81_FR_11922 81 FR 11878 - Agency Request for Emergency Processing of Collection of Information by the Office of Management and Budget

81 FR 11878 - Agency Request for Emergency Processing of Collection of Information by the Office of Management and Budget

DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration

Federal Register Volume 81, Issue 44 (March 7, 2016)

Page Range11878-11901
FR Document2016-04882

Consistent with the Paperwork Reduction Act of 1995 and its implementing regulations, this document provides notice that FRA is submitting the following Information Collection Request (ICR) to the Office of Management and Budget (OMB) to collect information on Positive Train Control (PTC) implementation on an annual form and a quarterly form. FRA requests emergency processing and OMB authorization to collect the information on the annual form identified below five business days after publication of this Notice for a period of 180 days. FRA requests regular processing and OMB authorization to collect the information on the quarterly form identified below 90 days after publication of this Notice for a period of three years.

Federal Register, Volume 81 Issue 44 (Monday, March 7, 2016)
[Federal Register Volume 81, Number 44 (Monday, March 7, 2016)]
[Notices]
[Pages 11878-11901]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-04882]


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DEPARTMENT OF TRANSPORTATION

Federal Railroad Administration

[Docket No. FRA-2016-0002-N-6]


Agency Request for Emergency Processing of Collection of 
Information by the Office of Management and Budget

AGENCY: Federal Railroad Administration (FRA), United States Department 
of Transportation (US DOT).

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: Consistent with the Paperwork Reduction Act of 1995 and its 
implementing regulations, this document provides notice that FRA is 
submitting the following Information Collection Request (ICR) to the 
Office of Management and Budget (OMB) to collect information on 
Positive Train Control (PTC) implementation on an annual form and a 
quarterly form. FRA requests emergency processing and OMB authorization 
to collect the information on the annual form identified below five 
business days after publication of this Notice for a period of 180 
days. FRA requests regular processing and OMB authorization to collect 
the information on the quarterly form identified below 90 days after 
publication of this Notice for a period of three years.

FOR FURTHER INFORMATION CONTACT: A copy of this individual ICR, with 
any public applicable supporting documentation, may be obtained by 
telephoning FRA's Office of Safety Information Collection Clearance 
Officer, Robert Brogan (tel. (202) 493-6292), or FRA's Office of 
Administration Information Collection Clearance Officer, Kimberly Toone 
(tel. (202) 493-6132); these numbers are not toll-free; or by 
contacting Mr. Brogan via facsimile at (202) 493-6216 or Ms. Toone via 
facsimile at (202) 493-6497, or via email by contacting Mr. Brogan at 
[email protected], or by contacting Ms. Toone at [email protected]. 
Comments or questions about any aspect of this ICR pertaining to the 
Quarterly PTC Progress Report Form should be directed to Mr. Brogan or 
Ms. Toone, while comments or questions about any aspect of this ICR 
pertaining to the Annual PTC Progress Report Form should be directed to 
OMB's Office of Information and Regulatory Affairs, Attn: FRA OMB Desk 
Officer.

SUPPLEMENTARY INFORMATION: Under 49 U.S.C. 20157, as amended by the 
Positive Train Control Enforcement and Implementation Act of 2015 
(PTCEI Act) and the Fixing America's Surface Transportation (FAST) Act, 
each railroad required to implement a positive train control (PTC) 
system must provide information to FRA on its implementation progress. 
Under the PTCEI Act, each railroad subject to 49 U.S.C. 20157(a) must 
submit an annual progress report to FRA by March 31, 2016, and annually 
thereafter, until PTC implementation is complete. 49 U.S.C. 
20157(c)(1). The amended statute specifically requires each railroad to 
provide certain information in the annual reports regarding its 
progress toward implementing PTC, and authorizes FRA to request that 
railroads provide additional information in the annual progress 
reports. See id. The annual progress report will report all progress 
for the previous calendar year.
    In addition, 49 U.S.C. 20157(c)(2) requires FRA to conduct 
compliance reviews, at least annually, to ensure that each railroad is 
complying with its revised PTC implementation plan (PTCIP). The amended 
statute requires railroads to provide information to FRA that FRA 
determines is necessary to adequately conduct such compliance reviews. 
See 49 U.S.C. 20157(c)(2).
    To effectively monitor compliance with PTC system implementation, 
FRA is proposing to require each subject railroad and entity to submit 
quarterly reports on its implementation progress, in addition to the 
annual progress reports, under the PTCEI Act and FRA's statutory and 
regulatory investigative authorities. See 49 U.S.C. 20157(c)(2); see 
also 49 U.S.C. 20107, 20902; 49 CFR 236.1009(h). Specifically, FRA is 
proposing that, in addition to the annual report due each March 31 
under 49 U.S.C. 20157(c)(1), railroads must provide quarterly progress 
reports covering the preceding three-month period and submit the forms 
to FRA on the dates in the following table until full PTC system 
implementation is completed:

