80_FR_80985 80 FR 80737 - On-Time Performance Under Section 213 of the Passenger Rail Investment and Improvement Act of 2008

80 FR 80737 - On-Time Performance Under Section 213 of the Passenger Rail Investment and Improvement Act of 2008

DEPARTMENT OF TRANSPORTATION
Surface Transportation Board

Federal Register Volume 80, Issue 248 (December 28, 2015)

Page Range80737-80741
FR Document2015-32411

The Surface Transportation Board (Board) is proposing a definition of ``on-time performance'' for purposes of Section 213 of the Passenger Rail Investment and Improvement Act of 2008 (PRIIA).

Federal Register, Volume 80 Issue 248 (Monday, December 28, 2015)
[Federal Register Volume 80, Number 248 (Monday, December 28, 2015)]
[Proposed Rules]
[Pages 80737-80741]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-32411]


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DEPARTMENT OF TRANSPORTATION

Surface Transportation Board

49 CFR Part 1040

[Docket No. EP 726]


On-Time Performance Under Section 213 of the Passenger Rail 
Investment and Improvement Act of 2008

AGENCY: Surface Transportation Board.

ACTION: Notice of proposed rulemaking.

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SUMMARY: The Surface Transportation Board (Board) is proposing a 
definition of ``on-time performance'' for purposes of Section 213 of 
the Passenger Rail Investment and Improvement Act of 2008 (PRIIA).

DATES: Comments are due by February 8, 2016. Reply comments are due by 
February 29, 2016.

ADDRESSES: Comments and replies may be submitted either via the Board's 
e-filing format or in the traditional paper format. Any person using e-
filing should attach a document and otherwise comply with the 
instructions at the ``E-FILING'' link on the Board's Web site, at 
``http://www.stb.dot.gov.'' Any person submitting a filing in the 
traditional paper format should send an original and 10 copies to: 
Surface Transportation Board, Attn: Docket No. EP 726, 395 E Street 
SW., Washington, DC 20423-0001.
    Copies of written comments and replies will be posted to the 
Board's Web site and will be available for viewing and self-copying at 
the Board's Public Docket Room, Room 131. Copies will also be available 
(for a fee) by contacting the Board's Chief Records Officer at (202) 
245-0238 or 395 E Street SW., Washington, DC 20423-0001.

FOR FURTHER INFORMATION CONTACT: Scott M. Zimmerman at (202) 245-0386. 
Assistance for the hearing impaired is available through the Federal 
Information Relay Service (FIRS) at (800) 877-8339.

SUPPLEMENTARY INFORMATION: By decision served on May 15, 2015, the

[[Page 80738]]

Board instituted a rulemaking proceeding to define ``on-time 
performance'' for purposes of Section 213 of PRIIA, 49 U.S.C. 24308(f). 
The Board instituted this proceeding in response to a petition for 
rulemaking filed by the Association of American Railroads (AAR). Any 
rule promulgated in this proceeding would apply to complaints under 
24308(f) currently pending before the Board, as well as future 
complaints or investigations under that section.\1\
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    \1\ AAR requested a rulemaking only if the Board did not grant 
Canadian National Railway's (CN's) petition for reconsideration in 
Docket No. NOR 42134 and the motions to dismiss in Docket No. NOR 
42141--the two complaint cases under 24308(f) now pending before the 
Board. While the Board has not ruled on those pleadings, the Board 
decided to institute a rulemaking proceeding and invite public 
participation because AAR's petition raised a number of important 
issues.
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    Background. The National Railroad Passenger Corporation (Amtrak) 
was established by Congress in 1970 to preserve passenger services and 
routes on the Nation's railroads. See Lebron v. Nat'l R.R. Passenger 
Corp., 513 U. S. 374, 383-384 (1995); Nat'l R.R. Passenger Corp. v. 
Atchison, Topeka, & Santa Fe R.R., 470 U. S. 451, 454 (1985); see also 
Rail Passenger Serv. Act of 1970, Public Law 91-518, 84 Stat. 1328 
(1970). As a condition of relieving the freight railroads of their 
common carrier obligation to provide passenger service, Congress 
required that the freight railroads permit Amtrak to operate over their 
tracks and use their facilities. See 45 U.S.C. 561, 562 (1970 ed.). 
Since 1973, Congress has required freight railroads to give Amtrak 
trains preference over freight trains when using the lines and 
facilities of freight railroads: ``Except in an emergency, intercity 
and commuter rail passenger transportation provided by or for Amtrak 
has preference over freight transportation in using a rail line, 
junction, or crossing. . . .'' 49 U.S.C. 24308(c); see Amtrak 
Improvement Act of 1973, Public Law 93-146, 10(2), 87 Stat. 552 
(initial version).
    In 2008, Congress enacted PRIIA to address, among other things, 
issues related to the performance of passenger rail service, including 
the concern that one cause of Amtrak's inability to achieve reliable 
on-time performance was the failure of host freight railroads to honor 
Amtrak's right to preference. See Passenger Rail Inv. & Improvement 
Act, Public Law 110-432, Div. B, 122 Stat. 4907 (2008); S. Rep. No. 67, 
110th Cong., 1st Sess. 25-26 (2007). Section 207 of PRIIA charged 
Amtrak and the Federal Railroad Administration (FRA) with ``jointly'' 
developing new, or improving existing, metrics and standards for 
measuring the performance of intercity passenger rail operations, 
including on-time performance and train delays incurred on host 
railroads.
    Under Section 213(a) of PRIIA, if the on-time performance of any 
intercity passenger train averages less than 80% for any two 
consecutive calendar quarters, the Board may initiate an investigation, 
or Amtrak and other eligible complainants may file a complaint with the 
Board requesting that the Board initiate an investigation. The purpose 
of such an investigation is to determine whether and to what extent 
delays are due to causes that could reasonably be addressed by the 
passenger rail operator or the host railroad. Following the 
investigation, should the Board determine that Amtrak's substandard 
performance is ``attributable to'' the rail carrier's ``failure to 
provide preference to Amtrak over freight transportation as required'' 
by 49 U.S.C. 24308(c), the Board may choose to ``award damages'' or 
other appropriate relief from a host railroad to Amtrak. 49 U.S.C. 
24308(f[hairsp])(2). If the Board finds it appropriate to award damages 
to Amtrak, Amtrak must use the award ``for capital or operating 
expenditures on the routes over which delays'' were the result of the 
host railroad's failure to grant the statutorily required preference to 
passenger transportation. 49 U.S.C. 24308(f[hairsp])(4).
    On August 19, 2011, AAR filed a lawsuit in the United States 
District Court for the District of Columbia challenging the 
constitutionality of Section 207 of PRIIA. See Ass'n of Am. R.Rs. v. 
Dep't of Transp., 865 F. Supp. 2d 22 (D.D.C. 2012). On January 19, 
2012, prior to the issuance of a decision in that case, Amtrak filed a 
complaint with the Board pursuant to Section 213 of PRIIA in Docket No. 
NOR 42134, requesting that the Board initiate an investigation into 
alleged ``substandard performance of Amtrak passenger trains'' on 
certain rail lines owned by CN.\2\ Amtrak's complaint was subsequently 
held in abeyance for the purposes of mediation; the mediation period 
expired on October 4, 2012. Later, the Board granted the parties' 
request that the case again be held in abeyance to permit them to 
continue discussions and potentially reach a settlement. This abeyance 
was extended several times; most recently, on August 19, 2013, the 
Board extended the abeyance period to July 31, 2014, which the parties 
argued was warranted by their ongoing discussions and to provide 
additional time that may be necessary for final resolution of the 
lawsuit challenging the constitutionality of Section 207(a) of PRIIA. 
Ultimately, however, the mediation and discussions were unsuccessful.
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    \2\ Amtrak Complaint, NOR 42134, at 2 (Jan. 19, 2012).
---------------------------------------------------------------------------

