------

SUMMARY: The U.S. Army Corps of Engineers (USACE) is issuing this 
advance notice of proposed rulemaking (ANPR) to request public comment 
on potential revisions to its regulations. USACE is specifically 
requesting input on potential changes to policies related to disaster 
preparedness; eligibility criteria for rehabilitation assistance for 
flood control works; options to address complex natural resource 
challenges while mitigating impacts to threatened or endangered 
species; and non-structural alternative projects. Consideration of 
Water Resources Reform and Development Act of 2014 provisions regarding 
resiliency for hurricane or shore protection projects, Section 3022, 
and the inclusion of modifications for hurricane or shore protection 
projects, Section 3029, are

[[Page 8015]]

not covered by this advanced notice of proposed rulemaking and may be 
addressed at a later date.

DATES: Comments must be received on or before April 14, 2015.

ADDRESSES: You may submit comments, identified by docket number COE-
2015-0004, by any of the following methods:
    Federal eRulemaking Portal: http://www.regulations.gov. Follow the 
instructions for submitting comments.
    Email: [email protected] and include the docket number, COE-
2015-0004, in the subject line of the message.
    Mail: HQ, U.S. Army Corps of Engineers, ATTN: 33CFR203/CECW-HS/
3D64, 441 G Street NW., Washington DC 20314-1000.
    Hand Delivery/Courier: Due to security requirements, we cannot 
receive comments by hand delivery or courier.
    Instructions: Direct your comments to docket number COE-2015-0004. 
All comments received will be included in the public docket without 
change and may be made available on-line at http://www.regulations.gov, 
including any personal information provided, unless the commenter 
indicates that the comment includes information claimed to be 
Confidential Business Information (CBI) or other information whose 
disclosure is restricted by statute. Do not submit information that you 
consider to be CBI, or otherwise protected, through regulations.gov or 
email. The regulations.gov Web site is an anonymous access system, 
which means we will not know your identity or contact information 
unless you provide it in the body of your comment. If you send an email 
directly to the Corps without going through regulations.gov, your email 
address will be automatically captured and included as part of the 
comment that is placed in the public docket and made available on the 
Internet. If you submit an electronic comment, we recommend that you 
include your name and other contact information in the body of your 
comment and with any disk or CD-ROM you submit. If we cannot read your 
comment because of technical difficulties and cannot contact you for 
clarification, we may not be able to consider your comment. Electronic 
comments should avoid the use of any special characters, any form of 
encryption, and be free of any defects or viruses.
    Docket: For access to the docket to read background documents or 
comments received, go to www.regulations.gov. All documents in the 
docket are listed. Although listed in the index, some information is 
not publicly available, such as CBI or other information whose 
disclosure is restricted by statute. Certain other material, such as 
copyrighted material, is not placed on the Internet and will be 
publicly available only in hard copy form.

FOR FURTHER INFORMATION CONTACT: Mr. Jeffrey D. Jensen, Office of 
Homeland Security, Directorate of Contingency Operations, U.S. Army 
Corps of Engineers, at (703) 428-9068 or 
[email protected].

SUPPLEMENTARY INFORMATION: 

I. Background

    A. Authority. Section 5 of the Flood Control Act of 1941, as 
amended, (33 U.S.C. 701n), commonly and hereinafter referred to as 
Public Law 84-99, authorizes an emergency fund to be expended at the 
discretion of the Chief of Engineers for: Preparation for natural 
disasters; flood fighting and rescue operations; repair or restoration 
of flood control works threatened, damaged, or destroyed by flood, or 
nonstructural alternatives thereto; emergency protection of federally 
authorized hurricane or shore protection projects which are threatened, 
when such protection is warranted to protect against imminent and 
substantial loss to life and property; and repair and restoration of 
federally authorized hurricane and shore protection projects damaged or 
destroyed by wind, wave, or water of other than ordinary nature. The 
law includes provision of emergency supplies of clean water when a 
contaminated source threatens the public health and welfare of a 
locality, and activities necessary to protect life and improved 
property from a threat resulting from a major flood or coastal storm. 
This law authorizes the Secretary of the Army (Secretary) to construct 
wells and to transport water within areas determined by the Secretary 
to be drought-distressed. The Secretary of the Army has delegated the 
authority vested in the Secretary under Public Law 84-99 through the 
Assistant Secretary of the Army (Civil Works) to the Chief of 
Engineers, subject to such further direction as the Secretary may 
provide.
    B. Need for Revision. The Code of Federal Regulations, 33 CFR part 
203, details administrative policies, guidance, and operating 
procedures for the Public Law 84-99 program and was last revised in 
2003, 68 FR 19357-01, 21 April 2003. Since then, significant disasters, 
including Hurricane Sandy (2012), flooding on the Mississippi and 
Missouri Rivers (2008, 2011, and 2013) and Hurricane Katrina (2005), 
provided information regarding system performance and the need for 
improved system and community resilience that should be considered in 
formulating revised Pub. L. 84-99 rehabilitation policies. A more 
detailed understanding of the nature and severity of risk associated 
with flood control projects and the development of risk-informed 
decision making approaches and other technological advancements have 
influenced the outlook about how Pub. L. 84-99 activities could be 
implemented with a shift towards better alignment with USACE's Levee 
Safety and National Flood Risk Management Programs as well as the 
National Preparedness and Response Frameworks. Both of these USACE 
programs work with non-federal sponsors and stakeholders to assess, 
communicate and manage the risks to people, property, and the 
environment associated with levee systems and flood risks. 
Additionally, significant input from state and federal agencies, 
stakeholders, and other interested parties regarding the challenges of 
satisfying USACE vegetation management guidelines in light of the needs 
of listed threatened and endangered species caused USACE to reevaluate 
using technical criteria to determine active status in the Public Law 
84-99 Rehabilitation Program.

II. References

    The following reference material is available on the Federal 
eRulemaking Portal at http://www.regulations.gov to assist the public 
in reviewing this ANPR and providing comments.