------------------------------------------------------------------------
                                                         Due dates for
                                   Coverage  period    quarterly reports
------------------------------------------------------------------------
Q1..............................  January 1-March 31  June 30, 2016, and
                                                       each April 30
                                                       thereafter.
Q2..............................  April 1-June 30...  July 31.
Q3..............................  July 1-September    October 31.
                                   30.
Q4..............................  October 1-December  January 31.
                                   31.
------------------------------------------------------------------------

    FRA is delaying submission of the first quarterly form to allow 
time for the normal 60-days of notice and public comment directed to 
the agency and the additional 30 days of public comment directed to OMB 
while the submission undergoes OMB review as required under the 
Paperwork Reduction Act of 1995 and its concomitant regulations. Since 
the annual report is statutorily required by March 31, 2016, FRA is 
seeking Emergency Processing for the annual form.
    Annual and quarterly reporting will enable FRA to effectively track 
and report railroad progress and compliance, and to perform its roles 
in enforcement and industry oversight. The proposed quarterly progress 
report form is formatted similar to the ``PTCIP template'' (FRA F 
6180.164, OMB No. 2130-0553) and will be used to track railroads' 
progress on, and compliance with, the core quantitative implementation 
elements and goals, some of which are included in the railroads' 
revised PTCIPs. The quarterly frequency will allow FRA to identify 
potential trends so that it can manage its technical assistance and 
monitor compliance accordingly. The annual report is required by law, 
but FRA is providing guidance on what type of information must be 
provided to ensure consistency of the information industry provides to 
FRA and its usefulness to FRA for assessing progress and compliance.
    FRA is proposing that each railroad must submit its quarterly 
progress reports and annual progress reports using Form FRA F 6180.165 
and Form FRA F 6180.166, respectively.
    FRA is proposing to let the less detailed monthly reporting that it 
currently requires (approved under

[[Page 11879]]

OMB No. 2130-0553) expire in June 2016 when railroads would be required 
to begin providing the quarterly progress reports.
    As provided under 5 CFR 1320.13, FRA is requesting emergency 
processing for the new annual progress report collection of information 
under the Paperwork Reduction Act of 1995 and its implementing 
regulations. See, e.g., 44 U.S.C. 3507; 5 CFR 1320.13. FRA cannot 
reasonably comply with normal clearance procedures since they would be 
reasonably likely to disrupt the collection of information. Each 
railroad is required to submit its annual PTC progress report by March 
31, 2016, under 49 U.S.C. 20157(c)(1). Therefore, FRA cannot wait the 
typical 60-day period for public comment. Therefore, FRA is requesting 
OMB approval as soon as possible (i.e., 5 business days after 
publication of this Notice) for this collection of information.
    FRA is not requesting Emergency Processing for the quarterly PTC 
progress reports because the first quarterly reports will be due by 
June 30, 2016. The Paperwork Reduction Act of 1995, Public Law 104-13, 
sec. 2, 109 Stat. 163 (1995) (codified as revised at 44 U.S.C. 3501-
3520), and its implementing regulations, 5 CFR part 1320, require 
Federal agencies to provide 60-days' notice to the public for comment 
on information collection activities before seeking approval for 
reinstatement or renewal by OMB. 44 U.S.C. 35069(c)(2)(A); 5 CFR 
1320.8(d)(1), 1320.10(e)(1), 1320.12(a). Here, FRA is seeking public 
comment on its proposed quarterly reporting form to gather the 
information FRA needs to conduct the compliance reviews the PTCEI Act 
requires and is requesting a minimum OMB review and approval period of 
30 days after the 60-day comment period expires. Comments on any aspect 
of the Quarterly PTC Progress Report may be sent to the following: 
Federal Railroad Administration, 1200 New Jersey Ave. SE., Washington, 
DC 20590, Attention: Mr. Robert Brogan or Ms. Kim Toone; or via email 
at the following: [email protected]; [email protected]. Copies of 
both proposed forms are published as attachments to this notice.
    The associated collection of information is summarized below.
    Title: Quarterly Positive Train Control (PTC) Progress Report Form 
and Annual Positive Train Control (PTC) Progress Report Form.
    Reporting Burden:

----------------------------------------------------------------------------------------------------------------
                                                                                   Average time
                                     Respondent universe        Total annual       per response    Total annual
                                                                 responses            (hours)      burden hours
----------------------------------------------------------------------------------------------------------------
Quarterly PTC Progress Report:
    Form FRA F 6180.165...........  41 Railroads.........  164 Reports/Forms....           1.573             258
Annual PTC Progress Report:
    Form FRA F 6180.166...........  41 Railroads.........  41 Reports/Forms.....           38.41           1,575
----------------------------------------------------------------------------------------------------------------

    Form Number(s): FRA F 6180.165; FRA F 6180.166.
    Respondent Universe: 41 Railroads.
    Frequency of Submission: On occasion.
    Total Estimated Responses for New Quarterly and Annual PTC Progress 
Report Forms: 205.
    Total Estimated Responses for Entire Information Collection: 
147,776.
    Total Estimated Annual Burden for New PTC Quarterly and Annual 
Progress Report Forms: 1,833 hours.
    Total Estimated Burden for Entire Information Collection: 
3,122,817.
    Status: Emergency Review (Annual PTC Progress Report Form) and 
Regular Review (Quarterly PTC Progress Report Form).
    Pursuant to 44 U.S.C. 3507(a) and 5 CFR 320.5(b), 1320.8(b)(3)(vi), 
FRA informs all interested parties that it may not conduct or sponsor, 
and a respondent is not required to respond to, a collection of 
information unless it displays a currently valid OMB control number.