    Meanwhile, on May 31, 2012, the District Court upheld the 
constitutionality of Section 207. Ass'n of Am. R.Rs. v. Dep't of 
Transp., 865 F. Supp. 2d at 25. AAR then appealed to the United States 
Court of Appeals for the District of Columbia Circuit (the D.C. 
Circuit). The D.C. Circuit reversed the District Court, holding that 
Section 207 of PRIIA impermissibly delegates regulatory authority to a 
``private entity'' (Amtrak) and, therefore, is an unconstitutional 
delegation of legislative power. Ass'n of Am. R.Rs. v. Dep't of 
Transp., 721 F.3d 666 (D.C. Cir. 2013). The D.C. Circuit's decision was 
then appealed to the United States Supreme Court, which agreed to 
review the case.
    While review was pending before the Supreme Court, on August 29, 
2014, Amtrak filed a motion to amend its complaint against CN in Docket 
No. 42134 (the ``Illini/Saluki'' case). Specifically, Amtrak sought to 
narrow the focus of the complaint to the performance of Amtrak's 
Illini/Saluki service rather than all of the Amtrak services on lines 
owned by CN addressed in the original complaint. In addition, on 
November 17, 2014, Amtrak filed a new complaint under Section 213 of 
PRIIA in Docket No. NOR 42141, alleging ``substandard performance of 
Amtrak's Capitol Limited service between Chicago, IL and Washington, 
D.C.'' on rail lines owned by CSX Transportation, Inc. and Norfolk 
Southern Railway Company (the ``Capitol Limited'' case).\3\
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    \3\ Amtrak Complaint, NOR 42141, at 2 (Nov. 17, 2014).
---------------------------------------------------------------------------

    On December 19, 2014, while the Supreme Court case was still 
pending, the Board issued a decision in the Illini/Saluki case 
(December 2014 Decision) (1) granting Amtrak's motion to amend its 
complaint against CN, and (2) concluding that the pending court 
litigation involving the constitutionality of Section 207 did not 
preclude Amtrak's complaint before the Board from moving forward. The 
Board also directed the parties to provide arguments and replies 
addressing how to construe the term ``on-time performance'' as the term 
is used in Section 213. In dissent, Commissioner Begeman stated that 
the Board would best fulfill its obligations under the law by 
initiating a rulemaking to establish clear standards by which on-time

[[Page 80739]]

performance cases could be fairly processed.
    CN filed a petition for reconsideration in the Illini/Saluki case 
on January 7, 2015. AAR also submitted a conditional petition for 
rulemaking in this docket on January 15, 2015. In response, the Board, 
on January 16, 2015, served a decision postponing the filing deadlines 
in the Illini/Saluki case established by the December 2014 Decision, 
pending further order of the Board. In the Capitol Limited case, the 
Board served a decision on April 7, 2015, directing the parties to 
engage in mediation. The mediation period concluded on August 14, 2015, 
without success.
    On March 9, 2015, the Supreme Court reversed the D.C. Circuit's 
decision, finding that Amtrak is a governmental entity for purposes of 
analyzing the constitutional issues surrounding the delegation of 
authority in Section 207. Dep't of Transp. v. Ass'n of Am. R.Rs., 135 
S. Ct. 1225 (2015). However, the Court remanded the case to the D.C. 
Circuit for consideration of AAR's other arguments regarding the 
constitutionality of Section 207, which the D.C. Circuit had declined 
to reach. Id. at 1234. Currently, the legality of Section 207 of PRIIA 
remains in dispute.
    As noted, on May 15, 2015, the Board instituted this rulemaking 
proceeding in response to a petition filed by AAR. In that decision, 
the Board stated that it intended to issue a notice of proposed 
rulemaking and a procedural schedule in a subsequent decision. The 
Board found persuasive the arguments regarding the advantages of 
rulemaking in this situation: There are multiple on-time performance 
cases pending in which the Board's definition could apply; it would be 
efficient to obtain the full range of stakeholder perspectives in one 
docket, rather than piecemeal on a case-by-case basis; and defining on-
time performance by rulemaking would provide clarity regarding the 
trigger for potential adjudications and would avoid the potential 
relitigation of the issue in each case, thereby conserving party and 
agency resources.
    The Proposed Rule. The proposed rule's definition of on-time 
performance, which is derived from a previous definition of on-time 
performance used by the Interstate Commerce Commission (ICC), reads as 
follows:

a train is deemed to be ``on time'' if it arrives at its final 
destination within five minutes of its scheduled arrival time per 
one hundred miles of operation (capped at 30 minutes).

    The ICC's on-time performance regulations (former 49 CFR 1124.6) 
provided that an intercity passenger train ``shall arrive at its final 
terminus no later than 5 minutes after scheduled arrival time per 100 
miles of operation, or 30 minutes after scheduled arrival time, 
whichever is the less.'' The ICC explained that ``[t]he public should 
be able to rely on the established train schedule so that plans can be 
made with a modicum of certainty and trains may once again be 
attractive to travelers for whom on-time performance is imperative.'' 
Adequacy of Intercity Rail Passenger Serv., 344 I.C.C. 758, 776 
(1973).\4\ We believe that the ICC's prior sentiment is equally valid 
today.
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    \4\ Subsequently, in the Amtrak Reorganization Act of 1979, Pub. 
L. 96-73, 96 Stat. 537, Congress repealed the ICC's adequacy-of-
service jurisdiction over Amtrak while establishing an internal 
Amtrak organization with similar functions. This transfer of 
responsibilities, however, implied no Congressional judgment on the 
merits of the ICC's definition of on-time performance.
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    Under Section 1040.2 of the proposed rule, Definition of ``On 
Time,'' a train would be considered ``on time'' if it arrives at its 
final terminus no more than five minutes after its scheduled arrival 
time for each 100 miles the train operated, or 30 minutes after its 
scheduled arrival time, whichever is less. Section 1040.3 of the 
proposed rule, Table of Maximum Allowances, sets forth the following 
table specifying the maximum number of minutes after a scheduled 
arrival time that an ``on-time'' train may arrive at its final terminus 
for each distance-variable band.

------------------------------------------------------------------------
                Distance operated (miles)
---------------------------------------------------------     Maximum
                                             Up to and       allowance
                  Over                       including       (minutes)
------------------------------------------------------------------------
0.......................................             100               5
100.....................................             200              10
200.....................................             300              15
300.....................................             400              20
400.....................................             500              25
500.....................................        No limit              30
------------------------------------------------------------------------

    As set forth in the table, a train operating up to 100 miles would 
be ``on time'' if it arrives at its final terminus no more than five 
minutes after its scheduled arrival time. Likewise, a train operating 
over 100 miles but no more than 200 miles would be considered ``on 
time'' if it arrives at its final terminus no more than 10 minutes 
after its scheduled arrival time, and a train operating a distance over 
500 miles would be considered ``on time'' if it arrives at its final 
terminus no more than 30 minutes after its scheduled arrival time.
    The proposed rule also provides a framework for calculating 
quarterly on-time performance for purposes of filing or initiating a 
complaint. As proposed in Section 1040.4, Calculation of Quarterly On-
Time Performance, on-time performance would be calculated as a 
percentage for each individual calendar quarter (e.g., January 1 
through March 31, April 1 through June 30, and so on) by dividing the 
total number of ``on-time'' trains that calendar quarter, as determined 
by distance-variable thresholds in Sections 1040.2 and 1040.3, by the 
total number of trains that operated during that calendar quarter. 
Trains that did not operate from scheduled origin to scheduled 
destination would be excluded from this calculation.\5\ If the on-time 
performance percentage, calculated as described above, falls below 80% 
in each calendar quarter for two consecutive calendar quarters, an 
eligible complainant could file a complaint requesting an investigation 
pursuant to Section 213(a) of PRIIA, or the Board could initiate an 
investigation on its own.
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    \5\ Thus, excluded from the calculation would be, for example, 
trains that do not operate, for any reason; trains that terminate 
prematurely at an intermediate point rather than the scheduled final 
terminus; and trains that originate at an intermediate point rather 
than the scheduled origin.
---------------------------------------------------------------------------

