81_FR_12579 81 FR 12533 - Agency Information Collection Activities; Comment Request; Graduate Research Fellowship Program Pilot Data Collection for Monitoring Longitudinal Career Outcomes of Fellowship Recipients; Proposed Information Collection Request

81 FR 12533 - Agency Information Collection Activities; Comment Request; Graduate Research Fellowship Program Pilot Data Collection for Monitoring Longitudinal Career Outcomes of Fellowship Recipients; Proposed Information Collection Request

NATIONAL SCIENCE FOUNDATION

Federal Register Volume 81, Issue 46 (March 9, 2016)

Page Range12533-12535
FR Document2016-05280

The National Science Foundation (NSF) is announcing plans to request establishment and clearance of this collection. In accordance with the requirement of Section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995 (Pub. L. 104-13), we are providing opportunity for public comment on this action. After obtaining and considering public comment, NSF will prepare the submission requesting that OMB approve clearance of this collection for no longer than three years. A copy of the proposed information collection request (ICR) can be obtained by contacting the office listed below in the ADDRESSES section of this notice.

Federal Register, Volume 81 Issue 46 (Wednesday, March 9, 2016)
[Federal Register Volume 81, Number 46 (Wednesday, March 9, 2016)]
[Notices]
[Pages 12533-12535]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-05280]


-----------------------------------------------------------------------

NATIONAL SCIENCE FOUNDATION


Agency Information Collection Activities; Comment Request; 
Graduate Research Fellowship Program Pilot Data Collection for 
Monitoring Longitudinal Career Outcomes of Fellowship Recipients; 
Proposed Information Collection Request

AGENCY: National Science Foundation.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The National Science Foundation (NSF) is announcing plans to 
request establishment and clearance of this collection. In accordance 
with the requirement of Section 3506(c)(2)(A) of the Paperwork 
Reduction Act of 1995 (Pub. L. 104-13), we are providing opportunity 
for public comment on this action. After obtaining and considering 
public comment, NSF will prepare the submission requesting that OMB 
approve clearance of this collection for no longer than three years.
    A copy of the proposed information collection request (ICR) can be 
obtained by contacting the office listed below in the ADDRESSES section 
of this notice.

DATES: Submit comments before May 9, 2016.

ADDRESSES: Suzanne H. Plimpton, Reports Clearance Officer, National 
Science Foundation, 4201 Wilson Boulevard, Suite 1265, Arlington, 
Virginia 22230 or send email to [email protected]. Copies of the 
submission may be obtained by calling (703) 292-7556.
    Instructions: Please submit one copy of your comments by only one 
method. All submissions received must include the agency name and 
collection name identified above for this information collection. 
Commenters are strongly encouraged to transmit their comments 
electronically via email. Comments, including any personal information 
provided become a matter of public record. They will be summarized and/
or included in the request for Office of Management and Budget approval 
of the information collection request.

FOR FURTHER INFORMATION CONTACT: Suzanne H. Plimpton, Reports Clearance 
Officer, National Science Foundation, 4201 Wilson Boulevard, Suite 
1265, Arlington, Virginia 22230 or send email to [email protected]. 
Copies of the submission may be obtained by calling (703) 292-7556. 
Individuals who use a telecommunications device for the deaf (TDD) may 
call the Federal Information Relay Service (FIRS) at 1-800-877-8339, 
which is accessible 24 hours a day, 7 days a week, 365 days a year 
(including federal holidays).

[[Page 12534]]


SUPPLEMENTARY INFORMATION: 
    Title of Collection:
    OMB Number: 3145-NEW.
    Type of request: Intent to seek approval for ICR.