    Authority:  44 U.S.C. 3501-3520.

    Issued in Washington, DC, on March 1, 2016.
Corey Hill,
Acting Executive Director.
BILLING CODE 4910-06-P

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[FR Doc. 2016-04882 Filed 3-4-16; 8:45 am]
BILLING CODE 4910-06-C



                                                    11878                          Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Notices

                                                    copying and electronic filing. If you                   telephoning FRA’s Office of Safety                    236.1009(h). Specifically, FRA is
                                                    submit comments by mail and would                       Information Collection Clearance                      proposing that, in addition to the annual
                                                    like to know that they reached the                      Officer, Robert Brogan (tel. (202) 493–               report due each March 31 under 49
                                                    facility, please enclose a stamped, self-               6292), or FRA’s Office of Administration              U.S.C. 20157(c)(1), railroads must
                                                    addressed postcard or envelope.                         Information Collection Clearance                      provide quarterly progress reports
                                                       We will consider all comments and                    Officer, Kimberly Toone (tel. (202) 493–              covering the preceding three-month
                                                    material received during the comment                    6132); these numbers are not toll-free; or            period and submit the forms to FRA on
                                                    period. FMCSA may issue a final                         by contacting Mr. Brogan via facsimile                the dates in the following table until full
                                                    determination any time after the close of               at (202) 493–6216 or Ms. Toone via                    PTC system implementation is
                                                    the comment period.                                     facsimile at (202) 493–6497, or via email             completed:
                                                                                                            by contacting Mr. Brogan at
                                                    V. Viewing Comments and Documents                                                                                              Coverage        Due dates for
                                                                                                            Robert.Brogan@dot.gov, or by contacting
                                                      To view comments, as well as any                      Ms. Toone at Kim.Toone@dot.gov.                                          eriod        quarterly reports
                                                    documents mentioned in this preamble,                   Comments or questions about any                       Q1 ........   January 1–        June 30, 2016,
                                                    go to http://www.regulations.gov and in                 aspect of this ICR pertaining to the                                  March 31.         and each
                                                    the search box insert the docket number                 Quarterly PTC Progress Report Form                                                      April 30 there-
                                                    FMCSA–2015–0328 and click ‘‘Search.’’                   should be directed to Mr. Brogan or Ms.                                                 after.
                                                    Next, click ‘‘Open Docket Folder’’ and                  Toone, while comments or questions                    Q2 ........   April 1–June 30   July 31.
                                                    you will find all documents and                         about any aspect of this ICR pertaining               Q3 ........   July 1–Sep-       October 31.
                                                    comments related to this notice.                        to the Annual PTC Progress Report                                     tember 30.
                                                                                                            Form should be directed to OMB’s                      Q4 ........   October 1–De-     January 31.
                                                      Issued on: February 24, 2016.                                                                                               cember 31.
                                                    Larry W. Minor,                                         Office of Information and Regulatory
                                                    Associate Administrator for Policy.
                                                                                                            Affairs, Attn: FRA OMB Desk Officer.                     FRA is delaying submission of the
                                                    [FR Doc. 2016–04973 Filed 3–4–16; 8:45 am]              SUPPLEMENTARY INFORMATION: Under 49                   first quarterly form to allow time for the
                                                    BILLING CODE 4910–EX–P
                                                                                                            U.S.C. 20157, as amended by the                       normal 60-days of notice and public
                                                                                                            Positive Train Control Enforcement and                comment directed to the agency and the
                                                                                                            Implementation Act of 2015 (PTCEI Act)                additional 30 days of public comment
                                                    DEPARTMENT OF TRANSPORTATION                            and the Fixing America’s Surface                      directed to OMB while the submission
                                                                                                            Transportation (FAST) Act, each                       undergoes OMB review as required
                                                    Federal Railroad Administration                         railroad required to implement a                      under the Paperwork Reduction Act of
                                                                                                            positive train control (PTC) system must              1995 and its concomitant regulations.
                                                    [Docket No. FRA–2016–0002–N–6]
                                                                                                            provide information to FRA on its                     Since the annual report is statutorily
