81_FR_11755 81 FR 11711 - Approval and Promulgation of Air Quality Implementation Plans; Virginia; Infrastructure Requirements for the 2012 Fine Particulate Matter National Ambient Air Quality Standards

81 FR 11711 - Approval and Promulgation of Air Quality Implementation Plans; Virginia; Infrastructure Requirements for the 2012 Fine Particulate Matter National Ambient Air Quality Standards

ENVIRONMENTAL PROTECTION AGENCY

Federal Register Volume 81, Issue 44 (March 7, 2016)

Page Range11711-11716
FR Document2016-04755

The Environmental Protection Agency (EPA) is proposing to approve a state implementation plan (SIP) revision submitted by the Commonwealth of Virginia pursuant to the Clean Air Act (CAA). Whenever new or revised national ambient air quality standards (NAAQS) are promulgated, the CAA requires states to submit a plan for the implementation, maintenance, and enforcement of such NAAQS. The plan is required to address basic program elements including, but not limited to, regulatory structure, monitoring, modeling, legal authority, and adequate resources necessary to assure attainment and maintenance of the standards. These elements are referred to as infrastructure requirements. The Commonwealth of Virginia has made a submittal addressing the infrastructure requirements for the 2012 fine particulate matter (PM<INF>2.5</INF>) NAAQS. This action is being taken under the CAA.

Federal Register, Volume 81 Issue 44 (Monday, March 7, 2016)
[Federal Register Volume 81, Number 44 (Monday, March 7, 2016)]
[Proposed Rules]
[Pages 11711-11716]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-04755]


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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 52

[EPA-R03-OAR-2015-0838; FRL-9943-26-Region 3]


Approval and Promulgation of Air Quality Implementation Plans; 
Virginia; Infrastructure Requirements for the 2012 Fine Particulate 
Matter National Ambient Air Quality Standards

AGENCY: Environmental Protection Agency (EPA).

ACTION: Proposed rule.

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SUMMARY: The Environmental Protection Agency (EPA) is proposing to 
approve a state implementation plan (SIP) revision submitted by the 
Commonwealth of Virginia pursuant to the Clean Air Act (CAA). Whenever 
new or revised national ambient air quality standards (NAAQS) are 
promulgated, the CAA requires states to submit a plan for the 
implementation, maintenance, and enforcement of such NAAQS. The plan is 
required to address basic program elements including, but not limited 
to, regulatory structure, monitoring, modeling, legal authority, and 
adequate resources necessary to assure attainment and maintenance of 
the standards. These elements are referred to as infrastructure 
requirements. The Commonwealth of Virginia has made a submittal 
addressing the infrastructure requirements for the 2012 fine 
particulate matter (PM2.5) NAAQS. This action is being taken 
under the CAA.

DATES: Written comments must be received on or before April 6, 2016.

ADDRESSES: Submit your comments, identified by Docket ID No. EPA-R03-
OAR-2015-0838 at http://www.regulations.gov, or via email to 
[email protected]. For comments submitted at Regulations.gov, 
follow the online instructions for submitting comments. Once submitted, 
comments cannot be edited or removed from Regulations.gov. For either 
manner of submission, the EPA may publish any comment received to its 
public docket. Do not submit electronically any information you 
consider to be confidential business information (CBI) or other 
information whose disclosure is restricted by statute. Multimedia 
submissions (audio, video, etc.) must be accompanied by a written 
comment. The written comment is considered the official comment and 
should include discussion of all points you wish to make. The EPA will 
generally not consider comments or comment contents located outside of 
the primary submission (i.e. on the web, cloud, or other file sharing 
system). For additional submission methods, please contact the person 
identified in the FOR FURTHER INFORMATION CONTACT section. For the full 
EPA public comment policy, information about CBI or multimedia 
submissions, and general guidance on making effective comments, please 
visit http://www2.epa.gov/dockets/commenting-epa-dockets.

FOR FURTHER INFORMATION CONTACT: Ellen Schmitt, (215) 814-5787, or by 
email at [email protected].

SUPPLEMENTARY INFORMATION: On July 16, 2015, the Commonwealth of 
Virginia (Virginia) through the Virginia Department of Environmental 
Quality (VADEQ) submitted a revision to the Commonwealth's SIP to 
satisfy the requirements of section 110(a)(2) of the CAA for the 2012 
PM2.5 NAAQS.

[[Page 11712]]

I. Background

    On July 18, 1997, the EPA promulgated a new 24-hour and a new 
annual NAAQS for PM2.5 (62 FR 38652). On October 17, 2006, 
the EPA revised the standards for PM2.5, tightening the 24-
hour PM2.5 standard from 65 micrograms per cubic meter 
([mu]g/m\3\) to 35 [mu]g/m\3\, and retaining the annual 
PM2.5 standard at 15 [mu]g/m\3\ (71 FR 61144). Subsequently, 
on December 14, 2012, the EPA revised the level of the health based 
(primary) annual PM2.5 standard to 12 [mu]g/m\3\. See 78 FR 
3086 (January 15, 2013).\1\
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    \1\ In EPA's 2012 PM2.5 NAAQS revision, EPA left 
unchanged the existing welfare (secondary) standards for 
PM2.5 to address PM related effects such as visibility 
impairment, ecological effects, damage to materials and climate 
impacts. This includes an annual secondary standard of 15 [mu]g/m\3\ 
and a 24-hour standard of 35 [mu]g/m\3\.
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    Pursuant to section 110(a)(1) of the CAA, states are required to 
submit SIPs meeting the applicable requirements of section 110(a)(2) 
within three years after promulgation of a new or revised NAAQS or 
within such shorter period as EPA may prescribe. Section 110(a)(2) 
requires states to address basic SIP elements such as requirements for 
monitoring, basic program requirements, and legal authority that are 
designed to assure attainment and maintenance of the NAAQS. Section 
110(a) imposes the obligation upon states to make a SIP submission to 
EPA for a new or revised NAAQS, but the contents of that submission may 
vary depending upon the facts and circumstances. In particular, the 
data and analytical tools available at the time the state develops and 
submits the SIP for a new or revised NAAQS affect the content of the 
submission. The content of such SIP submission may also vary depending 
upon what provisions the state's existing SIP already contains.
    More specifically, section 110(a)(1) provides the procedural and 
timing requirements for SIPs. Section 110(a)(2) lists specific elements 
that states must meet for infrastructure SIP requirements related to a 
newly established or revised NAAQS. As mentioned earlier, these 
requirements include basic SIP elements such as requirements for 
monitoring, basic program requirements, and legal authority that are 
designed to assure attainment and maintenance of the NAAQS.

II. Summary of SIP Revision

    On July 16, 2015, the VADEQ provided a SIP revision to satisfy 
certain section 110(a)(2) requirements of the CAA for the 2012 
PM2.5 NAAQS.\2\ This revision addressed the following CAA 
infrastructure elements which EPA is proposing to approve: Section 
110(a)(2)(A), (B), (C), (D)(i)(II) (prevention of significant 
deterioration), (D)(ii), (E), (F), (G), (H), (J), (K), (L), and (M). A 
detailed summary of EPA's review and rationale for finding Virginia's 
submittal addresses these requirements in section 110(a)(2) may be 
found in the technical support document (TSD) for this rulemaking 
action which is available on line at www.regulations.gov, Docket ID 
Number EPA-R03-OAR-2015-0838.
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    \2\ To clarify, the ``2013 PM2.5 NAAQS'' referred to 
in the Virginia SIP submittal is the same as the ``2012 
PM2.5 NAAQS'' EPA refers to in this rulemaking action. 
The final rule for this NAAQS was signed by the EPA Administrator on 
December 14, 2012, thereby it has been called the ``2012 
PM2.5 NAAQS.'' However, the final rule was published in 
the Federal Register on January 15, 2013, with an effective date of 
March 13, 2013, resulting in it also being referred to as the ``2013 
PM2.5 NAAQS.''
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    This rulemaking action does not include any proposed action on 
section 110(a)(2)(I) of the CAA which pertains to the nonattainment 
requirements of part D, title I of the CAA, because this element is not 
required to be submitted by the 3-year submission deadline of section 
110(a)(1) of the CAA and Virginia's July 16, 2015 SIP submittal did not 
address this element. Virginia's obligations under section 110(a)(2)(I) 
will be addressed in a separate process if applicable or necessary for 
the 2012 PM2.5 NAAQS. This rulemaking action also does not 
include proposed action on requirements under section 
110(a)(2)(D)(i)(I) of the CAA because Virginia's submittal did not 
include any provisions for this element; therefore, EPA will take 
later, separate action on section 110(a)(2)(D)(i)(I) for the 2012 
PM2.5 NAAQS for Virginia. Finally, at this time, EPA is not 
proposing action on the portion of Virginia's July 16, 2015 
infrastructure SIP submittal addressing section 110(a)(2)(D)(i)(II) for 
visibility protection for the 2012 PM2.5 NAAQS. Although 
Virginia's submittal referred to a July 16, 2015 regional haze SIP 
revision submittal to address requirements in section 
110(a)(2)(D)(i)(II) for visibility protection for the 2012 
PM2.5 NAAQS, EPA intends to take separate rulemaking action 
on the July 16, 2015 regional haze SIP revision and on the portion of 
the July 16, 2015 infrastructure SIP submission for section 
110(a)(2)(D)(i)(II) (visibility protection) as explained in the TSD. 
EPA is soliciting public comments on the issues discussed in this 
document. These comments will be considered before taking final action.

