80_FR_9449 80 FR 9414 - Proposed Priorities, Requirements, Selection Criterion, and Definitions-First in the World Program

80 FR 9414 - Proposed Priorities, Requirements, Selection Criterion, and Definitions-First in the World Program

DEPARTMENT OF EDUCATION

Federal Register Volume 80, Issue 35 (February 23, 2015)

Page Range9414-9423
FR Document2015-03502

The Assistant Secretary for Postsecondary Education proposes priorities, requirements, a selection criterion, and definitions under the First in the World (FITW) Program. The Assistant Secretary may use these priorities, requirements, selection criterion, and definitions for FITW competitions in fiscal year (FY) 2015 and later years. These priorities, requirements, selection criterion, and definitions would enable the Department to focus the FITW program on identified barriers to student success in postsecondary education and advance the program's purpose to build evidence for what works in postsecondary education through development, evaluation, and dissemination of innovative strategies to support students who are at risk of failure in persisting in and completing their postsecondary programs of study.

Federal Register, Volume 80 Issue 35 (Monday, February 23, 2015)
[Federal Register Volume 80, Number 35 (Monday, February 23, 2015)]
[Proposed Rules]
[Pages 9414-9423]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-03502]


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DEPARTMENT OF EDUCATION

34 CFR Chapter VI


Proposed Priorities, Requirements, Selection Criterion, and 
Definitions--First in the World Program

CFDA Numbers: 84.116F and 84.116X

AGENCY: Office of Postsecondary Education, Department of Education.

ACTION: Proposed priorities, requirements, selection criterion, and 
definitions.

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SUMMARY: The Assistant Secretary for Postsecondary Education proposes 
priorities, requirements, a selection criterion, and definitions under 
the First in the World (FITW) Program. The Assistant Secretary may use 
these priorities, requirements, selection criterion, and definitions 
for FITW competitions in fiscal year (FY) 2015 and later years. These 
priorities, requirements, selection criterion, and definitions would 
enable the Department to focus the FITW program on identified barriers 
to student success in postsecondary education and advance the program's 
purpose to build evidence for what works in postsecondary education 
through development, evaluation, and dissemination of innovative 
strategies to support students who are at risk of failure in persisting 
in and completing their postsecondary programs of study.

DATES: We must receive your comments on or before March 25, 2015.

ADDRESSES: Submit your comments through the Federal eRulemaking Portal 
or via postal mail, commercial delivery, or hand delivery. We will not 
accept comments submitted by fax or by email or those submitted after 
the comment period. To ensure that we do not receive duplicate copies, 
please submit your comments only once.
     Federal eRulemaking Portal: Go to www.regulations.gov to 
submit your comments electronically. Information on using 
Regulations.gov, including instructions for accessing agency documents, 
submitting comments, and viewing the docket, is available on the site 
under ``Are you new to the site?''
     Postal Mail, Commercial Delivery, or Hand Delivery: If you 
mail or deliver your comments about these proposed regulations, address 
them to Frank Frankfort, U.S. Department of Education, 1990 K Street 
NW., Room 6166, Washington, DC 20006.
    Privacy Note: The Department's policy is to make all comments 
received from members of the public available for public viewing in 
their entirety on the Federal eRulemaking Portal at 
www.regulations.gov. Therefore, commenters should be careful to include 
in their comments only information that they wish to make publicly 
available.

FOR FURTHER INFORMATION CONTACT: Frank Frankfort. Telephone: (202) 502-
7513 or email: [email protected].
    If you use a telecommunications device for the deaf (TDD) or a text 
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-877-8339.

SUPPLEMENTARY INFORMATION: 
    Invitation to Comment: We invite you to submit comments regarding 
this notice. To ensure that your comments have maximum effect in 
developing the notice of final priorities, requirements, selection 
criterion, and definitions, we urge you to identify clearly the 
specific proposed priority, requirement, selection criterion or 
definition that each comment addresses.
    We invite you to assist us in complying with the specific 
requirements of Executive Orders 12866 and 13563 and their overall 
requirement of reducing regulatory burden that might result from these 
proposed priorities, requirements, selection criterion, or definitions. 
Please let us know of any further ways we could reduce potential costs 
or increase potential benefits while preserving the effective and 
efficient administration of the program.
    During and after the comment period, you may inspect all public 
comments about this notice by accessing Regulations.gov. You may also 
inspect the comments in person in room 6164, 1990 K. St. NW., 
Washington, DC between the hours of 8:30 a.m. and 4:00 p.m., 
Washington, DC time, Monday through Friday of each week except Federal 
holidays. Please contact the person listed under FOR FURTHER 
INFORMATION CONTACT.
    Assistance to Individuals with Disabilities in Reviewing the 
Rulemaking Record: On request we will provide an appropriate 
accommodation or auxiliary aid to an individual with a disability who 
needs assistance to review the comments or other documents in the 
public rulemaking record for this notice. If you want to schedule an 
appointment for this type of accommodation or auxiliary aid, please 
contact the person listed under FOR FURTHER INFORMATION CONTACT.
    Purpose of Program: Earning a postsecondary degree or credential is 
a prerequisite for the growing jobs of the new economy and the clearest 
pathway to the middle class. Average earnings of college graduates are 
almost twice as high as that of workers with only a high school diploma 
and, over this decade, employment in jobs requiring education beyond a 
high school diploma will grow more rapidly than employment in jobs that 
do not.\1\
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    \1\ Carnavale, A., Smith, N., Strohl, J., Help Wanted: 
Projections of Jobs and Education Requirements Through 2018. 
Georgetown Center on Education and the Workforce, 2010.

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[[Page 9415]]

    But today, even though college enrollment has increased by 50 
percent since 1990, from almost 14 million students to almost 21 
million students, and despite the importance of a postsecondary 
education to financial security for American families and for the 
national economy to grow and remain competitive in the global economy, 
only 40 percent of Americans hold a postsecondary degree.\2\ While the 
vast majority of high school graduates from the wealthiest American 
families continue on to higher education, only half of high school 
graduates from the poorest families attend college.\3\ About 60 percent 
of students at four-year institutions earn a bachelor's degree within 
six years.\4\ For low-income students, the prospects are even worse as 
only 40 percent reach completion.\5\ Almost 37 million Americans report 
``some college, no degree'' as their highest level of education.\6\ Due 
to these outcomes, the U.S. has been outpaced internationally in higher 
education. In 1990, the U.S. ranked first in the world in four-year 
degree attainment among 25-34 year olds; in 2012, the U.S. ranked 
12th.\7\
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    \2\ National Center for Education Statistics. ``Total fall 
enrollment in degree-granting postsecondary institutions, by 
attendance status, sex of student, and control of institution: 
Selected years, 1947 through 2012.'' Retrieved from: http://nces.ed.gov/programs/digest/d13/tables/dt13_303.10.asp.
    \3\ National Center for Education Statistics. ``Percentage of 
recent high school completers enrolled in 2-year and 4-year 
colleges, by income level: 1975 through 2012.'' Retrieved from: 
http://nces.ed.gov/programs/digest/d13/tables/dt13_302.30.asp.
    \4\ National Center for Education Statistics. ``Percentage 
distribution of first-time postsecondary students starting at 2- and 
4-year institutions during the 2003-04 academic year, by highest 
degree attained, enrollment status, and selected characteristics: 
Spring 2009.'' Retrieved from: http://nces.ed.gov/programs/digest/d13/tables/dt13_326.40.asp.
    \5\ Id.
    \6\ U.S. Census Bureau, 2012 American Community Survey.
    \7\ Organization of Economic Co-operation and Development, 
Education at a Glance 2014.
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    Recognizing these factors, President Obama set a goal for the 
country that America will once again have the highest proportion of 
college graduates in the world. To support this national effort, the 
Administration has outlined a comprehensive agenda that includes 
expanding opportunity and increasing quality at all levels of 
education, from early learning through higher education. The FITW 
program is a key part of this agenda.
    Unlike in previous generations, adult learners, working students, 
part-time students, students from low-income backgrounds, students of 
color, and first-generation students now make up the majority of 
students in college.\8\ Ensuring that these students persist in and 
complete their postsecondary education is essential to meeting our 
nation's educational challenges. However, the traditional methods and 
practices of the country's higher education system have typically not 
been focused on ensuring successful outcomes for these students, and 
too little is known about what strategies are most effective for 
addressing key barriers that prevent these students from persisting and 
completing.
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    \8\ U.S. Department of Education. 2010. Profile of Undergraduate 
Students: 2007-08. National Center for Education Statistics: 2010-
205. Washington DC.
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    The FITW program addresses these problems by supporting the 
development of innovative solutions to persistent and widespread 
challenges in postsecondary education, particularly those that affect 
adult learners, working students, part-time students, students from 
low-income backgrounds, students of color, and first-generation 
students, and building evidence for what works in postsecondary 
education by testing the effectiveness of these strategies in improving 
student persistence and completion outcomes. Similar to the 
Department's Investing in Innovation Fund, which supports innovation 
and evidence building in elementary and secondary education, a key 
element of the FITW program is its multi-tier structure that links the 
amount of funding that an applicant may receive to the quality of 
evidence supporting the efficacy of the proposed project. Applicants 
proposing practices supported by limited evidence can receive 
relatively small grants (Development grants) that support the 
development and initial evaluation of innovative but untested 
strategies. Applicants proposing practices supported by evidence from 
rigorous evaluations can receive larger grants (Validation and Scale-up 
grants), in amounts commensurate to the level of supporting evidence, 
for implementation at greater scale to test whether initially 
successful strategies remain effective when adopted in varied locations 
and with large and diverse groups of students. This structure provides 
incentives for applicants to build evidence of effectiveness of their 
proposed projects and to address the barriers to serving large numbers 
of students within institutions and across systems, States, regions, or 
the country. Additionally, the Department is exploring ways to 
accelerate the progress of building evidence for effective strategies 
that improve college completion through rapid scaling by allowing 
larger awards in lower tiers for college and university systems and 
consortia that collaborate with leading experts to test and rigorously 
evaluate the most promising strategies at multiple sites.
    All FITW projects are required to use part of their budgets to 
conduct independent evaluations (as defined in this notice) of their 
projects. This ensures that projects funded under the FITW program 
contribute significantly to improving the information available to 
practitioners and policymakers about which practices work, for which 
types of students, and in what contexts.
    Program Authority: 20 U.S.C. 1138-1138d.
    Background: The proposed priorities, requirements, selection 
criterion, and definitions for the FITW program set forth in this 
notice would better enable the Department to achieve the purpose and 
goals of the FITW program by creating mechanisms to direct funding to 
priority areas of work that address the most important challenges in 
postsecondary education and, additionally, set evidence and evaluation 
requirements. There are currently no such program-specific priorities, 
requirements, selection criteria, or definitions for the FITW program.
    Proposed Priorities: This notice contains nine proposed priorities. 
In any grant competition under this program, the Secretary may use, 
individually or in combination, one or more of these priorities or 
subparts of these priorities, priorities from the final supplemental 
priorities and definitions for discretionary grant programs, published 
in the Federal Register on December 10, 2014 (79 FR 73425), and 
priorities based on the statutory requirements for the Fund for the 
Improvement of Postsecondary Education (FIPSE).
    Background: The proposed priorities correspond to what the 
Department believes are the greatest current challenges in 
postsecondary education and most important areas of work seeking to 
address barriers to postsecondary student success. As provided under 34 
CFR 75.105, these priorities may be used by the Department as absolute 
or competitive preference priorities in grant competitions for the FITW 
program in FY 2015 and later years to direct FITW funds to projects 
that address these identified challenges and areas of work. In 
addition, we may also use priorities from the Department's final 
supplemental priorities and definitions

[[Page 9416]]

for discretionary grant programs, published in the Federal Register on 
December 10, 2014 (79 FR 73425) (Supplemental Priorities), as absolute 
or competitive preference priorities in the FITW program. Accordingly, 
we are not proposing priorities in this notice that are already 
included in the Supplemental Priorities.
    Establishing program-specific priorities would provide the 
Department the option to focus a particular year's FITW grant 
competition on any or all (or none) of the policy areas set forth in 
those priorities. For each year that new funds are available under the 
FITW program, the Department would determine which, if any, of the 
priorities to include in the grant competition.
    The proposed priorities are organized so that the Department has 
the flexibility to determine the area of focus for the priority. For 
example, with respect to Proposed Priority 1--Improving Success in 
Developmental Education, the Department could choose to include in a 
notice inviting applications a competitive preference priority for any 
type of project that seeks to improve outcomes in developmental 
education by using the broadest language in the priority:
     (Example) Competitive Preference Priority: Improving 
Success in Developmental Education--Projects designed to improve 
student success in developmental education or accelerate student 
progress into credit bearing postsecondary courses.
    Or, we could choose more specific language from the priority to 
target a particular aspect of developmental education reform by 
choosing to also include one of the subparts of Proposed Priority 1:
     (Example) Competitive Preference Priority: Improving 
Success in Developmental Education--Projects designed to improve 
student success in developmental education or accelerate student 
progress into credit bearing postsecondary courses through redesigning 
developmental education courses or programs through strategies such as 
contextualization of developmental coursework together with 
occupational or college-content coursework.
    We may also use priorities in combination with each other in a 
notice inviting applications. For example, a competitive preference 
priority for low cost, high impact strategies (Proposed Priority 6--
Implementing Low Cost-High Impact Strategies to Improve Student 
Outcomes) that influence non-cognitive factors (Supplemental Priority 
2-- Influencing the Development of Non-cognitive Factors) could be 
included as follows:
     (Example) Competitive Preference Priority: To meet this 
competitive preference priority, an applicant must meet both sections 
(A) and (B) of this priority.
    (A) Implementing Low Cost-High Impact Strategies to Improve Student 
Outcomes--Projects that use low cost tools or strategies, such as those 
that use technology, that result in a high impact on student outcomes.
    (B) Influencing the Development of Non-cognitive Factors--Projects 
that are designed to improve students' mastery of non-cognitive skills 
and behaviors (such as academic behaviors, academic mindset, 
perseverance, self-regulation, social and emotional skills, and 
approaches toward learning strategies) and enhance student motivation 
and engagement in learning.
    With respect to the proposed priorities, the Department is 
particularly interested in brief comments responding to the following 
questions:
     Do the proposed priorities sufficiently address the 
greatest challenges and barriers to postsecondary student success?
     Do the subparts for each proposed priority adequately 
capture the most promising aspects of the policy topic area of each 
priority?
    Proposed Priorities:
    The Assistant Secretary proposes the following priorities for this 
program. In any grant competition under this program, the Secretary may 
use, individually or in combination, one or more of these priorities or 
subparts of these priorities, priorities from the final supplemental 
priorities and definitions for discretionary grant programs, published 
in the Federal Register on December 10, 2014 (79 FR 73425), and 
priorities based on the statutory requirements for the Fund for the 
Improvement of Postsecondary Education (FIPSE).
    Proposed Priority 1--Improving Success in Developmental Education.
    Background: ``Developmental'' courses are instructional courses, 
typically non-credit bearing, designed for students deficient in the 
general competencies necessary for a regular postsecondary curriculum. 
The most common developmental courses to which beginning students are 
referred are math and reading/writing.\9\ It is estimated that almost 
one-third of all students take some form of developmental course.\10\ 
While participation rates vary widely across States and institution 
types, low-income, African-American, and Hispanic students are referred 
to developmental courses at much higher rates.11 12 13
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    \9\ http://ccrc.tc.columbia.edu/media/k2/attachments/referral-enrollment-completion-developmental.pdf.
    \10\ U.S. Department of Education, National Center for Education 
Statistics, 2011-12 National Postsecondary Student Aid Study 
(NPSAS:12), Profile of Undergraduate Students 2011-12, Table 6.2. 
Report available at: http://nces.ed.gov/pubs2015/2015167.pdf.
    \11\ MDRC, Unlocking the Gate, June 2011. Article available at: 
http://www.mdrc.org/sites/default/files/full_595.pdf.
    \12\ Attewell, P. A., Lavin, D. E., Domina, T., & Levey, T. 
2006. New Evidence on College Remediation. The Journal of Higher 
Education. Article available at: http://www.jstor.org/stable/3838791.
    \13\ http://ccrc.tc.columbia.edu/media/k2/attachments/referral-enrollment-completion-developmental.pdf.
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    Developmental education is one of the leading barriers to 
postsecondary persistence and completion.\14\ Discouraged by the 
inability to enroll in courses that will allow them to earn credit and 
advance in their programs of study, many students never even enroll in 
the developmental courses to which they are referred.\15\ For those 
students that do enroll in developmental courses, the majority do not 
complete them, eventually dropping out of postsecondary education 
altogether.16 17 Promising new practices in developmental 
math education that have shown greater learning gains and success in 
credit-bearing coursework by students indicate that the traditional 
sequence, teaching, and content of developmental coursework has been 
ineffective in supporting student mastery of the material.
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    \14\ http://www.mdrc.org/sites/default/files/full_595.pdf.
    \15\ Complete College America. 2012. Remediation: Higher 
Education's Bridge to Nowhere. Report available at: http://www.completecollege.org/resources_and_reports/.
    \16\ Complete College America. 2012. Remediation: Higher 
Education's Bridge to Nowhere.
    \17\ Bailey, T. 2009. Challenge and Opportunity: Rethinking the 
Role and Function of Developmental Education in Community College. 
In New Directions for Community Colleges. (Available Article 
available at: http://onlinelibrary.wiley.com/doi/10.1002/cc.352/pdf.
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    A number of institutions are making great effort to reform 
traditional developmental education with promising results that would 
benefit from more rigorous evaluation, in part to determine their 
effectiveness on student performance, persistence, and completion, but 
also to identify effective implementation strategies. Further, for the 
interventions that have produced evidence of positive impacts on 
student outcomes, almost none have been replicated and evaluated at 
scale.