                                                    Agency Request for Emergency                            implementation progress. Under the                    required by March 31, 2016, FRA is
                                                    Processing of Collection of                             PTCEI Act, each railroad subject to 49                seeking Emergency Processing for the
                                                    Information by the Office of                            U.S.C. 20157(a) must submit an annual                 annual form.
                                                    Management and Budget                                   progress report to FRA by March 31,                      Annual and quarterly reporting will
                                                                                                            2016, and annually thereafter, until PTC              enable FRA to effectively track and
                                                    AGENCY: Federal Railroad                                implementation is complete. 49 U.S.C.                 report railroad progress and compliance,
                                                    Administration (FRA), United States                     20157(c)(1). The amended statute                      and to perform its roles in enforcement
                                                    Department of Transportation (US                        specifically requires each railroad to                and industry oversight. The proposed
                                                    DOT).                                                   provide certain information in the                    quarterly progress report form is
                                                    ACTION: Notice.                                         annual reports regarding its progress                 formatted similar to the ‘‘PTCIP
                                                                                                            toward implementing PTC, and                          template’’ (FRA F 6180.164, OMB No.
                                                    SUMMARY:   Consistent with the                          authorizes FRA to request that railroads              2130–0553) and will be used to track
                                                    Paperwork Reduction Act of 1995 and                     provide additional information in the                 railroads’ progress on, and compliance
                                                    its implementing regulations, this                      annual progress reports. See id. The                  with, the core quantitative
                                                    document provides notice that FRA is                    annual progress report will report all                implementation elements and goals,
                                                    submitting the following Information                    progress for the previous calendar year.              some of which are included in the
                                                    Collection Request (ICR) to the Office of                  In addition, 49 U.S.C. 20157(c)(2)                 railroads’ revised PTCIPs. The quarterly
                                                    Management and Budget (OMB) to                          requires FRA to conduct compliance                    frequency will allow FRA to identify
                                                    collect information on Positive Train                   reviews, at least annually, to ensure that            potential trends so that it can manage its
                                                    Control (PTC) implementation on an                      each railroad is complying with its                   technical assistance and monitor
                                                    annual form and a quarterly form. FRA                   revised PTC implementation plan                       compliance accordingly. The annual
                                                    requests emergency processing and                       (PTCIP). The amended statute requires                 report is required by law, but FRA is
                                                    OMB authorization to collect the                        railroads to provide information to FRA               providing guidance on what type of
                                                    information on the annual form                          that FRA determines is necessary to                   information must be provided to ensure
                                                    identified below five business days after               adequately conduct such compliance                    consistency of the information industry
                                                    publication of this Notice for a period of              reviews. See 49 U.S.C. 20157(c)(2).                   provides to FRA and its usefulness to
                                                    180 days. FRA requests regular                             To effectively monitor compliance                  FRA for assessing progress and
                                                    processing and OMB authorization to                     with PTC system implementation, FRA
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                                                                                                                                                                  compliance.
                                                    collect the information on the quarterly                is proposing to require each subject                     FRA is proposing that each railroad
                                                    form identified below 90 days after                     railroad and entity to submit quarterly               must submit its quarterly progress
                                                    publication of this Notice for a period of              reports on its implementation progress,               reports and annual progress reports
                                                    three years.                                            in addition to the annual progress                    using Form FRA F 6180.165 and Form
                                                    FOR FURTHER INFORMATION CONTACT: A                      reports, under the PTCEI Act and FRA’s                FRA F 6180.166, respectively.
                                                    copy of this individual ICR, with any                   statutory and regulatory investigative                   FRA is proposing to let the less
                                                    public applicable supporting                            authorities. See 49 U.S.C. 20157(c)(2);               detailed monthly reporting that it
                                                    documentation, may be obtained by                       see also 49 U.S.C. 20107, 20902; 49 CFR               currently requires (approved under