III. EPA's Approach To Reviewing Infrastructure SIPs

    EPA is acting upon the SIP submission from Virginia that addresses 
the infrastructure requirements of section 110(a)(1) and (2) of the CAA 
for the 2012 PM2.5 NAAQS. The requirement for states to make 
a SIP submission of this type arises out of section 110(a)(1) of the 
CAA. Pursuant to section 110(a)(1), states must make SIP submissions 
``within 3 years (or such shorter period as the Administrator may 
prescribe) after the promulgation of a national primary ambient air 
quality standard (or any revision thereof),'' and these SIP submissions 
are to provide for the ``implementation, maintenance, and enforcement'' 
of such NAAQS. The statute directly imposes on states the duty to make 
these SIP submissions, and the requirement to make the submissions is 
not conditioned upon EPA's taking any action other than promulgating a 
new or revised NAAQS. Section 110(a)(2) of the CAA includes a list of 
specific elements that ``[e]ach such plan'' submission must address.
    EPA has historically referred to these SIP submissions made for the 
purpose of satisfying the requirements of section 110(a)(1) and (2) as 
infrastructure SIP submissions. Although the term ``infrastructure 
SIP'' does not appear in the CAA, EPA uses the term to distinguish this 
particular type of SIP submission from submissions that are intended to 
satisfy other SIP requirements under the CAA, such ``nonattainment 
SIP'' or ``attainment plan SIP'' submissions to address the 
nonattainment planning requirements of part D of title I of the CAA, 
``regional haze SIP'' submissions required by EPA rule to address the 
visibility protection requirements of section 169A of the CAA, and 
nonattainment new source review permit program submissions to address 
the permit requirements of CAA, title I, part D.
    Section 110(a)(1) of the CAA addresses the timing and general 
requirements for infrastructure SIP submissions and section 110(a)(2) 
provides more details concerning the required contents of these 
submissions. The list of required elements provided in section 
110(a)(2) contains a wide variety of disparate provisions, some of 
which pertain to required legal authority, some of which pertain to 
required substantive program provisions, and some of which pertain to 
requirements for both authority and substantive program provisions.\3\ 
EPA

[[Page 11713]]

therefore believes that while the timing requirement in section 
110(a)(1) is unambiguous, some of the other statutory provisions are 
ambiguous. In particular, EPA believes that the list of required 
elements for infrastructure SIP submissions provided in section 
110(a)(2) contains ambiguities concerning what is required for 
inclusion in an infrastructure SIP submission.
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    \3\ For example: Section 110(a)(2)(E)(i) of the CAA provides 
that states must provide assurances that they have adequate legal 
authority under state and local law to carry out the SIP; section 
110(a)(2)(C) of the CAA provides that states must have a SIP 
approved program to address certain sources as required by part C of 
title I of the CAA; and section 110(a)(2)(G) of the CAA provides 
that states must have legal authority to address emergencies as well 
as contingency plans that are triggered in the event of such 
emergencies.
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    The following examples of ambiguities illustrate the need for EPA 
to interpret some section 110(a)(1) and section 110(a)(2) requirements 
with respect to infrastructure SIP submissions for a given new or 
revised NAAQS. One example of ambiguity is that section 110(a)(2) 
requires that ``each'' SIP submission must meet the list of 
requirements therein, while EPA has long noted that this literal 
reading of the statute is internally inconsistent and would create a 
conflict with the nonattainment provisions in part D of title I of the 
CAA, which specifically address nonattainment SIP requirements.\4\ 
Section 110(a)(2)(I) of the CAA pertains to nonattainment SIP 
requirements and part D addresses when attainment plan SIP submissions 
to address nonattainment area requirements are due. For example, 
section 172(b) of the CAA requires EPA to establish a schedule for 
submission of such plans for certain pollutants when the Administrator 
promulgates the designation of an area as nonattainment, and section 
107(d)(1)(B) of the CAA allows up to two years or in some cases three 
years, for such designations to be promulgated.\5\ This ambiguity 
illustrates that rather than apply all the stated requirements of 
section 110(a)(2) in a strict literal sense, EPA must determine which 
provisions of section 110(a)(2) are applicable for a particular 
infrastructure SIP submission.
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    \4\ See, e.g., ``Rule To Reduce Interstate Transport of Fine 
Particulate Matter and Ozone (Clean Air Interstate Rule); Revisions 
to Acid Rain Program; Revisions to the NOX SIP Call; 
Final Rule,'' 70 FR 25162, at 25163--65 (May 12, 2005) (explaining 
relationship between timing requirement of section 110(a)(2)(D) 
versus section 110(a)(2)(I)).
    \5\ EPA notes that this ambiguity within section 110(a)(2) of 
the CAA is heightened by the fact that various subparts of part D 
set specific dates for submission of certain types of SIP 
submissions in designated nonattainment areas for various 
pollutants. Note, e.g., that section 182(a)(1) of the CAA provides 
specific dates for submission of emissions inventories for the ozone 
NAAQS. Some of these specific dates are necessarily later than three 
years after promulgation of the new or revised NAAQS.
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    Another example of ambiguity within section 110(a)(1) and (2) with 
respect to infrastructure SIPs pertains to whether states must meet all 
of the infrastructure SIP requirements in a single SIP submission, and 
whether EPA must act upon such SIP submission in a single action. 
Although section 110(a)(1) directs states to submit ``a plan'' to meet 
these requirements, EPA interprets the CAA to allow states to make 
multiple SIP submissions separately addressing infrastructure SIP 
elements for the same NAAQS. If states elect to make such multiple SIP 
submissions to meet the infrastructure SIP requirements, EPA can elect 
to act on such submissions either individually or in a larger combined 
action.\6\ Similarly, EPA interprets the CAA to allow it to take action 
on the individual parts of one larger, comprehensive infrastructure SIP 
submission for a given NAAQS without concurrent action on the entire 
submission. For example, EPA has sometimes elected to act at different 
times on various elements and sub-elements of the same infrastructure 
SIP submission.\7\
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    \6\ See, e.g., ``Approval and Promulgation of Implementation 
Plans; New Mexico; Revisions to the New Source Review (NSR) State 
Implementation Plan (SIP); Prevention of Significant Deterioration 
(PSD) and Nonattainment New Source Review (NNSR) Permitting,'' 78 FR 
4339 (January 22, 2013) (EPA's final action approving the structural 
PSD elements of the New Mexico SIP submitted by the state separately 
to meet the requirements of EPA's 2008 PM2.5 NSR rule), 
and ``Approval and Promulgation of Air Quality Implementation Plans; 
New Mexico; Infrastructure and Interstate Transport Requirements for 
the 2006 PM2.5 NAAQS,'' 78 FR 4337 (January 22, 2013) 
(EPA's final action on the infrastructure SIP for the 2006 
PM2.5 NAAQS).
    \7\ On December 14, 2007, the State of Tennessee, through the 
Tennessee Department of Environment and Conservation, made a SIP 
revision to EPA demonstrating that the State meets the requirements 
of sections 110(a)(1) and (2). EPA proposed action for 
infrastructure SIP elements (C) and (J) on January 23, 2012 (77 FR 
3213) and took final action on March 14, 2012 (77 FR 14976). On 
April 16, 2012 (77 FR 22533) and July 23, 2012 (77 FR 42997), EPA 
took separate proposed and final actions on all other section 
110(a)(2) infrastructure SIP elements of Tennessee's December 14, 
2007 submittal.
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    Ambiguities within section 110(a)(1) and (2) may also arise with 
respect to infrastructure SIP submission requirements for different 
NAAQS. Thus, EPA notes that not every element of section 110(a)(2) 
would be relevant, or as relevant, or relevant in the same way, for 
each new or revised NAAQS. The states' attendant infrastructure SIP 
submissions for each NAAQS therefore could be different. For example, 
the monitoring requirements that a state might need to meet in its 
infrastructure SIP submission for purposes of section 110(a)(2)(B) 
could be very different for different pollutants, for example because 
the content and scope of a state's infrastructure SIP submission to 
meet this element might be very different for an entirely new NAAQS 
than for a minor revision to an existing NAAQS.\8\
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    \8\ For example, implementation of the 1997 PM2.5 
NAAQS required the deployment of a system of new monitors to measure 
ambient levels of that new indicator species for the new NAAQS.
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    EPA notes that interpretation of section 110(a)(2) is also 
necessary when EPA reviews other types of SIP submissions required 
under the CAA. Therefore, as with infrastructure SIP submissions, EPA 
also has to identify and interpret the relevant elements of section 
110(a)(2) that logically apply to these other types of SIP submissions. 
For example, section 172(c)(7) of the CAA requires that attainment plan 
SIP submissions required by part D have to meet the ``applicable 
requirements'' of section 110(a)(2). Thus, for example, attainment plan 
SIP submissions must meet the requirements of section 110(a)(2)(A) 
regarding enforceable emission limits and control measures and section 
110(a)(2)(E)(i) regarding air agency resources and authority. By 
contrast, it is clear that attainment plan SIP submissions required by 
part D would not need to meet the portion of section 110(a)(2)(C) that 
pertains to the PSD program required in part C of title I of the CAA, 
because PSD does not apply to a pollutant for which an area is 
designated nonattainment and thus subject to part D planning 
requirements. As this example illustrates, each type of SIP submission 
may implicate some elements of section 110(a)(2) but not others.
    Given the potential for ambiguity in some of the statutory language 
of section 110(a)(1) and section 110(a)(2), EPA believes that it is 
appropriate to interpret the ambiguous portions of section 110(a)(1) 
and section 110(a)(2) in the context of acting on a particular SIP 
submission. In other words, EPA assumes that Congress could not have 
intended that each and every SIP submission, regardless of the NAAQS in 
question or the history of SIP development for the relevant pollutant, 
would meet each of the requirements, or meet each of them in the same 
way. Therefore, EPA has adopted an approach under which it reviews 
infrastructure SIP submissions against the list of elements in section 
110(a)(2), but only to the extent each element applies for that 
particular NAAQS.

[[Page 11714]]