[[Page 9417]]

    Proposed Priority 1--Improving Success in Developmental Education.
    Proposed Priority: The Secretary gives priority to:
    (a) Projects designed to improve student success in developmental 
education or accelerate student progress into credit bearing 
postsecondary courses; or,
    (b) Projects designed to improve student success in developmental 
education or accelerate student progress into credit bearing 
postsecondary courses through one or more of the following:
    (i) Identifying and treating academic needs prior to postsecondary 
enrollment, including while in middle or high school, through 
strategies such as partnerships between K-12 and postsecondary 
institutions;
    (ii) Diagnosing students' developmental education needs at the time 
of or after postsecondary enrollment, such as by developing 
alternatives to single measure placement strategies, and identifying 
specific content gaps in order to customize instruction to an 
individual student's needs;
    (iii) Offering alternative pathways in mathematics, such as non-
Algebra based coursework for non-math and science fields.
    (iv) Accelerating students' progress in completing developmental 
education, through strategies such as modularized, fast-tracked, or 
self-paced courses or placing students whose academic performance is 
one or more levels below that required for credit-bearing courses into 
credit-bearing courses with academic supports;
    (v) Redesigning developmental education courses or programs through 
strategies such as contextualization of developmental coursework 
together with occupational or college-content coursework;
    (vi) Integrating academic and other supports for students in 
developmental education.
    Proposed Priority 2--Improving Teaching and Learning.
    Background: A large percentage of students in postsecondary 
education struggle academically because they arrive to college 
unprepared for college-level coursework.\18\ These struggles make the 
prospect of dropping out more likely.\19\ Further, for students that do 
complete, the limited available information on learning proficiency 
suggests that too many students are lacking the critical thinking, 
analytical, and communication skills needed for the modern 
workforce.\20\ Some research indicates that as much as a third of 
students show no high-order cognitive learning gains over the course of 
their undergraduate educations.\21\
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    \18\ Xianglei Chen and others, Academic Preparation for College 
in the High School Senior Class of 2003-04: Education Longitudinal 
Study of 2002 (ELS: 2002), Base-year, 2002, First Follow-up, 2004, 
and High School Transcript Study, 2004 (Washington: U.S. Department 
of Education, National Center for Education Statistics, January 
2010); Jay Greene and Greg Foster, ``Public High School Graduation 
and College Readiness Rates in the United States,'' Working Paper 3 
(New York: Manhattan Institute, Center for Civic Information, 
Education, September 2003). Greene and Foster define being minimally 
``college ready'' as: graduating from high school, having taken four 
years of English, three years of mathematics, and two years of 
science, social science, and foreign language, and demonstrating 
basic literacy skills by scoring at least 265 points on the National 
Assessment of Educational Progress in reading.
    \19\ Eric Bettinger and Bridget Terry Long, ``Addressing the 
Needs of Under-Prepared College Students: Does College Remediation 
Work?'' Journal of Human Resources 44, no. 3 (2009); Brian Jacob and 
Lars Lefgren, ``Remedial Education and Student Achievement: A 
Regression-Discontinuity Analysis,'' Review of Economics and 
Statistics 86, no. 1 (2004): 226-44.
    \20\ Arum, Richard and Roksa, Josipa, Academically Adrift: 
Limited Learning on College Campuses (University of Chicago Press, 
January 2011).
    \21\ Richard Arum and Josipa Roksa, ``Are Undergraduates 
Actually Learning Anything?'' Chronicle of Higher Education, January 
18, 2011. Retrieved from: http://chronicle.com/article/Are-Undergraduates-Actually/125979/.
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    These deficits are accompanied by a decline in productivity in 
higher education. Controlling for inflation, the cost of attending 
college has more than doubled over the past three decades.\22\
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    \22\ National Center for Education Statistics. ``Average 
undergraduate tuition and fees and room and board rates charged for 
full-time students in degree-granting institutions, by level and 
control of institution: 1969-70 through 2011-12.'' Retrieved from: 
http://nces.ed.gov/programs/digest/d12/tables/dt12_381.asp.
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    Despite these challenges, which are felt more acutely by the types 
of students that now make up the majority of students enrolled in 
postsecondary education, adult learners, working students, part-time 
students, students from low-income backgrounds, students of color, and 
first-generation students, there has been little change in the methods 
of teaching and instruction, as well as how students experience 
learning in college. With some exceptions, the same degrees and other 
credentials are offered in the same way, by counting up the amount of 
hours students are taught. Methods of teaching have stayed largely 
static. Given the poor outcomes many students are experiencing, new 
approaches to teaching and learning, using new tools and strategies 
that can help customize learning to accommodate diverse learning 
styles, are needed at all levels of postsecondary education to improve 
accessibility and quality and reduce cost.
    Proposed Priority 2: Improving Teaching and Learning.
    The Secretary gives priority to:
    (a) Projects designed to improve teaching and learning; or,
    (b) Projects designed to improve teaching and learning through one 
or more of the following:
    (i) Instruction-level tools or strategies such as adaptive learning 
technology, educational games, personalized learning, active- or 
project-based learning, faculty-centered strategies that systematically 
improve the quality of teaching, or multi-disciplinary efforts focused 
on improving instructional experiences;
    (ii) Program-level strategies such as competency-based programs 
that are designed with faculty, industry, employer, and expert 
engagement, use rigorous methods to define competencies, and utilize 
externally validated assessments, online or blended programs, or joint 
offering of programs across institutions;
    (iii) Institution-level tools or strategies such as faculty-
centered strategies to improve teaching across an institution, use of 
open educational resources across, or tailoring academic content and 
delivery to serve the needs of non-traditional students.
    Proposed Priority 3--Improving Student Support Services.
    Background: Almost all secondary schools and institutions of higher 
education offer a diverse array of student support services to assist 
with college preparation, application and enrollment, financial aid, 
academic barriers and other issues related to access, persistence, and 
completion. The range of services and support is extensive, and include 
interventions both inside and outside the classroom and campus. Many of 
these services are also provided by outside organizations, including 
non-profits. Further, several of the Department's programs, including 
TRIO, GEAR UP, and the Aid for Institutional Development programs, 
provide funding for student and academic support services.
    However, few student support services strategies have been 
rigorously evaluated. Given the need to improve outcomes, particularly 
for adult learners, working students, part-time students, students from 
low-income backgrounds, students of color, and first-generation 
students, new and innovative approaches are needed, including those 
that are cost effective, so that a greater number of students can be 
served.

[[Page 9418]]

    Proposed Priority 3: Improving Student Support Services.
    The Secretary gives priority to:
    (a) Projects designed to improve the supports or services provided 
to students prior to or during the students' enrollment in 
postsecondary education; or,
    (b) Projects designed to improve the supports or services provided 
to students prior to or during the students' enrollment in 
postsecondary education through one or more of the following:
    (i) Integrating student support services, including with academic 
advising and instruction;
    (ii) Individualizing or personalizing support services such as 
advising, coaching, tutoring, or mentoring to students and their 
identified needs using tools or strategies such as predictive analytics 
to identify students who may need specific supports, or behavioral 
interventions used to provide timely, relevant, and actionable 
information for students at critical points such as when they may be at 
risk of dropping out;
    (iii) Connecting students to resources or services other than those 
typically provided by postsecondary institutions, such as providing 
assistance in accessing government benefits, transportation assistance, 
medical, health, or nutritional resources and services, child care, 
housing, or legal services;
    (iv) Utilizing technology such as digital messaging to provide 
supports or services systematically.
    Proposed Priority 4--Developing and Using Assessments of Learning.
    Background: Learning assessment has shown promise as an effective 
instructional strategy to increase student success. While learning 
assessment, in the past, focused more on traditional testing, current 
assessment has expanded to assess not just what students know but also 
what they can do. Further, a knowledge-based economy requires 
assessment of higher-order thinking skills such as recall, analysis, 
comparison, inference, application, and evaluation. New forms of 
assessments must be developed for these purposes. Assessments are also 
needed to measure what is learned outside the classroom, such as 
through previous work experience.
    Proposed Priority 4: Developing and Using Assessments of Learning.
    The Secretary gives priority to:
    (a) Projects that support the development and use of externally 
validated assessments of student learning and stated learning goals; 
or,
    (b) Projects that support the development and use of externally 
validated assessments of student learning and stated learning goals 
through one or more of the following:
    (i) Alternative assessment tools or strategies such as micro- or 
competency-based assessments, assessments embedded in curriculum, or 
simulations, games, or other technology-based assessment approaches;
    (ii) Professional development or training of faculty on the 
approaches to developing, using, and interpreting assessments;
    (iii) Combining or sequencing assessments from multiple sources to 
strengthen diagnostic capabilities;
    (iv) Aligning assessments across sectors and institutions, such as 
across kindergarten through grade 12 and postsecondary education 
systems or across 2-year and 4-year institutions, to improve college-
readiness and content delivery;
    (v) Open-source assessments.
    Proposed Priority 5--Facilitating Pathways to Credentialing and 
Transfer.
    Background: Students obtain knowledge and skills through a variety 
of experiences and from a range of institutions and providers. Many 
postsecondary students attend more than one institution on their way to 
earning a certificate or degree. Although increasing numbers of States 
and educational institutions are entering into articulation agreements 
to facilitate credit transfer, too many students continue to lose time 
and incur additional expense due to lost credits when transferring 
between institutions. Further, many student learning experiences, such 
as learning that occurs through work experience or from non-traditional 
education providers, are simply not recognized.
    Alternate systems and methods of assessing, aggregating, and 
credentialing learning experiences are needed to help more students 
reach completion in accelerated timeframes. Additionally, new systems 
of portable, stackable postsecondary degrees and credentials along 
transparent career pathways must be designed and opportunities to 
obtain such degrees and credential must be expanded.
    Proposed Priority 5: Facilitating Pathways to Credentialing and 
Transfer. The Secretary gives priority to:
    (a) Projects designed to develop and implement systems and 
practices to capture and aggregate credit or other evidence of 
knowledge and skills towards postsecondary degrees or credentials; or,
    (b) Projects designed to develop and implement systems and 
practices to capture and aggregate credit or other evidence of 
knowledge and skills towards postsecondary degrees or credentials 
through one or more of the following:
    (i) Seamless transfer of credits between postsecondary 
institutions;
    (ii) Validation and transfer of credit for learning or learning 
experiences from non-institutional sources;
    (iii) Alternate credentialing or badging frameworks;
    (iv) Opportunities for students to earn college credits prior to 
postsecondary enrollment, such as through dual enrollment, dual degree, 
dual admission, or early college programs.
    Proposed Priority 6--Increasing the Effectiveness of Financial Aid.
    Background: The federal government, States, and institutions make a 
wide range of financial aid in the form of grants, loans, and tax 
credits available to students pursuing postsecondary education. 
Evidence shows that lowering the costs of college, the result of 
student aid, can improve access and completion.\23\ Indeed, since the 
adoption of the Higher Education Act almost 50 years ago, average aid 
per student has more than tripled, from $3,347 in 1971-72 to $12,455 in 
2010-11 (in constant 2010 dollars), while full-time equivalent 
enrollment has more than doubled, from about 6.2 million in 1971-72 to 
14.2 million in 2010-11.\24\
---------------------------------------------------------------------------

    \23\ Dynarski, S.(2003). Does Aid Matter? Measuring the Effects 
of Student Aid on College Attendance and Completion. American 
Economic Review.
    \24\ Dynarski, S., & Scott-Clayton, J. (2013). Financial aid 
policy: Lessons from Research. The Future of Children. Postsecondary 
Education in the United States. Vol 23. No. 1.
---------------------------------------------------------------------------

    But, this conclusion is not without exception. Due to the numerous 
types of aid that are available, the range of sources, and the detailed 
application process, the financial aid system is complex. This 
complexity may have the unintended effect of creating barriers to 
access, one of the very problems that financial aid is designed to 
address. Further, some types of aid may have a greater impact on 
outcomes than others, achievement incentives may help improve 
persistence and completion, and in the case of loans, levels of debt 
may influence student decisions. In general, the effectiveness of 
financial aid is impacted by a number of factors including the design 
and delivery of aid programs, the level of understanding by students 
and families of costs and availability of aid, and the ability of 
students and families to navigate the application process and make 
optimal decisions. New and innovative strategies and tools that address 
these realities to maximize the effectiveness of financial aid are 
needed.

[[Page 9419]]

    Proposed Priority 6: Increasing the Effectiveness of Financial Aid. 
The Secretary gives priority to:
    (a) Projects designed to improve the effectiveness of financial 
aid.
    (b) Projects designed to improve the effectiveness of financial aid 
through one or more of the following:
    (i) Counseling, advising, creation of information and resources, 
and other support activities on higher education financing and 
financial literacy delivered by financial aid offices or integrated 
with other support services provided by institutions, including on 
student loan repayment options such as income driven repayment plans 
and public service loan forgiveness and debt management;
    (ii) Personalized approaches to financial aid delivery, counseling, 
advising, and other support activities which may include early warning 
systems, use of predictive analytics, need based aid, emergency aid, or 
bonuses or other incentives for successful outcomes such as on-time 
academic progress and completion.

    Note:  As with any project supported by the FITW program, 
grantees may not disburse project funds under this priority to 
students for the purpose of providing student aid. FITW funds may be 
used to pay project costs such as costs for the design, 
administration, and evaluation of aid programs or financial aid 
strategies.

