81_FR_15031 81 FR 14977 - Payment for Physician and Other Health Care Professional Services Purchased by Indian Health Programs and Medical Charges Associated With Non-Hospital-Based Care

81 FR 14977 - Payment for Physician and Other Health Care Professional Services Purchased by Indian Health Programs and Medical Charges Associated With Non-Hospital-Based Care

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Indian Health Service

Federal Register Volume 81, Issue 54 (March 21, 2016)

Page Range14977-14984
FR Document2016-06087

The Secretary of the Department of Health and Human Services (HHS) hereby issues this final rule with comment period to implement a methodology and payment rates for the Indian Health Service (IHS) Purchased/Referred Care (PRC), formerly known as the Contract Health Services (CHS), to apply Medicare payment methodologies to all physician and other health care professional services and non-hospital- based services. Specifically, it will allow the health programs operated by IHS, Tribes, Tribal organizations, and urban Indian organizations (collectively, I/T/U programs) to negotiate or pay non-I/ T/U providers based on the applicable Medicare fee schedule, prospective payment system, Medicare Rate, or in the event of a Medicare waiver, the payment amount will be calculated in accordance with such waiver; the amount negotiated by a repricing agent, if applicable; or the provider or supplier's most favored customer (MFC) rate. This final rule will establish payment rates that are consistent across Federal health care programs, align payment with inpatient services, and enable the I/T/U to expand beneficiary access to medical care. A comment period is included, in part, to address Tribal stakeholder concerns about the opportunity for meaningful consultation on the rule's impact on Tribal health programs.

Federal Register, Volume 81 Issue 54 (Monday, March 21, 2016)
[Federal Register Volume 81, Number 54 (Monday, March 21, 2016)]
[Rules and Regulations]
[Pages 14977-14984]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-06087]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Indian Health Service

42 CFR Part 136

RIN 0917-AA12


Payment for Physician and Other Health Care Professional Services 
Purchased by Indian Health Programs and Medical Charges Associated With 
Non-Hospital-Based Care

AGENCY: Indian Health Service, HHS.

ACTION: Final rule with comment period.

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SUMMARY: The Secretary of the Department of Health and Human Services 
(HHS) hereby issues this final rule with comment period to implement a 
methodology and payment rates for the Indian Health Service (IHS) 
Purchased/Referred Care (PRC), formerly known as the Contract Health 
Services (CHS), to apply Medicare payment methodologies to all 
physician and other health care professional services and non-hospital-
based services. Specifically, it will allow the health programs 
operated by IHS, Tribes, Tribal organizations, and urban Indian 
organizations (collectively, I/T/U programs) to negotiate or pay non-I/
T/U providers based on the applicable Medicare fee schedule, 
prospective payment system, Medicare Rate, or in the event of a 
Medicare waiver, the payment amount will be calculated in accordance 
with such waiver; the amount negotiated by a repricing agent, if 
applicable; or the provider or supplier's most favored customer (MFC) 
rate. This final rule will establish payment rates that are consistent 
across Federal health care programs, align payment with inpatient 
services, and enable the I/T/U to expand beneficiary access to medical 
care. A comment period is included, in part, to address Tribal 
stakeholder concerns about the opportunity for meaningful consultation 
on the rule's impact on Tribal health programs.

DATES: Effective date: These final regulations are effective May 20, 
2016.
    Comment date: IHS will consider comments on this final rule with 
comment period received at one of the addresses provided below, no 
later than May 20, 2016.
    Compliance and applicability dates: A health program operated by 
the IHS or by an urban Indian organization through a contract or grant 
under Title V of the Indian Health Care Improvement Act (IHCIA), Public 
Law 97-437 must implement the rates specified herein no later than 
March 21, 2017. The rule will apply to outpatient services provided 
after May 20, 2016. The rule will apply to inpatient services with an 
admission that falls on or after the effective date of the rule.

ADDRESSES: You may submit comments in one of four ways (please choose 
only one of the ways listed):
     Electronically. You may submit electronic comments on this 
regulation to http://regulations.gov. Follow the ``Submit a Comment'' 
instructions.
     By regular mail. You may mail written comments to the 
following address ONLY: Betty Gould, Regulations Officer, Indian Health 
Service, Office of Management Services, 5600 Fishers Lane, Mailstop 
09E70, Rockville, Maryland 20857. Please allow sufficient time for 
mailed comments to be received before the close of the comment period.
     By express or overnight mail. You may send written 
comments to the above address.
     By hand or courier. If you prefer, you may deliver (by 
hand or courier) your written comments before the close of the comment 
period to the address above.
    If you intend to deliver your comments to the Rockville address, 
please call telephone number (301) 443-1116 in advance to schedule your 
arrival with a staff member. Comments will be made available for public 
inspection at the Rockville address from 8:30 a.m. to 5 p.m., Monday-
Friday, no later than three weeks after publication of this notice.
    Because of staff and resource limitations, we cannot accept 
comments by facsimile (FAX) transmission.

FOR FURTHER INFORMATION CONTACT: Ms. Terri Schmidt, Acting Director, 
Indian Health Service, Office of Resource Access and Partnerships, 5600 
Fishers Lane, Mailstop 10E85-C, Rockville, Maryland 20857, telephone 
(301) 443-2694. (This is not a toll free number.)

SUPPLEMENTARY INFORMATION: The Consolidated Appropriation Act of 2014 
signed by President Obama in January 2014, adopted a new name, 
Purchased/Referred Care (PRC), for the CHS program. The name change was 
official with passage of the Fiscal Year (FY) 2014 appropriation. The 
new name better describes the purpose of the program funding, which is 
for both purchased care and referred care outside of IHS. The name 
change does not change the program, and all current policies and 
practices will continue and is not intended to have any effect on the 
laws that govern or apply to CHS. IHS will administer PRC in accordance 
with

[[Page 14978]]

all laws applicable to CHS. This final rule will use the term PRC.

I. Background

    On December 5, 2014, the Department published proposed regulations 
in a Notice of Proposed Rulemaking (NPRM) in the Federal Register (79 
FR 72160) to amend the IHS medical regulations at 42 CFR part 136 by 
adding a new subpart I to apply Medicare payment methodologies to all 
physician and other health professional services and non-hospital-based 
services provided through CHS, now PRC, or purchased by urban Indian 
organizations. In the NPRM, the Department invited the public to 
comment on the proposed provisions; subsequently, in a Federal Register 
document published on January 14, 2015 (80 FR 1880), the 45-day comment 
period was extended to February 4, 2015. Under 42 CFR 136.23, when 
necessary services are not reasonably accessible or available to IHS 
beneficiaries, the IHS and Tribes are authorized to pay for medical 
care provided to IHS beneficiaries by non-IHS or Tribal, public or 
private health care providers, depending on the availability of funds. 
Similarly, under section 503 of the IHCIA, 25 U.S.C. 1653, urban Indian 
organizations may refer eligible urban Indians, as defined under 
section 4 of the IHCIA, to non-I/T/U public and private health care 
providers and, depending on the availability of funds, may also cover 
the cost of care. The PRC Program is authorized to pay for medical care 
provided to IHS beneficiaries by non-IHS or Tribal, public or private 
health care providers, depending on the availability of funds. I/T/Us 
reimburse for authorized services at the rates provided by contracts 
negotiated at the local level with individual providers or according to 
a provider's billed charges. Given the small market share of individual 
I/T/U programs, I/T/Us historically have paid rates in substantial 
excess of Medicare's allowable rates or rates paid by private insurers 
for the same services. Despite establishing medical priorities to cover 
the most necessary care, IHS is still unable to provide care to all of 
its beneficiaries. The demand for PRC care consistently exceeds 
available funding. IHS recently reported to Congress that IHS and 
tribal PRC programs denied an estimated $760,855,000 for an estimated 
146,928 contract care services needed by eligible beneficiaries in FY 
2013. This rule finalizes the Medicare-like rates NPRM and ensures PRC 
programs reimburse non-hospital services, including physician services, 
at rates comparable to other federal programs; the savings realized by 
adopting and implementing this rule will increase patient access to 
care.

II. Provisions of the Proposed Regulations

a. The Proposed Rule

    HHS proposed to amend the regulations at 42 CFR part 136 by adding 
a new Subpart I to describe the payment methodologies to all physician 
and health care professional services and all non-hospital-based 
services that are not covered currently under 42 CFR part 136 subpart 
D. The final rule would amend the regulation at 42 CFR part 136, by 
adding a new Subpart I to apply the Medicare payment methodologies to 
all physician and other health professional services and non-hospital-
based services purchased by an IHS or Tribal PRC program, or urban 
Indian organizations.

b. Summary of Changes in the Final Rule

    IHS has added an applicability provision in Sec.  136.201. This 
provision specifies that the rule applies to IHS-operated PRC programs, 
urban Indian health programs, and Tribally-operated programs, but only 
to the extent the Tribally-operated programs opt-in to the requirements 
of the rule. IHS has added a definition section to the rule at Sec.  
136.202. In that section, important terms used in the rule are defined, 
including Notification of a Claim, Provider, Supplier, Referral and 
Repricing Agent. In Sec.  136.203 (Sec.  136.201 of the NPRM), 
flexibility to allow PRC programs to negotiate rates that are higher 
than Medicare rates is added. With a narrow exception, the discretion 
to negotiate rates equal to or less than rates accepted by the provider 
or supplier's MFC is limited. In the absence of a negotiated amount, 
the amount the provider or supplier bills the general public is 
eliminated from the methodology and replaced with the amount the 
provider or supplier accepts from its MFC.

III. Analysis of and Responses to Public Comments

    The Agency received 57 comments from Tribes, Tribal organizations, 
medical associations, and individuals. The Agency carefully reviewed 
the submissions by individuals, groups, Indian and non-Indian 
organizations. IHS did not consider three of these comments, because 
they were received after the closing date. Of the 54 timely comments, 
nine commenters supported the proposed regulation; thirty-eight 
commenters support the proposed regulation with changes; three 
commenters did not support the proposed regulation; and four commenters 
provided general comments.
    Comment: The majority of commenters support the rule as a positive 
step toward achieving the goal of expanding PRC rates to non-hospital-
based providers and suppliers. Many commenters stated the rule's 
potential impact on individual providers would be diffuse and de 
minimus and that the proposed rule would provide an enormous benefit to 
the IHS and Tribal health care programs. Commenters noted that IHS and 
Tribal health programs often pay higher payment rates than private 
health insurers and other Federal programs, such as Medicare and the 
Veterans Health Administration. In addition, many commenters suggested 
that implementing rates for non-hospital-based providers will increase 
the volume of services being sought which will result in providers 
achieving more volume to offset the decrease in rates.
    Response: IHS agrees with the commenters that this rule is 
necessary and important towards achieving payment parity with other 
Federal health care programs.
    Comment: There were a number of commenters that support the 
proposed rule, but with changes. Several commenters expressed the view, 
that as drafted, the proposed rule does not provide enough flexibility 
to ensure continued access to care through the PRC program. 
Specifically, many commenters felt that a rigid take-it-or-leave-it 
rate structure would result in many health care providers refusing to 
do business with I/T/Us. Many Tribal stakeholders recommended providing 
Tribal and urban Indian health programs with the option to negotiate 
higher rates, but to limit maximum rates to what the provider or 
supplier would accept from non-governmental payers, including insurers, 
for the same service. Advocates for non-IHS and Tribal providers also 
recommended incorporating flexibility to negotiate rates.
    Response: IHS highlighted concerns about the impact the rule could 
have on access to care in the preamble to the NPRM and was pleased with 
the thoughtful responses received. IHS agrees with commenters that more 
flexibility must be built into the rule. IHS also agrees with Tribal 
stakeholders that Tribes should be provided more flexibility to 
negotiate rates that exceed Medicare rates and agrees that controls 
should be put into place to ensure that negotiated rates remain fair 
and