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                                                                                     Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Notices                                                       11879

                                                    OMB No. 2130–0553) expire in June                         after publication of this Notice) for this                  PTCEI Act requires and is requesting a
                                                    2016 when railroads would be required                     collection of information.                                  minimum OMB review and approval
                                                    to begin providing the quarterly                             FRA is not requesting Emergency                          period of 30 days after the 60-day
                                                    progress reports.                                         Processing for the quarterly PTC                            comment period expires. Comments on
                                                       As provided under 5 CFR 1320.13,                       progress reports because the first                          any aspect of the Quarterly PTC
                                                    FRA is requesting emergency processing                    quarterly reports will be due by June 30,                   Progress Report may be sent to the
                                                    for the new annual progress report                        2016. The Paperwork Reduction Act of                        following: Federal Railroad
                                                    collection of information under the                       1995, Public Law 104–13, sec. 2, 109                        Administration, 1200 New Jersey Ave.
                                                    Paperwork Reduction Act of 1995 and                       Stat. 163 (1995) (codified as revised at                    SE., Washington, DC 20590, Attention:
                                                    its implementing regulations. See, e.g.,                  44 U.S.C. 3501–3520), and its                               Mr. Robert Brogan or Ms. Kim Toone; or
                                                    44 U.S.C. 3507; 5 CFR 1320.13. FRA                        implementing regulations, 5 CFR part                        via email at the following:
                                                    cannot reasonably comply with normal                      1320, require Federal agencies to                           Robert.Brogan@dot.gov; Kim.Toone@
                                                    clearance procedures since they would                     provide 60-days’ notice to the public for                   dot.gov. Copies of both proposed forms
                                                    be reasonably likely to disrupt the                       comment on information collection                           are published as attachments to this
                                                    collection of information. Each railroad                  activities before seeking approval for                      notice.
                                                    is required to submit its annual PTC                      reinstatement or renewal by OMB. 44                           The associated collection of
                                                    progress report by March 31, 2016,                        U.S.C. 35069(c)(2)(A); 5 CFR                                information is summarized below.
                                                    under 49 U.S.C. 20157(c)(1). Therefore,                   1320.8(d)(1), 1320.10(e)(1), 1320.12(a).                      Title: Quarterly Positive Train Control
                                                    FRA cannot wait the typical 60-day                        Here, FRA is seeking public comment                         (PTC) Progress Report Form and Annual
                                                    period for public comment. Therefore,                     on its proposed quarterly reporting form                    Positive Train Control (PTC) Progress
                                                    FRA is requesting OMB approval as                         to gather the information FRA needs to                      Report Form.
                                                    soon as possible (i.e., 5 business days                   conduct the compliance reviews the                            Reporting Burden:

                                                                                                                                                                                            Average time   Total annual
                                                                                                                        Respondent universe                Total annual responses           per response   burden hours
                                                                                                                                                                                               (hours)

                                                    Quarterly PTC Progress Report:
                                                       Form FRA F 6180.165 .......................................   41 Railroads ....................   164 Reports/Forms ............            1.573            258
                                                    Annual PTC Progress Report:
                                                       Form FRA F 6180.166 .......................................   41 Railroads ....................   41 Reports/Forms ..............           38.41          1,575



                                                      Form Number(s): FRA F 6180.165;                           Total Estimated Annual Burden for                         not conduct or sponsor, and a
                                                    FRA F 6180.166.                                           New PTC Quarterly and Annual                                respondent is not required to respond
                                                      Respondent Universe: 41 Railroads.                      Progress Report Forms: 1,833 hours.                         to, a collection of information unless it
                                                                                                                Total Estimated Burden for Entire                         displays a currently valid OMB control
                                                      Frequency of Submission: On                             Information Collection: 3,122,817.                          number.
                                                    occasion.                                                   Status: Emergency Review (Annual                            Authority: 44 U.S.C. 3501–3520.
                                                      Total Estimated Responses for New                       PTC Progress Report Form) and Regular
                                                                                                              Review (Quarterly PTC Progress Report                         Issued in Washington, DC, on March 1,
                                                    Quarterly and Annual PTC Progress                                                                                     2016.
                                                    Report Forms: 205.                                        Form).
                                                                                                                Pursuant to 44 U.S.C. 3507(a) and 5                       Corey Hill,
                                                      Total Estimated Responses for Entire                    CFR 320.5(b), 1320.8(b)(3)(vi), FRA                         Acting Executive Director.
                                                    Information Collection: 147,776.                          informs all interested parties that it may                  BILLING CODE 4910–06–P
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                                                    11880                          Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Notices




                                                                     AnnuaiPTC
                                                                     Progress
                                                                     Report
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                                                                                                                                                                                    EN07MR16.005</GPH>




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                                Federal Register/Vol. 81, No. 44 /Monday, March 7, 2016 / Notices                                                        11881


                                                                                                                       OMB Control No, 2130—0553



Name of Railroad or Entity Subject to 49 U.S.C. §20157(a):                                    froad name.

Railroad Code: C)

Annual PTC implementation Progress Report for: Ch

PTCIP Version Number of File with FRA (basis for goals stated); Click !

Submission Date: Click hare to


                   tents
        1.           Ssummary                                                                                                                       i
       2.             Update on Spectrum Acquisition                                                                                                2
        3.            Quantity Update on Hardware Installation                                                                                      3
                  3.L      Locomotive Status                                                                                                        3

                  3.2.     Infrastructure/Back Office Status                                                                                        4
                  3.3..—   InstallationfTrack SegmentStatus                                                                                         5
                      Quantity Update on Employses Trained                                                                                          6
g # gpou a io s




                      Progress on Implementation Schedule/Milestones                                                                                7
                     Summary Update ofChallenges/Risks                                                                                              7
                      Progress on Revenue Service Demonstration {RSD) or implementation                                                             &
                      Update for Intercity or Commuter Rail Passenger Transportation {if applicable}                                                3
                      Update on Interoperability Progress and Other Formal Agreements                                                               9
                  . Estimated PTC Safety Plan (PTCSP) Submission Date {if not already submitted)                                                   10
        14 Testing and Integration Efforts {if applicable, laboratory, integration, and reventie SEMVICE HEMONSWANON} ...cnmmrascrermremraciemcemice1d
        12. Updated Information That FRA Can Use to Maintain Its Geographic Information System (GIS} Database =Segments Complete and
           erable                                                                                                                 10




FRA F6180 166 (2416)


11882                        Federal Register/Vol. 81, No. 44 /Monday, March 7, 2016 /Notices


                                                                                                                      OMB Control




            1
        Please provide a narrative summary of overall PYC implementation progress during the preceding calendar year {January 1 to December 31):
        Click he        e     .