Abstract

    The National Science Foundation (NSF) seeks to develop and pilot an 
instrument to follow several cohorts of Graduate Research Fellowship 
Program (GRFP) Fellows to track program and career outcomes over time. 
The intent is for the pilot instrument to become part of a permanent 
monitoring system to track all Fellows over time.
    As part of NSF's commitment to graduate student education in the 
U.S, the GRFP seeks to promote and maintain advanced training in 
science, technology, engineering, and mathematics (STEM) field by 
annually awarding about 2,000 fellowships to graduate students in 
research-based programs. The program goals are: (1) To select, 
recognize, and financially support, early in their careers, individuals 
with the demonstrated potential to be high achieving scientists and 
engineers, and (2) to broaden participation in science and engineering 
of underrepresented groups, including women, minorities, persons with 
disabilities, and veterans. NSF especially encourages women, members of 
underrepresented minority groups, persons with disabilities, and 
veterans to apply. NSF also encourages undergraduate seniors to apply. 
GRFP is a critical program in NSF's overall strategy to develop the 
globally-engaged workforce necessary to ensure the Nation's leadership 
in advancing science and engineering research and innovation.
    The program has had two large-scale evaluations, first in 2002 and 
again in 2012. The second evaluation coincided with a major program 
expansion by NSF, whereby the annual number of fellowship awards was 
increased from roughly 1,000 to the current 2,000. As the program has 
expanded, so has the need for a monitoring system to track program 
outcomes and Fellow career trajectories following completion of the 
fellowship.
    NSF contracts with NORC at the University of Chicago to develop and 
pilot a data collection instrument to support GRFP monitoring. The 
objective of the monitoring activity will be to accomplish the 
following:
     NSF will be able at any time to provide cumulative as well 
as annualized data on outcomes for the Fellows (e.g., career outcomes 
of minority Fellows in 2017, as compared to 2015, etc.) and compare 
those results to national samples. The longitudinal collections will 
allow NSF to analyze how Fellows' careers develop over time and if 
there are differences in the career outcomes related to Fellow 
demographics and field of study.
     NSF will be able to analyze trends on a large number of 
career outcomes for key subpopulations of Fellows including women, 
underrepresented minorities, individuals with disabilities, and 
veterans, and monitor them within fields of graduate study, in order to 
inform policy and program changes.
    The data collection instrument will be designed to gather 
information on the following broad sets of variables:
     Career activities, progress, and job characteristics 
following graduate school;
     STEM-related professional productivity (e.g., 
publications, presentations, patents, etc.);
     Broader impacts of the Fellows (ways in which the Fellows 
or their work may benefit society).
    The pilot data will be collected primarily through a Web-based 
survey. The data will be supplemented with administrative data 
collected by the GRFP on the demographic and educational backgrounds of 
the Fellows. The pilot data will be collected in two rounds after 
questionnaire testing, with survey rounds conducted in both 2016 and 
2017. The 2016 round will include all Fellows from award years 2003, 
2006, and 2009 and the 2017 round will include all Fellows from award 
years 2004, 2007, and 2010. These two rounds will collect data from 
Fellows with different award years (i.e., no Fellow will be asked to 
participate in both rounds) to obtain comparable baseline data on their 
career outcomes, and to refine the instrument administration procedures 
and survey content to maximize the reliability and validity of the 
questionnaire items.
    Although the project will adopt questions that have been tested and 
used in previous National Center for Science and Engineering Statistics 
(NCSES) instruments, the GRFP instrument is be considered a new 
instrument because it will include some new questions and the questions 
from different NCSES questionnaires will be combined and re-sequenced. 
Therefore, there is a need to test the questionnaire via cognitive 
interviews before conducting a larger data collection with all Fellows.

I. Review Focus

    NSF is interested in comments on the practical utility of the 
survey in view of the project goals and the study approach, the burden 
on respondents and potential ways to minimize it.
    Comments submitted in response to this Notice will be summarized 
and included in the request for Office of Management and Budget 
approval of the ICR; they will also become a matter of public record.