[[Page 14979]]

reasonable. Section 136.203 provides that if a specific amount has been 
negotiated with a specific provider or supplier or its agent by the I/
T/U, the I/T/U will pay that amount, provided such amount is equal to 
or better than the provider or supplier's MFC rate, as evidenced by 
commercial price lists or paid invoices and other related pricing and 
discount data, to ensure the I/T/U is receiving a fair and reasonable 
pricing arrangement. Further, the MFC rate does not apply if the I/T/U 
determines the prices offered to the I/T/U are fair and reasonable and 
the purchase of the service is otherwise in the best interest of the I/
T/U. It will be incumbent on the provider of services to provide the 
necessary documentation to ensure the rates charged are fair and 
reasonable.
    Comment: In addition to the ability to negotiate rates under the 
rule, several Tribal stakeholders also want an opt-out clause from the 
proposed rule for Tribal and urban Indian health care programs. The 
majority of commenters feel Tribal sovereignty and self-determination 
must also be respected to allow the Tribes the flexibility to negotiate 
with providers and determine how best to meet the needs of their 
community when providing health care. They indicated that flexibility 
is one of the foundational principles underlying the Indian Self-
Determination and Education Assistance Act (ISDEAA) and Tribes and 
Tribal organizations that negotiate agreements under that Act with the 
IHS should have the right to choose not to apply this new rule.
    Response: IHS agrees with Tribal stakeholders that Tribal health 
programs should have the option to administer PRC programs outside of 
the rule. Rather than memorialize this option as an opt-out clause, IHS 
is finalizing the recommendation as an opt-in provision in section 
136.201. The opt-in provision is intended to be consistent with 25 
U.S.C. 458aaa-16(e), which provides, with certain exceptions, that 
Tribes are not subject to rules adopted by the IHS unless they are 
expressly agreed to by the Tribe in their compact, contract or funding 
agreement with IHS. Although 25 U.S.C. 458aaa-16(e) only expressly 
applies to Tribes compacted under Title V of the ISDEAA, IHS is 
extending opt-in flexibility to Tribes contracted under Title I of the 
ISDEAA too. IHS is not incorporating a comparable provision allowing 
urban Indian health programs to opt-in or opt-out of the requirements 
of the rule. Urban Indian health programs are funded through 
procurement contracts or grants with IHS, not ISDEAA contracts, and the 
principles underlying self-determination and the opt-in flexibility do 
not extend to such agreements.
    Comment: One commenter believes that reducing physician payments 
will provide a disincentive to participate in the PRC program and will 
result in less beneficiary access to care.
    Response: IHS acknowledges the implementation of rates could impact 
access to care, and believe sufficient language has been incorporated 
to ensure that beneficiary access to care is not compromised.
    Comment: One commenter believes the rule would magnify the existing 
disparity between the average ambulance provider's total costs and 
their reimbursement.
    Response: The implementation of the rule is not intended to require 
a provider or supplier to incur a financial loss. To the extent the 
Medicare rate structure results in the provider or supplier incurring a 
financial loss, the flexibility added to the final rule should permit 
providers and suppliers to negotiate fair and reasonable rates with I/
T/Us.
    Comment: The majority of commenters stated that IHS should also 
engage in provider outreach and monitoring to ensure the rule is 
effectively implemented. Further, once the final rule is issued, the 
IHS, in collaboration with Tribes, should develop and issue a ``Dear 
provider letter'' for all I/T/Us to educate their network of providers 
regarding this regulation. Commenters believe that education and 
outreach to providers will be a critical component in successfully 
implementing the rule.
    Response: IHS agrees. IHS took similar steps when it promulgated 
the hospital-based rate under 42 CFR part 136 subpart D. IHS intends to 
work with Tribes to educate the providers that participate in IHS and 
Tribal PRC programs.
    Comment: One commenter indicates that some IHS Area Offices utilize 
case management to better monitor the services that are being purchased 
through PRC. The commenter proposed that IHS Area Offices have a 
medical physician on staff for utilization review.
    Response: IHS agrees with the commenter but the proposal offered is 
beyond the scope of this final rule.
    Comment: One commenter is concerned that the amount a provider 
``bills the general public'' for the same service is too vague. The 
term ``general public'' is subject to multiple interpretations. The 
commenter recommended limiting payment to the amount the provider 
``accepts as payment for the same service from nongovernmental 
entities, including insurance providers.''
    Response: IHS agrees with the commenter that the proposed language 
may be open to more than one interpretation. To avoid multiple 
interpretations and to align this subsection with others changes made 
to Sec.  136.203, the reference to ``bills the general public'' has 
been deleted and provisions have been inserted providing for payment 
not to exceed the provider or supplier's MFC rate, as evidenced by 
commercial price lists or paid invoices and other related pricing and 
discount data to ensure that the I/T/U is receiving a fair and 
reasonable pricing arrangement. Additionally, in the event that a 
Medicare rate does not exist for an authorized item or service, and no 
other payment methodology provided by the rule is applicable, IHS has 
included a provision in 136.203(a)(3) that authorizes payment at 65% of 
authorized charges.
    Comment: The majority of commenters believe the rule should not 
imply that professional services are never covered by the existing PRC 
regulations. The current PRC rate regulations apply to ``all Medicare 
participating hospitals, which are defined for purposes of that subpart 
to include all departments and provider-based facilities of 
hospitals.'' The commenters believe this includes physicians and other 
health care professionals if they are employed directly by the hospital 
or even ``under arrangements.''
    Response: The PRC rate regulations at part 136 subpart D apply to 
hospitals and critical access hospitals pursuant to section 
1866(a)(1)(U) of the Social Security Act which requires providers to 
agree to provide services under the Contract Health Services, now PRC, 
program or other programs funded by IHS through the execution of a 
Medicare participating provider agreement. The agreement executed by 
hospitals and critical access hospitals under section 1866 does not 
govern payment for professional services under Medicare, even for 
services provided by physician employees of a hospital or for ``billing 
under arrangements,'' and, accordingly, does not generally govern the 
acceptance of payment for services under Medicare Part B. To eliminate 
any confusion, the terms Supplier and Provider have been defined in 
Sec.  136.201 to only include entities that are not subject to Part 136 
Subpart D. Supplier means a physician or other practitioner, a 
facility, or other entity (other than a provider) not already governed 
by or subject to 42 CFR part 136 subpart D, that furnishes items or 
services under

[[Page 14980]]

this new Subpart. Provider, as used in this subpart only, means a 
provider of services not governed by or subject to 42 CFR part 136 
subpart D, and may include a skilled nursing facility, comprehensive 
outpatient rehabilitation facility, home health agency, or hospice 
program.
    Comment: The majority of commenters requested training for Tribes. 
Many commenters suggested IHS develop a training and technical 
assistance initiative to prepare I/T/U sites to implement the rule. 
Tribes expressed concern about the lack of training and technical 
assistance associated with the implementation of the regulation for 
Payment to Medicare-participating hospitals for authorized CHS (42 CFR 
136.30). IHS should work with several software products the I/T/Us can 
use and commenters recommended that IHS negotiate a volume discount for 
Tribes to purchase the software.
    Response: IHS agrees that training is necessary to ensure that the 
rule is implemented properly and effectively. Many suggestions for 
training, however, are beyond the scope of this final rule and will be 
addressed through subsequent communication with Tribes.
    Comment: Commenters indicated that IHS should also develop and 
implement a process in consultation with Tribes to monitor and report 
on the success of the rule once it is implemented.
    Response: IHS agrees that monitoring the effectiveness of the rule 
is important. Obtaining data from programs that are implementing the 
rule is essential to determining its success; however, reporting 
requirements exceed the scope of this final rule.
    Comment: The majority of commenters stated that the proposed rule 
would have significant Tribal implications and substantial direct 
effects on one or more Indian Tribes. As a result, pursuant to the HHS 
Tribal Consultation Policy, Tribal consultation is required. Tribes 
stated in their comments that they welcomed the opportunity to comment 
on the proposed rule through the notice and public comment process 
required by the Administrative Procedure Act, but they stated that the 
Director of the IHS must also engage in Tribal consultation on the 
proposed rule before any action is taken to finalize this rule.
    Response: IHS consulted with Tribes, during listening sessions and 
other meetings, on whether Tribes thought IHS should pursue applying 
PRC rates for non-hospital-based services. It has been noted that while 
these interactions indicated that regulations may have been a good 
idea, the level of discussion did not get into the complexities of 
developing a regulation and how such regulations would impact Tribes 
given the variation in access to specialty care and the number of 
hospitals across the Indian health system. IHS recognizes that specific 
provisions of the rule were not developed in consultation with Tribes. 
In the development of this final rule, however, IHS has collaborated 
significantly with the Director's PRC Workgroup. The PRC workgroup is 
composed of technical experts who have a deep understanding of the 
complexities of administering PRC programs. The rule has been revised 
to provide the flexibility many Tribal stakeholders have requested, and 
as finalized, will not apply to any Tribally-operated PRC program until 
it elects to opt-in in accordance with Sec.  136.201. IHS recognizes 
that these steps may not relieve all concerns regarding Tribal 
consultation. Accordingly, IHS is also publishing this final rule with 
a comment period in which to receive additional feedback from 
stakeholders, to determine whether any revisions should be made to the 
rule.
    Comment: One commenter recommended IHS pursue legislation, not a 
regulation.
    Response: Regulations (or rules) implement the public policy of 
enacted legislation and establish specific requirements. IHS bases its 
authority on 42 U.S.C. 2003 to establish the methodology and payment 
rates for the IHS PRC.
    Comment: One commenter is concerned that there is nothing explicit 
in the regulation that prevents the provider from avoiding the Medicare 
rate by choosing not to submit a claim at all, and seeking redress from 
the patient directly. Because the Medicare rates may be substantially 
lower than the provider's billed rate, the providers might avoid a PRC 
claim entirely and bill the patient for the full amount. The commenter 
is also concerned that more patients will be taken to collection 
agencies when they cannot afford to pay when the provider bills the 
patients directly.
    Response: IHS recognizes that the rule does require providers to 
accept payment from PRC programs and understands that this may on 
occasion result in patients incurring financial responsibility. IHS 
beneficiaries already incur financial responsibility for care that IHS 
cannot cover. In FY 2013, PRC denied an estimated $760,855,000 for an 
estimated 146,928 services needed by eligible American Indian and 
Alaska Native individuals. Those numbers only account for IHS 
administered programs. IHS notes incurring financial responsibility may 
be avoided by obtaining a PRC authorized referral from IHS prior to 
treatment. If a referral is issued by IHS, it means that the provider 
has accepted IHS payment rates, and the patient may not be charged for 
the service. A definition section was added to the rule at Sec.  
136.202 and defined Referral there to clarify for beneficiaries and 
providers when the requirements for payment acceptance have been 
triggered. IHS also added a definition for Notification of a Claim, as 
it too triggers payment acceptance under the rule. Finally, the 
definition of Repricing Agent was moved to the newly created definition 
section.
    Comment: One commenter stated there needs to be some oversight by 
either Centers for Medicare & Medicaid Services or other appropriate 
agencies written into the regulation that includes a way in which all 
Medicare-participating medical providers have to, by law, accept PRC 
patients and accept the rates established by 42 CFR part 136 subpart D.
    Response: No changes will be made as a result of this comment. IHS 
is promulgating this rule pursuant to its own rulemaking authority, 
under which there is no basis for another agency to enforce compliance.
    Comment: The majority of commenters state that any changes made, or 
proposed in the PRC program, must be careful to not adversely impact 
the effectiveness of the PRC programs. Any change to improve the 
efficiency or financial operations of the PRC program must be carefully 
evaluated to ensure that they do not impose additional administrative 
or financial burdens on the PRC program and the patients they serve. A 
meaningful and well-intentioned change could actually restrict access 
and cost the program more resources than it would save.
    Response: IHS believes these concerns have been addressed through 
the flexibilities which have been added to the final rule, the training 
IHS intends to offer to PRC administrators, and the outreach and 
education IHS intends to provide to PRC-participating providers and 
suppliers.
    Comment: Some commenters expressed serious concern regarding the 
long delay between publication of the proposed rule and issuing the 
final rule on limiting charges for services furnished by Medicare 
participating inpatient hospitals to individuals eligible for care 
purchased by Indian health programs, as provided for by Sec. 506 of the 
Medicare Prescription Drug, Improvement, and Modernization Act of 2003. 
Once this final rule is adopted,

[[Page 14981]]

they stated, it should be implemented in a reasonable but expedient 
manner.
    Response: IHS acknowledges the concern and provides that the rule 
will be effective 60 days from publication and applicable to services 
provided after the effective date. The rule will apply to outpatient 
services provided after the effective date of the rule. The rule will 
apply to inpatient services with an admission that falls on or after 
the effective date of the rule. However, IHS also recognizes programs 
may not be fully equipped to implement the rule when it becomes 
effective. In accordance with 42 CFR 136.201(c), Tribal health programs 
may choose to opt-in to the rule immediately, or whenever they are able 
to fully implement the rule. A health program operated by the IHS or by 
an urban Indian organization through a contract or grant under Title V 
of the IHCIA, Public Law 94-437 should implement the rule as soon as 
possible, but must implement the rates specified herein no later than 
one year from the date of publication in the Federal Register.

IV. Collection of Information Requirements

    These regulations do not impose any new information collection 
requirements. Specifically, federal acquisition regulations already 
govern the collection of contractor pricing data and agency regulations 
and procedures already govern the collection of information necessary 
to process claims. The IHS will use the IHS purchase order form number 
IHS-843 for collection of information. OMB No. 0917-0002.