 33 CFR part 203
 Engineer Regulation 500-1-1, ``Civil Emergency Management 
Program'', September 30, 2001
 Engineer Pamphlet 500-1-1, ``Civil Emergency Management 
Program Procedures'', September 30, 2001
 Engineering and Construction Bulletin, ``Interim Risk 
Reduction Measures (IRRMs) for Levee Safety'', March 5, 2014
 HQUSACE memorandum, ``Interim Policy Guidance for Eligibility 
Determinations'', March 21, 2014
 HQUSACE memorandum, ``Policy for Development and 
Implementation of System-Wide Improvement Frameworks (SWIFs)'', 
November 29, 2011
 Levee Owner's Manual for Non-Federal Flood Control Works, 
March 2006

[[Page 8016]]

III. General Information for the Advance Notice of Public Rulemaking

    A. Does this Action Apply to Me? This action is directed to the 
public in general, but will be of particular interest to a wide variety 
of organizations, to include tribal, state, and local emergency 
management agencies, water resource agencies, environmental and fish 
and wildlife management agencies and organizations, floodplain and 
levee safety managers, and non-federal interests (this term should be 
understood to include ``non-federal sponsors'' as used in 33 U.S.C. 
701n and as defined at 33 CFR 203.15) with flood control works and 
hurricane or shore protection projects.
    B. What Should I Consider As I Prepare My Comments for Submission? 
Commenters not familiar with current policy should review the 
references cited above available on the Federal eRulemaking Portal at 
http://www.regulations.gov. Comments should reference a specific 
paragraph or subparagraph of 33 CFR part 203 or one of the questions or 
issues in Section IV below. If the subject of the comment is not 
addressed in either the current CFR or the questions and issues below, 
then the commenter should clearly state the issue or concern, provide 
or reference any supporting documentation (e.g., reports, statistical 
data, and studies), and make a proposal or recommendation about how to 
improve the current policy.
    C. What Is the Intent of USACE in this Rulemaking Effort? The 
intent of USACE is to revise and update 33 CFR part 203 so that it 
incorporates new information from recent storm events and better aligns 
with the current strategy of the USACE National Flood Risk Management 
Program and Levee Safety Program, while following these guiding 
principles:
    1. Effective risk management and levee safety includes working with 
non-federal sponsors and stakeholders to assess, communicate, and 
manage life-safety risks.
    2. Federal assistance under authority of Pub. L. 84-99 supplements 
tribal, state, and local efforts, and does not replace them.
    3. Non-federal sponsors have primary responsibility for operations 
and maintenance (O&M) of flood control works and risk communication 
activities associated with their projects.
    4. USACE will promote the use of a risk-informed decision making 
process to guide non-federal sponsors O&M activities and inspection 
activities for flood control projects.
    5. USACE will encourage a collaborative approach to address complex 
natural resources issues, tribal treaty rights, and complex systemic 
deficiencies.
    6. USACE will work to develop policies and procedures that maintain 
the benefits of any federal investment(s).

IV. Questions and Issues To Shape the Revision of 33 CFR Part 203. 
Summary of Intended Policy Changes and Questions on Specific Activities

A. Preparedness

    1. Advance Measures. USACE may undertake emergency measures in 
advance of imminent threats of unusual flooding. The current 
eligibility criteria are listed in 33 CFR 203.72.
    (a) USACE may perform Advance Measures prior to flooding or flood 
fighting activities to protect against loss of life and significant 
damages to urban areas and public facilities due to an imminent threat 
of unusual flooding. Advance Measures assistance may be technical and/
or direct assistance. Technical assistance may include: providing 
personnel to inspect projects to identify problems and solutions and 
requirements for additional flood protection; provide existing 
hydraulic, hydrologic, structural and/or geotechnical analysis; provide 
existing information to local entities for use in evacuation or 
contingency flood fight plans. Typically direct assistance will be 
temporary in nature, using temporary construction standard and methods, 
technically feasible, designed to deal effectively with the specific 
threat, and capable of construction in time to prevent projected 
damages. To be eligible for Advance Measures a public sponsor must 
agree to execute a cooperative agreement (CA), and, at no cost to 
USACE, when the operation is over, remove all temporary advance 
measures constructed by USACE or agree to upgrade the work to standards 
acceptable to USACE. In addition, the public sponsor is responsible for 
providing the traditional lands, easements, rights-of-way, relocations, 
and borrow and dredged or excavated materials disposal areas (LERRDs) 
necessary for the project, at its own expense, in accordance with the 
CA.
     Question 1: What (if any) additional types of Advance 
Measures assistance should be considered?
     Question 2: What (if any) additional eligibility or 
performance requirements should be considered generally for Advance 
Measures assistance?
    (b) Permanent structures constructed as Advance Measures are 
currently cost shared at 75 percent federal and 25 percent local with 
the LERRDs necessary for the project provided at no cost to the federal 
government. However, flood control works constructed under other USACE 
authorities have a minimum cost share of 65 percent federal and 35 
percent local with credit provided for the LERRDs necessary for the 
project. USACE is considering changing the cost share for permanent 
structures constructed as part of Advance Measures to be consistent 
with other authorities and to encourage non-federal interests to 
develop permanent structures through the standard USACE planning 
process for new projects so that full cost and benefit analyses can be 
conducted and appropriate public comments considered.
    Question 3: Would changing the cost share serve as an effective 
incentive for promotion of the standard USACE planning process? If not, 
what other incentives or requirements for using the standard USACE 
planning process for permanent construction should be considered?