    Proposed Priority 7--Implementing Low Cost-High Impact Strategies 
To Improve Student Outcomes.
    Background: Given the limited resources of secondary schools, 
institutions of higher education, and other relevant stakeholders, the 
cost effectiveness of any intervention designed to improve student 
outcomes is of primary importance. In recent years, numerous 
institutions, researchers, and others have begun testing interventions 
that are relatively low cost but have the ability to have a high impact 
on student outcomes. Many of these interventions minimize cost through 
the use of technology, such as digital messaging. Others incorporate 
low cost approaches, such as non-cognitive interventions. We are 
particularly interested in effective low cost interventions because 
even institutions with limited resources would be able to scale such 
strategies to impact large numbers of students, and, such 
interventions, particularly those that use technology, are often easily 
replicable. This proposed priority could be used in combination with 
other priorities.
    Proposed Priority 7: Implementing Low Cost-High Impact Strategies 
To Improve Student Outcomes. The Secretary gives priority to projects 
that use low cost tools or strategies, such as those that use 
technology, that result in a high impact on student outcomes.
    Proposed Priority 8--Improving Postsecondary Student Outcomes at 
Minority-Serving Institutions.
    Background: Minority-serving institutions (MSIs) (as defined in 
this notice), including Historically Black Colleges and Universities 
(HBCUs), enroll a significant and disproportionate share of students 
from low-income backgrounds, students of color, and first-generation 
students. As the goal of the FITW program is to identify strategies 
that work in improving the postsecondary outcomes of these students, 
and because, in some cases, MSIs face unique challenges, it is 
important that the FITW program supports projects at MSIs. Accordingly, 
the Department proposes this priority to prioritize projects at MSIs. 
This proposed priority could be used as an absolute priority to set 
aside a specific amount of funds to support projects at MSIs, or to 
give competitive preference points to applicants that are MSIs. The 
lead applicant under this proposed priority must be an MSI.
    Proposed Priority 8: Improving Postsecondary Student Outcomes at 
Minority-Serving Institutions. The Secretary gives priority to projects 
designed to improve student outcomes at Minority-Serving Institutions 
(as defined in this notice).
    Proposed Priority 9--Systems and Consortia Focused on Large-Scale 
Impact.
    Background: The Department is including this proposed priority to 
encourage the formation of college consortia and systems that can 
collaborate with leading experts to implement promising strategies that 
address key barriers to completion. This would allow applicants to 
increase the number of students participating in or impacted by a 
project and would allow for development, testing, and robust evaluation 
of projects at multiple sites whose results could be more rapidly 
generalized and applied to other institutions. While Validation and 
Scale-up projects would be designed to serve relatively larger numbers 
of students across multiple institutions, Development projects may be 
more limited in scope so long as they have the sample size necessary to 
meet the proposed requirements for evaluation design described below. 
Encouraging greater collaboration with other institutions and partners 
would enable postsecondary institutions and systems to expand the 
number of students served by a project, more rapidly improve the 
quality and applicability of the evidence produced from the required 
evaluations, and encourage efforts in the field to work across networks 
to share emergent effective practices across the higher education 
enterprise.
    Proposed Priority 9: Systems and Consortia Focused on Large-Scale 
Impact. The Secretary gives priority to projects that involve consortia 
of institutions, including across a college or university system, and 
partnerships with leading experts that are implemented at multiple 
sites with large sample sizes to allow for more rapid development, 
evaluation, and scaling of practices determined to be effective.
    Types of Priorities:
    When inviting applications for a competition using one or more 
priorities, we designate the type of each priority as absolute, 
competitive preference, or invitational through a notice in the Federal 
Register. The effect of each type of priority follows:
    Absolute priority: Under an absolute priority, we consider only 
applications that meet the priority (34 CFR 75.105(c)(3)).
    Competitive preference priority: Under a competitive preference 
priority, we give competitive preference to an application by (1) 
awarding additional points, depending on the extent to which the 
application meets the priority (34 CFR 75.105(c)(2)(i)); or (2) 
selecting an application that meets the priority over an application of 
comparable merit that does not meet the priority (34 CFR 
75.105(c)(2)(ii)).
    Invitational priority: Under an invitational priority, we are 
particularly interested in applications that meet the priority. 
However, we do not give an application that meets the priority a 
preference over other applications (34 CFR 75.105(c)(1)).
    Proposed Requirements, Selection Criterion, and Definitions:
    This notice contains eight proposed requirements, one proposed 
selection criterion, and three proposed definitions.
    Background: The proposed requirements, selection criterion, and 
definitions would allow the Department to set the eligibility, 
evidence, and evaluation expectations for grant recipients under the 
FITW program. We may also use requirements, selection criteria, or 
definitions from 34 CFR parts 75 and 77 and other sections of the 
Education Department General Administrative Regulations (EDGAR). 
Accordingly, we are not proposing requirements, selection criteria, and 
definitions in this notice that are already included in EDGAR.

[[Page 9420]]

    The Department may award three types of grants under this program: 
``Development'' grants, ``Validation'' grants, and ``Scale-up'' grants. 
These grants differ in terms of the level of prior evidence of 
effectiveness required for consideration of funding, the level of scale 
the funded project should reach, and, consequently, the amount of 
funding available to support the project. We provide an overview to 
clarify our expectations for each grant type:
    (1) Development grants provide funding to support the development 
or testing of processes, products, strategies, or practices that are 
supported by relatively less evidence, likely strong theory (as defined 
in 34 CFR 77.1(c)) or evidence of promise (as defined in 34 CFR 
77.1(c)), and whose efficacy should be systematically studied. 
Development grants would support new or substantially more effective 
practices for addressing widely shared challenges. Development projects 
are novel and significant nationally, not projects that simply 
implement existing practices in additional locations or support needs 
that are primarily local in nature.
    All Development grantees must evaluate the effectiveness of the 
project at the level of scale required in the notice inviting 
applications under which they applied.
    (2) Validation grants provide funding to expand projects supported 
by greater evidence than would be required for a development grant, 
likely moderate evidence of effectiveness (as defined in 34 CFR 
77.1(c)), to multiple sites such as multiple institutions. Validation 
grants must further assess the effectiveness of the FITW-supported 
practice through a rigorous evaluation, with particular focus on the 
populations for and the contexts in which the practice is most 
effective. We expect and consider it appropriate that each applicant 
would propose to use the Validation funding to build its capacity to 
deliver the FITW-supported practice, particularly early in the funding 
period, to successfully reach the level of scale proposed in its 
application. Additionally, we expect each applicant to address any 
specific barriers to the growth or scaling of the organization or 
practice (including barriers related to cost-effectiveness) in order to 
deliver the FITW-supported practice at the proposed level of scale and 
provide strategies to address these barriers as part of its proposed 
scaling plan.
    All Validation grantees must evaluate the effectiveness of the 
practice that the supported project implements and expands. We expect 
that these evaluations would be conducted in a variety of contexts and 
for a variety of students, would identify the core elements of the 
practice, and would codify the practices to support adoption or 
replication by the applicant and other entities.
    (3) Scale-up grants provide funding to expand projects supported by 
greater evidence than would be required for Development or Validation 
grants, likely strong evidence of effectiveness (as defined in 34 CFR 
77.1(c)), and to a larger number of sites than would be required for a 
Development or Validation grant, such as across a system of 
institutions, across institutions in a State, a region, or nationally, 
or across institutions in a labor market sector. In addition to 
improving outcomes for an increasing number of high-need students, 
Scale-up grants will generate information about the students and 
contexts for which a practice is most effective. We expect that Scale-
up grants would increase practitioners' and policymakers' understanding 
of strategies that allow organizations or practices to expand quickly 
and efficiently while maintaining their effectiveness.
    Similar to Validation grants, all Scale-up grantees must evaluate 
the effectiveness of the FITW-supported practice that the project 
implements and expands; this is particularly important in instances in 
which the proposed project includes changing the FITW-supported 
practice in order to more efficiently reach the proposed level of scale 
(for example, by developing technology-enabled training tools). The 
evaluation of a Scale-up grant must identify the core elements of, and 
codify, the FITW-supported practice that the project implements to 
support adoption or replication by other entities. We also expect that 
evaluations of Scale-up grants would be conducted in a variety of 
contexts and for a variety of students in order to determine the 
context(s) and population(s) for which the FITW-supported practice is 
most effective.
    With respect to the proposed requirements, selection criterion, and 
definitions, the Department is particularly interested in brief 
comments responding to the following questions:
     Are there a sufficient number of postsecondary strategies 
or interventions addressing important challenges in postsecondary 
education that are supported by moderate evidence of effectiveness (as 
defined in 34 CFR 77.1(c)), the likely evidence standard requirement 
that would be assigned by the Department to a competition for 
Validation grants, to warrant making Validation grants available in the 
FY 2015 FITW grant competition? The Department encourages commenters 
responding to this question to provide citations or links to any 
studies they believe would meet the moderate evidence of effectiveness 
standard.
     Are there a sufficient number of postsecondary strategies 
or interventions addressing important challenges in postsecondary 
education that are supported by strong evidence of effectiveness (as 
defined in 34 CFR 77.1(c)), the likely evidence standard requirement 
that would be assigned by the Department to a competition for Scale-up 
grants, to warrant making Scale-up grants available in the FY 2015 FITW 
grant competition? The Department encourages commenters responding to 
this question to provide citations or links to any studies they believe 
would meet the strong evidence of effectiveness standard.
     Which of the proposed priorities should be included as 
absolute or competitive preference priorities in the FY 2015 FITW 
program grant competition?
    Proposed Requirements:
    The Assistant Secretary proposes the following requirements for 
this program. We may apply one or more of these requirements in any 
year in which this program is in effect.
    1. Innovations that Improve Outcomes for High-Need Students: The 
Secretary may require that--
    (a) Grantees must implement projects designed to improve outcomes 
of high-need students (as defined in this notice) in postsecondary 
education; or,
    (b) Grantees must implement projects designed to improve one or 
more of the following outcomes of high-need students (as defined in 
this notice) in postsecondary education:
    (i) Persistence;
    (ii) Academic progress;
    (iii) Time to degree; or,
    (iv) Completion.
    2. Eligibility: The Secretary may make grants to, or enter into 
contracts with, one or more of the following:

    (a) A public or private non-profit institution of higher 
education, a public or private non-profit institution, or 
combinations of such institutions; or,
    (b) A public or private non-profit agency.

    The Secretary will announce the eligible applicants in the NIA.

    Note:  Section 741 of the HEA provides that, under the FIPSE, 
the Secretary is authorized to make grants to, or enter into 
contracts with, institutions of higher education, combinations of 
such institutions, and other public and private nonprofit 
institutions and agencies. The requirement for eligibility simply 
restates these statutory

[[Page 9421]]

provisions. In any grant competition under this program, the 
Department could choose to allow applications from one or more of 
the eligible entities, including public or private non-profit 
educational institutions that are not institutions of higher 
education as defined under the HEA and public agencies or third 
party non-profit organizations or entities.

    3. Types of FITW grants: Awards may be made for Development grants, 
Validation grants, and Scale-up grants. The Secretary will announce the 
type of grants that applicants may apply for in the NIA.
    4. Evidence and Sample Size Standards: To be eligible for an 
award--
    (a) An application for a Development grant must be supported by one 
of the following:
    (i) Evidence of promise (as defined in 34 CFR 77.1(c));
    (ii) Strong theory (as defined in 34 CFR 77.1(c)); or
    (iii) Evidence of promise or strong theory.
    The Secretary will announce in the notice inviting applications 
which evidence standard will apply to a Development grant in a given 
competition. Under (a)(iii), applicants must identify whether their 
application is supported by evidence of promise or strong theory.
    (b) An application for a Validation grant must be supported by 
moderate evidence of effectiveness (as defined in 34 CFR 77.1(c)).
    (c) An application for a Scale-up grant must be supported by strong 
evidence of effectiveness (as defined in 34 CFR 77.1(c)).
    (d) The Secretary may require that an application for a Development 
grant, Validation grant, or Scale-up grant must be supported by one or 
more of the following levels of sample size:
    (i) Large sample (as defined in 34 CFR 77.1(c));
    (ii) Multi-site sample (as defined in 34 CFR 77.1(c)), such as at 
multiple institutions; or
    (iii) Scaled multi-site sample, such as across a system of 
institutions, across institutions in a State, a region, or nationally, 
or across institutions in a labor market sector.
    The Secretary will announce in the NIA which sample size standards 
will apply to each type of FITW grant (Development, Validation, or 
Scale-up) that is available.
    (e) Where evidence of promise, moderate evidence of effectiveness, 
or strong evidence of effectiveness is required to receive a grant, an 
applicant's project must propose to implement the core aspects of the 
process, product, strategy, or practice from their supporting study as 
closely as possible. Where modifications to a cited process, product, 
strategy, or practice will be made to account for student or 
institutional characteristics, resource limitations, or other special 
factors or to address deficiencies identified by the cited study, the 
applicant must provide a justification or basis for the modifications. 
Modifications may not be proposed to the core aspects of any cited 
process, product, strategy, or practice.
    5. Evaluation:
    (a) The grantee must conduct an Independent Evaluation (as defined 
in this notice) of its project. The evaluation must estimate the impact 
of the FITW-supported practice (as implemented at the proposed level of 
scale) on a relevant outcome (as defined in 34 CFR 77.1(c)).
    (b) The evaluation design for a Development grant, Validation 
grant, or Scale-up grant must meet one or either of the following 
standards:
    (i) What Works Clearing Standards without reservations (as defined 
in 34 CFR 77.1(c)); or
    (ii) What Works Clearinghouse Standards with reservations (as 
defined in 34 CFR 77.1(c)).
    The Secretary will announce in the NIA the evaluation standard(s) 
that will apply to each type of FITW grant (Development, Validation, or 
Scale-up) that is available.
    (c) The grantee must make broadly available digitally and free of 
charge, through formal (e.g., peer-reviewed journals) or informal 
(e.g., newsletters) mechanisms, the results of any evaluations it 
conducts of its funded activities. The grantee must also ensure that 
the data from its evaluation are made available to third-party 
researchers consistent with applicable privacy requirements.
    (d) The grantee and its independent evaluator must agree to 
cooperate on an ongoing basis with any technical assistance provided by 
the Department or its contractor, including any technical assistance 
provided to ensure that the evaluation design meets the required 
evaluation standards, and comply with the requirements of any 
evaluation of the program conducted by the Department. This includes 
providing to the Department, within 100 days of a grant award, an 
updated comprehensive evaluation plan in a format and using such tools 
as the Department may require. Grantees must update this evaluation 
plan at least annually to reflect any changes to the evaluation and 
provide the updated evaluation plan to the Department. All of these 
updates must be consistent with the scope and objectives of the 
approved application.
    6. Funding Categories: An applicant will be considered for an award 
only for the type of FITW grant (Development, Validation, and Scale-up) 
for which it applies. An applicant may not submit an application for 
the same proposed project under more than one type of grant.
    7. Limit on Grant Awards: The Secretary may choose to deny the 
award of a grant to an applicant if the applicant already holds an 
active FITW grant from a previous FITW competition or, if awarded, 
would result in the applicant receiving more than one FITW grant in the 
same year.
    8. Management Plan: Within 100 days of a grant award, the grantee 
must provide an updated comprehensive management plan for the approved 
project in a format and using such tools as the Department may require. 
This management plan must include detailed information about 
implementation of the first year of the grant, including key 
milestones, staffing details, and other information that the Department 
may require. It must also include a complete list of performance 
metrics, including baseline measures and annual targets. The grantee 
must update this management plan at least annually to reflect 
implementation of subsequent years of the project and provide the 
updated management plan to the Department.
    Proposed Selection Criterion:
    The Assistant Secretary proposes the following selection criterion 
for evaluating an application under this program. We may apply this 
criterion or any of the selection criteria from 34 CFR part 75 in any 
year in which this program is in effect. In the notice inviting 
applications, the application package, or both, we will announce the 
maximum points assigned to each selection criteria.
    1. Collaborations: The extent to which the proposed project is 
designed to engage individuals or entities with expertise, experience, 
and knowledge regarding the project's activities, such as postsecondary 
institutions, non-profit organizations, experts, academics, and 
practitioners.

    Note:  This proposed selection criterion--Collaborations--would 
assess the extent to which applicants collaborate with knowledgeable 
or experienced parties in designing and implementing their projects. 
It is intended to encourage such collaboration in order to increase 
the quality of an application and project. The purpose of the 
Collaborations selection criterion is distinct from the purpose of 
Proposed Priority 8--Implementing Partnerships Focused on

[[Page 9422]]

Large-scale Impact, which focuses on increasing impact. The proposed 
selection criterion for Collaborations would not assess scope of 
impact. Rather, it would determine whether an applicant has engaged 
relevant third party experts in designing the project.