    Historically, EPA has elected to use guidance documents to make 
recommendations to states for infrastructure SIPs, in some cases 
conveying needed interpretations on newly arising issues and in some 
cases conveying interpretations that have already been developed and 
applied to individual SIP submissions for particular elements.\9\ EPA 
most recently issued guidance for infrastructure SIPs on September 13, 
2013 (2013 Guidance).\10\ EPA developed this document to provide states 
with up-to-date guidance for infrastructure SIPs for any new or revised 
NAAQS. Within this guidance, EPA describes the duty of states to make 
infrastructure SIP submissions to meet basic structural SIP 
requirements within three years of promulgation of a new or revised 
NAAQS. EPA also made recommendations about many specific subsections of 
section 110(a)(2) of the CAA that are relevant in the context of 
infrastructure SIP submissions.\11\ The guidance also discusses the 
substantively important issues that are germane to certain subsections 
of section 110(a)(2). Significantly, EPA interprets section 110(a)(1) 
and (2) such that infrastructure SIP submissions need to address 
certain issues and need not address others. Accordingly, EPA reviews 
each infrastructure SIP submission for compliance with the applicable 
statutory provisions of section 110(a)(2), as appropriate.
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    \9\ EPA notes, however, that nothing in the CAA requires EPA to 
provide guidance or to promulgate regulations for infrastructure SIP 
submissions. The CAA directly applies to states and requires the 
submission of infrastructure SIP submissions, regardless of whether 
or not EPA provides guidance or regulations pertaining to such 
submissions. EPA elects to issue such guidance in order to assist 
states, as appropriate.
    \10\ ``Guidance on Infrastructure State Implementation Plan 
(SIP) Elements under Clean Air Act Sections 110(a)(1) and 
110(a)(2),'' Memorandum from Stephen D. Page, September 13, 2013.
    \11\ EPA's September 13, 2013, guidance did not make 
recommendations with respect to infrastructure SIP submissions to 
address section 110(a)(2)(D)(i)(I). EPA issued the guidance shortly 
after the U.S. Supreme Court agreed to review the D.C. Circuit 
decision in EME Homer City, 696 F.3d 7 (D.C. Cir. 2012) which had 
interpreted the requirements of section 110(a)(2)(D)(i)(I). In light 
of the uncertainty created by ongoing litigation, EPA elected not to 
provide additional guidance on the requirements of section 
110(a)(2)(D)(i)(I) at that time. As the guidance is neither binding 
nor required by statute, whether EPA elects to provide guidance on a 
particular section has no impact on a state's CAA obligations.
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    As an example, section 110(a)(2)(E)(ii) of the CAA is a required 
element of section 110(a)(2) for infrastructure SIP submissions. Under 
this element, a state must meet the substantive requirements of section 
128, which pertain to state boards that approve permits or enforcement 
orders and heads of executive agencies with similar powers. Thus, EPA 
reviews infrastructure SIP submissions to ensure that the state's SIP 
appropriately addresses the requirements of section 110(a)(2)(E)(ii) 
and section 128. The 2013 Guidance explains EPA's interpretation that 
there may be a variety of ways by which states can appropriately 
address these substantive statutory requirements, depending on the 
structure of an individual state's permitting or enforcement program 
(e.g., whether permits and enforcement orders are approved by a multi-
member board or by a head of an executive agency). However they are 
addressed by the state, the substantive requirements of section 128 are 
necessarily included in EPA's evaluation of infrastructure SIP 
submissions because section 110(a)(2)(E)(ii) explicitly requires that 
the state satisfy the provisions of section 128.
    As another example, EPA's review of infrastructure SIP submissions 
with respect to the PSD program requirements in sections 110(a)(2)(C), 
(D)(i)(II), and (J) focus upon the structural PSD program requirements 
contained in part C and EPA's PSD regulations. Structural PSD program 
requirements include provisions necessary for the PSD program to 
address all regulated sources and NSR pollutants, including greenhouse 
gases (GHGs). By contrast, structural PSD program requirements do not 
include provisions that are not required under EPA's regulations at 40 
CFR 51.166 but are merely available as an option for the state, such as 
the option to provide grandfathering of complete permit applications 
with respect to the 2012 PM2.5 NAAQS. Accordingly, the 
latter optional provisions are types of provisions EPA considers 
irrelevant in the context of an infrastructure SIP action.
    For other section 110(a)(2) elements, however, EPA's review of a 
state's infrastructure SIP submission focuses on assuring that the 
state's SIP meets basic structural requirements. For example, section 
110(a)(2)(C) of the CAA includes, inter alia, the requirement that 
states have a program to regulate minor new sources. Thus, EPA 
evaluates whether the state has an EPA approved minor new source review 
program and whether the program addresses the pollutants relevant to 
that NAAQS. In the context of acting on an infrastructure SIP 
submission, however, EPA does not think it is necessary to conduct a 
review of each and every provision of a state's existing minor source 
program (i.e., already in the existing SIP) for compliance with the 
requirements of the CAA and EPA's regulations that pertain to such 
programs.
    With respect to certain other issues, EPA does not believe that an 
action on a state's infrastructure SIP submission is necessarily the 
appropriate type of action in which to address possible deficiencies in 
a state's existing SIP. These issues include: (i) Existing provisions 
related to excess emissions from sources during periods of startup, 
shutdown, or malfunction that may be contrary to the CAA and EPA's 
policies addressing such excess emissions (SSM); (ii) existing 
provisions related to ``director's variance'' or ``director's 
discretion'' that may be contrary to the CAA because they purport to 
allow revisions to SIP approved emissions limits while limiting public 
process or not requiring further approval by EPA; and (iii) existing 
provisions for PSD programs that may be inconsistent with current 
requirements of EPA's ``Final NSR Improvement Rule,'' 67 FR 80186 
(December 31, 2002), as amended by 72 FR 32526 (June 13, 2007) (NSR 
Reform). Thus, EPA believes it may approve an infrastructure SIP 
submission without scrutinizing the totality of the existing SIP for 
such potentially deficient provisions and may approve the submission 
even if it is aware of such existing provisions.\12\ It is important to 
note that EPA's approval of a state's infrastructure SIP submission 
should not be construed as explicit or implicit re-approval of any 
existing potentially deficient provisions that relate to the three 
specific issues just described.
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    \12\ By contrast, EPA notes that if a state were to include a 
new provision in an infrastructure SIP submission that contained a 
legal deficiency, such as a new exemption for excess emissions 
during SSM events, then EPA would need to evaluate that provision 
for compliance against the rubric of applicable CAA requirements in 
the context of the action on the infrastructure SIP.
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    EPA's approach to review infrastructure SIP submissions is to 
identify the CAA requirements that are logically applicable to that 
submission. EPA believes that this approach to the review of a 
particular infrastructure SIP submission is appropriate, because it 
would not be reasonable to read the general requirements of section 
110(a)(1) and the list of elements in section 110(a)(2) as requiring 
review of each and every provision of a state's existing SIP against 
all requirements in the CAA and EPA regulations merely for purposes of 
assuring that the state in question has the basic structural elements 
for a functioning SIP for a new or revised NAAQS. Because SIPs have

[[Page 11715]]

grown by accretion over the decades as statutory and regulatory 
requirements under the CAA have evolved, they may include some outmoded 
provisions and historical artifacts. These provisions, while not fully 
up to date, nevertheless may not pose a significant problem for the 
purposes of ``implementation, maintenance, and enforcement'' of a new 
or revised NAAQS when EPA evaluates adequacy of the infrastructure SIP 
submission. EPA believes that a better approach is for states and EPA 
to focus attention on those elements of section 110(a)(2) of the CAA 
most likely to warrant a specific SIP revision due to the promulgation 
of a new or revised NAAQS or other factors.
    For example, EPA's 2013 Guidance gives simpler recommendations with 
respect to carbon monoxide than other NAAQS pollutants to meet the 
visibility requirements of section 110(a)(2)(D)(i)(II) of the CAA, 
because carbon monoxide does not affect visibility. As a result, an 
infrastructure SIP submission for any future new or revised NAAQS for 
carbon monoxide need only state this fact in order to address the 
visibility prong of section 110(a)(2)(D)(i)(II) of the CAA.
    Finally, EPA believes that its approach with respect to 
infrastructure SIP requirements is based on a reasonable reading of 
sections 110(a)(1) and (2) because the CAA provides other avenues and 
mechanisms to address specific substantive deficiencies in existing 
SIPs. These other statutory tools allow EPA to take appropriately 
tailored action, depending upon the nature and severity of the alleged 
SIP deficiency. Section 110(k)(5) of the CAA authorizes EPA to issue a 
``SIP call'' whenever the Agency determines that a state's SIP is 
substantially inadequate to attain or maintain the NAAQS, to mitigate 
interstate transport, or to otherwise comply with the CAA.\13\ Section 
110(k)(6) of the CAA authorizes EPA to correct errors in past actions, 
such as past approvals of SIP submissions.\14\ Significantly, EPA's 
determination that an action on a state's infrastructure SIP submission 
is not the appropriate time and place to address all potential existing 
SIP deficiencies does not preclude EPA's subsequent reliance on 
provisions in section 110(a)(2) as part of the basis for action to 
correct those deficiencies at a later time. For example, although it 
may not be appropriate to require a state to eliminate all existing 
inappropriate director's discretion provisions in the course of acting 
on an infrastructure SIP submission, EPA believes that section 
110(a)(2)(A) may be among the statutory bases that EPA relies upon in 
the course of addressing such deficiency in a subsequent action.\15\
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    \13\ For example, EPA issued a SIP call to Utah to address 
specific existing SIP deficiencies related to the treatment of 
excess emissions during SSM events. See ``Finding of Substantial 
Inadequacy of Implementation Plan; Call for Utah State 
Implementation Plan Revisions,'' 74 FR 21639 (April 18, 2011).
    \14\ EPA has used this authority to correct errors in past 
actions on SIP submissions related to PSD programs. See ``Limitation 
of Approval of Prevention of Significant Deterioration Provisions 
Concerning Greenhouse Gas Emitting-Sources in State Implementation 
Plans; Final Rule,'' 75 FR 82536 (December 30, 2010). The EPA has 
previously used its authority under CAA section 110(k)(6) to remove 
numerous other SIP provisions that the Agency determined it had 
approved in error. See, e.g., 61 FR 38664 (July 25, 1996) and 62 FR 
34641 (June 27, 1997) (corrections to American Samoa, Arizona, 
California, Hawaii, and Nevada SIPs); 69 FR 67062 (November 16, 
2004) (corrections to California SIP); and 74 FR 57051 (November 3, 
2009) (corrections to Arizona and Nevada SIPs).
    \15\ See, e.g., EPA's disapproval of a SIP submission from 
Colorado on the grounds that it would have included a director's 
discretion provision inconsistent with CAA requirements, including 
section 110(a)(2)(A). See, e.g., 75 FR 42342 at 42344 (July 21, 
2010) (proposed disapproval of director's discretion provisions); 76 
FR 4540 (January 26, 2011) (final disapproval of such provisions).
---------------------------------------------------------------------------

IV. Proposed Action

    EPA is proposing to approve the following elements of Virginia's 
July 16, 2015 infrastructure SIP revision for the 2012 PM2.5 
NAAQS: Section 110(a)(2)(A), (B), (C), (D)(i)(II) (prevention of 
significant deterioration), (D)(ii), (E), (F), (G), (H), (J), (K), (L), 
and (M). Virginia's July 16, 2015 SIP revision provides the basic 
program elements specified in section 110(a)(2) of the CAA necessary to 
implement, maintain, and enforce the 2012 PM2.5 NAAQS. This 
proposed rulemaking action does not include action on section 
110(a)(2)(I) which pertains to the nonattainment planning requirements 
of part D, title I of the CAA, because this element is not required to 
be submitted by the 3-year submission deadline of section 110(a)(1) of 
the CAA, and will be addressed in a separate process where necessary 
and applicable. Additionally, this proposed rulemaking action does not 
include rulemaking action on section 110(a)(2)(D)(i)(I) (interstate 
transport of emissions) or (D)(i)(II) (visibility protection) for the 
2012 PM2.5 NAAQS. EPA will take later, separate action on 
Virginia's requirements for section 110(a)(2)(D)(i)(I) and (D)(i)(II) 
(visibility protection) for the 2012 PM2.5 NAAQS.

