81 FR 17225 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 59 (March 28, 2016)

Page Range		17225-17225
FR Document		2016-07021

Federal Register, Volume 81 Issue 59 (Monday, March 28, 2016)

[Federal Register Volume 81, Number 59 (Monday, March 28, 2016)]
[Notices]
[Page 17225]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-07021]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given that, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, the Securities and 
Exchange Commission will hold an Open Meeting on Wednesday, March 30, 
2016 at 10:00 a.m. in the Auditorium, Room L-002.
    The subject matter of the Open Meeting will be:
    1. The Commission will consider whether to issue a concept release 
seeking comment on modernizing certain business and financial 
disclosure requirements in Regulation S-K.
    2. The Commission will consider whether to adopt rules under the 
Securities Exchange Act of 1934 regarding the business conduct 
standards for security-based swap dealers and major security-based swap 
participants.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted, or postponed, please contact: the Office of the 
Secretary at (202) 551-5400.

    Dated: March 23, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016-07021 Filed 3-24-16; 4:15 pm]
 BILLING CODE 8011-01-P

Federal Register / Vol. 81, No. 59 / Monday, March 28, 2016 / Notices 17225

those that may be withheld from the Dated: March 23, 2016. and transmission of data pursuant to
public in accordance with the Brent J. Fields, Appendices B and C of the Plan.5
provisions of 5 U.S.C. 552, will be Secretary. The text of the proposed rule change
available for Web site viewing and [FR Doc. 2016–07021 Filed 3–24–16; 4:15 pm] is available at the Exchange’s Web site
printing in the Commission’s Public BILLING CODE 8011–01–P at www.batstrading.com, at the
Reference Room, 100 F Street NE., principal office of the Exchange, and at
Washington, DC 20549, on official
the Commission’s Public Reference
business days between the hours of SECURITIES AND EXCHANGE Room.
10:00 a.m. and 3:00 p.m. Copies of the COMMISSION
filing also will be available for II. Self-Regulatory Organization’s
inspection and copying at the principal Statement of the Purpose of, and
[Release No. 34–77416; File No. SR-
office of the Exchange. All comments BatsEDGX–2016–01] Statutory Basis for, the Proposed Rule
received will be posted without change; Change
the Commission does not edit personal Self-Regulatory Organizations; Bats
identifying information from EDGX Exchange, Inc. f/k/a EDGX In its filing with the Commission, the
submissions. You should submit only Exchange, Inc.; Notice of Filing and Exchange included statements
information that you wish to make Immediate Effectiveness of a Proposed concerning the purpose of and basis for
available publicly. All submissions Rule Change to Adopt Exchange Rule the proposed rule change and discussed
should refer to File Number SR– 11.27 To Implement the Regulation any comments it received on the
BatsEDGA–2016–01, and should be NMS Plan To Implement a Tick Size proposed rule change. The text of these
submitted on or before April 18, 2016. Pilot Program statements may be examined at the
For the Commission, by the Division of places specified in Item IV below. The
March 22, 2016. Exchange has prepared summaries, set
Trading and Markets, pursuant to delegated
authority.46 Pursuant to Section 19(b)(1) of the forth in Sections A, B, and C below, of
Securities Exchange Act of 1934 (the the most significant parts of such
Brent J. Fields,
‘‘Act’’),1 and Rule 19b–4 thereunder,2 statements.
Secretary.
notice is hereby given that on March 15,
[FR Doc. 2016–06864 Filed 3–25–16; 8:45 am] 2016, Bats EDGX Exchange, Inc. f/k/a A. Self-Regulatory Organization’s
BILLING CODE 8011–01–P EDGX Exchange, Inc. (the ‘‘Exchange’’ Statement of the Purpose of, and the
or ‘‘EDGX’’) filed with the Securities Statutory Basis for, the Proposed Rule
and Exchange Commission Change
SECURITIES AND EXCHANGE (‘‘Commission’’) the proposed rule
COMMISSION 1. Purpose
change as described in Items I and II
Sunshine Act Meeting below, which Items have been prepared On August 25, 2014, NYSE Group,
by the Exchange. The Exchange has Inc., on behalf of the Exchange, BZX,
Notice is hereby given that, pursuant designated this proposal as a ‘‘non- Bats BYX Exchange, Inc., Chicago Stock
to the provisions of the Government in controversial’’ proposed rule change Exchange, Inc., Bats EDGA Exchange,
the Sunshine Act, Public Law 94–409, pursuant to Section 19(b)(3)(A) of the Inc., Financial Industry Regulatory
the Securities and Exchange Act 3 and Rule 19b–4(f)(6)(iii) Authority, Inc. (‘‘FINRA’’), NASDAQ
Commission will hold an Open Meeting thereunder,4 which renders it effective OMX BX, Inc., NASDAQ OMX PHLX
on Wednesday, March 30, 2016 at 10:00 upon filing with the Commission. The LLC, the Nasdaq Stock Market LLC,
a.m. in the Auditorium, Room L–002. Commission is publishing this notice to New York Stock Exchange LLC
The subject matter of the Open solicit comments on the proposed rule (‘‘NYSE’’), NYSE MKT LLC, and NYSE
Meeting will be: change from interested persons.
Arca, Inc. (collectively ‘‘Participants’’),
1. The Commission will consider I. Self-Regulatory Organization’s filed with the Commission, pursuant to
whether to issue a concept release Statement of the Terms of Substance of Section 11A of the Act 6 and Rule 608
seeking comment on modernizing the Proposed Rule Change of Regulation NMS thereunder,7 the
certain business and financial The Exchange filed a proposal to Plan to Implement a Tick Size Pilot
disclosure requirements in Regulation adopt Exchange Rule 11.27 to Program (‘‘Pilot’’).8 The Participants
S–K. implement the Regulation NMS Plan to filed the Plan to comply with an order
2. The Commission will consider Implement a Tick Size Pilot Program issued by the Commission on June 24,
whether to adopt rules under the (‘‘Plan’’). Specifically, the Exchange 2014.9 The Plan 10 was published for
Securities Exchange Act of 1934 proposed Rule 11.27(b) to set forth the comment in the Federal Register on
regarding the business conduct requirements for the collection and November 7, 2014, and approved by the
standards for security-based swap transmission of data pursuant to
dealers and major security-based swap Appendices B and C of the Plan. The 5 See Securities Exchange Act Release Nos. 77105