    Proposed Definitions:
    The Assistant Secretary proposes the following definitions for this 
program. We may apply one or more of these definitions in any year in 
which this program is in effect.
    1. High-need student means a student at risk of education failure 
or otherwise in need of special assistance and support such as adult 
learners, working students, part-time students, students from low-
income backgrounds, students of color, first-generation students, and 
students who are English learners.
    2. Independent evaluation means an evaluation that is designed and 
carried out independent of and external to the grantee, but in 
coordination with, any employees of the grantee who develop a process, 
product, strategy, or practice and are implementing it.
    3. Minority-serving institution means an institution that is 
eligible to receive assistance under sections 316 through 320 of part A 
of Title III, under part B of Title III, or under Title V of the HEA.
    Final Priorities, Requirements, Selection Criterion, and 
Definitions:
    We will announce the final priorities, requirements, selection 
criterion, and definitions in a notice in the Federal Register. We will 
determine the final priorities, requirements, selection criterion, and 
definitions after considering responses to this notice and other 
information available to the Department. This notice does not preclude 
us from proposing additional priorities, requirements, definitions, or 
selection criteria, subject to meeting applicable rulemaking 
requirements.

    Note:  This notice does not solicit applications. In any year in 
which we choose to use one or more of these priorities, 
requirements, selection criterion, and definitions, we invite 
applications through a notice in the Federal Register.

Executive Orders 12866 and 13563

Regulatory Impact Analysis

    Under Executive Order 12866, the Secretary must determine whether 
this regulatory action is ``significant'' and, therefore, subject to 
the requirements of the Executive Order and subject to review by the 
Office of Management and Budget (OMB). Section 3(f) of Executive Order 
12866 defines a ``significant regulatory action'' as an action likely 
to result in a rule that may--
    (1) Have an annual effect on the economy of $100 million or more, 
or adversely affect a sector of the economy, productivity, competition, 
jobs, the environment, public health or safety, or State, local, or 
tribal governments or communities in a material way (also referred to 
as an ``economically significant'' rule);
    (2) Create serious inconsistency or otherwise interfere with an 
action taken or planned by another agency;
    (3) Materially alter the budgetary impacts of entitlement grants, 
user fees, or loan programs or the rights and obligations of recipients 
thereof; or
    (4) Raise novel legal or policy issues arising out of legal 
mandates, the President's priorities, or the principles stated in the 
Executive order.
    This proposed regulatory action is not a significant regulatory 
action subject to review by OMB under section 3(f) of Executive Order 
12866.
    We have also reviewed this proposed regulatory action under 
Executive Order 13563, which supplements and explicitly reaffirms the 
principles, structures, and definitions governing regulatory review 
established in Executive Order 12866. To the extent permitted by law, 
Executive Order 13563 requires that an agency--
    (1) Propose or adopt regulations only on a reasoned determination 
that their benefits justify their costs (recognizing that some benefits 
and costs are difficult to quantify);
    (2) Tailor its regulations to impose the least burden on society, 
consistent with obtaining regulatory objectives and taking into 
account--among other things and to the extent practicable--the costs of 
cumulative regulations;
    (3) In choosing among alternative regulatory approaches, select 
those approaches that maximize net benefits (including potential 
economic, environmental, public health and safety, and other 
advantages; distributive impacts; and equity);
    (4) To the extent feasible, specify performance objectives, rather 
than the behavior or manner of compliance a regulated entity must 
adopt; and
    (5) Identify and assess available alternatives to direct 
regulation, including economic incentives--such as user fees or 
marketable permits--to encourage the desired behavior, or provide 
information that enables the public to make choices.
    Executive Order 13563 also requires an agency ``to use the best 
available techniques to quantify anticipated present and future 
benefits and costs as accurately as possible.'' The Office of 
Information and Regulatory Affairs of OMB has emphasized that these 
techniques may include ``identifying changing future compliance costs 
that might result from technological innovation or anticipated 
behavioral changes.''
    We are issuing these proposed priorities, requirements, selection 
criterion, and definitions only upon a reasoned determination that 
their benefits would justify their costs. In choosing among alternative 
regulatory approaches, we selected those approaches that would maximize 
net benefits. Based on the analysis that follows, the Department 
believes that this regulatory action is consistent with the principles 
in Executive Order 13563.
    We also have determined that this regulatory action would not 
unduly interfere with State, local, and tribal governments in the 
exercise of their governmental functions.
    In accordance with both Executive orders, the Department has 
assessed the potential costs and benefits, both quantitative and 
qualitative, of this regulatory action. The potential costs are those 
resulting from statutory requirements and those we have determined as 
necessary for administering the Department's programs and activities.
    Intergovernmental Review: This program is subject to Executive 
Order 12372 and the regulations in 34 CFR part 79. One of the 
objectives of the Executive order is to foster an intergovernmental 
partnership and a strengthened federalism. The Executive order relies 
on processes developed by State and local governments for coordination 
and review of proposed Federal financial assistance.
    This document provides early notification of our specific plans and 
actions for this program.
    Accessible Format: Individuals with disabilities can obtain this 
document in an accessible format (e.g., braille, large print, 
audiotape, or compact disc) on request to the program contact person 
listed under FOR FURTHER INFORMATION CONTACT.
    Electronic Access to This Document: The official version of this 
document is the document published in the Federal Register. Free 
Internet access to the official edition of the Federal Register and the 
Code of Federal Regulations is available via the Federal Digital System 
at: www.thefederalregister.org/fdsys. At this site you can view this document, as well 
as all other documents of this Department published in the Federal 
Register, in text or Adobe Portable Document Format (PDF). To use PDF 
you must have Adobe Acrobat Reader, which is available free at the 
site.
    You may also access documents of the Department published in the 
Federal Register by using the article search

[[Page 9423]]

feature at: www.federalregister.gov. Specifically, through the advanced 
search feature at this site, you can limit your search to documents 
published by the Department.

    Dated: February 13, 2015.
Ted Mitchell,
Under Secretary.
[FR Doc. 2015-03502 Filed 2-20-15; 8:45 am]
BILLING CODE 4000-01-P



                                                 9414                  Federal Register / Vol. 80, No. 35 / Monday, February 23, 2015 / Proposed Rules

                                                 specified in paragraphs (h)(1) and (h)(2) of            AGENCY:  Office of Postsecondary                         If you use a telecommunications
                                                 this AD, using methods approved in                      Education, Department of Education.                   device for the deaf (TDD) or a text
                                                 accordance with the procedures specified in                                                                   telephone (TTY), call the Federal Relay
                                                                                                         ACTION: Proposed priorities,
                                                 paragraph (i) of this AD.
                                                                                                         requirements, selection criterion, and                Service (FRS), toll free, at 1–800–877–
                                                   (1) Within 6 months after the effective date
                                                 of this AD, record the existing fault codes             definitions.                                          8339.
                                                 stored in the FQIS processor and then do a                                                                    SUPPLEMENTARY INFORMATION:
                                                 BITE check (check of built-in test equipment)           SUMMARY:    The Assistant Secretary for                  Invitation to Comment: We invite you
                                                 of the FQIS, in accordance with the                     Postsecondary Education proposes                      to submit comments regarding this
                                                 Accomplishment Instructions of Boeing                   priorities, requirements, a selection                 notice. To ensure that your comments
                                                 Service Bulletin 757–28–0136, dated June 5,             criterion, and definitions under the First            have maximum effect in developing the
                                                 2014. If any fault codes are recorded prior to          in the World (FITW) Program. The
                                                 the BITE check or as a result of the BITE
                                                                                                                                                               notice of final priorities, requirements,
                                                                                                         Assistant Secretary may use these                     selection criterion, and definitions, we
                                                 check, before further flight, do all applicable         priorities, requirements, selection
                                                 repairs and repeat the BITE check until a                                                                     urge you to identify clearly the specific
                                                 successful test is performed with no faults
                                                                                                         criterion, and definitions for FITW                   proposed priority, requirement,
                                                 found, in accordance with Boeing Service                competitions in fiscal year (FY) 2015                 selection criterion or definition that
                                                 Bulletin 757–28–0136, dated June 5, 2014.               and later years. These priorities,                    each comment addresses.
                                                 Repeat these actions thereafter at intervals            requirements, selection criterion, and                   We invite you to assist us in
                                                 not to exceed 750 flight hours.                         definitions would enable the                          complying with the specific
                                                   (2) Within 72 months after the effective              Department to focus the FITW program                  requirements of Executive Orders 12866
                                                 date of this AD, modify the airplane by                 on identified barriers to student success             and 13563 and their overall requirement
                                                 separating FQIS wiring that runs between the            in postsecondary education and
                                                 FQIS processor and the center fuel tank,                                                                      of reducing regulatory burden that
                                                 including any circuits that might pass
                                                                                                         advance the program’s purpose to build                might result from these proposed
                                                 through a main fuel tank, from other airplane           evidence for what works in                            priorities, requirements, selection
                                                 wiring that is not intrinsically safe.                  postsecondary education through                       criterion, or definitions. Please let us
                                                                                                         development, evaluation, and                          know of any further ways we could
                                                 (i) Alternative Methods of Compliance
                                                                                                         dissemination of innovative strategies to             reduce potential costs or increase
                                                 (AMOCs)
                                                                                                         support students who are at risk of                   potential benefits while preserving the
                                                    (1) The Manager, Seattle Aircraft                    failure in persisting in and completing               effective and efficient administration of
                                                 Certification Office (ACO), FAA, has the
                                                                                                         their postsecondary programs of study.                the program.
                                                 authority to approve AMOCs for this AD, if
                                                 requested using the procedures found in 14              DATES: We must receive your comments                     During and after the comment period,
                                                 CFR 39.19. In accordance with 14 CFR 39.19,             on or before March 25, 2015.                          you may inspect all public comments
                                                 send your request to your principal inspector           ADDRESSES: Submit your comments                       about this notice by accessing
                                                 or local Flight Standards District Office, as           through the Federal eRulemaking Portal                Regulations.gov. You may also inspect
                                                 appropriate. If sending information directly
                                                                                                         or via postal mail, commercial delivery,              the comments in person in room 6164,
                                                 to the manager of the ACO, send it to the                                                                     1990 K. St. NW., Washington, DC
                                                 attention of the person identified in                   or hand delivery. We will not accept
                                                                                                         comments submitted by fax or by email                 between the hours of 8:30 a.m. and 4:00
                                                 paragraph (j) of this AD. Information may be                                                                  p.m., Washington, DC time, Monday
                                                 emailed to: 9-ANM-Seattle-ACO-AMOC-                     or those submitted after the comment
                                                 Requests@faa.gov.                                       period. To ensure that we do not receive              through Friday of each week except
                                                    (2) Before using any approved AMOC,                  duplicate copies, please submit your                  Federal holidays. Please contact the
                                                 notify your appropriate principal inspector,            comments only once.                                   person listed under FOR FURTHER
                                                                                                                                                               INFORMATION CONTACT.
                                                 or lacking a principal inspector, the manager              • Federal eRulemaking Portal: Go to
                                                 of the local flight standards district office/                                                                   Assistance to Individuals with
                                                                                                         www.regulations.gov to submit your
                                                 certificate holding district office.                                                                          Disabilities in Reviewing the
                                                                                                         comments electronically. Information
                                                 (j) Related Information
                                                                                                                                                               Rulemaking Record: On request we will
                                                                                                         on using Regulations.gov, including
                                                                                                                                                               provide an appropriate accommodation
                                                    For more information about this AD,                  instructions for accessing agency
                                                                                                                                                               or auxiliary aid to an individual with a
                                                 contact Jon Regimbal, Aerospace Engineer,               documents, submitting comments, and
                                                 Propulsion Branch, ANM–140S, FAA, Seattle
                                                                                                                                                               disability who needs assistance to
                                                                                                         viewing the docket, is available on the
                                                 Aircraft Certification Office (ACO), 1601 Lind                                                                review the comments or other
                                                                                                         site under ‘‘Are you new to the site?’’
                                                                                                                                                               documents in the public rulemaking
                                                 Avenue SW., Renton, Washington 98057–                      • Postal Mail, Commercial Delivery,
                                                 3356; phone: 425–917–6506; fax: 425–917–                                                                      record for this notice. If you want to
                                                                                                         or Hand Delivery: If you mail or deliver
                                                 6590; email: jon.regimbal@faa.gov.                                                                            schedule an appointment for this type of
                                                                                                         your comments about these proposed
                                                   Issued in Renton, Washington, on                                                                            accommodation or auxiliary aid, please
                                                                                                         regulations, address them to Frank
                                                 December 18, 2014.                                                                                            contact the person listed under FOR
                                                                                                         Frankfort, U.S. Department of
                                                 Jeffrey E. Duven,                                                                                             FURTHER INFORMATION CONTACT.
                                                                                                         Education, 1990 K Street NW., Room                       Purpose of Program: Earning a
                                                 Manager, Transport Airplane Directorate,                6166, Washington, DC 20006.
                                                 Aircraft Certification Service.                                                                               postsecondary degree or credential is a
                                                                                                            Privacy Note: The Department’s
                                                                                                                                                               prerequisite for the growing jobs of the
                                                 [FR Doc. 2015–03540 Filed 2–20–15; 8:45 am]             policy is to make all comments received
                                                                                                                                                               new economy and the clearest pathway
                                                 BILLING CODE 4910–13–P                                  from members of the public available for
                                                                                                                                                               to the middle class. Average earnings of
                                                                                                         public viewing in their entirety on the
                                                                                                                                                               college graduates are almost twice as
                                                                                                         Federal eRulemaking Portal at
                                                                                                                                                               high as that of workers with only a high
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                                                 DEPARTMENT OF EDUCATION                                 www.regulations.gov. Therefore,
                                                                                                                                                               school diploma and, over this decade,
                                                                                                         commenters should be careful to
                                                 34 CFR Chapter VI                                                                                             employment in jobs requiring education
                                                                                                         include in their comments only
                                                                                                                                                               beyond a high school diploma will grow
                                                                                                         information that they wish to make
                                                 Proposed Priorities, Requirements,                                                                            more rapidly than employment in jobs
                                                                                                         publicly available.
                                                 Selection Criterion, and Definitions—                                                                         that do not.1
                                                                                                         FOR FURTHER INFORMATION CONTACT:
                                                 First in the World Program
                                                                                                         Frank Frankfort. Telephone: (202) 502–                 1 Carnavale, A., Smith, N., Strohl, J., Help

                                                 CFDA Numbers: 84.116F and 84.116X                       7513 or email: frank.frankfort@ed.gov.                Wanted: Projections of Jobs and Education



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                                                                        Federal Register / Vol. 80, No. 35 / Monday, February 23, 2015 / Proposed Rules                                            9415