B. Rehabilitation

    1. Eligibility for Rehabilitation Assistance. USACE is considering 
changing the criteria used to determine eligibility for rehabilitation 
assistance (commonly known as Active status under 33 CFR 203.41) for 
flood control projects from a strict, condition-based overall 
inspection rating of the project to a broader set of actions by non-
federal sponsors such as emergency preparedness planning, flood risk 
communication, and implementation of risk-prioritized O&M activities. 
USACE is considering these changes to: 1) promote risk-informed, cost 
effective prioritization of risk management activities; 2) encourage 
community awareness of risks and promote a broad set of flood risk 
management activities to manage risk; 3) encourage dialogue and problem 
solving between USACE and non-federal sponsors, and 4) provide 
flexibility to align flood risk management activities with requirements 
to protect and restore natural resources.
    Question 4: What should USACE evaluate to determine if a non-
federal sponsor is adequately operating and maintaining its flood 
control project? What should be considered adequate operations and 
management for eligibility purposes?
    Question 5: How should USACE evaluate a non-federal sponsor's 
emergency preparedness, notification, evacuation planning and exercise 
plan and activities to determine if they are adequate? What should 
USACE evaluate? What should be considered adequate?

[[Page 8017]]

    Question 6: How should USACE evaluate a non-federal sponsor's risk 
communications plan and activities for informing local officials, 
residents, and business owners about risks associated with the 
potential failure of the flood control project (e.g., a levee breach)?
    Question 7: Are there other criteria that USACE should consider 
using to determine eligibility for rehabilitation assistance that would 
assist and encourage non-federal sponsors and flood-prone communities 
to reduce their risks from flooding?
    2. Improving Collaboration to Address Complicated Natural Resources 
Challenges and System-Wide Repairs. USACE intends to incorporate the 
System Wide Improvement Framework (SWIF) policy into 33 CFR part 203. 
The SWIF allows non-federal sponsors (currently, of levees and 
floodwalls only) to retain eligibility for rehabilitation assistance 
while actively conducting longer-term, system-wide improvement 
activities that are beyond the scope of usual O&M activities. This 
includes activities related to complex, serious or systemic 
deficiencies, addressing complex natural resources challenges such as 
threatened or endangered species, undocumented encroachments, and 
tribal treaty rights, all of which require additional time and 
coordination beyond what is normally allowed under current policy. The 
purpose is to ensure the imperatives of public safety, tribal rights, 
and environmental principles are met while still reducing the risk from 
floods.
    Question 8: What improvements to the existing SWIF policy should be 
made?
    Question 9: Currently, the SWIF policy has only been used for levee 
projects. Should the SWIF concept be applied to other types of flood 
control projects like channels? If so, for what purposes and using what 
criteria?
    Question 10: If the eligibility for rehabilitation assistance moves 
away from a standards-based inspection criteria and moves toward an 
activities-based approach (as is considered in Section B.1 above), what 
role should the SWIF policy play? Under what circumstances would 
development of a SWIF be useful to non-federal sponsors?
    3. Mitigating Impacts to Threatened or Endangered Species and 
Tribal Treaty Rights During Project Rehabilitation. USACE is 
considering allowing additional types of features and approaches that 
can be incorporated into rehabilitation efforts to minimize or address 
impacts to threatened and endangered species and impacts on tribal 
treaty rights. Features currently being considered include planting 
berms, set back levees, and overbuilt sections.
    Question 11: Are there other types of features and approaches that 
USACE should allow during rehabilitation efforts to minimize or address 
impacts on threatened and endangered species and tribal treaty rights 
while still providing the intended benefits of the flood control 
projects and reducing the risk of loss of life and significant economic 
damages?
    4. Early identification of Nonstructural Alternative Projects 
(NSAPs). USACE currently has the authority to undertake a nonstructural 
alternative project in lieu of a structural rehabilitation effort at 
the request of the non-federal sponsor and in accordance with 33 CFR 
Section 203.50. However, 15 years of experience shows that NSAPs can be 
difficult to implement in the immediate aftermath of a flood. 
Challenges to NSAP implementation include difficulties in obtaining 
easements, land transfers, and municipal permits, as well as legal 
limitations of some non-federal sponsors, and a lack of public 
awareness. USACE is considering how to enable non-federal interests to 
identify viable NSAPs prior to a flood event so that the non-federal 
sponsors may be able to effectively implement as viable NSAPS an 
alternative to structural rehabilitation efforts after a flood event.
    Question 12: What advance planning activities could USACE undertake 
with non-federal interests to enable non-federal interests to consider 
NSAPs as viable alternatives to structural rehabilitation efforts if 
the project is damaged in a future flood event?
    Question 13: How can the current NSAP policy be improved?

V. Statutory and Executive Order Reviews

Executive Order 12866

    Under Executive Order 12866 (58 FR 51735, October 4, 1993), USACE 
must determine whether a regulatory action is ``significant'' and 
therefore subject to review by OMB and the requirements of the 
Executive Order. The Executive Order defines ``significant regulatory 
action'' as one that is likely to result in a rule that may:
    (1) Have an annual effect on the economy of $100 million or more or 
adversely affect in a material way the economy, a sector of the 
economy, productivity, competition, jobs, the environment, public 
health or safety, or state, local, or tribal governments or 
communities;
    (2) Create a serious inconsistency or otherwise interfere with an 
action taken or planned by another agency;
    (3) Materially alter the budgetary impact of entitlements, grants, 
user fees, or loan programs or the rights and obligations of recipients 
thereof; or
    (4) Raise novel legal or policy issues arising out of legal 
mandates, the President's priorities, or the principles set forth in 
the Executive Order.
    After consideration of Executive Orders 12866, entitled 
``Regulatory Planning and Review'' (58 FR 51735, October 4, 1993) and 
13563, entitled ``Improving Regulation and Regulatory Review'' (76 FR 
3821, January 21, 2011), this advance notice of proposed rulemaking has 
been determined to be not significant for the purposes of Executive 
Order 12866.
    Because this document does not impose or propose any requirements, 
and instead seeks comments and suggestions for USACE to consider in 
possibly developing a subsequent proposed rule, the various other 
review requirements that apply when an agency imposes requirements do 
not apply to this action. Nevertheless, as part of your comments on 
this ANPR, you may include any comments or information that could help 
the Agency to assess the potential impact of a subsequent regulatory 
action on small entities pursuant to the Regulatory Flexibility Act (5 
U.S.C. 601 et seq.); to consider human health or environmental effects 
on minority or low-income populations pursuant to Executive Order 
12898, entitled ``Federal Actions to Address Environmental Justice in 
Minority Populations and Low-Income Populations'' (59 FR 7629, February 
16, 1994); or to consider potential impacts to state and local 
governments or tribal governments. USACE will consider such comments 
during the development of any subsequent rulemaking.

