81 FR 12541 - Sunshine Act Meeting
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 81, Issue 46 (March 9, 2016)
Federal Register Volume 81, Issue 46 (March 9, 2016)
| Page Range | 12541-12541 | |
| FR Document | 2016-05330 |
[Federal Register Volume 81, Number 46 (Wednesday, March 9, 2016)] [Notices] [Page 12541] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2016-05330] [[Page 12541]] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, March 10, 2016 at 2:00 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed Meeting. Certain staff members who have an interest in the matters also may be present. The General Counsel of the Commission, or her designee, has certified that, in her opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the scheduled matter at the Closed Meeting. Commissioner Stein, as duty officer, voted to consider the items listed for the Closed Meeting in closed session. The subject matter of the Closed Meeting will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings; Resolution of litigation claims; and Other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. Dated: March 3, 2016. Brent J. Fields, Secretary. [FR Doc. 2016-05330 Filed 3-7-16; 11:15 am] BILLING CODE 8011-01-P
![Federal Register / Vol. 81, No. 46 / Wednesday, March 9, 2016 / Notices 12541
SECURITIES AND EXCHANGE (‘‘Act’’),1 and Rule 19b–4 thereunder,2 OUCH, RASH, and DROP ports; and (ii)
COMMISSION notice is hereby given that on February assess a $100/port/month fee for
23, 2016, NASDAQ OMX PHLX LLC Trading Ports used in Test Mode.
Sunshine Act Meeting (‘‘Exchange’’) 3 filed with the Securities
First Change
and Exchange Commission (‘‘SEC’’ or
Notice is hereby given, pursuant to ‘‘Commission’’) the proposed rule The Exchange is in the process of
the provisions of the Government in the change as described in Items I, II, and transitioning its Disaster Recovery
Sunshine Act, Public Law 94–409, that III, below, which Items have been (‘‘DR’’) functionality for the U.S.
the Securities and Exchange prepared by the Exchange. The equities and options markets from
Commission will hold a Closed Meeting Commission is publishing this notice to Ashburn, VA to its new Chicago, IL data
on Thursday, March 10, 2016 at 2:00 solicit comments on the proposed rule center. The Exchange has invested and
p.m. change from interested persons. installed new equipment in the Chicago
Commissioners, Counsel to the data center for client connectivity and
Commissioners, the Secretary to the I. Self-Regulatory Organization’s for the infrastructure of Exchange
Commission, and recording secretaries Statement of the Terms of Substance of systems. The Exchange chose Chicago as
will attend the Closed Meeting. Certain the Proposed Rule Change the location of its new DR data center
staff members who have an interest in The Exchange proposes to amend the as many other exchanges are using this
the matters also may be present. Exchange’s Access Services fees under same location for a disaster recovery or
The General Counsel of the Chapter VIII of the Exchange’s Pricing a primary location and, as a result,
Commission, or her designee, has Schedule to: (i) Assess a $25/port/ many of our market participants have a
certified that, in her opinion, one or month Disaster Recovery Port fee for presence or connection at this location,
more of the exemptions set forth in 5 Disaster Recovery Ports used with FIX thus making it easier and less expensive
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) Trading Ports, OUCH, RASH, and DROP for many market participants to connect
and 17 CFR 200.402(a)(3), (5), (7), 9(ii) ports; and (ii) assess a $100/port/month to the Exchange for DR.