                                                    But today, even though college                        backgrounds, students of color, and                  effective strategies that improve college
                                                 enrollment has increased by 50 percent                   first-generation students now make up                completion through rapid scaling by
                                                 since 1990, from almost 14 million                       the majority of students in college.8                allowing larger awards in lower tiers for
                                                 students to almost 21 million students,                  Ensuring that these students persist in              college and university systems and
                                                 and despite the importance of a                          and complete their postsecondary                     consortia that collaborate with leading
                                                 postsecondary education to financial                     education is essential to meeting our                experts to test and rigorously evaluate
                                                 security for American families and for                   nation’s educational challenges.                     the most promising strategies at
                                                 the national economy to grow and                         However, the traditional methods and                 multiple sites.
                                                 remain competitive in the global                         practices of the country’s higher                       All FITW projects are required to use
                                                 economy, only 40 percent of Americans                    education system have typically not                  part of their budgets to conduct
                                                 hold a postsecondary degree.2 While the                  been focused on ensuring successful                  independent evaluations (as defined in
                                                 vast majority of high school graduates                   outcomes for these students, and too                 this notice) of their projects. This
                                                 from the wealthiest American families                    little is known about what strategies are            ensures that projects funded under the
                                                 continue on to higher education, only                    most effective for addressing key                    FITW program contribute significantly
                                                 half of high school graduates from the                   barriers that prevent these students from            to improving the information available
                                                 poorest families attend college.3 About                  persisting and completing.                           to practitioners and policymakers about
                                                 60 percent of students at four-year                         The FITW program addresses these                  which practices work, for which types
                                                 institutions earn a bachelor’s degree                    problems by supporting the                           of students, and in what contexts.
                                                 within six years.4 For low-income                        development of innovative solutions to                  Program Authority: 20 U.S.C. 1138–
                                                 students, the prospects are even worse                   persistent and widespread challenges in              1138d.
                                                 as only 40 percent reach completion.5                    postsecondary education, particularly                   Background: The proposed priorities,
                                                 Almost 37 million Americans report                       those that affect adult learners, working            requirements, selection criterion, and
                                                 ‘‘some college, no degree’’ as their                     students, part-time students, students               definitions for the FITW program set
                                                 highest level of education.6 Due to these                from low-income backgrounds, students                forth in this notice would better enable
                                                                                                          of color, and first-generation students,             the Department to achieve the purpose
                                                 outcomes, the U.S. has been outpaced
                                                                                                          and building evidence for what works in              and goals of the FITW program by
                                                 internationally in higher education. In
                                                                                                          postsecondary education by testing the               creating mechanisms to direct funding
                                                 1990, the U.S. ranked first in the world
                                                                                                          effectiveness of these strategies in                 to priority areas of work that address the
                                                 in four-year degree attainment among
                                                                                                          improving student persistence and                    most important challenges in
                                                 25–34 year olds; in 2012, the U.S.
                                                                                                          completion outcomes. Similar to the                  postsecondary education and,
                                                 ranked 12th.7
                                                    Recognizing these factors, President                  Department’s Investing in Innovation                 additionally, set evidence and
                                                 Obama set a goal for the country that                    Fund, which supports innovation and                  evaluation requirements. There are
                                                                                                          evidence building in elementary and                  currently no such program-specific
                                                 America will once again have the
                                                                                                          secondary education, a key element of                priorities, requirements, selection
                                                 highest proportion of college graduates
                                                                                                          the FITW program is its multi-tier                   criteria, or definitions for the FITW
                                                 in the world. To support this national
                                                                                                          structure that links the amount of                   program.
                                                 effort, the Administration has outlined a                                                                        Proposed Priorities: This notice
                                                 comprehensive agenda that includes                       funding that an applicant may receive to
                                                                                                          the quality of evidence supporting the               contains nine proposed priorities. In
                                                 expanding opportunity and increasing                                                                          any grant competition under this
                                                 quality at all levels of education, from                 efficacy of the proposed project.
                                                                                                          Applicants proposing practices                       program, the Secretary may use,
                                                 early learning through higher education.                                                                      individually or in combination, one or
                                                 The FITW program is a key part of this                   supported by limited evidence can
                                                                                                          receive relatively small grants                      more of these priorities or subparts of
                                                 agenda.                                                                                                       these priorities, priorities from the final
                                                    Unlike in previous generations, adult                 (Development grants) that support the
                                                                                                          development and initial evaluation of                supplemental priorities and definitions
                                                 learners, working students, part-time                                                                         for discretionary grant programs,
                                                 students, students from low-income                       innovative but untested strategies.
                                                                                                          Applicants proposing practices                       published in the Federal Register on
                                                                                                          supported by evidence from rigorous                  December 10, 2014 (79 FR 73425), and
                                                 Requirements Through 2018. Georgetown Center on
                                                 Education and the Workforce, 2010.                       evaluations can receive larger grants                priorities based on the statutory
                                                    2 National Center for Education Statistics. ‘‘Total
                                                                                                          (Validation and Scale-up grants), in                 requirements for the Fund for the
                                                 fall enrollment in degree-granting postsecondary
                                                                                                          amounts commensurate to the level of                 Improvement of Postsecondary
                                                 institutions, by attendance status, sex of student,                                                           Education (FIPSE).
                                                 and control of institution: Selected years, 1947         supporting evidence, for
                                                                                                                                                                  Background: The proposed priorities
                                                 through 2012.’’ Retrieved from: http://nces.ed.gov/      implementation at greater scale to test
                                                 programs/digest/d13/tables/dt13_303.10.asp.                                                                   correspond to what the Department
                                                                                                          whether initially successful strategies
                                                    3 National Center for Education Statistics.                                                                believes are the greatest current
                                                                                                          remain effective when adopted in varied
                                                 ‘‘Percentage of recent high school completers                                                                 challenges in postsecondary education
                                                 enrolled in 2-year and 4-year colleges, by income        locations and with large and diverse
                                                                                                                                                               and most important areas of work
                                                 level: 1975 through 2012.’’ Retrieved from: http://      groups of students. This structure
                                                                                                                                                               seeking to address barriers to
                                                 nces.ed.gov/programs/digest/d13/tables/dt13_             provides incentives for applicants to
                                                 302.30.asp.                                                                                                   postsecondary student success. As
                                                                                                          build evidence of effectiveness of their
                                                    4 National Center for Education Statistics.                                                                provided under 34 CFR 75.105, these
                                                                                                          proposed projects and to address the
                                                 ‘‘Percentage distribution of first-time postsecondary                                                         priorities may be used by the
                                                 students starting at 2- and 4-year institutions during   barriers to serving large numbers of
                                                                                                                                                               Department as absolute or competitive
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                                                 the 2003–04 academic year, by highest degree             students within institutions and across
                                                 attained, enrollment status, and selected                                                                     preference priorities in grant
                                                                                                          systems, States, regions, or the country.
                                                 characteristics: Spring 2009.’’ Retrieved from:                                                               competitions for the FITW program in
                                                                                                          Additionally, the Department is
                                                 http://nces.ed.gov/programs/digest/d13/tables/                                                                FY 2015 and later years to direct FITW
                                                 dt13_326.40.asp.                                         exploring ways to accelerate the
                                                                                                                                                               funds to projects that address these
                                                    5 Id.                                                 progress of building evidence for
                                                    6 U.S. Census Bureau, 2012 American Community
                                                                                                                                                               identified challenges and areas of work.
                                                 Survey.                                                    8 U.S. Department of Education. 2010. Profile of   In addition, we may also use priorities
                                                    7 Organization of Economic Co-operation and           Undergraduate Students: 2007–08. National Center     from the Department’s final
                                                 Development, Education at a Glance 2014.                 for Education Statistics: 2010–205. Washington DC.   supplemental priorities and definitions


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                                                 9416                  Federal Register / Vol. 80, No. 35 / Monday, February 23, 2015 / Proposed Rules

                                                 for discretionary grant programs,                       cognitive Factors) could be included as               developmental course.10 While
                                                 published in the Federal Register on                    follows:                                              participation rates vary widely across
                                                 December 10, 2014 (79 FR 73425)                           • (Example) Competitive Preference                  States and institution types, low-
                                                 (Supplemental Priorities), as absolute or               Priority: To meet this competitive                    income, African-American, and
                                                 competitive preference priorities in the                preference priority, an applicant must                Hispanic students are referred to
                                                 FITW program. Accordingly, we are not                   meet both sections (A) and (B) of this                developmental courses at much higher
                                                 proposing priorities in this notice that                priority.                                             rates.11 12 13
                                                 are already included in the                               (A) Implementing Low Cost-High                         Developmental education is one of the
                                                 Supplemental Priorities.                                Impact Strategies to Improve Student                  leading barriers to postsecondary
                                                    Establishing program-specific                        Outcomes—Projects that use low cost                   persistence and completion.14
                                                 priorities would provide the Department                 tools or strategies, such as those that use           Discouraged by the inability to enroll in
                                                 the option to focus a particular year’s                 technology, that result in a high impact              courses that will allow them to earn
                                                 FITW grant competition on any or all (or                on student outcomes.                                  credit and advance in their programs of
                                                 none) of the policy areas set forth in                    (B) Influencing the Development of                  study, many students never even enroll
                                                 those priorities. For each year that new                Non-cognitive Factors—Projects that are               in the developmental courses to which
                                                 funds are available under the FITW                      designed to improve students’ mastery                 they are referred.15 For those students
                                                 program, the Department would                           of non-cognitive skills and behaviors                 that do enroll in developmental courses,
                                                 determine which, if any, of the priorities              (such as academic behaviors, academic                 the majority do not complete them,
                                                 to include in the grant competition.                    mindset, perseverance, self-regulation,               eventually dropping out of
                                                    The proposed priorities are organized                social and emotional skills, and                      postsecondary education altogether.16 17
                                                 so that the Department has the                          approaches toward learning strategies)                Promising new practices in
                                                 flexibility to determine the area of focus              and enhance student motivation and                    developmental math education that
                                                 for the priority. For example, with                     engagement in learning.                               have shown greater learning gains and
                                                 respect to Proposed Priority 1—                                                                               success in credit-bearing coursework by
                                                                                                           With respect to the proposed
                                                 Improving Success in Developmental                                                                            students indicate that the traditional
                                                                                                         priorities, the Department is particularly
                                                 Education, the Department could                                                                               sequence, teaching, and content of
                                                                                                         interested in brief comments responding
                                                 choose to include in a notice inviting                                                                        developmental coursework has been
                                                                                                         to the following questions:
                                                                                                                                                               ineffective in supporting student
                                                 applications a competitive preference                     • Do the proposed priorities                        mastery of the material.
                                                 priority for any type of project that seeks             sufficiently address the greatest                        A number of institutions are making
                                                 to improve outcomes in developmental                    challenges and barriers to postsecondary              great effort to reform traditional
                                                 education by using the broadest                         student success?                                      developmental education with
                                                 language in the priority:                                 • Do the subparts for each proposed                 promising results that would benefit
                                                    • (Example) Competitive Preference                   priority adequately capture the most                  from more rigorous evaluation, in part
                                                 Priority: Improving Success in                          promising aspects of the policy topic                 to determine their effectiveness on
                                                 Developmental Education—Projects                        area of each priority?                                student performance, persistence, and
                                                 designed to improve student success in                    Proposed Priorities:                                completion, but also to identify effective
                                                 developmental education or accelerate                     The Assistant Secretary proposes the                implementation strategies. Further, for
                                                 student progress into credit bearing                    following priorities for this program. In             the interventions that have produced
                                                 postsecondary courses.                                  any grant competition under this                      evidence of positive impacts on student
                                                    Or, we could choose more specific                    program, the Secretary may use,                       outcomes, almost none have been
                                                 language from the priority to target a                  individually or in combination, one or                replicated and evaluated at scale.
                                                 particular aspect of developmental                      more of these priorities or subparts of
                                                 education reform by choosing to also                    these priorities, priorities from the final              10 U.S. Department of Education, National Center
                                                 include one of the subparts of Proposed                 supplemental priorities and definitions               for Education Statistics, 2011–12 National
                                                 Priority 1:                                             for discretionary grant programs,                     Postsecondary Student Aid Study (NPSAS:12),
                                                    • (Example) Competitive Preference                   published in the Federal Register on
                                                                                                                                                               Profile of Undergraduate Students 2011–12, Table
                                                                                                                                                               6.2. Report available at: http://nces.ed.gov/
                                                 Priority: Improving Success in                          December 10, 2014 (79 FR 73425), and                  pubs2015/2015167.pdf.
                                                 Developmental Education—Projects                        priorities based on the statutory                        11 MDRC, Unlocking the Gate, June 2011. Article

                                                 designed to improve student success in                  requirements for the Fund for the                     available at: http://www.mdrc.org/sites/default/
                                                 developmental education or accelerate                                                                         files/full_595.pdf.
                                                                                                         Improvement of Postsecondary                             12 Attewell, P. A., Lavin, D. E., Domina, T., &
                                                 student progress into credit bearing                    Education (FIPSE).                                    Levey, T. 2006. New Evidence on College
                                                 postsecondary courses through                             Proposed Priority 1—Improving                       Remediation. The Journal of Higher Education.
                                                 redesigning developmental education                     Success in Developmental Education.                   Article available at: http://www.jstor.org/stable/
                                                 courses or programs through strategies                    Background: ‘‘Developmental’’                       3838791.
                                                                                                                                                                  13 http://ccrc.tc.columbia.edu/media/k2/
                                                 such as contextualization of                            courses are instructional courses,                    attachments/referral-enrollment-completion-
                                                 developmental coursework together                       typically non-credit bearing, designed                developmental.pdf.
                                                 with occupational or college-content                    for students deficient in the general                    14 http://www.mdrc.org/sites/default/files/
                                                 coursework.                                             competencies necessary for a regular                  full_595.pdf.
                                                    We may also use priorities in                        postsecondary curriculum. The most
                                                                                                                                                                  15 Complete College America. 2012. Remediation:

                                                 combination with each other in a notice                                                                       Higher Education’s Bridge to Nowhere. Report
                                                                                                         common developmental courses to
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                                                                                                                                                               available at: http://www.completecollege.org/
                                                 inviting applications. For example, a                   which beginning students are referred                 resources_and_reports/.
                                                 competitive preference priority for low                 are math and reading/writing.9 It is                     16 Complete College America. 2012. Remediation:
                                                 cost, high impact strategies (Proposed                  estimated that almost one-third of all                Higher Education’s Bridge to Nowhere.
                                                 Priority 6—Implementing Low Cost-High                   students take some form of
                                                                                                                                                                  17 Bailey, T. 2009. Challenge and Opportunity:

                                                 Impact Strategies to Improve Student                                                                          Rethinking the Role and Function of Developmental
                                                                                                                                                               Education in Community College. In New
                                                 Outcomes) that influence non-cognitive                    9 http://ccrc.tc.columbia.edu/media/k2/             Directions for Community Colleges. (Available
                                                 factors (Supplemental Priority 2—                       attachments/referral-enrollment-completion-           Article available at: http://onlinelibrary.wiley.com/
                                                 Influencing the Development of Non-                     developmental.pdf.                                    doi/10.1002/cc.352/pdf.



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                                                                       Federal Register / Vol. 80, No. 35 / Monday, February 23, 2015 / Proposed Rules                                                  9417