V. Regulatory Impact Statement

    The IHS has examined the impact of this final rule as required by 
Executive Order 12866 (September 1993, Regulatory Planning and Review), 
the Regulatory Flexibility Act (RFA) (September 19, 1980, Pub. L. 96-
354), and the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4).
    Executive Order 12866 directs agencies to assess all costs and 
benefits of available regulatory alternatives and, if regulation is 
necessary, to select regulatory approaches that maximize net benefits 
(including potential economic, environmental, public health and safety 
effects, distributive impacts, and equity). A regulatory impact 
analysis (RIA) must be prepared for major rules with economically 
significant effects ($100 million or more in any one year). An April 
2013 study released by the Government Accountability Office (GAO) found 
that if Federal PRC programs had paid Medicare rates for physicians' 
services in 2010, they could have realized an estimated $32 million in 
annual savings to pay for additional services.
    The GAO formulated its estimate using actual IHS data, which it 
obtained from the IHS fiscal intermediary. The GAO narrowed those 
claims to payments for physician and other nonhospital services. These 
are the same services at issue in this final rule. Since IHS is the 
payer of last resort, the GAO excluded services where IHS would not 
have had primary responsibility, such as services covered by the 
patient's insurance or another third party payer. The GAO also excluded 
nonhospital services that were not covered by the Medicare Physician 
Fee Schedule, as well as anesthesiologists, based upon lack of 
information to determine comparable Medicare rates.
    Once the GAO had isolated the necessary IHS payment data, the GAO 
compared the IHS payments to the corresponding rate on the 2010 
Medicare Physician Fee Schedule. The GAO adjusted the payment rates 
according to the physician's approximated geographic location and the 
service setting, based upon Medicare practice. The GAO also compared 
the IHS payments to those that would have been made by private insurers 
using a commercial claims and encounters database. The GAO specifically 
compared payments for services occurring in the same county to account 
for any variation in payments due to location, by averaging the rate 
paid by the private insurers for a service in each county and comparing 
that average rate with IHS payments in the same county.
    The GAO evaluated the reliability of the data it had relied upon in 
its estimates, including the IHS claims data, the Medicare Physician 
Fee Schedule data, and the private insurance database. The GAO reviewed 
the documentation and discussed the database with officials it 
considered knowledgeable in this area. The GAO also performed data 
reliability checks to test the internal consistency and reliability of 
the data. The GAO determined that the data was sufficiently reliable 
for its purposes after taking these steps.
    IHS agrees with the methodology utilized by the GAO in its report 
to select, verify, and compare the necessary elements of the GAO 
estimate. While the GAO study did not consider the additional 
flexibility added to this final rule at the request of Tribes or 
payments made to anesthesiologists, IHS anticipates that most PRC 
programs and PRC payments under this final rule will closely follow the 
policy that the GAO considered when developing its study. For this 
reason, the GAO estimate from the April 2013 study is applicable to the 
regulatory impact analysis of the final rule.
    In 2014, IHS performed an analysis similar to the GAO study with 
claims data from the IHS fiscal intermediary for fiscal year (FY) 2012. 
Instead of analyzing the entire IHS system, as GAO had done with data 
from 2010, IHS focused on the potential impact to IHS PRC programs in 
the states of North and South Dakota. IHS was able to closely review 
the specific contracts in place between IHS and physicians in these two 
states by narrowing the geographic focus of its analysis. IHS found 
that North Dakota providers who had an agreement in place with IHS 
during FY 2012 would have received, on average, 31% less if payment 
rates for professional services and non-hospital-based care had been 
capped at the Medicare rate, while South Dakota providers would have 
experienced the opposite and received, on average, 31% more. It is 
important to note that, of those providing PRC services in FY 2012, 
only 15-16% had an agreement with IHS in either of these two states. 
The remaining 84-85% did not have an agreement in place with IHS in FY 
2012 and IHS estimates that these providers would have been paid, on 
average, 35% less in North Dakota and 52% less in South Dakota if the 
payments had been capped at Medicare rates. While most of the providers 
without an agreement would have been paid less under this analysis, IHS 
estimated that 26% in North Dakota and 21% in South Dakota would have 
received higher payments, because their billed charges were less than 
the Medicare rates.
    Overall, IHS estimated that in FY2012, it could have saved 
$2,074,638.28 in North Dakota and $5,498,089.09 in South Dakota if PRC 
payments for professional services and non-hospital-based care had been 
capped at the Medicare rates. IHS noted that referral numbers and 
authorizations for payment are dependent on appropriation levels for 
each year. The estimates provided by the IHS study were based upon the 
specific factors for FY 2012, including rates and funding levels in 
place at that point in time. The IHS analysis looked closely at the 
potential impact on providers in these two states, but it did not 
perform all of the detailed steps taken by the GAO to determine 
potential savings. Based upon its limited analysis, though, IHS 
determined that capping the PRC rates for professional services and 
non-hospital-based care would likely result in savings for IHS PRC 
programs.

[[Page 14982]]

    Both the GAO study and the IHS analysis note the possible 
consequences of this policy change. The GAO study determined that 
providers overall would receive less if the payments for professional 
services and non-hospital-based care are capped at the applicable 
Medicare rates. The IHS analysis acknowledged that most providers, 
especially those without a contract with IHS, would receive less under 
such a policy change, but IHS also found that some providers would 
receive more per individual claim. During the interview portion of its 
study, the GAO spoke with a few providers who already had contracts 
with IHS to be paid at or below Medicare rates. IHS also estimated that 
adverse impacts on providers could be mitigated by the additional 
referrals that would result from the PRC savings. In addition to the 
providers, the GAO study noted possible concerns regarding access to 
care for patients. The IHS analysis did not delve into this particular 
issue. However, neither the GAO study nor the IHS analysis anticipated 
the additional flexibility that would be built into this final rule, as 
part of the policy change. If IHS finds that providers in particular 
areas are choosing not to participate based upon the change in policy 
and the supply of providers in that area is not sufficient to meet 
demand, thereby impacting patient access to care, IHS has certain 
flexibility to negotiate higher rates under this final rule to ensure 
that patients are not negatively impacted. Tribally-operated PRC 
programs will have the same flexibility, if they choose to opt-in to 
this final rule. IHS beneficiaries as a whole will be able to benefit 
from the change in policy, since the savings will allow IHS to provide 
additional PRC services.
    Although the GAO study and the IHS analysis did not include other 
types of non-hospital services or funding that goes to Tribal PRC 
programs, particular Tribes and tribal organizations may decide not to 
opt-in to this final rule. Even if all of the Tribally-operated PRC 
programs choose to participate, IHS estimates that the increase in 
purchasing power brought about by this final rule would be unlikely to 
exceed $100 million annually. Furthermore, if any PRC programs utilize 
the additional flexibility added to this final rule and choose to 
negotiate rates above the applicable Medicare rates, the impact would 
be even less likely to exceed $100 million annually. Office of 
Management and Budget (OMB) has determined that this is a significant 
regulatory action under Executive Order 12866.
    The Secretary has determined this final rule will not have a 
significant economic impact on a substantial number of small entities 
as they are defined in the RFA, 5 U.S.C. 601-612. The final rule will 
not cause significant economic impact on health care providers, 
suppliers, or entities since only a small portion of the business of 
such entities concern IHS beneficiaries. The April 2013 study released 
by the GAO found that of the physicians sampled, the PRC program 
represented a small portion of their practice and was not a significant 
source of revenue. Although the sampling of physicians was small, all 
of the sampled physicians were in the top 25% in terms of volume of 
paid services covered by PRC. IHS believes the sample to be 
representative of higher volume practitioners currently providing 
services paid for by PRC. Accordingly, pursuant to 5 U.S.C. 605(b), the 
final rule is exempt from the initial and final regulatory flexibility 
analysis requirements of sections 603 and 604.
    Section 202 of the Unfunded Mandates Reform Act of 1995 requires 
that agencies assess anticipated costs and benefits before issuing any 
rule whose requirements mandate expenditure in any one year by State, 
local, or Tribal governments, in the aggregate, or by the private 
sector, of $141 million. This proposal would not impose substantial 
Federal mandates on State, local or Tribal governments or private 
sector.
    In accordance with the provisions of Executive Order 12866, this 
regulation was reviewed by OMB.

List of Subjects in 42 CFR Part 136

    American Indian, Alaska Natives, Health, Medicare.

    Dated: March 11, 2016.
Mary Smith,
Principal Deputy Director, Indian Health Service.

    Dated: March 11, 2016.
Sylvia M. Burwell,
Secretary.
    For the reasons set forth in the preamble, the Indian Health 
Service is amending 42 CFR part 136 as set forth below:

PART 136--INDIAN HEALTH

0
1. The authority citation for part 136 continues to read as follows:

    Authority: 25 U.S.C. 13; sec. 3, 68 Stat. 674 (42 U.S.C., 2001, 
2003); Sec. 1, 42 Stat. 208 (25 U.S.C. 13); 42 U.S.C. 2001, unless 
otherwise noted.


0
2. Add subpart I, consisting of Sec. Sec.  136.201 through 136.204, to 
read as follows:
Subpart I--Limitation on Charges for Health Care Professional Services 
and Non-Hospital-Based Care
Sec.
136.201 Applicability.
136.202 Definitions.
136.203 Payment for provider and supplier services purchased by 
Indian health programs.
136.204 Authorization by urban Indian organizations.

Subpart I--Limitation on Charges for Health Care Professional 
Services and Non-Hospital-Based Care


Sec.  136.201  Applicability.

    The requirements of this Subpart shall apply to:
    (a) Health programs operated by the Indian Health Service (IHS).
    (b) Health programs operated by an urban Indian organization 
through a contract or grant under Title V of the Indian Health Care 
Improvement Act (IHCIA), Public Law 94-437, as amended.
    (c) Health programs operated by an Indian Tribe or Tribal 
organization pursuant to a contract or compact with the IHS under the 
Indian Self-Determination and Education Assistance Act (25 U.S.C. 450 
et seq.), provided that the Indian Tribe or Tribal organization has 
agreed in such contract or compact to be bound by this Subpart pursuant 
to 25 U.S.C. 450l and 458aaa-16(e), as applicable.


Sec.  136.202  Definitions.

    For purposes of this subpart, the following definitions apply.
    Notification of a claim means, for the purposes of part 136, and 
also 25 U.S.C. 1621s and 1646, the submission of a claim that meets the 
requirements of 42 CFR 136.24.
    (1) Such claims must be submitted within the applicable time frame 
specified by 42 CFR 136.24, or if applicable, 25 U.S.C. 1646, and 
include information necessary to determine the relative medical need 
for the services and the individual's eligibility.
    (2) The information submitted with the claim must be sufficient to:
    (i) Identify the patient as eligible for IHS services (e.g., name, 
address, home or referring service unit, Tribal affiliation),
    (ii) Identify the medical care provided (e.g., the date(s) of 
service, description of services), and
    (iii) Verify prior authorization by the IHS for services provided 
(e.g., IHS purchase order number or medical referral form) or exemption 
from prior

[[Page 14983]]

authorization (e.g., copies of pertinent clinical information for 
emergency care that was not prior-authorized).
    (3) To be considered sufficient notification of a claim, claims 
submitted by providers and suppliers for payment must be in a format 
that complies with the format required for submission of claims under 
title XVIII of the Social Security Act (42 U.S.C. 1395 et seq.) or 
recognized under section 1175 of such Act (42 U.S.C. 1320d-4).
    Provider, as used in this subpart only, means a provider of 
services not governed by or subject to 42 CFR part 136 subpart D, and 
may include, but not limited to, a skilled nursing facility, 
comprehensive outpatient rehabilitation facility, home health agency, 
or hospice program.
    Referral means an authorization for medical care by the appropriate 
ordering official in accordance with 42 CFR part 136 subpart C.
    Repricing agent means an entity that offers an IHS, Tribe or Tribal 
organization, or urban Indian organization (I/T/U) discounted rates 
from non-I/T/U public and private providers as a result of existing 
contracts that the non-I/T/U public or private provider may have within 
the commercial health care industry.
    Supplier, as used in this subpart only, means a physician or other 
practitioner, a facility, or other entity (other than a provider) not 
already governed by or subject to 42 CFR part 136 subpart D, that 
furnishes items or services under this Subpart.


Sec.  136.203  Payment for provider and supplier services purchased by 
Indian health programs.

