80 FR 80854 - In the Matter of Yayi International, Inc.,; Order of Suspension of Trading
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 80, Issue 248 (December 28, 2015)
Federal Register Volume 80, Issue 248 (December 28, 2015)
| Page Range | 80854-80854 | |
| FR Document | 2015-32704 |
[Federal Register Volume 80, Number 248 (Monday, December 28, 2015)] [Notices] [Page 80854] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2015-32704] [[Page 80854]] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [File No. 500-1] In the Matter of Yayi International, Inc.,; Order of Suspension of Trading December 23, 2015. It appears to the Securities and Exchange Commission (``Commission'') that there is a lack of current and accurate information concerning the securities of Yayi International, Inc. (``YYINE'') \1\ (CIK No. 789860), a void Delaware corporation whose principal place of business is listed as Zhongbei Town, Xiqing District, Tianjin, China because it is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-QSB for the period ended December 31, 2011. On April 22, 2015, the Commission's Division of Corporation Finance sent a delinquency letter to YYINE at the address shown in its then-most recent filing in the Commission's EDGAR system requesting compliance with its periodic filing requirements. To date, YYINE has failed to cure its delinquencies. As of December 15, 2015, the common stock of YYINE was quoted on OTC Link operated by OTC Markets Group, Inc. (formerly ``Pink Sheets'') had seven market makers and was eligible for the ``piggyback'' exception of Exchange Act Rule 15c2-11(f)(3). --------------------------------------------------------------------------- \1\ The short form of the issuer's name is also its ticker symbol. --------------------------------------------------------------------------- The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed company. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the above-listed company is suspended for the period from 9:30 a.m. EST on December 23, 2015, through 11:59 p.m. EST on January 7, 2016. By the Commission. Jill M. Peterson, Assistant Secretary. [FR Doc. 2015-32704 Filed 12-23-15; 4:15 pm] BILLING CODE 8011-01-P
![80854 Federal Register / Vol. 80, No. 248 / Monday, December 28, 2015 / Notices
SECURITIES AND EXCHANGE SECURITIES AND EXCHANGE places specified in Item IV below. The
COMMISSION COMMISSION Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
[Release No. 34–76711; File No. SR–EDGA–
[File No. 500–1] 2015–46]
the most significant parts of such
statements.
In the Matter of Yayi International, Inc.,; Self-Regulatory Organizations; EDGA A. Self-Regulatory Organization’s
Order of Suspension of Trading Exchange, Inc.; Notice of Filing and Statement of the Purpose of, and
Immediate Effectiveness of a Proposed Statutory Basis for, the Proposed Rule
December 23, 2015. Rule Change Related to Fees for Use Change
It appears to the Securities and of EDGA Exchange, Inc.
1. Purpose
Exchange Commission (‘‘Commission’’) December 21, 2015.
that there is a lack of current and The Exchange proposes to amend the
Pursuant to Section 19(b)(1) of the Market Data section of its fee schedule
accurate information concerning the Securities Exchange Act of 1934 (the
securities of Yayi International, Inc. to: (i) Adopt definitions for the terms
‘‘Act’’),1 and Rule 19b–4 thereunder,2 ‘‘Non-Display Usage’’ and ‘‘Trading
(‘‘YYINE’’) 1 (CIK No. 789860), a void notice is hereby given that on December
Delaware corporation whose principal Platforms’’; and (ii) amend the fees for
17, 2015, EDGA Exchange, Inc. (the EDGA Depth to increase the Internal
place of business is listed as Zhongbei ‘‘Exchange’’ or ‘‘EDGA’’) filed with the
Town, Xiqing District, Tianjin, China Distributor fee and adopt a new fee for
Securities and Exchange Commission Non-Display Usage.