    The Board proposes to adopt the ICC's definition because relying on 
a comparison between Amtrak's scheduled arrival time and the time an 
Amtrak train actually arrives at its final destination would be clear 
and relatively easy to apply. In particular, adoption of this 
definition would simplify the record-keeping and production of evidence 
that may otherwise be necessary for Amtrak and the host carriers if on-
time performance were defined using a number of additional factors, 
such as the amount of delay at intermediate stops or construction on 
the host carrier's line.
    The Board seeks comments from all interested persons on the 
proposed rule. Importantly, the Board encourages interested persons to 
propose and discuss potential modifications or alternatives to the 
proposed rule. Examples of such alternatives might include, but are not 
limited to: Factoring into the calculation of on-time performance a 
train's punctuality at intermediate stops, rather than the final 
terminus only; implementing alternative tables of maximum allowances 
with respect to either the distance-variables or the maximum allowance 
of minutes for each distance-variable band; or calculating the ``on-
time'' thresholds under an entirely different methodology, such as 
approaches that Amtrak or other public agencies and host carriers have 
implemented. The

[[Page 80740]]

Board will carefully consider all recommended proposals, and may take 
further comment, if appropriate, in an effort to establish the most 
meaningful and straightforward definition of on-time performance.
    Procedural Schedule. On June 12, 2015, Amtrak requested that the 
Board limit the comment period in this proceeding to 30 days. AAR filed 
a request for procedural schedule on July 16, 2015, in which it 
requested that the Board schedule two rounds of pleadings (opening 
comments and replies) before issuing a proposed rule and allow 45 days 
for parties to submit each (essentially, an Advanced Notice of Proposed 
Rulemaking).
    The Board will allow six weeks for parties to file opening comments 
in response to this notice of proposed rulemaking and three weeks for 
parties to file reply comments. Given the significance of the issue at 
hand, the Board finds that the 30-day comment period requested by 
Amtrak would provide insufficient time for parties to provide comments 
on the proposed rule. A procedural schedule allowing reply comments is 
appropriate because the Board here invites comments on not only the 
proposed rule, but potential modifications or alternatives (on which 
the Board may take further comment if appropriate). This approach is 
intended to balance the need to provide sufficient opportunity for 
public comments, as urged in part by AAR, with the need to complete 
this proceeding as expeditiously as possible.
    Regulatory Flexibility Act. The Regulatory Flexibility Act of 1980 
(RFA), 5 U.S.C. 601-612, generally requires a description and analysis 
of new rules that would have a significant economic impact on a 
substantial number of small entities. In drafting a rule, an agency is 
required to: (1) Assess the effect that its regulation will have on 
small entities; (2) analyze effective alternatives that may minimize a 
regulation's impact; and (3) make the analysis available for public 
comment. 601-604. In its notice of proposed rulemaking, the agency must 
either include an initial regulatory flexibility analysis, 603(a), or 
certify that the proposed rule would not have a ``significant impact on 
a substantial number of small entities.'' 605(b). The impact must be a 
direct impact on small entities ``whose conduct is circumscribed or 
mandated'' by the proposed rule. White Eagle Coop. v. Conner, 553 F.3d 
467, 480 (7th Cir. 2009).
    The proposed regulation would not create a significant impact on a 
substantial number of small entities. As noted above, host carriers 
have been required to allow Amtrak to operate over their rail lines 
since the 1970s. Moreover, an investigation concerning delays to 
intercity passenger traffic is a function of Section 213 of PRIIA 
rather than this rulemaking. The proposed rule seeks only to define 
``on-time performance'' for the purpose of implementing the rights and 
obligations already established in Section 213 of PRIIA. Thus, the 
proposed rule does not place any additional burden on small entities, 
but rather clarifies an existing obligation.
    Even assuming for the sake of argument that the proposed regulation 
were to create an impact on small entities, which it does not, the 
number of small entities so affected would not be substantial. The 
proposed definition of on-time performance would apply in proceedings 
involving Amtrak, currently the only provider of intercity passenger 
rail transportation subject to PRIIA, and its host railroads. For 
almost all of its operations, Amtrak's host carriers are Class I rail 
carriers,\6\ and Class I carriers generally do not fall within the 
Small Business Administration's definition of a small business for the 
rail transportation industry.\7\ Of a total of approximately 560 
smaller carriers that do fall within the SBA's definition of a small 
entity, only approximately 10 currently host Amtrak traffic.\8\ 
Therefore, the Board certifies under 5 U.S.C. 605(b) that this proposed 
rule will not have a significant economic impact on a substantial 
number of small entities within the meaning of the RFA. A copy of this 
decision will be served upon the Chief Counsel for Advocacy, Office of 
Advocacy, U.S. Small Business Administration, Washington, DC 20416.
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    \6\ Under the Board's regulations, Class I carriers have annual 
carrier operating revenues of $250 million or more in 1991 dollars 
(adjusted for inflation using 2014 data, the revenue threshold for a 
Class I rail carrier is $475,754,803).
    \7\ The Small Business Administration's Office of Size Standards 
has established a size standard for rail transportation, pursuant to 
which a line-haul railroad is considered small if its number of 
employees is 1,500 or less, and a short line railroad is considered 
small if its number of employees is 500 or less. 13 CFR 121.201 
(industry subsector 482).
    \8\ This number is derived from Amtrak's Monthly Performance 
Report for May 2015, historical on-time performance records, and 
system timetable, all of which are available on Amtrak's Web site.
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    This proposal would not significantly affect either the quality of 
the human environment or the conservation of energy resources.

List of Subjects in 49 CFR Part 1040

    On-time performance of intercity passenger rail service.

    It is ordered:
    1. Comments are due by February 8, 2016. Reply comments are due by 
February 29, 2016.
    2. A copy of this decision will be served upon the Chief Counsel 
for Advocacy, Office of Advocacy, U.S. Small Business Administration.
    3. Notice of this decision will be published in the Federal 
Register.
    4. This decision is effective on its service date.
    Decided: December 16, 2015.
    By the Board, Chairman Elliott, Vice Chairman Begeman, and 
Commissioner Miller.

Brendetta S. Jones,
Clearance Clerk.
    For the reasons set forth in the preamble, the Surface 
Transportation Board proposes to amend title 49, chapter X, subchapter 
A, of the Code of Federal Regulations by adding part 1040 as follows:

PART 1040--ON-TIME PERFORMANCE OF INTERCITY PASSENGER RAIL SERVICE

Sec.
1040.1 Purpose.
1040.2 Definition of ``on time.''
1040.3 Table of maximum allowances.
1040.4 Calculation of quarterly on-time performance.

    Authority: 49 U.S.C. 721 and 24308(f).


Sec.  1040.1  Purpose.

    This section defines ``on-time performance'' for the purpose of 
implementing Section 213 of the Passenger Rail Investment and 
Improvement Act of 2008, 49 U.S.C. 24308(f).


Sec.  1040.2  Definition of ``on time.''

    A train is ``on time'' if it arrives at its final terminus no more 
than five minutes after its scheduled arrival time per 100 miles of 
operation, or 30 minutes after its scheduled arrival time, whichever is 
less. This definition shall be implemented in accordance with the table 
provided in Sec.  1040.3.


Sec.  1040.3  Table of maximum allowances.

    The following table sets forth the maximum number of minutes after 
the scheduled arrival time that a train may arrive at its final 
terminus and be considered on time for the purpose of implementing 49 
U.S.C. 24308(f).

------------------------------------------------------------------------
                Distance operated (miles)
---------------------------------------------------------     Maximum
                                             Up to and       allowance
                  Over                       including       (minutes)
------------------------------------------------------------------------
0.......................................             100               5
100.....................................             200              10

[[Page 80741]]

 
200.....................................             300              15
300.....................................             400              20
400.....................................             500              25
500.....................................        No limit              30
------------------------------------------------------------------------

Sec.  1040.4  Calculation of quarterly on-time performance.

    In any given calendar quarter, on-time performance shall be 
calculated as a percentage using the following formula:
    (a) The denominator shall be the number of trains that operated 
during that calendar quarter, excluding any train not operating from 
its scheduled origin to its scheduled destination; and
    (b) The numerator shall be the number of trains included in the 
denominator that also satisfy the definition of ``on-time 
performance,'' as set forth in Sec. Sec.  1040.2 and 1040.3.