    Dated: February 9, 2015.
Karen Durham-Aguilera,
Director of Contingency Operations/Homeland Security.
[FR Doc. 2015-03033 Filed 2-12-15; 8:45 am]
BILLING CODE 3720-58-P



                                                      8014                            Federal Register / Vol. 80, No. 30 / Friday, February 13, 2015 / Proposed Rules

                                                                                                                             TABLE TO § 165.506—Continued
                                                                                                         [All coordinates listed in the Table to § 165.506 reference Datum NAD 1983]

                                                             No.                                  Date                                    Location                                          Regulated area

                                                      7 ...................    June—2nd Saturday; July 4th                     Pamlico River, Washington,            All waters of Pamlico River and Tar River within a 300 yard
                                                                                                                                 NC, Safety Zone.                       radius of latitude 35°32′25″ N., longitude 077°03′42″ W., a
                                                                                                                                                                        position located on the southwest shore of the Pamlico
                                                                                                                                                                        River, Washington, NC.
                                                      8 ...................    July 4th ....................................   Neuse River, New Bern, NC,            All waters of the Neuse River within a 360 yard radius of the
                                                                                                                                 Safety Zone.                           fireworks barge in approximate position latitude 35°06′07.1″
                                                                                                                                                                        N., longitude 077°01′35.8″ W; located 420 yards north of
                                                                                                                                                                        the New Bern, Twin Span, high-rise bridge.
                                                      9 ...................    July 4th ....................................   Edenton Bay, Edenton, NC,             All waters within a 300 yard radius of position latitude
                                                                                                                                 Safety Zone.                           36°03′04″ N., longitude 076°36′18″ W., approximately 150
                                                                                                                                                                       yards south of the entrance to Queen Anne Creek,
                                                                                                                                                                       Edenton, NC.
                                                      10 .................     July 4th. November—Saturday                     Motts Channel, Banks Chan-            All waters of Motts Channel within a 500 yard radius of the
                                                                                 following Thanksgiving Day.                    nel, Wrightsville Beach, NC,            fireworks launch site in approximate position latitude
                                                                                                                                Safety Zone.                            34°12′29″ N., longitude 077°48′27″ W., approximately 560
                                                                                                                                                                        yards south of Sea Path Marina, Wrightsville Beach, NC.
                                                      11 .................     July 4th ....................................   Cape Fear River, Southport,           All waters of the Cape Fear River within a 600 yard radius of
                                                                                                                                 NC, Safety Zone.                       the fireworks barge in approximate position latitude
                                                                                                                                                                        33°54′40″ N., longitude 078°01′18″ W., approximately 700
                                                                                                                                                                       yards south of the waterfront at Southport, NC.
                                                      12 .................     July 4th ....................................   Big Foot Slough, Ocracoke,            All waters of Big Foot Slough within a 300 yard radius of the
                                                                                                                                 NC, Safety Zone.                       fireworks launch site in approximate position latitude
                                                                                                                                                                        35°06′54″ N., longitude 075°59′24″ W., approximately 100
                                                                                                                                                                       yards west of the Silver Lake Entrance Channel at
                                                                                                                                                                       Ocracoke, NC.
                                                      13 .................     August—1st Tuesday ..............               New River, Jacksonville, NC,          All waters of the New River within a 300 yard radius of the
                                                                                                                                 Safety Zone.                           fireworks launch site in approximate position latitude
                                                                                                                                                                        34°44′45″ N., longitude 077°26′18″ W., approximately one
                                                                                                                                                                       half mile south of the Hwy 17 Bridge, Jacksonville, North
                                                                                                                                                                       Carolina.
                                                      14 .................     July 4th ....................................   Pantego Creek, Belhaven, NC,          All waters on the Pantego Creek within a 600 foot radius of
                                                                                                                                 Safety Zone.                           the launch site on land at position 35°32′35″ N., 076°37′46″
                                                                                                                                                                        W.
                                                      15 .................     July 4th ....................................   Atlantic Intracoastal Waterway,       All waters of the Atlantic Intracoastal Waterway within a 300
                                                                                                                                 Swansboro, NC, Safety                  yard radius of approximate position latitude 34°41′02″ N.,
                                                                                                                                 Zone.                                  longitude 077°07′04″ W., located on Pelican Island.
                                                      16 .................     September—4th or last Satur-                    Shallowbag Bay, Manteo, NC;           All waters of Shallowbag Bay within a 200 yard radius of a
                                                                                 day.                                            Safety Zone.                           fireworks barge anchored at latitude 35°54′31″ N., lon-
                                                                                                                                                                        gitude 075°39′42″ W.
                                                      17 .................     May—3rd Saturday .................              Pasquotank River; Elizabeth           All waters of the Pasquotank River within a 300 yard radius
                                                                                                                                 City, NC; Safety Zone.                 of the fireworks barge at latitude 36°17′47″ N., longitude
                                                                                                                                                                        076°12′17′ W., located north of Cottage Point at the shore-
                                                                                                                                                                        line of the Pasquotank River.
                                                      18 .................     October—2nd Saturday ..........                 Atlantic Intracoastal Waterway;       All waters of the Atlantic Intracoastal Waterway within a 300
                                                                                                                                 Bogue Inlet, Swansboro,                yard radius of the fireworks launch site at latitude
                                                                                                                                 NC; Safety Zone.                       34°41′02″ N., longitude 077°07′04″ W., located at Bogue
                                                                                                                                                                        Inlet, near Swansboro, NC.