II. Current Actions

    Affected Public: Individuals.
    Frequency: Questionnaire testing followed by two rounds of pilot 
data collection.
    Total Respondents:
    Questionnaire Testing Phase: The plan is to conduct two iterations 
(``rounds'') of cognitive interviews, with up to 25 respondents in the 
first round and 15 in the second round. In the first round the 
instrument will be tested to determine if revisions are necessary and, 
if so, to develop revisions to be tested in the second round. The 
respondents are expected to be graduate degree candidates or 
recipients.
    Pilot Round 1: Surveys will be administered to approximately 2,434 
GRFP Fellows (there are approximately 3,042 Fellows who were awarded 
the GRFP in 2003, 2006, or 2009, and we expect approximately 80% of 
these Fellows to respond).
    Pilot Round 2: Surveys will be administered to approximately 3,152 
GRFP Fellows (there are approximately 3,940 Fellows who were awarded 
the GRFP in 2004, 2007, or 2010, and we expect approximately 80% of 
these Fellows to respond). Note that because different award years are 
included in each round of the survey, there is no overlap in 
participants between rounds 1 and 2.
    Estimated Total Burden Hours:
    Questionnaire Testing Phase: The Foundation estimates that, on 
average, 120 minutes per respondent will be required to participate in 
the cognitive interview. The annual respondent burden for participating 
in the cognitive interviews is estimated at 80 hours, based on 40 
respondents.
    Pilot Round 1: The Foundation estimates that, on average, the 
survey will take approximately 45-60 minutes to complete. The annual 
respondent burden for Pilot Round 1 is estimated at between 1,826 and 
2,434 hours, based on 2,434 respondents.
    Pilot Round 2: The Foundation estimates that, on average, the 
survey will take approximately 45-60 minutes to complete. The annual 
respondent burden for Pilot Round 2 is estimated at between 2,364 and 
3,152 hours, based on 3,152 respondents.


[[Page 12535]]


    Dated: March 4, 2016.
Suzanne H. Plimpton,
Reports Clearance Officer, National Science Foundation.
[FR Doc. 2016-05280 Filed 3-8-16; 8:45 am]
 BILLING CODE 7555-01-P



                                                                          Federal Register / Vol. 81, No. 46 / Wednesday, March 9, 2016 / Notices                                           12533