V. General Information Pertaining to SIP Submittals From the 
Commonwealth of Virginia

    In 1995, Virginia adopted legislation that provides, subject to 
certain conditions, for an environmental assessment (audit) 
``privilege'' for voluntary compliance evaluations performed by a 
regulated entity. The legislation further addresses the relative burden 
of proof for parties either asserting the privilege or seeking 
disclosure of documents for which the privilege is claimed. Virginia's 
legislation also provides, subject to certain conditions, for a penalty 
waiver for violations of environmental laws when a regulated entity 
discovers such violations pursuant to a voluntary compliance evaluation 
and voluntarily discloses such violations to the Commonwealth and takes 
prompt and appropriate measures to remedy the violations. Virginia's 
Voluntary Environmental Assessment Privilege Law, Va. Code Sec. 10.1-
1198, provides a privilege that protects from disclosure documents and 
information about the content of those documents that are the product 
of a voluntary environmental assessment. The Privilege Law does not 
extend to documents or information that: (1) Are generated or developed 
before the commencement of a voluntary environmental assessment; (2) 
are prepared independently of the assessment process; (3) demonstrate a 
clear, imminent and substantial danger to the public health or 
environment; or (4) are required by law.
    On January 12, 1998, the Commonwealth of Virginia Office of the 
Attorney General provided a legal opinion that states that the 
Privilege law, Va. Code Sec. 10.1-1198, precludes granting a privilege 
to documents and information ``required by law,'' including documents 
and information ``required by federal law to maintain program 
delegation, authorization or approval,'' since Virginia must ``enforce 
federally authorized environmental programs in a manner that is no less 
stringent than their federal counter- parts. . . .'' The opinion 
concludes that ``[r]egarding Sec.  10.1-1198, therefore, documents or 
other information needed for civil or criminal enforcement under one of 
these programs could not be privileged because such documents and 
information are essential to pursuing enforcement in a manner required 
by federal law to maintain program delegation, authorization or 
approval.''
    Virginia's Immunity law, Va. Code Sec. 10.1-1199, provides that 
``[t]o the extent consistent with requirements imposed by federal 
law,'' any person

[[Page 11716]]

making a voluntary disclosure of information to a state agency 
regarding a violation of an environmental statute, regulation, permit, 
or administrative order is granted immunity from administrative or 
civil penalty. The Attorney General's January 12, 1998 opinion states 
that the quoted language renders this statute inapplicable to 
enforcement of any federally authorized programs, since ``no immunity 
could be afforded from administrative, civil, or criminal penalties 
because granting such immunity would not be consistent with federal 
law, which is one of the criteria for immunity.''
    Therefore, EPA has determined that Virginia's Privilege and 
Immunity statutes will not preclude the Commonwealth from enforcing its 
program consistent with the federal requirements. In any event, because 
EPA has also determined that a state audit privilege and immunity law 
can affect only state enforcement and cannot have any impact on federal 
enforcement authorities, EPA may at any time invoke its authority under 
the CAA, including, for example, sections 113, 167, 205, 211 or 213, to 
enforce the requirements or prohibitions of the state plan, 
independently of any state enforcement effort. In addition, citizen 
enforcement under section 304 of the CAA is likewise unaffected by 
this, or any, state audit privilege or immunity law.

VI. Statutory and Executive Order Reviews

    Under the CAA, the Administrator is required to approve a SIP 
submission that complies with the provisions of the CAA and applicable 
federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in 
reviewing SIP submissions, EPA's role is to approve state choices, 
provided that they meet the criteria of the CAA. Accordingly, this 
action merely approves state law as meeting federal requirements and 
does not impose additional requirements beyond those imposed by state 
law. For that reason, this proposed action:
     Is not a ``significant regulatory action'' subject to 
review by the Office of Management and Budget under Executive Order 
12866 (58 FR 51735, October 4, 1993);
     does not impose an information collection burden under the 
provisions of the Paperwork Reduction Act (44 U.S.C. 3501 et seq.);
     is certified as not having a significant economic impact 
on a substantial number of small entities under the Regulatory 
Flexibility Act (5 U.S.C. 601 et seq.);
     does not contain any unfunded mandate or significantly or 
uniquely affect small governments, as described in the Unfunded 
Mandates Reform Act of 1995 (Public Law 104-4);
     does not have federalism implications as specified in 
Executive Order 13132 (64 FR 43255, August 10, 1999);
     is not an economically significant regulatory action based 
on health or safety risks subject to Executive Order 13045 (62 FR 
19885, April 23, 1997);
     is not a significant regulatory action subject to 
Executive Order 13211 (66 FR 28355, May 22, 2001);
     is not subject to requirements of section 12(d) of the 
National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 
note) because application of those requirements would be inconsistent 
with the CAA; and
     does not provide EPA with the discretionary authority to 
address, as appropriate, disproportionate human health or environmental 
effects, using practicable and legally permissible methods, under 
Executive Order 12898 (59 FR 7629, February 16, 1994).
    In addition, this proposed rule, which satisfies certain 
infrastructure requirements of section 110(a)(2) of the CAA for the 
2012 PM2.5 NAAQS for the Commonwealth of Virginia, is not 
being approved to apply on any Indian reservation land as defined in 18 
U.S.C. 1151 or in any other area where EPA or an Indian tribe has 
demonstrated that a tribe has jurisdiction. In those areas of Indian 
country, the rule will not have tribal implications and will not impose 
substantial direct costs on tribal governments or preempt tribal law as 
specified by Executive Order 13175 (65 FR 67249, November 9, 2000).

List of Subjects in 40 CFR Part 52

    Environmental protection, Air pollution control, Incorporation by 
reference, Intergovernmental relations, Particulate matter, Reporting 
and recordkeeping requirements.

    Authority: 42 U.S.C. 7401 et seq.

    Dated: February 19, 2016.
Shawn M. Garvin,
Regional Administrator, Region III.
[FR Doc. 2016-04755 Filed 3-4-16; 8:45 am]
 BILLING CODE 6560-50-P



                                                                                 Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Proposed Rules                                                     11711

                                                                   TABLE 1 OF § 165.801—SECTOR OHIO VALLEY ANNUAL AND RECURRING SAFETY ZONES—Continued
                                                                          Date                                         Sponsor/name                            Location                         Safety zone

                                                    53. 1 day—July 4th ................................   Cities of Cincinnati, OH and Newport,          Newport, KY ..........    Ohio River, Miles 469.6–470.2 (Ken-
                                                                                                            KY/July 4th Fireworks.                                                  tucky and Ohio).
                                                    54. 2 days—second weekend in July ....                Marietta     Riverfront   Roar/Marietta        Marietta, OH .........    Ohio River, Mile 171.6–172.6 (Ohio).
                                                                                                            Riverfront Roar.
                                                    55. 1 day—1st weekend in July .............           Gallia County Chamber of Commerce/             Gallipolis, OH ........   Ohio River, Mile 269.5–270.5 (Ohio).
                                                                                                            Gallipolis River Recreation Festival.
                                                    56. 1 day—July 4th ................................   Kindred Communications/Dawg Dazzle             Huntington, WV .....      Ohio River, Mile 307.8–308.8 (West
                                                                                                                                                                                    Virginia).
                                                    57. 1 day—Last weekend in August ......               Swiss Wine Festival/Swiss Wine Fes-            Ghent, KY .............   Ohio River, Mile 537 (Kentucky).
                                                                                                            tival Fireworks Show.
                                                    58. 1 day—Saturday of Labor Day                       University of Pittsburgh Athletic De-          Pittsburgh, PA .......    Allegheny River, Mile 0.0–0.25 (Penn-
                                                      weekend.                                              partment/University of Pittsburgh                                         sylvania).
                                                                                                            Fireworks.
                                                    59. Sunday, Monday, or Thursday from                  Pittsburgh Steelers Fireworks ..............   Pittsburgh, PA .......    Ohio River, Mile 0.3–Allegheny River,
                                                      September through January.                                                                                                    Mile 0.2 (Pennsylvania).
                                                    60. 3 days—Third weekend in Sep-                      Wheeling Heritage Port Sternwheel              Wheeling, WV .......      Ohio River, Mile 90.2–90.7 (West Vir-
                                                      tember.                                               Festival Foundation/Wheeling Herit-                                     ginia).
                                                                                                            age Port Sternwheel Festival.
                                                    61. 1 day—Second Saturday in Sep-                     Ohio River Sternwheel Festival Com-            Marietta, OH .........    Ohio River, Mile 171.5–172.5 (Ohio).
                                                      tember.                                               mittee fireworks.
                                                    62. 1 day—Second weekend of October                   Leukemia and Lymphoma Society/                 Nashville, TN ........    Cumberland River, Mile 190.0–192.0
                                                                                                            Light the Night Walk Fireworks.                                           (Tennessee).
                                                    63. 1 day—First Saturday in October ....              West Virginia Motor Car Festival .........     Charleston, WV .....      Kanawha River, Mile 58–59 (West Vir-
                                                                                                                                                                                      ginia).
                                                    64. 1 day—Friday before Thanksgiving                  Kittanning Light Up Night Firework Dis-        Kittanning, PA .......    Allegheny River, Mile 44.5–45.5
                                                                                                            play.                                                                     (Pennsylvania).
                                                    65. 1 day—First week in October ..........            Leukemia & Lymphoma Society/Light              Pittsburgh, PA .......    Ohio River, Mile 0.0–0.4 (Pennsyl-
                                                                                                            the Night.                                                                vania).
                                                    66. 1 day—Friday before Thanksgiving                  Duquesne Light/Santa Spectacular .....         Pittsburgh, PA .......    Monongahela River, Mile 0.00–0.22,
                                                                                                                                                                                      Allegheny River, Mile 0.00–0.25, and
                                                                                                                                                                                      Ohio River, Mile 0.0–0.3 (Pennsyl-
                                                                                                                                                                                      vania).



                                                    *      *       *       *       *                             (NAAQS) are promulgated, the CAA                         confidential business information (CBI)
                                                      Dated: January 5, 2016.                                    requires states to submit a plan for the                 or other information whose disclosure is
                                                    R.V. Timme,
                                                                                                                 implementation, maintenance, and                         restricted by statute. Multimedia
                                                                                                                 enforcement of such NAAQS. The plan                      submissions (audio, video, etc.) must be
                                                    Captain, U.S. Coast Guard, Captain of the
                                                    Port Ohio Valley.
                                                                                                                 is required to address basic program                     accompanied by a written comment.
                                                                                                                 elements including, but not limited to,                  The written comment is considered the
                                                    [FR Doc. 2016–05032 Filed 3–4–16; 8:45 am]
                                                                                                                 regulatory structure, monitoring,                        official comment and should include
                                                    BILLING CODE 9110–04–P
                                                                                                                 modeling, legal authority, and adequate                  discussion of all points you wish to
                                                                                                                 resources necessary to assure attainment                 make. The EPA will generally not
                                                                                                                 and maintenance of the standards.                        consider comments or comment
                                                    ENVIRONMENTAL PROTECTION                                     These elements are referred to as                        contents located outside of the primary
                                                    AGENCY                                                       infrastructure requirements. The                         submission (i.e. on the web, cloud, or
                                                                                                                 Commonwealth of Virginia has made a                      other file sharing system). For
                                                    40 CFR Part 52                                               submittal addressing the infrastructure                  additional submission methods, please
                                                    [EPA–R03–OAR–2015–0838; FRL–9943–26–                         requirements for the 2012 fine                           contact the person identified in the FOR
                                                    Region 3]                                                    particulate matter (PM2.5) NAAQS. This                   FURTHER INFORMATION CONTACT section.
                                                                                                                 action is being taken under the CAA.                     For the full EPA public comment policy,
                                                    Approval and Promulgation of Air                             DATES: Written comments must be                          information about CBI or multimedia
                                                    Quality Implementation Plans; Virginia;                      received on or before April 6, 2016.                     submissions, and general guidance on
                                                    Infrastructure Requirements for the                                                                                   making effective comments, please visit
                                                                                                                 ADDRESSES: Submit your comments,
                                                    2012 Fine Particulate Matter National                                                                                 http://www2.epa.gov/dockets/
                                                                                                                 identified by Docket ID No. EPA–R03–
                                                    Ambient Air Quality Standards                                                                                         commenting-epa-dockets.
                                                                                                                 OAR–2015–0838 at http://
                                                    AGENCY:  Environmental Protection                            www.regulations.gov, or via email to                     FOR FURTHER INFORMATION CONTACT:
                                                    Agency (EPA).                                                fernandez.cristina@epa.gov. For                          Ellen Schmitt, (215) 814–5787, or by
                                                                                                                 comments submitted at Regulations.gov,                   email at schmitt.ellen@epa.gov.
mstockstill on DSK4VPTVN1PROD with PROPOSALS




                                                    ACTION: Proposed rule.
                                                                                                                 follow the online instructions for                       SUPPLEMENTARY INFORMATION: On July
                                                    SUMMARY:  The Environmental Protection                       submitting comments. Once submitted,                     16, 2015, the Commonwealth of Virginia
                                                    Agency (EPA) is proposing to approve a                       comments cannot be edited or removed                     (Virginia) through the Virginia
                                                    state implementation plan (SIP) revision                     from Regulations.gov. For either manner                  Department of Environmental Quality
                                                    submitted by the Commonwealth of                             of submission, the EPA may publish any                   (VADEQ) submitted a revision to the
                                                    Virginia pursuant to the Clean Air Act                       comment received to its public docket.                   Commonwealth’s SIP to satisfy the
                                                    (CAA). Whenever new or revised                               Do not submit electronically any                         requirements of section 110(a)(2) of the
                                                    national ambient air quality standards                       information you consider to be                           CAA for the 2012 PM2.5 NAAQS.