[FR Doc. 2015-32411 Filed 12-24-15; 8:45 am]
 BILLING CODE 4915-01-P



                                                                         Federal Register / Vol. 80, No. 248 / Monday, December 28, 2015 / Proposed Rules                                                80737

                                                    method described in paragraph 4.3.2.1                   accordance with 5 U.S.C. 552(a) and 1                   (e) For terminal equipment that is
                                                    of ANSI/EIA/TIA–579–1991. No                            CFR part 51. Copies of these                          directly connected to the public
                                                    variation in loop conditions is required                publications may be purchased from the                switched telephone network:
                                                    for this measurement since the receive                  American National Standards Institute                 *     *     *    *     *
                                                    level of a digital telephone is                         (ANSI), Sales Department, 11 West 42nd                  (g) For ACS telephonic CPE subject to
                                                    independent of loop length.                             Street, 13th Floor, New York, NY 10036,               a Supplier’s Declaration of Conformity,
                                                       (f) The ROLR for either an analog or                 (212) 642–4900, or http://                            the responsible party shall make a copy
                                                    digital telephone shall first be                        global.ihs.com/. Copies also may be                   of the Supplier’s Declaration of
                                                    determined with the receive volume                      inspected during normal business hours                Conformity freely available to the
                                                    control at its normal unamplified level.                at the following locations: Consumer                  general public on its company Web site.
                                                    The minimum volume control setting                      and Governmental Affairs Bureau,                      [FR Doc. 2015–31368 Filed 12–24–15; 8:45 am]
                                                    shall be used for this measurement                      Reference Information Center, Federal                 BILLING CODE 6712–01–P
                                                    unless the manufacturer identifies a                    Communications Commission, 445 12th
                                                    different setting for the nominal volume                Street SW., Washington, DC 20554; and
                                                    level. The ROLR shall then be                           the National Archives and Records
                                                    determined with the receive volume                                                                            DEPARTMENT OF TRANSPORTATION
                                                                                                            Administration (NARA). For
                                                    control at its maximum volume setting.                  information on the availability of this               Surface Transportation Board
                                                    Since ROLR is a loudness rating value                   material at NARA, call 202–741–6030,
                                                    expressed in dB of loss, more positive                  or go to: http://www.archives.gov/                    49 CFR Part 1040
                                                    values of ROLR represent lower receive                  federal_register/code_of_federal_
                                                    levels. Therefore, the ROLR value                       regulations/ibr_locations.html. These                 [Docket No. EP 726]
                                                    determined for the maximum volume                       standards may also be viewed on the
                                                    control setting should be subtracted                                                                          On-Time Performance Under Section
                                                                                                            ‘‘ANSI Incorporated by Reference (IBR)
                                                    from that determined for the nominal                                                                          213 of the Passenger Rail Investment
                                                                                                            Portal’’ at http://ibr.ansi.org/.
                                                    volume control setting to determine                                                                           and Improvement Act of 2008
                                                                                                               (k) Manufacturers and other
                                                    compliance with the gain requirement.                   responsible parties of telephones subject             AGENCY:   Surface Transportation Board.
                                                       (g) The 18 dB of receive gain may be                 to this rule shall engage in consultation             ACTION:   Notice of proposed rulemaking.
                                                    exceeded provided that the amplified                    with people with hearing loss and their
                                                    receive capability automatically resets                 representative organizations for the                  SUMMARY:    The Surface Transportation
                                                    to nominal gain when the telephone is                   purpose of assessing the effectiveness of             Board (Board) is proposing a definition
                                                    caused to pass through a proper on-hook                 the standard adopted pursuant to                      of ‘‘on-time performance’’ for purposes
                                                    transition in order to minimize the                     paragraph (j) of this section. Such                   of Section 213 of the Passenger Rail
                                                    likelihood of damage to individuals                     consultation shall include testing a                  Investment and Improvement Act of
                                                    with normal hearing.                                    sample of products certified to be                    2008 (PRIIA).
                                                       (h) A telephone complies with the                                                                          DATES: Comments are due by February
                                                                                                            compliant with the revised standard to
                                                    Commission’s volume control                                                                                   8, 2016. Reply comments are due by
                                                                                                            evaluate whether products compliant
                                                    requirements if it is equipped with a
                                                                                                            with such standard are providing a                    February 29, 2016.
                                                    receive volume control that provides,
                                                                                                            uniform and appropriate range of                      ADDRESSES: Comments and replies may
                                                    through the receiver in the handset or
                                                                                                            volume to meet the telephone needs of                 be submitted either via the Board’s e-
                                                    headset of the telephone, 18 dB of
                                                    Conversational Gain minimum and up                      consumers. Such consultation and                      filing format or in the traditional paper
                                                    to 24 dB of Conversational Gain                         testing shall occur by [ONE YEAR                      format. Any person using e-filing should
                                                    maximum when measured as described                      AFTER THE EFFECTIVE DATE OF THE                       attach a document and otherwise
                                                    in ANSI/TIA–4965–2012                                   FINAL RULE], pursuant to paragraph (j)                comply with the instructions at the ‘‘E–
                                                    (Telecommunications—Telephone                           of this section, with follow-up every                 FILING’’ link on the Board’s Web site,
                                                    Terminal Equipment—Receive Volume                       three years thereafter to assess the                  at ‘‘http://www.stb.dot.gov.’’ Any person
                                                    Control Requirements for Digital and                    impact of these technological changes.                submitting a filing in the traditional
                                                                                                            ■ 14. Amend § 68.320 by revising                      paper format should send an original
                                                    Analog Wireline Telephones). The 18
                                                                                                            paragraph (e) to read as follows:                     and 10 copies to: Surface Transportation
                                                    dB of Conversational Gain minimum
                                                    must be achieved without significant                                                                          Board, Attn: Docket No. EP 726, 395 E
                                                                                                            § 68.320 Supplier’s Declaration of
                                                    clipping of the speech signal used for                  Conformity.                                           Street SW., Washington, DC 20423–
                                                    testing.                                                                                                      0001.
                                                                                                            *     *     *    *     *                                 Copies of written comments and
                                                       (i) The 24 dB of Conversational Gain                   (e) No person shall use or make
                                                    maximum may be exceeded provided                                                                              replies will be posted to the Board’s
                                                                                                            reference to a Supplier’s Declaration of              Web site and will be available for
                                                    the amplified receive capability                        Conformity in a deceptive or misleading
                                                    automatically resets to a level less than                                                                     viewing and self-copying at the Board’s
                                                                                                            manner or to convey the impression that               Public Docket Room, Room 131. Copies
                                                    18 dB of Conversational Gain when the                   such a Supplier’s Declaration of
                                                    telephone is caused to pass through a                                                                         will also be available (for a fee) by
                                                                                                            Conformity reflects more than a                       contacting the Board’s Chief Records
                                                    proper on-hook transition in order to                   determination by the responsible party
                                                    minimize the likelihood of damage to                                                                          Officer at (202) 245–0238 or 395 E Street
                                                                                                            that the device or product has been                   SW., Washington, DC 20423–0001.
                                                    individuals with normal hearing.
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                                                                                                            shown to be capable of complying with
                                                       (j) These incorporations by reference                                                                      FOR FURTHER INFORMATION CONTACT:
                                                                                                            the applicable technical.
                                                    of paragraph 4.1.2 (including table 4.4)                ■ 15. Amend § 68.324 by adding
                                                                                                                                                                  Scott M. Zimmerman at (202) 245–0386.
                                                    of American National Standards                          paragraphs (e) introductory text and (g)              Assistance for the hearing impaired is
                                                    Institute (ANSI) Standard ANSI/EIA–                     to read as follows:                                   available through the Federal
                                                    470–A–1987, paragraph 4.3.2 of ANSI/                                                                          Information Relay Service (FIRS) at
                                                    EIA/TIA–579–1991, and ANSI/TIA–                         § 68.324 Supplier’s Declaration of                    (800) 877–8339.
                                                    4965–2012 were approved by the                          Conformity requirements.                              SUPPLEMENTARY INFORMATION: By
                                                    Director of the Federal Register in                     *      *      *      *       *                        decision served on May 15, 2015, the


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                                                    80738                Federal Register / Vol. 80, No. 248 / Monday, December 28, 2015 / Proposed Rules