                                                        Dated: February 2, 2015.                                               DEPARTMENT OF DEFENSE                                (ANPR) to request public comment on
                                                      Stephen P. Metruck,                                                                                                           potential revisions to its regulations.
                                                      Rear Admiral, U.S. Coast Guard, Commander,                               Department of the Army, Corps of                     USACE is specifically requesting input
                                                      Fifth Coast Guard District.                                              Engineers                                            on potential changes to policies related
                                                      [FR Doc. 2015–02965 Filed 2–12–15; 8:45 am]                                                                                   to disaster preparedness; eligibility
                                                                                                                               33 CFR Part 203                                      criteria for rehabilitation assistance for
                                                      BILLING CODE 9110–04–P
                                                                                                                                                                                    flood control works; options to address
                                                                                                                               Emergency Employment of Army and
                                                                                                                               Other Resources, Natural Disaster                    complex natural resource challenges
                                                                                                                               Procedures                                           while mitigating impacts to threatened
wreier-aviles on DSK5TPTVN1PROD with PROPOSALS




                                                                                                                                                                                    or endangered species; and non-
                                                                                                                               AGENCY:   U.S. Army Corps of Engineers,              structural alternative projects.
                                                                                                                               DoD.                                                 Consideration of Water Resources
                                                                                                                               ACTION:Advance notice of proposed                    Reform and Development Act of 2014
                                                                                                                               rulemaking.                                          provisions regarding resiliency for
                                                                                                                                                                                    hurricane or shore protection projects,
                                                                                                                               SUMMARY:  The U.S. Army Corps of                     Section 3022, and the inclusion of
                                                                                                                               Engineers (USACE) is issuing this                    modifications for hurricane or shore
                                                                                                                               advance notice of proposed rulemaking                protection projects, Section 3029, are


                                                 VerDate Sep<11>2014          13:53 Feb 12, 2015      Jkt 235001      PO 00000    Frm 00035   Fmt 4702   Sfmt 4702    E:\FR\FM\13FEP1.SGM   13FEP1


                                                                              Federal Register / Vol. 80, No. 30 / Friday, February 13, 2015 / Proposed Rules                                         8015

                                                      not covered by this advanced notice of                  the docket are listed. Although listed in             and Hurricane Katrina (2005), provided
                                                      proposed rulemaking and may be                          the index, some information is not                    information regarding system
                                                      addressed at a later date.                              publicly available, such as CBI or other              performance and the need for improved
                                                      DATES: Comments must be received on                     information whose disclosure is                       system and community resilience that
                                                      or before April 14, 2015.                               restricted by statute. Certain other                  should be considered in formulating
                                                      ADDRESSES: You may submit comments,                     material, such as copyrighted material,               revised Pub. L. 84–99 rehabilitation
                                                      identified by docket number COE–                        is not placed on the Internet and will be             policies. A more detailed understanding
                                                      2015–0004, by any of the following                      publicly available only in hard copy                  of the nature and severity of risk
                                                      methods:                                                form.                                                 associated with flood control projects
                                                         Federal eRulemaking Portal: http://                  FOR FURTHER INFORMATION CONTACT: Mr.                  and the development of risk-informed
                                                      www.regulations.gov. Follow the                         Jeffrey D. Jensen, Office of Homeland                 decision making approaches and other
                                                      instructions for submitting comments.                   Security, Directorate of Contingency                  technological advancements have
                                                         Email: 33CFR203@usace.army.mil                       Operations, U.S. Army Corps of                        influenced the outlook about how Pub.
                                                      and include the docket number, COE–                     Engineers, at (703) 428–9068 or                       L. 84–99 activities could be
                                                      2015–0004, in the subject line of the                   Jeffrey.D.Jensen@usace.army.mil.                      implemented with a shift towards better
                                                      message.                                                SUPPLEMENTARY INFORMATION:                            alignment with USACE’s Levee Safety
                                                         Mail: HQ, U.S. Army Corps of                                                                               and National Flood Risk Management
                                                      Engineers, ATTN: 33CFR203/CECW–                         I. Background                                         Programs as well as the National
                                                      HS/3D64, 441 G Street NW.,                                 A. Authority. Section 5 of the Flood               Preparedness and Response
                                                      Washington DC 20314–1000.                               Control Act of 1941, as amended, (33                  Frameworks. Both of these USACE
                                                         Hand Delivery/Courier: Due to                        U.S.C. 701n), commonly and hereinafter                programs work with non-federal
                                                      security requirements, we cannot                        referred to as Public Law 84–99,                      sponsors and stakeholders to assess,