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                                                    11712                     Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Proposed Rules

                                                    I. Background                                           revision addressed the following CAA                     III. EPA’s Approach To Reviewing
                                                       On July 18, 1997, the EPA                            infrastructure elements which EPA is                     Infrastructure SIPs
                                                    promulgated a new 24-hour and a new                     proposing to approve: Section                               EPA is acting upon the SIP
                                                    annual NAAQS for PM2.5 (62 FR 38652).                   110(a)(2)(A), (B), (C), (D)(i)(II)                       submission from Virginia that addresses
                                                    On October 17, 2006, the EPA revised                    (prevention of significant deterioration),               the infrastructure requirements of
                                                    the standards for PM2.5, tightening the                 (D)(ii), (E), (F), (G), (H), (J), (K), (L), and          section 110(a)(1) and (2) of the CAA for
                                                    24-hour PM2.5 standard from 65                          (M). A detailed summary of EPA’s                         the 2012 PM2.5 NAAQS. The
                                                    micrograms per cubic meter (mg/m3) to                   review and rationale for finding                         requirement for states to make a SIP
                                                    35 mg/m3, and retaining the annual                      Virginia’s submittal addresses these                     submission of this type arises out of
                                                    PM2.5 standard at 15 mg/m3 (71 FR                       requirements in section 110(a)(2) may                    section 110(a)(1) of the CAA. Pursuant
                                                    61144). Subsequently, on December 14,                   be found in the technical support                        to section 110(a)(1), states must make
                                                    2012, the EPA revised the level of the                  document (TSD) for this rulemaking                       SIP submissions ‘‘within 3 years (or
                                                    health based (primary) annual PM2.5                     action which is available on line at                     such shorter period as the Administrator
                                                    standard to 12 mg/m3. See 78 FR 3086                    www.regulations.gov, Docket ID Number                    may prescribe) after the promulgation of
                                                    (January 15, 2013).1                                    EPA–R03–OAR–2015–0838.                                   a national primary ambient air quality
                                                       Pursuant to section 110(a)(1) of the                                                                          standard (or any revision thereof),’’ and
                                                    CAA, states are required to submit SIPs                    This rulemaking action does not                       these SIP submissions are to provide for
                                                    meeting the applicable requirements of                  include any proposed action on section                   the ‘‘implementation, maintenance, and
                                                    section 110(a)(2) within three years after              110(a)(2)(I) of the CAA which pertains                   enforcement’’ of such NAAQS. The
                                                    promulgation of a new or revised                        to the nonattainment requirements of                     statute directly imposes on states the
                                                    NAAQS or within such shorter period                     part D, title I of the CAA, because this                 duty to make these SIP submissions,
                                                    as EPA may prescribe. Section 110(a)(2)                 element is not required to be submitted                  and the requirement to make the
                                                    requires states to address basic SIP                    by the 3-year submission deadline of                     submissions is not conditioned upon
                                                    elements such as requirements for                       section 110(a)(1) of the CAA and                         EPA’s taking any action other than
                                                    monitoring, basic program                               Virginia’s July 16, 2015 SIP submittal                   promulgating a new or revised NAAQS.
                                                    requirements, and legal authority that                  did not address this element. Virginia’s                 Section 110(a)(2) of the CAA includes a
                                                    are designed to assure attainment and                   obligations under section 110(a)(2)(I)                   list of specific elements that ‘‘[e]ach
                                                    maintenance of the NAAQS. Section                       will be addressed in a separate process                  such plan’’ submission must address.
                                                    110(a) imposes the obligation upon                      if applicable or necessary for the 2012                     EPA has historically referred to these
                                                    states to make a SIP submission to EPA                  PM2.5 NAAQS. This rulemaking action                      SIP submissions made for the purpose
                                                    for a new or revised NAAQS, but the                                                                              of satisfying the requirements of section
                                                                                                            also does not include proposed action
                                                    contents of that submission may vary                                                                             110(a)(1) and (2) as infrastructure SIP
                                                                                                            on requirements under section
                                                    depending upon the facts and                                                                                     submissions. Although the term
                                                                                                            110(a)(2)(D)(i)(I) of the CAA because                    ‘‘infrastructure SIP’’ does not appear in
                                                    circumstances. In particular, the data
                                                                                                            Virginia’s submittal did not include any                 the CAA, EPA uses the term to
                                                    and analytical tools available at the time
                                                                                                            provisions for this element; therefore,                  distinguish this particular type of SIP
                                                    the state develops and submits the SIP
                                                    for a new or revised NAAQS affect the                   EPA will take later, separate action on                  submission from submissions that are
                                                    content of the submission. The content                  section 110(a)(2)(D)(i)(I) for the 2012                  intended to satisfy other SIP
                                                    of such SIP submission may also vary                    PM2.5 NAAQS for Virginia. Finally, at                    requirements under the CAA, such
                                                    depending upon what provisions the                      this time, EPA is not proposing action                   ‘‘nonattainment SIP’’ or ‘‘attainment
                                                    state’s existing SIP already contains.                  on the portion of Virginia’s July 16,                    plan SIP’’ submissions to address the
                                                       More specifically, section 110(a)(1)                 2015 infrastructure SIP submittal                        nonattainment planning requirements of
                                                    provides the procedural and timing                      addressing section 110(a)(2)(D)(i)(II) for               part D of title I of the CAA, ‘‘regional
                                                    requirements for SIPs. Section 110(a)(2)                visibility protection for the 2012 PM2.5                 haze SIP’’ submissions required by EPA
                                                    lists specific elements that states must                NAAQS. Although Virginia’s submittal                     rule to address the visibility protection
                                                    meet for infrastructure SIP requirements                referred to a July 16, 2015 regional haze                requirements of section 169A of the
                                                    related to a newly established or revised               SIP revision submittal to address                        CAA, and nonattainment new source
                                                    NAAQS. As mentioned earlier, these                      requirements in section                                  review permit program submissions to
                                                    requirements include basic SIP elements                 110(a)(2)(D)(i)(II) for visibility                       address the permit requirements of
                                                    such as requirements for monitoring,                    protection for the 2012 PM2.5 NAAQS,                     CAA, title I, part D.
                                                    basic program requirements, and legal                                                                               Section 110(a)(1) of the CAA
                                                                                                            EPA intends to take separate rulemaking
                                                    authority that are designed to assure                                                                            addresses the timing and general
                                                                                                            action on the July 16, 2015 regional haze
                                                    attainment and maintenance of the                                                                                requirements for infrastructure SIP
                                                                                                            SIP revision and on the portion of the                   submissions and section 110(a)(2)
                                                    NAAQS.                                                  July 16, 2015 infrastructure SIP                         provides more details concerning the
                                                    II. Summary of SIP Revision                             submission for section 110(a)(2)(D)(i)(II)               required contents of these submissions.
                                                       On July 16, 2015, the VADEQ                          (visibility protection) as explained in                  The list of required elements provided
                                                    provided a SIP revision to satisfy certain              the TSD. EPA is soliciting public                        in section 110(a)(2) contains a wide
                                                    section 110(a)(2) requirements of the                   comments on the issues discussed in                      variety of disparate provisions, some of
                                                    CAA for the 2012 PM2.5 NAAQS.2 This                     this document. These comments will be                    which pertain to required legal
mstockstill on DSK4VPTVN1PROD with PROPOSALS




                                                                                                            considered before taking final action.                   authority, some of which pertain to
                                                      1 In EPA’s 2012 PM
                                                                            2.5 NAAQS revision, EPA left                                                             required substantive program
                                                    unchanged the existing welfare (secondary)              ‘‘2012 PM2.5 NAAQS’’ EPA refers to in this               provisions, and some of which pertain
                                                    standards for PM2.5 to address PM related effects       rulemaking action. The final rule for this NAAQS
                                                    such as visibility impairment, ecological effects,
                                                                                                                                                                     to requirements for both authority and
                                                                                                            was signed by the EPA Administrator on December
                                                    damage to materials and climate impacts. This           14, 2012, thereby it has been called the ‘‘2012 PM2.5    substantive program provisions.3 EPA
                                                    includes an annual secondary standard of 15 mg/m3       NAAQS.’’ However, the final rule was published in
                                                    and a 24-hour standard of 35 mg/m3.                     the Federal Register on January 15, 2013, with an          3 For example: Section 110(a)(2)(E)(i) of the CAA
                                                      2 To clarify, the ‘‘2013 PM
                                                                                  2.5 NAAQS’’ referred to   effective date of March 13, 2013, resulting in it also   provides that states must provide assurances that
                                                    in the Virginia SIP submittal is the same as the        being referred to as the ‘‘2013 PM2.5 NAAQS.’’           they have adequate legal authority under state and



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                                                                              Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Proposed Rules                                                    11713