                                             4. Job Corps’ Commitment to Diversity                   reasonable period of time in advance of               NATIONAL SCIENCE FOUNDATION
                                                Job Corps currently serves a diverse                 any final decision to close the center.
                                                                                                       This Notice serves as the public                    Agency Information Collection
                                             student population and remains
                                                                                                     announcement of the decision to close                 Activities; Comment Request;
                                             committed to serving disadvantaged
                                                                                                     the Ouachita Job Corps Center. The                    Graduate Research Fellowship
                                             youth from all backgrounds. In making
                                                                                                     Department is providing a 30-day period               Program Pilot Data Collection for
                                             final closure decisions under any of the                                                                      Monitoring Longitudinal Career
                                             three criteria, we will consider whether                for interested individuals to submit
                                                                                                     written comments on the proposed                      Outcomes of Fellowship Recipients;
                                             a center’s closure would result in a                                                                          Proposed Information Collection
                                             significant reduction in student                        decision to close these centers.
                                                                                                                                                           Request
                                             diversity within the overall Job Corps                  Portia Wu,
                                             system.                                                 Assistant Secretary for Employment and                AGENCY:   National Science Foundation.
                                             III. Job Corps Centers Selected for                     Training.                                             ACTION:   Notice.
                                             Closure                                                 [FR Doc. 2016–04977 Filed 3–8–16; 8:45 am]
                                                                                                                                                           SUMMARY:    The National Science
                                                                                                     BILLING CODE 4510–FT–P
                                               Based on the performance-based                                                                              Foundation (NSF) is announcing plans
                                             criteria, and after applying the                                                                              to request establishment and clearance
                                             additional considerations described                                                                           of this collection. In accordance with
                                             above, the Department proposes to close                 NATIONAL SCIENCE FOUNDATION                           the requirement of Section 3506(c)(2)(A)
                                             the Ouachita Job Corps Center in Royal,                                                                       of the Paperwork Reduction Act of 1995
                                             Arkansas. As noted above, the two new                   Advisory Committee for Geosciences;                   (Pub. L. 104–13), we are providing
                                             criteria did not factor into this decision.             Notice of Meeting                                     opportunity for public comment on this
                                               In applying the performance-based                                                                           action. After obtaining and considering
                                                                                                       In accordance with the Federal                      public comment, NSF will prepare the
                                             criteria, the Department first calculated
                                                                                                     Advisory Committee Act (Pub. L. 92–                   submission requesting that OMB
                                             the five-year OMS performance level,
                                                                                                     463, as amended), the National Science                approve clearance of this collection for
                                             the five-year OBS, and the five-year FCI
                                                                                                     Foundation announces the following                    no longer than three years.
                                             and then calculated the Overall Rating
                                                                                                     meeting:                                                 A copy of the proposed information
                                             for Primary Selection Factors, as
                                             described above, using data from PY                     NAME: Advisory Committee for                          collection request (ICR) can be obtained
                                             2010–2014. The Ouachita Job Corps                       Geosciences (1755).                                   by contacting the office listed below in
                                             Center in received the lowest Overall                   DATE AND TIME:                                        the ADDRESSES section of this notice.
                                             Rating for Primary Selection Factors                    April 13, 2016, 8:45 a.m.–5:00 p.m.                   DATES: Submit comments before May 9,
                                             and, therefore, the lowest ranking.                     April 14, 2016, 8:30 a.m.–2:00 p.m.                   2016.
                                               After ranking the centers based on the                PLACE: National Science Foundation,                   ADDRESSES: Suzanne H. Plimpton,
                                             primary criteria, the Department then                   Stafford I, Room 1235, 4201 Wilson                    Reports Clearance Officer, National
                                             applied the additional considerations.                  Blvd., Arlington, Virginia 22230.                     Science Foundation, 4201 Wilson
                                             The Department determined that these                    TYPE OF MEETING: Open.
                                                                                                                                                           Boulevard, Suite 1265, Arlington,
                                             considerations did not preclude closure                                                                       Virginia 22230 or send email to
                                                                                                     CONTACT PERSON: Melissa Lane,                         splimpto@nsf.gov. Copies of the
                                             of the Ouachita Job Corps Center. The
                                                                                                     National Science Foundation, Suite 705,               submission may be obtained by calling
                                             Department is requesting public
                                                                                                     4201 Wilson Blvd., Arlington, Virginia                (703) 292–7556.
                                             comments on the selection of the
                                                                                                     22230. Phone 703–292–8500.                               Instructions: Please submit one copy
                                             Ouachita Job Corps Center for closure.
                                               The Department will implement the                     MINUTES: May be obtained from the                     of your comments by only one method.
                                             closure process pursuant to the center                  contact person listed above.                          All submissions received must include
                                             closure requirements outlined in the                    PURPOSE OF MEETING: To provide                        the agency name and collection name
                                             WIOA at section 159(j) and as stipulated                advice, recommendations, and oversight                identified above for this information
                                             in the DOL/USDA Interagency                             on support for geoscience research and                collection. Commenters are strongly
                                             Agreement.                                              education including atmospheric, geo-                 encouraged to transmit their comments
                                                                                                     space, earth, ocean and polar sciences.               electronically via email. Comments,
                                             IV. The Process for Closing Job Corps                                                                         including any personal information
                                             Centers, as Outlined in the Workforce                   Agenda                                                provided become a matter of public
                                             Innovation and Opportunity Act                          Wednesday, April 13, 2016                             record. They will be summarized and/
                                             (WIOA)                                                                                                        or included in the request for Office of
                                                                                                     Directorate and NSF activities and plans
                                               The Department’s process for closing                                                                        Management and Budget approval of the
                                                                                                     Division Subcommittee Meetings
                                             Job Corps centers will follow the                                                                             information collection request.
                                                                                                     Meeting with President-designate of the
                                             requirements of section 159(j) of the                     National Academy of Sciences                        FOR FURTHER INFORMATION CONTACT:
                                             WIOA, which include the following:                      Meeting with the NSF Director and CIO                 Suzanne H. Plimpton, Reports Clearance
                                               • The proposed decision to close a                                                                          Officer, National Science Foundation,
                                             particular center is announced in                       Thursday, April 14, 2016                              4201 Wilson Boulevard, Suite 1265,
                                             advance to the general public through                   Division Subcommittee Meetings                        Arlington, Virginia 22230 or send email
                                             publication in the Federal Register or                  Meeting with Head of the NSF Office of                to splimpto@nsf.gov. Copies of the
                                             other appropriate means;                                  International Science and Engineering               submission may be obtained by calling
Lhorne on DSK5TPTVN1PROD with NOTICES