                                                    Board instituted a rulemaking                           standards for measuring the                           provide additional time that may be
                                                    proceeding to define ‘‘on-time                          performance of intercity passenger rail               necessary for final resolution of the
                                                    performance’’ for purposes of Section                   operations, including on-time                         lawsuit challenging the constitutionality
                                                    213 of PRIIA, 49 U.S.C. 24308(f). The                   performance and train delays incurred                 of Section 207(a) of PRIIA. Ultimately,
                                                    Board instituted this proceeding in                     on host railroads.                                    however, the mediation and discussions
                                                    response to a petition for rulemaking                      Under Section 213(a) of PRIIA, if the              were unsuccessful.
                                                    filed by the Association of American                    on-time performance of any intercity                     Meanwhile, on May 31, 2012, the
                                                    Railroads (AAR). Any rule promulgated                   passenger train averages less than 80%                District Court upheld the
                                                    in this proceeding would apply to                       for any two consecutive calendar                      constitutionality of Section 207. Ass’n
                                                    complaints under 24308(f) currently                     quarters, the Board may initiate an                   of Am. R.Rs. v. Dep’t of Transp., 865 F.
                                                    pending before the Board, as well as                    investigation, or Amtrak and other                    Supp. 2d at 25. AAR then appealed to
                                                    future complaints or investigations                     eligible complainants may file a                      the United States Court of Appeals for
                                                    under that section.1                                    complaint with the Board requesting                   the District of Columbia Circuit (the
                                                       Background. The National Railroad                    that the Board initiate an investigation.             D.C. Circuit). The D.C. Circuit reversed
                                                    Passenger Corporation (Amtrak) was                      The purpose of such an investigation is               the District Court, holding that Section
                                                    established by Congress in 1970 to                      to determine whether and to what                      207 of PRIIA impermissibly delegates
                                                    preserve passenger services and routes                  extent delays are due to causes that                  regulatory authority to a ‘‘private entity’’
                                                    on the Nation’s railroads. See Lebron v.                could reasonably be addressed by the                  (Amtrak) and, therefore, is an
                                                    Nat’l R.R. Passenger Corp., 513 U. S.                   passenger rail operator or the host                   unconstitutional delegation of
                                                    374, 383–384 (1995); Nat’l R.R.                         railroad. Following the investigation,                legislative power. Ass’n of Am. R.Rs. v.
                                                    Passenger Corp. v. Atchison, Topeka, &                  should the Board determine that                       Dep’t of Transp., 721 F.3d 666 (D.C. Cir.
                                                    Santa Fe R.R., 470 U. S. 451, 454 (1985);               Amtrak’s substandard performance is                   2013). The D.C. Circuit’s decision was
                                                    see also Rail Passenger Serv. Act of                    ‘‘attributable to’’ the rail carrier’s                then appealed to the United States
                                                    1970, Public Law 91–518, 84 Stat. 1328                  ‘‘failure to provide preference to Amtrak             Supreme Court, which agreed to review
                                                    (1970). As a condition of relieving the                 over freight transportation as required’’             the case.
                                                    freight railroads of their common carrier               by 49 U.S.C. 24308(c), the Board may                     While review was pending before the
                                                    obligation to provide passenger service,                choose to ‘‘award damages’’ or other                  Supreme Court, on August 29, 2014,
                                                    Congress required that the freight                      appropriate relief from a host railroad to            Amtrak filed a motion to amend its
                                                    railroads permit Amtrak to operate over                 Amtrak. 49 U.S.C. 24308(f)(2). If the                 complaint against CN in Docket No.
                                                    their tracks and use their facilities. See              Board finds it appropriate to award                   42134 (the ‘‘Illini/Saluki’’ case).
                                                    45 U.S.C. 561, 562 (1970 ed.). Since                    damages to Amtrak, Amtrak must use                    Specifically, Amtrak sought to narrow
                                                    1973, Congress has required freight                     the award ‘‘for capital or operating                  the focus of the complaint to the
                                                    railroads to give Amtrak trains                         expenditures on the routes over which                 performance of Amtrak’s Illini/Saluki
                                                    preference over freight trains when                     delays’’ were the result of the host                  service rather than all of the Amtrak
                                                    using the lines and facilities of freight               railroad’s failure to grant the statutorily           services on lines owned by CN
                                                    railroads: ‘‘Except in an emergency,                    required preference to passenger                      addressed in the original complaint. In
                                                    intercity and commuter rail passenger                   transportation. 49 U.S.C. 24308(f)(4).                addition, on November 17, 2014,
                                                    transportation provided by or for                          On August 19, 2011, AAR filed a                    Amtrak filed a new complaint under
                                                    Amtrak has preference over freight                      lawsuit in the United States District                 Section 213 of PRIIA in Docket No. NOR
                                                    transportation in using a rail line,                    Court for the District of Columbia                    42141, alleging ‘‘substandard
                                                    junction, or crossing. . . .’’ 49 U.S.C.                challenging the constitutionality of                  performance of Amtrak’s Capitol
                                                    24308(c); see Amtrak Improvement Act                    Section 207 of PRIIA. See Ass’n of Am.                Limited service between Chicago, IL and
                                                    of 1973, Public Law 93–146, 10(2), 87                   R.Rs. v. Dep’t of Transp., 865 F. Supp.               Washington, D.C.’’ on rail lines owned
                                                    Stat. 552 (initial version).                            2d 22 (D.D.C. 2012). On January 19,                   by CSX Transportation, Inc. and Norfolk
                                                       In 2008, Congress enacted PRIIA to                   2012, prior to the issuance of a decision             Southern Railway Company (the
                                                    address, among other things, issues                     in that case, Amtrak filed a complaint                ‘‘Capitol Limited’’ case).3
                                                    related to the performance of passenger                 with the Board pursuant to Section 213                   On December 19, 2014, while the
                                                    rail service, including the concern that                of PRIIA in Docket No. NOR 42134,                     Supreme Court case was still pending,
                                                    one cause of Amtrak’s inability to                      requesting that the Board initiate an                 the Board issued a decision in the Illini/
                                                    achieve reliable on-time performance                    investigation into alleged ‘‘substandard              Saluki case (December 2014 Decision)
                                                    was the failure of host freight railroads               performance of Amtrak passenger                       (1) granting Amtrak’s motion to amend
                                                    to honor Amtrak’s right to preference.                  trains’’ on certain rail lines owned by               its complaint against CN, and (2)
                                                    See Passenger Rail Inv. & Improvement                   CN.2 Amtrak’s complaint was                           concluding that the pending court
                                                    Act, Public Law 110–432, Div. B, 122                    subsequently held in abeyance for the                 litigation involving the constitutionality
                                                    Stat. 4907 (2008); S. Rep. No. 67, 110th                purposes of mediation; the mediation                  of Section 207 did not preclude
                                                    Cong., 1st Sess. 25–26 (2007). Section                  period expired on October 4, 2012.                    Amtrak’s complaint before the Board
                                                    207 of PRIIA charged Amtrak and the                     Later, the Board granted the parties’                 from moving forward. The Board also
                                                    Federal Railroad Administration (FRA)                   request that the case again be held in                directed the parties to provide
                                                    with ‘‘jointly’’ developing new, or                     abeyance to permit them to continue                   arguments and replies addressing how
                                                    improving existing, metrics and                         discussions and potentially reach a                   to construe the term ‘‘on-time
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                                                                                                            settlement. This abeyance was extended                performance’’ as the term is used in
                                                      1 AAR requested a rulemaking only if the Board
                                                                                                            several times; most recently, on August               Section 213. In dissent, Commissioner
                                                    did not grant Canadian National Railway’s (CN’s)
                                                    petition for reconsideration in Docket No. NOR          19, 2013, the Board extended the                      Begeman stated that the Board would
                                                    42134 and the motions to dismiss in Docket No.          abeyance period to July 31, 2014, which               best fulfill its obligations under the law
                                                    NOR 42141—the two complaint cases under                 the parties argued was warranted by                   by initiating a rulemaking to establish
                                                    24308(f) now pending before the Board. While the
                                                    Board has not ruled on those pleadings, the Board
                                                                                                            their ongoing discussions and to                      clear standards by which on-time
                                                    decided to institute a rulemaking proceeding and
                                                    invite public participation because AAR’s petition        2 Amtrak Complaint, NOR 42134, at 2 (Jan. 19,         3 Amtrak Complaint, NOR 42141, at 2 (Nov. 17,

                                                    raised a number of important issues.                    2012).                                                2014).



