81 FR 13857 - Sunshine Act Meeting
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 81, Issue 50 (March 15, 2016)
Federal Register Volume 81, Issue 50 (March 15, 2016)
| Page Range | 13857-13857 | |
| FR Document | 2016-05879 |
[Federal Register Volume 81, Number 50 (Tuesday, March 15, 2016)] [Notices] [Page 13857] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2016-05879] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, March 17, 2016 at 2:00 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed Meeting. Certain staff members who have an interest in the matters also may be present. The General Counsel of the Commission, or her designee, has certified that, in her opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the scheduled matter at the Closed Meeting. Commissioner Piwowar, as duty officer, voted to consider the items listed for the Closed Meeting in closed session. The subject matter of the Closed Meeting will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings; Adjudicatory matters; Opinion; and Other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. Dated: March 10, 2016. Lynn M. Powalski, Deputy Secretary. [FR Doc. 2016-05879 Filed 3-11-16; 11:15 am] BILLING CODE 8011-01-P
![Federal Register / Vol. 81, No. 50 / Tuesday, March 15, 2016 / Notices 13857
require a different response. Persons listed for the Closed Meeting in closed rules.htm, at the principal office of the
relying upon this exemptive relief shall session. Exchange, and at the Commission’s
discontinue transactions involving the The subject matter of the Closed Public Reference Room.
Shares of the Fund, pending Meeting will be:
II. Self-Regulatory Organization’s
presentation of the facts for the Institution and settlement of
Statement of the Purpose of, and
Commission’s consideration, in the injunctive actions;
Statutory Basis for, the Proposed Rule
event that any material change occurs Institution and settlement of
Change
with respect to any of the facts or administrative proceedings;
representations made by the Requestors, Adjudicatory matters; In its filing with the Commission, the
and as is the case with all preceding Opinion; and self-regulatory organization included
letters, particularly with respect to the Other matters relating to enforcement statements concerning the purpose of,
close alignment between the market proceedings. and basis for, the proposed rule change
price of Shares and the Fund’s NAV. In At times, changes in Commission and discussed any comments it received
addition, persons relying on this priorities require alterations in the on the proposed rule change. The text
exemption are directed to the anti-fraud scheduling of meeting items. of those statements may be examined at
and anti-manipulation provisions of the For further information and to the places specified in Item IV below.
Exchange Act, particularly Sections 9(a), ascertain what, if any, matters have been The Exchange has prepared summaries,
10(b), and Rule 10b–5 thereunder. added, deleted or postponed, please set forth in sections A, B and C below,
Responsibility for compliance with contact the Office of the Secretary at of the most significant parts of such
these and any other applicable (202) 551–5400. statements.
provisions of the federal securities laws Dated: March 10, 2016.