                                               • A reasonable comment period, not                    Action Items/Planning for Fall Meeting                (703) 292–7556. Individuals who use a
                                             to exceed 30 days, is established for                                                                         telecommunications device for the deaf
                                             interested individuals to submit written                  Dated: March 3, 2016.                               (TDD) may call the Federal Information
                                             comments to the Secretary; and                          Crystal Robinson,                                     Relay Service (FIRS) at 1–800–877–
                                               • The Member of Congress who                          Committee Management Officer.                         8339, which is accessible 24 hours a
                                             represents the district in which such                   [FR Doc. 2016–05157 Filed 3–8–16; 8:45 am]            day, 7 days a week, 365 days a year
                                             center is located is notified within a                  BILLING CODE 7555–01–P                                (including federal holidays).


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                                             12534                        Federal Register / Vol. 81, No. 46 / Wednesday, March 9, 2016 / Notices

                                             SUPPLEMENTARY INFORMATION:                              to national samples. The longitudinal                 approach, the burden on respondents
                                               Title of Collection:                                  collections will allow NSF to analyze                 and potential ways to minimize it.
                                               OMB Number: 3145–NEW.                                 how Fellows’ careers develop over time                  Comments submitted in response to
                                               Type of request: Intent to seek                       and if there are differences in the career            this Notice will be summarized and
                                             approval for ICR.                                       outcomes related to Fellow                            included in the request for Office of
                                             Abstract                                                demographics and field of study.                      Management and Budget approval of the
                                                                                                        • NSF will be able to analyze trends               ICR; they will also become a matter of
                                                The National Science Foundation
                                                                                                     on a large number of career outcomes                  public record.
                                             (NSF) seeks to develop and pilot an
                                                                                                     for key subpopulations of Fellows
                                             instrument to follow several cohorts of                                                                       II. Current Actions
                                                                                                     including women, underrepresented
                                             Graduate Research Fellowship Program
                                                                                                     minorities, individuals with disabilities,               Affected Public: Individuals.
                                             (GRFP) Fellows to track program and
                                                                                                     and veterans, and monitor them within                    Frequency: Questionnaire testing
                                             career outcomes over time. The intent is
                                                                                                     fields of graduate study, in order to                 followed by two rounds of pilot data
                                             for the pilot instrument to become part
                                                                                                     inform policy and program changes.                    collection.
                                             of a permanent monitoring system to
                                             track all Fellows over time.                               The data collection instrument will be                Total Respondents:
                                                As part of NSF’s commitment to                       designed to gather information on the                    Questionnaire Testing Phase: The
                                             graduate student education in the U.S,                  following broad sets of variables:                    plan is to conduct two iterations
                                             the GRFP seeks to promote and                              • Career activities, progress, and job             (‘‘rounds’’) of cognitive interviews, with
                                             maintain advanced training in science,                  characteristics following graduate                    up to 25 respondents in the first round
                                             technology, engineering, and                            school;                                               and 15 in the second round. In the first
                                             mathematics (STEM) field by annually                       • STEM-related professional                        round the instrument will be tested to
                                             awarding about 2,000 fellowships to                     productivity (e.g., publications,                     determine if revisions are necessary
                                             graduate students in research-based                     presentations, patents, etc.);                        and, if so, to develop revisions to be
                                             programs. The program goals are: (1) To                    • Broader impacts of the Fellows                   tested in the second round. The
                                             select, recognize, and financially                      (ways in which the Fellows or their                   respondents are expected to be graduate
                                             support, early in their careers,                        work may benefit society).                            degree candidates or recipients.
                                             individuals with the demonstrated                          The pilot data will be collected                      Pilot Round 1: Surveys will be
                                             potential to be high achieving scientists               primarily through a Web-based survey.                 administered to approximately 2,434
                                             and engineers, and (2) to broaden                       The data will be supplemented with                    GRFP Fellows (there are approximately
                                             participation in science and engineering                administrative data collected by the                  3,042 Fellows who were awarded the
                                             of underrepresented groups, including                   GRFP on the demographic and                           GRFP in 2003, 2006, or 2009, and we
                                             women, minorities, persons with                         educational backgrounds of the Fellows.               expect approximately 80% of these
                                             disabilities, and veterans. NSF                         The pilot data will be collected in two               Fellows to respond).
                                             especially encourages women, members                    rounds after questionnaire testing, with
                                                                                                                                                              Pilot Round 2: Surveys will be
                                             of underrepresented minority groups,                    survey rounds conducted in both 2016
                                                                                                                                                           administered to approximately 3,152
                                             persons with disabilities, and veterans                 and 2017. The 2016 round will include
                                                                                                                                                           GRFP Fellows (there are approximately
                                             to apply. NSF also encourages                           all Fellows from award years 2003,
                                                                                                                                                           3,940 Fellows who were awarded the
                                             undergraduate seniors to apply. GRFP is                 2006, and 2009 and the 2017 round will
                                                                                                                                                           GRFP in 2004, 2007, or 2010, and we
                                             a critical program in NSF’s overall                     include all Fellows from award years
                                                                                                                                                           expect approximately 80% of these
                                             strategy to develop the globally-engaged                2004, 2007, and 2010. These two rounds
                                                                                                                                                           Fellows to respond). Note that because
                                             workforce necessary to ensure the                       will collect data from Fellows with
                                                                                                                                                           different award years are included in
                                             Nation’s leadership in advancing                        different award years (i.e., no Fellow
                                                                                                                                                           each round of the survey, there is no
                                             science and engineering research and                    will be asked to participate in both
                                                                                                                                                           overlap in participants between rounds
                                             innovation.                                             rounds) to obtain comparable baseline
                                                                                                                                                           1 and 2.
                                                The program has had two large-scale                  data on their career outcomes, and to
                                                                                                     refine the instrument administration                     Estimated Total Burden Hours:
                                             evaluations, first in 2002 and again in
                                             2012. The second evaluation coincided                   procedures and survey content to                         Questionnaire Testing Phase: The
                                             with a major program expansion by                       maximize the reliability and validity of              Foundation estimates that, on average,
                                             NSF, whereby the annual number of                       the questionnaire items.                              120 minutes per respondent will be
                                             fellowship awards was increased from                       Although the project will adopt                    required to participate in the cognitive
                                             roughly 1,000 to the current 2,000. As                  questions that have been tested and                   interview. The annual respondent
                                             the program has expanded, so has the                    used in previous National Center for                  burden for participating in the cognitive
                                             need for a monitoring system to track                   Science and Engineering Statistics                    interviews is estimated at 80 hours,
                                             program outcomes and Fellow career                      (NCSES) instruments, the GRFP                         based on 40 respondents.
                                             trajectories following completion of the                instrument is be considered a new                        Pilot Round 1: The Foundation
                                             fellowship.                                             instrument because it will include some               estimates that, on average, the survey
                                                NSF contracts with NORC at the                       new questions and the questions from                  will take approximately 45–60 minutes
                                             University of Chicago to develop and                    different NCSES questionnaires will be                to complete. The annual respondent
                                             pilot a data collection instrument to                   combined and re-sequenced. Therefore,                 burden for Pilot Round 1 is estimated at
                                             support GRFP monitoring. The objective                  there is a need to test the questionnaire             between 1,826 and 2,434 hours, based
                                             of the monitoring activity will be to                   via cognitive interviews before                       on 2,434 respondents.
Lhorne on DSK5TPTVN1PROD with NOTICES