    (a) Payment to providers and suppliers not covered by 42 CFR part 
136 subpart D, for any level of care authorized under part 136, subpart 
C by a Purchased/Referred Care (PRC) program of the IHS; or authorized 
by a Tribe or Tribal organization carrying out a PRC program of the IHS 
under the Indian Self-Determination and Education Assistance Act, as 
amended, Public Law 93-638, 25 U.S.C. 450 et seq.; or authorized for 
purchase under Sec.  136.31 by an urban Indian organization (as that 
term is defined in 25 U.S.C. 1603(h)) (hereafter collectively ``I/T/
U''), shall be determined based on the applicable method in this 
section:
    (1) If a specific amount has been negotiated with a specific 
provider or supplier or its agent by the I/T/U, the I/T/U will pay that 
amount, provided that such amount is equal to or better than the 
provider or supplier's Most Favored Customer (MFC) rate, as evidenced 
by commercial price lists or paid invoices and other related pricing 
and discount data to ensure that the I/T/U is receiving a fair and 
reasonable price. The MFC rate limitation shall not apply if:
    (i) The prices offered to the I/T/U are fair and reasonable, as 
determined by the I/T/U, even though comparable discounts were not 
negotiated; and
    (ii) The award is otherwise in the best interest of the I/T/U, as 
determined by the I/T/U.
    (2) If an amount has not been negotiated in accordance with 
paragraph (a)(1) of this section, the I/T/U will pay the lowest of the 
following amounts:
    (i) The applicable Medicare payment amount, including payment 
according to a fee schedule, a prospective payment system or based on 
reasonable cost (``Medicare rate'') for the period in which the service 
was provided, or in the event of a Medicare waiver, the payment amount 
will be calculated in accordance with such waiver.
    (ii) An amount negotiated by a repricing agent if the provider or 
supplier is participating within the repricing agent's network and the 
I/T/U has a pricing arrangement or contract with that repricing agent.
    (iii) An amount not to exceed the provider or supplier's MFC rate, 
as evidenced by commercial price lists or paid invoices and other 
related pricing and discount data to ensure that the I/T/U is receiving 
a fair and reasonable price, but only to the extent such evidence is 
reasonably accessible and available to the I/T/U.
    (3) In the event that a Medicare rate does not exist for an 
authorized item or service, and no other payment methodology provided 
for in paragraph (a)(1) or (2) of this section are accessible or 
available, the allowable amount shall be deemed to be 65% of authorized 
charges.
    (b) Coordination of benefits and limitation on recovery: If an I/T/
U has authorized payment for items and services provided to an 
individual who is eligible for benefits under Medicare, Medicaid, or 
another third party payer--
    (1) The I/T/U is the payer of last resort under 25 U.S.C. 1623(b);
    (2) If there are any third party payers, the I/T/U will pay the 
amount for which the patient is being held responsible after the 
provider or supplier of services has coordinated benefits and all other 
alternate resources have been considered and paid, including applicable 
co-payments, deductibles, and coinsurance that are owed by the patient;
    (3) The maximum payment by the I/T/U will be only that portion of 
the payment amount determined under this section not covered by any 
other payer;
    (4) The I/T/U payment will not exceed the rate calculated in 
accordance with paragraph (a) of this section (plus applicable cost 
sharing); and
    (5) When payment is made by Medicaid it is considered payment in 
full and there will be no additional payment made by the I/T/U to the 
amount paid by Medicaid.
    (c) Authorized services: Payment shall be made only for those items 
and services authorized by an I/T/U consistent with this part 136 or 
section 503(a) of the IHCIA, Public Law 94-437, as amended, 25 U.S.C. 
1653(a).
    (d) No additional charges:
    (1) If an amount has not been negotiated under paragraph (a)(1) of 
this section, the health care provider or supplier shall be deemed to 
have accepted the applicable payment amount under paragraph (a)(2) of 
this section as payment in full if:
    (i) The services were provided based on a Referral, as defined in 
Sec.  136.202; or,
    (ii) The health care provider or supplier submits a Notification of 
a Claim for payment to the I/T/U; or
    (iii) The health care provider or supplier accepts payment for the 
provision of services from the I/T/U.
    (2) A payment made and accepted in accordance with this section 
shall constitute payment in full and the provider or its agent, or 
supplier or its agent, may not impose any additional charge--
    (i) On the individual for I/T/U authorized items and services; or
    (ii) For information requested by the I/T/U or its agent or fiscal 
intermediary for the purposes of payment determinations or quality 
assurance.
    (e) IHS will not adjudicate a notification of a claim that does not 
contain the information required by Sec.  136.24 with an approval or 
denial, except that IHS may request further information from the 
individual, or as applicable, the provider or supplier, necessary to 
make a decision. A notification of a claim meeting the requirements 
specified herein does not guarantee payment.
    (f) No service shall be authorized and no payment shall be issued 
in excess of the rate authorized by this section.


Sec.  136.204  Authorization by an urban Indian organization.

    An urban Indian organization may authorize for purchase items and 
services for an eligible urban Indian as those terms are defined in 25 
U.S.C. 1603(f) and (h) according to section 503 of the IHCIA and 
applicable regulations.

[[Page 14984]]

Services and items furnished by physicians and other health care 
professionals and non-hospital-based entities shall be subject to the 
payment methodology set forth in Sec.  136.203.

[FR Doc. 2016-06087 Filed 3-18-16; 8:45 am]
BILLING CODE 4165-16-P



                                                              Federal Register / Vol. 81, No. 54 / Monday, March 21, 2016 / Rules and Regulations                                         14977

                                           available at http://www.regulations.gov.                DEPARTMENT OF HEALTH AND                              specified herein no later than March 21,
                                           Type the docket number in the                           HUMAN SERVICES                                        2017. The rule will apply to outpatient
                                           ‘‘SEARCH’’ box and click ‘‘SEARCH’’.                                                                          services provided after May 20, 2016.
                                           Click on Open Docket Folder on the line                 Indian Health Service                                 The rule will apply to inpatient services
                                           associated with this deviation.                                                                               with an admission that falls on or after
                                                                                                   42 CFR Part 136                                       the effective date of the rule.
                                           FOR FURTHER INFORMATION CONTACT:    If
                                                                                                   RIN 0917–AA12                                         ADDRESSES: You may submit comments
                                           you have questions on this temporary
                                                                                                                                                         in one of four ways (please choose only
                                           deviation, call or email Mrs. Traci
                                                                                                   Payment for Physician and Other                       one of the ways listed):
                                           Whitfield, Bridge Administration                                                                                 • Electronically. You may submit
                                                                                                   Health Care Professional Services
                                           Branch Fifth District, Coast Guard,                                                                           electronic comments on this regulation
                                                                                                   Purchased by Indian Health Programs
                                           telephone (757) 398–6629, email                                                                               to http://regulations.gov. Follow the
                                                                                                   and Medical Charges Associated With
                                           Traci.G.Whitfield@uscg.mil.                                                                                   ‘‘Submit a Comment’’ instructions.
                                                                                                   Non-Hospital-Based Care
                                           SUPPLEMENTARY INFORMATION:      The Event                                                                        • By regular mail. You may mail
                                                                                                   AGENCY:    Indian Health Service, HHS.                written comments to the following
                                           Director for the New Bern Mumfest,
                                           with approval from the North Carolina                   ACTION:   Final rule with comment period.             address ONLY: Betty Gould, Regulations
                                           Department of Transportation, owner of                                                                        Officer, Indian Health Service, Office of
                                                                                                   SUMMARY:   The Secretary of the                       Management Services, 5600 Fishers
                                           the drawbridge, has requested a                         Department of Health and Human
                                           temporary deviation from the current                                                                          Lane, Mailstop 09E70, Rockville,
                                                                                                   Services (HHS) hereby issues this final               Maryland 20857. Please allow sufficient
                                           operating regulations set out in 33 CFR                 rule with comment period to implement                 time for mailed comments to be
                                           117.843(a) to accommodate safe passage                  a methodology and payment rates for                   received before the close of the
                                           for pedestrians and vehicles during                     the Indian Health Service (IHS)                       comment period.
                                           Mumfest.                                                Purchased/Referred Care (PRC),                           • By express or overnight mail. You
                                              The US 70 (Alfred C. Cunningham)                     formerly known as the Contract Health                 may send written comments to the
                                           Bridge is a double bascule lift bridge                  Services (CHS), to apply Medicare                     above address.
                                           and has a vertical clearance in the                     payment methodologies to all physician                   • By hand or courier. If you prefer,
                                           closed position of 14 feet above mean                   and other health care professional                    you may deliver (by hand or courier)
                                           high water. Under this temporary                        services and non-hospital-based                       your written comments before the close
                                           deviation, the drawbridge will open                     services. Specifically, it will allow the             of the comment period to the address
                                           every two hours, on the hour, from 9                    health programs operated by IHS,                      above.
                                           a.m. through 8 p.m. on Saturday,                        Tribes, Tribal organizations, and urban                  If you intend to deliver your
                                           October 8, 2016 and from 9 a.m. through                 Indian organizations (collectively, I/T/U             comments to the Rockville address,
                                           7 p.m. on Sunday, October 9, 2016.                      programs) to negotiate or pay non-I/T/U               please call telephone number (301) 443–
                                           From 8 p.m. on Saturday, October 8,                     providers based on the applicable                     1116 in advance to schedule your
                                           2016 through 9 a.m. on Sunday, October                  Medicare fee schedule, prospective                    arrival with a staff member. Comments
                                           9, 2016, the drawbridge will open on                    payment system, Medicare Rate, or in                  will be made available for public
                                           signal.                                                 the event of a Medicare waiver, the                   inspection at the Rockville address from
                                                                                                   payment amount will be calculated in                  8:30 a.m. to 5 p.m., Monday–Friday, no
                                              Vessels able to pass under the bridge                accordance with such waiver; the                      later than three weeks after publication
                                           in the closed position may do so at                     amount negotiated by a repricing agent,               of this notice.
                                           anytime. Mariners are advised to                        if applicable; or the provider or                        Because of staff and resource
                                           proceed with caution. The bridge will                   supplier’s most favored customer (MFC)                limitations, we cannot accept comments
                                           be able to open for emergencies and                     rate. This final rule will establish                  by facsimile (FAX) transmission.
                                           there is no alternate route for vessels                 payment rates that are consistent across              FOR FURTHER INFORMATION CONTACT: Ms.
                                           unable to pass through the bridge in the                Federal health care programs, align                   Terri Schmidt, Acting Director, Indian
                                           closed position. The Coast Guard will                   payment with inpatient services, and                  Health Service, Office of Resource
                                           also inform the users of the waterways                  enable the I/T/U to expand beneficiary                Access and Partnerships, 5600 Fishers
                                           through our Local and Broadcast                         access to medical care. A comment                     Lane, Mailstop 10E85–C, Rockville,
                                           Notices to Mariners of the change in                    period is included, in part, to address               Maryland 20857, telephone (301) 443–
                                           operating schedule for the bridge so that               Tribal stakeholder concerns about the                 2694. (This is not a toll free number.)
                                           vessel operators can arrange their                      opportunity for meaningful consultation               SUPPLEMENTARY INFORMATION: The
                                           transits to minimize any impact caused                  on the rule’s impact on Tribal health                 Consolidated Appropriation Act of 2014
                                           by the temporary deviation.                             programs.                                             signed by President Obama in January
                                              In accordance with 33 CFR 117.35(e),                 DATES: Effective date: These final                    2014, adopted a new name, Purchased/
                                           the drawbridge must return to its regular               regulations are effective May 20, 2016.               Referred Care (PRC), for the CHS
                                           operating schedule immediately at the                     Comment date: IHS will consider                     program. The name change was official
                                           end of the effective period of this                     comments on this final rule with                      with passage of the Fiscal Year (FY)
                                           temporary deviation. This deviation                     comment period received at one of the                 2014 appropriation. The new name
                                           from the operating regulations is                       addresses provided below, no later than               better describes the purpose of the
                                           authorized under 33 CFR 117.35.                         May 20, 2016.                                         program funding, which is for both
                                                                                                     Compliance and applicability dates:                 purchased care and referred care outside
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                                             Dated: March 16, 2016.
                                                                                                   A health program operated by the IHS                  of IHS. The name change does not
                                           Hal R. Pitts,                                           or by an urban Indian organization                    change the program, and all current
                                           Bridge Program Manager, Fifth Coast Guard               through a contract or grant under Title               policies and practices will continue and
                                           District.                                               V of the Indian Health Care                           is not intended to have any effect on the
                                           [FR Doc. 2016–06266 Filed 3–18–16; 8:45 am]             Improvement Act (IHCIA), Public Law                   laws that govern or apply to CHS. IHS
                                           BILLING CODE 9110–04–P                                  97–437 must implement the rates                       will administer PRC in accordance with


                                      VerDate Sep<11>2014   15:24 Mar 18, 2016   Jkt 238001   PO 00000   Frm 00031   Fmt 4700   Sfmt 4700   E:\FR\FM\21MRR1.SGM   21MRR1