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                                                                         Federal Register / Vol. 80, No. 248 / Monday, December 28, 2015 / Proposed Rules                                                          80739

                                                    performance cases could be fairly                       provided that an intercity passenger                         time performance for purposes of filing
                                                    processed.                                              train ‘‘shall arrive at its final terminus                   or initiating a complaint. As proposed
                                                       CN filed a petition for reconsideration              no later than 5 minutes after scheduled                      in Section 1040.4, Calculation of
                                                    in the Illini/Saluki case on January 7,                 arrival time per 100 miles of operation,                     Quarterly On-Time Performance, on-
                                                    2015. AAR also submitted a conditional                  or 30 minutes after scheduled arrival                        time performance would be calculated
                                                    petition for rulemaking in this docket on               time, whichever is the less.’’ The ICC                       as a percentage for each individual
                                                    January 15, 2015. In response, the                      explained that ‘‘[t]he public should be                      calendar quarter (e.g., January 1 through
                                                    Board, on January 16, 2015, served a                    able to rely on the established train                        March 31, April 1 through June 30, and
                                                    decision postponing the filing deadlines                schedule so that plans can be made with                      so on) by dividing the total number of
                                                    in the Illini/Saluki case established by                a modicum of certainty and trains may                        ‘‘on-time’’ trains that calendar quarter,
                                                    the December 2014 Decision, pending                     once again be attractive to travelers for                    as determined by distance-variable
                                                    further order of the Board. In the Capitol              whom on-time performance is                                  thresholds in Sections 1040.2 and
                                                    Limited case, the Board served a                        imperative.’’ Adequacy of Intercity Rail                     1040.3, by the total number of trains
                                                    decision on April 7, 2015, directing the                Passenger Serv., 344 I.C.C. 758, 776                         that operated during that calendar
                                                    parties to engage in mediation. The                     (1973).4 We believe that the ICC’s prior                     quarter. Trains that did not operate from
                                                    mediation period concluded on August                    sentiment is equally valid today.                            scheduled origin to scheduled
                                                    14, 2015, without success.                                 Under Section 1040.2 of the proposed                      destination would be excluded from this
                                                       On March 9, 2015, the Supreme Court                  rule, Definition of ‘‘On Time,’’ a train                     calculation.5 If the on-time performance
                                                    reversed the D.C. Circuit’s decision,                   would be considered ‘‘on time’’ if it                        percentage, calculated as described
                                                    finding that Amtrak is a governmental                   arrives at its final terminus no more                        above, falls below 80% in each calendar
                                                    entity for purposes of analyzing the                    than five minutes after its scheduled                        quarter for two consecutive calendar
                                                    constitutional issues surrounding the                   arrival time for each 100 miles the train                    quarters, an eligible complainant could
                                                    delegation of authority in Section 207.                 operated, or 30 minutes after its                            file a complaint requesting an
                                                    Dep’t of Transp. v. Ass’n of Am. R.Rs.,                 scheduled arrival time, whichever is                         investigation pursuant to Section 213(a)
                                                    135 S. Ct. 1225 (2015). However, the                    less. Section 1040.3 of the proposed                         of PRIIA, or the Board could initiate an
                                                    Court remanded the case to the D.C.                     rule, Table of Maximum Allowances,                           investigation on its own.
                                                    Circuit for consideration of AAR’s other                sets forth the following table specifying                       The Board proposes to adopt the ICC’s
                                                    arguments regarding the                                 the maximum number of minutes after                          definition because relying on a
                                                    constitutionality of Section 207, which                 a scheduled arrival time that an ‘‘on-                       comparison between Amtrak’s
                                                    the D.C. Circuit had declined to reach.                 time’’ train may arrive at its final                         scheduled arrival time and the time an
                                                    Id. at 1234. Currently, the legality of                 terminus for each distance-variable                          Amtrak train actually arrives at its final
                                                    Section 207 of PRIIA remains in                         band.                                                        destination would be clear and
                                                    dispute.                                                                                                             relatively easy to apply. In particular,
                                                       As noted, on May 15, 2015, the Board                         Distance operated                                    adoption of this definition would
                                                                                                                          (miles)                       Maximum          simplify the record-keeping and
                                                    instituted this rulemaking proceeding in                                                            allowance
                                                    response to a petition filed by AAR. In                                       Up to and             (minutes)        production of evidence that may
                                                                                                                  Over                                                   otherwise be necessary for Amtrak and
                                                    that decision, the Board stated that it                                       including
                                                    intended to issue a notice of proposed                                                                               the host carriers if on-time performance
                                                                                                            0 ................            100                        5   were defined using a number of
                                                    rulemaking and a procedural schedule                    100 ............              200                       10
                                                    in a subsequent decision. The Board                                                                                  additional factors, such as the amount of
                                                                                                            200 ............              300                       15   delay at intermediate stops or
                                                    found persuasive the arguments                          300 ............              400                       20
                                                    regarding the advantages of rulemaking                  400 ............              500                       25
                                                                                                                                                                         construction on the host carrier’s line.
                                                    in this situation: There are multiple on-               500 ............           No limit                     30      The Board seeks comments from all
                                                    time performance cases pending in                                                                                    interested persons on the proposed rule.
                                                                                                               As set forth in the table, a train                        Importantly, the Board encourages
                                                    which the Board’s definition could
                                                                                                            operating up to 100 miles would be ‘‘on                      interested persons to propose and
                                                    apply; it would be efficient to obtain the
                                                                                                            time’’ if it arrives at its final terminus no                discuss potential modifications or
                                                    full range of stakeholder perspectives in
                                                                                                            more than five minutes after its                             alternatives to the proposed rule.
                                                    one docket, rather than piecemeal on a
                                                                                                            scheduled arrival time. Likewise, a train                    Examples of such alternatives might
                                                    case-by-case basis; and defining on-time
                                                                                                            operating over 100 miles but no more                         include, but are not limited to: Factoring
                                                    performance by rulemaking would
                                                                                                            than 200 miles would be considered ‘‘on                      into the calculation of on-time
                                                    provide clarity regarding the trigger for
                                                                                                            time’’ if it arrives at its final terminus no                performance a train’s punctuality at
                                                    potential adjudications and would avoid
                                                                                                            more than 10 minutes after its                               intermediate stops, rather than the final
                                                    the potential relitigation of the issue in
                                                                                                            scheduled arrival time, and a train                          terminus only; implementing alternative
                                                    each case, thereby conserving party and                                                                              tables of maximum allowances with
                                                    agency resources.                                       operating a distance over 500 miles
                                                                                                            would be considered ‘‘on time’’ if it                        respect to either the distance-variables
                                                       The Proposed Rule. The proposed
                                                                                                            arrives at its final terminus no more                        or the maximum allowance of minutes
                                                    rule’s definition of on-time
                                                                                                            than 30 minutes after its scheduled                          for each distance-variable band; or
                                                    performance, which is derived from a                                                                                 calculating the ‘‘on-time’’ thresholds
                                                    previous definition of on-time                          arrival time.
                                                                                                               The proposed rule also provides a                         under an entirely different
                                                    performance used by the Interstate                                                                                   methodology, such as approaches that
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                                                    Commerce Commission (ICC), reads as                     framework for calculating quarterly on-
                                                                                                                                                                         Amtrak or other public agencies and
                                                    follows:                                                                                                             host carriers have implemented. The
                                                                                                              4 Subsequently, in the Amtrak Reorganization Act
                                                    a train is deemed to be ‘‘on time’’ if it arrives       of 1979, Pub. L. 96–73, 96 Stat. 537, Congress
                                                    at its final destination within five minutes of         repealed the ICC’s adequacy-of-service jurisdiction            5 Thus, excluded from the calculation would be,

                                                    its scheduled arrival time per one hundred              over Amtrak while establishing an internal Amtrak            for example, trains that do not operate, for any
                                                    miles of operation (capped at 30 minutes).              organization with similar functions. This transfer of        reason; trains that terminate prematurely at an
                                                                                                            responsibilities, however, implied no Congressional          intermediate point rather than the scheduled final
                                                      The ICC’s on-time performance                         judgment on the merits of the ICC’s definition of on-        terminus; and trains that originate at an
                                                    regulations (former 49 CFR 1124.6)                      time performance.                                            intermediate point rather than the scheduled origin.