                                             accomplish the following:                               conducting a larger data collection with                 Pilot Round 2: The Foundation
                                                • NSF will be able at any time to                    all Fellows.                                          estimates that, on average, the survey
                                             provide cumulative as well as                                                                                 will take approximately 45–60 minutes
                                             annualized data on outcomes for the                     I. Review Focus                                       to complete. The annual respondent
                                             Fellows (e.g., career outcomes of                         NSF is interested in comments on the                burden for Pilot Round 2 is estimated at
                                             minority Fellows in 2017, as compared                   practical utility of the survey in view of            between 2,364 and 3,152 hours, based
                                             to 2015, etc.) and compare those results                the project goals and the study                       on 3,152 respondents.


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                                                                          Federal Register / Vol. 81, No. 46 / Wednesday, March 9, 2016 / Notices                                                    12535

                                               Dated: March 4, 2016.                                 SECURITIES AND EXCHANGE                               A. Self-Regulatory Organization’s
                                             Suzanne H. Plimpton,                                    COMMISSION                                            Statement of the Purpose of, and
                                             Reports Clearance Officer, National Science                                                                   Statutory Basis for, the Proposed Rule
                                             Foundation.                                             [Release No. 34–77289; File No. SR–                   Change
                                             [FR Doc. 2016–05280 Filed 3–8–16; 8:45 am]              NYSEArca–2016–31]                                     1. Purpose
                                             BILLING CODE 7555–01–P
                                                                                                                                                              The Exchange proposes to establish
                                                                                                     Self-Regulatory Organizations; NYSE
                                                                                                                                                           the fees for the Order Imbalances Data
                                                                                                     Arca, Inc.; Notice of Filing and
                                                                                                                                                           Feed in the NYSE Arca Equities
                                             NATIONAL SCIENCE FOUNDATION                             Immediate Effectiveness of Proposed                   Proprietary Market Data Fee Schedule
                                                                                                     Rule Change Establishing Fees for the                 (‘‘Fee Schedule’’).4 The Exchange
                                             Advisory Committee for Mathematical                     NYSE Arca Order Imbalances Data                       proposes to establish the following fees
                                             and Physical Sciences; Notice of                        Feed                                                  for the Order Imbalances Data Feed:
                                             Meeting                                                                                                          1. Access Fee. For the receipt of
                                                                                                     March 3, 2016.
                                                                                                                                                           access to the Order Imbalances Data
                                               In accordance with the Federal                           Pursuant to Section 19(b)(1) 1 of the              Feed, the Exchange proposes to charge
                                             Advisory Committee Act (Pub. L. 92–                     Securities Exchange Act of 1934 (the                  $500 per month. Although the Exchange
                                             463, as amended), the National Science                  ‘‘Act’’) 2 and Rule 19b–4 thereunder,3                charges professional and non-
                                             Foundation announces the following                      notice is hereby given that, on February              professional user fees for other
                                             meeting:                                                22, 2016, NYSE Arca, Inc. (the                        proprietary market data products, the
                                               Name: Advisory Committee for                          ‘‘Exchange’’ or ‘‘NYSE Arca’’) filed with             Exchange does not intend to charge
                                             Mathematical and Physical Sciences (#66).               the Securities and Exchange                           such fees for the Order Imbalances Data
                                               Date/Time: April 7, 2016: 8:30 a.m. to 5:00           Commission (the ‘‘Commission’’) the                   Feed.
                                             p.m.; April 8, 2016: 8:30 a.m. to 1:00 p.m.             proposed rule change as described in                     2. Non-Display Fees. The Exchange
                                               Place: National Science Foundation, 4201                                                                    proposes to establish non-display fees
                                                                                                     Items I, II, and III below, which Items
                                             Wilson Boulevard, Suite 375, Arlington,                                                                       for the Order Imbalances Data Feed
                                                                                                     have been prepared by the self-
                                             Virginia 22230.                                                                                               using the same non-display use fee
                                                                                                     regulatory organization. The                          structure established for the Exchange’s
                                               Type of Meeting: Open.                                Commission is publishing this notice to
                                               Contact Person: Eduardo Misawa, National                                                                    other market data products.5 Non-
