81_FR_12199 81 FR 12154 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services

81 FR 12154 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 45 (March 8, 2016)

Page Range12154-12155
FR Document2016-05046

Federal Register, Volume 81 Issue 45 (Tuesday, March 8, 2016)
[Federal Register Volume 81, Number 45 (Tuesday, March 8, 2016)]
[Notices]
[Pages 12154-12155]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-05046]



[[Page 12154]]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-77274; File No. SR-NYSEARCA-2016-35]


Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing 
and Immediate Effectiveness of Proposed Rule Change to the NYSE Arca 
Equities Schedule of Fees and Charges for Exchange Services

March 2, 2016.
    Pursuant to section 19(b)(1) \1\ of the Securities Exchange Act of 
1934 (``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby given 
that, on February 19, 2016, NYSE Arca, Inc. (the ``Exchange'' or ``NYSE 
Arca'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III below, which Items have been prepared by the self-regulatory 
organization. The Commission is publishing this notice to solicit 
comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 15 U.S.C. 78a.
    \3\ 17 CFR 240.19b-4.
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I. Self-Regulatory Organization's Statement of the Terms of Substance 
of the Proposed Rule Change

    The Exchange proposes to amend the NYSE Arca Equities Schedule of 
Fees and Charges for Exchange Services. The proposed rule change is 
available on the Exchange's Web site at www.nyse.com, at the principal 
office of the Exchange, and at the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the self-regulatory organization 
included statements concerning the purpose of, and basis for, the 
proposed rule change and discussed any comments it received on the 
proposed rule change. The text of those statements may be examined at 
the places specified in Item IV below. The Exchange has prepared 
summaries, set forth in sections A, B, and C below, of the most 
significant parts of such statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The Exchange proposes to amend the Fee Schedule to make non-
substantive changes by deleting obsolete and extraneous text. The 
Exchange proposes to implement the proposed changes immediately.
    The Exchange currently charges each ETP Holder a monthly Gross 
FOCUS Fee of $0.075 per $1,000 of gross revenue reported on its FOCUS 
Report.\4\ The Exchange last amended this fee in 2013.\5\ The Exchange 
proposes to re-align the text in the Fee Schedule to clearly reflect 
the current fee and the frequency of the fee by deleting extraneous 
text from the Fee Schedule. The Exchange is not proposing any change to 
the fee itself.
---------------------------------------------------------------------------

    \4\ FOCUS is an acronym for Financial and Operational Combined 
Uniform Single Report. FOCUS Reports are filed periodically with the 
Securities and Exchange Commission (the ``Commission'' or ``SEC'') 
as SEC Form X-17A-5 pursuant to Rule 17a-5 under the Act.
    \5\ See Securities Exchange Act Release Nos. [sic] 69059 (March 
7, 2013), 78 FR 16019 (March 13, 2013) (SR-NYSEArca-2013-23).
---------------------------------------------------------------------------

    Additionally, the Fee Schedule currently provides for a variable 
pass through charge for subscription of the RealTick financial software 
(``RealTick''). The Exchange last amended this fee in 2011 [sic].\6\ 
The Exchange no longer offers or supports subscription to RealTick and 
therefore, proposes to remove this fee from the Fee Schedule.
---------------------------------------------------------------------------

    \6\ See Securities Exchange Act Release Nos. [sic] 57221 
(January 29, 2008), 73 FR 6764 (February 5, 2008) (SR-NYSEArca-2008-
11).
---------------------------------------------------------------------------

    The proposed changes are not otherwise intended to address any 
other issues, and the Exchange is not aware of any significant problems 
that market participants would have in complying with the proposed 
changes.
2. Statutory Basis
    The Exchange believes that the proposed rule change is consistent 
with section 6(b) of the Act,\7\ in general, and furthers the 
objectives of sections 6(b)(4) and (5) of the Act,\8\ in particular, 
because it provides for the equitable allocation of reasonable dues, 
fees, and other charges among its members, issuers and other persons 
using its facilities and does not unfairly discriminate between 
customers, issuers, brokers or dealers.
---------------------------------------------------------------------------

