81_FR_10344 81 FR 10305 - Proposed Collection; Comment Request

81 FR 10305 - Proposed Collection; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 39 (February 29, 2016)

Page Range10305-10305
FR Document2016-04351

Federal Register, Volume 81 Issue 39 (Monday, February 29, 2016)
[Federal Register Volume 81, Number 39 (Monday, February 29, 2016)]
[Notices]
[Page 10305]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-04351]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.

Extension:
    Form SD; SEC File No. 270-647, OMB Control No. 3235-0697.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget for extension and approval.
    Form SD (17 CFR 249b--400) under Securities Exchange Act of 1934 
(15 U.S.C. 78a et seq.)(``Exchange Act'') pursuant to Section 13(p)(15 
U.S.C. 78m(p)) of the Exchange Act is filed by issuers to provide 
disclosures regarding the source and chain of custody of certain 
minerals used in their products. We estimate that Form SD takes 
approximately 480.61 hours per response to prepare and is filed by 
approximately 864 issuers. We estimate that 75% of the 480.61 hours per 
response (360.46 hours) is prepared by the issuer internally for a 
total annual burden of 311,437 hours (360.46 hours per response x 864 
responses).
    Written comments are invited on: (a) Whether this proposed 
collection of information is necessary for the proper performance of 
the functions of the agency, including whether the information will 
have practical utility; (b) the accuracy of the agency's estimate of 
the burden imposed by the collection of information; (c) ways to 
enhance the quality, utility, and clarity of the information collected; 
and (d) ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology. Consideration will 
be given to comments and suggestions submitted in writing within 60 
days of this publication.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Please direct your written comment to Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected].

    Dated: February 24, 2016.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-04351 Filed 2-26-16; 8:45 am]
 BILLING CODE 8011-01-P



                                                                                     Federal Register / Vol. 81, No. 39 / Monday, February 29, 2016 / Notices                                                 10305