must rest with the persons relying on A. Self-Regulatory Organization’s
Lynn M. Powalski, Statement of the Purpose of, and the
this exemption. This Order should not
be considered a view with respect to Deputy Secretary. Statutory Basis for, the Proposed Rule
any other question that the proposed [FR Doc. 2016–05879 Filed 3–11–16; 11:15 am] Change
transactions may raise, including, but BILLING CODE 8011–01–P 1. Purpose
not limited to, the adequacy of the
disclosure concerning, and the The Exchange proposes to adopt and
applicability of other federal or state SECURITIES AND EXCHANGE amend rules to permit the Exchange to
laws to, the proposed transactions. COMMISSION initiate CHX SNAP (‘‘SNAP’’) Cycles.3
Currently, a SNAP Cycle may only be
For the Commission, by the Division of [Release No. 34–77331; File No. SR–CHX–
initiated upon receipt of a valid limit
Trading and Markets, pursuant to delegated 2016–01]
order marked Start SNAP (‘‘Start SNAP
authority.8
Self-Regulatory Organizations; order’’) submitted by an order sender.4
Robert W. Errett,
Chicago Stock Exchange, Inc.; Notice The Exchange now proposes to permit
Deputy Secretary. the Exchange to initiate a SNAP Cycle,
of Filing of Proposed Rule Change To
[FR Doc. 2016–05749 Filed 3–14–16; 8:45 am] without receipt of a valid Start SNAP
Adopt and Amend Rules To Permit the
BILLING CODE 8011–01–P
Exchange To Initiate CHX SNAP SM order, if a periodic pro forma SNAP
Cycles review of the contents of the CHX book,
SNAP Auction Only Order (‘‘AOO’’)
SECURITIES AND EXCHANGE March 9, 2016. Queue 5 and Protected Quotations of
COMMISSION Pursuant to Section 19(b)(1) of the external markets, in a given security,
Securities Exchange Act of 1934 show that the projected execution size
Sunshine Act Meeting
(‘‘Act’’),1 and Rule 19b–4 thereunder,2 that would result if a SNAP Cycle were
Notice is hereby given, pursuant to notice is hereby given that on February to be initiated at that moment would
the provisions of the Government in the 26, 2016, the Chicago Stock Exchange, meet certain minimum size and notional
Sunshine Act, Public Law 94–409, that Inc. (‘‘CHX’’ or ‘‘Exchange’’) filed with value requirements, as applicable
the Securities and Exchange the Securities and Exchange (‘‘Exchange-initiated SNAP’’). This
Commission will hold a Closed Meeting Commission (‘‘SEC’’ or ‘‘Commission’’) proposal is designed to permit
on Thursday, March 17, 2016 at 2:00 the proposed rule change as described marketable, yet inactive passive
p.m. in Items I and II below, which Items liquidity of a substantial size (i.e.,
Commissioners, Counsel to the have been prepared by the Exchange. inactive SNAP AOOs), to execute via
Commissioners, the Secretary to the The Commission is publishing this SNAP in the absence of a Start SNAP
Commission, and recording secretaries notice to solicit comments on the order. The proposed rule change does
will attend the Closed Meeting. Certain proposed rule change from interested not modify the operation of SNAP
staff members who have an interest in persons. Cycles in any other way.
the matters also may be present.
The General Counsel of the I. Self-Regulatory Organization’s
3 See Securities Exchange Act Release No. 76262
Commission, or her designee, has Statement of the Terms of Substance of (October 26, 2015), 80 FR 67440 (November 2, 2015)
certified that, in her opinion, one or the Proposed Rule Change (SR–CHX–2015–05); see also Securities Exchange
Act Release No. 76087 (October 6, 2015), 80 FR
asabaliauskas on DSK3SPTVN1PROD with NOTICES
more of the exemptions set forth in 5 CHX proposes to adopt and amend 61540 (October 13, 2015); see also Securities
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) rules to permit the Exchange to initiate Exchange Act Release No. 75346 (July 1, 2015), 80
and 17 CFR 200.402(a)(3), (5), (7), 9(ii) CHX SNAP SM cycles. The text of this FR 39172 (July 8, 2015) (SR–CHX–2015–03). The
and (10), permit consideration of the proposed rule change is available on the approved rule changes are not yet operative and
scheduled matter at the Closed Meeting. will become operative upon two weeks’ notice by
Exchange’s Web site at http:// the Exchange to its Participants.
Commissioner Piwowar, as duty www.chx.com/rules/proposed_ 4 See supra id.; see also CHX Article 1, Rule
officer, voted to consider the items 2(h)(1); see also CHX Article 18, Rule 1(b)(1).
1 15 U.S.C. 78s(b)(1). 5 See supra note 3; see also CHX Article 20, Rule
8 17 CFR 200.30–3(a)(6) and (9). 2 17 CFR 240.19b–4. 8(b)(2)(A).
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Document Created: 2016-03-15 04:07:25
Document Modified: 2016-03-15 04:07:25
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 81 FR 13857 |
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