                                           14978              Federal Register / Vol. 81, No. 54 / Monday, March 21, 2016 / Rules and Regulations

                                           all laws applicable to CHS. This final                  the savings realized by adopting and                  regulation with changes; three
                                           rule will use the term PRC.                             implementing this rule will increase                  commenters did not support the
                                                                                                   patient access to care.                               proposed regulation; and four
                                           I. Background
                                                                                                                                                         commenters provided general
                                              On December 5, 2014, the Department                  II. Provisions of the Proposed
                                                                                                                                                         comments.
                                           published proposed regulations in a                     Regulations                                              Comment: The majority of
                                           Notice of Proposed Rulemaking (NPRM)                    a. The Proposed Rule                                  commenters support the rule as a
                                           in the Federal Register (79 FR 72160) to                                                                      positive step toward achieving the goal
                                           amend the IHS medical regulations at 42                    HHS proposed to amend the                          of expanding PRC rates to non-hospital-
                                           CFR part 136 by adding a new subpart                    regulations at 42 CFR part 136 by                     based providers and suppliers. Many
                                           I to apply Medicare payment                             adding a new Subpart I to describe the                commenters stated the rule’s potential
                                           methodologies to all physician and                      payment methodologies to all physician                impact on individual providers would
                                           other health professional services and                  and health care professional services                 be diffuse and de minimus and that the
                                           non-hospital-based services provided                    and all non-hospital-based services that              proposed rule would provide an
                                           through CHS, now PRC, or purchased by                   are not covered currently under 42 CFR                enormous benefit to the IHS and Tribal
                                           urban Indian organizations. In the                      part 136 subpart D. The final rule would              health care programs. Commenters
                                           NPRM, the Department invited the                        amend the regulation at 42 CFR part                   noted that IHS and Tribal health
                                           public to comment on the proposed                       136, by adding a new Subpart I to apply               programs often pay higher payment
                                           provisions; subsequently, in a Federal                  the Medicare payment methodologies to                 rates than private health insurers and
                                           Register document published on                          all physician and other health                        other Federal programs, such as
                                           January 14, 2015 (80 FR 1880), the 45-                  professional services and non-hospital-               Medicare and the Veterans Health
                                           day comment period was extended to                      based services purchased by an IHS or                 Administration. In addition, many
                                           February 4, 2015. Under 42 CFR 136.23,                  Tribal PRC program, or urban Indian                   commenters suggested that
                                           when necessary services are not                         organizations.                                        implementing rates for non-hospital-
                                           reasonably accessible or available to IHS               b. Summary of Changes in the Final                    based providers will increase the
                                           beneficiaries, the IHS and Tribes are                   Rule                                                  volume of services being sought which
                                           authorized to pay for medical care                                                                            will result in providers achieving more
                                           provided to IHS beneficiaries by non-                     IHS has added an applicability                      volume to offset the decrease in rates.
                                           IHS or Tribal, public or private health                 provision in § 136.201. This provision                   Response: IHS agrees with the
                                           care providers, depending on the                        specifies that the rule applies to IHS-               commenters that this rule is necessary
                                           availability of funds. Similarly, under                 operated PRC programs, urban Indian                   and important towards achieving
                                           section 503 of the IHCIA, 25 U.S.C.                     health programs, and Tribally-operated                payment parity with other Federal
                                           1653, urban Indian organizations may                    programs, but only to the extent the                  health care programs.
                                           refer eligible urban Indians, as defined                Tribally-operated programs opt-in to the                 Comment: There were a number of
                                           under section 4 of the IHCIA, to                        requirements of the rule. IHS has added               commenters that support the proposed
                                           non-I/T/U public and private health                     a definition section to the rule at                   rule, but with changes. Several
                                           care providers and, depending on the                    § 136.202. In that section, important                 commenters expressed the view, that as
                                           availability of funds, may also cover the               terms used in the rule are defined,                   drafted, the proposed rule does not
                                           cost of care. The PRC Program is                        including Notification of a Claim,                    provide enough flexibility to ensure
                                           authorized to pay for medical care                      Provider, Supplier, Referral and                      continued access to care through the
                                           provided to IHS beneficiaries by non-                   Repricing Agent. In § 136.203 (§ 136.201              PRC program. Specifically, many
                                           IHS or Tribal, public or private health                 of the NPRM), flexibility to allow PRC                commenters felt that a rigid take-it-or-
                                           care providers, depending on the                        programs to negotiate rates that are                  leave-it rate structure would result in
                                           availability of funds. I/T/Us reimburse                 higher than Medicare rates is added.                  many health care providers refusing to
                                           for authorized services at the rates                    With a narrow exception, the discretion               do business with I/T/Us. Many Tribal
                                           provided by contracts negotiated at the                 to negotiate rates equal to or less than              stakeholders recommended providing
                                           local level with individual providers or                rates accepted by the provider or                     Tribal and urban Indian health
                                           according to a provider’s billed charges.               supplier’s MFC is limited. In the                     programs with the option to negotiate
                                           Given the small market share of                         absence of a negotiated amount, the                   higher rates, but to limit maximum rates
                                           individual I/T/U programs, I/T/Us                       amount the provider or supplier bills                 to what the provider or supplier would
                                           historically have paid rates in                         the general public is eliminated from                 accept from non-governmental payers,
                                           substantial excess of Medicare’s                        the methodology and replaced with the                 including insurers, for the same service.
                                           allowable rates or rates paid by private                amount the provider or supplier accepts               Advocates for non-IHS and Tribal
                                           insurers for the same services. Despite                 from its MFC.                                         providers also recommended
                                           establishing medical priorities to cover                                                                      incorporating flexibility to negotiate
                                                                                                   III. Analysis of and Responses to Public
                                           the most necessary care, IHS is still                                                                         rates.
                                                                                                   Comments                                                 Response: IHS highlighted concerns
                                           unable to provide care to all of its
                                           beneficiaries. The demand for PRC care                     The Agency received 57 comments                    about the impact the rule could have on
                                           consistently exceeds available funding.                 from Tribes, Tribal organizations,                    access to care in the preamble to the
                                           IHS recently reported to Congress that                  medical associations, and individuals.                NPRM and was pleased with the
                                           IHS and tribal PRC programs denied an                   The Agency carefully reviewed the                     thoughtful responses received. IHS
                                           estimated $760,855,000 for an estimated                 submissions by individuals, groups,                   agrees with commenters that more
                                           146,928 contract care services needed                   Indian and non-Indian organizations.                  flexibility must be built into the rule.
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                                           by eligible beneficiaries in FY 2013.                   IHS did not consider three of these                   IHS also agrees with Tribal stakeholders
                                           This rule finalizes the Medicare-like                   comments, because they were received                  that Tribes should be provided more
                                           rates NPRM and ensures PRC programs                     after the closing date. Of the 54 timely              flexibility to negotiate rates that exceed
                                           reimburse non-hospital services,                        comments, nine commenters supported                   Medicare rates and agrees that controls
                                           including physician services, at rates                  the proposed regulation; thirty-eight                 should be put into place to ensure that
                                           comparable to other federal programs;                   commenters support the proposed                       negotiated rates remain fair and


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                                                              Federal Register / Vol. 81, No. 54 / Monday, March 21, 2016 / Rules and Regulations                                          14979

                                           reasonable. Section 136.203 provides                    determination and the opt-in flexibility              nongovernmental entities, including
                                           that if a specific amount has been                      do not extend to such agreements.                     insurance providers.’’
                                           negotiated with a specific provider or                     Comment: One commenter believes                       Response: IHS agrees with the
                                           supplier or its agent by the I/T/U, the                 that reducing physician payments will                 commenter that the proposed language
                                           I/T/U will pay that amount, provided                    provide a disincentive to participate in              may be open to more than one
                                           such amount is equal to or better than                  the PRC program and will result in less               interpretation. To avoid multiple
                                           the provider or supplier’s MFC rate, as                 beneficiary access to care.                           interpretations and to align this
                                           evidenced by commercial price lists or                     Response: IHS acknowledges the                     subsection with others changes made to
                                           paid invoices and other related pricing                 implementation of rates could impact                  § 136.203, the reference to ‘‘bills the
                                           and discount data, to ensure the I/T/U                  access to care, and believe sufficient                general public’’ has been deleted and
                                           is receiving a fair and reasonable pricing              language has been incorporated to                     provisions have been inserted providing
                                           arrangement. Further, the MFC rate does                 ensure that beneficiary access to care is             for payment not to exceed the provider
                                           not apply if the I/T/U determines the                   not compromised.                                      or supplier’s MFC rate, as evidenced by
                                           prices offered to the I/T/U are fair and                   Comment: One commenter believes                    commercial price lists or paid invoices
                                           reasonable and the purchase of the                      the rule would magnify the existing                   and other related pricing and discount
                                           service is otherwise in the best interest               disparity between the average                         data to ensure that the I/T/U is receiving
                                           of the I/T/U. It will be incumbent on the               ambulance provider’s total costs and                  a fair and reasonable pricing
                                           provider of services to provide the                     their reimbursement.                                  arrangement. Additionally, in the event
                                           necessary documentation to ensure the                      Response: The implementation of the                that a Medicare rate does not exist for
                                           rates charged are fair and reasonable.                  rule is not intended to require a                     an authorized item or service, and no
                                              Comment: In addition to the ability to               provider or supplier to incur a financial             other payment methodology provided
                                           negotiate rates under the rule, several                 loss. To the extent the Medicare rate                 by the rule is applicable, IHS has
                                           Tribal stakeholders also want an opt-out                structure results in the provider or                  included a provision in 136.203(a)(3)
                                           clause from the proposed rule for Tribal                supplier incurring a financial loss, the              that authorizes payment at 65% of
                                           and urban Indian health care programs.                  flexibility added to the final rule should            authorized charges.
                                                                                                                                                            Comment: The majority of
                                           The majority of commenters feel Tribal                  permit providers and suppliers to
                                                                                                                                                         commenters believe the rule should not
                                           sovereignty and self-determination must                 negotiate fair and reasonable rates with
                                                                                                                                                         imply that professional services are
                                           also be respected to allow the Tribes the               I/T/Us.
                                                                                                                                                         never covered by the existing PRC
                                           flexibility to negotiate with providers                    Comment: The majority of                           regulations. The current PRC rate
                                           and determine how best to meet the                      commenters stated that IHS should also                regulations apply to ‘‘all Medicare
                                           needs of their community when                           engage in provider outreach and                       participating hospitals, which are
                                           providing health care. They indicated                   monitoring to ensure the rule is                      defined for purposes of that subpart to
                                           that flexibility is one of the foundational             effectively implemented. Further, once                include all departments and provider-
                                           principles underlying the Indian Self-                  the final rule is issued, the IHS, in                 based facilities of hospitals.’’ The
                                           Determination and Education                             collaboration with Tribes, should                     commenters believe this includes
                                           Assistance Act (ISDEAA) and Tribes                      develop and issue a ‘‘Dear provider                   physicians and other health care
                                           and Tribal organizations that negotiate                 letter’’ for all I/T/Us to educate their              professionals if they are employed
                                           agreements under that Act with the IHS                  network of providers regarding this                   directly by the hospital or even ‘‘under
                                           should have the right to choose not to                  regulation. Commenters believe that                   arrangements.’’
                                           apply this new rule.                                    education and outreach to providers                      Response: The PRC rate regulations at
                                              Response: IHS agrees with Tribal                     will be a critical component in                       part 136 subpart D apply to hospitals
                                           stakeholders that Tribal health programs                successfully implementing the rule.                   and critical access hospitals pursuant to
                                           should have the option to administer                       Response: IHS agrees. IHS took                     section 1866(a)(1)(U) of the Social
                                           PRC programs outside of the rule.                       similar steps when it promulgated the                 Security Act which requires providers
                                           Rather than memorialize this option as                  hospital-based rate under 42 CFR part                 to agree to provide services under the
                                           an opt-out clause, IHS is finalizing the                136 subpart D. IHS intends to work with               Contract Health Services, now PRC,
                                           recommendation as an opt-in provision                   Tribes to educate the providers that                  program or other programs funded by
                                           in section 136.201. The opt-in provision                participate in IHS and Tribal PRC                     IHS through the execution of a Medicare
                                           is intended to be consistent with 25                    programs.                                             participating provider agreement. The
                                           U.S.C. 458aaa–16(e), which provides,                       Comment: One commenter indicates                   agreement executed by hospitals and
                                           with certain exceptions, that Tribes are                that some IHS Area Offices utilize case               critical access hospitals under section
                                           not subject to rules adopted by the IHS                 management to better monitor the                      1866 does not govern payment for
                                           unless they are expressly agreed to by                  services that are being purchased                     professional services under Medicare,
                                           the Tribe in their compact, contract or                 through PRC. The commenter proposed                   even for services provided by physician
                                           funding agreement with IHS. Although                    that IHS Area Offices have a medical                  employees of a hospital or for ‘‘billing
                                           25 U.S.C. 458aaa–16(e) only expressly                   physician on staff for utilization review.            under arrangements,’’ and, accordingly,
                                           applies to Tribes compacted under Title                    Response: IHS agrees with the                      does not generally govern the
                                           V of the ISDEAA, IHS is extending opt-                  commenter but the proposal offered is                 acceptance of payment for services
                                           in flexibility to Tribes contracted under               beyond the scope of this final rule.                  under Medicare Part B. To eliminate any
                                           Title I of the ISDEAA too. IHS is not                      Comment: One commenter is                          confusion, the terms Supplier and
                                           incorporating a comparable provision                    concerned that the amount a provider                  Provider have been defined in § 136.201
                                           allowing urban Indian health programs                   ‘‘bills the general public’’ for the same             to only include entities that are not
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                                           to opt-in or opt-out of the requirements                service is too vague. The term ‘‘general              subject to Part 136 Subpart D. Supplier
                                           of the rule. Urban Indian health                        public’’ is subject to multiple                       means a physician or other practitioner,
                                           programs are funded through                             interpretations. The commenter                        a facility, or other entity (other than a
                                           procurement contracts or grants with                    recommended limiting payment to the                   provider) not already governed by or
                                           IHS, not ISDEAA contracts, and the                      amount the provider ‘‘accepts as                      subject to 42 CFR part 136 subpart D,
                                           principles underlying self-                             payment for the same service from                     that furnishes items or services under