because it is delinquent in its periodic (‘‘Commission’’) the proposed rule
filings with the Commission, having not change as described in Items I, II and III Definitions
filed any periodic reports since it filed below, which Items have been prepared The Exchange proposes to adopt
a Form 10–QSB for the period ended by the Exchange. The Exchange has definitions for the terms ‘‘Non-Display
December 31, 2011. On April 22, 2015, designated the proposed rule change as Usage’’ and ‘‘Trading Platforms’’. The
the Commission’s Division of one establishing or changing a member proposed definitions are designed to
Corporation Finance sent a delinquency due, fee, or other charge imposed by the provide greater transparency with
letter to YYINE at the address shown in Exchange under Section 19(b)(3)(A)(ii) regard to how the Exchange assesses
its then-most recent filing in the of the Act 3 and Rule 19b–4(f)(2) fees for market data. Non-Display Usage
Commission’s EDGAR system thereunder,4 which renders the would be defined as ‘‘any method of
requesting compliance with its periodic proposed rule change effective upon accessing a Market Data product that
filing requirements. To date, YYINE has filing with the Commission. The involves access or use by a machine or
failed to cure its delinquencies. As of Commission is publishing this notice to automated device without access or use
December 15, 2015, the common stock solicit comments on the proposed rule of a display by a natural person or
of YYINE was quoted on OTC Link change from interested persons. persons.’’ 5 The term Trading Platform
operated by OTC Markets Group, Inc. I. Self-Regulatory Organization’s would be defined as ‘‘any execution
(formerly ‘‘Pink Sheets’’) had seven Statement of the Terms of Substance of platform operated as or by a registered
market makers and was eligible for the the Proposed Rule Change National Securities Exchange (as
‘‘piggyback’’ exception of Exchange Act defined in Section 3(a)(1) of the
The Exchange filed a proposal to Exchange Act), an Alternative Trading
Rule 15c2–11(f)(3). amend the Market Data section of its fee System (as defined in Rule 300(a) of
The Commission is of the opinion that schedule to: (i) Adopt definitions for the Regulation ATS), or an Electronic
the public interest and the protection of terms ‘‘Non-Display Usage’’ and Communications Network (as defined in
investors require a suspension of trading ‘‘Trading Platforms’’; and (ii) amend the Rule 600(b)(23) of Regulation NMS).’’ 6
in the securities of the above-listed fees for EDGA Depth, to increase the
Internal Distributor fee and adopt a new EDGA Depth Fees
company. Therefore, it is ordered,
pursuant to Section 12(k) of the fee for Non-Display Usage. EDGA Depth is an uncompressed
Securities Exchange Act of 1934, that The text of the proposed rule change market data feed that provides depth-of-
trading in the securities of the above- is available at the Exchange’s Web site book quotations and execution
at www.batstrading.com, at the information based on equity orders
listed company is suspended for the
principal office of the Exchange, and at entered into the System.7
period from 9:30 a.m. EST on December
the Commission’s Public Reference Internal Distributor Fee. Currently,
23, 2015, through 11:59 p.m. EST on Room. the Exchange charges fees for both
January 7, 2016.
II. Self-Regulatory Organization’s internal and external distribution of
By the Commission. EDGA Depth. The cost of EDGA Depth
Statement of the Purpose of, and
Jill M. Peterson, Statutory Basis for, the Proposed Rule for an Internal Distributor 8 is currently
Assistant Secretary. Change 5 The proposed definition of Non-Display Usage
[FR Doc. 2015–32704 Filed 12–23–15; 4:15 pm]
In its filing with the Commission, the is substantially similar to Nasdaq Stock Market LLC
BILLING CODE 8011–01–P Exchange included statements (‘‘Nasdaq’’) Rule 7023(a)(2)(B), which defines Non-
Display Usage as ‘‘any method of accessing Depth-
concerning the purpose of and basis for of-Book data that involves access or use by a
the proposed rule change and discussed machine or automated device without access or use
mstockstill on DSK4VPTVN1PROD with NOTICES
any comments it received on the of a display by a natural person or persons.
6 The proposed definition of Trading Platform is
proposed rule change. The text of these
identical the definition of Trading Platform under
statements may be examined at the Nasdaq Rule 7023(a)(7).
7 See Exchange Rule 11.22(a) and (c).
1 15 U.S.C. 78s(b)(1). 8 An ‘‘Internal Distributor’’ is defined as ‘‘a
2 17 CFR 240.19b–4. Distributor that receives the Exchange Market Data
1 The short form of the issuer’s name is also its 3 15 U.S.C. 78s(b)(3)(A)(ii).
product and then distributes that data to one or
ticker symbol. 4 17 CFR 240.19b–4(f)(2). more Users within the Distributor’s own entity.’’
VerDate Sep<11>2014 13:31 Dec 24, 2015 Jkt 238001 PO 00000 Frm 00110 Fmt 4703 Sfmt 4703 E:\FR\FM\28DEN1.SGM 28DEN1](https://thefederalregister.org/doc/80_FR_81102/page/1.svg)
Document Created: 2018-03-02 09:24:08
Document Modified: 2018-03-02 09:24:08
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 80 FR 80854 |
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