    \7\ 15 U.S.C. 78f(b).
    \8\ 15 U.S.C. 78f(b)(4) and (5).
---------------------------------------------------------------------------

    The Exchange believes that the proposed re-alignment of the Gross 
FOCUS Fee and the proposed removal of the RealTick fee from the Fee 
Schedule will remove investor confusion. The Exchange strives for 
clarity in the Fee Schedule so that market participants may best 
understand how fees apply. The Exchange believes the proposed changes 
will add clarity to the Fee Schedule and alleviate potential confusion 
which will remove impediments to and perfect the mechanism of a free 
and open market and a national market system, and in general, protect 
investors and the public interest. The Exchange further believes that 
the proposed changes are designed to enable market participants to 
better understand how Exchange fees would be applicable, which should 
make the overall Fee Schedule more transparent and comprehensive to the 
benefit of the investing public.
    For the foregoing reasons, the Exchange believes that the proposal 
is consistent with the Act.

B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule change will 
[sic] any burden on competition that is not necessary or appropriate in 
furtherance of the purposes of the Act. The proposed change is not 
designed to address any competitive issue but rather provide the public 
and investors with a Fee Schedule that is clear and transparent.

C. Self-Regulatory Organization's Statement on Comments on the Proposed 
Rule Change Received From Members, Participants, or Others

    No written comments were solicited or received with respect to the 
proposed rule change.

III. Date of Effectiveness of the Proposed Rule Change and Timing for 
Commission Action

    The foregoing rule change is effective upon filing pursuant to 
section 19(b)(3)(A) \9\ of the Act and subparagraph (f)(2) of Rule 19b-
4 \10\ thereunder, because it establishes a due, fee, or other charge 
imposed by the Exchange.
---------------------------------------------------------------------------

    \9\ 15 U.S.C. 78s(b)(3)(A).
    \10\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------

    At any time within 60 days of the filing of such proposed rule 
change, the Commission summarily may temporarily suspend such rule 
change if it appears to the Commission that such action is necessary or 
appropriate in the public interest, for the protection of investors, or 
otherwise in furtherance of the purposes of the Act. If the Commission 
takes such action, the Commission shall institute proceedings under 
section 19(b)(2)(B) \11\ of the Act to determine whether the proposed 
rule change should be approved or disapproved.
---------------------------------------------------------------------------

    \11\ 15 U.S.C. 78s(b)(2)(B).

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[[Page 12155]]

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views and 
arguments concerning the foregoing, including whether the proposed rule 
change is consistent with the Act. Comments may be submitted by any of 
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to [email protected]. Please include 
File Number SR-NYSEARCA-2016-35 on the subject line.

Paper Comments

     Send paper comments in triplicate to Secretary, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.

All submissions should refer to File Number SR-NYSEARCA-2016-35. This 
file number should be included on the subject line if email is used. To 
help the Commission process and review your comments more efficiently, 
please use only one method. The Commission will post all comments on 
the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all 
written statements with respect to the proposed rule change that are 
filed with the Commission, and all written communications relating to 
the proposed rule change between the Commission and any person, other 
than those that may be withheld from the public in accordance with the 
provisions of 5 U.S.C. 552, will be available for Web site viewing and 
printing in the Commission's Public Reference Room, 100 F Street NE., 
Washington, DC 20549, on official business days between the hours of 
10:00 a.m. and 3:00 p.m. Copies of the filing also will be available 
for inspection and copying at the principal office of the Exchange. All 
comments received will be posted without change; the Commission does 
not edit personal identifying information from submissions. You should 
submit only information that you wish to make available publicly. All 
submissions should refer to File Number SR-NYSEARCA-2016-35 and should 
be submitted on or before March 29, 2016.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\12\
---------------------------------------------------------------------------

    \12\ 17 CFR 200.30-3(a)(12).
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Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-05046 Filed 3-7-16; 8:45 am]
 BILLING CODE 8011-01-P