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                                           14980              Federal Register / Vol. 81, No. 54 / Monday, March 21, 2016 / Rules and Regulations

                                           this new Subpart. Provider, as used in                  did not get into the complexities of                  responsibility may be avoided by
                                           this subpart only, means a provider of                  developing a regulation and how such                  obtaining a PRC authorized referral from
                                           services not governed by or subject to 42               regulations would impact Tribes given                 IHS prior to treatment. If a referral is
                                           CFR part 136 subpart D, and may                         the variation in access to specialty care             issued by IHS, it means that the
                                           include a skilled nursing facility,                     and the number of hospitals across the                provider has accepted IHS payment
                                           comprehensive outpatient rehabilitation                 Indian health system. IHS recognizes                  rates, and the patient may not be
                                           facility, home health agency, or hospice                that specific provisions of the rule were             charged for the service. A definition
                                           program.                                                not developed in consultation with                    section was added to the rule at
                                              Comment: The majority of                             Tribes. In the development of this final              § 136.202 and defined Referral there to
                                           commenters requested training for                       rule, however, IHS has collaborated                   clarify for beneficiaries and providers
                                           Tribes. Many commenters suggested IHS                   significantly with the Director’s PRC                 when the requirements for payment
                                           develop a training and technical                        Workgroup. The PRC workgroup is                       acceptance have been triggered. IHS also
                                           assistance initiative to prepare I/T/U                  composed of technical experts who have                added a definition for Notification of a
                                           sites to implement the rule. Tribes                     a deep understanding of the                           Claim, as it too triggers payment
                                           expressed concern about the lack of                     complexities of administering PRC                     acceptance under the rule. Finally, the
                                           training and technical assistance                       programs. The rule has been revised to                definition of Repricing Agent was
                                           associated with the implementation of                   provide the flexibility many Tribal                   moved to the newly created definition
                                           the regulation for Payment to Medicare-                 stakeholders have requested, and as                   section.
                                           participating hospitals for authorized                  finalized, will not apply to any Tribally-               Comment: One commenter stated
                                           CHS (42 CFR 136.30). IHS should work                    operated PRC program until it elects to               there needs to be some oversight by
                                           with several software products the                      opt-in in accordance with § 136.201.                  either Centers for Medicare & Medicaid
                                           I/T/Us can use and commenters                           IHS recognizes that these steps may not               Services or other appropriate agencies
                                           recommended that IHS negotiate a                        relieve all concerns regarding Tribal                 written into the regulation that includes
                                           volume discount for Tribes to purchase                  consultation. Accordingly, IHS is also                a way in which all Medicare-
                                           the software.                                           publishing this final rule with a                     participating medical providers have to,
                                              Response: IHS agrees that training is                comment period in which to receive                    by law, accept PRC patients and accept
                                           necessary to ensure that the rule is                    additional feedback from stakeholders,                the rates established by 42 CFR part 136
                                           implemented properly and effectively.                   to determine whether any revisions                    subpart D.
                                           Many suggestions for training, however,                 should be made to the rule.                              Response: No changes will be made as
                                           are beyond the scope of this final rule                    Comment: One commenter                             a result of this comment. IHS is
                                           and will be addressed through                           recommended IHS pursue legislation,                   promulgating this rule pursuant to its
                                           subsequent communication with Tribes.                   not a regulation.                                     own rulemaking authority, under which
                                              Comment: Commenters indicated that                      Response: Regulations (or rules)                   there is no basis for another agency to
                                           IHS should also develop and implement                   implement the public policy of enacted                enforce compliance.
                                           a process in consultation with Tribes to                legislation and establish specific                       Comment: The majority of
                                           monitor and report on the success of the                requirements. IHS bases its authority on              commenters state that any changes
                                           rule once it is implemented.                            42 U.S.C. 2003 to establish the                       made, or proposed in the PRC program,
                                              Response: IHS agrees that monitoring                 methodology and payment rates for the                 must be careful to not adversely impact
                                           the effectiveness of the rule is                        IHS PRC.                                              the effectiveness of the PRC programs.
                                           important. Obtaining data from                             Comment: One commenter is                          Any change to improve the efficiency or
                                           programs that are implementing the rule                 concerned that there is nothing explicit              financial operations of the PRC program
                                           is essential to determining its success;                in the regulation that prevents the                   must be carefully evaluated to ensure
                                           however, reporting requirements exceed                  provider from avoiding the Medicare                   that they do not impose additional
                                           the scope of this final rule.                           rate by choosing not to submit a claim                administrative or financial burdens on
                                              Comment: The majority of                             at all, and seeking redress from the                  the PRC program and the patients they
                                           commenters stated that the proposed                     patient directly. Because the Medicare                serve. A meaningful and well-
                                           rule would have significant Tribal                      rates may be substantially lower than                 intentioned change could actually
                                           implications and substantial direct                     the provider’s billed rate, the providers             restrict access and cost the program
                                           effects on one or more Indian Tribes. As                might avoid a PRC claim entirely and                  more resources than it would save.
                                           a result, pursuant to the HHS Tribal                    bill the patient for the full amount. The                Response: IHS believes these concerns
                                           Consultation Policy, Tribal consultation                commenter is also concerned that more                 have been addressed through the
                                           is required. Tribes stated in their                     patients will be taken to collection                  flexibilities which have been added to
                                           comments that they welcomed the                         agencies when they cannot afford to pay               the final rule, the training IHS intends
                                           opportunity to comment on the                           when the provider bills the patients                  to offer to PRC administrators, and the
                                           proposed rule through the notice and                    directly.                                             outreach and education IHS intends to
                                           public comment process required by the                     Response: IHS recognizes that the rule             provide to PRC-participating providers
                                           Administrative Procedure Act, but they                  does require providers to accept                      and suppliers.
                                           stated that the Director of the IHS must                payment from PRC programs and                            Comment: Some commenters
                                           also engage in Tribal consultation on the               understands that this may on occasion                 expressed serious concern regarding the
                                           proposed rule before any action is taken                result in patients incurring financial                long delay between publication of the
                                           to finalize this rule.                                  responsibility. IHS beneficiaries already             proposed rule and issuing the final rule
                                              Response: IHS consulted with Tribes,                 incur financial responsibility for care               on limiting charges for services
                                           during listening sessions and other                     that IHS cannot cover. In FY 2013, PRC                furnished by Medicare participating
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                                           meetings, on whether Tribes thought                     denied an estimated $760,855,000 for an               inpatient hospitals to individuals
                                           IHS should pursue applying PRC rates                    estimated 146,928 services needed by                  eligible for care purchased by Indian
                                           for non-hospital-based services. It has                 eligible American Indian and Alaska                   health programs, as provided for by Sec.
                                           been noted that while these interactions                Native individuals. Those numbers only                506 of the Medicare Prescription Drug,
                                           indicated that regulations may have                     account for IHS administered programs.                Improvement, and Modernization Act of
                                           been a good idea, the level of discussion               IHS notes incurring financial                         2003. Once this final rule is adopted,


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                                                              Federal Register / Vol. 81, No. 54 / Monday, March 21, 2016 / Rules and Regulations                                          14981

                                           they stated, it should be implemented in                in 2010, they could have realized an                  GAO considered when developing its
                                           a reasonable but expedient manner.                      estimated $32 million in annual savings               study. For this reason, the GAO estimate
                                              Response: IHS acknowledges the                       to pay for additional services.                       from the April 2013 study is applicable
                                           concern and provides that the rule will                    The GAO formulated its estimate                    to the regulatory impact analysis of the
                                           be effective 60 days from publication                   using actual IHS data, which it obtained              final rule.
                                           and applicable to services provided after               from the IHS fiscal intermediary. The                    In 2014, IHS performed an analysis
                                           the effective date. The rule will apply to              GAO narrowed those claims to                          similar to the GAO study with claims
                                           outpatient services provided after the                  payments for physician and other                      data from the IHS fiscal intermediary for
                                           effective date of the rule. The rule will               nonhospital services. These are the                   fiscal year (FY) 2012. Instead of
                                           apply to inpatient services with an                     same services at issue in this final rule.            analyzing the entire IHS system, as GAO
                                           admission that falls on or after the                    Since IHS is the payer of last resort, the            had done with data from 2010, IHS
                                           effective date of the rule. However, IHS                GAO excluded services where IHS                       focused on the potential impact to IHS
                                           also recognizes programs may not be                     would not have had primary                            PRC programs in the states of North and
                                           fully equipped to implement the rule                    responsibility, such as services covered              South Dakota. IHS was able to closely
                                           when it becomes effective. In                           by the patient’s insurance or another                 review the specific contracts in place
                                           accordance with 42 CFR 136.201(c),                      third party payer. The GAO also                       between IHS and physicians in these
                                           Tribal health programs may choose to                    excluded nonhospital services that were               two states by narrowing the geographic
                                           opt-in to the rule immediately, or                      not covered by the Medicare Physician                 focus of its analysis. IHS found that
                                           whenever they are able to fully                         Fee Schedule, as well as                              North Dakota providers who had an
                                           implement the rule. A health program                    anesthesiologists, based upon lack of                 agreement in place with IHS during FY
                                           operated by the IHS or by an urban                      information to determine comparable                   2012 would have received, on average,
                                           Indian organization through a contract                  Medicare rates.                                       31% less if payment rates for
                                           or grant under Title V of the IHCIA,                       Once the GAO had isolated the                      professional services and non-hospital-
                                           Public Law 94–437 should implement                      necessary IHS payment data, the GAO                   based care had been capped at the
                                           the rule as soon as possible, but must                  compared the IHS payments to the                      Medicare rate, while South Dakota
                                           implement the rates specified herein no                 corresponding rate on the 2010                        providers would have experienced the
                                           later than one year from the date of                    Medicare Physician Fee Schedule. The                  opposite and received, on average, 31%
                                           publication in the Federal Register.                    GAO adjusted the payment rates                        more. It is important to note that, of
                                                                                                   according to the physician’s                          those providing PRC services in FY
                                           IV. Collection of Information                           approximated geographic location and                  2012, only 15–16% had an agreement
                                           Requirements                                            the service setting, based upon Medicare              with IHS in either of these two states.
                                             These regulations do not impose any                   practice. The GAO also compared the                   The remaining 84–85% did not have an
                                           new information collection                              IHS payments to those that would have                 agreement in place with IHS in FY 2012
                                           requirements. Specifically, federal                     been made by private insurers using a                 and IHS estimates that these providers
                                           acquisition regulations already govern                  commercial claims and encounters                      would have been paid, on average, 35%
                                           the collection of contractor pricing data               database. The GAO specifically                        less in North Dakota and 52% less in
                                           and agency regulations and procedures                   compared payments for services                        South Dakota if the payments had been
                                           already govern the collection of                        occurring in the same county to account               capped at Medicare rates. While most of
                                           information necessary to process claims.                for any variation in payments due to                  the providers without an agreement
                                           The IHS will use the IHS purchase order                 location, by averaging the rate paid by               would have been paid less under this
                                           form number IHS–843 for collection of                   the private insurers for a service in each            analysis, IHS estimated that 26% in
                                           information. OMB No. 0917–0002.                         county and comparing that average rate                North Dakota and 21% in South Dakota
                                                                                                   with IHS payments in the same county.                 would have received higher payments,
                                           V. Regulatory Impact Statement                             The GAO evaluated the reliability of               because their billed charges were less
                                              The IHS has examined the impact of                   the data it had relied upon in its                    than the Medicare rates.
                                           this final rule as required by Executive                estimates, including the IHS claims                      Overall, IHS estimated that in
                                           Order 12866 (September 1993,                            data, the Medicare Physician Fee                      FY2012, it could have saved
                                           Regulatory Planning and Review), the                    Schedule data, and the private                        $2,074,638.28 in North Dakota and
                                           Regulatory Flexibility Act (RFA)                        insurance database. The GAO reviewed                  $5,498,089.09 in South Dakota if PRC
                                           (September 19, 1980, Pub. L. 96–354),                   the documentation and discussed the                   payments for professional services and
                                           and the Unfunded Mandates Reform Act                    database with officials it considered                 non-hospital-based care had been
                                           of 1995 (Pub. L. 104–4).                                knowledgeable in this area. The GAO                   capped at the Medicare rates. IHS noted
                                              Executive Order 12866 directs                        also performed data reliability checks to             that referral numbers and authorizations
                                           agencies to assess all costs and benefits               test the internal consistency and                     for payment are dependent on
                                           of available regulatory alternatives and,               reliability of the data. The GAO                      appropriation levels for each year. The
                                           if regulation is necessary, to select                   determined that the data was                          estimates provided by the IHS study
                                           regulatory approaches that maximize                     sufficiently reliable for its purposes after          were based upon the specific factors for
                                           net benefits (including potential                       taking these steps.                                   FY 2012, including rates and funding
                                           economic, environmental, public health                     IHS agrees with the methodology                    levels in place at that point in time. The
                                           and safety effects, distributive impacts,               utilized by the GAO in its report to                  IHS analysis looked closely at the
                                           and equity). A regulatory impact                        select, verify, and compare the                       potential impact on providers in these
                                           analysis (RIA) must be prepared for                     necessary elements of the GAO estimate.               two states, but it did not perform all of
                                           major rules with economically                           While the GAO study did not consider                  the detailed steps taken by the GAO to
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                                           significant effects ($100 million or more               the additional flexibility added to this              determine potential savings. Based upon
                                           in any one year). An April 2013 study                   final rule at the request of Tribes or                its limited analysis, though, IHS
                                           released by the Government                              payments made to anesthesiologists,                   determined that capping the PRC rates
                                           Accountability Office (GAO) found that                  IHS anticipates that most PRC programs                for professional services and non-
                                           if Federal PRC programs had paid                        and PRC payments under this final rule                hospital-based care would likely result
                                           Medicare rates for physicians’ services                 will closely follow the policy that the               in savings for IHS PRC programs.