                                                      receive comments by hand delivery or                    authorizes an emergency fund to be                    communicate and manage the risks to
                                                      courier.                                                expended at the discretion of the Chief               people, property, and the environment
                                                         Instructions: Direct your comments to                of Engineers for: Preparation for natural             associated with levee systems and flood
                                                      docket number COE–2015–0004. All                        disasters; flood fighting and rescue                  risks. Additionally, significant input
                                                      comments received will be included in                   operations; repair or restoration of flood            from state and federal agencies,
                                                      the public docket without change and                    control works threatened, damaged, or                 stakeholders, and other interested
                                                      may be made available on-line at http://                destroyed by flood, or nonstructural                  parties regarding the challenges of
                                                      www.regulations.gov, including any                      alternatives thereto; emergency                       satisfying USACE vegetation
                                                      personal information provided, unless                   protection of federally authorized                    management guidelines in light of the
                                                      the commenter indicates that the                        hurricane or shore protection projects                needs of listed threatened and
                                                      comment includes information claimed                    which are threatened, when such                       endangered species caused USACE to
                                                      to be Confidential Business Information                 protection is warranted to protect                    reevaluate using technical criteria to
                                                      (CBI) or other information whose                        against imminent and substantial loss to              determine active status in the Public
                                                      disclosure is restricted by statute. Do                 life and property; and repair and                     Law 84–99 Rehabilitation Program.
                                                      not submit information that you                         restoration of federally authorized
                                                      consider to be CBI, or otherwise                        hurricane and shore protection projects               II. References
                                                      protected, through regulations.gov or                   damaged or destroyed by wind, wave, or                  The following reference material is
                                                      email. The regulations.gov Web site is                  water of other than ordinary nature. The              available on the Federal eRulemaking
                                                      an anonymous access system, which                       law includes provision of emergency                   Portal at http://www.regulations.gov to
                                                      means we will not know your identity                    supplies of clean water when a                        assist the public in reviewing this ANPR
                                                      or contact information unless you                       contaminated source threatens the                     and providing comments.
                                                      provide it in the body of your comment.                 public health and welfare of a locality,
                                                      If you send an email directly to the                    and activities necessary to protect life              • 33 CFR part 203
                                                      Corps without going through                             and improved property from a threat                   • Engineer Regulation 500–1–1, ‘‘Civil
                                                      regulations.gov, your email address will                resulting from a major flood or coastal                 Emergency Management Program’’,
                                                      be automatically captured and included                  storm. This law authorizes the Secretary                September 30, 2001
                                                      as part of the comment that is placed in                of the Army (Secretary) to construct
                                                      the public docket and made available on                 wells and to transport water within                   • Engineer Pamphlet 500–1–1, ‘‘Civil
                                                      the Internet. If you submit an electronic               areas determined by the Secretary to be                 Emergency Management Program
                                                      comment, we recommend that you                          drought-distressed. The Secretary of the                Procedures’’, September 30, 2001
                                                      include your name and other contact                     Army has delegated the authority vested               • Engineering and Construction
                                                      information in the body of your                         in the Secretary under Public Law 84–                   Bulletin, ‘‘Interim Risk Reduction
                                                      comment and with any disk or CD–ROM                     99 through the Assistant Secretary of the               Measures (IRRMs) for Levee Safety’’,
                                                      you submit. If we cannot read your                      Army (Civil Works) to the Chief of                      March 5, 2014
                                                      comment because of technical                            Engineers, subject to such further                    • HQUSACE memorandum, ‘‘Interim
                                                      difficulties and cannot contact you for                 direction as the Secretary may provide.                 Policy Guidance for Eligibility
                                                      clarification, we may not be able to                       B. Need for Revision. The Code of                    Determinations’’, March 21, 2014
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                                                      consider your comment. Electronic                       Federal Regulations, 33 CFR part 203,
                                                      comments should avoid the use of any                    details administrative policies,                      • HQUSACE memorandum, ‘‘Policy for
                                                      special characters, any form of                         guidance, and operating procedures for                  Development and Implementation of
                                                      encryption, and be free of any defects or               the Public Law 84–99 program and was                    System-Wide Improvement
                                                      viruses.                                                last revised in 2003, 68 FR 19357–01, 21                Frameworks (SWIFs)’’, November 29,
                                                         Docket: For access to the docket to                  April 2003. Since then, significant                     2011
                                                      read background documents or                            disasters, including Hurricane Sandy                  • Levee Owner’s Manual for Non-
                                                      comments received, go to                                (2012), flooding on the Mississippi and                 Federal Flood Control Works, March
                                                      www.regulations.gov. All documents in                   Missouri Rivers (2008, 2011, and 2013)                  2006


