81_FR_10675 81 FR 10635 - Health IT Policy Committee and Health IT Standards Committee: Schedule and Recommendations

81 FR 10635 - Health IT Policy Committee and Health IT Standards Committee: Schedule and Recommendations

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Office of the Secretary

Federal Register Volume 81, Issue 40 (March 1, 2016)

Page Range10635-10636
FR Document2016-04238

This notice fulfills obligations under the Health Information Technology for Economic and Clinical Health (HITECH) Act, Title XIII of Division A and Title IV of Division B of the American Recovery and Reinvestment Act of 2009 (Pub. L. 111-5), which amended the Public Health Service Act (PHSA). Section 3003(b)(3) of the PHSA mandates that the Health IT Standards Committee (HITSC) develop an annual schedule for the assessment of policy recommendations developed by the Health IT Policy Committee (HITPC) and publish the schedule in the Federal Register. This notice fulfills the requirements of section 3003(b)(3) and updates the HITSC schedule posted in the Federal Register on August 10, 2015. This notice also meets the requirements under sections 3002(e) and 3003(e) for publication in the Federal Register of recommendations made by the HITPC and HITSC, respectively. Further, this notice serves to meet the requirements of section 3004(a)(3) for publication in the Federal Register of determinations by the Secretary of Health and Human Services regarding HITSC-recommended certification criteria endorsed by the National Coordinator for Health Information Technology.

Federal Register, Volume 81 Issue 40 (Tuesday, March 1, 2016)
[Federal Register Volume 81, Number 40 (Tuesday, March 1, 2016)]
[Notices]
[Pages 10635-10636]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-04238]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Office of the Secretary


Health IT Policy Committee and Health IT Standards Committee: 
Schedule and Recommendations

AGENCY: Office of the National Coordinator for Health Information 
Technology, Department of Health and Human Services.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: This notice fulfills obligations under the Health Information 
Technology for Economic and Clinical Health (HITECH) Act, Title XIII of 
Division A and Title IV of Division B of the American Recovery and 
Reinvestment Act of 2009 (Pub. L.

[[Page 10636]]

111-5), which amended the Public Health Service Act (PHSA). Section 
3003(b)(3) of the PHSA mandates that the Health IT Standards Committee 
(HITSC) develop an annual schedule for the assessment of policy 
recommendations developed by the Health IT Policy Committee (HITPC) and 
publish the schedule in the Federal Register. This notice fulfills the 
requirements of section 3003(b)(3) and updates the HITSC schedule 
posted in the Federal Register on August 10, 2015. This notice also 
meets the requirements under sections 3002(e) and 3003(e) for 
publication in the Federal Register of recommendations made by the 
HITPC and HITSC, respectively. Further, this notice serves to meet the 
requirements of section 3004(a)(3) for publication in the Federal 
Register of determinations by the Secretary of Health and Human 
Services regarding HITSC-recommended certification criteria endorsed by 
the National Coordinator for Health Information Technology.

FOR FURTHER INFORMATION CONTACT: Michael Lipinski, Office of Policy, 
Office of the National Coordinator for Health Information Technology, 
202-690-7151.

SUPPLEMENTARY INFORMATION: This notice fulfills obligations under the 
Health Information Technology for Economic and Clinical Health (HITECH) 
Act, Title XIII of Division A and Title IV of Division B of the 
American Recovery and Reinvestment Act of 2009 (Pub. L. 111-5), which 
amended the Public Health Service Act (PHSA).