                                                                                                     solicit comments on the proposed rule                 display use would mean accessing,
                                             Science Foundation, 4201 Wilson Boulevard,
                                                                                                     change from interested persons.                       processing, or consuming the Order
                                             Suite 505, Arlington, Virginia 22230;
                                             Telephone: 703/292–8300.                                I. Self-Regulatory Organization’s                     Imbalances Data Feed delivered via
                                               Purpose of Meeting: To provide advice,                Statement of the Terms of the Substance               direct and/or Redistributor 6 data feeds
                                             recommendations and counsel on major goals              of the Proposed Rule Change                           for a purpose other than in support of
                                             and policies pertaining to mathematical and                                                                   a data recipient’s display or further
                                             physical sciences programs and activities.                 The Exchange proposes to establish                 internal or external redistribution
                                                                                                     fees for the NYSE Arca Order                          (‘‘Non-Display Use’’). Non-Display Use
                                             Agenda                                                                                                        would include any trading use, such as
                                                                                                     Imbalances data feed (‘‘Order
                                             Thursday, April 7, 2016; 8:30 a.m.–5:00 p.m.            Imbalances Data Feed’’). The proposed                 high frequency or algorithmic trading,
                                             • Registration and refreshments                         rule change is available on the                       and would also include any trading in
                                             • Meeting opening, FACA briefing and                    Exchange’s Web site at www.nyse.com,                  any asset class, automated order or
                                               approval of February meeting minutes                  at the principal office of the Exchange,              quote generation and/or order pegging,
                                             • Update on MPS FY17 Budget Request
                                                                                                                                                           price referencing for algorithmic trading
                                                                                                     and at the Commission’s Public
                                             • MPS recent activities
                                                                                                                                                           or smart order routing, operations
                                                                                                     Reference Room.                                       control programs, investment analysis,
                                             • Update on partnerships
                                             • Meeting with the NSF Director and COO                 II. Self-Regulatory Organization’s                    order verification, surveillance
                                             • Adjourn                                               Statement of the Purpose of, and                      programs, risk management,
                                                                                                     Statutory Basis for, the Proposed Rule                compliance, and portfolio management.
                                             Friday, April 8, 2016; 8:30 a.m.–1:00 p.m.
                                                                                                     Change                                                   Under the proposal, for Non-Display
                                             • Meeting opening                                                                                             Use of the Order Imbalances Data Feed,
                                             • Update on selected education and training               In its filing with the Commission, the              there would be three categories of, and
                                               programs                                              self-regulatory organization included                 fees applicable to, data recipients. One,
                                             • Updates on NSF-wide advisory committees               statements concerning the purpose of,                 two or three categories of Non-Display
                                             • Adjourn                                               and basis for, the proposed rule change               Use may apply to a data recipient.
                                                                                                     and discussed any comments it received                   • Under the proposal, the Category 1
                                               Dated: March 3, 2016.
                                                                                                     on the proposed rule change. The text                 Fee would be $500 per month and
                                             Crystal Robinson,
                                             Committee Management Officer.                           of those statements may be examined at                   4 The proposed rule change establishing the Order
                                                                                                     the places specified in Item IV below.                Imbalances Data Feed was immediately effective on
                                             [FR Doc. 2016–05158 Filed 3–8–16; 8:45 am]
                                                                                                     The Exchange has prepared summaries,                  January 13, 2016. See Securities Exchange Act
                                             BILLING CODE 7555–01–P                                  set forth in sections A, B, and C below,              Release No. 76968 (January 22, 2016), 81 FR 4689
                                                                                                                                                           (January 27, 2016) (SR–NYSEArca–2016–10).
                                                                                                     of the most significant parts of such                    5 See Securities Exchange Act Release Nos. 73011
                                                                                                     statements.                                           (September 5, 2014), 79 FR 54315 (September 11,
Lhorne on DSK5TPTVN1PROD with NOTICES