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                                                      8016                    Federal Register / Vol. 80, No. 30 / Friday, February 13, 2015 / Proposed Rules

                                                      III. General Information for the                        complex natural resources issues, tribal              cost to the federal government.
                                                      Advance Notice of Public Rulemaking                     treaty rights, and complex systemic                   However, flood control works
                                                         A. Does this Action Apply to Me?                     deficiencies.                                         constructed under other USACE
                                                      This action is directed to the public in                   6. USACE will work to develop                      authorities have a minimum cost share
                                                      general, but will be of particular interest             policies and procedures that maintain                 of 65 percent federal and 35 percent
                                                      to a wide variety of organizations, to                  the benefits of any federal investment(s).            local with credit provided for the
                                                      include tribal, state, and local                                                                              LERRDs necessary for the project.
                                                                                                              IV. Questions and Issues To Shape the
                                                      emergency management agencies, water                                                                          USACE is considering changing the cost
                                                                                                              Revision of 33 CFR Part 203. Summary
                                                      resource agencies, environmental and                                                                          share for permanent structures
                                                                                                              of Intended Policy Changes and                        constructed as part of Advance
                                                      fish and wildlife management agencies                   Questions on Specific Activities
                                                      and organizations, floodplain and levee                                                                       Measures to be consistent with other
                                                      safety managers, and non-federal                        A. Preparedness                                       authorities and to encourage non-federal
                                                      interests (this term should be                             1. Advance Measures. USACE may                     interests to develop permanent
                                                      understood to include ‘‘non-federal                                                                           structures through the standard USACE
                                                                                                              undertake emergency measures in
                                                      sponsors’’ as used in 33 U.S.C. 701n and                                                                      planning process for new projects so
                                                                                                              advance of imminent threats of unusual
                                                      as defined at 33 CFR 203.15) with flood                                                                       that full cost and benefit analyses can be
                                                                                                              flooding. The current eligibility criteria
                                                      control works and hurricane or shore                                                                          conducted and appropriate public
                                                                                                              are listed in 33 CFR 203.72.
                                                      protection projects.                                                                                          comments considered.
                                                                                                                 (a) USACE may perform Advance
                                                         B. What Should I Consider As I                                                                                Question 3: Would changing the cost
                                                                                                              Measures prior to flooding or flood                   share serve as an effective incentive for
                                                      Prepare My Comments for Submission?                     fighting activities to protect against loss
                                                      Commenters not familiar with current                                                                          promotion of the standard USACE
                                                                                                              of life and significant damages to urban              planning process? If not, what other
                                                      policy should review the references                     areas and public facilities due to an
                                                      cited above available on the Federal                                                                          incentives or requirements for using the
                                                                                                              imminent threat of unusual flooding.                  standard USACE planning process for
                                                      eRulemaking Portal at http://                           Advance Measures assistance may be
                                                      www.regulations.gov. Comments should                                                                          permanent construction should be
                                                                                                              technical and/or direct assistance.                   considered?
                                                      reference a specific paragraph or                       Technical assistance may include:
                                                      subparagraph of 33 CFR part 203 or one                  providing personnel to inspect projects               B. Rehabilitation
                                                      of the questions or issues in Section IV                to identify problems and solutions and                   1. Eligibility for Rehabilitation
                                                      below. If the subject of the comment is                 requirements for additional flood                     Assistance. USACE is considering
                                                      not addressed in either the current CFR                 protection; provide existing hydraulic,               changing the criteria used to determine
                                                      or the questions and issues below, then                 hydrologic, structural and/or                         eligibility for rehabilitation assistance
                                                      the commenter should clearly state the                  geotechnical analysis; provide existing               (commonly known as Active status
                                                      issue or concern, provide or reference                  information to local entities for use in              under 33 CFR 203.41) for flood control
                                                      any supporting documentation (e.g.,                     evacuation or contingency flood fight                 projects from a strict, condition-based
                                                      reports, statistical data, and studies),                plans. Typically direct assistance will               overall inspection rating of the project
                                                      and make a proposal or                                  be temporary in nature, using temporary               to a broader set of actions by non-federal
                                                      recommendation about how to improve                     construction standard and methods,                    sponsors such as emergency
                                                      the current policy.                                     technically feasible, designed to deal
                                                         C. What Is the Intent of USACE in this                                                                     preparedness planning, flood risk
                                                                                                              effectively with the specific threat, and             communication, and implementation of
                                                      Rulemaking Effort? The intent of
                                                                                                              capable of construction in time to                    risk-prioritized O&M activities. USACE
                                                      USACE is to revise and update 33 CFR
                                                                                                              prevent projected damages. To be                      is considering these changes to: 1)
                                                      part 203 so that it incorporates new
                                                                                                              eligible for Advance Measures a public                promote risk-informed, cost effective
                                                      information from recent storm events
                                                                                                              sponsor must agree to execute a                       prioritization of risk management
                                                      and better aligns with the current
                                                                                                              cooperative agreement (CA), and, at no                activities; 2) encourage community
                                                      strategy of the USACE National Flood
                                                                                                              cost to USACE, when the operation is                  awareness of risks and promote a broad
                                                      Risk Management Program and Levee
                                                      Safety Program, while following these                   over, remove all temporary advance                    set of flood risk management activities
                                                      guiding principles:                                     measures constructed by USACE or                      to manage risk; 3) encourage dialogue
                                                         1. Effective risk management and                     agree to upgrade the work to standards                and problem solving between USACE
                                                      levee safety includes working with non-                 acceptable to USACE. In addition, the                 and non-federal sponsors, and 4)
                                                      federal sponsors and stakeholders to                    public sponsor is responsible for                     provide flexibility to align flood risk
                                                      assess, communicate, and manage life-                   providing the traditional lands,                      management activities with
                                                      safety risks.                                           easements, rights-of-way, relocations,                requirements to protect and restore
                                                         2. Federal assistance under authority                and borrow and dredged or excavated                   natural resources.
                                                      of Pub. L. 84–99 supplements tribal,                    materials disposal areas (LERRDs)                        Question 4: What should USACE
                                                      state, and local efforts, and does not                  necessary for the project, at its own                 evaluate to determine if a non-federal
                                                      replace them.                                           expense, in accordance with the CA.                   sponsor is adequately operating and
                                                         3. Non-federal sponsors have primary                    • Question 1: What (if any) additional             maintaining its flood control project?
                                                      responsibility for operations and                       types of Advance Measures assistance                  What should be considered adequate
                                                      maintenance (O&M) of flood control                      should be considered?                                 operations and management for
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                                                      works and risk communication                               • Question 2: What (if any) additional             eligibility purposes?
                                                      activities associated with their projects.              eligibility or performance requirements                  Question 5: How should USACE
                                                         4. USACE will promote the use of a                   should be considered generally for                    evaluate a non-federal sponsor’s
                                                      risk-informed decision making process                   Advance Measures assistance?                          emergency preparedness, notification,
                                                      to guide non-federal sponsors O&M                          (b) Permanent structures constructed               evacuation planning and exercise plan
                                                      activities and inspection activities for                as Advance Measures are currently cost                and activities to determine if they are
                                                      flood control projects.                                 shared at 75 percent federal and 25                   adequate? What should USACE
                                                         5. USACE will encourage a                            percent local with the LERRDs                         evaluate? What should be considered
                                                      collaborative approach to address                       necessary for the project provided at no              adequate?


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                                                                              Federal Register / Vol. 80, No. 30 / Friday, February 13, 2015 / Proposed Rules                                                8017