Health IT Standards Committee Schedule

    Section 3003(b)(3) of the PHSA mandates that the Health IT 
Standards Committee (HITSC) develop an annual schedule for the 
assessment of policy recommendations developed by the Health IT Policy 
Committee (HITPC) and publish it in the Federal Register. The HITSC's 
schedule for the assessment of HITPC recommendations updates the HITSC 
schedule published on August 10, 2015, and is as follows:
    The National Coordinator for Health Information Technology 
(National Coordinator) will establish priority areas based in part on 
recommendations received from the HITPC regarding health IT standards, 
implementation specifications, and/or certification criteria. Once the 
HITSC is informed of those priority areas, it will:
    (A) Identify the best mechanism by which to organize itself in 
order to respond to the National Coordinator within 90 days with, at a 
minimum, the following:
    (1) An assessment of what standards, implementation specifications, 
and certification criteria are currently available to meet the priority 
area;
    (2) An assessment of where gaps exist (i.e., no standard is 
available or harmonization is required because more than one standard 
exists) and identify potential organizations that have the capability 
to address those gaps; and
    (3) A timeline, which may also account for the National Institute 
of Standards and Technology (NIST) testing, where appropriate, and 
include dates when the HITSC is expected to issue recommendations to 
the National Coordinator.
    (B) In responding to the National Coordinator:
    (1) Approve a timeline by which it will deliver recommendations to 
the National Coordinator; and
    (2) Determine whether to establish a task force to conduct research 
and solicit testimony, where appropriate, and issue recommendations to 
the full committee in a timely manner.
    (C) Advise the National Coordinator, consistent with the accepted 
timeline in (B)(1) and after NIST testing, where appropriate, on 
standards, implementation specifications, and/or certification 
criteria, for the National Coordinator's review and determination 
whether or not to endorse the recommendations, and possible adoption of 
the proposed recommendations by the Secretary of the Department of 
Health and Human Services (Secretary).
    The standards and related topics which the HITSC is expected to 
address in 2016 include, but may not be limited to: Quality 
measurement; precision medicine; security; consumer-mediated 
information exchange; public health; technical interoperability 
experience in the field; and updates to the Office of the National 
Coordinator for Health Information Technology (ONC)'s Interoperability 
Standards Advisory(ies).

HITPC and HITSC Recommendations

    Sections 3002(e) and 3003(e) of the PHSA provides for publication 
of HITPC and HITSC recommendations in the Federal Register. ONC will 
post all recommendations received from the HITPC on its Web site at: 
https://www.healthit.gov/facas/health-it-policy-committee/health-it-policy-committee-recommendations-national-coordinator-health-it. ONC 
will post all recommendations received from the HITSC on its Web site 
at: https://www.healthit.gov/facas/health-it-standards-committee/health-it-standards-committee-recommendations-national-coordinator. All 
prior recommendations received from the HITPC and HITSC can be found at 
these respective Web site addresses.

HITSC Privacy and Security Recommendations

    Section 3004(a)(3) of the PHSA provides for publication in the 
Federal Register of determinations by the Secretary regarding HITSC-
recommended certification criteria endorsed by the National 
Coordinator.
    On March 30, 2015, ONC issued a notice of proposed rulemaking with 
comment period for the 2015 Edition health IT certification criteria 
(80 FR 16804). Subsequently, on June 5, 2015, the HITSC submitted a 
transmittal letter to the National Coordinator which contained the 
HITSC recommendations for the adoption of two new certification 
criteria for the ONC Health IT Certification Program. The two 
certification criteria are:
    1. A criterion for encrypting authentication credentials; and
    2. A multi-factor authentication criterion for user access to 
health information.
    The National Coordinator endorsed these recommendations for 
consideration by the Secretary and the Secretary has determined that it 
is appropriate to propose adoption of these two new certification 
criteria through rulemaking. Therefore, the Secretary, within a 
reasonable period of time, will propose adoption of the certification 
criteria noted above in an available and appropriate notice of proposed 
rulemaking.

    Authority: 42 U.S.C. 300jj-11-14; Office of the National 
Coordinator for Health Information Technology; Delegation of 
Authority (74 FR 64086, Dec. 7, 2009).

    Dated: February 23, 2016.
Karen DeSalvo,
National Coordinator for Health Information Technology.
[FR Doc. 2016-04238 Filed 2-26-16; 4:15 pm]
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                                                                                     Federal Register / Vol. 81, No. 40 / Tuesday, March 1, 2016 / Notices                                                      10635