                                                    Proposed Priority 1—Improving                        make the prospect of dropping out more                  accessibility and quality and reduce
                                                 Success in Developmental Education.                     likely.19 Further, for students that do                 cost.
                                                    Proposed Priority: The Secretary gives               complete, the limited available                            Proposed Priority 2: Improving
                                                 priority to:                                            information on learning proficiency                     Teaching and Learning.
                                                    (a) Projects designed to improve                     suggests that too many students are                        The Secretary gives priority to:
                                                 student success in developmental                        lacking the critical thinking, analytical,                 (a) Projects designed to improve
                                                 education or accelerate student progress                and communication skills needed for                     teaching and learning; or,
                                                 into credit bearing postsecondary                       the modern workforce.20 Some research                      (b) Projects designed to improve
                                                 courses; or,                                            indicates that as much as a third of                    teaching and learning through one or
                                                    (b) Projects designed to improve                     students show no high-order cognitive                   more of the following:
                                                 student success in developmental                        learning gains over the course of their                    (i) Instruction-level tools or strategies
                                                 education or accelerate student progress                undergraduate educations.21                             such as adaptive learning technology,
                                                 into credit bearing postsecondary                          These deficits are accompanied by a                  educational games, personalized
                                                 courses through one or more of the                      decline in productivity in higher                       learning, active- or project-based
                                                 following:                                              education. Controlling for inflation, the               learning, faculty-centered strategies that
                                                    (i) Identifying and treating academic                cost of attending college has more than                 systematically improve the quality of
                                                 needs prior to postsecondary                            doubled over the past three decades.22                  teaching, or multi-disciplinary efforts
                                                 enrollment, including while in middle                      Despite these challenges, which are                  focused on improving instructional
                                                 or high school, through strategies such                 felt more acutely by the types of                       experiences;
                                                 as partnerships between K–12 and                        students that now make up the majority                     (ii) Program-level strategies such as
                                                 postsecondary institutions;                             of students enrolled in postsecondary                   competency-based programs that are
                                                    (ii) Diagnosing students’                            education, adult learners, working                      designed with faculty, industry,
                                                 developmental education needs at the                    students, part-time students, students                  employer, and expert engagement, use
                                                 time of or after postsecondary                          from low-income backgrounds, students                   rigorous methods to define
                                                 enrollment, such as by developing                       of color, and first-generation students,                competencies, and utilize externally
                                                 alternatives to single measure placement                there has been little change in the                     validated assessments, online or
                                                 strategies, and identifying specific                    methods of teaching and instruction, as                 blended programs, or joint offering of
                                                 content gaps in order to customize                      well as how students experience                         programs across institutions;
                                                 instruction to an individual student’s                  learning in college. With some                             (iii) Institution-level tools or strategies
                                                 needs;                                                  exceptions, the same degrees and other                  such as faculty-centered strategies to
                                                    (iii) Offering alternative pathways in               credentials are offered in the same way,                improve teaching across an institution,
                                                 mathematics, such as non-Algebra based                  by counting up the amount of hours                      use of open educational resources
                                                 coursework for non-math and science                     students are taught. Methods of teaching                across, or tailoring academic content
                                                 fields.                                                 have stayed largely static. Given the
                                                    (iv) Accelerating students’ progress in                                                                      and delivery to serve the needs of non-
                                                                                                         poor outcomes many students are                         traditional students.
                                                 completing developmental education,
                                                                                                         experiencing, new approaches to                            Proposed Priority 3—Improving
                                                 through strategies such as modularized,
                                                                                                         teaching and learning, using new tools                  Student Support Services.
                                                 fast-tracked, or self-paced courses or
                                                                                                         and strategies that can help customize                     Background: Almost all secondary
                                                 placing students whose academic
                                                                                                         learning to accommodate diverse                         schools and institutions of higher
                                                 performance is one or more levels below
                                                                                                         learning styles, are needed at all levels               education offer a diverse array of
                                                 that required for credit-bearing courses
                                                                                                         of postsecondary education to improve                   student support services to assist with
                                                 into credit-bearing courses with
                                                 academic supports;                                                                                              college preparation, application and
                                                                                                         Education, September 2003). Greene and Foster           enrollment, financial aid, academic
                                                    (v) Redesigning developmental                        define being minimally ‘‘college ready’’ as:
                                                 education courses or programs through                   graduating from high school, having taken four
                                                                                                                                                                 barriers and other issues related to
                                                 strategies such as contextualization of                 years of English, three years of mathematics, and       access, persistence, and completion.
                                                 developmental coursework together                       two years of science, social science, and foreign       The range of services and support is
                                                                                                         language, and demonstrating basic literacy skills by    extensive, and include interventions
                                                 with occupational or college-content                    scoring at least 265 points on the National
                                                 coursework;                                             Assessment of Educational Progress in reading.
                                                                                                                                                                 both inside and outside the classroom
                                                    (vi) Integrating academic and other                     19 Eric Bettinger and Bridget Terry Long,            and campus. Many of these services are
                                                 supports for students in developmental                  ‘‘Addressing the Needs of Under-Prepared College        also provided by outside organizations,
                                                 education.                                              Students: Does College Remediation Work?’’ Journal      including non-profits. Further, several
                                                                                                         of Human Resources 44, no. 3 (2009); Brian Jacob        of the Department’s programs, including
                                                    Proposed Priority 2—Improving                        and Lars Lefgren, ‘‘Remedial Education and Student
                                                 Teaching and Learning.                                  Achievement: A Regression-Discontinuity                 TRIO, GEAR UP, and the Aid for
                                                    Background: A large percentage of                    Analysis,’’ Review of Economics and Statistics 86,      Institutional Development programs,
                                                 students in postsecondary education                     no. 1 (2004): 226–44.                                   provide funding for student and
                                                                                                            20 Arum, Richard and Roksa, Josipa,
                                                 struggle academically because they                                                                              academic support services.
                                                                                                         Academically Adrift: Limited Learning on College
                                                 arrive to college unprepared for college-               Campuses (University of Chicago Press, January
                                                                                                                                                                    However, few student support
                                                 level coursework.18 These struggles                     2011).                                                  services strategies have been rigorously
                                                                                                            21 Richard Arum and Josipa Roksa, ‘‘Are              evaluated. Given the need to improve
                                                   18 Xianglei Chen and others, Academic                 Undergraduates Actually Learning Anything?’’            outcomes, particularly for adult
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                                                 Preparation for College in the High School Senior       Chronicle of Higher Education, January 18, 2011.        learners, working students, part-time
                                                 Class of 2003–04: Education Longitudinal Study of       Retrieved from: http://chronicle.com/article/Are-
                                                 2002 (ELS: 2002), Base-year, 2002, First Follow-up,     Undergraduates-Actually/125979/.                        students, students from low-income
                                                 2004, and High School Transcript Study, 2004               22 National Center for Education Statistics.         backgrounds, students of color, and
                                                 (Washington: U.S. Department of Education,              ‘‘Average undergraduate tuition and fees and room       first-generation students, new and
                                                 National Center for Education Statistics, January       and board rates charged for full-time students in       innovative approaches are needed,
                                                 2010); Jay Greene and Greg Foster, ‘‘Public High        degree-granting institutions, by level and control of
                                                 School Graduation and College Readiness Rates in        institution: 1969–70 through 2011–12.’’ Retrieved
                                                                                                                                                                 including those that are cost effective,
                                                 the United States,’’ Working Paper 3 (New York:         from: http://nces.ed.gov/programs/digest/d12/           so that a greater number of students can
                                                 Manhattan Institute, Center for Civic Information,      tables/dt12_381.asp.                                    be served.


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                                                 9418                  Federal Register / Vol. 80, No. 35 / Monday, February 23, 2015 / Proposed Rules

                                                    Proposed Priority 3: Improving                       validated assessments of student                      towards postsecondary degrees or
                                                 Student Support Services.                               learning and stated learning goals                    credentials through one or more of the
                                                    The Secretary gives priority to:                     through one or more of the following:                 following:
                                                    (a) Projects designed to improve the                    (i) Alternative assessment tools or                   (i) Seamless transfer of credits
                                                 supports or services provided to                        strategies such as micro- or competency-              between postsecondary institutions;
                                                 students prior to or during the students’               based assessments, assessments                           (ii) Validation and transfer of credit
                                                 enrollment in postsecondary education;                  embedded in curriculum, or                            for learning or learning experiences
                                                 or,                                                     simulations, games, or other technology-              from non-institutional sources;
                                                    (b) Projects designed to improve the                 based assessment approaches;                             (iii) Alternate credentialing or badging
                                                 supports or services provided to                           (ii) Professional development or                   frameworks;
                                                 students prior to or during the students’               training of faculty on the approaches to                 (iv) Opportunities for students to earn
                                                 enrollment in postsecondary education                   developing, using, and interpreting                   college credits prior to postsecondary
                                                 through one or more of the following:                   assessments;                                          enrollment, such as through dual
                                                    (i) Integrating student support                         (iii) Combining or sequencing                      enrollment, dual degree, dual
                                                 services, including with academic                       assessments from multiple sources to                  admission, or early college programs.
                                                 advising and instruction;                               strengthen diagnostic capabilities;                      Proposed Priority 6—Increasing the
                                                    (ii) Individualizing or personalizing                   (iv) Aligning assessments across                   Effectiveness of Financial Aid.
                                                 support services such as advising,                      sectors and institutions, such as across                 Background: The federal government,
                                                 coaching, tutoring, or mentoring to                     kindergarten through grade 12 and                     States, and institutions make a wide
                                                 students and their identified needs                     postsecondary education systems or                    range of financial aid in the form of
                                                 using tools or strategies such as                       across 2-year and 4-year institutions, to             grants, loans, and tax credits available to
                                                 predictive analytics to identify students               improve college-readiness and content                 students pursuing postsecondary
                                                 who may need specific supports, or                      delivery;                                             education. Evidence shows that
                                                 behavioral interventions used to provide                   (v) Open-source assessments.                       lowering the costs of college, the result
                                                 timely, relevant, and actionable                           Proposed Priority 5—Facilitating                   of student aid, can improve access and
                                                 information for students at critical                    Pathways to Credentialing and Transfer.               completion.23 Indeed, since the
                                                 points such as when they may be at risk                    Background: Students obtain                        adoption of the Higher Education Act
                                                 of dropping out;                                        knowledge and skills through a variety                almost 50 years ago, average aid per
                                                    (iii) Connecting students to resources               of experiences and from a range of                    student has more than tripled, from
                                                 or services other than those typically                  institutions and providers. Many                      $3,347 in 1971–72 to $12,455 in 2010–
                                                 provided by postsecondary institutions,                 postsecondary students attend more                    11 (in constant 2010 dollars), while full-
                                                 such as providing assistance in                         than one institution on their way to                  time equivalent enrollment has more
                                                 accessing government benefits,                          earning a certificate or degree. Although             than doubled, from about 6.2 million in
                                                 transportation assistance, medical,                     increasing numbers of States and                      1971–72 to 14.2 million in 2010–11.24
                                                 health, or nutritional resources and                    educational institutions are entering                    But, this conclusion is not without
                                                 services, child care, housing, or legal                 into articulation agreements to facilitate            exception. Due to the numerous types of
                                                 services;                                               credit transfer, too many students                    aid that are available, the range of
                                                    (iv) Utilizing technology such as                    continue to lose time and incur                       sources, and the detailed application
                                                 digital messaging to provide supports or                additional expense due to lost credits                process, the financial aid system is
                                                 services systematically.                                when transferring between institutions.               complex. This complexity may have the
                                                    Proposed Priority 4—Developing and                   Further, many student learning                        unintended effect of creating barriers to
                                                 Using Assessments of Learning.                          experiences, such as learning that                    access, one of the very problems that
                                                    Background: Learning assessment has                  occurs through work experience or from                financial aid is designed to address.
                                                 shown promise as an effective                           non-traditional education providers, are              Further, some types of aid may have a
                                                 instructional strategy to increase student              simply not recognized.                                greater impact on outcomes than others,
                                                 success. While learning assessment, in                     Alternate systems and methods of                   achievement incentives may help
                                                 the past, focused more on traditional                   assessing, aggregating, and credentialing             improve persistence and completion,
                                                 testing, current assessment has                         learning experiences are needed to help               and in the case of loans, levels of debt
                                                 expanded to assess not just what                        more students reach completion in                     may influence student decisions. In
                                                 students know but also what they can                    accelerated timeframes. Additionally,                 general, the effectiveness of financial
                                                 do. Further, a knowledge-based                          new systems of portable, stackable                    aid is impacted by a number of factors
                                                 economy requires assessment of higher-                  postsecondary degrees and credentials                 including the design and delivery of aid
                                                 order thinking skills such as recall,                   along transparent career pathways must                programs, the level of understanding by
                                                 analysis, comparison, inference,                        be designed and opportunities to obtain               students and families of costs and
                                                 application, and evaluation. New forms                  such degrees and credential must be                   availability of aid, and the ability of
                                                 of assessments must be developed for                    expanded.                                             students and families to navigate the
                                                 these purposes. Assessments are also                       Proposed Priority 5: Facilitating                  application process and make optimal
                                                 needed to measure what is learned                       Pathways to Credentialing and Transfer.               decisions. New and innovative
                                                 outside the classroom, such as through                  The Secretary gives priority to:                      strategies and tools that address these
                                                 previous work experience.                                  (a) Projects designed to develop and               realities to maximize the effectiveness of
                                                    Proposed Priority 4: Developing and                  implement systems and practices to                    financial aid are needed.
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                                                 Using Assessments of Learning.                          capture and aggregate credit or other
                                                    The Secretary gives priority to:                     evidence of knowledge and skills                        23 Dynarski, S.(2003). Does Aid Matter?

                                                    (a) Projects that support the                        towards postsecondary degrees or                      Measuring the Effects of Student Aid on College
                                                 development and use of externally                       credentials; or,                                      Attendance and Completion. American Economic
                                                                                                            (b) Projects designed to develop and               Review.
                                                 validated assessments of student                                                                                24 Dynarski, S., & Scott-Clayton, J. (2013).
                                                 learning and stated learning goals; or,                 implement systems and practices to                    Financial aid policy: Lessons from Research. The
                                                    (b) Projects that support the                        capture and aggregate credit or other                 Future of Children. Postsecondary Education in the
                                                 development and use of externally                       evidence of knowledge and skills                      United States. Vol 23. No. 1.



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                                                                       Federal Register / Vol. 80, No. 35 / Monday, February 23, 2015 / Proposed Rules                                            9419

                                                    Proposed Priority 6: Increasing the                  Secretary gives priority to projects that             improve the quality and applicability of
                                                 Effectiveness of Financial Aid. The                     use low cost tools or strategies, such as             the evidence produced from the
                                                 Secretary gives priority to:                            those that use technology, that result in             required evaluations, and encourage
                                                    (a) Projects designed to improve the                 a high impact on student outcomes.                    efforts in the field to work across
                                                 effectiveness of financial aid.                            Proposed Priority 8—Improving                      networks to share emergent effective
                                                    (b) Projects designed to improve the                 Postsecondary Student Outcomes at                     practices across the higher education
                                                 effectiveness of financial aid through                  Minority-Serving Institutions.                        enterprise.
                                                 one or more of the following:                              Background: Minority-serving                          Proposed Priority 9: Systems and
                                                    (i) Counseling, advising, creation of                institutions (MSIs) (as defined in this               Consortia Focused on Large-Scale
                                                 information and resources, and other                    notice), including Historically Black                 Impact. The Secretary gives priority to
                                                 support activities on higher education                  Colleges and Universities (HBCUs),                    projects that involve consortia of
                                                 financing and financial literacy                        enroll a significant and disproportionate             institutions, including across a college
                                                 delivered by financial aid offices or                   share of students from low-income                     or university system, and partnerships
                                                 integrated with other support services                  backgrounds, students of color, and                   with leading experts that are
                                                 provided by institutions, including on                  first-generation students. As the goal of             implemented at multiple sites with large
                                                 student loan repayment options such as                  the FITW program is to identify                       sample sizes to allow for more rapid
                                                 income driven repayment plans and                       strategies that work in improving the                 development, evaluation, and scaling of
                                                 public service loan forgiveness and debt                postsecondary outcomes of these                       practices determined to be effective.
                                                 management;                                             students, and because, in some cases,                    Types of Priorities:
                                                    (ii) Personalized approaches to                      MSIs face unique challenges, it is                       When inviting applications for a
                                                 financial aid delivery, counseling,                     important that the FITW program                       competition using one or more
                                                 advising, and other support activities                  supports projects at MSIs. Accordingly,               priorities, we designate the type of each
                                                 which may include early warning                         the Department proposes this priority to              priority as absolute, competitive
                                                 systems, use of predictive analytics,                   prioritize projects at MSIs. This                     preference, or invitational through a
                                                 need based aid, emergency aid, or                       proposed priority could be used as an                 notice in the Federal Register. The
                                                 bonuses or other incentives for                         absolute priority to set aside a specific             effect of each type of priority follows:
                                                 successful outcomes such as on-time                     amount of funds to support projects at                   Absolute priority: Under an absolute
                                                 academic progress and completion.                       MSIs, or to give competitive preference               priority, we consider only applications
                                                   Note: As with any project supported by the            points to applicants that are MSIs. The               that meet the priority (34 CFR
                                                 FITW program, grantees may not disburse                 lead applicant under this proposed                    75.105(c)(3)).
                                                 project funds under this priority to students           priority must be an MSI.                                 Competitive preference priority:
                                                 for the purpose of providing student aid.                  Proposed Priority 8: Improving                     Under a competitive preference priority,
                                                 FITW funds may be used to pay project costs             Postsecondary Student Outcomes at                     we give competitive preference to an
                                                 such as costs for the design, administration,           Minority-Serving Institutions. The                    application by (1) awarding additional
                                                 and evaluation of aid programs or financial             Secretary gives priority to projects                  points, depending on the extent to
                                                 aid strategies.                                         designed to improve student outcomes                  which the application meets the priority
                                                    Proposed Priority 7—Implementing                     at Minority-Serving Institutions (as                  (34 CFR 75.105(c)(2)(i)); or (2) selecting
                                                 Low Cost-High Impact Strategies To                      defined in this notice).                              an application that meets the priority
                                                 Improve Student Outcomes.                                  Proposed Priority 9—Systems and                    over an application of comparable merit
                                                    Background: Given the limited                        Consortia Focused on Large-Scale                      that does not meet the priority (34 CFR
                                                 resources of secondary schools,                         Impact.                                               75.105(c)(2)(ii)).
                                                 institutions of higher education, and                      Background: The Department is                         Invitational priority: Under an
                                                 other relevant stakeholders, the cost                   including this proposed priority to                   invitational priority, we are particularly
                                                 effectiveness of any intervention                       encourage the formation of college                    interested in applications that meet the
                                                 designed to improve student outcomes                    consortia and systems that can                        priority. However, we do not give an
                                                 is of primary importance. In recent                     collaborate with leading experts to                   application that meets the priority a
                                                 years, numerous institutions,                           implement promising strategies that                   preference over other applications (34
                                                 researchers, and others have begun                      address key barriers to completion. This              CFR 75.105(c)(1)).
                                                 testing interventions that are relatively               would allow applicants to increase the                   Proposed Requirements, Selection
                                                 low cost but have the ability to have a                 number of students participating in or                Criterion, and Definitions:
                                                 high impact on student outcomes. Many                   impacted by a project and would allow                    This notice contains eight proposed
                                                 of these interventions minimize cost                    for development, testing, and robust                  requirements, one proposed selection
                                                 through the use of technology, such as                  evaluation of projects at multiple sites              criterion, and three proposed
                                                 digital messaging. Others incorporate                   whose results could be more rapidly                   definitions.
                                                 low cost approaches, such as non-                       generalized and applied to other                         Background: The proposed
                                                 cognitive interventions. We are                         institutions. While Validation and                    requirements, selection criterion, and
                                                 particularly interested in effective low                Scale-up projects would be designed to                definitions would allow the Department
                                                 cost interventions because even                         serve relatively larger numbers of                    to set the eligibility, evidence, and
                                                 institutions with limited resources                     students across multiple institutions,                evaluation expectations for grant
                                                 would be able to scale such strategies to               Development projects may be more                      recipients under the FITW program. We
                                                 impact large numbers of students, and,                  limited in scope so long as they have the             may also use requirements, selection
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                                                 such interventions, particularly those                  sample size necessary to meet the                     criteria, or definitions from 34 CFR parts
                                                 that use technology, are often easily                   proposed requirements for evaluation                  75 and 77 and other sections of the
                                                 replicable. This proposed priority could                design described below. Encouraging                   Education Department General
                                                 be used in combination with other                       greater collaboration with other                      Administrative Regulations (EDGAR).
                                                 priorities.                                             institutions and partners would enable                Accordingly, we are not proposing
                                                    Proposed Priority 7: Implementing                    postsecondary institutions and systems                requirements, selection criteria, and
                                                 Low Cost-High Impact Strategies To                      to expand the number of students                      definitions in this notice that are
                                                 Improve Student Outcomes. The                           served by a project, more rapidly                     already included in EDGAR.