proposed rule change is substantially (February 10, 2016), 81 FR 8112 (February 17, 2016)
participants. (order approving SR–BATS–2015–102); and 77310
At times, changes in Commission similar to proposed rule changes (March 7, 2016) (notice for comment and immediate
priorities require alterations in the recently approved or published by the effectiveness of SR–BATS–2016–27).
scheduling of meeting items. Commission by the Bats BZX Exchange, 6 15 U.S.C. 78k–1.

Inc. f/k/a BATS Exchange, Inc. (‘‘BZX’’) 7 17 CFR 242.608.
Lhorne on DSK5TPTVN1PROD with NOTICES

For further information and to to adopt BZX Rule 11.27(b) which also 8 See Letter from Brendon J. Weiss, Vice
ascertain what, if any, matters have been sets forth requirements for the collection President, Intercontinental Exchange, Inc., to
added, deleted, or postponed, please Secretary, Commission, dated August 25, 2014.
9 See Securities Exchange Act Release No. 72460
contact: the Office of the Secretary at 1 15 U.S.C. 78s(b)(1). (June 24, 2014), 79 FR 36840 (June 30, 2014).
(202) 551–5400. 2 17 CFR 240.19b-4. 10 Unless otherwise specified, capitalized terms
3 15 U.S.C. 78s(b)(3)(A).
used in this rule filing are based on the defined
46 17 CFR 200.30–3(a)(12). 4 17 CFR 240.19b-4(f)(6)(iii). terms of the Plan.

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Document Created: 2016-03-26 00:12:39
Document Modified: 2016-03-26 00:12:39

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		81 FR 17225