                                                         Question 6: How should USACE                         berms, set back levees, and overbuilt                    (2) Create a serious inconsistency or
                                                      evaluate a non-federal sponsor’s risk                   sections.                                             otherwise interfere with an action taken
                                                      communications plan and activities for                     Question 11: Are there other types of              or planned by another agency;
                                                      informing local officials, residents, and               features and approaches that USACE                       (3) Materially alter the budgetary
                                                      business owners about risks associated                  should allow during rehabilitation                    impact of entitlements, grants, user fees,
                                                      with the potential failure of the flood                 efforts to minimize or address impacts                or loan programs or the rights and
                                                      control project (e.g., a levee breach)?                 on threatened and endangered species
                                                         Question 7: Are there other criteria                                                                       obligations of recipients thereof; or
                                                                                                              and tribal treaty rights while still
                                                      that USACE should consider using to                     providing the intended benefits of the                   (4) Raise novel legal or policy issues
                                                      determine eligibility for rehabilitation                flood control projects and reducing the               arising out of legal mandates, the
                                                      assistance that would assist and                        risk of loss of life and significant                  President’s priorities, or the principles
                                                      encourage non-federal sponsors and                      economic damages?                                     set forth in the Executive Order.
                                                      flood-prone communities to reduce their
                                                                                                                 4. Early identification of                            After consideration of Executive
                                                      risks from flooding?
                                                         2. Improving Collaboration to Address                Nonstructural Alternative Projects                    Orders 12866, entitled ‘‘Regulatory
                                                      Complicated Natural Resources                           (NSAPs). USACE currently has the                      Planning and Review’’ (58 FR 51735,
                                                      Challenges and System-Wide Repairs.                     authority to undertake a nonstructural                October 4, 1993) and 13563, entitled
                                                      USACE intends to incorporate the                        alternative project in lieu of a structural           ‘‘Improving Regulation and Regulatory
                                                      System Wide Improvement Framework                       rehabilitation effort at the request of the           Review’’ (76 FR 3821, January 21, 2011),
                                                      (SWIF) policy into 33 CFR part 203. The                 non-federal sponsor and in accordance                 this advance notice of proposed
                                                      SWIF allows non-federal sponsors                        with 33 CFR Section 203.50. However,                  rulemaking has been determined to be
                                                      (currently, of levees and floodwalls                    15 years of experience shows that                     not significant for the purposes of
                                                      only) to retain eligibility for                         NSAPs can be difficult to implement in                Executive Order 12866.
                                                      rehabilitation assistance while actively                the immediate aftermath of a flood.
                                                                                                              Challenges to NSAP implementation                        Because this document does not
                                                      conducting longer-term, system-wide                                                                           impose or propose any requirements,
                                                      improvement activities that are beyond                  include difficulties in obtaining
                                                                                                              easements, land transfers, and                        and instead seeks comments and
                                                      the scope of usual O&M activities. This
                                                                                                              municipal permits, as well as legal                   suggestions for USACE to consider in
                                                      includes activities related to complex,
                                                                                                              limitations of some non-federal                       possibly developing a subsequent
                                                      serious or systemic deficiencies,
                                                      addressing complex natural resources                    sponsors, and a lack of public                        proposed rule, the various other review
                                                      challenges such as threatened or                        awareness. USACE is considering how                   requirements that apply when an agency
                                                      endangered species, undocumented                        to enable non-federal interests to                    imposes requirements do not apply to
                                                      encroachments, and tribal treaty rights,                identify viable NSAPs prior to a flood                this action. Nevertheless, as part of your
                                                      all of which require additional time and                event so that the non-federal sponsors                comments on this ANPR, you may
                                                      coordination beyond what is normally                    may be able to effectively implement as               include any comments or information
                                                      allowed under current policy. The                       viable NSAPS an alternative to                        that could help the Agency to assess the
                                                      purpose is to ensure the imperatives of                 structural rehabilitation efforts after a             potential impact of a subsequent
                                                      public safety, tribal rights, and                       flood event.                                          regulatory action on small entities
                                                      environmental principles are met while                     Question 12: What advance planning                 pursuant to the Regulatory Flexibility
                                                      still reducing the risk from floods.                    activities could USACE undertake with                 Act (5 U.S.C. 601 et seq.); to consider
                                                         Question 8: What improvements to                     non-federal interests to enable non-                  human health or environmental effects
                                                      the existing SWIF policy should be                      federal interests to consider NSAPs as                on minority or low-income populations
                                                      made?                                                   viable alternatives to structural                     pursuant to Executive Order 12898,
                                                         Question 9: Currently, the SWIF                      rehabilitation efforts if the project is              entitled ‘‘Federal Actions to Address
                                                      policy has only been used for levee                     damaged in a future flood event?                      Environmental Justice in Minority
                                                      projects. Should the SWIF concept be                       Question 13: How can the current                   Populations and Low-Income
                                                      applied to other types of flood control                 NSAP policy be improved?                              Populations’’ (59 FR 7629, February 16,
                                                      projects like channels? If so, for what
                                                                                                              V. Statutory and Executive Order                      1994); or to consider potential impacts
                                                      purposes and using what criteria?
                                                         Question 10: If the eligibility for                  Reviews                                               to state and local governments or tribal
                                                      rehabilitation assistance moves away                                                                          governments. USACE will consider such
                                                                                                              Executive Order 12866
                                                      from a standards-based inspection                                                                             comments during the development of
                                                      criteria and moves toward an activities-                   Under Executive Order 12866 (58 FR                 any subsequent rulemaking.
                                                      based approach (as is considered in                     51735, October 4, 1993), USACE must                     Dated: February 9, 2015.
                                                      Section B.1 above), what role should the                determine whether a regulatory action is
                                                                                                                                                                    Karen Durham-Aguilera,
                                                      SWIF policy play? Under what                            ‘‘significant’’ and therefore subject to
                                                                                                              review by OMB and the requirements of                 Director of Contingency Operations/
                                                      circumstances would development of a                                                                          Homeland Security.
                                                      SWIF be useful to non-federal sponsors?                 the Executive Order. The Executive
                                                                                                              Order defines ‘‘significant regulatory                [FR Doc. 2015–03033 Filed 2–12–15; 8:45 am]
                                                         3. Mitigating Impacts to Threatened or
                                                      Endangered Species and Tribal Treaty                    action’’ as one that is likely to result in           BILLING CODE 3720–58–P
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                                                      Rights During Project Rehabilitation.                   a rule that may:
                                                      USACE is considering allowing                              (1) Have an annual effect on the
                                                      additional types of features and                        economy of $100 million or more or
                                                      approaches that can be incorporated                     adversely affect in a material way the
                                                      into rehabilitation efforts to minimize or              economy, a sector of the economy,
                                                      address impacts to threatened and                       productivity, competition, jobs, the
                                                      endangered species and impacts on                       environment, public health or safety, or
                                                      tribal treaty rights. Features currently                state, local, or tribal governments or
                                                      being considered include planting                       communities;


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Document Created: 2015-12-18 13:17:42
Document Modified: 2015-12-18 13:17:42
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionAdvance notice of proposed rulemaking.
DatesComments must be received on or before April 14, 2015.
ContactMr. Jeffrey D. Jensen, Office of Homeland Security, Directorate of Contingency Operations, U.S. Army Corps of Engineers, at (703) 428-9068 or [email protected]
FR Citation80 FR 8014 

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