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                                                 9420                  Federal Register / Vol. 80, No. 35 / Monday, February 23, 2015 / Proposed Rules

                                                    The Department may award three                       students, would identify the core                     available in the FY 2015 FITW grant
                                                 types of grants under this program:                     elements of the practice, and would                   competition? The Department
                                                 ‘‘Development’’ grants, ‘‘Validation’’                  codify the practices to support adoption              encourages commenters responding to
                                                 grants, and ‘‘Scale-up’’ grants. These                  or replication by the applicant and other             this question to provide citations or
                                                 grants differ in terms of the level of                  entities.                                             links to any studies they believe would
                                                 prior evidence of effectiveness required                   (3) Scale-up grants provide funding to             meet the moderate evidence of
                                                 for consideration of funding, the level of              expand projects supported by greater                  effectiveness standard.
                                                 scale the funded project should reach,                  evidence than would be required for                      • Are there a sufficient number of
                                                 and, consequently, the amount of                        Development or Validation grants, likely              postsecondary strategies or
                                                 funding available to support the project.               strong evidence of effectiveness (as                  interventions addressing important
                                                 We provide an overview to clarify our                   defined in 34 CFR 77.1(c)), and to a                  challenges in postsecondary education
                                                 expectations for each grant type:                       larger number of sites than would be                  that are supported by strong evidence of
                                                    (1) Development grants provide                       required for a Development or                         effectiveness (as defined in 34 CFR
                                                 funding to support the development or                   Validation grant, such as across a                    77.1(c)), the likely evidence standard
                                                 testing of processes, products, strategies,             system of institutions, across                        requirement that would be assigned by
                                                 or practices that are supported by                      institutions in a State, a region, or                 the Department to a competition for
                                                 relatively less evidence, likely strong                 nationally, or across institutions in a               Scale-up grants, to warrant making
                                                 theory (as defined in 34 CFR 77.1(c)) or                labor market sector. In addition to                   Scale-up grants available in the FY 2015
                                                 evidence of promise (as defined in 34                   improving outcomes for an increasing                  FITW grant competition? The
                                                 CFR 77.1(c)), and whose efficacy should                 number of high-need students, Scale-up                Department encourages commenters
                                                 be systematically studied. Development                  grants will generate information about                responding to this question to provide
                                                 grants would support new or                             the students and contexts for which a                 citations or links to any studies they
                                                 substantially more effective practices for              practice is most effective. We expect                 believe would meet the strong evidence
                                                 addressing widely shared challenges.                    that Scale-up grants would increase                   of effectiveness standard.
                                                 Development projects are novel and                      practitioners’ and policymakers’                         • Which of the proposed priorities
                                                 significant nationally, not projects that               understanding of strategies that allow                should be included as absolute or
                                                 simply implement existing practices in                  organizations or practices to expand                  competitive preference priorities in the
                                                 additional locations or support needs                   quickly and efficiently while                         FY 2015 FITW program grant
                                                 that are primarily local in nature.                     maintaining their effectiveness.                      competition?
                                                    All Development grantees must                           Similar to Validation grants, all Scale-              Proposed Requirements:
                                                 evaluate the effectiveness of the project               up grantees must evaluate the                            The Assistant Secretary proposes the
                                                 at the level of scale required in the                   effectiveness of the FITW-supported                   following requirements for this program.
                                                 notice inviting applications under                      practice that the project implements and              We may apply one or more of these
                                                 which they applied.                                     expands; this is particularly important               requirements in any year in which this
                                                    (2) Validation grants provide funding                in instances in which the proposed                    program is in effect.
                                                 to expand projects supported by greater                 project includes changing the FITW-                      1. Innovations that Improve Outcomes
                                                 evidence than would be required for a                   supported practice in order to more                   for High-Need Students: The Secretary
                                                 development grant, likely moderate                      efficiently reach the proposed level of               may require that—
                                                 evidence of effectiveness (as defined in                scale (for example, by developing                        (a) Grantees must implement projects
                                                 34 CFR 77.1(c)), to multiple sites such                 technology-enabled training tools). The               designed to improve outcomes of high-
                                                 as multiple institutions. Validation                    evaluation of a Scale-up grant must                   need students (as defined in this notice)
                                                 grants must further assess the                          identify the core elements of, and                    in postsecondary education; or,
                                                 effectiveness of the FITW-supported                     codify, the FITW-supported practice                      (b) Grantees must implement projects
                                                 practice through a rigorous evaluation,                 that the project implements to support                designed to improve one or more of the
                                                 with particular focus on the populations                adoption or replication by other entities.            following outcomes of high-need
                                                 for and the contexts in which the                       We also expect that evaluations of                    students (as defined in this notice) in
                                                 practice is most effective. We expect                   Scale-up grants would be conducted in                 postsecondary education:
                                                 and consider it appropriate that each                   a variety of contexts and for a variety of               (i) Persistence;
                                                 applicant would propose to use the                      students in order to determine the                       (ii) Academic progress;
                                                 Validation funding to build its capacity                context(s) and population(s) for which                   (iii) Time to degree; or,
                                                 to deliver the FITW-supported practice,                 the FITW-supported practice is most                      (iv) Completion.
                                                 particularly early in the funding period,               effective.                                               2. Eligibility: The Secretary may make
                                                 to successfully reach the level of scale                   With respect to the proposed                       grants to, or enter into contracts with,
                                                 proposed in its application.                            requirements, selection criterion, and                one or more of the following:
                                                 Additionally, we expect each applicant                  definitions, the Department is                          (a) A public or private non-profit
                                                 to address any specific barriers to the                 particularly interested in brief                      institution of higher education, a public or
                                                 growth or scaling of the organization or                comments responding to the following                  private non-profit institution, or
                                                 practice (including barriers related to                 questions:                                            combinations of such institutions; or,
                                                 cost-effectiveness) in order to deliver                    • Are there a sufficient number of                   (b) A public or private non-profit agency.
                                                 the FITW-supported practice at the                      postsecondary strategies or                              The Secretary will announce the
                                                 proposed level of scale and provide                     interventions addressing important
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                                                                                                                                                               eligible applicants in the NIA.
                                                 strategies to address these barriers as                 challenges in postsecondary education
                                                 part of its proposed scaling plan.                      that are supported by moderate                          Note: Section 741 of the HEA provides
                                                    All Validation grantees must evaluate                evidence of effectiveness (as defined in              that, under the FIPSE, the Secretary is
                                                                                                                                                               authorized to make grants to, or enter into
                                                 the effectiveness of the practice that the              34 CFR 77.1(c)), the likely evidence                  contracts with, institutions of higher
                                                 supported project implements and                        standard requirement that would be                    education, combinations of such institutions,
                                                 expands. We expect that these                           assigned by the Department to a                       and other public and private nonprofit
                                                 evaluations would be conducted in a                     competition for Validation grants, to                 institutions and agencies. The requirement
                                                 variety of contexts and for a variety of                warrant making Validation grants                      for eligibility simply restates these statutory



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                                                                       Federal Register / Vol. 80, No. 35 / Monday, February 23, 2015 / Proposed Rules                                                9421

                                                 provisions. In any grant competition under              from their supporting study as closely as             the scope and objectives of the approved
                                                 this program, the Department could choose to            possible. Where modifications to a cited              application.
                                                 allow applications from one or more of the              process, product, strategy, or practice                  6. Funding Categories: An applicant
                                                 eligible entities, including public or private          will be made to account for student or                will be considered for an award only for
                                                 non-profit educational institutions that are
                                                 not institutions of higher education as
                                                                                                         institutional characteristics, resource               the type of FITW grant (Development,
                                                 defined under the HEA and public agencies               limitations, or other special factors or to           Validation, and Scale-up) for which it
                                                 or third party non-profit organizations or              address deficiencies identified by the                applies. An applicant may not submit
                                                 entities.                                               cited study, the applicant must provide               an application for the same proposed
                                                                                                         a justification or basis for the                      project under more than one type of
                                                    3. Types of FITW grants: Awards may
                                                                                                         modifications. Modifications may not be               grant.
                                                 be made for Development grants,
                                                                                                         proposed to the core aspects of any cited                7. Limit on Grant Awards: The
                                                 Validation grants, and Scale-up grants.
                                                                                                         process, product, strategy, or practice.              Secretary may choose to deny the award
                                                 The Secretary will announce the type of
                                                                                                            5. Evaluation:                                     of a grant to an applicant if the
                                                 grants that applicants may apply for in
                                                                                                            (a) The grantee must conduct an                    applicant already holds an active FITW
                                                 the NIA.
                                                                                                         Independent Evaluation (as defined in                 grant from a previous FITW competition
                                                    4. Evidence and Sample Size
                                                                                                         this notice) of its project. The evaluation           or, if awarded, would result in the
                                                 Standards: To be eligible for an award—
                                                                                                         must estimate the impact of the FITW-                 applicant receiving more than one FITW
                                                    (a) An application for a Development
                                                                                                         supported practice (as implemented at                 grant in the same year.
                                                 grant must be supported by one of the
                                                                                                         the proposed level of scale) on a                        8. Management Plan: Within 100 days
                                                 following:
                                                                                                         relevant outcome (as defined in 34 CFR                of a grant award, the grantee must
                                                    (i) Evidence of promise (as defined in
                                                                                                         77.1(c)).                                             provide an updated comprehensive
                                                 34 CFR 77.1(c));
                                                                                                            (b) The evaluation design for a                    management plan for the approved
                                                    (ii) Strong theory (as defined in 34
                                                                                                         Development grant, Validation grant, or               project in a format and using such tools
                                                 CFR 77.1(c)); or
                                                                                                         Scale-up grant must meet one or either                as the Department may require. This
                                                    (iii) Evidence of promise or strong
                                                                                                         of the following standards:                           management plan must include detailed
                                                 theory.
                                                    The Secretary will announce in the                      (i) What Works Clearing Standards                  information about implementation of
                                                 notice inviting applications which                      without reservations (as defined in 34                the first year of the grant, including key
                                                 evidence standard will apply to a                       CFR 77.1(c)); or                                      milestones, staffing details, and other
                                                 Development grant in a given                               (ii) What Works Clearinghouse                      information that the Department may
                                                 competition. Under (a)(iii), applicants                 Standards with reservations (as defined               require. It must also include a complete
                                                 must identify whether their application                 in 34 CFR 77.1(c)).                                   list of performance metrics, including
                                                 is supported by evidence of promise or                     The Secretary will announce in the                 baseline measures and annual targets.
                                                 strong theory.                                          NIA the evaluation standard(s) that will              The grantee must update this
                                                    (b) An application for a Validation                  apply to each type of FITW grant                      management plan at least annually to
                                                 grant must be supported by moderate                     (Development, Validation, or Scale-up)                reflect implementation of subsequent
                                                 evidence of effectiveness (as defined in                that is available.                                    years of the project and provide the
                                                 34 CFR 77.1(c)).                                           (c) The grantee must make broadly                  updated management plan to the
                                                    (c) An application for a Scale-up grant              available digitally and free of charge,               Department.
                                                 must be supported by strong evidence of                 through formal (e.g., peer-reviewed                      Proposed Selection Criterion:
                                                 effectiveness (as defined in 34 CFR                     journals) or informal (e.g., newsletters)                The Assistant Secretary proposes the
                                                 77.1(c)).                                               mechanisms, the results of any                        following selection criterion for
                                                    (d) The Secretary may require that an                evaluations it conducts of its funded                 evaluating an application under this
                                                 application for a Development grant,                    activities. The grantee must also ensure              program. We may apply this criterion or
                                                 Validation grant, or Scale-up grant must                that the data from its evaluation are                 any of the selection criteria from 34 CFR
                                                 be supported by one or more of the                      made available to third-party                         part 75 in any year in which this
                                                 following levels of sample size:                        researchers consistent with applicable                program is in effect. In the notice
                                                    (i) Large sample (as defined in 34 CFR               privacy requirements.                                 inviting applications, the application
                                                 77.1(c));                                                  (d) The grantee and its independent                package, or both, we will announce the
                                                    (ii) Multi-site sample (as defined in 34             evaluator must agree to cooperate on an               maximum points assigned to each
                                                 CFR 77.1(c)), such as at multiple                       ongoing basis with any technical                      selection criteria.
                                                 institutions; or                                        assistance provided by the Department                    1. Collaborations: The extent to which
                                                    (iii) Scaled multi-site sample, such as              or its contractor, including any                      the proposed project is designed to
                                                 across a system of institutions, across                 technical assistance provided to ensure               engage individuals or entities with
                                                 institutions in a State, a region, or                   that the evaluation design meets the                  expertise, experience, and knowledge
                                                 nationally, or across institutions in a                 required evaluation standards, and                    regarding the project’s activities, such as
                                                 labor market sector.                                    comply with the requirements of any                   postsecondary institutions, non-profit
                                                    The Secretary will announce in the                   evaluation of the program conducted by                organizations, experts, academics, and
                                                 NIA which sample size standards will                    the Department. This includes                         practitioners.
                                                 apply to each type of FITW grant                        providing to the Department, within 100                  Note: This proposed selection criterion—
                                                 (Development, Validation, or Scale-up)                  days of a grant award, an updated                     Collaborations—would assess the extent to
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                                                 that is available.                                      comprehensive evaluation plan in a                    which applicants collaborate with
                                                    (e) Where evidence of promise,                       format and using such tools as the                    knowledgeable or experienced parties in
                                                 moderate evidence of effectiveness, or                  Department may require. Grantees must                 designing and implementing their projects. It
                                                                                                                                                               is intended to encourage such collaboration
                                                 strong evidence of effectiveness is                     update this evaluation plan at least                  in order to increase the quality of an
                                                 required to receive a grant, an                         annually to reflect any changes to the                application and project. The purpose of the
                                                 applicant’s project must propose to                     evaluation and provide the updated                    Collaborations selection criterion is distinct
                                                 implement the core aspects of the                       evaluation plan to the Department. All                from the purpose of Proposed Priority 8—
                                                 process, product, strategy, or practice                 of these updates must be consistent with              Implementing Partnerships Focused on