                                                    therefore believes that while the timing                are applicable for a particular                         SIP submission for purposes of section
                                                    requirement in section 110(a)(1) is                     infrastructure SIP submission.                          110(a)(2)(B) could be very different for
                                                    unambiguous, some of the other                             Another example of ambiguity within                  different pollutants, for example
                                                    statutory provisions are ambiguous. In                  section 110(a)(1) and (2) with respect to               because the content and scope of a
                                                    particular, EPA believes that the list of               infrastructure SIPs pertains to whether                 state’s infrastructure SIP submission to
                                                    required elements for infrastructure SIP                states must meet all of the infrastructure              meet this element might be very
                                                    submissions provided in section                         SIP requirements in a single SIP                        different for an entirely new NAAQS
                                                    110(a)(2) contains ambiguities                          submission, and whether EPA must act                    than for a minor revision to an existing
                                                    concerning what is required for                         upon such SIP submission in a single                    NAAQS.8
                                                    inclusion in an infrastructure SIP                      action. Although section 110(a)(1)
                                                                                                            directs states to submit ‘‘a plan’’ to meet                EPA notes that interpretation of
                                                    submission.                                                                                                     section 110(a)(2) is also necessary when
                                                       The following examples of                            these requirements, EPA interprets the
                                                                                                            CAA to allow states to make multiple                    EPA reviews other types of SIP
                                                    ambiguities illustrate the need for EPA                                                                         submissions required under the CAA.
                                                    to interpret some section 110(a)(1) and                 SIP submissions separately addressing
                                                                                                            infrastructure SIP elements for the same                Therefore, as with infrastructure SIP
                                                    section 110(a)(2) requirements with                                                                             submissions, EPA also has to identify
                                                    respect to infrastructure SIP                           NAAQS. If states elect to make such
                                                                                                            multiple SIP submissions to meet the                    and interpret the relevant elements of
                                                    submissions for a given new or revised                                                                          section 110(a)(2) that logically apply to
                                                    NAAQS. One example of ambiguity is                      infrastructure SIP requirements, EPA
                                                                                                            can elect to act on such submissions                    these other types of SIP submissions.
                                                    that section 110(a)(2) requires that                                                                            For example, section 172(c)(7) of the
                                                    ‘‘each’’ SIP submission must meet the                   either individually or in a larger
                                                                                                            combined action.6 Similarly, EPA                        CAA requires that attainment plan SIP
                                                    list of requirements therein, while EPA                                                                         submissions required by part D have to
                                                    has long noted that this literal reading                interprets the CAA to allow it to take
                                                                                                                                                                    meet the ‘‘applicable requirements’’ of
                                                    of the statute is internally inconsistent               action on the individual parts of one
                                                                                                                                                                    section 110(a)(2). Thus, for example,
                                                    and would create a conflict with the                    larger, comprehensive infrastructure SIP
                                                                                                                                                                    attainment plan SIP submissions must
                                                    nonattainment provisions in part D of                   submission for a given NAAQS without
                                                                                                                                                                    meet the requirements of section
                                                    title I of the CAA, which specifically                  concurrent action on the entire
                                                                                                                                                                    110(a)(2)(A) regarding enforceable
                                                    address nonattainment SIP                               submission. For example, EPA has
                                                                                                                                                                    emission limits and control measures
                                                    requirements.4 Section 110(a)(2)(I) of                  sometimes elected to act at different
                                                                                                                                                                    and section 110(a)(2)(E)(i) regarding air
                                                    the CAA pertains to nonattainment SIP                   times on various elements and sub-
                                                                                                                                                                    agency resources and authority. By
                                                    requirements and part D addresses                       elements of the same infrastructure SIP
                                                                                                                                                                    contrast, it is clear that attainment plan
                                                    when attainment plan SIP submissions                    submission.7
                                                                                                              Ambiguities within section 110(a)(1)                  SIP submissions required by part D
                                                    to address nonattainment area                                                                                   would not need to meet the portion of
                                                    requirements are due. For example,                      and (2) may also arise with respect to
                                                                                                            infrastructure SIP submission                           section 110(a)(2)(C) that pertains to the
                                                    section 172(b) of the CAA requires EPA                                                                          PSD program required in part C of title
                                                    to establish a schedule for submission of               requirements for different NAAQS.
                                                                                                            Thus, EPA notes that not every element                  I of the CAA, because PSD does not
                                                    such plans for certain pollutants when                                                                          apply to a pollutant for which an area
                                                    the Administrator promulgates the                       of section 110(a)(2) would be relevant,
                                                                                                            or as relevant, or relevant in the same                 is designated nonattainment and thus
                                                    designation of an area as nonattainment,                                                                        subject to part D planning requirements.
                                                    and section 107(d)(1)(B) of the CAA                     way, for each new or revised NAAQS.
                                                                                                            The states’ attendant infrastructure SIP                As this example illustrates, each type of
                                                    allows up to two years or in some cases                                                                         SIP submission may implicate some
                                                    three years, for such designations to be                submissions for each NAAQS therefore
                                                                                                            could be different. For example, the                    elements of section 110(a)(2) but not
                                                    promulgated.5 This ambiguity illustrates                                                                        others.
                                                    that rather than apply all the stated                   monitoring requirements that a state
                                                    requirements of section 110(a)(2) in a                  might need to meet in its infrastructure                   Given the potential for ambiguity in
                                                    strict literal sense, EPA must determine                                                                        some of the statutory language of section
                                                    which provisions of section 110(a)(2)
                                                                                                              6 See, e.g., ‘‘Approval and Promulgation of           110(a)(1) and section 110(a)(2), EPA
                                                                                                            Implementation Plans; New Mexico; Revisions to          believes that it is appropriate to
                                                                                                            the New Source Review (NSR) State
                                                    local law to carry out the SIP; section 110(a)(2)(C)    Implementation Plan (SIP); Prevention of
                                                                                                                                                                    interpret the ambiguous portions of
                                                    of the CAA provides that states must have a SIP         Significant Deterioration (PSD) and Nonattainment       section 110(a)(1) and section 110(a)(2)
                                                    approved program to address certain sources as          New Source Review (NNSR) Permitting,’’ 78 FR            in the context of acting on a particular
                                                    required by part C of title I of the CAA; and section   4339 (January 22, 2013) (EPA’s final action             SIP submission. In other words, EPA
                                                    110(a)(2)(G) of the CAA provides that states must       approving the structural PSD elements of the New
                                                    have legal authority to address emergencies as well     Mexico SIP submitted by the state separately to
                                                                                                                                                                    assumes that Congress could not have
                                                    as contingency plans that are triggered in the event    meet the requirements of EPA’s 2008 PM2.5 NSR           intended that each and every SIP
                                                    of such emergencies.                                    rule), and ‘‘Approval and Promulgation of Air           submission, regardless of the NAAQS in
                                                      4 See, e.g., ‘‘Rule To Reduce Interstate Transport    Quality Implementation Plans; New Mexico;               question or the history of SIP
                                                    of Fine Particulate Matter and Ozone (Clean Air         Infrastructure and Interstate Transport
                                                    Interstate Rule); Revisions to Acid Rain Program;       Requirements for the 2006 PM2.5 NAAQS,’’ 78 FR
                                                                                                                                                                    development for the relevant pollutant,
                                                    Revisions to the NOX SIP Call; Final Rule,’’ 70 FR      4337 (January 22, 2013) (EPA’s final action on the      would meet each of the requirements, or
                                                    25162, at 25163—65 (May 12, 2005) (explaining           infrastructure SIP for the 2006 PM2.5 NAAQS).           meet each of them in the same way.
                                                    relationship between timing requirement of section        7 On December 14, 2007, the State of Tennessee,
                                                                                                                                                                    Therefore, EPA has adopted an
                                                    110(a)(2)(D) versus section 110(a)(2)(I)).              through the Tennessee Department of Environment         approach under which it reviews
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                                                      5 EPA notes that this ambiguity within section        and Conservation, made a SIP revision to EPA
                                                    110(a)(2) of the CAA is heightened by the fact that     demonstrating that the State meets the requirements     infrastructure SIP submissions against
                                                    various subparts of part D set specific dates for       of sections 110(a)(1) and (2). EPA proposed action      the list of elements in section 110(a)(2),
                                                    submission of certain types of SIP submissions in       for infrastructure SIP elements (C) and (J) on          but only to the extent each element
                                                    designated nonattainment areas for various              January 23, 2012 (77 FR 3213) and took final action     applies for that particular NAAQS.
                                                    pollutants. Note, e.g., that section 182(a)(1) of the   on March 14, 2012 (77 FR 14976). On April 16,
                                                    CAA provides specific dates for submission of           2012 (77 FR 22533) and July 23, 2012 (77 FR
                                                    emissions inventories for the ozone NAAQS. Some         42997), EPA took separate proposed and final              8 For example, implementation of the 1997 PM
                                                                                                                                                                                                                    2.5
                                                    of these specific dates are necessarily later than      actions on all other section 110(a)(2) infrastructure   NAAQS required the deployment of a system of
                                                    three years after promulgation of the new or revised    SIP elements of Tennessee’s December 14, 2007           new monitors to measure ambient levels of that new
                                                    NAAQS.                                                  submittal.                                              indicator species for the new NAAQS.



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                                                    11714                      Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Proposed Rules

