81 FR 10692 - Sunshine Act Meeting
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 81, Issue 40 (March 1, 2016)
Federal Register Volume 81, Issue 40 (March 1, 2016)
| Page Range | 10692-10692 | |
| FR Document | 2016-04528 |
[Federal Register Volume 81, Number 40 (Tuesday, March 1, 2016)] [Notices] [Page 10692] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2016-04528] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, March 3, 2016 at 2:00 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed Meeting. Certain staff members who have an interest in the matters also may be present. The General Counsel of the Commission, or her designee, has certified that, in her opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the scheduled matter at the Closed Meeting. Chair White, as duty officer, voted to consider the items listed for the Closed Meeting in closed session. The subject matter of the Closed Meeting will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings; Opinion; Adjudicatory matters; Resolution of litigation claims; and Other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. Dated: February 25, 2016. Brent J. Fields, Secretary. [FR Doc. 2016-04528 Filed 2-26-16; 11:15 am] BILLING CODE 8011-01-P
![10692 Federal Register / Vol. 81, No. 40 / Tuesday, March 1, 2016 / Notices
Compliance with Rule 19b–4(e) is Chair White, as duty officer, voted to APPLICANTS: LoCorr Investment Trust
mandatory. Information received in consider the items listed for the Closed (the ‘‘Trust’’), an Ohio business trust
response to Rule 19b–4(e) shall not be Meeting in closed session. registered under the Act as an open-end
kept confidential; the information The subject matter of the Closed management investment company with
collected is public information. Meeting will be: multiple series, and LoCorr Fund
Written comments are invited on: (a) Institution and settlement of Management, LLC, a Minnesota limited
Whether the proposed collection of injunctive actions; liability company registered as an
information is necessary for the proper Institution and settlement of investment adviser under the
performance of the functions of the administrative proceedings; Investment Advisers Act of 1940
Commission, including whether the Opinion; (‘‘LoCorr’’ or the ‘‘Adviser,’’ and,
information shall have practical utility; Adjudicatory matters;
Resolution of litigation claims; and collectively with the Trust, the
(b) the accuracy of the Commission’s ‘‘Applicants’’).
Other matters relating to enforcement
estimate of the burden of the collection
proceedings. FILING DATES:The application was filed
of information; (c) ways to enhance the
At times, changes in Commission August 28, 2015, and amended on
quality, utility, and clarity of the
priorities require alterations in the December 29, 2015 and January 16,
information collected; and (d) ways to
scheduling of meeting items. 2016.
minimize the burden of the collection of For further information and to
information on respondents, including ascertain what, if any, matters have been HEARING OR NOTIFICATION OF HEARING:
through the use of automated collection added, deleted or postponed, please An order granting the application will
techniques or other forms of information contact the Office of the Secretary at be issued unless the Commission orders
technology. Consideration will be given (202) 551–5400. a hearing. Interested persons may
to comments and suggestions submitted request a hearing by writing to the
in writing within 60 days of this Dated: February 25, 2016.
Commission’s Secretary and serving
publication. Brent J. Fields,
applicants with a copy of the request,
An agency may not conduct or Secretary. personally or by mail. Hearing requests
sponsor, and a person is not required to [FR Doc. 2016–04528 Filed 2–26–16; 11:15 am] should be received by the Commission
respond to, a collection of information BILLING CODE 8011–01–P by 5:30 p.m. on March 21, 2016, and
under the PRA unless it displays a should be accompanied by proof of
currently valid OMB control number. service on the applicants, in the form of
Please direct your written comments SECURITIES AND EXCHANGE an affidavit or, for lawyers, a certificate
to: Pamela Dyson, Director/Chief COMMISSION of service. Pursuant to rule 0–5 under
Information Officer, Securities and [Investment Company Act Release No. the Act, hearing requests should state
Exchange Commission, c/o Remi Pavlik- 32005; 812–14540] the nature of the writer’s interest, any
Simon, 100 F Street NE., Washington, facts bearing upon the desirability of a
DC 20549 or send an email to: PRA_ LoCorr Fund Management, LLC and hearing on the matter, the reason for the
Mailbox@sec.gov. LoCorr Investment Trust; Notice of request, and the issues contested.
Dated: February 24, 2016. Application Persons who wish to be notified of a
Robert W. Errett, February 24, 2016. hearing may request notification by
Deputy Secretary. AGENCY: Securities and Exchange writing to the Commission’s Secretary.
[FR Doc. 2016–04348 Filed 2–29–16; 8:45 am] Commission (‘‘Commission’’). ADDRESSES: Secretary, U.S. Securities
BILLING CODE 8011–01–P ACTION: Notice of an application under and Exchange Commission, 100 F Street
section 6(c) of the Investment Company NE., Washington, DC 20549–1090.
Act of 1940 (‘‘Act’’) for an exemption Applicants: Jon C. Essen, LoCorr Fund
SECURITIES AND EXCHANGE from section 15(a) of the Act and rule Management, LLC, 261 School Avenue,
COMMISSION 18f–2 under the Act, as well as from 4th Floor, Excelsior, MN 55331; and
certain disclosure requirements in rule JoAnn Strasser, Esq., Thompson Hine
Sunshine Act Meeting
20a–1 under the Act, Item 19(a)(3) of LLP, 41 South High Street 17th Floor,
Notice is hereby given, pursuant to Form N–1A, Items 22(c)(1)(ii), Columbus, OH 43215.
the provisions of the Government in the 22(c)(1)(iii), 22(c)(8) and 22(c)(9) of
Schedule 14A under the Securities FOR FURTHER INFORMATION CONTACT:
Sunshine Act, Public Law 94–409, that
Exchange Act of 1934, and Sections David J. Marcinkus, Senior Counsel, at
the Securities and Exchange
Commission will hold a Closed Meeting 6–07(2)(a), (b), and (c) of Regulation S– (202) 551–6882, or Mary Kay Frech,
on Thursday, March 3, 2016 at 2:00 p.m. X (‘‘Disclosure Requirements’’). The Branch Chief, at (202) 551–6821
requested exemption would permit an (Division of Investment Management,
Commissioners, Counsel to the
investment adviser to hire and replace Chief Counsel’s Office).
Commissioners, the Secretary to the
Commission, and recording secretaries certain sub-advisers without SUPPLEMENTARY INFORMATION: The
will attend the Closed Meeting. Certain shareholder approval and grant relief following is a summary of the
staff members who have an interest in from the Disclosure Requirements as application. The complete application
the matters also may be present. they relate to fees paid to the sub- may be obtained via the Commission’s
asabaliauskas on DSK5VPTVN1PROD with NOTICES
The General Counsel of the advisers.1 Web site by searching for the file
Commission, or her designee, has number, or an applicant using the
certified that, in her opinion, one or 1 The requested order would supersede an Company name box, at http://
more of the exemptions set forth in 5 exemptive order issued to the Applicants on Sept. www.sec.gov/search/search.htm or by
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) 11, 2012 (the ‘‘Prior Order’’), with the result that no calling (202) 551–8090.
person will continue to rely on the Prior Order if
and 17 CFR 200.402(a)(3), (5), (7), 9(ii) the requested order is granted. See LoCorr Fund
and (10), permit consideration of the Management, LLC and LoCorr Investment Trust, 14, 2012) (notice) and 30199 (Sept. 11, 2012)
scheduled matter at the Closed Meeting. Investment Company Act Release Nos. 30168 (Aug. (order).
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Document Created: 2018-02-02 14:59:45
Document Modified: 2018-02-02 14:59:45
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 81 FR 10692 |
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