                                                    Breach Notification Rule 7 which                          company does with the data that it has                information is being shared with, or
                                                    requires notification to affected                         collected. Types of practices that could              sold to, third parties? How should
                                                    individuals when a breach of data                         be in scope for the MPN include, but are              anonymized or de-identified
                                                    occurs.                                                   not limited to: Sale of data, including               information be defined for the purposes
                                                       We are considering creating a new                      geo-location data; sale of anonymized or              of the MPN? What existing definitions
                                                    version of the MPN that would expand                      de-identified data, with or without                   of ‘‘anonymized’’ or ‘‘de-identified’’
                                                    its scope beyond PHR companies and                        restrictions on re-identification; sale of            information are widely in use that could
                                                    include more types of information                         identifiable data; sale of statistics                 be potentially leveraged in conjunction
                                                    practices. A modernized MPN would                         aggregated from identifiable data; use of             with the MPN to clearly convey these
                                                    serve as a voluntary resource for health                  data by the original collector to market              practices to consumers? 8
                                                    technology developers who want to give                    products to the consumer; allowing                      8. Information portability: How
                                                    notice of their information practices to                  third parties to use the data for                     should the MPN describe to consumers
                                                    their users in an understandable way.                     marketing purposes; allowing                          whether an application enables the
                                                    Therefore, ONC requests public                            government agencies to access the data,               consumer to download or transmit their
                                                    comment from consumers, mobile and                        and for what purposes (such as law                    health information? How should the
                                                    web application developers, privacy                       enforcement or public health); allowing               MPN describe the consumer’s ability to
                                                    advocates, user experience and design                     researchers at academic and non-profit                retrieve or move their data when the
                                                    experts, and other health technology                      institutions to access either identifiable            relationship between the consumer and
                                                    stakeholders on any updates that should                   or de-identified data; access to the data             the health technology developer
                                                    be made to the content of the MPN to                      by employers, schools, insurance                      terminates? Examples include if a
                                                    make it more useful to both health                        companies or financial institutions with              consumer ends their subscription to a
                                                    technology developers and consumers.                      or without the consumer’s consent; and                particular health technology service, or
                                                       While we encourage comments on all                     retention or destruction of consumer                  when a health technology developer’s
                                                    aspects of the MPN, ONC specifically                      data when the relationship between the                product is discontinued.
                                                    seeks comment on the topics specified                     health technology developer and                         ONC seeks broad input from
                                                    below. We note that the MPN does not                      consumer terminates.                                  stakeholders on updating the MPN so
                                                    recommend best practices to health                           4. Sharing and storage: What privacy               that the tool is useful for current health
                                                    technology developers, and we do not                      and security issues are consumers most                technology developers and consumers.
                                                    seek recommendations about best                           concerned about when their information                Individuals and organizations with
                                                    practices. Rather, ONC seeks comment                      is being collected, stored, or shared?                common interests are urged to both
                                                    concerning what information practices                     Examples could include whether a                      coordinate and consolidate their
                                                    health technology developers should                       health technology developer stores                    comments.
                                                    disclose to consumers and what                            information in the cloud or on the                      Authority: 42 U.S.C. 300jj–11; Office of the
                                                    language should be used to describe                       consumer’s device, or whether the                     National Coordinator for Health Information
                                                    those practices in an updated MPN.                        information collected is accessed, used,              Technology; Delegation of Authority (76 FR
                                                    Examples of information practices                         disclosed, or stored in another country.              58006, Sept. 19, 2011).
                                                    below are included to clarify the intent                     5. Security and encryption: What                     Dated: February 23, 2016.
                                                    of the questions, but are not intended to                 information should the MPN convey to                  Karen DeSalvo,
                                                    be exhaustive. ONC invites commenters                     the consumer regarding specific security
                                                                                                                                                                    National Coordinator for Health Information
                                                    to discuss any examples that are                          practices, and what level of detail is                Technology.
                                                    relevant to the broad issues of which                     appropriate for a consumer to
                                                                                                                                                                    [FR Doc. 2016–04239 Filed 2–26–16; 4:15 pm]
                                                    types of personal information and                         understand? For example, a health
                                                                                                                                                                    BILLING CODE 4150–45–P
                                                    information practices should be                           technology developer could state that
                                                    addressed in an updated MPN.                              the product encrypts data at rest, or that
                                                       1. User scope: What types of health                    it uses 128-bit or 256-bit encryption.                DEPARTMENT OF HEALTH AND
                                                    technology developers, including non-                     How can information about various                     HUMAN SERVICES
                                                    covered entities and potentially HIPAA-                   security practices, often technical in
                                                    covered entities, could and should use                    nature, be presented in a way that is                 Office of the Secretary
                                                    an updated voluntary MPN?                                 understandable for the consumer?
                                                       2. Information type: What information                  Examples could include encryption at                  Health IT Policy Committee and Health
                                                    types should be considered in and out                     rest or encryption in transit, or whether             IT Standards Committee: Schedule and
                                                    of scope for the MPN? Examples could                      information is encrypted on the device                Recommendations
                                                    include, but are not limited to: Names,                   or in the cloud.
                                                    account access information, credit card                      6. Access to other device information:             AGENCY: Office of the National
                                                    numbers, IP address information, social                   What types of information that an                     Coordinator for Health Information
                                                    security numbers, telephone numbers                       application is able to access on a                    Technology, Department of Health and
                                                    (cell and landline), GPS or geo-location                  consumer’s smartphone or computer                     Human Services.
                                                    data, data about how a consumer’s body                    should be disclosed? How should this                  ACTION: Notice.
                                                    functions ranging from heart rate to                      be conveyed in the MPN? Examples                      SUMMARY:  This notice fulfills obligations
                                                    menstrual cycle, genomic data, and                        include a health application accessing                under the Health Information
                                                                                                              the content of a consumer’s text
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                                                    exercise duration data such as number                                                                           Technology for Economic and Clinical
                                                    of steps or miles clocked.                                messages, emails, address books, photo                Health (HITECH) Act, Title XIII of
                                                       3. Information practices: What types                   libraries, and phone call information.                Division A and Title IV of Division B of
                                                    of practices involving the information                       7. Format: How should the MPN
                                                                                                                                                                    the American Recovery and
                                                    types listed in Question 2 above should                   describe practices about the format in
                                                                                                                                                                    Reinvestment Act of 2009 (Pub. L.
                                                    be included in the MPN? An                                which consumer information is stored
                                                    information practice is what the                          or transmitted (e.g., individually                      8 See, e.g., 45 CFR 164.514(a) (HIPAA Privacy
                                                                                                              identifiable or de-identified, aggregate,             Rule) as a potential standard for de-identification of
                                                      7 16   CFR part 318.                                    or anonymized), particularly when their               protected health information.