                                                    12154                           Federal Register / Vol. 81, No. 45 / Tuesday, March 8, 2016 / Notices

                                                    SECURITIES AND EXCHANGE                                  changes by deleting obsolete and                      will add clarity to the Fee Schedule and
                                                    COMMISSION                                               extraneous text. The Exchange proposes                alleviate potential confusion which will
                                                                                                             to implement the proposed changes                     remove impediments to and perfect the
                                                    [Release No. 34–77274; File No. SR–
                                                    NYSEARCA–2016–35]
                                                                                                             immediately.                                          mechanism of a free and open market
                                                                                                                The Exchange currently charges each                and a national market system, and in
                                                    Self-Regulatory Organizations; NYSE                      ETP Holder a monthly Gross FOCUS                      general, protect investors and the public
                                                    Arca, Inc.; Notice of Filing and                         Fee of $0.075 per $1,000 of gross                     interest. The Exchange further believes
                                                    Immediate Effectiveness of Proposed                      revenue reported on its FOCUS Report.4                that the proposed changes are designed
                                                    Rule Change to the NYSE Arca                             The Exchange last amended this fee in                 to enable market participants to better
                                                    Equities Schedule of Fees and                            2013.5 The Exchange proposes to re-                   understand how Exchange fees would
                                                    Charges for Exchange Services                            align the text in the Fee Schedule to                 be applicable, which should make the
                                                                                                             clearly reflect the current fee and the               overall Fee Schedule more transparent
                                                    March 2, 2016.                                           frequency of the fee by deleting                      and comprehensive to the benefit of the
                                                       Pursuant to section 19(b)(1) 1 of the                 extraneous text from the Fee Schedule.                investing public.
                                                    Securities Exchange Act of 1934                          The Exchange is not proposing any                        For the foregoing reasons, the
                                                    (‘‘Act’’) 2 and Rule 19b–4 thereunder,3                  change to the fee itself.                             Exchange believes that the proposal is
                                                    notice is hereby given that, on February                    Additionally, the Fee Schedule                     consistent with the Act.
                                                    19, 2016, NYSE Arca, Inc. (the                           currently provides for a variable pass
                                                    ‘‘Exchange’’ or ‘‘NYSE Arca’’) filed with                through charge for subscription of the                B. Self-Regulatory Organization’s
                                                    the Securities and Exchange                              RealTick financial software                           Statement on Burden on Competition
                                                    Commission (‘‘Commission’’) the                          (‘‘RealTick’’). The Exchange last                        The Exchange does not believe that
                                                    proposed rule change as described in                     amended this fee in 2011 [sic].6 The                  the proposed rule change will [sic] any
                                                    Items I, II, and III below, which Items                  Exchange no longer offers or supports                 burden on competition that is not
                                                    have been prepared by the self-                          subscription to RealTick and therefore,               necessary or appropriate in furtherance
                                                    regulatory organization. The                             proposes to remove this fee from the Fee              of the purposes of the Act. The
                                                    Commission is publishing this notice to                  Schedule.                                             proposed change is not designed to
                                                    solicit comments on the proposed rule                       The proposed changes are not                       address any competitive issue but rather
                                                    change from interested persons.                          otherwise intended to address any other               provide the public and investors with a
                                                    I. Self-Regulatory Organization’s                        issues, and the Exchange is not aware of              Fee Schedule that is clear and
                                                    Statement of the Terms of Substance of                   any significant problems that market                  transparent.
                                                    the Proposed Rule Change                                 participants would have in complying
                                                                                                             with the proposed changes.                            C. Self-Regulatory Organization’s
                                                       The Exchange proposes to amend the                                                                          Statement on Comments on the
                                                    NYSE Arca Equities Schedule of Fees                      2. Statutory Basis                                    Proposed Rule Change Received From
                                                    and Charges for Exchange Services. The                      The Exchange believes that the                     Members, Participants, or Others