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                                           14982              Federal Register / Vol. 81, No. 54 / Monday, March 21, 2016 / Rules and Regulations

                                              Both the GAO study and the IHS                          The Secretary has determined this                  ■ 2. Add subpart I, consisting of
                                           analysis note the possible consequences                 final rule will not have a significant                §§ 136.201 through 136.204, to read as
                                           of this policy change. The GAO study                    economic impact on a substantial                      follows:
                                           determined that providers overall would                 number of small entities as they are                  Subpart I—Limitation on Charges for Health
                                           receive less if the payments for                        defined in the RFA, 5 U.S.C. 601–612.                 Care Professional Services and Non-
                                           professional services and non-hospital-                 The final rule will not cause significant             Hospital-Based Care
                                           based care are capped at the applicable                 economic impact on health care                        Sec.
                                           Medicare rates. The IHS analysis                        providers, suppliers, or entities since               136.201 Applicability.
                                           acknowledged that most providers,                       only a small portion of the business of               136.202 Definitions.
                                           especially those without a contract with                such entities concern IHS beneficiaries.              136.203 Payment for provider and supplier
                                           IHS, would receive less under such a                    The April 2013 study released by the                       services purchased by Indian health
                                           policy change, but IHS also found that                  GAO found that of the physicians                           programs.
                                           some providers would receive more per                   sampled, the PRC program represented                  136.204 Authorization by urban Indian
                                           individual claim. During the interview                  a small portion of their practice and was                  organizations.
                                           portion of its study, the GAO spoke with                not a significant source of revenue.
                                                                                                                                                         Subpart I—Limitation on Charges for
                                           a few providers who already had                         Although the sampling of physicians
                                                                                                                                                         Health Care Professional Services and
                                           contracts with IHS to be paid at or                     was small, all of the sampled physicians
                                                                                                                                                         Non-Hospital-Based Care
                                           below Medicare rates. IHS also                          were in the top 25% in terms of volume
                                           estimated that adverse impacts on                       of paid services covered by PRC. IHS                  § 136.201   Applicability.
                                           providers could be mitigated by the                     believes the sample to be representative                The requirements of this Subpart shall
                                           additional referrals that would result                  of higher volume practitioners currently              apply to:
                                           from the PRC savings. In addition to the                providing services paid for by PRC.                     (a) Health programs operated by the
                                           providers, the GAO study noted                          Accordingly, pursuant to 5 U.S.C.                     Indian Health Service (IHS).
                                           possible concerns regarding access to                   605(b), the final rule is exempt from the               (b) Health programs operated by an
                                           care for patients. The IHS analysis did                 initial and final regulatory flexibility              urban Indian organization through a
                                           not delve into this particular issue.                   analysis requirements of sections 603                 contract or grant under Title V of the
                                           However, neither the GAO study nor the                  and 604.                                              Indian Health Care Improvement Act
                                           IHS analysis anticipated the additional                    Section 202 of the Unfunded                        (IHCIA), Public Law 94–437, as
                                           flexibility that would be built into this               Mandates Reform Act of 1995 requires                  amended.
                                           final rule, as part of the policy change.               that agencies assess anticipated costs                  (c) Health programs operated by an
                                           If IHS finds that providers in particular               and benefits before issuing any rule                  Indian Tribe or Tribal organization
                                           areas are choosing not to participate                   whose requirements mandate                            pursuant to a contract or compact with
                                           based upon the change in policy and the                 expenditure in any one year by State,                 the IHS under the Indian Self-
                                           supply of providers in that area is not                 local, or Tribal governments, in the                  Determination and Education
                                           sufficient to meet demand, thereby                      aggregate, or by the private sector, of               Assistance Act (25 U.S.C. 450 et seq.),
                                           impacting patient access to care, IHS                   $141 million. This proposal would not                 provided that the Indian Tribe or Tribal
                                           has certain flexibility to negotiate higher             impose substantial Federal mandates on                organization has agreed in such contract
                                           rates under this final rule to ensure that              State, local or Tribal governments or                 or compact to be bound by this Subpart
                                           patients are not negatively impacted.                   private sector.                                       pursuant to 25 U.S.C. 450l and 458aaa–
                                           Tribally-operated PRC programs will                                                                           16(e), as applicable.
                                           have the same flexibility, if they choose                  In accordance with the provisions of
                                           to opt-in to this final rule. IHS                       Executive Order 12866, this regulation                § 136.202   Definitions.
                                           beneficiaries as a whole will be able to                was reviewed by OMB.                                     For purposes of this subpart, the
                                           benefit from the change in policy, since                                                                      following definitions apply.
                                                                                                   List of Subjects in 42 CFR Part 136
                                           the savings will allow IHS to provide                                                                            Notification of a claim means, for the
                                           additional PRC services.                                 American Indian, Alaska Natives,                     purposes of part 136, and also 25 U.S.C.
                                                                                                   Health, Medicare.                                     1621s and 1646, the submission of a
                                              Although the GAO study and the IHS                                                                         claim that meets the requirements of 42
                                           analysis did not include other types of                   Dated: March 11, 2016.
                                                                                                                                                         CFR 136.24.
                                           non-hospital services or funding that                   Mary Smith,                                              (1) Such claims must be submitted
                                           goes to Tribal PRC programs, particular                 Principal Deputy Director, Indian Health              within the applicable time frame
                                           Tribes and tribal organizations may                     Service.                                              specified by 42 CFR 136.24, or if
                                           decide not to opt-in to this final rule.                  Dated: March 11, 2016.                              applicable, 25 U.S.C. 1646, and include
                                           Even if all of the Tribally-operated PRC                                                                      information necessary to determine the
                                                                                                   Sylvia M. Burwell,
                                           programs choose to participate, IHS                                                                           relative medical need for the services
                                           estimates that the increase in                          Secretary.
                                                                                                                                                         and the individual’s eligibility.
                                           purchasing power brought about by this                    For the reasons set forth in the                       (2) The information submitted with
                                           final rule would be unlikely to exceed                  preamble, the Indian Health Service is                the claim must be sufficient to:
                                           $100 million annually. Furthermore, if                  amending 42 CFR part 136 as set forth                    (i) Identify the patient as eligible for
                                           any PRC programs utilize the additional                 below:                                                IHS services (e.g., name, address, home
                                           flexibility added to this final rule and                                                                      or referring service unit, Tribal
                                           choose to negotiate rates above the                     PART 136—INDIAN HEALTH                                affiliation),
                                           applicable Medicare rates, the impact                                                                            (ii) Identify the medical care provided
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                                           would be even less likely to exceed                     ■ 1. The authority citation for part 136              (e.g., the date(s) of service, description
                                           $100 million annually. Office of                        continues to read as follows:                         of services), and
                                           Management and Budget (OMB) has                           Authority: 25 U.S.C. 13; sec. 3, 68 Stat. 674          (iii) Verify prior authorization by the
                                           determined that this is a significant                   (42 U.S.C., 2001, 2003); Sec. 1, 42 Stat. 208         IHS for services provided (e.g., IHS
                                           regulatory action under Executive Order                 (25 U.S.C. 13); 42 U.S.C. 2001, unless                purchase order number or medical
                                           12866.                                                  otherwise noted.                                      referral form) or exemption from prior


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                                                              Federal Register / Vol. 81, No. 54 / Monday, March 21, 2016 / Rules and Regulations                                          14983