        Locomotives Fully Equipped

        installation/Track Segments Completed

        Radio Towers Fully Installed and Equipped


        Employees Trained


        Back Office Locations Completely Installed and Fully
        Operable

        Dispatching mcéticmf.iamgieteiy Installed and Fully
        Operable

        Route Miles in Testing or Revenue Service
        Demonstration

        Route Miles in PTC Operation




                F6180.166 (2—416)


                       Federal Register/Vol. 81, No. 44 /Monday, March 7, 2016 /Notices                                                                       11883

                                                                                                                          OMB Contral No. 2130—0553



       Required content:
           *   The amount of spectrum acquired and available for use during the applicable calendar year and the cumulative amount acquired and
               available for use at the end of the    applicable calendar year, as compared to the amount the ratiroad stated would be acquired and
               available for use bythe end of that calendar year and in total for PTC implementation, in the applicable revised PTCIP, as amended
           *   The basis for how the railroad is determining that the acquired spectrum isavailable for use by PTC radios (e.g., ensuring non—
               interference with other radios}




Spectrum Coverage
Area or Locationt: C                     o enter text.


                                                                                                | fNote: To add rows for additional spectrum areas or _
                                                                                                  imatmm, click on d‘!{e blue "+" symbolat the bottom
                                                                                                   ight—hand corner, Please be sure to first c?ick‘anvwhere
                                                                                                  inside the table to activate fi‘!fi‘zfunction.

                                                                                                   ths§ &mcticnis unamrlabie for your &mumem ;aieaae
                                                                                                 manwliy adfi addxtst:ma% rows..


       P!%asse provide any acfidmmai narrative for SpectrimAcquisition below:




       ERA 1.6180.166


11884                     Federal Register/Vol. 81, No. 44 /Monday, March 7, 2016 /Notices

                                                                                                                          OMB Control No. 2130




        Required content:
            *   Separated by each major hardware category and subcategory identified below, the amount of PTC hardware installed during the
                applicable calendar year and the cumulative quantity installed at the end of the applicable calendar year, as compared to the amount
                the railroad stated would be installed by the end of that calendar year and in total for PTC implementation, in the applicable revised
                 PTCIP, as amended
                     s




           On—board Computers (e.g., Train
           Management Computer}
           Software Ffor Train— Management
           and other applications

           PTC Displays

           Event Recorders

           Onboard Antennas and/or
           Transponder Readers

           GPS Receivers
           Locomotive Radios —Primary
           Communications {e.g., 220 MHz
           radios}




        * Rallroads may elect to add categories or subcategories If more detall is dasired.


                                                                                   Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Notices                                 11885




                                                                 llacl! Office tocatiom {imtallatiom complete)


                                                                                              narrative for                   Office Status below:




                                                                                                                                                                                    4
asabaliauskas on DSK3SPTVN1PROD with NOTICES




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11886                    Federal Register/Vol. 81, No. 44 /Monday, March 7, 2016 /Notices

                                                                                                                                     {—   OMB Control No, 2130—0553




        Installation/Track Segment Identificationt:


           Wayside Interface Unitst

           Communication Towers or Polest                                                             &                                       .
                                                                      i              i           —                                                m   Click E        nter
           Switch Position Monitorst
           Planned Fiber or Ground Wiring (per
        mile}t

           Wayside Radiost


           Base Station Radiast
                                                                                            tNote: To add rows for additional installation/track segments and
                                                                                            associated sub—components,click on the blue "+" symbo! at the \
                                                                                           bottom righthand corner.. Please be sure to first click anywhere ..
                                                                                            inside the table to activate this function. |—
                                                                                                 is functionis unavailable for yourdocument, please manually aded
                                                                                             dditional rows.                    io        f                     ws



        " gach rallroad should report information ln a manner consistent with Its PTCIP.. That is, If a rall   i monitorsimplemantation of track segments by sub
        it should report that way.
                                                                                                                                                                            5

        FRAFAIRG166 (3246)


                   Federal Register/Vol. 81, No. 44 /Monday, March 7, 2016 /Notices                                                                                 11887

                                                                                                                               OMB Control N.