                                                       Historically, EPA has elected to use                   boards that approve permits or                       source program (i.e., already in the
                                                    guidance documents to make                                enforcement orders and heads of                      existing SIP) for compliance with the
                                                    recommendations to states for                             executive agencies with similar powers.              requirements of the CAA and EPA’s
                                                    infrastructure SIPs, in some cases                        Thus, EPA reviews infrastructure SIP                 regulations that pertain to such
                                                    conveying needed interpretations on                       submissions to ensure that the state’s               programs.
                                                    newly arising issues and in some cases                    SIP appropriately addresses the                         With respect to certain other issues,
                                                    conveying interpretations that have                       requirements of section 110(a)(2)(E)(ii)             EPA does not believe that an action on
                                                    already been developed and applied to                     and section 128. The 2013 Guidance                   a state’s infrastructure SIP submission is
                                                    individual SIP submissions for                            explains EPA’s interpretation that there             necessarily the appropriate type of
                                                    particular elements.9 EPA most recently                   may be a variety of ways by which states             action in which to address possible
                                                    issued guidance for infrastructure SIPs                   can appropriately address these                      deficiencies in a state’s existing SIP.
                                                    on September 13, 2013 (2013                               substantive statutory requirements,                  These issues include: (i) Existing
                                                    Guidance).10 EPA developed this                           depending on the structure of an                     provisions related to excess emissions
                                                    document to provide states with up-to-                    individual state’s permitting or                     from sources during periods of startup,
                                                    date guidance for infrastructure SIPs for                 enforcement program (e.g., whether                   shutdown, or malfunction that may be
                                                    any new or revised NAAQS. Within this                     permits and enforcement orders are                   contrary to the CAA and EPA’s policies
                                                    guidance, EPA describes the duty of                       approved by a multi-member board or                  addressing such excess emissions
                                                    states to make infrastructure SIP                         by a head of an executive agency).                   (SSM); (ii) existing provisions related to
                                                    submissions to meet basic structural SIP                  However they are addressed by the                    ‘‘director’s variance’’ or ‘‘director’s
                                                    requirements within three years of                        state, the substantive requirements of               discretion’’ that may be contrary to the
                                                    promulgation of a new or revised                          section 128 are necessarily included in              CAA because they purport to allow
                                                    NAAQS. EPA also made                                      EPA’s evaluation of infrastructure SIP               revisions to SIP approved emissions
                                                    recommendations about many specific                       submissions because section                          limits while limiting public process or
                                                    subsections of section 110(a)(2) of the                   110(a)(2)(E)(ii) explicitly requires that            not requiring further approval by EPA;
                                                    CAA that are relevant in the context of                   the state satisfy the provisions of section          and (iii) existing provisions for PSD
                                                    infrastructure SIP submissions.11 The                     128.                                                 programs that may be inconsistent with
                                                    guidance also discusses the                                  As another example, EPA’s review of               current requirements of EPA’s ‘‘Final
                                                    substantively important issues that are                   infrastructure SIP submissions with                  NSR Improvement Rule,’’ 67 FR 80186
                                                    germane to certain subsections of                         respect to the PSD program                           (December 31, 2002), as amended by 72
                                                    section 110(a)(2). Significantly, EPA                     requirements in sections 110(a)(2)(C),               FR 32526 (June 13, 2007) (NSR Reform).
                                                    interprets section 110(a)(1) and (2) such                 (D)(i)(II), and (J) focus upon the                   Thus, EPA believes it may approve an
                                                    that infrastructure SIP submissions need                  structural PSD program requirements                  infrastructure SIP submission without
                                                    to address certain issues and need not                    contained in part C and EPA’s PSD                    scrutinizing the totality of the existing
                                                    address others. Accordingly, EPA                          regulations. Structural PSD program                  SIP for such potentially deficient
                                                    reviews each infrastructure SIP                           requirements include provisions                      provisions and may approve the
                                                    submission for compliance with the                        necessary for the PSD program to                     submission even if it is aware of such
                                                    applicable statutory provisions of                        address all regulated sources and NSR                existing provisions.12 It is important to
                                                    section 110(a)(2), as appropriate.                        pollutants, including greenhouse gases               note that EPA’s approval of a state’s
                                                       As an example, section 110(a)(2)(E)(ii)                (GHGs). By contrast, structural PSD                  infrastructure SIP submission should
                                                    of the CAA is a required element of                       program requirements do not include                  not be construed as explicit or implicit
                                                    section 110(a)(2) for infrastructure SIP                  provisions that are not required under               re-approval of any existing potentially
                                                    submissions. Under this element, a state                  EPA’s regulations at 40 CFR 51.166 but               deficient provisions that relate to the
                                                    must meet the substantive requirements                    are merely available as an option for the            three specific issues just described.
                                                    of section 128, which pertain to state                    state, such as the option to provide                    EPA’s approach to review
                                                                                                              grandfathering of complete permit                    infrastructure SIP submissions is to
                                                       9 EPA notes, however, that nothing in the CAA          applications with respect to the 2012                identify the CAA requirements that are
                                                    requires EPA to provide guidance or to promulgate         PM2.5 NAAQS. Accordingly, the latter                 logically applicable to that submission.
                                                    regulations for infrastructure SIP submissions. The       optional provisions are types of
                                                    CAA directly applies to states and requires the                                                                EPA believes that this approach to the
                                                    submission of infrastructure SIP submissions,             provisions EPA considers irrelevant in               review of a particular infrastructure SIP
                                                    regardless of whether or not EPA provides guidance        the context of an infrastructure SIP                 submission is appropriate, because it
                                                    or regulations pertaining to such submissions. EPA        action.                                              would not be reasonable to read the
                                                    elects to issue such guidance in order to assist             For other section 110(a)(2) elements,
                                                    states, as appropriate.                                                                                        general requirements of section
                                                       10 ‘‘Guidance on Infrastructure State
                                                                                                              however, EPA’s review of a state’s                   110(a)(1) and the list of elements in
                                                    Implementation Plan (SIP) Elements under Clean
                                                                                                              infrastructure SIP submission focuses                section 110(a)(2) as requiring review of
                                                    Air Act Sections 110(a)(1) and 110(a)(2),’’               on assuring that the state’s SIP meets               each and every provision of a state’s
                                                    Memorandum from Stephen D. Page, September 13,            basic structural requirements. For                   existing SIP against all requirements in
                                                    2013.                                                     example, section 110(a)(2)(C) of the
                                                       11 EPA’s September 13, 2013, guidance did not                                                               the CAA and EPA regulations merely for
                                                                                                              CAA includes, inter alia, the                        purposes of assuring that the state in
                                                    make recommendations with respect to
                                                    infrastructure SIP submissions to address section         requirement that states have a program               question has the basic structural
                                                    110(a)(2)(D)(i)(I). EPA issued the guidance shortly       to regulate minor new sources. Thus,                 elements for a functioning SIP for a new
                                                                                                              EPA evaluates whether the state has an
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                                                    after the U.S. Supreme Court agreed to review the
                                                    D.C. Circuit decision in EME Homer City, 696 F.3d                                                              or revised NAAQS. Because SIPs have
                                                                                                              EPA approved minor new source review
                                                    7 (D.C. Cir. 2012) which had interpreted the
                                                    requirements of section 110(a)(2)(D)(i)(I). In light of
                                                                                                              program and whether the program                        12 By contrast, EPA notes that if a state were to

                                                    the uncertainty created by ongoing litigation, EPA        addresses the pollutants relevant to that            include a new provision in an infrastructure SIP
                                                    elected not to provide additional guidance on the         NAAQS. In the context of acting on an                submission that contained a legal deficiency, such
                                                    requirements of section 110(a)(2)(D)(i)(I) at that        infrastructure SIP submission, however,              as a new exemption for excess emissions during
                                                    time. As the guidance is neither binding nor                                                                   SSM events, then EPA would need to evaluate that
                                                    required by statute, whether EPA elects to provide
                                                                                                              EPA does not think it is necessary to                provision for compliance against the rubric of
                                                    guidance on a particular section has no impact on         conduct a review of each and every                   applicable CAA requirements in the context of the
                                                    a state’s CAA obligations.                                provision of a state’s existing minor                action on the infrastructure SIP.



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                                                                              Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Proposed Rules                                              11715

                                                    grown by accretion over the decades as                  Significantly, EPA’s determination that                  V. General Information Pertaining to
                                                    statutory and regulatory requirements                   an action on a state’s infrastructure SIP                SIP Submittals From the
                                                    under the CAA have evolved, they may                    submission is not the appropriate time                   Commonwealth of Virginia
                                                    include some outmoded provisions and                    and place to address all potential                          In 1995, Virginia adopted legislation
                                                    historical artifacts. These provisions,                 existing SIP deficiencies does not                       that provides, subject to certain
                                                    while not fully up to date, nevertheless                preclude EPA’s subsequent reliance on                    conditions, for an environmental
                                                    may not pose a significant problem for                  provisions in section 110(a)(2) as part of               assessment (audit) ‘‘privilege’’ for
                                                    the purposes of ‘‘implementation,                       the basis for action to correct those                    voluntary compliance evaluations
                                                    maintenance, and enforcement’’ of a                     deficiencies at a later time. For example,               performed by a regulated entity. The
                                                    new or revised NAAQS when EPA                           although it may not be appropriate to                    legislation further addresses the relative
                                                    evaluates adequacy of the infrastructure                require a state to eliminate all existing                burden of proof for parties either
                                                    SIP submission. EPA believes that a                                                                              asserting the privilege or seeking
                                                                                                            inappropriate director’s discretion
                                                    better approach is for states and EPA to                                                                         disclosure of documents for which the
                                                                                                            provisions in the course of acting on an
                                                    focus attention on those elements of                                                                             privilege is claimed. Virginia’s
                                                    section 110(a)(2) of the CAA most likely                infrastructure SIP submission, EPA
                                                                                                            believes that section 110(a)(2)(A) may be                legislation also provides, subject to
                                                    to warrant a specific SIP revision due to                                                                        certain conditions, for a penalty waiver
                                                    the promulgation of a new or revised                    among the statutory bases that EPA
                                                                                                            relies upon in the course of addressing                  for violations of environmental laws
                                                    NAAQS or other factors.                                                                                          when a regulated entity discovers such
                                                       For example, EPA’s 2013 Guidance                     such deficiency in a subsequent
                                                                                                            action.15                                                violations pursuant to a voluntary
                                                    gives simpler recommendations with                                                                               compliance evaluation and voluntarily
                                                    respect to carbon monoxide than other                   IV. Proposed Action                                      discloses such violations to the
                                                    NAAQS pollutants to meet the visibility                                                                          Commonwealth and takes prompt and
                                                    requirements of section                                    EPA is proposing to approve the                       appropriate measures to remedy the
                                                    110(a)(2)(D)(i)(II) of the CAA, because                 following elements of Virginia’s July 16,                violations. Virginia’s Voluntary
                                                    carbon monoxide does not affect                         2015 infrastructure SIP revision for the                 Environmental Assessment Privilege
                                                    visibility. As a result, an infrastructure              2012 PM2.5 NAAQS: Section                                Law, Va. Code Sec. 10.1–1198, provides
                                                    SIP submission for any future new or                    110(a)(2)(A), (B), (C), (D)(i)(II)                       a privilege that protects from disclosure
                                                    revised NAAQS for carbon monoxide                       (prevention of significant deterioration),               documents and information about the
                                                    need only state this fact in order to                   (D)(ii), (E), (F), (G), (H), (J), (K), (L), and          content of those documents that are the
                                                    address the visibility prong of section                 (M). Virginia’s July 16, 2015 SIP                        product of a voluntary environmental
                                                    110(a)(2)(D)(i)(II) of the CAA.                                                                                  assessment. The Privilege Law does not
                                                                                                            revision provides the basic program
                                                       Finally, EPA believes that its
                                                                                                            elements specified in section 110(a)(2)                  extend to documents or information
                                                    approach with respect to infrastructure
                                                                                                            of the CAA necessary to implement,                       that: (1) Are generated or developed
                                                    SIP requirements is based on a
                                                                                                            maintain, and enforce the 2012 PM2.5                     before the commencement of a
                                                    reasonable reading of sections 110(a)(1)
                                                                                                            NAAQS. This proposed rulemaking                          voluntary environmental assessment; (2)
                                                    and (2) because the CAA provides other
                                                                                                            action does not include action on                        are prepared independently of the
                                                    avenues and mechanisms to address
                                                                                                            section 110(a)(2)(I) which pertains to the               assessment process; (3) demonstrate a
                                                    specific substantive deficiencies in
                                                                                                            nonattainment planning requirements of                   clear, imminent and substantial danger
                                                    existing SIPs. These other statutory tools
                                                                                                            part D, title I of the CAA, because this                 to the public health or environment; or
                                                    allow EPA to take appropriately tailored
                                                                                                            element is not required to be submitted                  (4) are required by law.
                                                    action, depending upon the nature and
                                                                                                                                                                        On January 12, 1998, the
                                                    severity of the alleged SIP deficiency.                 by the 3-year submission deadline of
                                                                                                                                                                     Commonwealth of Virginia Office of the
                                                    Section 110(k)(5) of the CAA authorizes                 section 110(a)(1) of the CAA, and will
                                                                                                                                                                     Attorney General provided a legal
                                                    EPA to issue a ‘‘SIP call’’ whenever the                be addressed in a separate process                       opinion that states that the Privilege
                                                    Agency determines that a state’s SIP is                 where necessary and applicable.                          law, Va. Code Sec. 10.1–1198, precludes
                                                    substantially inadequate to attain or                   Additionally, this proposed rulemaking                   granting a privilege to documents and
                                                    maintain the NAAQS, to mitigate                         action does not include rulemaking                       information ‘‘required by law,’’
                                                    interstate transport, or to otherwise                   action on section 110(a)(2)(D)(i)(I)                     including documents and information
                                                    comply with the CAA.13 Section                          (interstate transport of emissions) or                   ‘‘required by federal law to maintain
                                                    110(k)(6) of the CAA authorizes EPA to                  (D)(i)(II) (visibility protection) for the               program delegation, authorization or
                                                    correct errors in past actions, such as                 2012 PM2.5 NAAQS. EPA will take later,                   approval,’’ since Virginia must ‘‘enforce
                                                    past approvals of SIP submissions.14                    separate action on Virginia’s                            federally authorized environmental
                                                      13 For example, EPA issued a SIP call to Utah to
                                                                                                            requirements for section                                 programs in a manner that is no less
                                                    address specific existing SIP deficiencies related to   110(a)(2)(D)(i)(I) and (D)(i)(II) (visibility            stringent than their federal counter-
                                                    the treatment of excess emissions during SSM            protection) for the 2012 PM2.5 NAAQS.                    parts. . . .’’ The opinion concludes that
                                                    events. See ‘‘Finding of Substantial Inadequacy of                                                               ‘‘[r]egarding § 10.1–1198, therefore,
                                                    Implementation Plan; Call for Utah State
                                                    Implementation Plan Revisions,’’ 74 FR 21639            Samoa, Arizona, California, Hawaii, and Nevada           documents or other information needed
                                                    (April 18, 2011).                                       SIPs); 69 FR 67062 (November 16, 2004)                   for civil or criminal enforcement under
                                                      14 EPA has used this authority to correct errors in   (corrections to California SIP); and 74 FR 57051         one of these programs could not be
                                                                                                                                                                     privileged because such documents and
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                                                    past actions on SIP submissions related to PSD          (November 3, 2009) (corrections to Arizona and
                                                    programs. See ‘‘Limitation of Approval of               Nevada SIPs).                                            information are essential to pursuing
                                                    Prevention of Significant Deterioration Provisions         15 See, e.g., EPA’s disapproval of a SIP submission
                                                    Concerning Greenhouse Gas Emitting-Sources in                                                                    enforcement in a manner required by
                                                                                                            from Colorado on the grounds that it would have          federal law to maintain program
                                                    State Implementation Plans; Final Rule,’’ 75 FR
                                                                                                            included a director’s discretion provision
                                                    82536 (December 30, 2010). The EPA has
                                                                                                            inconsistent with CAA requirements, including
                                                                                                                                                                     delegation, authorization or approval.’’
                                                    previously used its authority under CAA section                                                                     Virginia’s Immunity law, Va. Code
                                                    110(k)(6) to remove numerous other SIP provisions       section 110(a)(2)(A). See, e.g., 75 FR 42342 at 42344
                                                    that the Agency determined it had approved in           (July 21, 2010) (proposed disapproval of director’s      Sec. 10.1–1199, provides that ‘‘[t]o the
                                                    error. See, e.g., 61 FR 38664 (July 25, 1996) and 62    discretion provisions); 76 FR 4540 (January 26,          extent consistent with requirements
                                                    FR 34641 (June 27, 1997) (corrections to American       2011) (final disapproval of such provisions).            imposed by federal law,’’ any person