                                                    proposed rule change is available on the                 proposed rule change is consistent with
                                                    Exchange’s Web site at www.nyse.com,                     section 6(b) of the Act,7 in general, and               No written comments were solicited
                                                    at the principal office of the Exchange,                 furthers the objectives of sections 6(b)(4)           or received with respect to the proposed
                                                    and at the Commission’s Public                           and (5) of the Act,8 in particular,                   rule change.
                                                    Reference Room.                                          because it provides for the equitable                 III. Date of Effectiveness of the
                                                    II. Self-Regulatory Organization’s                       allocation of reasonable dues, fees, and              Proposed Rule Change and Timing for
                                                    Statement of the Purpose of, and                         other charges among its members,                      Commission Action
                                                    Statutory Basis for, the Proposed Rule                   issuers and other persons using its
                                                                                                             facilities and does not unfairly                         The foregoing rule change is effective
                                                    Change                                                                                                         upon filing pursuant to section
                                                                                                             discriminate between customers,
                                                       In its filing with the Commission, the                issuers, brokers or dealers.                          19(b)(3)(A) 9 of the Act and
                                                    self-regulatory organization included                       The Exchange believes that the                     subparagraph (f)(2) of Rule 19b–4 10
                                                    statements concerning the purpose of,                    proposed re-alignment of the Gross                    thereunder, because it establishes a due,
                                                    and basis for, the proposed rule change                  FOCUS Fee and the proposed removal                    fee, or other charge imposed by the
                                                    and discussed any comments it received                   of the RealTick fee from the Fee                      Exchange.
                                                    on the proposed rule change. The text                    Schedule will remove investor                            At any time within 60 days of the
                                                    of those statements may be examined at                   confusion. The Exchange strives for                   filing of such proposed rule change, the
                                                    the places specified in Item IV below.                   clarity in the Fee Schedule so that                   Commission summarily may
                                                    The Exchange has prepared summaries,                     market participants may best                          temporarily suspend such rule change if
                                                    set forth in sections A, B, and C below,                 understand how fees apply. The                        it appears to the Commission that such
                                                    of the most significant parts of such                    Exchange believes the proposed changes                action is necessary or appropriate in the
                                                    statements.                                                                                                    public interest, for the protection of
                                                    A. Self-Regulatory Organization’s                           4 FOCUS is an acronym for Financial and            investors, or otherwise in furtherance of
                                                    Statement of the Purpose of, and
                                                                                                             Operational Combined Uniform Single Report.           the purposes of the Act. If the
                                                                                                             FOCUS Reports are filed periodically with the         Commission takes such action, the
                                                    Statutory Basis for, the Proposed Rule                   Securities and Exchange Commission (the
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    Change                                                   ‘‘Commission’’ or ‘‘SEC’’) as SEC Form X–17A–5        Commission shall institute proceedings
                                                                                                             pursuant to Rule 17a–5 under the Act.                 under section 19(b)(2)(B) 11 of the Act to
                                                    1. Purpose                                                  5 See Securities Exchange Act Release Nos. [sic]   determine whether the proposed rule
                                                                                                             69059 (March 7, 2013), 78 FR 16019 (March 13,         change should be approved or
                                                       The Exchange proposes to amend the                    2013) (SR–NYSEArca–2013–23).
                                                    Fee Schedule to make non-substantive                        6 See Securities Exchange Act Release Nos. [sic]
                                                                                                                                                                   disapproved.
                                                                                                             57221 (January 29, 2008), 73 FR 6764 (February 5,
                                                      1 15 U.S.C. 78s(b)(1).                                 2008) (SR–NYSEArca–2008–11).                            9 15 U.S.C. 78s(b)(3)(A).
                                                      2 15 U.S.C. 78a.                                          7 15 U.S.C. 78f(b).                                  10 17 CFR 240.19b–4(f)(2).
                                                      3 17 CFR 240.19b–4.                                       8 15 U.S.C. 78f(b)(4) and (5).                       11 15 U.S.C. 78s(b)(2)(B).