   Please provide any additional narrative for Installation/Track Segment Status below:
  Click he        emer fext




   Required content:
       *     Separated by each employee category identified below, the number of employees trained during the applicable calendar year and the
             cumulative number of employees trained at the end of the applicable calendar year, as compared to the number the railroad stated
             would be trained by the end of that calendar year and in total, in the applicable revised PTCIP, as amended




T&E Crew (Operations) Employees

Mechanical Employees
MOW/Engineering{
Roadway Worker Employees

Management Employees

Other Staff



   Please provide any additional narrative for Employes Training below:




   * These categorias are Suggestive. All categories may not apply, and additional categories may be added based on the railroad‘s specific Implementation needs.
                                                                                                                                                               6
  FRA F&IRQ


11888                      Federal Register/Vol. 81, No. 44 /Monday, March 7, 2016 /Notices

                                                                                                                           OMB Contral No. 2130—0553




                                1
                               Yam                             A
        in its annualprogress reports, each subjectrailroad and entity must provide a progress update with respect to its project schedule. A
        railroad should only submit schedule information demonstrating actual progress as measured against the schedule in its revised
        PTCIP, as amended. This could be accomplished by providing detailed project schedules and visual aids {e.g., a Gantt chart) if
        available, or any other information documenting current progress as compared to the implementation schedule in the railroad‘s
        revised PTCIP, as amended, Details regording any notable varignces or trends that are offecting, or could possibly affect, PTC
        implementation goals should also be explained in the annual progress reports.. Where cireumstances are adversely affecting a
        railroad‘s implementation of PTC, the reilrood must also provide an action plan to recover from, or mitigate, any adverse
        consequences.

        Required content:
            *   Schedule/Milestone Progress Information as described above
            *   The extentto which the railroad or other entity is complying with the implementation schedule it provided in its reviced PTCIP, as
                amended
        Please provide any additional narrative for Progress on Implementation Schedule/Milestones below:.
                       enter text




                        ry
        Required content:
           « Any update to the summary ofremaining technical, programmatic, aperational, or other challenges that the railroad or other entity
               provided inits revised PTCIP, as amended, including challenges with availability of public funding, interoperability, spectrum, software,
               permitting, and testing, demonstration, and certification
            *   Schedule Risk Updates {e:g., funding, technology, agreements)


        Please provide Summary Update of Challenges/Risks below:
        Click   e to           is




        FRA F6180.166 (2—16)


                                                                                     Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Notices                                                            11889




                                                                       Require<! content:
                                                                               Th" tot>l number of route miles 0<1 which I'TC ha< been initiated fur revenue service demonstration or implemented, •s compare<! to
                                                                               the total number of route miles require<! to have a PTC system (see Sectfunl Summary Table)
                                                                               E•timated start dat<'! (month and year) for RSD
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                                                    11890                            Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Notices




                                                                            If this section fs not applicable to ybur railroad) pte.ase mark N/A.

                                                                            Required content (if applicable):
                                                                                                                                                                                         description of the resources




                                                                            Required content:
                                                                                    For host railroads: provide updates to any agreements and key milestones for ail tenant operations
                                                                                    For tenant railroads: provide updates to any agreements. and key milestones for all operations over tra<::ks hosted by another raHroad




                                                                                                                                                                                                                             9
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                                                                                   Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Notices                                    11891




                                                                                                narrative for I'TCSP Submission below:




                                                                                                                                                                              FRAas


                                                                                                                                                                                      10
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11892               Federal Register/Vol. 81, No. 44 /Monday, March 7, 2016 /Notices


                                                                                                                    MB Control No: 2130—0553




        Please provide any additional narrative for GIS Information below:
                  to enter text.




               Public reporting burden for this information collection is estimated to average 38.41 hours per response, including the time for
               reviewing instructions, searching existing data sources; gathering and maintaining the data needed, and completing and
               reviewing the collection of information. According to the Paperwork Reduction Act of1995, a federal agency may not
               conduct or sponsor, and a person is not required to respond to, norshall a person be subjectto a penaltyfor failure to comply.
               with, a collection ofinformation unless it displays a currently valid OMB controlnumber. The valid OMB control number for
               this information collection is 2130—0853. ~All responses to this collection ofinformation are mandatory: Send comments
               regarding this burden estimate or anyotheraspect of this collection, including suggestions for reducing this burden to OMB‘s
               Office of Information and Regulatory Affairs, Attn: FRA OMB Desk Officer,




                                                                                                                                             11
           \P:6180.166 (2—16)


                                                                                       Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Notices                                                             11893



                                                                     Name of Railroad or Entity Subject to 49 U.S.C. § 20157(a): '

                                                                     Railroad Code:

                                                                     Positive Train Control (PTC) Implementation Quarterly Progress Report for:

                                                                     Oate:
                                                                     Key Oates for PTC Implementation Quarterly Progress Reporting:




                                                                     To effectively monitor each railroad's
                                                                     Form FRA f 6180.165, beginning June 30, 2016, and April                                       investigative authorities. See, e.g., 49 U.S. C.
                                                                     §§ 20107, 20902, 20157(c){2); 49 C.ER. § 236.1009(11). Railroads must use this form to report I'TC implementation progress data quarterly, by
                                                                     the due dates set forth in the above table. Each railroad should select the correct quarter and year for each quarterly report. In the quarterly
                                                                     progress report form below, indicate "N/A" for instances when a category is not applicable.

