81_FR_19162 81 FR 19098 - Approval and Promulgation of Implementation Plans; Kentucky; Infrastructure Requirements for the 2010 Sulfur Dioxide National Ambient Air Quality Standard

81 FR 19098 - Approval and Promulgation of Implementation Plans; Kentucky; Infrastructure Requirements for the 2010 Sulfur Dioxide National Ambient Air Quality Standard

ENVIRONMENTAL PROTECTION AGENCY

Federal Register Volume 81, Issue 64 (April 4, 2016)

Page Range19098-19108
FR Document2016-07644

The Environmental Protection Agency (EPA) is proposing to approve portions of the State Implementation Plan (SIP) submission, submitted by the Commonwealth of Kentucky, Energy and Environment Cabinet, Department for Environmental Protection, through the Kentucky Division for Air Quality (KDAQ), on April 26, 2013, to demonstrate that the Commonwealth meets the infrastructure requirements of the Clean Air Act (CAA or Act) for the 2010 1-hour sulfur dioxide (SO<INF>2</INF>) national ambient air quality standard (NAAQS). The CAA requires that each state adopt and submit a SIP for the implementation, maintenance and enforcement of each NAAQS promulgated by EPA, which is commonly referred to as an ``infrastructure'' SIP. KDAQ certified that the Kentucky SIP contains provisions that ensure the 2010 1-hour SO<INF>2</INF> NAAQS is implemented, enforced, and maintained in Kentucky. EPA is proposing to determine that Kentucky's infrastructure submission, submitted on April 26, 2013, addresses certain infrastructure elements for the 2010 1-hour SO<INF>2</INF> NAAQS.

Federal Register, Volume 81 Issue 64 (Monday, April 4, 2016)
[Federal Register Volume 81, Number 64 (Monday, April 4, 2016)]
[Proposed Rules]
[Pages 19098-19108]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-07644]


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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 52

[EPA-R04-OAR-2014-0426; FRL-9944-52-Region 4]


Approval and Promulgation of Implementation Plans; Kentucky; 
Infrastructure Requirements for the 2010 Sulfur Dioxide National 
Ambient Air Quality Standard

AGENCY: Environmental Protection Agency.

ACTION: Proposed rule.

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SUMMARY: The Environmental Protection Agency (EPA) is proposing to 
approve portions of the State Implementation Plan (SIP) submission, 
submitted by the Commonwealth of Kentucky, Energy and Environment 
Cabinet, Department for Environmental Protection, through the Kentucky 
Division for Air Quality (KDAQ), on April 26, 2013, to demonstrate that 
the Commonwealth meets the infrastructure requirements of the Clean Air 
Act (CAA or Act) for the 2010 1-hour sulfur dioxide (SO2) 
national ambient air quality standard (NAAQS). The CAA requires that 
each state adopt and submit a SIP for the implementation, maintenance 
and enforcement of each NAAQS promulgated by EPA, which is commonly 
referred to as an ``infrastructure'' SIP. KDAQ certified that the 
Kentucky SIP contains provisions that ensure the 2010 1-hour 
SO2 NAAQS is implemented, enforced, and maintained in 
Kentucky. EPA is proposing to determine that Kentucky's infrastructure 
submission, submitted on April 26, 2013, addresses certain 
infrastructure elements for the 2010 1-hour SO2 NAAQS.

[[Page 19099]]


DATES: Written comments must be received on or before May 4, 2016.

ADDRESSES: Submit your comments, identified by Docket ID No. EPA-R04-
OAR-2014-0426 at http://www.regulations.gov. Follow the online 
instructions for submitting comments. Once submitted, comments cannot 
be edited or removed from Regulations.gov. EPA may publish any comment 
received to its public docket. Do not submit electronically any 
information you consider to be Confidential Business Information (CBI) 
or other information whose disclosure is restricted by statute. 
Multimedia submissions (audio, video, etc.) must be accompanied by a 
written comment. The written comment is considered the official comment 
and should include discussion of all points you wish to make. EPA will 
generally not consider comments or comment contents located outside of 
the primary submission (i.e. on the web, cloud, or other file sharing 
system). For additional submission methods, the full EPA public comment 
policy, information about CBI or multimedia submissions, and general 
guidance on making effective comments, please visit http://www2.epa.gov/dockets/commenting-epa-dockets.

FOR FURTHER INFORMATION CONTACT: Michele Notarianni, Air Regulatory 
Management Section, Air Planning and Implementation Branch, Air, 
Pesticides and Toxics Management Division, U.S. Environmental 
Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 
30303-8960. Ms. Notarianni can be reached via electronic mail at 
[email protected] or the telephone number (404) 562-9031.

Table of Contents

I. Background and Overview
II. What elements are required under sections 110(a)(1) and (2)?
III. What is EPA's approach to the review of infrastructure SIP 
submissions?
IV. What is EPA's analysis of how Kentucky addressed the elements of 
sections 110(a)(1) and (2) ``Infrastructure'' provisions?
V. Proposed Action
VI. Statutory and Executive Order Reviews

I. Background and Overview

    On June 22, 2010 (75 FR 35520), EPA revised the primary 
SO2 NAAQS to an hourly standard at a level of 75 parts per 
billion (ppb), based on a 3-year average of the annual 99th percentile 
of 1-hour daily maximum concentrations. Pursuant to section 110(a)(1) 
of the CAA, states are required to submit SIPs meeting the applicable 
requirements of section 110(a)(2) within three years after promulgation 
of a new or revised NAAQS or within such shorter period as EPA may 
prescribe. Section 110(a)(2) requires states to address basic SIP 
elements such as requirements for monitoring, basic program 
requirements and legal authority that are designed to assure attainment 
and maintenance of the NAAQS. States were required to submit such SIPs 
for the 2010 1-hour SO2 NAAQS to EPA no later than June 2, 
2013.\1\
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    \1\ In these infrastructure SIP submissions states generally 
certify evidence of compliance with sections 110(a)(1) and (2) of 
the CAA through a combination of state regulations and statutes, 
some of which have been incorporated into the federally-approved 
SIP. In addition, certain federally-approved, non-SIP regulations 
may also be appropriate for demonstrating compliance with sections 
110(a)(1) and (2). Throughout this rulemaking, unless otherwise 
indicated, the term ``401 KAR XX:XXX'' indicates that the cited 
regulation has either been approved, or submitted for approval into 
Kentucky's federally-approved SIP. The State statutes cited from the 
Kentucky Revised Statutes (also referred to as ``KRS'') throughout 
this rulemaking are not approved into the Kentucky SIP, unless 
otherwise indicated.
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    Today's action is proposing to approve Kentucky's infrastructure 
SIP submission for the applicable requirements of the 2010 1-hour 
SO2 NAAQS. With respect to the interstate transport 
provisions pertaining to the contribution to nonattainment or 
interference with maintenance in other states and the visibility 
requirements of section 110(a)(2)(D)(i)(I) and (II) (prongs 1, 2, and 
4), and the minor source program requirements of section 110(a)(2)(C), 
EPA is not proposing any action at this time regarding these 
requirements. For the aspects of Kentucky's submittal proposed for 
approval today, EPA notes that the Agency is not approving any specific 
rule, but rather proposing that Kentucky's already approved SIP meets 
certain CAA requirements.

II. What elements are required under sections 110(a)(1) and (2)?

    Section 110(a) of the CAA requires states to submit SIPs to provide 
for the implementation, maintenance, and enforcement of a new or 
revised NAAQS within three years following the promulgation of such 
NAAQS, or within such shorter period as EPA may prescribe. Section 
110(a) imposes the obligation upon states to make a SIP submission to 
EPA for a new or revised NAAQS, but the contents of that submission may 
vary depending upon the facts and circumstances. In particular, the 
data and analytical tools available at the time the state develops and 
submits the SIP for a new or revised NAAQS affects the content of the 
submission. The contents of such SIP submissions may also vary 
depending upon what provisions the state's existing SIP already 
contains.
    More specifically, section 110(a)(1) provides the procedural and 
timing requirements for SIPs. Section 110(a)(2) lists specific elements 
that states must meet for ``infrastructure'' SIP requirements related 
to a newly established or revised NAAQS. As mentioned above, these 
requirements include basic SIP elements such as requirements for 
monitoring, basic program requirements and legal authority that are 
designed to assure attainment and maintenance of the NAAQS. The 
requirements that are the subject of this proposed rulemaking are 
summarized below and in EPA's September 13, 2013, memorandum entitled 
``Guidance on Infrastructure State Implementation Plan (SIP) Elements 
under Clean Air Act Sections 110(a)(1) and 110(a)(2).'' \2\
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    \2\ Two elements identified in section 110(a)(2) are not 
governed by the three year submission deadline of section 110(a)(1) 
because SIPs incorporating necessary local nonattainment area 
controls are not due within three years after promulgation of a new 
or revised NAAQS, but rather due at the time the nonattainment area 
plan requirements are due pursuant to section 172. These 
requirements are: (1) Submissions required by section 110(a)(2)(C) 
to the extent that subsection refers to a permit program as required 
in part D, title I of the CAA; and (2) submissions required by 
section 110(a)(2)(I) which pertain to the nonattainment planning 
requirements of part D, title I of the CAA. Today's proposed 
rulemaking does not address infrastructure elements related to 
section 110(a)(2)(I) or the nonattainment planning requirements of 
110(a)(2)(C).

 110(a)(2)(A): Emission Limits and Other Control Measures
 110(a)(2)(B): Ambient Air Quality Monitoring/Data System
 110(a)(2)(C): Programs for Enforcement of Control Measures and 
for Construction or Modification of Stationary Sources \3\
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    \3\ This rulemaking only addresses requirements for this element 
as they relate to attainment areas.
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 110(a)(2)(D)(i)(I) and (II): Interstate Pollution Transport
 110(a)(2)(D)(ii): Interstate Pollution Abatement and 
International Air Pollution
 110(a)(2)(E): Adequate Resources and Authority, Conflict of 
Interest, and Oversight of Local Governments and Regional Agencies
 110(a)(2)(F): Stationary Source Monitoring and Reporting
 110(a)(2)(G): Emergency Powers
 110(a)(2)(H): SIP Revisions
 110(a)(2)(I): Plan Revisions for Nonattainment Areas \4\
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    \4\ As mentioned above, this element is not relevant to today's 
proposed rulemaking.
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 110(a)(2)(J): Consultation with Government Officials, Public 
Notification, and Prevention of

[[Page 19100]]

Significant Deterioration (PSD) and Visibility Protection
 110(a)(2)(K): Air Quality Modeling and Submission of Modeling 
Data
 110(a)(2)(L): Permitting fees
 110(a)(2)(M): Consultation and Participation by Affected Local 
Entities

III. What is EPA's approach to the review of infrastructure SIP 
submissions?

    EPA is acting upon the SIP submission from Kentucky that addresses 
the infrastructure requirements of CAA sections 110(a)(1) and 110(a)(2) 
for the 2010 1-hour SO2 NAAQS. The requirement for states to 
make a SIP submission of this type arises out of CAA section 110(a)(1). 
Pursuant to section 110(a)(1), states must make SIP submissions 
``within 3 years (or such shorter period as the Administrator may 
prescribe) after the promulgation of a national primary ambient air 
quality standard (or any revision thereof),'' and these SIP submissions 
are to provide for the ``implementation, maintenance, and enforcement'' 
of such NAAQS. The statute directly imposes on states the duty to make 
these SIP submissions, and the requirement to make the submissions is 
not conditioned upon EPA's taking any action other than promulgating a 
new or revised NAAQS. Section 110(a)(2) includes a list of specific 
elements that ``[e]ach such plan'' submission must address.
    EPA has historically referred to these SIP submissions made for the 
purpose of satisfying the requirements of CAA sections 110(a)(1) and 
110(a)(2) as ``infrastructure SIP'' submissions. Although the term 
``infrastructure SIP'' does not appear in the CAA, EPA uses the term to 
distinguish this particular type of SIP submission from submissions 
that are intended to satisfy other SIP requirements under the CAA, such 
as ``nonattainment SIP'' or ``attainment plan SIP'' submissions to 
address the nonattainment planning requirements of part D of title I of 
the CAA, ``regional haze SIP'' submissions required by EPA rule to 
address the visibility protection requirements of CAA section 169A, and 
nonattainment new source review (NNSR) permit program submissions to 
address the permit requirements of CAA, title I, part D.
    Section 110(a)(1) addresses the timing and general requirements for 
infrastructure SIP submissions, and section 110(a)(2) provides more 
details concerning the required contents of these submissions. The list 
of required elements provided in section 110(a)(2) contains a wide 
variety of disparate provisions, some of which pertain to required 
legal authority, some of which pertain to required substantive program 
provisions, and some of which pertain to requirements for both 
authority and substantive program provisions.\5\ EPA therefore believes 
that while the timing requirement in section 110(a)(1) is unambiguous, 
some of the other statutory provisions are ambiguous. In particular, 
EPA believes that the list of required elements for infrastructure SIP 
submissions provided in section 110(a)(2) contains ambiguities 
concerning what is required for inclusion in an infrastructure SIP 
submission.
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    \5\ For example: Section 110(a)(2)(E)(i) provides that states 
must provide assurances that they have adequate legal authority 
under state and local law to carry out the SIP; section 110(a)(2)(C) 
provides that states must have a SIP-approved program to address 
certain sources as required by part C of title I of the CAA; and 
section 110(a)(2)(G) provides that states must have legal authority 
to address emergencies as well as contingency plans that are 
triggered in the event of such emergencies.
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    The following examples of ambiguities illustrate the need for EPA 
to interpret some section 110(a)(1) and section 110(a)(2) requirements 
with respect to infrastructure SIP submissions for a given new or 
revised NAAQS. One example of ambiguity is that section 110(a)(2) 
requires that ``each'' SIP submission must meet the list of 
requirements therein, while EPA has long noted that this literal 
reading of the statute is internally inconsistent and would create a 
conflict with the nonattainment provisions in part D of title I of the 
Act, which specifically address nonattainment SIP requirements.\6\ 
Section 110(a)(2)(I) pertains to nonattainment SIP requirements and 
part D addresses when attainment plan SIP submissions to address 
nonattainment area requirements are due. For example, section 172(b) 
requires EPA to establish a schedule for submission of such plans for 
certain pollutants when the Administrator promulgates the designation 
of an area as nonattainment, and section 107(d)(1)(B) allows up to two 
years, or in some cases three years, for such designations to be 
promulgated.\7\ This ambiguity illustrates that rather than apply all 
the stated requirements of section 110(a)(2) in a strict literal sense, 
EPA must determine which provisions of section 110(a)(2) are applicable 
for a particular infrastructure SIP submission.
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    \6\ See, e.g., ``Rule To Reduce Interstate Transport of Fine 
Particulate Matter and Ozone (Clean Air Interstate Rule); Revisions 
to Acid Rain Program; Revisions to the NOX SIP Call; 
Final Rule,'' 70 FR 25162, at 25163-65 (May 12, 2005) (explaining 
relationship between timing requirement of section 110(a)(2)(D) 
versus section 110(a)(2)(I)).
    \7\ EPA notes that this ambiguity within section 110(a)(2) is 
heightened by the fact that various subparts of part D set specific 
dates for submission of certain types of SIP submissions in 
designated nonattainment areas for various pollutants. Note, e.g., 
that section 182(a)(1) provides specific dates for submission of 
emissions inventories for the ozone NAAQS. Some of these specific 
dates are necessarily later than three years after promulgation of 
the new or revised NAAQS.
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    Another example of ambiguity within sections 110(a)(1) and 
110(a)(2) with respect to infrastructure SIPs pertains to whether 
states must meet all of the infrastructure SIP requirements in a single 
SIP submission, and whether EPA must act upon such SIP submission in a 
single action. Although section 110(a)(1) directs states to submit ``a 
plan'' to meet these requirements, EPA interprets the CAA to allow 
states to make multiple SIP submissions separately addressing 
infrastructure SIP elements for the same NAAQS. If states elect to make 
such multiple SIP submissions to meet the infrastructure SIP 
requirements, EPA can elect to act on such submissions either 
individually or in a larger combined action.\8\ Similarly, EPA 
interprets the CAA to allow it to take action on the individual parts 
of one larger, comprehensive infrastructure SIP submission for a given 
NAAQS without concurrent action on the entire submission. For example, 
EPA has sometimes elected to act at different times on various elements 
and sub-elements of the same infrastructure SIP submission.\9\
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    \8\ See, e.g., ``Approval and Promulgation of Implementation 
Plans; New Mexico; Revisions to the New Source Review (NSR) State 
Implementation Plan (SIP); Prevention of Significant Deterioration 
(PSD) and Nonattainment New Source Review (NNSR) Permitting,'' 78 FR 
4339 (January 22, 2013) (EPA's final action approving the structural 
PSD elements of the New Mexico SIP submitted by the State separately 
to meet the requirements of EPA's 2008 PM2.5 NSR rule), 
and ``Approval and Promulgation of Air Quality Implementation Plans; 
New Mexico; Infrastructure and Interstate Transport Requirements for 
the 2006 PM2.5 NAAQS,'' (78 FR 4337) (January 22, 2013) 
(EPA's final action on the infrastructure SIP for the 2006 
PM2.5 NAAQS).
    \9\ On December 14, 2007, the State of Tennessee, through the 
Tennessee Department of Environment and Conservation, made a SIP 
revision to EPA demonstrating that the State meets the requirements 
of sections 110(a)(1) and (2). EPA proposed action for 
infrastructure SIP elements (C) and (J) on January 23, 2012 (77 FR 
3213) and took final action on March 14, 2012 (77 FR 14976). On 
April 16, 2012 (77 FR 22533) and July 23, 2012 (77 FR 42997), EPA 
took separate proposed and final actions on all other section 
110(a)(2) infrastructure SIP elements of Tennessee's December 14, 
2007, submittal.
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    Ambiguities within sections 110(a)(1) and 110(a)(2) may also arise 
with respect to infrastructure SIP submission requirements for 
different NAAQS. Thus, EPA notes that not every element of section 
110(a)(2) would be relevant,