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                                                    80740                Federal Register / Vol. 80, No. 248 / Monday, December 28, 2015 / Proposed Rules

                                                    Board will carefully consider all                       noted above, host carriers have been                      It is ordered:
                                                    recommended proposals, and may take                     required to allow Amtrak to operate                       1. Comments are due by February 8,
                                                    further comment, if appropriate, in an                  over their rail lines since the 1970s.                  2016. Reply comments are due by
                                                    effort to establish the most meaningful                 Moreover, an investigation concerning                   February 29, 2016.
                                                    and straightforward definition of on-                   delays to intercity passenger traffic is a                2. A copy of this decision will be
                                                    time performance.                                       function of Section 213 of PRIIA rather                 served upon the Chief Counsel for
                                                       Procedural Schedule. On June 12,                     than this rulemaking. The proposed rule                 Advocacy, Office of Advocacy, U.S.
                                                    2015, Amtrak requested that the Board                   seeks only to define ‘‘on-time                          Small Business Administration.
                                                    limit the comment period in this                        performance’’ for the purpose of                          3. Notice of this decision will be
                                                    proceeding to 30 days. AAR filed a                      implementing the rights and obligations                 published in the Federal Register.
                                                    request for procedural schedule on July                 already established in Section 213 of                     4. This decision is effective on its
                                                    16, 2015, in which it requested that the                PRIIA. Thus, the proposed rule does not                 service date.
                                                    Board schedule two rounds of pleadings                  place any additional burden on small                      Decided: December 16, 2015.
                                                    (opening comments and replies) before                   entities, but rather clarifies an existing                By the Board, Chairman Elliott, Vice
                                                    issuing a proposed rule and allow 45                    obligation.                                             Chairman Begeman, and Commissioner
                                                    days for parties to submit each                            Even assuming for the sake of                        Miller.
                                                    (essentially, an Advanced Notice of                     argument that the proposed regulation                   Brendetta S. Jones,
                                                    Proposed Rulemaking).                                   were to create an impact on small                       Clearance Clerk.
                                                       The Board will allow six weeks for                   entities, which it does not, the number                   For the reasons set forth in the
                                                    parties to file opening comments in                     of small entities so affected would not                 preamble, the Surface Transportation
                                                    response to this notice of proposed                     be substantial. The proposed definition                 Board proposes to amend title 49,
                                                    rulemaking and three weeks for parties                  of on-time performance would apply in                   chapter X, subchapter A, of the Code of
                                                    to file reply comments. Given the                       proceedings involving Amtrak,                           Federal Regulations by adding part 1040
                                                    significance of the issue at hand, the                  currently the only provider of intercity                as follows:
                                                    Board finds that the 30-day comment                     passenger rail transportation subject to
                                                    period requested by Amtrak would                        PRIIA, and its host railroads. For almost               PART 1040—ON-TIME PERFORMANCE
                                                    provide insufficient time for parties to                all of its operations, Amtrak’s host                    OF INTERCITY PASSENGER RAIL
                                                    provide comments on the proposed rule.                  carriers are Class I rail carriers,6 and                SERVICE
                                                    A procedural schedule allowing reply                    Class I carriers generally do not fall
                                                    comments is appropriate because the                     within the Small Business                               Sec.
                                                    Board here invites comments on not                      Administration’s definition of a small                  1040.1 Purpose.
                                                    only the proposed rule, but potential                   business for the rail transportation                    1040.2 Definition of ‘‘on time.’’
                                                    modifications or alternatives (on which                                                                         1040.3 Table of maximum allowances.
                                                                                                            industry.7 Of a total of approximately
                                                                                                                                                                    1040.4 Calculation of quarterly on-time
                                                    the Board may take further comment if                   560 smaller carriers that do fall within                     performance.
                                                    appropriate). This approach is intended                 the SBA’s definition of a small entity,
                                                    to balance the need to provide sufficient               only approximately 10 currently host                       Authority: 49 U.S.C. 721 and 24308(f).
                                                    opportunity for public comments, as                     Amtrak traffic.8 Therefore, the Board                   § 1040.1       Purpose.
                                                    urged in part by AAR, with the need to                  certifies under 5 U.S.C. 605(b) that this                 This section defines ‘‘on-time
                                                    complete this proceeding as                             proposed rule will not have a significant               performance’’ for the purpose of
                                                    expeditiously as possible.                              economic impact on a substantial
                                                       Regulatory Flexibility Act. The                                                                              implementing Section 213 of the
                                                                                                            number of small entities within the
                                                    Regulatory Flexibility Act of 1980                                                                              Passenger Rail Investment and
                                                                                                            meaning of the RFA. A copy of this
                                                    (RFA), 5 U.S.C. 601–612, generally                                                                              Improvement Act of 2008, 49 U.S.C.
                                                                                                            decision will be served upon the Chief
                                                    requires a description and analysis of                                                                          24308(f).
                                                                                                            Counsel for Advocacy, Office of
                                                    new rules that would have a significant                 Advocacy, U.S. Small Business                           § 1040.2       Definition of ‘‘on time.’’
                                                    economic impact on a substantial                        Administration, Washington, DC 20416.                      A train is ‘‘on time’’ if it arrives at its
                                                    number of small entities. In drafting a                    This proposal would not significantly                final terminus no more than five
                                                    rule, an agency is required to: (1) Assess              affect either the quality of the human                  minutes after its scheduled arrival time
                                                    the effect that its regulation will have on             environment or the conservation of                      per 100 miles of operation, or 30
                                                    small entities; (2) analyze effective                   energy resources.                                       minutes after its scheduled arrival time,
                                                    alternatives that may minimize a                                                                                whichever is less. This definition shall
                                                    regulation’s impact; and (3) make the                   List of Subjects in 49 CFR Part 1040
                                                                                                                                                                    be implemented in accordance with the
                                                    analysis available for public comment.                    On-time performance of intercity
                                                                                                                                                                    table provided in § 1040.3.
                                                    601–604. In its notice of proposed                      passenger rail service.
                                                    rulemaking, the agency must either                                                                              § 1040.3       Table of maximum allowances.
                                                    include an initial regulatory flexibility                 6 Under   the Board’s regulations, Class I carriers     The following table sets forth the
                                                    analysis, 603(a), or certify that the                   have annual carrier operating revenues of $250
                                                                                                            million or more in 1991 dollars (adjusted for
                                                                                                                                                                    maximum number of minutes after the
                                                    proposed rule would not have a                          inflation using 2014 data, the revenue threshold for    scheduled arrival time that a train may
                                                    ‘‘significant impact on a substantial                   a Class I rail carrier is $475,754,803).                arrive at its final terminus and be
                                                    number of small entities.’’ 605(b). The                    7 The Small Business Administration’s Office of
                                                                                                                                                                    considered on time for the purpose of
                                                    impact must be a direct impact on small                 Size Standards has established a size standard for
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                                                                                                                                                                    implementing 49 U.S.C. 24308(f).
                                                                                                            rail transportation, pursuant to which a line-haul
                                                    entities ‘‘whose conduct is                             railroad is considered small if its number of
                                                    circumscribed or mandated’’ by the                      employees is 1,500 or less, and a short line railroad           Distance operated
                                                    proposed rule. White Eagle Coop. v.                     is considered small if its number of employees is                     (miles)                   Maximum
                                                    Conner, 553 F.3d 467, 480 (7th Cir.                     500 or less. 13 CFR 121.201 (industry subsector                                                 allowance
                                                                                                            482).                                                                        Up to and          (minutes)
                                                    2009).                                                                                                               Over
                                                                                                               8 This number is derived from Amtrak’s Monthly                            including
                                                       The proposed regulation would not                    Performance Report for May 2015, historical on-
                                                    create a significant impact on a                        time performance records, and system timetable, all     0 ................            100                    5
                                                    substantial number of small entities. As                of which are available on Amtrak’s Web site.            100 ............              200                   10