                                                    participants to increase their                             Commission process and review your                     of information to the Office of
                                                    participation on the Exchange.                             comments more efficiently, please use                  Management and Budget for extension
                                                      The Exchange believes that its                           only one method. The Commission will                   and approval.
                                                    program of marketing fees, which is                        post all comments on the Commission’s                     Form SD (17 CFR 249b–-400) under
                                                    similar to marketing fee programs that                     Internet Web site (http://www.sec.gov/                 Securities Exchange Act of 1934 (15
                                                    have previously been implemented on                        rules/sro.shtml). Copies of the
                                                                                                                                                                      U.S.C. 78a et seq.)(‘‘Exchange Act’’)
                                                    other options exchanges, will enhance                      submission, all subsequent
                                                    the Exchange’s competitive position and                                                                           pursuant to Section 13(p)(15 U.S.C.
                                                                                                               amendments, all written statements
                                                    will result in increased liquidity on the                  with respect to the proposed rule                      78m(p)) of the Exchange Act is filed by
                                                    Exchange, thereby providing more of an                     change that are filed with the                         issuers to provide disclosures regarding
                                                    opportunity for customers to receive                       Commission, and all written                            the source and chain of custody of
                                                    best executions.                                           communications relating to the                         certain minerals used in their products.
                                                                                                               proposed rule change between the                       We estimate that Form SD takes
                                                    (C) Self-Regulatory Organization’s                                                                                approximately 480.61 hours per
                                                                                                               Commission and any person, other than
                                                    Statement on Comments on the                                                                                      response to prepare and is filed by
                                                                                                               those that may be withheld from the
                                                    Proposed Rule Change Received From                                                                                approximately 864 issuers. We estimate
                                                                                                               public in accordance with the
                                                    Members, Participants or Others                                                                                   that 75% of the 480.61 hours per
                                                                                                               provisions of 5 U.S.C. 552, will be
                                                      The Exchange has not solicited, and                      available for Web site viewing and                     response (360.46 hours) is prepared by
                                                    does not intend to solicit, comments on                    printing in the Commission’s Public                    the issuer internally for a total annual
                                                    this proposed rule change. The                             Reference Room, 100 F Street NE.,                      burden of 311,437 hours (360.46 hours
                                                    Exchange has not received any written                      Washington, DC 20549, on official                      per response x 864 responses).
                                                    comments from members or other                             business days between the hours of
                                                    interested parties.                                                                                                  Written comments are invited on: (a)
                                                                                                               10:00 a.m. and 3:00 p.m. Copies of the                 Whether this proposed collection of
                                                    III. Date of Effectiveness of the                          filing also will be available for
                                                                                                                                                                      information is necessary for the proper
                                                    Proposed Rule Change and Timing for                        inspection and copying at the principal
                                                                                                                                                                      performance of the functions of the
                                                    Commission Action                                          office of the Exchange. All comments
                                                                                                                                                                      agency, including whether the
                                                                                                               received will be posted without change;
                                                       The foregoing rule change has become                    the Commission does not edit personal                  information will have practical utility;
                                                    effective pursuant to Section 19(b)(3)(A)                  identifying information from                           (b) the accuracy of the agency’s estimate
                                                    of the Act 31 and paragraph (f) of Rule                    submissions. You should submit only                    of the burden imposed by the collection
                                                    19b–4 thereunder.32 At any time within                     information that you wish to make                      of information; (c) ways to enhance the
                                                    60 days of the filing of the proposed rule                 available publicly. All submissions                    quality, utility, and clarity of the
                                                    change, the Commission summarily may                       should refer to File Number SR–EDGX–                   information collected; and (d) ways to
                                                    temporarily suspend such rule change if                    2016–10 and should be submitted on or                  minimize the burden of the collection of
                                                    it appears to the Commission that such                     before March 21, 2016.                                 information on respondents, including
                                                    action is necessary or appropriate in the                                                                         through the use of automated collection
                                                    public interest, for the protection of                       For the Commission, by the Division of
                                                                                                               Trading and Markets, pursuant to delegated             techniques or other forms of information
                                                    investors, or otherwise in furtherance of                                                                         technology. Consideration will be given
                                                                                                               authority.33
                                                    the purposes of the Act.                                                                                          to comments and suggestions submitted
                                                                                                               Robert W. Errett,
                                                    IV. Solicitation of Comments                               Deputy Secretary.                                      in writing within 60 days of this
                                                      Interested persons are invited to                        [FR Doc. 2016–04249 Filed 2–26–16; 8:45 am]            publication.
                                                    submit written data, views, and                            BILLING CODE 8011–01–P                                    An agency may not conduct or
                                                    arguments concerning the foregoing,                                                                               sponsor, and a person is not required to
                                                    including whether the proposed rule                                                                               respond to, a collection of information
                                                    change is consistent with the Act.                         SECURITIES AND EXCHANGE                                unless it displays a currently valid
                                                    Comments may be submitted by any of                        COMMISSION                                             control number.
                                                    the following methods:                                                                                               Please direct your written comment to
                                                                                                               Proposed Collection; Comment
                                                    Electronic Comments                                        Request                                                Pamela Dyson, Director/Chief
                                                      • Use the Commission’s Internet                                                                                 Information Officer, Securities and
                                                                                                               Upon Written Request Copies Available                  Exchange Commission, c/o Remi Pavlik-
                                                    comment form (http://www.sec.gov/                           From: Securities and Exchange
                                                    rules/sro.shtml); or                                                                                              Simon, 100 F Street NE., Washington,
                                                                                                                Commission, Office of FOIA Services,
                                                      • Send an email to rule-comments@                         100 F Street NE., Washington, DC
                                                                                                                                                                      DC 20549 or send an email to: PRA_
                                                    sec.gov. Please include File Number SR–                                                                           Mailbox@sec.gov.
                                                                                                                20549–2736.
                                                    EDGX–2016–10 on the subject line.                                                                                   Dated: February 24, 2016.
                                                                                                               Extension:
                                                    Paper Comments                                               Form SD; SEC File No. 270–647, OMB                   Robert W. Errett,
                                                      • Send paper comments in triplicate                          Control No. 3235–0697.                             Deputy Secretary.
                                                    to Secretary, Securities and Exchange                         Notice is hereby given that, pursuant               [FR Doc. 2016–04351 Filed 2–26–16; 8:45 am]
                                                    Commission, 100 F Street NE.,                              to the Paperwork Reduction Act of 1995
asabaliauskas on DSK5VPTVN1PROD with NOTICES




                                                                                                                                                                      BILLING CODE 8011–01–P
                                                    Washington, DC 20549–1090.                                 (44 U.S.C. 3501 et seq.), the Securities
                                                    All submissions should refer to File                       and Exchange Commission
                                                    Number SR–EDGX–2016–10. This file                          (‘‘Commission’’) is soliciting comments
                                                    number should be included on the                           on the collection of information
                                                    subject line if email is used. To help the                 summarized below. The Commission
                                                                                                               plans to submit this existing collection
                                                      31 15   U.S.C. 78s(b)(3)(A).
                                                      32 17   CFR 240.19b–4(f).                                  33 17   CFR 200.30–3(a)(12).



                                               VerDate Sep<11>2014      19:23 Feb 26, 2016   Jkt 238001   PO 00000   Frm 00101    Fmt 4703   Sfmt 9990   E:\FR\FM\29FEN1.SGM   29FEN1



Document Created: 2016-02-27 02:04:47
Document Modified: 2016-02-27 02:04:47
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation81 FR 10305 

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR