81_FR_17828 81 FR 17767 - Notice of order soliciting community proposals

81 FR 17767 - Notice of order soliciting community proposals

DEPARTMENT OF TRANSPORTATION
Office of the Secretary of Transportation

Federal Register Volume 81, Issue 61 (March 30, 2016)

Page Range17767-17782
FR Document2016-07286

The Department of Transportation is soliciting proposals from communities or consortia of communities interested in receiving grants under the Small Community Air Service Development Program. The full text of the Department's order, including Appendices, is included in this Notice. As noted in the order, an application for a grant under this program must include a Grant Proposal of no more than 20 pages (one-sided only), a completed Application for Federal Domestic Assistance (SF424), a Summary Information Schedule, and any letters from the applicant community showing support.

Federal Register, Volume 81 Issue 61 (Wednesday, March 30, 2016)
[Federal Register Volume 81, Number 61 (Wednesday, March 30, 2016)]
[Notices]
[Pages 17767-17782]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-07286]


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DEPARTMENT OF TRANSPORTATION

Office of the Secretary of Transportation

[Docket No. DOT-OST-2016-0037]


Notice of order soliciting community proposals

AGENCY: Department of Transportation, Office of the Secretary.

ACTION: Notice of order soliciting community proposals (Order 2016-3-
32).

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SUMMARY: The Department of Transportation is soliciting proposals from 
communities or consortia of communities interested in receiving grants 
under the Small Community Air Service Development Program. The full 
text of the Department's order, including Appendices, is included in 
this Notice. As noted in the order, an application for a grant under 
this program must include a Grant Proposal of no more than 20 pages 
(one-sided only), a completed Application for Federal Domestic 
Assistance (SF424), a Summary Information Schedule, and any letters 
from the applicant community showing support.

DATES: Applications must be submitted no later than May 2, 2016.

ADDRESSES: Communities must submit applications electronically through 
http://www.grants.gov.

FOR FURTHER INFORMATION CONTACT: Brooke Chapman, Associate Director, 
Small Community Air Service Development Program, Office of Aviation 
Analysis, 1200 New Jersey Avenue SE., W86-307, Washington, DC 20590, 
(202) 366 0577.

SUPPLEMENTARY INFORMATION: By this order, the U.S. Department of 
Transportation (the Department or DOT) invites proposals from 
communities and/or consortia of communities interested in obtaining a 
federal grant under the Small Community Air Service Development Program 
(``Small Community Program'' or ``SCASDP'') to address air service and 
airfare issues in their communities. Subject to the availability of 
funding, the Department has up to $5 million available for FY 2016 
grant awards to carry out this program. There is no other limitation on 
the amount of individual awards, and the amounts awarded will vary 
depending upon the features and merits of the selected proposals. In 
past years, the Department's individual grant sizes have ranged from 
$20,000 to nearly $1.6 million. Funding amounts made available for 
reimbursement may be impacted by future limitations placed on the 
spending authority and appropriations enacted for the Department. OST 
cannot award grants until the enactment of authorizing legislation, an 
appropriations act, budget authority, and apportionment from the Office 
of Management and Budget (OMB). OST may, at its discretion, issue 
partial funding awards up to the level authorized and provided that the 
above conditions are met. Additional information on the budget process 
may be found in OMB A-11: http://www.whitehouse.gov/omb/circulars_default/.
    Applications of no more than 20 one-sided pages each (excluding the 
completed Application for Federal Domestic Assistance (SF424), Summary 
Information schedule, and any letters from the community or an air 
carrier showing support for the application), including all required 
information, must be submitted to www.grants.gov no later than 5:00 
p.m. EDT on May 2, 2016. Applicants are strongly encouraged to submit 
applications in advance of the deadline. Please be aware that 
applicants must complete the grants.gov registration process before 
submitting an application, and that this process usually takes two to 
four weeks to complete.\1\ The Department will not accept late-filed 
applications except under limited circumstances related to technical 
difficulties. Additional information on applying through grants.gov is 
in Appendix A, including a notice regarding late-filed applications.
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    \1\ If an applicant experiences difficulties at any point during 
the registration or application process, it should contact the 
grants.gov support center by email (grants.gov">support@grants.gov) or by 
telephone (1-800-518-4726, available 24/7 except Federal holidays). 
See www.grants.gov/web/grants/support.html.

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[[Page 17768]]

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    This order is organized into the following sections:

I. Background
II. Selection Criteria and Guidance on Application of Selection 
Criteria
III. Evaluation and Selection Process
IV. How To Apply
V. Air Service Development Zone
VI. Grant Administration
VII. Questions and Clarifications
Appendix A--Additional Information on Applying Through 
www.grants.gov
Appendix B--Summary Information
Appendix C--Application Checklist
Appendix D--Confidential Commercial Information

I. Background

    The Small Community Program was established by the Wendell H. Ford 
Aviation Investment and Reform Act for the 21st Century (Pub. L. 106-
181), reauthorized by the Vision 100-Century of Aviation 
Reauthorization Act (Pub. L. 108-176), and subsequently reauthorized by 
the FAA Modernization and Reform Act of 2012 (Pub. L. 112-95) (FAA 
2012), as amended. The program is designed to provide financial 
assistance to small communities in order to help them enhance their air 
service. The Department provides this assistance in the form of 
monetary grants that are disbursed on a reimbursable basis. 
Authorization for this program is codified at 49 U.S.C. 41743.
    The Small Community Program is authorized to receive appropriations 
under 49 U.S.C. 41743(e)(2), as amended. Appropriations are provided 
for this program for award selection in FY 2016 pursuant to FAA 2012 
and the Consolidated Appropriations Act, 2016 (Pub. L. 114-113). The 
Airport and Airway Extension Act of 2015 provides contract authority 
until March 31, 2016, for the Airport Improvement Program, which funds 
SCASDP. Therefore, subject to the availability of funding, the 
Department has up to $5 million available for FY 2016 grant awards to 
carry out this program. There is no other limitation on the amount of 
individual awards, and the amounts awarded will vary depending upon the 
features and merits of the selected proposals. In past years, the 
Department's individual grant sizes have ranged from $20,000 to nearly 
$1.6 million. Funding amounts made available for reimbursement may be 
impacted by future limitations placed on the spending authority and 
appropriations enacted for the Department. OST cannot award grants 
until the enactment of authorizing legislation, an appropriations act, 
budget authority, and apportionment from the Office of Management and 
Budget (OMB). OST may, at its discretion, issue partial funding awards 
up to the level authorized and provided that the above conditions are 
met. Additional information on the budget process may be found in OMB 
A-11: http://www.whitehouse.gov/omb/circulars_default/.

A. Eligible Applicants

    Eligible applicants are small communities that meet the following 
statutory criteria under 49 U.S.C. 41743, as amended by Public Law 114-
113:
    1. (a) The airport serving the community or consortium is not 
larger than a small hub airport, according to FAA hub classifications 
effective on the date of service of this Order,\2\ or
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    \2\ ``Small hub airport'' is defined in 49 U.S.C. 47102 (23) as 
``a commercial service airport that has at least 0.05 percent but 
less than 0.25 percent of the passenger boardings.'' See also http://www.faa.gov/airports/planning_capacity/passenger_allcargo_stats/categories/. For FAA passenger enplanement information to use to 
determine an airport's eligibility as a small hub airport, see 
http://www.faa.gov/airports/planning_capacity/passenger_allcargo_stats/passenger/.
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    (b) As of calendar year 1997, the airport serving the community or 
consortium was not larger than a small hub airport,\3\ and
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    \3\ See, http://www.dot.gov/policy/aviation-policy/small-community-rural-air-service/SCASDP, for the FAA's 1997 list of 
Primary and Nonprimary Commercial Service Airports.
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    2. It has insufficient air carrier service or unreasonably high air 
fares; and
    3. The airport serving the community presents characteristics, such 
as geographic diversity or unique circumstances that demonstrate the 
need for, and feasibility of, grant assistance from the Small Community 
Program.\4\
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    \4\ 49 U.S.C. 41743(c)(1), (2).
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    No more than four communities or consortia of communities, or a 
combination thereof, from the same State may be selected to participate 
in the program in any fiscal year. No more than 40 communities or 
consortia of communities, or a combination thereof, may be selected to 
participate in the program in each year for which the funds are 
appropriated.
    Consortium applications: Both individual communities and consortia 
of communities are eligible for SCASDP funds. An application from a 
consortium of communities must be one that seeks to facilitate the 
efforts of the communities working together toward one joint grant 
project, with one joint objective, including the establishment of one 
entity to ensure that the joint objective is accomplished.
    Multiple applications prohibited: A community may file only one 
application for a grant, either individually or as part of a 
consortium.
    Communities without existing air service: Communities that do not 
currently have commercial air service are eligible for SCASDP funds.
    Essential Air Service communities: Small communities that meet the 
basic SCASDP criteria and currently receive subsidized air service 
under the Essential Air Service (``EAS'') program are eligible to apply 
for SCASDP funds. However, grant awards to EAS-subsidized communities 
are limited to marketing or promotion projects that support existing or 
newly subsidized EAS. Grant funds will not be authorized for EAS-
subsidized communities to support any new competing air service. 
Furthermore, no funds will be authorized to support additional flights 
by EAS carriers or changes to those carriers' existing schedules. These 
restrictions are necessary to avoid conflicts with the mandate of the 
EAS program.
    Alternate Essential Air Service communities: Likewise, small 
communities that meet the basic SCASDP criteria and currently receive 
assistance under the Alternate Essential Air Service Pilot Program 
(``Alternate EAS Pilot Program'') (49 U.S.C. 41745(a)) are eligible to 
apply for SCASDP funds. Since the Alternate EAS Pilot Program is a 
substitute/alternative to traditional EAS, we would consider 
applications from communities receiving assistance under 49 U.S.C. 
41745(a) only for marketing or promotion projects; however, if the 
community is already receiving Department support for marketing 
projects, per the community's proposal under the Alternate EAS Pilot 
Program, the community's project would not be considered for a SCASDP 
grant.

Eligible Projects

    The Department is authorized to award grants under 49 U.S.C. 41743 
to communities that seek to provide assistance to:
     A U.S. air carrier \5\ to subsidize service to and from an 
underserved airport for a period not to exceed 3 years;
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    \5\ Only U.S. air carriers are eligible to receive assistance 
from communities under SCASDP. See 49 U.S.C. 41743(d)(1) and 
40102(a)(2).
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     An underserved airport to obtain service to and from the 
underserved airport; and/or
     An underserved airport to implement such other measures as 
the Secretary, in consultation with such airport, considers appropriate 
to improve air service both in terms of the

[[Page 17769]]

cost of such service to consumers and the availability of such service, 
including improving air service through marketing and promotion of air 
service and enhanced utilization of airport facilities.
    Applicants should also keep in mind the following statutory 
restrictions on eligible projects:
     An applicant may not receive an additional grant to 
support the same project from a previous grant (see Same Project 
Limitation below); and
     An applicant may not receive an additional grant, prior to 
the completion of its previous grant (see Concurrent Grant Limitation 
below).
    Same Project Limitation: Under 49 U.S.C. 41743(c), a community or 
consortium may not receive an additional grant to support the same 
project for which it received a previous grant (Same Project 
Limitation).\6\ In assessing whether a previous grantee's current 
application represents a new project, the Department will compare the 
goals and objectives of the previous grant, including the key 
components of the means by which those goals and objectives were to be 
achieved, to the current application. For example, if a community 
received an earlier grant to support a revenue guarantee for service to 
a particular destination or direction, a new application by that 
community for another revenue guarantee for service to the same 
destination or in the same direction is ineligible, even if the revenue 
guarantee were structured differently or the type of carrier were 
different. However, a new application by such a previous grantee for 
service to a new destination or direction using a revenue guarantee, or 
for general marketing of the airport and the various services it 
offers, is eligible.\7\ The Department recognizes that not all revenue 
guarantees, marketing agreements, studies, or other activities are of 
the same nature, and that if a subsequent application incorporates 
different goals or significantly different components, it may be 
sufficiently different to constitute a new project under 49 U.S.C. 
41743(c).
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    \6\ This limitation applies for all projects contained in a 
previous grant agreement's scope; thus, even if the community did 
not actively implement a project listed in the scope of an earlier 
grant agreement, it may not receive funding for that project in a 
subsequent round of SCASDP funding.
    \7\ As noted in the ``Market Analysis'' subsection of section C 
below, target markets proposed by communities may be destination 
specific (e.g., service to LAX), a geographic region (e.g., 
northwest mountain region) or directional (e.g., hub in the 
southeastern United States or a point north, south, east, or west of 
the applicant community).
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    Concurrent Grant Limitation: A community or consortium may have 
only one SCASDP grant at any time. If a community or consortium applies 
for a subsequent SCASDP grant when its current grant has not yet 
expired, that community/consortium must notify the Department of its 
intent to terminate the current SCASDP grant, and if the community/
consortium is selected for a new grant, such termination must take 
place prior to entering into the new grant agreement. In addition, for 
consortium member applicants, permission must be granted from both the 
grant sponsor and the Department to withdraw from the current SCASDP 
grant before that consortium member will be deemed eligible to receive 
a subsequent SCASDP grant.
    Airport Capital Improvements Ineligible: Airport capital 
improvement projects, including, but not limited to, runway expansions 
and enhancements, the construction of additional aircraft gates, and 
other airport terminal expansions and reconfigurations are ineligible 
for funding under the Small Community Program. Airports seeking funding 
for airport capital improvement projects may want to consult with their 
local FAA Regional Office to discuss potential eligibility for grants 
under the Airport Improvement Program.

II. Selection Criteria and Guidance on Application of Selection 
Criteria

    SCASDP grants will be awarded based on the selection criteria as 
outlined below. There are two categories of selection criteria: 
Priority Selection Criteria and Secondary Selection Criteria. 
Applications that meet one or more of the Priority Selection Criteria 
will be viewed more favorably than those that do not meet any Priority 
Selection Criteria.

A. Priority Selection Criteria

    The statute directs the Department to give priority consideration 
to those communities or consortia where the following criteria are met:
    1. Air fares are higher than the national average air fares for all 
communities--The Department will compare the local community's air 
fares to the national average air fares for all similar markets. 
Communities with market air fares significantly higher than the 
national average air fares in similar markets will receive priority 
consideration. The Department calculates these fares using data from 
the Bureau of Transportation Statistics (BTS) Airline Origin and 
Destination Survey data. The Department evaluates all fares in all 
relevant markets that serve a SCASDP community and compares the SCASDP 
community fares to all fares in similar markets across the country. 
Each SCASDP applicant's air fares are computed as a percentage above or 
below the national averages. The report compares a community's air 
fares to the average for all other similar markets in the country that 
have similar density (passenger volume) and similar distance 
characteristics (market groupings). All calculations are based on 12-
month ended periods to control for seasonal variation of fares.
    2. The community or consortium will provide a portion of the cost 
of the activity from local sources other than airport revenue sources--
The Department will consider whether a community or consortium proposes 
local funding for the proposed project. Applications providing 
proportionately higher levels of cash contributions from sources other 
than airport revenues will be viewed more favorably. Applications that 
provide multiple levels of contributions (state, local, cash and in-
kind contributions) will also be viewed more favorably. See Additional 
Guidance--Cost Sharing and Local Contributions, in Subsection C below, 
for more information on the application of this selection criterion.
    3. The community or consortium has established or will establish a 
public-private partnership to facilitate air carrier service to the 
public--The Department will consider a community's or consortium's 
commitment to facilitate air carrier service in the form of a public-
private partnership. Applications that describe in detail how the 
partnership will actively participate in the implementation of the 
proposed project will be viewed more favorably.
    4. The assistance will provide material benefits to a broad segment 
of the traveling public, including businesses, educational 
institutions, and other enterprises, whose access to the national air 
transportation system is limited--The Department will consider whether 
the proposed project would provide, to a broad segment of the 
community's traveling public, important benefits relevant to the 
community. Examples include service that would offer new or additional 
access to a connecting hub airport, service that would provide 
convenient travel times for both business and leisure travelers that 
would help obviate the need to drive long distances, and service that 
would offer lower fares.
    5. The assistance will be used in a timely manner--The Department 
will consider whether a proposed project provides a well-defined 
strategic plan and reasonable timetable for use of the grant funds. In 
the Department's experience, reasonable timetables for

[[Page 17770]]

use of grant funds generally include a year to complete studies, two 
years for marketing and promotion of the airport, community, carrier, 
or destination, and three years for projects that target a revenue 
guarantee, subsidy, or other financial incentives. Applicants should 
describe how their projects can be accomplished within this timetable, 
including whether the airport and proposed air service provider have 
the requisite authorities and certifications necessary to carry out the 
proposed projects. In addition, because of this emphasis placed on 
timely use of funds, applicants proposing new service should describe 
the airport and whether it can support the proposed service, including 
whether the airport holds, or intends to apply for, an airport 
operating certificate issued under 14 CFR part 139. Air service 
providers proposed for the new service must have met or be able to 
meet, in a reasonably short period of time, all Department requirements 
for air service certification, including safety and economic 
authorities.
    6. Multiple communities cooperate to submit a regional or 
multistate application to consolidate air service into one regional 
airport--The Department will consider whether a proposed project 
involves a consortium effort to consolidate air service into one 
regional airport. This statutory priority criterion was added pursuant 
to Section 429 of the FAA Modernization and Reform Act of 2012 (Pub. L. 
112-95).

B. Secondary Selection Criteria

    1. Innovation--The Department will consider whether an application 
proposes new and creative solutions to air transportation issues facing 
the community, including:
     The extent to which the applicant's proposed solution(s) 
to solving the problem(s) is new or innovative, including whether the 
proposed project utilizes or encourages intermodal or regional 
solutions to connect passengers to the community's air service (or, if 
the community cannot implement or sustain its own air services, to 
connect to a neighboring community's air service) e.g., cost-effective 
inter/intra city passenger bus service, or marketing of intermodal 
surface transportation options also available to air travelers; and
     whether the proposed project, if successfully implemented, 
could serve as a working model for other communities.
    2. Community Participation--The Department will consider whether an 
application has broad community participation, including:
     Whether the proposed project has broad community support; 
and
     the community's demonstrated commitment to and 
participation in the proposed project.
    3. Location--The Department will consider the location and 
characteristics of a community:
     The geographic location of each applicant, including the 
community's proximity to larger centers of air service and low-fare 
service alternatives;
     The population and business activity, as well as the 
relative size of each community; and
     Whether the community's proximity to an existing or prior 
grant recipient could adversely affect either its proposal or the 
project undertaken by the other recipient.
    4. Other Factors--The Department will also consider:
     Whether the proposed project clearly addresses the 
applicant's stated problems;
     The community's existing level of air service and whether 
that service has been increasing or decreasing;
     Whether the applicant has a plan to provide any necessary 
continued financial support for the proposed project after the 
requested grant award expires;
     The grant amount requested compared with the total funds 
available for all communities;
     The proposed federal grant amount requested compared with 
the local share offered;
     any letters of intent from airline planning departments or 
intermodal surface transportation providers on behalf of applications 
that specifically indicate intent to enlist new or expanded air service 
or surface transportation service in support of the air service in the 
community;
     whether the applicant has plans to continue with the 
proposed project if it is not self-sustaining after the grant award 
expires; and
     equitable and geographic distribution of available funds.

C. Additional Guidance

    Market Analysis: Applicants requesting funds for a revenue 
guarantee/subsidy/financial incentive are encouraged to conduct and 
reference in their applications an in-depth analysis of their target 
markets. Target markets can be destination specific (e.g., service to 
LAX), a geographic region (e.g., northwest mountain region) or 
directional (e.g., hub in the southeastern United States or a point 
north, south, east, or west of the applicant community).
    Complementary Marketing Commitment: Applicants requesting funds for 
a revenue guarantee/subsidy/financial incentive are encouraged to 
designate in their applications a portion of the project funds 
(Federal, local or in-kind) for the development and implementation of a 
marketing plan in support of the service sought.
    Subsidies for a carrier to compete against an incumbent: The 
Department is reluctant to subsidize one carrier, but not others in a 
competitive market. For this reason, a community that proposes to use 
the grant funds for service in a city-pair market that is already 
served by another air carrier must explain in detail why the existing 
service is insufficient or unsatisfactory, or provide other compelling 
information to support such a proposal.
    Cost Sharing and Local Contributions: Applications must clearly 
identify the level of federal funding sought for the proposed project. 
Applications must also identify the community's cash contributions to 
the proposed project, in-kind contributions from the airport, and in-
kind contributions from the community. Non-federal funds will be 
applied proportionately to the entire scope of the project. Communities 
cannot use non-federal funds selectively to fund certain components of 
a project (see Section VI--Grant Administration--Payments for more 
information). Cash contributions from airport revenues must be 
identified separately from cash contributions from other community 
sources. Cash contributions from the state and/or local government 
should be separately identified and described as well.
    Types of contributions. Contributions should represent a new 
financial commitment or new financial resources devoted to attracting 
new or improved service, or addressing specific high-fare or other 
service issues, such as improving patronage of existing service at the 
airport. For communities that propose to contribute to the grant 
project, that contribution can be in the following forms:
    Cash from non-airport revenues. A cash contribution can include 
funds from the state, the county or local government, and/or from local 
businesses, or other private organizations in the community. Because 
private cash contributions are to be from local community sources, the 
Department will not consider as a part of these non-airport revenues 
any funds that a community might receive from an air carrier interested 
in providing service under that community's proposal. Moreover, 
contributions that are comprised of intangible non-cash items, such as 
the value of donated advertising, are considered in-kind

[[Page 17771]]

contributions (see further discussion below).
    Cash from airport revenues. This includes contributions from funds 
generated by airport operations. Airport revenues may not be used for 
revenue guarantees to airlines, per 49 U.S.C. 47107 and 47133. 
Applications that include local contributions based on airport revenues 
do not receive priority consideration for selection.
    In-kind contributions from the airport. This can include such items 
as waivers of landing fees, ground handling fees, terminal rents, fuel 
fees, and/or vehicle parking fees.
    In-kind contributions from the community. This can include such 
items as donated advertising from media outlets, catering services for 
inaugural events, or in-kind trading, such as advertising in exchange 
for free air travel. Travel banks and travel commitments/pledges are 
considered to be in-kind contributions.
    Cash vs. in-kind contributions. Communities that include local 
contributions made in cash will be viewed more favorably.
    Eligible Air Carriers: As noted in footnote 3 above, only U.S. air 
carriers are eligible to receive assistance from communities under 
SCASDP grants. A particular U.S. carrier may hold authority to conduct 
operations as a certificated air carrier, a commuter air carrier, or an 
air taxi operator.\8\ Communities are encouraged to verify, at an early 
stage of any air carrier discussions, that the air carrier does in fact 
hold appropriate Department authority to conduct the proposed services. 
Communities may verify this authority by contacting the Department's 
Air Carrier Fitness Division at (202) 366-9721.
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    \8\ For example, an air carrier holding only air taxi authority 
under 14 CFR parts 298 and 135 is limited to the use of small 
aircraft (60 or fewer seats and a maximum payload capacity of 18,000 
pounds or less, and to conducting fewer than five round-trip flights 
per week in a particular city-pair market.
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    Aviation Security: Communities proposing new or expanded air 
service under a SCASDP grant proposal are encouraged to contact the 
Transportation Security Administration (TSA) early in the process to 
ascertain what the security implications of such service would be with 
respect to the airport involved, and what measures that airport would 
need to take with the TSA to assure that the service would meet all 
applicable TSA requirements.

III. Evaluation and Selection Process

    The Department will first review each application to determine 
whether it has satisfied the following eligibility requirements:
    1. The applicant is an eligible applicant;
    2. The application is for an eligible project (including compliance 
with the Same Project Limitation); and
    3. The application is complete (including submission of a completed 
SF424 and all of the information listed in Contents of Application, in 
Section IV below).
    To the extent that the Department determines that an application 
does not satisfy these eligibility requirements, the Department will 
deem that application ineligible and not consider it further.
    The Department will then review all eligible applications based on 
the selection criteria outlined above in Section II. The Department 
will not assign specific numerical scores to projects based on the 
selection criteria. Rather, ratings of ``highly recommended,'' 
``recommended,'' ``acceptable,'' or ``not recommended'' will be 
assigned to applications. Applications that align well with one or more 
of the Priority Selection Criteria will be viewed more favorably than 
those that do not align with any Priority Selection Criteria. The 
Department will consider the Secondary Selection Criteria when 
comparing and selecting among similarly-rated projects.
    The Department reserves the right to award funds for a part of the 
project included in an application, if a part of the project is 
eligible and aligns well with the selection criteria specified in this 
Order. In addition, as part of its review of the Secondary Selection 
Criterion ``Other Factors,'' the Department will consider the 
geographical distribution of the applications to ensure consistency 
with the statutory requirement limiting awards to no more than four 
communities or consortia of communities, or a combination thereof, from 
the same state. The final selections will be limited to no more than 40 
communities or consortia of communities, or a combination thereof.
    Grant awards will be made as promptly as possible so that selected 
communities can complete the grant agreement process and implement 
their plans. Given the competitive nature of the grant process, the 
Department will not meet with applicants regarding their applications. 
All non-confidential portions of each application, all correspondence 
and ex-parte communications, and all orders will be posted in the 
above-captioned docket on www.regulations.gov.
    The Department will announce its grant selections in a Selection 
Order that will be posted in the above-captioned docket, served on all 
applicants and all parties served with this Solicitation Order, and 
posted on the Department's SCASDP Web site https://www.transportation.gov/policy/aviation-policy/small-community-rural-air-service/SCASDP.

IV. How To Apply

    Required Steps:
     Determine eligibility;
     Register with www.grants.gov (see Registration with 
www.grants.gov, below);
     Submit an Application for Federal Domestic Assistance 
(SF424);
     Submit a completed ``Summary Information'' schedule. This 
is your application cover sheet (see Appendix B);
     Submit a detailed application of up to one-sided 20 pages 
(excluding the completed SF424, Summary Information schedule, and any 
letters from the community or an air carrier showing support for the 
application) that meets all required criteria (see Appendix C);
     Attach any letters from the community or an air carrier 
showing support for the application to the proposal, which should be 
addressed to: Brooke Chapman, Associate Director, Small Community Air 
Service Development Program; and
     Provide separate submission of confidential material, if 
requested. (see Appendix D)
    An application will not be complete and will be deemed ineligible 
for a grant award until and unless all required materials, including 
SF424, have been submitted through www.grants.gov and time-stamped by 
5:00 p.m. EDT on May 2, 2016 (the ``Application Deadline'').
    An application consisting of more than 20 pages will be accepted by 
the Department, but the content in the additional pages past page 20 
will not be evaluated or considered by the Department. The Department 
would prefer that applicants use one-inch margins and a font size not 
less than 12 point type.
    Late Application Notice: Applicants who are unable to successfully 
submit their application package through grants.gov prior to the 
Application Deadline due to technical difficulties outside their 
control must submit an email to [email protected] with the 
information described in Appendix A.
    Registration with www.grants.gov: Communities must be registered 
with www.grants.gov in order to submit an application for funds 
available under this program. For consortium

[[Page 17772]]

applications, only the Legal Sponsor must be registered with 
www.grants.gov in order to submit its application for funds available 
under this program. See Appendix A for additional information on 
applying through www.grants.gov.
    Contents of Application: There is no set format that must be used 
for applications. Each application should, to the maximum extent 
possible, address the selection criteria set forth in Section II, 
above, including a clear description of the air service needs/
deficiencies and present plans/strategies that directly address those 
needs/deficiencies. At a minimum, however, each application must 
include the following information:
     A description of the community's air service needs or 
deficiencies, including information about: (1) Major origin/destination 
markets that are not now served or are not served adequately; (2) fare 
levels that the community deems relevant to consideration of its 
application, including market analyses or studies demonstrating an 
understanding of local air service needs; (3) any recent air service 
developments that have adversely affected the community; \9\ and (4) 
any air service development efforts over the past three years and the 
results of those efforts (including marketing and promotional efforts).
---------------------------------------------------------------------------

    \9\ For example, if a community has lost service or been 
otherwise adversely affected as a result of an airline merger, the 
applicant should describe the situation in detail and quantify, to 
the extent possible, its effects on the community.
---------------------------------------------------------------------------

     A strategic plan for meeting those needs under the Small 
Community Program, including the community's specific project goal(s) 
and detailed plan for attaining such goal(s). If the application is 
selected, DOT will work with the grantee to incorporate the relevant 
elements of the application's strategic plan into the grant agreement's 
project scope.\10\ Applicants should note that, once a grant agreement 
is signed, the agreement generally cannot be amended in a way that 
would alter the project scope. Applicants also are advised to obtain 
firm assurances from air carriers proposing to offer new air services 
if a grant is awarded. Strategic plans should:
---------------------------------------------------------------------------

    \10\ If new service is proposed to or from a specific city or 
market served by multiple airports (such as New York, Chicago, Los 
Angeles, or Washington, DC, for example), the applicant is 
encouraged to identify the airport(s) in that city or market the 
community would be targeting under its proposal in order to 
facilitate the drafting of the grant agreement's project scope. 
Communities should carefully select, within a specific city or 
market, those airports for which it proposes service, as proposing 
multiple airports in a city or market could impact the ability of a 
community to seek future grants involving those airports (see Same 
Project Limitation, above).
---------------------------------------------------------------------------

    [cir] For applications involving new or improved service, explain 
how the service will become self-sufficient;
    [cir] fully and clearly outline the goals and objectives of the 
project; and
    [cir] fully and clearly summarize the actual, specific steps (in 
bullet form, with a proposed timeline) that the community intends to 
take to bring about these goals and objectives.
     A detailed description of the funding necessary for 
implementation of the proposed project (including federal and non-
federal contributions).
     An explanation of how the proposed project differs from 
any previous projects for which the community received SCASDP funds 
(see Same Project Limitation, above).
     Designation of a legal sponsor responsible for 
administering the proposed project. The legal sponsor of the proposed 
project must be a government entity, such as a state, county, or 
municipality. The legal sponsor must be legally, financially, and 
otherwise able to execute the grant agreement and administer the grant, 
including having the authority to sign the grant agreement and to 
assume and carry out the certifications, representations, warranties, 
assurances, covenants and other obligations required under the grant 
agreement with the Department and to ensure compliance by the grant 
recipient with the grant agreement and grant assurances. If the 
applicant is a public-private partnership, a public government member 
of the organization must be identified as the community's sponsor to 
receive project cost reimbursements. A community may designate only one 
government entity as the legal sponsor, even if it is applying as a 
consortium that consists of two or more local government entities. 
Private organizations may not be designated as the legal sponsor of a 
grant under the Small Community Program. The community has the 
responsibility to ensure that the legal sponsor and grant recipient of 
any funding has the legal authority under state and local laws to carry 
out all aspects of the grant, and the Department may require an opinion 
of the legal sponsor's attorney as to its legal authority to act as a 
sponsor and to carry out its responsibilities under the grant 
agreement. The applicant should also provide the name of the signatory 
party for the legal sponsor.

V. Air Service Development Zone Designation

    As part of the Small Community Program, the Department may also 
designate one grant recipient as an ``Air Service Development Zone'' 
(ASDZ).\11\ The purpose of the designation is to provide communities 
interested in attracting business to the area surrounding the airport 
and/or developing land-use options for the area to work with the 
Department on means to achieve those goals. The Department will assist 
the designated community in establishing contacts with and obtaining 
advice and assistance from appropriate government agencies, including 
the Department of Commerce and other offices within the Department of 
Transportation, and in identifying other pertinent resources that may 
aid the community in its efforts to attract businesses and to formulate 
land-use options. However, the community receiving this designation 
will be responsible for developing, implementing, and managing 
activities related to the air service development zone initiative. Only 
communities that are interested in these objectives and have a plan to 
accomplish them should apply for this designation. There are no 
additional funds associated with this designation, and applying for 
this designation will provide no special benefits or priority to the 
community applying for a SCASDP grant.
---------------------------------------------------------------------------

    \11\ See 49 U.S.C. 41743(h).
---------------------------------------------------------------------------

    Grant applicants interested in selection for the Air Service 
Development Zone designation must include in their applications a 
separate section, titled, Support for Air Service Development Zone 
Designation. The community should provide as detailed a plan as 
possible, including what goals it expects to achieve from the air 
service development zone designation and the types of activities on 
which it would like to work with the Department in achieving those 
goals. The community should also indicate whether further local 
government approvals are required in order to implement the proposed 
activities.

VI. Grant Administration

    Grant Agreements: Communities awarded grants are required to 
execute a grant agreement with the Department before they begin to 
expend funds under the grant award. Applicants should not assume they 
have received a grant, nor should they obligate or expend local funds 
prior to receiving and fully executing a grant agreement with the 
Department. Expenditures made prior to the execution of a grant 
agreement, including costs associated with preparation of the grant 
application, will not be reimbursed. Moreover, there are numerous 
assurances that grant

[[Page 17773]]

recipients must sign and honor when federal funds are awarded. All 
communities receiving a grant will be required to accept and meet the 
obligations created by these assurances when they execute their grant 
agreements. Copies of assurances are available online at http://www.dot.gov/policy/aviation-policy/small-community-rural-air-service/SCASDP, (click on ``SCASDP Grant Assurances'').
    Payments: The Small Community Program is a reimbursable program; 
therefore, communities are required to make expenditures for project 
implementation under the program prior to seeking reimbursement from 
the Department. Eligible project implementation costs are reimbursable 
from grant funds only for services or property delivered during the 
grant term. Reimbursement rates are calculated as a percentage of the 
total federal funds requested divided by the federal funds plus the 
local cash contribution (which is not refundable). The percentage is 
determined by: (SCASDP Grant Amount) / (SCASDP Grant Amount + Local 
Cash Contribution + State Cash Contribution, if applicable). For 
example, if a community requests $500,000 in federal funding and 
provides $100,000 in local contributions, the reimbursement rate would 
be 83.33 percent: ((500,000)/(500,000 + 100,000)) = 83.33. Payments/
expenditures in forms other than cash (e.g., in-kind) are not 
reimbursable.
    Grantee Reports: Each grantee must submit quarterly reports on the 
progress made during the previous quarter in implementing its grant 
project. In addition, each community will be required to submit a final 
report on its project to the Department, and 10 percent of the grant 
funds will not be reimbursed to the community until such a final report 
is received. Additional information on award administration for 
selected communities will be provided in the grant agreement.

VII: Questions and Clarifications

    For further information concerning the technical requirements set 
out in this Order, please contact Brooke Chapman at 
[email protected] or (202) 366-0577. A TDD is available for 
individuals who are deaf or hard of hearing at (202) 366-3993. The 
Department may post answers to questions and other important 
clarifications in the above-captioned docket on www.regulations.gov and 
on the program Web site at https://www.transportation.gov/policy/aviation-policy/small-community-rural-air-service/SCASDP.
    This Order is issued under authority delegated in 49 CFR 1.25a(b).
    Accordingly,
    1. Applications for funding under the Small Community Air Service 
Development Program should be submitted via www.grants.gov as an 
attachment to the SF424 by 5:00 p.m. EDT, May 2, 2016; and
    2. This Order will be published in the Federal Register, posted on 
www.grants.gov and www.regulations.gov, and served on the United States 
Conference of Mayors, the National League of Cities, the National 
Governors Association, the National Association of State Aviation 
Officials, County Executives of America, the American Association of 
Airport Executives, and the Airports Council International--North 
America.

    Issued in Washington, DC on March 28, 2016.

    By:
Susan L. Kurland,
Assistant Secretary for Aviation and International Affairs.
    An electronic version of this document is available online at 
www.regulations.gov.

Additional Information on Applying Through www.Grants.Gov

    Applications must be submitted electronically through http://www.grants.gov/web/grants/applicants/apply-for-grants.html. To apply 
for funding through www.grants.gov, applicants must be properly 
registered. The Grants.gov/Apply feature includes a simple, unified 
application process that makes it possible for applicants to apply for 
grants online. There are five ``Get Registered'' steps for an 
organization to complete at Grants.gov. Complete instructions on how to 
register and apply can be found at http://www.grants.gov/web/grants/applicants/organization-registration.html. If applicants experience 
difficulties at any point during registration or application process, 
please call the www.grants.gov Customer Support Hotline at 1-800-518-
4726, Monday-Friday from 7:00 a.m. to 9:00 p.m. EDT.
    Registering with www.grants.gov is a one-time process; however, 
processing delays may occur and it can take up to several weeks for 
first-time registrants to receive confirmation and a user password. It 
is highly recommended that applicants start the registration process as 
early as possible to prevent delays that may preclude submitting an 
application by the deadlines specified. Applications must be submitted 
and time-stamped not later than 5:00 p.m. EDT on May 2, 2016 (the 
Application Deadline), and, as set forth below, failure to complete the 
registration process before the Application Deadline is not a valid 
reason to permit late submissions.
    In order to apply for SCASDP funding through http://www.grants.gov/web/grants/applicants/apply-for-grants.html, all applicants are 
required to complete the following:
    1. DUNS Requirement. The Office of Management and Budget requires 
that all businesses and nonprofit applicants for federal funds include 
a Dun and Bradstreet Data Universal Numbering System (DUNS) number in 
their applications for a new award or renewal of an existing award. A 
DUNS number is a unique nine-digit sequence recognized as the universal 
standard for identifying and keeping track of entities receiving 
federal funds. The identifier is used for tracking purposes and to 
validate address and point of contact information for federal 
assistance applicants, recipients, and sub-recipients. The DUNS number 
will be used throughout the grant life cycle. The DUNS number must be 
included in the data entry field labeled ``Organizational DUNS'' on the 
SF-424 form. Instructions for obtaining DUNS number can be found at the 
following Web site: http://www.grants.gov/web/grants/applicants/organization-registration/step-1-obtain-duns-number.html.
    2. System for Award Management. In addition to having a DUNS 
number, applicants applying electronically through Grants.gov must 
register with the federal System for Award Management (SAM). Step-by-
step instructions for registering with SAM can be found here: http://www.grants.gov/web/grants/applicants/organization-registration/step-2-register-with-sam.html. All applicants must register with SAM in order 
to apply online. Failure to register with the SAM will result in your 
application being rejected by Grants.gov during the submissions 
process.
    3. Username and Password. Acquire an Authorized Organization 
Representative (AOR) and a www.grants.gov username and password. 
Complete your AOR profile on www.grants.gov and create your username 
and password. You will need to use your organization's DUNS Number to 
complete this step. For more information about creating a profile on 
Grants.gov visit: http://www.grants.gov/web/grants/applicants/organization-registration/step-3-username-password.html.
    4. After creating a profile on Grants.gov, the E-Biz Point of 
Contact (E-Biz POC)--a representative from your organization who is the 
contact listed

[[Page 17774]]

for SAM--will receive an email to grant the AOR permission to submit 
applications on behalf of their organization. The E-Biz POC will then 
log in to Grants.gov and approve an applicant as the AOR, thereby 
giving him or her permission to submit applications. To learn more 
about AOR Authorization visit: http://www.grants.gov/web/grants/applicants/organization-registration/step-4-aor-authorization.html. To 
track an AOR status visit: http://www.grants.gov/web/grants/applicants/organization-registration/step-5-track-aor-status.html.
    Applicants are, therefore, encouraged to register early. The 
registration process can take up to four weeks to be completed. Thus, 
registration should be done in sufficient time to ensure it does not 
impact your ability to meet required submission deadlines. You will be 
able to submit your application online any time after you have approved 
as an AOR.
    5. Electronic Signature. Applications submitted through Grants.gov 
constitute a submission as electronically signed applications. The 
registration and account creation with Grants.gov with E-Biz POC 
approval establishes an Authorized Organization Representative (AOR). 
When you submit the application through Grants.gov, the name of your 
AOR on file will be inserted into the signature line of the 
application. Applicants must register the individual who is able to 
make legally binding commitments for the applicant organization as the 
Authorized Organization Representative (AOR);
    6. Search for the Funding Opportunity on www.grants.gov. Please use 
the following identifying information when searching for the SCASDP 
funding opportunity on www.grants.gov. The Catalog of Federal Domestic 
Assistance (CFDA) number for this solicitation is 20.930, titled 
Payments for Small Community Air Service Development.
    7. Submit an application addressing all of the requirements 
outlined in this funding availability announcement. Within 24-48 hours 
after submitting your electronic application, you should receive an 
email validation message from www.grants.gov. The validation message 
will tell you whether the application has been received and validated 
or rejected, with an explanation. You are urged to submit your 
application at least 72 hours prior to the due date of the application 
to allow time to receive the validation message and to correct any 
problems that may have caused a rejection notification.
    8. Timely Receipt Requirements and Proof of Timely Submission. 
Proof of timely submission is automatically recorded by Grants.gov. An 
electronic timestamp is generated within the system when the 
application is successfully received by Grants.gov. The applicant will 
receive an acknowledgement of receipt and a tracking number from 
Grants.gov with successful transmission of the application. Applicants 
should print this receipt and save it, as a proof of timely submission.
    9. Grants.gov allows applicants to download the application 
package, instructions and forms that are incorporated in the 
instructions, and work offline. In addition to forms that are part of 
the application instructions, there will be a series of electronic 
forms that are provided utilizing Adobe Reader.
    a. Adobe Reader. Adobe Reader is available for free to download 
from the Adobe Software Compatibility page: http://www.grants.gov/web/grants/applicants/adobe-software-compatibility.html. Adobe Reader 
allows applicants to read the electronic files in a form format so that 
they will look like any other Standard form. The Adobe Reader forms 
have content sensitive help. This engages the content sensitive help 
for each field you will need to complete on the form. The Adobe Reader 
forms can be downloaded and saved on your hard drive, network drive(s), 
or CDs.
    b. Note: For the Adobe Reader, Grants.gov is compatible with 
versions 9.0.0 and later versions. Always refer to the Adobe Software 
Compatibility page for compatible versions for the operating system you 
are using. Please do not use lower versions of the Adobe Reader.
    c. Mandatory Fields in Adobe Forms. In the Adobe Reader forms, you 
will note fields that will appear with a background color on the data 
fields to be completed. These fields are mandatory fields and they must 
be completed to successfully submit your application.

    Note: When uploading attachments please use generally accepted 
formats such as .pdf, .doc, and .xls. While you may imbed picture 
files such as .jpg, .gif, .bmp, in your files, please do not save 
and submit the attachment in these formats. Additionally, the 
following formats will not be accepted: .com, .bat, .exe, .vbs, 
.cfg, .dat, .db, .dbf, .dll, .ini, .log, .ora, .sys, and .zip.

Experiencing Unforeseen www.grants.gov Technical Issues

    Late Application Notice: Applicants who are unable to 
successfully submit their application package through grants.gov 
prior to the Application Deadline due to technical difficulties 
outside their control must submit an email to [email protected] 
with the following information:

     The nature of the technical difficulties experienced in 
attempting to submit an application;
     A screenshot of the error;
     The Legal Sponsor's name; and
     The Grants.Gov tracking number (e.g. GRANT12345678).
    DOT will consider late applications on a case-by-case basis and 
reserves the right to reject late applications that do not meet the 
conditions outlined in the Order Soliciting Small Community Grant 
Proposals. Late applications from applicants that do not provide DOT an 
email with the items specified above will not be considered.
    If you experience unforeseen www.grants.gov technical issues beyond 
your control that prevent you from submitting your application by the 
Application Deadline, you must contact us at [email protected] or 
[email protected] or (202) 366-1842 by 5:00 p.m. EDT the day 
following the deadline and request approval to submit your application 
after the deadline has passed. At that time, DOT staff will require you 
to provide your DUNS number and your www.grants.gov Help Desk tracking 
number(s). After DOT staff review all of the information submitted and 
contact the www.grants.gov Help Desk to validate the technical issues 
you reported, DOT staff will contact you to either approve or deny your 
request to submit a late application through www.grants.gov. If the 
technical issues you reported cannot be validated, your application 
will be rejected as untimely.
    To ensure a fair competition for limited discretionary funds, the 
following conditions are not valid reasons to permit late submissions: 
(1) Failure to complete the registration process before the deadline 
date; (2) failure to follow www.grants.gov instructions on how to 
register and apply as posted on its Web site; (3) failure to follow all 
of the instructions in the funding availability notice; and (4) 
technical issues experienced with the applicant's computer or 
information technology (IT) environment.
BILLING CODE 4910-9X-P

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BILLING CODE 4910-9X-C

Confidential Commercial Information

    Applicants will be able to provide certain confidential business 
information relevant to their proposals on a confidential basis. Under 
the Department's Freedom of Information Act regulations (49 CFR 7.17), 
such information is limited to commercial or financial information 
that, if disclosed, would either likely cause substantial harm to the 
competitive position of a business or enterprise or make it more 
difficult for the Federal Government to obtain similar information in 
the future.
    Applicants seeking confidential treatment of a portion of their 
applications must segregate the confidential material in a sealed 
envelope marked ``Confidential Submission of X (the applicant) in 
Docket DOT-OST-2016-0037'' and include with that material a request in 
the form of a motion seeking confidential treatment of the material 
under 14 CFR 302.12 (``Rule 12'') of the Department's regulations. The 
applicant should submit an original and two copies of its motion and an 
original and two copies of the confidential material in the sealed 
envelope.
    The confidential material should not be included with the original 
of the applicant's proposal that is submitted via www.grants.gov. The 
applicant's original submission, however, should indicate clearly where 
the confidential material would have been inserted. If an applicant 
invokes Rule 12, the confidential portion of its filing will be treated 
as confidential pending a final determination. All confidential 
material must be received by 5:00 p.m. EDT, May 2, 2016, and delivered 
to the U.S. Department of Transportation, Office of Aviation Analysis, 
8th Floor, Room W86-307, 1200 New Jersey Ave. SE., Washington, DC 
20590.

[FR Doc. 2016-07286 Filed 3-28-16; 4:15 pm]
 BILLING CODE 4910-9X-P



                                                                                Federal Register / Vol. 81, No. 61 / Wednesday, March 30, 2016 / Notices                                                     17767

                                                       (C) Promoting safety;                                how demographic and economic trends,                  Transportation (the Department or DOT)
                                                       (D) Improving the durability and                     as well as changes in technology,                     invites proposals from communities
                                                    extending the life of transportation                    governance, and our climate are                       and/or consortia of communities
                                                    infrastructure;                                         affecting how people and goods travel                 interested in obtaining a federal grant
                                                       (E) Preserving the environment;                      today, and how they could affect travel               under the Small Community Air Service
                                                       (F) Preserving the existing                          in the future. Beyond Traffic provides a              Development Program (‘‘Small
                                                    transportation system.’’                                framework for identifying U.S. DOT                    Community Program’’ or ‘‘SCASDP’’) to
                                                       The FAST Act also requires that the                  RD&T priorities that will advance                     address air service and airfare issues in
                                                    strategic plan take into account research               technologies and inform decisions                     their communities. Subject to the
                                                    and development by other Federal,                       regarding how we move, how we move                    availability of funding, the Department
                                                    State, local, private sector and non-                   things, how we move better, how we                    has up to $5 million available for FY
                                                    profit institutions.                                    adapt, and how we align decisions and                 2016 grant awards to carry out this
                                                       The Office of the Assistant Secretary                dollars.                                              program. There is no other limitation on
                                                    for Research and Technology invites the                                                                       the amount of individual awards, and
                                                    public to provide comments to inform                      Issued in Washington, DC, on March 23,
                                                                                                            2016.                                                 the amounts awarded will vary
                                                    the development of the 5-year strategic                                                                       depending upon the features and merits
                                                    plan for transportation Research,                       Gregory D. Winfree,
                                                                                                            Assistant Secretary for Research and
                                                                                                                                                                  of the selected proposals. In past years,
                                                    Development and Technology (RD&T).                                                                            the Department’s individual grant sizes
                                                    Comments should regard appropriate                      Technology.
                                                                                                            [FR Doc. 2016–07139 Filed 3–29–16; 8:45 am]
                                                                                                                                                                  have ranged from $20,000 to nearly $1.6
                                                    RD&T activities to meet the purposes                                                                          million. Funding amounts made
                                                    and considerations listed in the FAST                   BILLING CODE 4910–9X–P
                                                                                                                                                                  available for reimbursement may be
                                                    Act and/or emerging RD&T challenges,                                                                          impacted by future limitations placed
                                                    opportunities, and priorities that U.S.                                                                       on the spending authority and
                                                    DOT RD&T should address over the next                   DEPARTMENT OF TRANSPORTATION
                                                                                                                                                                  appropriations enacted for the
                                                    five years. In particular, comments may                 Office of the Secretary of                            Department. OST cannot award grants
                                                    respond to any or all of the following                  Transportation                                        until the enactment of authorizing
                                                    questions:                                                                                                    legislation, an appropriations act,
                                                       1. What research strategies and                      [Docket No. DOT–OST–2016–0037]
                                                                                                                                                                  budget authority, and apportionment
                                                    priorities should the U.S. DOT adopt to                                                                       from the Office of Management and
                                                    achieve the primary purposes cited in                   Notice of order soliciting community
                                                                                                            proposals                                             Budget (OMB). OST may, at its
                                                    the FAST Act?                                                                                                 discretion, issue partial funding awards
                                                       2. How can the issues raised in the                  AGENCY: Department of Transportation,                 up to the level authorized and provided
                                                    U.S. DOT document ‘‘Beyond Traffic                      Office of the Secretary.                              that the above conditions are met.
                                                    2045: Trends and Choices’’ be                           ACTION: Notice of order soliciting                    Additional information on the budget
                                                    strategically addressed by RD&T                         community proposals (Order 2016–3–                    process may be found in OMB A–11:
                                                    activities over the next five years?                    32).                                                  http://www.whitehouse.gov/omb/
                                                       3. What emerging challenges or
                                                                                                                                                                  circulars_default/.
                                                    opportunities in transportation warrant                 SUMMARY: The Department of
                                                    additional Federal RD&T activities or                                                                            Applications of no more than 20 one-
                                                                                                            Transportation is soliciting proposals                sided pages each (excluding the
                                                    investments?                                            from communities or consortia of
                                                       4. What current and planned RD&T                                                                           completed Application for Federal
                                                                                                            communities interested in receiving                   Domestic Assistance (SF424), Summary
                                                    activities sponsored by the federal                     grants under the Small Community Air
                                                    government should be continued or                                                                             Information schedule, and any letters
                                                                                                            Service Development Program. The full                 from the community or an air carrier
                                                    revised in the future?                                  text of the Department’s order,
                                                       5. What strategies could improve the                                                                       showing support for the application),
                                                                                                            including Appendices, is included in                  including all required information, must
                                                    cost-effectiveness of U.S. DOT research                 this Notice. As noted in the order, an
                                                    investments?                                                                                                  be submitted to www.grants.gov no later
                                                                                                            application for a grant under this                    than 5:00 p.m. EDT on May 2, 2016.
                                                       6. How can U.S. DOT best coordinate                  program must include a Grant Proposal
                                                    its RD&T activities with Federal, State,                                                                      Applicants are strongly encouraged to
                                                                                                            of no more than 20 pages (one-sided                   submit applications in advance of the
                                                    local, private sector, non-profit                       only), a completed Application for
                                                    institutions, and international partners?                                                                     deadline. Please be aware that
                                                                                                            Federal Domestic Assistance (SF424), a                applicants must complete the grants.gov
                                                       7. What knowledge gaps merit                         Summary Information Schedule, and
                                                    additional exploration by the USDOT?                                                                          registration process before submitting an
                                                                                                            any letters from the applicant                        application, and that this process
                                                       For information about current U.S.                   community showing support.
                                                    DOT RD&T activities please visit the                                                                          usually takes two to four weeks to
                                                                                                            DATES: Applications must be submitted                 complete.1 The Department will not
                                                    Department’s Web site at: https://
                                                    www.transportation.gov/research-and-                    no later than May 2, 2016.                            accept late-filed applications except
                                                    statistics.                                             ADDRESSES: Communities must submit                    under limited circumstances related to
                                                       The U.S. DOT RD&T Strategic Plan                     applications electronically through                   technical difficulties. Additional
                                                    will present the Department’s strategy                  http://www.grants.gov.                                information on applying through
                                                    for responding to the trends and                        FOR FURTHER INFORMATION CONTACT:                      grants.gov is in Appendix A, including
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    opportunities identified in Beyond                      Brooke Chapman, Associate Director,                   a notice regarding late-filed
                                                    Traffic 2045: Trends and Choices                        Small Community Air Service                           applications.
                                                    (www.transportation.gov/                                Development Program, Office of
                                                    BeyondTraffic). Beyond Traffic                          Aviation Analysis, 1200 New Jersey                       1 If an applicant experiences difficulties at any

                                                    examines the long-term and emerging                     Avenue SE., W86–307, Washington, DC                   point during the registration or application process,
                                                                                                            20590, (202) 366 0577.                                it should contact the grants.gov support center by
                                                    trends affecting our Nation’s                                                                                 email (support@grants.gov) or by telephone (1–800–
                                                    transportation system and the                           SUPPLEMENTARY INFORMATION: By this                    518–4726, available 24/7 except Federal holidays).
                                                    implications of those trends. It describes              order, the U.S. Department of                         See www.grants.gov/web/grants/support.html.



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                                                    17768                       Federal Register / Vol. 81, No. 61 / Wednesday, March 30, 2016 / Notices

                                                      This order is organized into the                      Budget (OMB). OST may, at its                           application for a grant, either
                                                    following sections:                                     discretion, issue partial funding awards                individually or as part of a consortium.
                                                    I. Background                                           up to the level authorized and provided                   Communities without existing air
                                                    II. Selection Criteria and Guidance on                  that the above conditions are met.                      service: Communities that do not
                                                          Application of Selection Criteria                 Additional information on the budget                    currently have commercial air service
                                                    III. Evaluation and Selection Process                   process may be found in OMB A–11:                       are eligible for SCASDP funds.
                                                    IV. How To Apply                                        http://www.whitehouse.gov/omb/                            Essential Air Service communities:
                                                    V. Air Service Development Zone                         circulars_default/.                                     Small communities that meet the basic
                                                    VI. Grant Administration                                                                                        SCASDP criteria and currently receive
                                                    VII. Questions and Clarifications                       A. Eligible Applicants
                                                                                                                                                                    subsidized air service under the
                                                    Appendix A—Additional Information on                      Eligible applicants are small                         Essential Air Service (‘‘EAS’’) program
                                                          Applying Through www.grants.gov                   communities that meet the following
                                                    Appendix B—Summary Information                                                                                  are eligible to apply for SCASDP funds.
                                                                                                            statutory criteria under 49 U.S.C. 41743,               However, grant awards to EAS-
                                                    Appendix C—Application Checklist
                                                    Appendix D—Confidential Commercial
                                                                                                            as amended by Public Law 114–113:                       subsidized communities are limited to
                                                          Information                                         1. (a) The airport serving the                        marketing or promotion projects that
                                                                                                            community or consortium is not larger                   support existing or newly subsidized
                                                    I. Background                                           than a small hub airport, according to                  EAS. Grant funds will not be authorized
                                                                                                            FAA hub classifications effective on the                for EAS-subsidized communities to
                                                       The Small Community Program was                      date of service of this Order,2 or
                                                    established by the Wendell H. Ford                                                                              support any new competing air service.
                                                                                                              (b) As of calendar year 1997, the                     Furthermore, no funds will be
                                                    Aviation Investment and Reform Act for                  airport serving the community or
                                                    the 21st Century (Pub. L. 106–181),                                                                             authorized to support additional flights
                                                                                                            consortium was not larger than a small                  by EAS carriers or changes to those
                                                    reauthorized by the Vision 100-Century                  hub airport,3 and
                                                    of Aviation Reauthorization Act (Pub. L.                                                                        carriers’ existing schedules. These
                                                                                                              2. It has insufficient air carrier service
                                                    108–176), and subsequently                                                                                      restrictions are necessary to avoid
                                                                                                            or unreasonably high air fares; and
                                                    reauthorized by the FAA Modernization                     3. The airport serving the community                  conflicts with the mandate of the EAS
                                                    and Reform Act of 2012 (Pub. L. 112–                    presents characteristics, such as                       program.
                                                    95) (FAA 2012), as amended. The                         geographic diversity or unique                            Alternate Essential Air Service
                                                    program is designed to provide financial                circumstances that demonstrate the                      communities: Likewise, small
                                                    assistance to small communities in                      need for, and feasibility of, grant                     communities that meet the basic
                                                    order to help them enhance their air                    assistance from the Small Community                     SCASDP criteria and currently receive
                                                    service. The Department provides this                   Program.4                                               assistance under the Alternate Essential
                                                    assistance in the form of monetary                        No more than four communities or                      Air Service Pilot Program (‘‘Alternate
                                                    grants that are disbursed on a                          consortia of communities, or a                          EAS Pilot Program’’) (49 U.S.C.
                                                    reimbursable basis. Authorization for                   combination thereof, from the same                      41745(a)) are eligible to apply for
                                                    this program is codified at 49 U.S.C.                   State may be selected to participate in                 SCASDP funds. Since the Alternate EAS
                                                    41743.                                                  the program in any fiscal year. No more                 Pilot Program is a substitute/alternative
                                                       The Small Community Program is                       than 40 communities or consortia of                     to traditional EAS, we would consider
                                                    authorized to receive appropriations                    communities, or a combination thereof,                  applications from communities
                                                    under 49 U.S.C. 41743(e)(2), as                         may be selected to participate in the                   receiving assistance under 49 U.S.C.
                                                    amended. Appropriations are provided                    program in each year for which the                      41745(a) only for marketing or
                                                    for this program for award selection in                 funds are appropriated.                                 promotion projects; however, if the
                                                    FY 2016 pursuant to FAA 2012 and the                      Consortium applications: Both                         community is already receiving
                                                    Consolidated Appropriations Act, 2016                   individual communities and consortia                    Department support for marketing
                                                    (Pub. L. 114–113). The Airport and                      of communities are eligible for SCASDP                  projects, per the community’s proposal
                                                    Airway Extension Act of 2015 provides                   funds. An application from a                            under the Alternate EAS Pilot Program,
                                                    contract authority until March 31, 2016,                consortium of communities must be one                   the community’s project would not be
                                                    for the Airport Improvement Program,                    that seeks to facilitate the efforts of the             considered for a SCASDP grant.
                                                    which funds SCASDP. Therefore,                          communities working together toward                     Eligible Projects
                                                    subject to the availability of funding, the             one joint grant project, with one joint
                                                                                                            objective, including the establishment of                 The Department is authorized to
                                                    Department has up to $5 million
                                                                                                            one entity to ensure that the joint                     award grants under 49 U.S.C. 41743 to
                                                    available for FY 2016 grant awards to
                                                                                                            objective is accomplished.                              communities that seek to provide
                                                    carry out this program. There is no other
                                                                                                              Multiple applications prohibited: A                   assistance to:
                                                    limitation on the amount of individual
                                                                                                            community may file only one                               • A U.S. air carrier 5 to subsidize
                                                    awards, and the amounts awarded will
                                                                                                                                                                    service to and from an underserved
                                                    vary depending upon the features and
                                                                                                               2 ‘‘Small hub airport’’ is defined in 49 U.S.C.      airport for a period not to exceed 3
                                                    merits of the selected proposals. In past
                                                                                                            47102 (23) as ‘‘a commercial service airport that has   years;
                                                    years, the Department’s individual grant                at least 0.05 percent but less than 0.25 percent of       • An underserved airport to obtain
                                                    sizes have ranged from $20,000 to                       the passenger boardings.’’ See also http://             service to and from the underserved
                                                    nearly $1.6 million. Funding amounts                    www.faa.gov/airports/planning_capacity/
                                                                                                            passenger_allcargo_stats/categories/. For FAA           airport; and/or
                                                    made available for reimbursement may
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                                                                                                            passenger enplanement information to use to               • An underserved airport to
                                                    be impacted by future limitations placed                determine an airport’s eligibility as a small hub       implement such other measures as the
                                                    on the spending authority and                           airport, see http://www.faa.gov/airports/               Secretary, in consultation with such
                                                    appropriations enacted for the                          planning_capacity/passenger_allcargo_stats/
                                                                                                            passenger/.                                             airport, considers appropriate to
                                                    Department. OST cannot award grants
                                                                                                               3 See, http://www.dot.gov/policy/aviation-policy/    improve air service both in terms of the
                                                    until the enactment of authorizing
                                                                                                            small-community-rural-air-service/SCASDP, for the
                                                    legislation, an appropriations act,                     FAA’s 1997 list of Primary and Nonprimary                 5 Only U.S. air carriers are eligible to receive
                                                    budget authority, and apportionment                     Commercial Service Airports.                            assistance from communities under SCASDP. See
                                                    from the Office of Management and                          4 49 U.S.C. 41743(c)(1), (2).                        49 U.S.C. 41743(d)(1) and 40102(a)(2).



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                                                                                 Federal Register / Vol. 81, No. 61 / Wednesday, March 30, 2016 / Notices                                            17769

                                                    cost of such service to consumers and                     only one SCASDP grant at any time. If                country. Each SCASDP applicant’s air
                                                    the availability of such service,                         a community or consortium applies for                fares are computed as a percentage
                                                    including improving air service through                   a subsequent SCASDP grant when its                   above or below the national averages.
                                                    marketing and promotion of air service                    current grant has not yet expired, that              The report compares a community’s air
                                                    and enhanced utilization of airport                       community/consortium must notify the                 fares to the average for all other similar
                                                    facilities.                                               Department of its intent to terminate the            markets in the country that have similar
                                                       Applicants should also keep in mind                    current SCASDP grant, and if the                     density (passenger volume) and similar
                                                    the following statutory restrictions on                   community/consortium is selected for a               distance characteristics (market
                                                    eligible projects:                                        new grant, such termination must take                groupings). All calculations are based
                                                       • An applicant may not receive an                      place prior to entering into the new                 on 12-month ended periods to control
                                                    additional grant to support the same                      grant agreement. In addition, for                    for seasonal variation of fares.
                                                    project from a previous grant (see Same                   consortium member applicants,                          2. The community or consortium will
                                                    Project Limitation below); and                            permission must be granted from both                 provide a portion of the cost of the
                                                       • An applicant may not receive an                      the grant sponsor and the Department to              activity from local sources other than
                                                    additional grant, prior to the completion                 withdraw from the current SCASDP                     airport revenue sources—The
                                                    of its previous grant (see Concurrent                     grant before that consortium member                  Department will consider whether a
                                                    Grant Limitation below).                                  will be deemed eligible to receive a                 community or consortium proposes
                                                       Same Project Limitation: Under 49                      subsequent SCASDP grant.                             local funding for the proposed project.
                                                    U.S.C. 41743(c), a community or                              Airport Capital Improvements                      Applications providing proportionately
                                                    consortium may not receive an                             Ineligible: Airport capital improvement              higher levels of cash contributions from
                                                    additional grant to support the same                      projects, including, but not limited to,             sources other than airport revenues will
                                                    project for which it received a previous                  runway expansions and enhancements,                  be viewed more favorably. Applications
                                                    grant (Same Project Limitation).6 In                      the construction of additional aircraft              that provide multiple levels of
                                                    assessing whether a previous grantee’s                    gates, and other airport terminal                    contributions (state, local, cash and in-
                                                    current application represents a new                      expansions and reconfigurations are                  kind contributions) will also be viewed
                                                    project, the Department will compare                      ineligible for funding under the Small               more favorably. See Additional
                                                    the goals and objectives of the previous                  Community Program. Airports seeking                  Guidance—Cost Sharing and Local
                                                    grant, including the key components of                    funding for airport capital improvement              Contributions, in Subsection C below,
                                                    the means by which those goals and                        projects may want to consult with their              for more information on the application
                                                    objectives were to be achieved, to the                    local FAA Regional Office to discuss                 of this selection criterion.
                                                    current application. For example, if a                    potential eligibility for grants under the             3. The community or consortium has
                                                    community received an earlier grant to                    Airport Improvement Program.                         established or will establish a public-
                                                    support a revenue guarantee for service                                                                        private partnership to facilitate air
                                                                                                              II. Selection Criteria and Guidance on               carrier service to the public—The
                                                    to a particular destination or direction,
                                                                                                              Application of Selection Criteria                    Department will consider a
                                                    a new application by that community
                                                    for another revenue guarantee for                            SCASDP grants will be awarded based               community’s or consortium’s
                                                    service to the same destination or in the                 on the selection criteria as outlined                commitment to facilitate air carrier
                                                    same direction is ineligible, even if the                 below. There are two categories of                   service in the form of a public-private
                                                    revenue guarantee were structured                         selection criteria: Priority Selection               partnership. Applications that describe
                                                    differently or the type of carrier were                   Criteria and Secondary Selection                     in detail how the partnership will
                                                    different. However, a new application                     Criteria. Applications that meet one or              actively participate in the
                                                    by such a previous grantee for service to                 more of the Priority Selection Criteria              implementation of the proposed project
                                                    a new destination or direction using a                    will be viewed more favorably than                   will be viewed more favorably.
                                                    revenue guarantee, or for general                         those that do not meet any Priority                    4. The assistance will provide
                                                    marketing of the airport and the various                  Selection Criteria.                                  material benefits to a broad segment of
                                                    services it offers, is eligible.7 The                                                                          the traveling public, including
                                                                                                              A. Priority Selection Criteria                       businesses, educational institutions,
                                                    Department recognizes that not all
                                                    revenue guarantees, marketing                                The statute directs the Department to             and other enterprises, whose access to
                                                    agreements, studies, or other activities                  give priority consideration to those                 the national air transportation system is
                                                    are of the same nature, and that if a                     communities or consortia where the                   limited—The Department will consider
                                                    subsequent application incorporates                       following criteria are met:                          whether the proposed project would
                                                    different goals or significantly different                   1. Air fares are higher than the                  provide, to a broad segment of the
                                                    components, it may be sufficiently                        national average air fares for all                   community’s traveling public, important
                                                    different to constitute a new project                     communities—The Department will                      benefits relevant to the community.
                                                    under 49 U.S.C. 41743(c).                                 compare the local community’s air fares              Examples include service that would
                                                       Concurrent Grant Limitation: A                         to the national average air fares for all            offer new or additional access to a
                                                    community or consortium may have                          similar markets. Communities with                    connecting hub airport, service that
                                                                                                              market air fares significantly higher than           would provide convenient travel times
                                                       6 This limitation applies for all projects contained   the national average air fares in similar            for both business and leisure travelers
                                                    in a previous grant agreement’s scope; thus, even         markets will receive priority                        that would help obviate the need to
                                                    if the community did not actively implement a             consideration. The Department                        drive long distances, and service that
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                                                    project listed in the scope of an earlier grant           calculates these fares using data from
                                                    agreement, it may not receive funding for that
                                                                                                                                                                   would offer lower fares.
                                                    project in a subsequent round of SCASDP funding.          the Bureau of Transportation Statistics                5. The assistance will be used in a
                                                       7 As noted in the ‘‘Market Analysis’’ subsection of    (BTS) Airline Origin and Destination                 timely manner—The Department will
                                                    section C below, target markets proposed by               Survey data. The Department evaluates                consider whether a proposed project
                                                    communities may be destination specific (e.g.,            all fares in all relevant markets that               provides a well-defined strategic plan
                                                    service to LAX), a geographic region (e.g., northwest
                                                    mountain region) or directional (e.g., hub in the
                                                                                                              serve a SCASDP community and                         and reasonable timetable for use of the
                                                    southeastern United States or a point north, south,       compares the SCASDP community fares                  grant funds. In the Department’s
                                                    east, or west of the applicant community).                to all fares in similar markets across the           experience, reasonable timetables for


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                                                    17770                       Federal Register / Vol. 81, No. 61 / Wednesday, March 30, 2016 / Notices

                                                    use of grant funds generally include a                     • Whether the proposed project has                 funds for a revenue guarantee/subsidy/
                                                    year to complete studies, two years for                 broad community support; and                          financial incentive are encouraged to
                                                    marketing and promotion of the airport,                    • the community’s demonstrated                     designate in their applications a portion
                                                    community, carrier, or destination, and                 commitment to and participation in the                of the project funds (Federal, local or in-
                                                    three years for projects that target a                  proposed project.                                     kind) for the development and
                                                    revenue guarantee, subsidy, or other                       3. Location—The Department will                    implementation of a marketing plan in
                                                    financial incentives. Applicants should                 consider the location and characteristics             support of the service sought.
                                                    describe how their projects can be                      of a community:                                          Subsidies for a carrier to compete
                                                    accomplished within this timetable,                        • The geographic location of each                  against an incumbent: The Department
                                                    including whether the airport and                       applicant, including the community’s                  is reluctant to subsidize one carrier, but
                                                    proposed air service provider have the                  proximity to larger centers of air service            not others in a competitive market. For
                                                    requisite authorities and certifications                and low-fare service alternatives;                    this reason, a community that proposes
                                                    necessary to carry out the proposed                        • The population and business                      to use the grant funds for service in a
                                                    projects. In addition, because of this                  activity, as well as the relative size of             city-pair market that is already served
                                                    emphasis placed on timely use of funds,                 each community; and                                   by another air carrier must explain in
                                                    applicants proposing new service                           • Whether the community’s                          detail why the existing service is
                                                    should describe the airport and whether                 proximity to an existing or prior grant               insufficient or unsatisfactory, or provide
                                                    it can support the proposed service,                    recipient could adversely affect either               other compelling information to support
                                                    including whether the airport holds, or                 its proposal or the project undertaken by             such a proposal.
                                                    intends to apply for, an airport                        the other recipient.                                     Cost Sharing and Local Contributions:
                                                    operating certificate issued under 14                      4. Other Factors—The Department                    Applications must clearly identify the
                                                    CFR part 139. Air service providers                     will also consider:                                   level of federal funding sought for the
                                                                                                               • Whether the proposed project                     proposed project. Applications must
                                                    proposed for the new service must have
                                                                                                            clearly addresses the applicant’s stated              also identify the community’s cash
                                                    met or be able to meet, in a reasonably
                                                                                                            problems;                                             contributions to the proposed project,
                                                    short period of time, all Department                       • The community’s existing level of
                                                    requirements for air service                                                                                  in-kind contributions from the airport,
                                                                                                            air service and whether that service has              and in-kind contributions from the
                                                    certification, including safety and                     been increasing or decreasing;
                                                    economic authorities.                                                                                         community. Non-federal funds will be
                                                                                                               • Whether the applicant has a plan to
                                                       6. Multiple communities cooperate to                                                                       applied proportionately to the entire
                                                                                                            provide any necessary continued
                                                    submit a regional or multistate                                                                               scope of the project. Communities
                                                                                                            financial support for the proposed
                                                    application to consolidate air service                                                                        cannot use non-federal funds selectively
                                                                                                            project after the requested grant award
                                                    into one regional airport—The                                                                                 to fund certain components of a project
                                                                                                            expires;
                                                    Department will consider whether a                         • The grant amount requested                       (see Section VI—Grant
                                                    proposed project involves a consortium                  compared with the total funds available               Administration—Payments for more
                                                    effort to consolidate air service into one              for all communities;                                  information). Cash contributions from
                                                    regional airport. This statutory priority                  • The proposed federal grant amount                airport revenues must be identified
                                                    criterion was added pursuant to Section                 requested compared with the local share               separately from cash contributions from
                                                    429 of the FAA Modernization and                        offered;                                              other community sources. Cash
                                                    Reform Act of 2012 (Pub. L. 112–95).                       • any letters of intent from airline               contributions from the state and/or local
                                                                                                            planning departments or intermodal                    government should be separately
                                                    B. Secondary Selection Criteria                                                                               identified and described as well.
                                                                                                            surface transportation providers on
                                                       1. Innovation—The Department will                    behalf of applications that specifically                 Types of contributions. Contributions
                                                    consider whether an application                         indicate intent to enlist new or                      should represent a new financial
                                                    proposes new and creative solutions to                  expanded air service or surface                       commitment or new financial resources
                                                    air transportation issues facing the                    transportation service in support of the              devoted to attracting new or improved
                                                    community, including:                                   air service in the community;                         service, or addressing specific high-fare
                                                       • The extent to which the applicant’s                   • whether the applicant has plans to               or other service issues, such as
                                                    proposed solution(s) to solving the                     continue with the proposed project if it              improving patronage of existing service
                                                    problem(s) is new or innovative,                        is not self-sustaining after the grant                at the airport. For communities that
                                                    including whether the proposed project                  award expires; and                                    propose to contribute to the grant
                                                    utilizes or encourages intermodal or                       • equitable and geographic                         project, that contribution can be in the
                                                    regional solutions to connect passengers                distribution of available funds.                      following forms:
                                                    to the community’s air service (or, if the                                                                       Cash from non-airport revenues. A
                                                    community cannot implement or                           C. Additional Guidance                                cash contribution can include funds
                                                    sustain its own air services, to connect                   Market Analysis: Applicants                        from the state, the county or local
                                                    to a neighboring community’s air                        requesting funds for a revenue                        government, and/or from local
                                                    service) e.g., cost-effective inter/intra               guarantee/subsidy/financial incentive                 businesses, or other private
                                                    city passenger bus service, or marketing                are encouraged to conduct and reference               organizations in the community.
                                                    of intermodal surface transportation                    in their applications an in-depth                     Because private cash contributions are
                                                    options also available to air travelers;                analysis of their target markets. Target              to be from local community sources, the
                                                                                                            markets can be destination specific (e.g.,            Department will not consider as a part
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                                                    and
                                                       • whether the proposed project, if                   service to LAX), a geographic region                  of these non-airport revenues any funds
                                                    successfully implemented, could serve                   (e.g., northwest mountain region) or                  that a community might receive from an
                                                    as a working model for other                            directional (e.g., hub in the southeastern            air carrier interested in providing
                                                    communities.                                            United States or a point north, south,                service under that community’s
                                                       2. Community Participation—The                       east, or west of the applicant                        proposal. Moreover, contributions that
                                                    Department will consider whether an                     community).                                           are comprised of intangible non-cash
                                                    application has broad community                            Complementary Marketing                            items, such as the value of donated
                                                    participation, including:                               Commitment: Applicants requesting                     advertising, are considered in-kind


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                                                                                 Federal Register / Vol. 81, No. 61 / Wednesday, March 30, 2016 / Notices                                          17771

                                                    contributions (see further discussion                    satisfied the following eligibility                  that will be posted in the above-
                                                    below).                                                  requirements:                                        captioned docket, served on all
                                                       Cash from airport revenues. This                         1. The applicant is an eligible                   applicants and all parties served with
                                                    includes contributions from funds                        applicant;                                           this Solicitation Order, and posted on
                                                    generated by airport operations. Airport                    2. The application is for an eligible             the Department’s SCASDP Web site
                                                    revenues may not be used for revenue                     project (including compliance with the               https://www.transportation.gov/policy/
                                                    guarantees to airlines, per 49 U.S.C.                    Same Project Limitation); and                        aviation-policy/small-community-rural-
                                                    47107 and 47133. Applications that                          3. The application is complete                    air-service/SCASDP.
                                                    include local contributions based on                     (including submission of a completed
                                                                                                             SF424 and all of the information listed              IV. How To Apply
                                                    airport revenues do not receive priority
                                                    consideration for selection.                             in Contents of Application, in Section                  Required Steps:
                                                       In-kind contributions from the airport.               IV below).                                              • Determine eligibility;
                                                    This can include such items as waivers
                                                                                                                To the extent that the Department                    • Register with www.grants.gov (see
                                                                                                             determines that an application does not              Registration with www.grants.gov,
                                                    of landing fees, ground handling fees,
                                                                                                             satisfy these eligibility requirements, the          below);
                                                    terminal rents, fuel fees, and/or vehicle
                                                    parking fees.
                                                                                                             Department will deem that application                   • Submit an Application for Federal
                                                                                                             ineligible and not consider it further.              Domestic Assistance (SF424);
                                                       In-kind contributions from the                           The Department will then review all                  • Submit a completed ‘‘Summary
                                                    community. This can include such                         eligible applications based on the                   Information’’ schedule. This is your
                                                    items as donated advertising from media                  selection criteria outlined above in                 application cover sheet (see Appendix
                                                    outlets, catering services for inaugural                 Section II. The Department will not                  B);
                                                    events, or in-kind trading, such as                      assign specific numerical scores to                     • Submit a detailed application of up
                                                    advertising in exchange for free air                     projects based on the selection criteria.            to one-sided 20 pages (excluding the
                                                    travel. Travel banks and travel                          Rather, ratings of ‘‘highly                          completed SF424, Summary
                                                    commitments/pledges are considered to                    recommended,’’ ‘‘recommended,’’                      Information schedule, and any letters
                                                    be in-kind contributions.                                ‘‘acceptable,’’ or ‘‘not recommended’’               from the community or an air carrier
                                                       Cash vs. in-kind contributions.                       will be assigned to applications.                    showing support for the application)
                                                    Communities that include local                           Applications that align well with one or             that meets all required criteria (see
                                                    contributions made in cash will be                       more of the Priority Selection Criteria              Appendix C);
                                                    viewed more favorably.                                   will be viewed more favorably than                      • Attach any letters from the
                                                       Eligible Air Carriers: As noted in                    those that do not align with any Priority            community or an air carrier showing
                                                    footnote 3 above, only U.S. air carriers                 Selection Criteria. The Department will              support for the application to the
                                                    are eligible to receive assistance from                  consider the Secondary Selection                     proposal, which should be addressed to:
                                                    communities under SCASDP grants. A                       Criteria when comparing and selecting                Brooke Chapman, Associate Director,
                                                    particular U.S. carrier may hold                         among similarly-rated projects.                      Small Community Air Service
                                                    authority to conduct operations as a                        The Department reserves the right to              Development Program; and
                                                    certificated air carrier, a commuter air                 award funds for a part of the project                   • Provide separate submission of
                                                    carrier, or an air taxi operator.8                       included in an application, if a part of             confidential material, if requested. (see
                                                    Communities are encouraged to verify,                    the project is eligible and aligns well              Appendix D)
                                                    at an early stage of any air carrier                     with the selection criteria specified in                An application will not be complete
                                                    discussions, that the air carrier does in                this Order. In addition, as part of its              and will be deemed ineligible for a grant
                                                    fact hold appropriate Department                         review of the Secondary Selection                    award until and unless all required
                                                    authority to conduct the proposed                        Criterion ‘‘Other Factors,’’ the                     materials, including SF424, have been
                                                    services. Communities may verify this                    Department will consider the                         submitted through www.grants.gov and
                                                    authority by contacting the                              geographical distribution of the                     time-stamped by 5:00 p.m. EDT on May
                                                    Department’s Air Carrier Fitness                         applications to ensure consistency with              2, 2016 (the ‘‘Application Deadline’’).
                                                    Division at (202) 366–9721.                              the statutory requirement limiting                      An application consisting of more
                                                       Aviation Security: Communities                        awards to no more than four                          than 20 pages will be accepted by the
                                                    proposing new or expanded air service                    communities or consortia of                          Department, but the content in the
                                                    under a SCASDP grant proposal are                        communities, or a combination thereof,               additional pages past page 20 will not
                                                    encouraged to contact the                                from the same state. The final selections            be evaluated or considered by the
                                                    Transportation Security Administration                   will be limited to no more than 40                   Department. The Department would
                                                    (TSA) early in the process to ascertain                  communities or consortia of                          prefer that applicants use one-inch
                                                    what the security implications of such                   communities, or a combination thereof.               margins and a font size not less than 12
                                                    service would be with respect to the                        Grant awards will be made as                      point type.
                                                    airport involved, and what measures                      promptly as possible so that selected                   Late Application Notice: Applicants
                                                    that airport would need to take with the                 communities can complete the grant                   who are unable to successfully submit
                                                    TSA to assure that the service would                     agreement process and implement their                their application package through
                                                    meet all applicable TSA requirements.                    plans. Given the competitive nature of               grants.gov prior to the Application
                                                    III. Evaluation and Selection Process                    the grant process, the Department will               Deadline due to technical difficulties
                                                                                                             not meet with applicants regarding their             outside their control must submit an
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                                                      The Department will first review each                  applications. All non-confidential                   email to SCASDPgrants@dot.gov with
                                                    application to determine whether it has                  portions of each application, all                    the information described in Appendix
                                                                                                             correspondence and ex-parte                          A.
                                                       8 For example, an air carrier holding only air taxi
                                                                                                             communications, and all orders will be                  Registration with www.grants.gov:
                                                    authority under 14 CFR parts 298 and 135 is limited      posted in the above-captioned docket on              Communities must be registered with
                                                    to the use of small aircraft (60 or fewer seats and
                                                    a maximum payload capacity of 18,000 pounds or           www.regulations.gov.                                 www.grants.gov in order to submit an
                                                    less, and to conducting fewer than five round-trip          The Department will announce its                  application for funds available under
                                                    flights per week in a particular city-pair market.       grant selections in a Selection Order                this program. For consortium


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                                                    17772                         Federal Register / Vol. 81, No. 61 / Wednesday, March 30, 2016 / Notices

                                                    applications, only the Legal Sponsor                     services if a grant is awarded. Strategic             designate one grant recipient as an ‘‘Air
                                                    must be registered with www.grants.gov                   plans should:                                         Service Development Zone’’ (ASDZ).11
                                                    in order to submit its application for                     Æ For applications involving new or                 The purpose of the designation is to
                                                    funds available under this program. See                  improved service, explain how the                     provide communities interested in
                                                    Appendix A for additional information                    service will become self-sufficient;                  attracting business to the area
                                                    on applying through www.grants.gov.                        Æ fully and clearly outline the goals               surrounding the airport and/or
                                                       Contents of Application: There is no                  and objectives of the project; and                    developing land-use options for the area
                                                                                                               Æ fully and clearly summarize the                   to work with the Department on means
                                                    set format that must be used for
                                                                                                             actual, specific steps (in bullet form,               to achieve those goals. The Department
                                                    applications. Each application should,
                                                                                                             with a proposed timeline) that the                    will assist the designated community in
                                                    to the maximum extent possible,
                                                                                                             community intends to take to bring                    establishing contacts with and obtaining
                                                    address the selection criteria set forth in
                                                                                                             about these goals and objectives.                     advice and assistance from appropriate
                                                    Section II, above, including a clear                       • A detailed description of the
                                                    description of the air service needs/                                                                          government agencies, including the
                                                                                                             funding necessary for implementation of               Department of Commerce and other
                                                    deficiencies and present plans/strategies                the proposed project (including federal
                                                    that directly address those needs/                                                                             offices within the Department of
                                                                                                             and non-federal contributions).                       Transportation, and in identifying other
                                                    deficiencies. At a minimum, however,                       • An explanation of how the
                                                    each application must include the                                                                              pertinent resources that may aid the
                                                                                                             proposed project differs from any                     community in its efforts to attract
                                                    following information:                                   previous projects for which the                       businesses and to formulate land-use
                                                       • A description of the community’s                    community received SCASDP funds (see                  options. However, the community
                                                    air service needs or deficiencies,                       Same Project Limitation, above).                      receiving this designation will be
                                                    including information about: (1) Major                     • Designation of a legal sponsor                    responsible for developing,
                                                    origin/destination markets that are not                  responsible for administering the                     implementing, and managing activities
                                                    now served or are not served                             proposed project. The legal sponsor of                related to the air service development
                                                    adequately; (2) fare levels that the                     the proposed project must be a                        zone initiative. Only communities that
                                                    community deems relevant to                              government entity, such as a state,                   are interested in these objectives and
                                                    consideration of its application,                        county, or municipality. The legal                    have a plan to accomplish them should
                                                    including market analyses or studies                     sponsor must be legally, financially, and             apply for this designation. There are no
                                                    demonstrating an understanding of local                  otherwise able to execute the grant                   additional funds associated with this
                                                    air service needs; (3) any recent air                    agreement and administer the grant,                   designation, and applying for this
                                                    service developments that have                           including having the authority to sign                designation will provide no special
                                                    adversely affected the community; 9 and                  the grant agreement and to assume and                 benefits or priority to the community
                                                    (4) any air service development efforts                  carry out the certifications,                         applying for a SCASDP grant.
                                                    over the past three years and the results                representations, warranties, assurances,                 Grant applicants interested in
                                                    of those efforts (including marketing                    covenants and other obligations                       selection for the Air Service
                                                    and promotional efforts).                                required under the grant agreement with               Development Zone designation must
                                                       • A strategic plan for meeting those                  the Department and to ensure                          include in their applications a separate
                                                    needs under the Small Community                          compliance by the grant recipient with                section, titled, Support for Air Service
                                                    Program, including the community’s                       the grant agreement and grant                         Development Zone Designation. The
                                                    specific project goal(s) and detailed plan               assurances. If the applicant is a public-             community should provide as detailed a
                                                    for attaining such goal(s). If the                       private partnership, a public                         plan as possible, including what goals it
                                                    application is selected, DOT will work                   government member of the organization                 expects to achieve from the air service
                                                    with the grantee to incorporate the                      must be identified as the community’s                 development zone designation and the
                                                    relevant elements of the application’s                   sponsor to receive project cost                       types of activities on which it would
                                                    strategic plan into the grant agreement’s                reimbursements. A community may                       like to work with the Department in
                                                    project scope.10 Applicants should note                  designate only one government entity as               achieving those goals. The community
                                                    that, once a grant agreement is signed,                  the legal sponsor, even if it is applying             should also indicate whether further
                                                    the agreement generally cannot be                        as a consortium that consists of two or               local government approvals are required
                                                    amended in a way that would alter the                    more local government entities. Private               in order to implement the proposed
                                                    project scope. Applicants also are                       organizations may not be designated as                activities.
                                                    advised to obtain firm assurances from                   the legal sponsor of a grant under the
                                                                                                                                                                   VI. Grant Administration
                                                    air carriers proposing to offer new air                  Small Community Program. The
                                                                                                             community has the responsibility to                     Grant Agreements: Communities
                                                       9 For example, if a community has lost service or     ensure that the legal sponsor and grant               awarded grants are required to execute
                                                    been otherwise adversely affected as a result of an      recipient of any funding has the legal                a grant agreement with the Department
                                                    airline merger, the applicant should describe the        authority under state and local laws to               before they begin to expend funds under
                                                    situation in detail and quantify, to the extent          carry out all aspects of the grant, and the           the grant award. Applicants should not
                                                    possible, its effects on the community.
                                                       10 If new service is proposed to or from a specific   Department may require an opinion of                  assume they have received a grant, nor
                                                    city or market served by multiple airports (such as      the legal sponsor’s attorney as to its                should they obligate or expend local
                                                    New York, Chicago, Los Angeles, or Washington,           legal authority to act as a sponsor and               funds prior to receiving and fully
                                                                                                                                                                   executing a grant agreement with the
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                                                    DC, for example), the applicant is encouraged to         to carry out its responsibilities under
                                                    identify the airport(s) in that city or market the                                                             Department. Expenditures made prior to
                                                    community would be targeting under its proposal
                                                                                                             the grant agreement. The applicant
                                                    in order to facilitate the drafting of the grant         should also provide the name of the                   the execution of a grant agreement,
                                                    agreement’s project scope. Communities should            signatory party for the legal sponsor.                including costs associated with
                                                    carefully select, within a specific city or market,                                                            preparation of the grant application,
                                                    those airports for which it proposes service, as         V. Air Service Development Zone                       will not be reimbursed. Moreover, there
                                                    proposing multiple airports in a city or market          Designation                                           are numerous assurances that grant
                                                    could impact the ability of a community to seek
                                                    future grants involving those airports (see Same           As part of the Small Community
                                                    Project Limitation, above).                              Program, the Department may also                        11 See   49 U.S.C. 41743(h).



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                                                                                Federal Register / Vol. 81, No. 61 / Wednesday, March 30, 2016 / Notices                                            17773

                                                    recipients must sign and honor when                        This Order is issued under authority               failure to complete the registration
                                                    federal funds are awarded. All                          delegated in 49 CFR 1.25a(b).                         process before the Application Deadline
                                                    communities receiving a grant will be                      Accordingly,                                       is not a valid reason to permit late
                                                    required to accept and meet the                            1. Applications for funding under the              submissions.
                                                    obligations created by these assurances                 Small Community Air Service                              In order to apply for SCASDP funding
                                                    when they execute their grant                           Development Program should be                         through http://www.grants.gov/web/
                                                    agreements. Copies of assurances are                    submitted via www.grants.gov as an                    grants/applicants/apply-for-grants.html,
                                                    available online at http://www.dot.gov/                 attachment to the SF424 by 5:00 p.m.                  all applicants are required to complete
                                                    policy/aviation-policy/small-                           EDT, May 2, 2016; and                                 the following:
                                                    community-rural-air-service/SCASDP,                        2. This Order will be published in the                1. DUNS Requirement. The Office of
                                                    (click on ‘‘SCASDP Grant Assurances’’).                 Federal Register, posted on www.grants.               Management and Budget requires that
                                                       Payments: The Small Community                        gov and www.regulations.gov, and                      all businesses and nonprofit applicants
                                                    Program is a reimbursable program;                      served on the United States Conference                for federal funds include a Dun and
                                                    therefore, communities are required to                  of Mayors, the National League of Cities,             Bradstreet Data Universal Numbering
                                                    make expenditures for project                           the National Governors Association, the               System (DUNS) number in their
                                                    implementation under the program                        National Association of State Aviation                applications for a new award or renewal
                                                    prior to seeking reimbursement from the                 Officials, County Executives of America,              of an existing award. A DUNS number
                                                    Department. Eligible project                            the American Association of Airport                   is a unique nine-digit sequence
                                                    implementation costs are reimbursable                   Executives, and the Airports Council                  recognized as the universal standard for
                                                    from grant funds only for services or                   International—North America.                          identifying and keeping track of entities
                                                    property delivered during the grant                                                                           receiving federal funds. The identifier is
                                                                                                              Issued in Washington, DC on March 28,
                                                                                                                                                                  used for tracking purposes and to
                                                    term. Reimbursement rates are                           2016.
                                                                                                                                                                  validate address and point of contact
                                                    calculated as a percentage of the total                   By:
                                                                                                                                                                  information for federal assistance
                                                    federal funds requested divided by the                  Susan L. Kurland,                                     applicants, recipients, and sub-
                                                    federal funds plus the local cash                       Assistant Secretary for Aviation and                  recipients. The DUNS number will be
                                                    contribution (which is not refundable).                 International Affairs.                                used throughout the grant life cycle. The
                                                    The percentage is determined by:                          An electronic version of this                       DUNS number must be included in the
                                                    (SCASDP Grant Amount) ÷ (SCASDP                         document is available online at                       data entry field labeled ‘‘Organizational
                                                    Grant Amount + Local Cash                               www.regulations.gov.                                  DUNS’’ on the SF–424 form.
                                                    Contribution + State Cash Contribution,
                                                                                                            Additional Information on Applying                    Instructions for obtaining DUNS number
                                                    if applicable). For example, if a                                                                             can be found at the following Web site:
                                                    community requests $500,000 in federal                  Through www.Grants.Gov
                                                                                                                                                                  http://www.grants.gov/web/grants/
                                                    funding and provides $100,000 in local                    Applications must be submitted                      applicants/organization-registration/
                                                    contributions, the reimbursement rate                   electronically through http://                        step-1-obtain-duns-number.html.
                                                    would be 83.33 percent: ((500,000)/                     www.grants.gov/web/grants/applicants/                    2. System for Award Management. In
                                                    (500,000 + 100,000)) = 83.33. Payments/                 apply-for-grants.html. To apply for                   addition to having a DUNS number,
                                                    expenditures in forms other than cash                   funding through www.grants.gov,                       applicants applying electronically
                                                    (e.g., in-kind) are not reimbursable.                   applicants must be properly registered.               through Grants.gov must register with
                                                       Grantee Reports: Each grantee must                   The Grants.gov/Apply feature includes a               the federal System for Award
                                                    submit quarterly reports on the progress                simple, unified application process that              Management (SAM). Step-by-step
                                                    made during the previous quarter in                     makes it possible for applicants to apply             instructions for registering with SAM
                                                    implementing its grant project. In                      for grants online. There are five ‘‘Get               can be found here: http://
                                                    addition, each community will be                        Registered’’ steps for an organization to             www.grants.gov/web/grants/applicants/
                                                    required to submit a final report on its                complete at Grants.gov. Complete                      organization-registration/step-2-register-
                                                    project to the Department, and 10                       instructions on how to register and                   with-sam.html. All applicants must
                                                    percent of the grant funds will not be                  apply can be found at http://                         register with SAM in order to apply
                                                    reimbursed to the community until such                  www.grants.gov/web/grants/applicants/                 online. Failure to register with the SAM
                                                    a final report is received. Additional                  organization-registration.html. If                    will result in your application being
                                                    information on award administration for                 applicants experience difficulties at any             rejected by Grants.gov during the
                                                    selected communities will be provided                   point during registration or application              submissions process.
                                                    in the grant agreement.                                 process, please call the www.grants.gov                  3. Username and Password. Acquire
                                                                                                            Customer Support Hotline at 1–800–                    an Authorized Organization
                                                    VII: Questions and Clarifications
                                                                                                            518–4726, Monday–Friday from 7:00                     Representative (AOR) and a
                                                      For further information concerning                    a.m. to 9:00 p.m. EDT.                                www.grants.gov username and
                                                    the technical requirements set out in                     Registering with www.grants.gov is a                password. Complete your AOR profile
                                                    this Order, please contact Brooke                       one-time process; however, processing                 on www.grants.gov and create your
                                                    Chapman at Brooke.Chapman@dot.gov                       delays may occur and it can take up to                username and password. You will need
                                                    or (202) 366–0577. A TDD is available                   several weeks for first-time registrants to           to use your organization’s DUNS
                                                    for individuals who are deaf or hard of                 receive confirmation and a user                       Number to complete this step. For more
                                                    hearing at (202) 366–3993. The                          password. It is highly recommended                    information about creating a profile on
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    Department may post answers to                          that applicants start the registration                Grants.gov visit: http://www.grants.gov/
                                                    questions and other important                           process as early as possible to prevent               web/grants/applicants/organization-
                                                    clarifications in the above-captioned                   delays that may preclude submitting an                registration/step-3-username-
                                                    docket on www.regulations.gov and on                    application by the deadlines specified.               password.html.
                                                    the program Web site at https://                        Applications must be submitted and                       4. After creating a profile on
                                                    www.transportation.gov/policy/                          time-stamped not later than 5:00 p.m.                 Grants.gov, the E-Biz Point of Contact
                                                    aviation-policy/small-community-rural-                  EDT on May 2, 2016 (the Application                   (E-Biz POC)—a representative from your
                                                    air-service/SCASDP.                                     Deadline), and, as set forth below,                   organization who is the contact listed


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                                                    17774                       Federal Register / Vol. 81, No. 61 / Wednesday, March 30, 2016 / Notices

                                                    for SAM—will receive an email to grant                  that may have caused a rejection                       Experiencing Unforeseen
                                                    the AOR permission to submit                            notification.                                          www.grants.gov Technical Issues
                                                    applications on behalf of their                            8. Timely Receipt Requirements and
                                                    organization. The E-Biz POC will then                   Proof of Timely Submission. Proof of                     Late Application Notice: Applicants who
                                                    log in to Grants.gov and approve an                                                                            are unable to successfully submit their
                                                                                                            timely submission is automatically                     application package through grants.gov prior
                                                    applicant as the AOR, thereby giving                    recorded by Grants.gov. An electronic                  to the Application Deadline due to technical
                                                    him or her permission to submit                         timestamp is generated within the                      difficulties outside their control must submit
                                                    applications. To learn more about AOR                   system when the application is                         an email to SCASDPgrants@dot.gov with the
                                                    Authorization visit: http://                            successfully received by Grants.gov. The               following information:
                                                    www.grants.gov/web/grants/applicants/                   applicant will receive an
                                                    organization-registration/step-4-aor-                                                                             • The nature of the technical
                                                                                                            acknowledgement of receipt and a
                                                    authorization.html. To track an AOR                                                                            difficulties experienced in attempting to
                                                                                                            tracking number from Grants.gov with
                                                    status visit: http://www.grants.gov/web/                                                                       submit an application;
                                                                                                            successful transmission of the
                                                    grants/applicants/organization-                         application. Applicants should print                      • A screenshot of the error;
                                                    registration/step-5-track-aor-status.html.              this receipt and save it, as a proof of                   • The Legal Sponsor’s name; and
                                                       Applicants are, therefore, encouraged                timely submission.                                        • The Grants.Gov tracking number
                                                    to register early. The registration process                                                                    (e.g. GRANT12345678).
                                                    can take up to four weeks to be                            9. Grants.gov allows applicants to
                                                                                                            download the application package,                         DOT will consider late applications
                                                    completed. Thus, registration should be                                                                        on a case-by-case basis and reserves the
                                                    done in sufficient time to ensure it does               instructions and forms that are
                                                                                                            incorporated in the instructions, and                  right to reject late applications that do
                                                    not impact your ability to meet required                                                                       not meet the conditions outlined in the
                                                    submission deadlines. You will be able                  work offline. In addition to forms that
                                                                                                            are part of the application instructions,              Order Soliciting Small Community
                                                    to submit your application online any                                                                          Grant Proposals. Late applications from
                                                    time after you have approved as an                      there will be a series of electronic forms
                                                                                                            that are provided utilizing Adobe                      applicants that do not provide DOT an
                                                    AOR.                                                                                                           email with the items specified above
                                                       5. Electronic Signature. Applications                Reader.
                                                                                                               a. Adobe Reader. Adobe Reader is                    will not be considered.
                                                    submitted through Grants.gov constitute
                                                    a submission as electronically signed                   available for free to download from the                   If you experience unforeseen
                                                    applications. The registration and                      Adobe Software Compatibility page:                     www.grants.gov technical issues beyond
                                                    account creation with Grants.gov with                   http://www.grants.gov/web/grants/                      your control that prevent you from
                                                    E-Biz POC approval establishes an                       applicants/adobe-software-                             submitting your application by the
                                                    Authorized Organization Representative                  compatibility.html. Adobe Reader                       Application Deadline, you must contact
                                                    (AOR). When you submit the                              allows applicants to read the electronic               us at SCASDPgrants@dot.gov or
                                                    application through Grants.gov, the                     files in a form format so that they will               Vince.Corsaro@dot.gov or (202) 366–
                                                    name of your AOR on file will be                        look like any other Standard form. The                 1842 by 5:00 p.m. EDT the day
                                                    inserted into the signature line of the                 Adobe Reader forms have content                        following the deadline and request
                                                    application. Applicants must register                   sensitive help. This engages the content               approval to submit your application
                                                    the individual who is able to make                      sensitive help for each field you will                 after the deadline has passed. At that
                                                    legally binding commitments for the                     need to complete on the form. The                      time, DOT staff will require you to
                                                    applicant organization as the                           Adobe Reader forms can be downloaded                   provide your DUNS number and your
                                                    Authorized Organization Representative                  and saved on your hard drive, network                  www.grants.gov Help Desk tracking
                                                    (AOR);                                                  drive(s), or CDs.                                      number(s). After DOT staff review all of
                                                       6. Search for the Funding Opportunity                   b. Note: For the Adobe Reader,                      the information submitted and contact
                                                    on www.grants.gov. Please use the                       Grants.gov is compatible with versions                 the www.grants.gov Help Desk to
                                                    following identifying information when                  9.0.0 and later versions. Always refer to              validate the technical issues you
                                                    searching for the SCASDP funding                        the Adobe Software Compatibility page                  reported, DOT staff will contact you to
                                                    opportunity on www.grants.gov. The                      for compatible versions for the operating              either approve or deny your request to
                                                    Catalog of Federal Domestic Assistance                  system you are using. Please do not use                submit a late application through
                                                    (CFDA) number for this solicitation is                  lower versions of the Adobe Reader.                    www.grants.gov. If the technical issues
                                                    20.930, titled Payments for Small                                                                              you reported cannot be validated, your
                                                                                                               c. Mandatory Fields in Adobe Forms.                 application will be rejected as untimely.
                                                    Community Air Service Development.                      In the Adobe Reader forms, you will
                                                       7. Submit an application addressing                                                                            To ensure a fair competition for
                                                                                                            note fields that will appear with a
                                                    all of the requirements outlined in this                                                                       limited discretionary funds, the
                                                                                                            background color on the data fields to
                                                    funding availability announcement.                                                                             following conditions are not valid
                                                                                                            be completed. These fields are
                                                    Within 24–48 hours after submitting                                                                            reasons to permit late submissions: (1)
                                                                                                            mandatory fields and they must be
                                                    your electronic application, you should                                                                        Failure to complete the registration
                                                                                                            completed to successfully submit your
                                                    receive an email validation message                                                                            process before the deadline date; (2)
                                                                                                            application.
                                                    from www.grants.gov. The validation                                                                            failure to follow www.grants.gov
                                                    message will tell you whether the                          Note: When uploading attachments please             instructions on how to register and
                                                    application has been received and                       use generally accepted formats such as .pdf,           apply as posted on its Web site; (3)
                                                                                                            .doc, and .xls. While you may imbed picture
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    validated or rejected, with an                                                                                 failure to follow all of the instructions
                                                                                                            files such as .jpg, .gif, .bmp, in your files,
                                                    explanation. You are urged to submit                    please do not save and submit the attachment
                                                                                                                                                                   in the funding availability notice; and
                                                    your application at least 72 hours prior                in these formats. Additionally, the following          (4) technical issues experienced with
                                                    to the due date of the application to                   formats will not be accepted: .com, .bat, .exe,        the applicant’s computer or information
                                                    allow time to receive the validation                    .vbs, .cfg, .dat, .db, .dbf, .dll, .ini, .log, .ora,   technology (IT) environment.
                                                    message and to correct any problems                     .sys, and .zip.                                        BILLING CODE 4910–9X–P




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                           u&              +                      y



                                        APPLICATION UNDER
            SMALL COMMUNITY AIR SERVICE DEVELOPMENT PROGRAM
                                    DOCKET DOT—OST—2016—0037
                                    SUMMARY INFORMATIONLA


       All applicants must submit this Summary Information schedule, as the application
       coversheet, a completed standard form SF424 and the full application proposal on
                                               www.grants.gov.

      For your preparation convenience, this Summary Information schedule is located at
         https://www.transportation. gov/policy/aviation—policy/small—community—rural—air—
                                          service/SCASDP

A. PROVIDE THE LEGAL SPONSOR AND ITS DUN AND BRADSTREET (D&B) DATA UNIVERSAL
NUMBERING SYSTEM (DUNS) NUMBER, INCLUDING +4, EMPLOYEE IDENTIFICATION NUMBER
(EIN) oR TAX ID.
Legal Sponsor Name:
Name of Signatory Party for Legal Sponsor:
DUNS Number:

EIN/Tax ID:


     . LIST THE NAME OF THE COMMUNITY OR CONSORTIUM OF COMMUNITIES APPLYING:
J
S
P
8
>




C. PROVIDE THE FULL AIRPORT NAME AND 3—LETTER IATA AIRPORT CODE FOR THE

APPLICANT(S) AIRPORT(S) (ONLY PROVIDE CODES FOR THE AIRPORT(S) THAT ARE ACTUALLY
SEEKING SERVICE).
1.                                                       2.




! Note that the Summary Information does not count against the 20—page limit of the SCASDP application.


THE AIRPORT SEEKING SERVICE IS NOT LARGER THAN A SMALL HUB AIRPORT:

[]    UNDER FAA HUB CLASSIFICATIONS EFFECTIVE ON THE DATE OF SERVICE OF THE

     ATTACHED ORDER

C     AS OF CALENDAR YEAR 1997


DOES THE AIRPORT SEEKING SERVICE HOLD AN AIRPORT OPERATING CERTIFICATE ISSUED BY
THE FEDERAL AVIATION ADMINISTRATION UNDER 14 CFR PART 139? (IF "NO", PLEASE
EXPLAIN WHETHER THE AIRPORT INTENDS TO APPLY FOR A CERTIFICATE OR WHETHER AN
APPLICATION UNDER PART 139 Is PENDING.)
[]   Yes          C            No (explain)




D. SHOW THE DRIVING DISTANCE FROM THE APPLICANT COMMUNITY TO THE NEAREST:

       1. Large hub airport:
       2. Medium hub airport:
       3. Small hub airport:
       4. Airport with jet service:

Note: Provide the airport name and distance, in miles, for each category.

E. LIST THE 2—DIGIT CONGRESSIONAL DISTRICT CODE APPLICABLE TO THE SPONSORING

ORGANIZATION, AND IF A CONSORTIUM, TO EACH PARTICIPATING COMMUNITY.

1.                                            2.
3.                                            4.


                                  u&         +                      &9



  F. APPLICANT INFORMATION: (CHECK ALL THAT APPLY)

          O      Not a Consortium       ] Interstate Consortium               J Intrastate Consortium
          CC     Community currently receives subsidized Essential Air Service, or receives
                 assistance under the Alternate Essential Air Service Pilot Program

          O      Community (or Consortium member) previously received a Small Community Air
                 Service Development Program Grant

  If previous recipient: Provide year of grant(s):                                        ; and,
  the text of the grant agreement section(s) setting forth the scope of the grant project:




  G. PUBLIC/PRIVATE PARTNERSHIPS: (LIST ORGANIZATIONNAMES)
  PUBLIC                                                   PRIVATE
  1.                                                       1.
  2                                                        2
  3.                                                       3.
  4                                                        4
  S                                                        S


  H. PROJECT PROPOSAL:

                 1a. GRANT GOALS: (CHECK ALL THAT APPLY)
               Launch New Carrier      |    Secure Additional Service            c Upgrade Aircraft
0 O O 0




               First Service           []   New Route                            [] Service Restoration
               Regional Service        J     Surface Transportation              [] Professional Services
               Other (explain below)




 2 "Professional Services" involve a community contracting with a firm to produce a product such as a marketing
 plan, study, air carrier proposal, etc.


                        u&              +                     &9



       1b. GRANT GOALS: (SYNOPSIS)
Concisely describe the scope of the proposed grant project. (For example, "Revenue guarantee
to recruit, initiate, and support new daily service between               and        ;" or "Marketing
program to support existing service between          and             by         Airlines.")




       2. FINANCIAL TOOLs TO BE USED: (CHECK ALL THAT APPLY)

]     Marketing (including Advertising): promotion of the air service to the public
{]    Start—up Cost Offset: offsetting expenses to assist an air service provider in setting up a
      new station and starting new service (for example, ticket counter reconfiguration)
]     Revenue Guarantee: an agreement with an air service provider setting forth a minimum
      guaranteed profit margin, a portion of which is eligible for reimbursement by the
      community
]     Recruitment of U.S. Air Carrier: air service development activities to recruit new air
      service, including expenses for airport marketers to meet with air service providers to make
      the case for new air service
]     Fee Waivers: waiver of airport fees, such as landing fees, to encourage new air service;
      counted as in—kind contributions only
]     Ground Handling Fee: reimbursement of expenses for passenger, cabin, and ramp (below
      wing) services provided by third party ground handlers
J     Travel Bank: travel pledges, or deposited monetary funds, from participating parties for
      the purchase of air travel on a U.S. air carrier, with defined procedures for the subsequent
      use of the pledges or the deposited funds; counted as in—kind contributions only
[]    Other (explain below)




I. EXISTING LANDING ADS AT LOCAL AIRPORT:

C    Full ILS                []   Outer/Middle Marker   D          Published Instrument Approach


C      Localizer           [] Other (specify)


J. PROJECT COST: DO NOT ENTER TEXT IN SHADED AREA

REMINDER: LOCAL CASH CONTRIBUTIONS MAY NOT BE PROVIDED BY AN AIR CARRIER (SEE "TYPES

OF CONTRIBUTIONS FOR REFERENCE).

LINE    DESCRIPTION                                       SUB TOTAL          TOTAL AMOUNT

1       Federal amount requested
2       State cash financial contribution

        Local cash financial contribution
        3a     Airport cash funds
        3b     Non—airport cash funds
3       Total local cash funds (Ja + 3Db)
4       TOTAL CASH FUNDING (I+2+3)
        In—Kind contribution

        Sa     Airport In—Kind contribution**
        Sb     Other In—Kind contribution**

5       TOTAL IN—KIND CONTRIBUTION
        (Sa + 5b)
6       TOTAL PROJECT COST (4+5)

K. IN—KIND CONTRIBUTIONS**
For funds in lines 5a (Airport In—Kind contribution) and 5b (Other In—Kind contribution), please
describe the source(s) of fund(s) and the value ($) of each.


                       u&            +                 &9



L. Is THIS APPLICATION SUBJECT TO REVIEW BY AN AFFECTED STATE UNDER EXECUTIVE
ORDER 12372 PROCESS?
0O    a.   This application was made available to the State under the Executive Order 12372
           Process for review on (date)
)     b. Program is subject to E.O. 12372, but has not been selected by the State for review.
C     c. Program is not covered by E.O. 12372.


M. Is THE LEAD APPLICANT OR ANY CO—APPLICANTS DELINQUENT ON ANY FEDERAL DEBT?

(IF "YEsS", PROVIDE EXPLANATION)
[]   No            C         Yes (explain)


                     u&              +                     y



                                APPLICATION CHECKLIST

INCLUDED?   ITEM

                                         For Immediate Action

            Determine Eligibility
            New Grants.gov users must register with www.grants.gov.
            Existing Grants.gov users must verify existing www.grants.gov account has not expired
            and the Authorized Organization Representative (A0R) is current.
                          For Submission by 5:00 PM EDT on May 2. 2016

            Communities with active SCASDP grants: notify DOT/X50 of intent to terminate
            existing grant in order to be eligible for selection in FY2016
            Complete Application for Federal Domestic Assistance (SF424) via www .grants.gov
            Summary Information schedule complete and used as cover sheet (see Appendix B)

            Application of up to 20 one—sided pages (excluding any letters from the
            community or an air carrier showing support for the application), to include:
               +    A description of the community‘s air service needs or deficiencies.
               +    The driving distance, in miles, to the nearest large, medium, and small hub
                    airports, and airport with jet service.
               e    A strategic plan for meeting those needs under the Small Community Program,
                    including a concise synopsis of the scope of the proposed grant project.
               +    For service to or from a specific city or market, such as New York, Chicago, Los
                    Angeles, or Washington, D.C., for example), a list of the airports that the
                    applicant considers part of the market.
               +    A detailed description of the funding necessary for implementation of the
                    community‘s project.
               &    An explanation of how the proposed project differs from any previous projects
                    for which the community received SCASDP funds (if applicable).
               «_   Designation of a legal sponsor responsible for administering the program.

               &    A motion for confidential treatment (if applicable) — see Appendix D below.


                                                    17782                       Federal Register / Vol. 81, No. 61 / Wednesday, March 30, 2016 / Notices

                                                    BILLING CODE 4910–9X–C                                  Transportation (DOT) will forward the                 which funded surface transportation
                                                    Confidential Commercial Information                     Information Collection Request (ICR)                  programs for highways, highway safety,
                                                                                                            abstracted below to the Office of                     and transit. Section 1101(b) of the Act
                                                       Applicants will be able to provide                   Management and Budget (OMB) for                       describes Congress’s findings regarding
                                                    certain confidential business                           clearance. The ICR describes the nature               the continued need for the DBE program
                                                    information relevant to their proposals                 of the information collection and its                 due to the discrimination and related
                                                    on a confidential basis. Under the                      expected cost and burden hours. The                   barriers that pose significant obstacles
                                                    Department’s Freedom of Information                     Federal Register Notice, with a 60-day                for minority and women-owned
                                                    Act regulations (49 CFR 7.17), such                     comment period soliciting comments on                 businesses seeking federally-assisted
                                                    information is limited to commercial or                 the questionnaire, was published on                   surface transportation work. The DBE
                                                    financial information that, if disclosed,               December 30, 2015, [FR Vol. 80, No.                   program focuses primarily on
                                                    would either likely cause substantial                   250, page 81671]. One comment was                     construction and professional services
                                                    harm to the competitive position of a                   received.                                             contracts, while the airport concession
                                                    business or enterprise or make it more                                                                        disadvantaged business enterprise
                                                                                                            DATES: Comments on this notice must be
                                                    difficult for the Federal Government to                                                                       (ACDBE) program focuses on lease and
                                                    obtain similar information in the future.               received by April 29, 2016.
                                                                                                                                                                  supplier agreements for food, beverage,
                                                       Applicants seeking confidential                      ADDRESSES: Interested persons are
                                                                                                                                                                  retail, and car rental services. Congress
                                                    treatment of a portion of their                         invited to submit comments regarding
                                                                                                                                                                  raised concerns that discrimination and
                                                    applications must segregate the                         this proposal to the DOT/OST Desk
                                                                                                                                                                  related barriers continue to pose
                                                    confidential material in a sealed                       Officer, Office of Information and
                                                                                                                                                                  obstacles to disadvantaged firms seeking
                                                    envelope marked ‘‘Confidential                          Regulatory Affairs, Office of
                                                                                                                                                                  to do business at U.S. airports. The
                                                    Submission of X (the applicant) in                      Management and Budget, Docket
                                                                                                                                                                  information requested will assist DOT
                                                    Docket DOT–OST–2016–0037’’ and                          Library, Room 10102, 725 17th Street
                                                                                                                                                                  in measuring whether both programs are
                                                    include with that material a request in                 NW., Washington, DC 20503, or by
                                                                                                                                                                  achieving the objectives to create a level
                                                    the form of a motion seeking                            email to oira_submission@omb.eop.gov.
                                                                                                                                                                  playing field on which ACDBEs/DBEs
                                                    confidential treatment of the material                  FOR FURTHER INFORMATION CONTACT: Sam                  can compete fairly and assist in the
                                                    under 14 CFR 302.12 (‘‘Rule 12’’) of the                Brooks, Equal Opportunity Specialist                  development of ACDBE/DBE firms to
                                                    Department’s regulations. The applicant                 (S–33), Departmental Office of Civil                  compete successfully in the
                                                    should submit an original and two                       Rights, Office of the Secretary, U.S.                 marketplace.
                                                    copies of its motion and an original and                Department of Transportation, 1200                       The single comment that was received
                                                    two copies of the confidential material                 New Jersey Avenue SE., Washington,                    by DOT during the 60-day comment
                                                    in the sealed envelope.                                 DC 20590, 202–366–7145.                               period was provided by a trade
                                                       The confidential material should not                 SUPPLEMENTARY INFORMATION:                            association and had four components.
                                                    be included with the original of the                       Form Title(s): Voluntary Web-Based                 The association (1) asked DOT to use
                                                    applicant’s proposal that is submitted                  Questionnaire of Airport Concession                   the data collection measure to address
                                                    via www.grants.gov. The applicant’s                     Disadvantaged Business Enterprises and                the issue of out-of-date DBE directories;
                                                    original submission, however, should                    Disadvantaged Business Enterprise                     (2) observed that prime contractors need
                                                    indicate clearly where the confidential                 Firms.                                                better information on the types of
                                                    material would have been inserted. If an                   Form Number: None.                                 construction work DBEs are able to
                                                    applicant invokes Rule 12, the                             OMB Control Number: None.                          perform; (3) requested that the
                                                    confidential portion of its filing will be                 Abstract: The DOT’s Operating                      questionnaire ‘‘query DBE firms on the
                                                    treated as confidential pending a final                 Administrations distribute substantial                issue of training;’’ and (4) asked DOT to
                                                    determination. All confidential material                funds each year to finance construction               evaluate the responses regarding
                                                    must be received by 5:00 p.m. EDT, May                  projects initiated by state and local                 perceived barriers or challenges from
                                                    2, 2016, and delivered to the U.S.                      governments, public transit and airport               the perspective of all parties. After
                                                    Department of Transportation, Office of                 agencies. The DOT has the important                   careful consideration, DOT makes due
                                                    Aviation Analysis, 8th Floor, Room                      responsibility of ensuring that firms                 note of all four components. Only items
                                                    W86–307, 1200 New Jersey Ave. SE.,                      competing for DOT-assisted contracts                  (1) and (3) appear to request changes to
                                                    Washington, DC 20590.                                   for these projects are not disadvantaged              proposed questions. However, as these
                                                                                                            by unlawful discrimination. The DOT’s                 items are not strictly germane to the
                                                    [FR Doc. 2016–07286 Filed 3–28–16; 4:15 pm]
                                                                                                            most important tool for meeting this                  stated purpose (measuring the objective
                                                    BILLING CODE 4910–9X–P
                                                                                                            requirement has been its Disadvantaged                of creating a level playing field) of the
                                                                                                            Business Enterprise (DBE) program,                    questionnaire, the Department
                                                                                                            which originally began in 1980 as a                   respectfully declines to alter the content
                                                    DEPARTMENT OF TRANSPORTATION
                                                                                                            minority/women’s business enterprise                  of the questions.
                                                    Office of the Secretary                                 program established by regulation under                  The questionnaire will be for the use
                                                                                                            the authority of Title VI of the Civil                of ACDBE and DBE certified firms, so
                                                    [Docket No. DOT–OST–2015–0255]                          Rights Act of 1964 and other                          that they can provide information
                                                                                                            nondiscrimination statutes that apply to              regarding the nature of their business
                                                    Request for Comments
                                                                                                            DOT financial assistance programs. The                and bidding history, and perceived
                                                                                                            DBE program was reauthorized by                       barriers/challenges that may have
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    AGENCY: Office of the Secretary, U.S.
                                                    Department of Transportation.                           Congress several times since its                      prevented them from receiving a
                                                    ACTION: Notice and request for                          inception; most recently in the ‘‘Fixing              contract or successfully competing in
                                                    comments.                                               America’s Surface Transportation Act’’                DOT’s ACDBE/DBE program. A link to
                                                                                                            or the ‘‘FAST–ACT,’’ (P.L. 114–94,                    the questionnaire will be made available
                                                    SUMMARY: In accordance with the                         December 4, 2015), See more at:                       by DOT’s Departmental Office of Civil
                                                    Paperwork Reduction Act of 1995 (44                     https://www.transportation.gov/civil-                 Rights for use by the Department’s state
                                                    U.S.C. 3501 et seq.), this notice                       rights/disadvantaged-business-                        and local recipients, which can in turn
                                                    announces that the U.S. Department of                   enterprise#sthash.67nZv63S.dpuf,                      post this link on their own Web sites.


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Document Created: 2016-03-30 09:28:58
Document Modified: 2016-03-30 09:28:58
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of order soliciting community proposals (Order 2016-3- 32).
DatesApplications must be submitted no later than May 2, 2016.
ContactBrooke Chapman, Associate Director, Small Community Air Service Development Program, Office of Aviation Analysis, 1200 New Jersey Avenue SE., W86-307, Washington, DC 20590, (202) 366 0577.
FR Citation81 FR 17767 

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