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                                                 9422                  Federal Register / Vol. 80, No. 35 / Monday, February 23, 2015 / Proposed Rules

                                                 Large-scale Impact, which focuses on                    adversely affect a sector of the economy,             might result from technological
                                                 increasing impact. The proposed selection               productivity, competition, jobs, the                  innovation or anticipated behavioral
                                                 criterion for Collaborations would not assess           environment, public health or safety, or              changes.’’
                                                 scope of impact. Rather, it would determine             State, local, or tribal governments or                   We are issuing these proposed
                                                 whether an applicant has engaged relevant                                                                     priorities, requirements, selection
                                                 third party experts in designing the project.
                                                                                                         communities in a material way (also
                                                                                                         referred to as an ‘‘economically                      criterion, and definitions only upon a
                                                    Proposed Definitions:                                significant’’ rule);                                  reasoned determination that their
                                                    The Assistant Secretary proposes the                    (2) Create serious inconsistency or                benefits would justify their costs. In
                                                 following definitions for this program.                 otherwise interfere with an action taken              choosing among alternative regulatory
                                                 We may apply one or more of these                       or planned by another agency;                         approaches, we selected those
                                                 definitions in any year in which this                      (3) Materially alter the budgetary                 approaches that would maximize net
                                                 program is in effect.                                   impacts of entitlement grants, user fees,             benefits. Based on the analysis that
                                                    1. High-need student means a student                 or loan programs or the rights and                    follows, the Department believes that
                                                 at risk of education failure or otherwise               obligations of recipients thereof; or                 this regulatory action is consistent with
                                                 in need of special assistance and                          (4) Raise novel legal or policy issues             the principles in Executive Order 13563.
                                                 support such as adult learners, working                 arising out of legal mandates, the                       We also have determined that this
                                                 students, part-time students, students                  President’s priorities, or the principles             regulatory action would not unduly
                                                 from low-income backgrounds, students                   stated in the Executive order.                        interfere with State, local, and tribal
                                                 of color, first-generation students, and                   This proposed regulatory action is not             governments in the exercise of their
                                                 students who are English learners.                      a significant regulatory action subject to            governmental functions.
                                                    2. Independent evaluation means an                   review by OMB under section 3(f) of                      In accordance with both Executive
                                                 evaluation that is designed and carried                 Executive Order 12866.                                orders, the Department has assessed the
                                                 out independent of and external to the                     We have also reviewed this proposed                potential costs and benefits, both
                                                 grantee, but in coordination with, any                  regulatory action under Executive Order               quantitative and qualitative, of this
                                                 employees of the grantee who develop                    13563, which supplements and                          regulatory action. The potential costs
                                                 a process, product, strategy, or practice               explicitly reaffirms the principles,                  are those resulting from statutory
                                                 and are implementing it.                                structures, and definitions governing                 requirements and those we have
                                                    3. Minority-serving institution means                regulatory review established in                      determined as necessary for
                                                 an institution that is eligible to receive              Executive Order 12866. To the extent                  administering the Department’s
                                                 assistance under sections 316 through                   permitted by law, Executive Order                     programs and activities.
                                                 320 of part A of Title III, under part B                13563 requires that an agency—                           Intergovernmental Review: This
                                                 of Title III, or under Title V of the HEA.                 (1) Propose or adopt regulations only              program is subject to Executive Order
                                                    Final Priorities, Requirements,                      on a reasoned determination that their                12372 and the regulations in 34 CFR
                                                 Selection Criterion, and Definitions:                   benefits justify their costs (recognizing             part 79. One of the objectives of the
                                                    We will announce the final priorities,               that some benefits and costs are difficult            Executive order is to foster an
                                                 requirements, selection criterion, and                  to quantify);                                         intergovernmental partnership and a
                                                 definitions in a notice in the Federal                     (2) Tailor its regulations to impose the           strengthened federalism. The Executive
                                                 Register. We will determine the final                   least burden on society, consistent with              order relies on processes developed by
                                                 priorities, requirements, selection                     obtaining regulatory objectives and                   State and local governments for
                                                 criterion, and definitions after                        taking into account—among other things                coordination and review of proposed
                                                 considering responses to this notice and                and to the extent practicable—the costs               Federal financial assistance.
                                                 other information available to the                      of cumulative regulations;                               This document provides early
                                                 Department. This notice does not                           (3) In choosing among alternative                  notification of our specific plans and
                                                 preclude us from proposing additional                   regulatory approaches, select those                   actions for this program.
                                                 priorities, requirements, definitions, or               approaches that maximize net benefits                    Accessible Format: Individuals with
                                                 selection criteria, subject to meeting                  (including potential economic,                        disabilities can obtain this document in
                                                 applicable rulemaking requirements.                     environmental, public health and safety,              an accessible format (e.g., braille, large
                                                                                                         and other advantages; distributive                    print, audiotape, or compact disc) on
                                                   Note: This notice does not solicit                    impacts; and equity);                                 request to the program contact person
                                                 applications. In any year in which we choose
                                                                                                            (4) To the extent feasible, specify                listed under FOR FURTHER INFORMATION
                                                 to use one or more of these priorities,
                                                 requirements, selection criterion, and                  performance objectives, rather than the               CONTACT.
                                                 definitions, we invite applications through a           behavior or manner of compliance a                       Electronic Access to This Document:
                                                 notice in the Federal Register.                         regulated entity must adopt; and                      The official version of this document is
                                                                                                            (5) Identify and assess available                  the document published in the Federal
                                                 Executive Orders 12866 and 13563                        alternatives to direct regulation,                    Register. Free Internet access to the
                                                                                                         including economic incentives—such as                 official edition of the Federal Register
                                                 Regulatory Impact Analysis                              user fees or marketable permits—to                    and the Code of Federal Regulations is
                                                   Under Executive Order 12866, the                      encourage the desired behavior, or                    available via the Federal Digital System
                                                 Secretary must determine whether this                   provide information that enables the                  at: www.gpo.gov/fdsys. At this site you
                                                 regulatory action is ‘‘significant’’ and,               public to make choices.                               can view this document, as well as all
                                                 therefore, subject to the requirements of                  Executive Order 13563 also requires                other documents of this Department
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                                                 the Executive Order and subject to                      an agency ‘‘to use the best available                 published in the Federal Register, in
                                                 review by the Office of Management and                  techniques to quantify anticipated                    text or Adobe Portable Document
                                                 Budget (OMB). Section 3(f) of Executive                 present and future benefits and costs as              Format (PDF). To use PDF you must
                                                 Order 12866 defines a ‘‘significant                     accurately as possible.’’ The Office of               have Adobe Acrobat Reader, which is
                                                 regulatory action’’ as an action likely to              Information and Regulatory Affairs of                 available free at the site.
                                                 result in a rule that may—                              OMB has emphasized that these                            You may also access documents of the
                                                   (1) Have an annual effect on the                      techniques may include ‘‘identifying                  Department published in the Federal
                                                 economy of $100 million or more, or                     changing future compliance costs that                 Register by using the article search


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                                                                       Federal Register / Vol. 80, No. 35 / Monday, February 23, 2015 / Proposed Rules                                                       9423

                                                 feature at: www.federalregister.gov.                    arrangements should be made for                       Table of Contents
                                                 Specifically, through the advanced                      deliveries of boxed information.                      I. Background
                                                 search feature at this site, you can limit                 Instructions: Direct your comments to                 A. 2006 24-Hour PM2.5 NAAQS and
                                                 your search to documents published by                   Docket ID No. EPA–R10–OAR–2013–                             Interstate Transport
                                                 the Department.                                         0581. The EPA’s policy is that all                       B. Rules Addressing Interstate Transport
                                                   Dated: February 13, 2015.                             comments received will be included in                       for the 2006 24-Hour PM2.5 NAAQS
                                                                                                         the public docket without change and                     C. Guidance
                                                 Ted Mitchell,
                                                                                                         may be made available online at                       II. State Submittal
                                                 Under Secretary.                                                                                              III. EPA Evaluation
                                                                                                         www.regulations.gov, including any
                                                 [FR Doc. 2015–03502 Filed 2–20–15; 8:45 am]             personal information provided, unless                    A. Identification of Nonattainment and
                                                 BILLING CODE 4000–01–P                                                                                              Maintenance Receptors
                                                                                                         the comment includes information
                                                                                                                                                                  B. Evaluation of Significant Contribution to
                                                                                                         claimed to be Confidential Business                         Nonattainment
                                                                                                         Information (CBI) or other information                   C. Evaluation of Interference With
                                                 ENVIRONMENTAL PROTECTION                                whose disclosure is restricted by statute.                  Maintenance
                                                 AGENCY                                                  Do not submit information that you                    IV. Proposed Action
                                                                                                         consider to be CBI or otherwise                       V. Statutory and Executive Order Reviews
                                                 40 CFR Part 52                                          protected through www.regulations.gov
                                                                                                                                                               I. Background
                                                                                                         or email. The www.regulations.gov Web
                                                 [EPA–R10–OAR–2013–0581; FRL–9923–37–                    site is an ‘‘anonymous access’’ system,               A. 2006 24-Hour PM2.5 NAAQS and
                                                 Region 10]
                                                                                                         which means the EPA will not know                     Interstate Transport
                                                 Approval and Promulgation of                            your identity or contact information
                                                                                                         unless you provide it in the body of                     On September 21, 2006, the EPA
                                                 Implementation Plans; Idaho:                                                                                  promulgated a final rule revising the
                                                 Interstate Transport of Fine Particulate                your comment. If you send an email
                                                                                                         comment directly to the EPA without                   1997 24-hour primary and secondary
                                                 Matter                                                                                                        NAAQS for PM2.5 from 65 micrograms
                                                                                                         going through www.regulations.gov your
                                                 AGENCY:  Environmental Protection                       email address will be automatically                   per cubic meter (mg/m3) to 35 mg/m3
                                                 Agency.                                                 captured and included as part of the                  (October 17, 2006, 71 FR 61144).
                                                                                                         comment that is placed in the public                  Section 110(a)(1) of the CAA requires
                                                 ACTION: Proposed rule.
                                                                                                         docket and made available on the                      each state to submit to the EPA, within
                                                 SUMMARY:   The Clean Air Act (CAA)                      Internet. If you submit an electronic                 three years (or such shorter period as
                                                 requires each State Implementation Plan                 comment, the EPA recommends that                      the Administrator may prescribe) after
                                                 (SIP) to contain adequate provisions                    you include your name and other                       the promulgation of a primary or
                                                 prohibiting air emissions that will have                contact information in the body of your               secondary NAAQS or any revision
                                                 certain adverse air quality effects in                  comment and with any disk or CD–ROM                   thereof, a SIP that provides for the
                                                 other states. On June 28, 2010, the State               you submit. If the EPA cannot read your               ‘‘implementation, maintenance, and
                                                 of Idaho submitted a SIP revision to the                comment due to technical difficulties                 enforcement’’ of such NAAQS. The EPA
                                                 Environmental Protection Agency (EPA)                   and cannot contact you for clarification,             refers to these specific submittals as
                                                 to address these interstate transport                   the EPA may not be able to consider                   ‘‘infrastructure’’ SIPs because they are
                                                 requirements with respect to the 2006                   your comment. Electronic files should                 intended to address basic structural SIP
                                                 24-hour fine particulate matter (PM2.5)                 avoid the use of special characters, any              requirements for new or revised
                                                 National Ambient Air Quality Standards                  form of encryption, and be free of any                NAAQS. For the 2006 24-hour PM2.5
                                                 (NAAQS). The EPA is proposing to find                   defects or viruses.                                   NAAQS, these infrastructure SIPs were
                                                 that Idaho has adequately addressed                        Docket: All documents in the docket                due on September 21, 2009. CAA
                                                 certain CAA interstate transport                        are listed in the www.regulations.gov                 section 110(a)(2) includes a list of
                                                 requirements for the 2006 24-hour PM2.5                 index. Although listed in the index,                  specific elements that ‘‘[e]ach such plan
                                                 NAAQS.                                                  some information is not publicly                      submission’’ must meet.
                                                 DATES: Written comments must be                         available, e.g., CBI or other information                The interstate transport provisions in
                                                 received on or before March 25, 2015.                   the disclosure of which is restricted by              CAA section 110(a)(2)(D)(i) (also called
                                                                                                         statute. Certain other material, such as              ‘‘good neighbor’’ provisions) require
                                                 ADDRESSES: Submit your comments,
                                                                                                         copyrighted material, is not placed on                each state to submit a SIP that prohibits
                                                 identified by Docket ID No. EPA–R10–
                                                                                                         the Internet and will be publicly                     emissions that will have certain adverse
                                                 OAR–2013–0581, by any of the
                                                                                                         available only in hard copy. Publicly                 air quality effects in other states. CAA
                                                 following methods:
                                                                                                         available docket materials are available              section 110(a)(2)(D)(i) identifies four
                                                   • www.regulations.gov: Follow the
                                                                                                         either electronically in                              distinct elements related to the impacts
                                                 on-line instructions for submitting
                                                                                                         www.regulations.gov or in hard copy                   of air pollutants transported across state
                                                 comments.
                                                                                                         during normal business hours at the                   lines. In this action, the EPA is
                                                   • Email: R10-Public_Comments@
                                                                                                         Office of Air, Waste and Toxics, EPA                  addressing the first two elements of this
                                                 epa.gov.
                                                                                                         Region 10, 1200 Sixth Avenue, Seattle,                section, specified at CAA section
                                                   • Mail: Kristin Hall, EPA Region 10,
                                                                                                         WA 98101.                                             110(a)(2)(D)(i)(I),1 for the 2006 24-hour
                                                 Office of Air, Waste and Toxics (AWT–
                                                                                                         FOR FURTHER INFORMATION CONTACT:                      PM2.5 NAAQS.
                                                 150), 1200 Sixth Avenue Suite 900,
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                                                 Seattle, WA 98101.                                      Kristin Hall at (206) 553–6357,
                                                                                                                                                                 1 This proposed action does not address the two
                                                   • Hand Delivery/Courier: EPA Region                   hall.kristin@epa.gov, or the above EPA,
                                                                                                                                                               elements of the interstate transport SIP provision in
                                                 10 9th Floor Mailroom, 1200 Sixth                       Region 10 address.                                    CAA section 110(a)(2)(D)(i)(II) regarding
                                                 Avenue Suite 900, Seattle, WA 98101.                    SUPPLEMENTARY INFORMATION:                            interference with measures required to prevent
                                                 Attention: Kristin Hall, Office of Air,                 Throughout this document wherever                     significant deterioration of air quality or to protect
                                                                                                                                                               visibility in another state. We previously approved
                                                 Waste and Toxics, AWT—150. Such                         ‘‘we,’’ ‘‘us,’’ or ‘‘our’’ is used, it is             the Idaho SIP for purposes of CAA section
                                                 deliveries are only accepted during                     intended to refer to the EPA.                         110(a)(2)(D)(I)(II) for the 2006 24-hour PM2.5
                                                 normal hours of operation, and special                  Information is organized as follows:                  NAAQS on July 14, 2014 (79 FR 40662).



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Document Created: 2015-12-18 13:28:40
Document Modified: 2015-12-18 13:28:40
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed priorities, requirements, selection criterion, and definitions.
DatesWe must receive your comments on or before March 25, 2015.
ContactFrank Frankfort. Telephone: (202) 502- 7513 or email: [email protected]
FR Citation80 FR 9414 

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