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                                                    11716                    Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Proposed Rules

                                                    making a voluntary disclosure of                        affect small governments, as described                ENVIRONMENTAL PROTECTION
                                                    information to a state agency regarding                 in the Unfunded Mandates Reform Act                   AGENCY
                                                    a violation of an environmental statute,                of 1995 (Public Law 104–4);
                                                    regulation, permit, or administrative                                                                         40 CFR Part 52
                                                                                                               • does not have federalism
                                                    order is granted immunity from                                                                                [EPA–R05–OAR–2014–0860; FRL 9943–30–
                                                                                                            implications as specified in Executive
                                                    administrative or civil penalty. The                                                                          Region 5]
                                                                                                            Order 13132 (64 FR 43255, August 10,
                                                    Attorney General’s January 12, 1998
                                                    opinion states that the quoted language                 1999);
                                                                                                                                                                  Air Plan Approval; Wisconsin; Base
                                                    renders this statute inapplicable to                       • is not an economically significant               Year Emission Inventories for the 2008
                                                    enforcement of any federally authorized                 regulatory action based on health or                  8-Hour Ozone Standard
                                                    programs, since ‘‘no immunity could be                  safety risks subject to Executive Order
                                                    afforded from administrative, civil, or                                                                       AGENCY:  Environmental Protection
                                                                                                            13045 (62 FR 19885, April 23, 1997);
                                                    criminal penalties because granting                                                                           Agency (EPA).
                                                                                                               • is not a significant regulatory action           ACTION: Proposed rule.
                                                    such immunity would not be consistent                   subject to Executive Order 13211 (66 FR
                                                    with federal law, which is one of the                                                                         SUMMARY:   The Environmental Protection
                                                                                                            28355, May 22, 2001);
                                                    criteria for immunity.’’                                                                                      Agency (EPA) is proposing to approve a
                                                       Therefore, EPA has determined that                      • is not subject to requirements of
                                                                                                                                                                  State Implementation Plan (SIP)
                                                    Virginia’s Privilege and Immunity                       section 12(d) of the National
                                                                                                                                                                  revision submitted by the Wisconsin
                                                    statutes will not preclude the                          Technology Transfer and Advancement                   Department of Natural Resources
                                                    Commonwealth from enforcing its                         Act of 1995 (15 U.S.C. 272 note) because              (WDNR) on November 14, 2014, to
                                                    program consistent with the federal                     application of those requirements would               address emission inventory
                                                    requirements. In any event, because                     be inconsistent with the CAA; and                     requirements for the Sheboygan,
                                                    EPA has also determined that a state
                                                                                                               • does not provide EPA with the                    Wisconsin nonattainment area and the
                                                    audit privilege and immunity law can                                                                          Wisconsin portion of the Chicago-
                                                                                                            discretionary authority to address, as
                                                    affect only state enforcement and cannot                                                                      Naperville, Illinois-Indiana-Wisconsin
                                                    have any impact on federal enforcement                  appropriate, disproportionate human
                                                                                                            health or environmental effects, using                (IL–IN–WI) nonattainment area under
                                                    authorities, EPA may at any time invoke                                                                       the 2008 ozone National Ambient Air
                                                    its authority under the CAA, including,                 practicable and legally permissible
                                                                                                            methods, under Executive Order 12898                  Quality Standard (NAAQS). EPA is
                                                    for example, sections 113, 167, 205, 211                                                                      proposing to approve the 2011 Volatile
                                                    or 213, to enforce the requirements or                  (59 FR 7629, February 16, 1994).
                                                                                                                                                                  Organic Compounds (VOC) and Oxides
                                                    prohibitions of the state plan,                            In addition, this proposed rule, which             of Nitrogen (NOX) emission inventories
                                                    independently of any state enforcement                  satisfies certain infrastructure                      in the November 14, 2014, submittal as
                                                    effort. In addition, citizen enforcement                requirements of section 110(a)(2) of the              part of the Wisconsin SIP.
                                                    under section 304 of the CAA is                         CAA for the 2012 PM2.5 NAAQS for the                  DATES: Comments must be received on
                                                    likewise unaffected by this, or any, state              Commonwealth of Virginia, is not being                or before April 6, 2016.
                                                    audit privilege or immunity law.                        approved to apply on any Indian                       ADDRESSES: Submit your comments,
                                                    VI. Statutory and Executive Order                       reservation land as defined in 18 U.S.C.              identified by Docket ID No. EPA–R05–
                                                    Reviews                                                 1151 or in any other area where EPA or                OAR–2014–0860 at http://
                                                      Under the CAA, the Administrator is                   an Indian tribe has demonstrated that a               www.regulations.gov or via email to
                                                    required to approve a SIP submission                    tribe has jurisdiction. In those areas of             Aburano.Douglas@epa.gov. For
                                                    that complies with the provisions of the                Indian country, the rule will not have                comments submitted at Regulations.gov,
                                                    CAA and applicable federal regulations.                 tribal implications and will not impose               follow the online instructions for
                                                    42 U.S.C. 7410(k); 40 CFR 52.02(a).                     substantial direct costs on tribal                    submitting comments. Once submitted,
                                                    Thus, in reviewing SIP submissions,                     governments or preempt tribal law as                  comments cannot be edited or removed
                                                    EPA’s role is to approve state choices,                 specified by Executive Order 13175 (65                from Regulations.gov. For either manner
                                                    provided that they meet the criteria of                 FR 67249, November 9, 2000).                          of submission, EPA may publish any
                                                    the CAA. Accordingly, this action                                                                             comment received to its public docket.
                                                                                                            List of Subjects in 40 CFR Part 52                    Do not submit electronically any
                                                    merely approves state law as meeting
                                                    federal requirements and does not                                                                             information you consider to be
                                                                                                              Environmental protection, Air
                                                    impose additional requirements beyond                                                                         Confidential Business Information (CBI)
                                                                                                            pollution control, Incorporation by
                                                    those imposed by state law. For that                                                                          or other information whose disclosure is
                                                                                                            reference, Intergovernmental relations,
                                                    reason, this proposed action:                                                                                 restricted by statute. Multimedia
                                                                                                            Particulate matter, Reporting and
                                                      • Is not a ‘‘significant regulatory                   recordkeeping requirements.
                                                                                                                                                                  submissions (audio, video, etc.) must be
                                                    action’’ subject to review by the Office                                                                      accompanied by a written comment.
                                                    of Management and Budget under                            Authority: 42 U.S.C. 7401 et seq.                   The written comment is considered the
                                                    Executive Order 12866 (58 FR 51735,                       Dated: February 19, 2016.                           official comment and should include
                                                    October 4, 1993);                                                                                             discussion of all points you wish to
                                                                                                            Shawn M. Garvin,
                                                      • does not impose an information                                                                            make. EPA will generally not consider
                                                                                                            Regional Administrator, Region III.                   comments or comment contents located
                                                    collection burden under the provisions
                                                                                                            [FR Doc. 2016–04755 Filed 3–4–16; 8:45 am]            outside of the primary submission (i.e.
mstockstill on DSK4VPTVN1PROD with PROPOSALS




                                                    of the Paperwork Reduction Act (44
                                                    U.S.C. 3501 et seq.);                                   BILLING CODE 6560–50–P                                on the web, cloud, or other file sharing
                                                      • is certified as not having a                                                                              system). For additional submission
                                                    significant economic impact on a                                                                              methods, please contact the person
                                                    substantial number of small entities                                                                          identified in the FOR FURTHER
                                                    under the Regulatory Flexibility Act (5                                                                       INFORMATION CONTACT section. For the
                                                    U.S.C. 601 et seq.);                                                                                          full EPA public comment policy,
                                                      • does not contain any unfunded                                                                             information about CBI or multimedia
                                                    mandate or significantly or uniquely                                                                          submissions, and general guidance on


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Document Created: 2018-02-02 15:07:50
Document Modified: 2018-02-02 15:07:50
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesWritten comments must be received on or before April 6, 2016.
ContactEllen Schmitt, (215) 814-5787, or by email at [email protected]
FR Citation81 FR 11711 
CFR AssociatedEnvironmental Protection; Air Pollution Control; Incorporation by Reference; Intergovernmental Relations; Particulate Matter and Reporting and Recordkeeping Requirements

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