                                           authorization (e.g., copies of pertinent                and other related pricing and discount                payment amount determined under this
                                           clinical information for emergency care                 data to ensure that the I/T/U is receiving            section not covered by any other payer;
                                           that was not prior-authorized).                         a fair and reasonable price. The MFC                    (4) The I/T/U payment will not
                                              (3) To be considered sufficient                      rate limitation shall not apply if:                   exceed the rate calculated in accordance
                                           notification of a claim, claims submitted                  (i) The prices offered to the I/T/U are            with paragraph (a) of this section (plus
                                           by providers and suppliers for payment                  fair and reasonable, as determined by                 applicable cost sharing); and
                                           must be in a format that complies with                  the I/T/U, even though comparable                       (5) When payment is made by
                                           the format required for submission of                   discounts were not negotiated; and                    Medicaid it is considered payment in
                                           claims under title XVIII of the Social                     (ii) The award is otherwise in the best            full and there will be no additional
                                           Security Act (42 U.S.C. 1395 et seq.) or                interest of the I/T/U, as determined by               payment made by the I/T/U to the
                                           recognized under section 1175 of such                   the I/T/U.                                            amount paid by Medicaid.
                                           Act (42 U.S.C. 1320d–4).                                   (2) If an amount has not been                        (c) Authorized services: Payment shall
                                              Provider, as used in this subpart only,              negotiated in accordance with                         be made only for those items and
                                           means a provider of services not                        paragraph (a)(1) of this section, the I/T/            services authorized by an I/T/U
                                           governed by or subject to 42 CFR part                   U will pay the lowest of the following                consistent with this part 136 or section
                                           136 subpart D, and may include, but not                 amounts:                                              503(a) of the IHCIA, Public Law 94–437,
                                           limited to, a skilled nursing facility,                    (i) The applicable Medicare payment                as amended, 25 U.S.C. 1653(a).
                                           comprehensive outpatient rehabilitation                 amount, including payment according                     (d) No additional charges:
                                           facility, home health agency, or hospice                to a fee schedule, a prospective payment                (1) If an amount has not been
                                           program.                                                system or based on reasonable cost                    negotiated under paragraph (a)(1) of this
                                              Referral means an authorization for                  (‘‘Medicare rate’’) for the period in                 section, the health care provider or
                                           medical care by the appropriate                         which the service was provided, or in                 supplier shall be deemed to have
                                           ordering official in accordance with 42                 the event of a Medicare waiver, the                   accepted the applicable payment
                                           CFR part 136 subpart C.                                 payment amount will be calculated in                  amount under paragraph (a)(2) of this
                                              Repricing agent means an entity that                 accordance with such waiver.                          section as payment in full if:
                                           offers an IHS, Tribe or Tribal                             (ii) An amount negotiated by a                       (i) The services were provided based
                                           organization, or urban Indian                           repricing agent if the provider or                    on a Referral, as defined in § 136.202;
                                           organization (I/T/U) discounted rates                   supplier is participating within the                  or,
                                           from non-I/T/U public and private                       repricing agent’s network and the I/T/U                 (ii) The health care provider or
                                           providers as a result of existing                       has a pricing arrangement or contract                 supplier submits a Notification of a
                                           contracts that the non-I/T/U public or                  with that repricing agent.                            Claim for payment to the I/T/U; or
                                           private provider may have within the                       (iii) An amount not to exceed the                    (iii) The health care provider or
                                           commercial health care industry.                        provider or supplier’s MFC rate, as                   supplier accepts payment for the
                                              Supplier, as used in this subpart only,              evidenced by commercial price lists or                provision of services from the I/T/U.
                                           means a physician or other practitioner,                paid invoices and other related pricing                 (2) A payment made and accepted in
                                           a facility, or other entity (other than a               and discount data to ensure that the I/               accordance with this section shall
                                           provider) not already governed by or                    T/U is receiving a fair and reasonable                constitute payment in full and the
                                           subject to 42 CFR part 136 subpart D,                   price, but only to the extent such                    provider or its agent, or supplier or its
                                           that furnishes items or services under                  evidence is reasonably accessible and                 agent, may not impose any additional
                                           this Subpart.                                           available to the I/T/U.                               charge—
                                                                                                      (3) In the event that a Medicare rate                (i) On the individual for I/T/U
                                           § 136.203 Payment for provider and                      does not exist for an authorized item or              authorized items and services; or
                                           supplier services purchased by Indian                   service, and no other payment                           (ii) For information requested by the
                                           health programs.                                        methodology provided for in paragraph                 I/T/U or its agent or fiscal intermediary
                                              (a) Payment to providers and                         (a)(1) or (2) of this section are accessible          for the purposes of payment
                                           suppliers not covered by 42 CFR part                    or available, the allowable amount shall              determinations or quality assurance.
                                           136 subpart D, for any level of care                    be deemed to be 65% of authorized                       (e) IHS will not adjudicate a
                                           authorized under part 136, subpart C by                 charges.                                              notification of a claim that does not
                                           a Purchased/Referred Care (PRC)                            (b) Coordination of benefits and                   contain the information required by
                                           program of the IHS; or authorized by a                  limitation on recovery: If an I/T/U has               § 136.24 with an approval or denial,
                                           Tribe or Tribal organization carrying out               authorized payment for items and                      except that IHS may request further
                                           a PRC program of the IHS under the                      services provided to an individual who                information from the individual, or as
                                           Indian Self-Determination and                           is eligible for benefits under Medicare,              applicable, the provider or supplier,
                                           Education Assistance Act, as amended,                   Medicaid, or another third party payer—               necessary to make a decision. A
                                           Public Law 93–638, 25 U.S.C. 450 et                        (1) The I/T/U is the payer of last resort          notification of a claim meeting the
                                           seq.; or authorized for purchase under                  under 25 U.S.C. 1623(b);                              requirements specified herein does not
                                           § 136.31 by an urban Indian                                (2) If there are any third party payers,           guarantee payment.
                                           organization (as that term is defined in                the I/T/U will pay the amount for which                 (f) No service shall be authorized and
                                           25 U.S.C. 1603(h)) (hereafter collectively              the patient is being held responsible                 no payment shall be issued in excess of
                                           ‘‘I/T/U’’), shall be determined based on                after the provider or supplier of services            the rate authorized by this section.
                                           the applicable method in this section:                  has coordinated benefits and all other
                                              (1) If a specific amount has been                    alternate resources have been                         § 136.204 Authorization by an urban Indian
                                           negotiated with a specific provider or                  considered and paid, including                        organization.
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                                           supplier or its agent by the I/T/U, the I/              applicable co-payments, deductibles,                    An urban Indian organization may
                                           T/U will pay that amount, provided that                 and coinsurance that are owed by the                  authorize for purchase items and
                                           such amount is equal to or better than                  patient;                                              services for an eligible urban Indian as
                                           the provider or supplier’s Most Favored                    (3) The maximum payment by the                     those terms are defined in 25 U.S.C.
                                           Customer (MFC) rate, as evidenced by                    I/T/U will be only that portion of the                1603(f) and (h) according to section 503
                                           commercial price lists or paid invoices                                                                       of the IHCIA and applicable regulations.


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                                           14984              Federal Register / Vol. 81, No. 54 / Monday, March 21, 2016 / Rules and Regulations

                                           Services and items furnished by                         accessible formats for people with                    of service they provide to the TRS Fund
                                           physicians and other health care                        disabilities (Braille, large print,                   administrator on a monthly basis and
                                           professionals and non-hospital-based                    electronic files, audio format), send an              are compensated for these minutes
                                           entities shall be subject to the payment                email to fcc504@fcc.gov or call the                   based on rates set annually by the
                                           methodology set forth in § 136.203.                     Consumer and Governmental Affairs                     Commission. The Commission currently
                                           [FR Doc. 2016–06087 Filed 3–18–16; 8:45 am]             Bureau at 202–418–0530 (voice), 202–                  uses a three-tier compensation rate
                                           BILLING CODE 4165–16–P
                                                                                                   418–0432 (TTY).                                       structure that allows smaller providers
                                                                                                                                                         to receive more compensation per
                                                                                                   Final Paperwork Reduction Act of 1995
                                                                                                                                                         minute, on average, than larger
                                                                                                   Analysis
                                                                                                                                                         providers. A tiered compensation rate
                                           FEDERAL COMMUNICATIONS                                    Document FCC 16–25 does not                         structure allows providers to earn a
                                           COMMISSION                                              contain new or modified information                   higher compensation rate on the initial
                                                                                                   collection requirements subject to the                minutes of service provided each
                                           47 CFR Part 64
                                                                                                   Paperwork Reduction Act (PRA) of                      month. Pursuant to the three-tiered VRS
                                           [CG Docket Nos. 10–51 and 03–123; FCC                   1995, Public Law 104–13. In addition,                 rate structure as modified in the VRS
                                           16–25]                                                  therefore, it does not contain any new                Reform Order, the Tier I rate (the
                                                                                                   or modified information collection                    highest rate) applies to a provider’s first
                                           Structure and Practices of the Video                    burden for small business concerns with               500,000 monthly VRS minutes, the Tier
                                           Relay Service Program;                                  fewer than 25 employees, pursuant to                  II rate applies to a provider’s second
                                           Telecommunications Relay Services                       the Small Business Paperwork Relief                   500,000 monthly minutes, and the Tier
                                           and Speech-to-Speech Services for                       Act of 2002, Public Law 107–198, see 44               III rate (the lowest rate) applies to
                                           Individuals With Hearing and Speech                     U.S.C. 3506(c)(4).                                    monthly minutes in excess of 1,000,000.
                                           Disabilities                                                                                                  As a result, smaller providers receive
                                                                                                   Congressional Review Act
                                           AGENCY:  Federal Communications                                                                               more compensation per minute, on
                                           Commission.                                               The Commission will not send a copy                 average, than larger providers.
                                                                                                   of FCC 16–25 pursuant to the                             3. In the VRS Reform Order, the
                                           ACTION: Final rule.
                                                                                                   Congressional Review Act, see 5 U.S.C.                Commission recognized a need to better
                                           SUMMARY:   In this document, the                        801(a)(1)(A), because the Commission                  align VRS compensation rates with the
                                           Commission modifies its four-year                       adopted no rules therein, as defined in               allowable costs of this service, pending
                                           compensation rate plan for Video Relay                  5 U.S.C. 804(3). Rather, the Commission               a further determination as to VRS
                                           Service (VRS), adopted in 2013, by                      modified the rates applicable to                      compensation methodology. To that
                                           temporarily ‘‘freezing’’ the rate of                    compensation paid to VRS providers                    end, and as an alternative to
                                           compensation paid from the Interstate                   from the TRS Fund.                                    immediately reducing rates to a level
                                           Telecommunications Relay Services                       Synopsis                                              based on average costs, the Commission
                                           Fund (TRS Fund) to VRS providers                                                                              adopted a four-year schedule that
                                           handling 500,000 or fewer monthly                          1. In 2013, the Commission adopted a               gradually adjusts the VRS compensation
                                           minutes and directs the TRS Fund                        Report and Order amending its                         rates downward every six months,
                                           administrator to pay compensation to                    telecommunications relay service (TRS)                beginning July 1, 2013, and ending June
                                           such providers at a rate of $5.29 per                   rules to improve the structure,                       30, 2017. (In document FCC 16–25, the
                                           VRS minute for a 16-month period.                       efficiency, and quality of the VRS                    term ‘‘average,’’ when used to describe
                                                                                                   program, reduce the risk of waste, fraud,             multiple providers’ costs, means an
                                           DATES: Effective April 20, 2016.
                                                                                                   and abuse, and ensure that the program                average of provider costs weighted in
                                           FOR FURTHER INFORMATION CONTACT:
                                                                                                   makes full use of advances in                         proportion to each provider’s total
                                           Robert Aldrich, Consumer and                            commercially-available technology.
                                           Governmental Affairs Bureau, at 202–                                                                          minutes.) Subsequently, in a Further
                                                                                                   Structure and Practices of the Video                  Notice of Proposed Rulemaking released
                                           418–0996 or email Robert.Aldrich@                       Relay Services Program,
                                           fcc.gov.                                                                                                      November 3, 2015, the Commission
                                                                                                   Telecommunications Relay Services and                 proposed to temporarily freeze the
                                           SUPPLEMENTARY INFORMATION: This is a                    Speech-to-Speech Services for                         compensation rates of providers
                                           summary of the Commission’s Structure                   Individuals with Hearing and Speech                   handling 500,000 or fewer monthly
                                           and Practices of the Video Relay Service                Disabilities, CG Docket Nos. 10–51, 03–               minutes. Structure and Practices of the
                                           Program and Telecommunications                          123, Report and Order and Further                     Video Relay Services Program,
                                           Relay Services and Speech-to-Speech                     Notice of Proposed Rulemaking,                        Telecommunications Relay Services and
                                           Services for Individuals with Hearing                   published at 78 FR 40407, July 5, 2013                Speech-to-Speech Services for
                                           and Speech Disabilities, Report and                     (VRS Reform Order), and 78 FR 40582,                  Individuals with Hearing and Speech
                                           Order, document FCC 16–25, adopted                      July 5, 2013 (VRS Reform FNPRM), aff’d                Disabilities, CG Docket Nos. 10–51, 03–
                                           on March 1, 2016, and released on                       in part and vacated in part sub nom.                  123, Further Notice of Proposed
                                           March 3, 2016, in CG Docket Nos. 10–                    Sorenson Communications, Inc. v. FCC,                 Rulemaking, published at 80 FR 72029,
                                           51 and 03–123. The full text of                         765 F.3d 37 (D.C. Cir. 2014) (Sorenson).              November 18, 2015, (VRS Rate Freeze
                                           document FCC 16–25 will be available                    The VRS Reform Order established the                  FNPRM).
                                           for public inspection and copying via                   rates at which VRS providers are                         4. The Commission adopts its
                                           ECFS, and during regular business                       compensated from the Interstate                       proposal to temporarily ‘‘freeze’’ the
                                           hours at the FCC Reference Information                  Telecommunications Relay Service                      compensation rates of providers
                                           Center, Portals II, 445 12th Street SW.,                Fund (TRS Fund) for a four-year period                handling 500,000 or fewer monthly
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                                           Room CY–A257, Washington, DC 20554.                     beginning July 1, 2013, and adopted                   minutes (the smallest VRS providers)
                                           Document FCC 16–25 can also be                          structural reforms designed to establish              and directs the TRS Fund administrator
                                           downloaded in Word or Portable                          a more level playing field for all VRS                to pay compensation, subject to a
                                           Document Format (PDF) at: https://                      providers.                                            possible true-up, at a compensation rate
                                           www.fcc.gov/general/disability-rights-                     2. Pursuant to the TRS rules, VRS                  of $5.29 per VRS minute for the period
                                           office-headlines. To request materials in               providers submit the number of minutes                from July 1, 2015, to October 31, 2016.


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Document Created: 2016-03-19 01:00:57
Document Modified: 2016-03-19 01:00:57
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule with comment period.
ContactMs. Terri Schmidt, Acting Director, Indian Health Service, Office of Resource Access and Partnerships, 5600 Fishers Lane, Mailstop 10E85-C, Rockville, Maryland 20857, telephone (301) 443-2694. (This is not a toll free number.)
FR Citation81 FR 14977 
RIN Number0917-AA12
CFR AssociatedAmerican Indian; Alaska Natives; Health and Medicare

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