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                                                                             Federal Register / Vol. 80, No. 248 / Monday, December 28, 2015 / Proposed Rules                                          80741

                                                           Distance operated                                    the area of overlapping jurisdiction,                 Background on the IATTC
                                                                 (miles)                       Maximum          with the exception of regulations
                                                                                               allowance        governing the IATTC Regional Vessel                      The United States is a member of the
                                                        Over              Up to and            (minutes)
                                                                                                                Register. This action is necessary for the            IATTC, which was established under
                                                                          including                                                                                   the 1949 Convention for the
                                                                                                                United States to satisfy its obligations as
                                                                                                                a member of the IATTC.                                Establishment of an Inter-American
                                                    200   ............             300                     15
                                                    300   ............             400                     20                                                         Tropical Tuna Commission. The full
                                                                                                                DATES:Comments on the proposed rule                   text of the 1949 Convention is available
                                                    400   ............             500                     25
                                                                                                                and supporting documents must be                      at: http://www.iattc.org/PDFFiles/
                                                    500   ............          No limit                   30
                                                                                                                submitted in writing by January 27,                   IATTC_convention_1949.pdf.
                                                                                                                2016.
                                                    § 1040.4 Calculation of quarterly on-time                                                                            The IATTC consists of 21 member
                                                    performance.                                                ADDRESSES:    You may submit comments                 nations and four cooperating non-
                                                       In any given calendar quarter, on-time                   on this document, identified by NOAA–                 member nations and facilitates scientific
                                                    performance shall be calculated as a                        NMFS–2015–0158, by any of the                         research into, as well as the
                                                    percentage using the following formula:                     following methods:                                    conservation and management of, highly
                                                       (a) The denominator shall be the                            • Electronic Submission: Submit all                migratory species of fish in the IATTC
                                                    number of trains that operated during                       electronic public comments via the                    Convention Area. The IATTC
                                                    that calendar quarter, excluding any                        Federal e-Rulemaking Portal. Go to                    Convention Area is defined as waters of
                                                    train not operating from its scheduled                      http://www.regulations.gov/#!docket                   the eastern Pacific Ocean (EPO) within
                                                    origin to its scheduled destination; and                    Detail;D=NOAA-NMFS-2015-0158, click                   the area bounded by the west coast of
                                                       (b) The numerator shall be the                           the ‘‘Comment Now!’’ icon, complete                   the Americas and by 50° N. latitude,
                                                    number of trains included in the                            the required fields, and enter or attach              150° W. longitude, and 50° S. latitude.
                                                    denominator that also satisfy the                           your comments.                                        The IATTC has maintained a scientific
                                                    definition of ‘‘on-time performance,’’ as                      • Mail: Submit written comments to                 research and fishery monitoring
                                                    set forth in §§ 1040.2 and 1040.3.                          Rachael Wadsworth, NMFS West Coast                    program for many years, and regularly
                                                    [FR Doc. 2015–32411 Filed 12–24–15; 8:45 am]                Region Long Beach Office, 501 W.                      assesses the status of tuna and billfish
                                                    BILLING CODE 4915–01–P                                      Ocean Blvd., Suite 4200, Long Beach,                  stocks in the EPO to determine
                                                                                                                CA 90802. Include the identifier                      appropriate catch limits and other
                                                                                                                ‘‘NOAA–NMFS–2015–0158’’ in the                        measures deemed necessary to promote
                                                    DEPARTMENT OF COMMERCE                                      comments.                                             sustainable fisheries and prevent the
                                                                                                                                                                      overexploitation of these stocks.
                                                                                                                   Instructions: Comments must be
                                                    National Oceanic and Atmospheric                            submitted by one of the above methods                 International Obligations of the United
                                                    Administration                                              to ensure they are received,                          States Under the Convention
                                                                                                                documented, and considered by NMFS.
                                                    50 CFR Part 300                                             Comments sent by any other method, to                   As a Contracting Party to the 1949
                                                                                                                any other address or individual, or                   Convention and a member of the IATTC,
                                                    [Docket No. 150924885–5999–01]
                                                                                                                received after the end of the comment                 the United States is legally bound to
                                                    RIN 0648–BF38                                               period, may not be considered. All                    implement decisions of the IATTC. The
                                                                                                                comments received are a part of the                   Tuna Conventions Act (16 U.S.C. 951–
                                                    International Fisheries; Pacific Tuna                                                                             962), as amended on November 5, 2015,
                                                    Fisheries; Fishing Restrictions for the                     public record and will generally be
                                                                                                                posted for public viewing on                          by Title II of Public Law 114–81,
                                                    Area of Overlap Between the                                                                                       provides that the Secretary of
                                                    Convention Areas of the Inter-                              www.regulations.gov without change.
                                                                                                                All personal identifying information                  Commerce, in consultation with the
                                                    American Tropical Tuna Commission                                                                                 Secretary of State and, with respect to
                                                    and the Western and Central Pacific                         (e.g., name, address, etc.) submitted
                                                                                                                voluntarily by the sender will be                     enforcement measures, the Secretary of
                                                    Fisheries Commission                                                                                              the Department of Homeland Security,
                                                                                                                publicly accessible. Do not submit
                                                    AGENCY:  National Marine Fisheries                          confidential business information, or                 may promulgate such regulations as
                                                    Service (NMFS), National Oceanic and                        otherwise sensitive or protected                      may be necessary to carry out the
                                                    Atmospheric Administration (NOAA),                          information. NMFS will accept                         United States international obligations
                                                    Commerce.                                                   anonymous comments (enter ‘‘N/A’’ in                  under the Convention, including
                                                    ACTION: Proposed rule; request for                          the required fields if you wish to remain             recommendations and decisions
                                                    comments.                                                   anonymous).                                           adopted by the IATTC. The Secretary’s
                                                                                                                                                                      authority to promulgate such
                                                                                                                   Copies of the draft Regulatory Impact
                                                    SUMMARY:  NMFS hereby proposes                                                                                    regulations has been delegated to
                                                                                                                Review and other supporting documents
                                                    regulations under the Tuna Conventions                                                                            NMFS.
                                                                                                                are available via the Federal
                                                    Act to implement Recommendation C–                          eRulemaking Portal: http://                           Area of Overlap Recommendation
                                                    12–11 of the Inter-American Tropical                        www.regulations.gov, docket NOAA–
                                                    Tuna Commission (IATTC).                                    NMFS–2015–0158 or by contacting the                     In 2004, the Convention on the
                                                    Recommendation C–12–11 revises the                          Regional Administrator, William W.                    Conservation and Management of
                                                    management regime for the area of                                                                                 Highly Migratory Fish Stocks in the
mstockstill on DSK4VPTVN1PROD with PROPOSALS




                                                                                                                Stelle, Jr., NMFS West Coast Region,
                                                    overlapping jurisdiction between the                        7600 Sand Point Way, NE., Bldg 1,                     Western and Central Pacific Ocean
                                                    IATTC and the Commission for the                            Seattle, WA 98115–0070, or Regional                   entered into force. The Convention’s
                                                    Conservation and Management of                              Administrator.WCRHMS@noaa.gov.                        area of application (WCPFC Convention
                                                    Highly Migratory Fish Stocks in the                                                                               Area) overlaps with the IATTC
                                                    Western and Central Pacific Ocean                           FOR FURTHER INFORMATION CONTACT:                      Convention Area. The two convention
                                                    (WCPFC). These proposed regulations                         Rachael Wadsworth, NMFS, West Coast                   areas overlap in the Pacific Ocean
                                                    provide that the management measures                        Region, 562–980–4036.                                 waters within a rectangular area
                                                    of the IATTC would no longer apply in                       SUPPLEMENTARY INFORMATION:                            bounded by 50° S. latitude, 150° W.


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Document Created: 2018-03-02 09:23:54
Document Modified: 2018-03-02 09:23:54
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of proposed rulemaking.
DatesComments are due by February 8, 2016. Reply comments are due by February 29, 2016.
ContactScott M. Zimmerman at (202) 245-0386. Assistance for the hearing impaired is available through the Federal Information Relay Service (FIRS) at (800) 877-8339.
FR Citation80 FR 80737 

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