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                                                    10636                          Federal Register / Vol. 81, No. 40 / Tuesday, March 1, 2016 / Notices

                                                    111–5), which amended the Public                        within 90 days with, at a minimum, the                standards-committee/health-it-
                                                    Health Service Act (PHSA). Section                      following:                                            standards-committee-recommendations-
                                                    3003(b)(3) of the PHSA mandates that                       (1) An assessment of what standards,               national-coordinator. All prior
                                                    the Health IT Standards Committee                       implementation specifications, and                    recommendations received from the
                                                    (HITSC) develop an annual schedule for                  certification criteria are currently                  HITPC and HITSC can be found at these
                                                    the assessment of policy                                available to meet the priority area;                  respective Web site addresses.
                                                    recommendations developed by the                           (2) An assessment of where gaps exist
                                                                                                            (i.e., no standard is available or                    HITSC Privacy and Security
                                                    Health IT Policy Committee (HITPC)
                                                                                                            harmonization is required because more                Recommendations
                                                    and publish the schedule in the Federal
                                                    Register. This notice fulfills the                      than one standard exists) and identify                  Section 3004(a)(3) of the PHSA
                                                    requirements of section 3003(b)(3) and                  potential organizations that have the                 provides for publication in the Federal
                                                    updates the HITSC schedule posted in                    capability to address those gaps; and                 Register of determinations by the
                                                    the Federal Register on August 10,                         (3) A timeline, which may also                     Secretary regarding HITSC-
                                                    2015. This notice also meets the                        account for the National Institute of                 recommended certification criteria
                                                    requirements under sections 3002(e)                     Standards and Technology (NIST)                       endorsed by the National Coordinator.
                                                    and 3003(e) for publication in the                      testing, where appropriate, and include                 On March 30, 2015, ONC issued a
                                                    Federal Register of recommendations                     dates when the HITSC is expected to                   notice of proposed rulemaking with
                                                    made by the HITPC and HITSC,                            issue recommendations to the National                 comment period for the 2015 Edition
                                                    respectively. Further, this notice serves               Coordinator.                                          health IT certification criteria (80 FR
                                                    to meet the requirements of section                        (B) In responding to the National                  16804). Subsequently, on June 5, 2015,
                                                    3004(a)(3) for publication in the Federal               Coordinator:                                          the HITSC submitted a transmittal letter
                                                    Register of determinations by the                          (1) Approve a timeline by which it
                                                                                                                                                                  to the National Coordinator which
                                                    Secretary of Health and Human Services                  will deliver recommendations to the
                                                                                                                                                                  contained the HITSC recommendations
                                                    regarding HITSC-recommended                             National Coordinator; and
                                                                                                               (2) Determine whether to establish a               for the adoption of two new certification
                                                    certification criteria endorsed by the                                                                        criteria for the ONC Health IT
                                                                                                            task force to conduct research and
                                                    National Coordinator for Health                                                                               Certification Program. The two
                                                                                                            solicit testimony, where appropriate,
                                                    Information Technology.                                                                                       certification criteria are:
                                                                                                            and issue recommendations to the full
                                                    FOR FURTHER INFORMATION CONTACT:                        committee in a timely manner.                           1. A criterion for encrypting
                                                    Michael Lipinski, Office of Policy,                        (C) Advise the National Coordinator,               authentication credentials; and
                                                    Office of the National Coordinator for                  consistent with the accepted timeline in                2. A multi-factor authentication
                                                    Health Information Technology, 202–                     (B)(1) and after NIST testing, where                  criterion for user access to health
                                                    690–7151.                                               appropriate, on standards,                            information.
                                                    SUPPLEMENTARY INFORMATION:     This                     implementation specifications, and/or                   The National Coordinator endorsed
                                                    notice fulfills obligations under the                   certification criteria, for the National              these recommendations for