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                                                                                     Federal Register / Vol. 81, No. 45 / Tuesday, March 8, 2016 / Notices                                             12155

                                                    IV. Solicitation of Comments                                For the Commission, by the Division of              Crescent Mezzanine Partners VIIB, L.P.,
                                                                                                              Trading and Markets, pursuant to delegated            Crescent Mezzanine Partners VIIC
                                                      Interested persons are invited to                       authority.12                                          (LTL), L.P., Crescent Mezzanine
                                                    submit written data, views and                            Robert W. Errett,                                     Partners VIIC, L.P., and Crescent/AEGIS
                                                    arguments concerning the foregoing,                       Deputy Secretary.                                     Partnership, L.P. (collectively, the
                                                    including whether the proposed rule                       [FR Doc. 2016–05046 Filed 3–7–16; 8:45 am]            ‘‘Existing Affiliated Funds’’); Crescent
                                                    change is consistent with the Act.                        BILLING CODE 8011–01–P                                Capital Group LP (‘‘Crescent Capital’’);
                                                    Comments may be submitted by any of                                                                             and Crescent Direct Lending
                                                    the following methods:                                                                                          Management, LLC, Crescent SBIC
                                                                                                              SECURITIES AND EXCHANGE                               Management, LLC, and Crescent Credit
                                                    Electronic Comments                                       COMMISSION                                            Europe LLP (collectively with Crescent
                                                       • Use the Commission’s Internet                        [Release No. IC–32018; File No. 812–14454]            Capital, the ‘‘Existing Crescent
                                                    comment form (http://www.sec.gov/                                                                               Advisers’’).
                                                    rules/sro.shtml); or                                      Crescent Capital BDC Inc., et al.;
                                                                                                              Notice of Application                                 DATES:  Filing Dates: The application was
                                                       • Send an email to rule-comments@                                                                            filed on April 15, 2015, and amended on
                                                    sec.gov. Please include File Number SR–                   March 2, 2016.
                                                                                                                                                                    June 25, 2015, August 18, 2015,
                                                    NYSEARCA–2016–35 on the subject                           AGENCY:  Securities and Exchange                      November 18, 2015, February 26, 2016,
                                                    line.                                                     Commission (‘‘Commission’’).                          and March 1, 2016.
                                                                                                              ACTION: Notice of application for an
                                                    Paper Comments                                            order under sections 17(d) and 57(i) of                  Hearing or Notification of Hearing: An
                                                                                                              the Investment Company Act of 1940                    order granting the requested relief will
                                                      • Send paper comments in triplicate                                                                           be issued unless the Commission orders
                                                    to Secretary, Securities and Exchange                     (the ‘‘Act’’) and rule 17d–1 under the
                                                                                                              Act to permit certain joint transactions              a hearing. Interested persons may
                                                    Commission, 100 F Street NE.,                                                                                   request a hearing by writing to the
                                                                                                              otherwise prohibited by sections 17(d)
                                                    Washington, DC 20549–1090.                                                                                      Commission’s Secretary and serving
                                                                                                              and 57(a)(4) of the Act and rule 17d–1
                                                    All submissions should refer to File                      under the Act.                                        applicants with a copy of the request,
                                                    Number SR–NYSEARCA–2016–35. This                                                                                personally or by mail. Hearing requests
                                                                                                              SUMMARY:    Summary of Application:                   should be received by the Commission
                                                    file number should be included on the
                                                                                                              Applicants request an order to permit a               by 5:30 p.m. on March 28, 2016, and
                                                    subject line if email is used. To help the                business development company
                                                    Commission process and review your                                                                              should be accompanied by proof of
                                                                                                              (‘‘BDC’’) and certain closed-end                      service on applicants, in the form of an
                                                    comments more efficiently, please use                     management investment companies to
                                                    only one method. The Commission will                                                                            affidavit or, for lawyers, a certificate of
                                                                                                              co-invest in portfolio companies with                 service. Pursuant to Rule 0–5 under the
                                                    post all comments on the Commission’s                     each other and with affiliated
                                                    Internet Web site (http://www.sec.gov/                                                                          Act, hearing requests should state the
                                                                                                              investment funds.                                     nature of the writer’s interest, the reason