                                                                                                                                                           2014) (SR–NYSEArca–2014–93) and 73619
                                                                                                                                                           (November 18, 2014), 79 FR 69902 (November 24,
                                                                                                                                                           2014) (SR–NYSEArca–2014–132).
                                                                                                                                                              6 ‘‘Redistributor’’ means a vendor or any person

                                                                                                       1 15
                                                                                                                                                           that provides a real-time NYSE Arca data product
                                                                                                            U.S.C. 78s(b)(1).
                                                                                                                                                           to a data recipient or to any system that a data
                                                                                                       2 15 U.S.C. 78a.                                    recipient uses, irrespective of the means of
                                                                                                       3 17 CFR 240.19b–4.                                 transmission or access.



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Document Created: 2016-03-09 00:13:22
Document Modified: 2016-03-09 00:13:22
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesSubmit comments before May 9, 2016.
ContactSuzanne H. Plimpton, Reports Clearance Officer, National Science Foundation, 4201 Wilson Boulevard, Suite 1265, Arlington, Virginia 22230 or send email to [email protected] Copies of the submission may be obtained by calling (703) 292-7556. Individuals who use a telecommunications device for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1-800-877-8339, which is accessible 24 hours a day, 7 days a week, 365 days a year (including federal holidays).
FR Citation81 FR 12533 

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