                                                    Health Information Technology for                       Coordinator’s review and determination                consideration by the Secretary and the
                                                    Economic and Clinical Health (HITECH)                   whether or not to endorse the                         Secretary has determined that it is
                                                    Act, Title XIII of Division A and Title IV              recommendations, and possible                         appropriate to propose adoption of these
                                                    of Division B of the American Recovery                  adoption of the proposed                              two new certification criteria through
                                                    and Reinvestment Act of 2009 (Pub. L.                   recommendations by the Secretary of                   rulemaking. Therefore, the Secretary,
                                                    111–5), which amended the Public                        the Department of Health and Human                    within a reasonable period of time, will
                                                    Health Service Act (PHSA).                              Services (Secretary).                                 propose adoption of the certification
                                                                                                               The standards and related topics                   criteria noted above in an available and
                                                    Health IT Standards Committee                           which the HITSC is expected to address                appropriate notice of proposed
                                                    Schedule                                                in 2016 include, but may not be limited               rulemaking.
                                                                                                            to: Quality measurement; precision                      Authority: 42 U.S.C. 300jj–11–14; Office of
                                                      Section 3003(b)(3) of the PHSA
                                                                                                            medicine; security; consumer-mediated                 the National Coordinator for Health
                                                    mandates that the Health IT Standards
                                                                                                            information exchange; public health;                  Information Technology; Delegation of
                                                    Committee (HITSC) develop an annual
                                                                                                            technical interoperability experience in              Authority (74 FR 64086, Dec. 7, 2009).
                                                    schedule for the assessment of policy
                                                                                                            the field; and updates to the Office of                 Dated: February 23, 2016.
                                                    recommendations developed by the
                                                                                                            the National Coordinator for Health
                                                    Health IT Policy Committee (HITPC)                                                                            Karen DeSalvo,
                                                                                                            Information Technology (ONC)’s
                                                    and publish it in the Federal Register.                                                                       National Coordinator for Health Information
                                                                                                            Interoperability Standards
                                                    The HITSC’s schedule for the                                                                                  Technology.
                                                                                                            Advisory(ies).
                                                    assessment of HITPC recommendations                                                                           [FR Doc. 2016–04238 Filed 2–26–16; 4:15 pm]
                                                    updates the HITSC schedule published                    HITPC and HITSC Recommendations                       BILLING CODE 4150–45–P
                                                    on August 10, 2015, and is as follows:                    Sections 3002(e) and 3003(e) of the
                                                      The National Coordinator for Health                   PHSA provides for publication of HITPC
                                                    Information Technology (National                        and HITSC recommendations in the                      DEPARTMENT OF HEALTH AND
                                                    Coordinator) will establish priority areas              Federal Register. ONC will post all                   HUMAN SERVICES
                                                    based in part on recommendations                        recommendations received from the
asabaliauskas on DSK5VPTVN1PROD with NOTICES




                                                    received from the HITPC regarding                                                                             National Institutes of Health
                                                                                                            HITPC on its Web site at: https://
                                                    health IT standards, implementation                     www.healthit.gov/facas/health-it-policy-              National Institute on Aging; Notice of
                                                    specifications, and/or certification                    committee/health-it-policy-committee-                 Closed Meeting
                                                    criteria. Once the HITSC is informed of                 recommendations-national-coordinator-
                                                    those priority areas, it will:                          health-it. ONC will post all                            Pursuant to section 10(d) of the
                                                      (A) Identify the best mechanism by                    recommendations received from the                     Federal Advisory Committee Act, as
                                                    which to organize itself in order to                    HITSC on its Web site at: https://                    amended (5 U.S.C. App.), notice is
                                                    respond to the National Coordinator                     www.healthit.gov/facas/health-it-                     hereby given of the following meeting.


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Document Created: 2018-02-02 14:59:44
Document Modified: 2018-02-02 14:59:44
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
ContactMichael Lipinski, Office of Policy, Office of the National Coordinator for Health Information Technology, 202-690-7151.
FR Citation81 FR 10635 

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