                                                                     Quarterly progress report forms must be submitted electronically to the Federal Railroad Administration (FRA) via the FRA Secure Information
                                                                     Repository (SIR)
asabaliauskas on DSK3SPTVN1PROD with NOTICES




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Spectrum Coverage Area or
Locationt:C                                      o ente




Locomotives

     Towers      Instafled and
         T

    Office                       Installed and




FRA P 6180.163


                                                                                       OMB Control No. 2130—0553




I#1.    Installation Schedule—Quarterly Reporting




  On—board Computers (e.g., Train
  Management Computer}

  Software For Train Management and
  Other Applications


  PTC Displays



  Event Recorders


  Onboard Anternias and/or Transponder
  Readers


  GPS Receivers


  Locomotive Radios — Primary
  Communications (e.5., 220 MHz radios}




 * Railroads may elect to add categories or subcategories if more detail is desired.


                                                    11896                          Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Notices




                                                                                                                                                                                    4
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                                                                                    Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Notices                                  11897




                                                                        Plarm.U Fiber or Ground Wiriog (per
                                                                        milet




                                                                                                                                     I'TCIP,

                                                                                                                                                                                      5
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11898                Federal Register/Vol. 81, No. 44 /Monday, March 7, 2016 /Notices

                                                                                           B Control No. 2130




         Wayside Radiost


         Base Station Radiost
                                                            *Note
                                                            segments and associated sub—components, click on
                                                            the blue "+" symbol at the bottom righthand
                                                            corner, Please be sure to first click anywhere
                                                            inside the table to activate this function,

                                                            If this function is unavailable for your document;
                                                            please manually add additional rows.




        FRA F 6180.165.


                                                                                   Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Notices                                            11899



                                                                           IV.




                                                                                                                                               0 Installing
                                                                                                                                               OTesting
                                                                                                                                               0 Operational/Complete

                                                                                                                                                       Note: To add additional rows, dick on the
                                                                                                                                                      blue'"+" symbot at the bottom right-hand
                                                                                                                                                      corner. Please be sure to first dick
                                                                                                                                                      anywhere inside the table to activate this
                                                                                                                                                      function.

                                                                                                                                                       If this function is unavaifabfe for your
                                                                                                                                                      document, please manually add additiona1
                                                                                                                                                      rows.
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                                                                                                                                                                           EN07MR16.024</GPH>




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                                                    11900                          Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Notices




                                                                      v.




                                                                     MOW/Engineering/
                                                                     1\nodway Worker
                                                                     Employees
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                                 Federal Register/Vol. 81, No. 44 /Monday, March 7, 2016 /Notices                                                                   11901

                                                                                                                                        OMB Control No. 2130—0553




                 V1.     Update on Interoperability Progress
                 This section is provided to help   roil   describe   i   perability information.. Pleaseprovide appendices as appropriote.




                                Public reporting burden for this information collectionis estimated to average 1.373hours per response, including the
                                time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and
                                completing and reviewing the collection ofinformation. According to the Paperwork Reduction Act of 1995, a federal
                                agency maynot conduct or sponsor, and a person is not required to respond to. norshall a person be subject to a
                                penalty for failure to comply with, a collection of information unless it displays a currently valid OMB control number.
                                The valid OMB control number for this information collection is 2130—0553. All responses to this collection of
                                information are mandatory. Send comments regarding this burden estimate or anyother aspéct of this collection,
                                including suggestions for reducing this burdento: Information Collection Officer, Federal Railroad Administration,
                                1200 New Jersey Avenue, S.E., Washington D.C. 20590.




                 FRA F6180.165




[FR Doc. 2016—04882 Filed 3—4—16; 8:45 am]
BILLING CODE 4910—06—C



Document Created: 2018-02-02 15:08:12
Document Modified: 2018-02-02 15:08:12
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
ContactA copy of this individual ICR, with any public applicable supporting documentation, may be obtained by telephoning FRA's Office of Safety Information Collection Clearance Officer, Robert Brogan (tel. (202) 493-6292), or FRA's Office of Administration Information Collection Clearance Officer, Kimberly Toone (tel. (202) 493-6132); these numbers are not toll-free; or by contacting Mr. Brogan via facsimile at (202) 493-6216 or Ms. Toone via facsimile at (202) 493-6497, or via email by contacting Mr. Brogan at [email protected], or by contacting Ms. Toone at [email protected] Comments or questions about any aspect of this ICR pertaining to the Quarterly PTC Progress Report Form should be directed to Mr. Brogan or Ms. Toone, while comments or questions about any aspect of this ICR pertaining to the Annual PTC Progress Report Form should be directed to OMB's Office of Information and Regulatory Affairs, Attn: FRA OMB Desk Officer.
FR Citation81 FR 11878 

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