                                                    rules/sro.shtml). Copies of the                              Applicants: Crescent Capital BDC,
                                                                                                                                                                    for the request, and the issues contested.
                                                    submission, all subsequent                                Inc. (‘‘Crescent’’); CBDC Advisors, LLC
                                                                                                                                                                    Persons who wish to be notified of a
                                                    amendments, all written statements                        (‘‘CBDC Advisors’’); Crescent Mezzanine
                                                                                                                                                                    hearing may request notification by
                                                    with respect to the proposed rule                         Partners VI, LP, Crescent Mezzanine
                                                                                                                                                                    writing to the Commission’s Secretary.
                                                    change that are filed with the                            Partners VIB, LP, Crescent Mezzanine
                                                    Commission, and all written                               Partners VIC, LP, Crescent Long/Short                 ADDRESSES:  Secretary, U.S. Securities
                                                    communications relating to the                            Credit Opportunity Fund, LP, Crescent                 and Exchange Commission, 100 F St.
                                                    proposed rule change between the                          Capital High Income Fund, LP, Crescent                NE., Washington, DC 20549–1090.
                                                    Commission and any person, other than                     Capital High Income Fund B, L.P.,                     Applicants: 11100 Santa Monica Blvd.,
                                                    those that may be withheld from the                       Crescent Capital High Yield Fund, LP,                 Suite 2000, Los Angeles, CA 90025.
                                                    public in accordance with the                             Crescent Senior Secured Floating Rate
                                                                                                              Loan Fund, LLC, Crescent Senior                       FOR FURTHER INFORMATION CONTACT:
                                                    provisions of 5 U.S.C. 552, will be                                                                             Mark N. Zaruba, Senior Counsel, at
                                                    available for Web site viewing and                        Secured Floating Rate Loan Fund
                                                                                                              (Cayman), LP, Crescent/Kamehameha                     (202) 551–6878 or Mary Kay Frech,
                                                    printing in the Commission’s Public                                                                             Branch Chief, at (202) 551–6821 (Chief
                                                                                                              Schools Partnership, LP, NPS/Crescent
                                                    Reference Room, 100 F Street NE.,                                                                               Counsel’s Office, Division of Investment
                                                                                                              Strategic Partnership, LP, Crescent (TX)
                                                    Washington, DC 20549, on official                                                                               Management).
                                                                                                              Direct Lending Fund, L.P., Crescent
                                                    business days between the hours of
                                                                                                              Direct Lending Fund, L.P., CDL Unit                   SUPPLEMENTARY INFORMATION:    The
                                                    10:00 a.m. and 3:00 p.m. Copies of the                    Trust (Ireland), Crescent Direct Lending
                                                    filing also will be available for                                                                               following is a summary of the
                                                                                                              SBIC Fund, L.P., Crescent Special                     application. The complete application
                                                    inspection and copying at the principal                   Situations Fund (Investor Group), L.P.,
                                                    office of the Exchange. All comments                                                                            may be obtained via the Commission’s
                                                                                                              Crescent European Specialty Lending                   Web site by searching for the file
                                                    received will be posted without change;                   Fund, L.P., Crescent European Specialty
                                                    the Commission does not edit personal                                                                           number, or for an applicant using the
                                                                                                              Loan Fund SCS, SICAV–FIS, Crescent                    Company name box, at http://
                                                    identifying information from                              European Specialty Lending Fund
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    submissions. You should submit only                                                                             www.sec.gov/search/search.htm or by
                                                                                                              (Levered) LP, Crescent European                       calling (202) 551–8090.
                                                    information that you wish to make                         Specialty Lending Fund (Cayman-
                                                    available publicly. All submissions                       Levered) LP, Crescent European                        Applicants’ Representations
                                                    should refer to File Number SR–                           Specialty Lending Fund (Cayman) LP,
                                                    NYSEARCA–2016–35 and should be                            Crescent European Specialty Lending                     1. Crescent is a Delaware corporation
                                                    submitted on or before March 29, 2016.                    Fund for ERISA Plans LP, Crescent                     organized as a closed-end management
                                                                                                              Mezzanine Partners VII (Ltl), L.P.,                   investment company that has elected to
                                                      12 17   CFR 200.30–3(a)(12).                            Crescent Mezzanine Partners VII, L.P.,                be regulated as a BDC under section


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Document Created: 2018-02-02 15:10:02
Document Modified: 2018-02-02 15:10:02
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation81 FR 12154 

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