and (10), permit consideration of the fee for Trading Ports used in Test Mode. Under Chapter VIII of the Exchange’s
scheduled matter at the Closed Meeting. The text of the proposed rule Pricing Schedule, member firms may
Commissioner Stein, as duty officer, change is available on the Exchange’s subscribe to DR ports, which provide
voted to consider the items listed for the Web site at http:// backup connectivity in the event of a
Closed Meeting in closed session. nasdaqomxphlx.cchwallstreet.com/, at failure or disaster rendering their
The subject matter of the Closed the principal office of the Exchange, and primary connectivity at Carteret, NJ
Meeting will be: at the Commission’s Public Reference subscribed to under Chapter VIII of the
Institution and settlement of Room. Exchange’s Pricing Schedule
injunctive actions; unavailable. To date, the Exchange has
II. Self-Regulatory Organization’s
Institution and settlement of Statement of the Purpose of, and transitioned FIX Trading Ports, OUCH,
administrative proceedings; Statutory Basis for, the Proposed Rule RASH, and DROP Ports to the Chicago
Resolution of litigation claims; and Change center from Ashburn. Currently, the
Other matters relating to enforcement Exchange does not assess a fee for any
proceedings. In its filing with the Commission, the DR ports.
At times, changes in Commission Exchange included statements The Exchange has incurred an initial
priorities require alterations in the concerning the purpose of and basis for cost associated with moving DR ports to
scheduling of meeting items. the proposed rule change and discussed the Chicago center, including the
For further information and to any comments it received on the purchase of upgraded hardware and
ascertain what, if any, matters have been proposed rule change. The text of these physical space to house the DR ports,
added, deleted or postponed, please statements may be examined at the which is more expensive than the
contact the Office of the Secretary at places specified in Item IV below. The Ashburn location. The Exchange also
(202) 551–5400. Exchange has prepared summaries, set incurs ongoing costs in maintaining the
forth in sections A, B, and C below, of DR ports, including costs incurred
Dated: March 3, 2016. the most significant aspects of such maintaining servers and their physical
Brent J. Fields, statements. location, monitoring order activity, and
Secretary. other support, which is collectively
A. Self-Regulatory Organization’s
[FR Doc. 2016–05330 Filed 3–7–16; 11:15 am] more expensive in Chicago than
Statement of the Purpose of, and
BILLING CODE 8011–01–P
Statutory Basis for, the Proposed Rule Ashburn. Accordingly, the Exchange is
Change proposing to assess a fee of $25 per port,
per month for DR Ports used with FIX
SECURITIES AND EXCHANGE 1. Purpose Trading Ports, OUCH, RASH, and DROP
COMMISSION The purpose of the proposed rule Ports.
[Release No. 34–77286; File No. SR–Phlx– change is to amend the Exchange’s
Second Change
2016–31] Access Services fees under Chapter VIII
of the Exchange’s Pricing Schedule to: Under Chapter VIII of the Exchange’s
Self-Regulatory Organizations; (i) Assess a $25/port/month Disaster Pricing Schedule, Member firms may
NASDAQ OMX PHLX LLC; Notice of Recovery Port fee for Disaster Recovery subscribe to Trading Ports used in Test
Filing and Immediate Effectiveness of Ports used with FIX Trading Ports, Mode, which are trading ports available
Lhorne on DSK5TPTVN1PROD with NOTICES
Proposed Rule Change To Amend in primary market location in Carteret,
Access Services Fees Under Chapter 1 15 U.S.C. 78s(b)(1). NJ, that are exclusively used for testing
VIII of the Pricing Schedule 2 17 CFR 240.19b–4. purposes, at no cost. These ports may
3 The Exchange notes that it has legally changed
not be used for trading in securities in
March 3, 2016. its name to NASDAQ PHLX LLC with the state of
Delaware, and is in the process of amending its
the System, but rather allow a member
Pursuant to Section 19(b)(1) of the Form 1 and changing its rules to reflect the new firm to test their systems prior to
Securities Exchange Act of 1934 name. connecting to the live trading
VerDate Sep<11>2014 15:08 Mar 08, 2016 Jkt 238001 PO 00000 Frm 00096 Fmt 4703 Sfmt 4703 E:\FR\FM\09MRN1.SGM 09MRN1](https://thefederalregister.org/doc/81_FR_12587/page/1.svg)
Document Created: 2016-03-09 00:13:39
Document Modified: 2016-03-09 00:13:39
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 81 FR 12541 |
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