[[Page 19101]]

or as relevant, or relevant in the same way, for each new or revised 
NAAQS. The states' attendant infrastructure SIP submissions for each 
NAAQS therefore could be different. For example, the monitoring 
requirements that a state might need to meet in its infrastructure SIP 
submission for purposes of section 110(a)(2)(B) could be very different 
for different pollutants because the content and scope of a state's 
infrastructure SIP submission to meet this element might be very 
different for an entirely new NAAQS than for a minor revision to an 
existing NAAQS.\10\
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    \10\ For example, implementation of the 1997 PM2.5 
NAAQS required the deployment of a system of new monitors to measure 
ambient levels of that new indicator species for the new NAAQS.
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    EPA notes that interpretation of section 110(a)(2) is also 
necessary when EPA reviews other types of SIP submissions required 
under the CAA. Therefore, as with infrastructure SIP submissions, EPA 
also has to identify and interpret the relevant elements of section 
110(a)(2) that logically apply to these other types of SIP submissions. 
For example, section 172(c)(7) requires that attainment plan SIP 
submissions required by part D have to meet the ``applicable 
requirements'' of section 110(a)(2). Thus, for example, attainment plan 
SIP submissions must meet the requirements of section 110(a)(2)(A) 
regarding enforceable emission limits and control measures and section 
110(a)(2)(E)(i) regarding air agency resources and authority. By 
contrast, it is clear that attainment plan SIP submissions required by 
part D would not need to meet the portion of section 110(a)(2)(C) that 
pertains to the PSD program required in part C of title I of the CAA, 
because PSD does not apply to a pollutant for which an area is 
designated nonattainment and thus subject to part D planning 
requirements. As this example illustrates, each type of SIP submission 
may implicate some elements of section 110(a)(2) but not others.
    Given the potential for ambiguity in some of the statutory language 
of section 110(a)(1) and section 110(a)(2), EPA believes that it is 
appropriate to interpret the ambiguous portions of section 110(a)(1) 
and section 110(a)(2) in the context of acting on a particular SIP 
submission. In other words, EPA assumes that Congress could not have 
intended that each and every SIP submission, regardless of the NAAQS in 
question or the history of SIP development for the relevant pollutant, 
would meet each of the requirements, or meet each of them in the same 
way. Therefore, EPA has adopted an approach under which it reviews 
infrastructure SIP submissions against the list of elements in section 
110(a)(2), but only to the extent each element applies for that 
particular NAAQS.
    Historically, EPA has elected to use guidance documents to make 
recommendations to states for infrastructure SIPs, in some cases 
conveying needed interpretations on newly arising issues and in some 
cases conveying interpretations that have already been developed and 
applied to individual SIP submissions for particular elements.\11\ EPA 
most recently issued guidance for infrastructure SIPs on September 13, 
2013 (2013 Guidance).\12\ EPA developed this document to provide states 
with up-to-date guidance for infrastructure SIPs for any new or revised 
NAAQS. Within this guidance, EPA describes the duty of states to make 
infrastructure SIP submissions to meet basic structural SIP 
requirements within three years of promulgation of a new or revised 
NAAQS. EPA also made recommendations about many specific subsections of 
section 110(a)(2) that are relevant in the context of infrastructure 
SIP submissions.\13\ The guidance also discusses the substantively 
important issues that are germane to certain subsections of section 
110(a)(2). Significantly, EPA interprets sections 110(a)(1) and 
110(a)(2) such that infrastructure SIP submissions need to address 
certain issues and need not address others. Accordingly, EPA reviews 
each infrastructure SIP submission for compliance with the applicable 
statutory provisions of section 110(a)(2), as appropriate.
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    \11\ EPA notes, however, that nothing in the CAA requires EPA to 
provide guidance or to promulgate regulations for infrastructure SIP 
submissions. The CAA directly applies to states and requires the 
submission of infrastructure SIP submissions, regardless of whether 
or not EPA provides guidance or regulations pertaining to such 
submissions. EPA elects to issue such guidance in order to assist 
states, as appropriate.
    \12\ ``Guidance on Infrastructure State Implementation Plan 
(SIP) Elements under Clean Air Act sections 110(a)(1) and 
110(a)(2),'' Memorandum from Stephen D. Page, September 13, 2013.
    \13\ EPA's September 13, 2013, guidance did not make 
recommendations with respect to infrastructure SIP submissions to 
address section 110(a)(2)(D)(i)(I). EPA issued the guidance shortly 
after the U.S. Supreme Court agreed to review the D.C. Circuit 
decision in EME Homer City, 696 F.3d7 (D.C. Cir. 2012) which had 
interpreted the requirements of section 110(a)(2)(D)(i)(I). In light 
of the uncertainty created by ongoing litigation, EPA elected not to 
provide additional guidance on the requirements of section 
110(a)(2)(D)(i)(I) at that time. As the guidance is neither binding 
nor required by statute, whether EPA elects to provide guidance on a 
particular section has no impact on a state's CAA obligations.
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    As an example, section 110(a)(2)(E)(ii) is a required element of 
section 110(a)(2) for infrastructure SIP submissions. Under this 
element, a state must meet the substantive requirements of section 128, 
which pertain to state boards that approve permits or enforcement 
orders and heads of executive agencies with similar powers. Thus, EPA 
reviews infrastructure SIP submissions to ensure that the state's 
implementation plan appropriately addresses the requirements of section 
110(a)(2)(E)(ii) and section 128. The 2013 Guidance explains EPA's 
interpretation that there may be a variety of ways by which states can 
appropriately address these substantive statutory requirements, 
depending on the structure of an individual state's permitting or 
enforcement program (e.g., whether permits and enforcement orders are 
approved by a multi-member board or by a head of an executive agency). 
However they are addressed by the state, the substantive requirements 
of section 128 are necessarily included in EPA's evaluation of 
infrastructure SIP submissions because section 110(a)(2)(E)(ii) 
explicitly requires that the state satisfy the provisions of section 
128.
    As another example, EPA's review of infrastructure SIP submissions 
with respect to the PSD program requirements in sections 110(a)(2)(C), 
(D)(i)(II), and (J) focuses upon the structural PSD program 
requirements contained in part C and EPA's PSD regulations. Structural 
PSD program requirements include provisions necessary for the PSD 
program to address all regulated sources and new source review (NSR) 
pollutants, including greenhouse gases (GHGs). By contrast, structural 
PSD program requirements do not include provisions that are not 
required under EPA's regulations at 40 CFR 51.166 but are merely 
available as an option for the state, such as the option to provide 
grandfathering of complete permit applications with respect to the 2012 
fine particulate matter (PM2.5) NAAQS. Accordingly, the 
latter optional provisions are types of provisions EPA considers 
irrelevant in the context of an infrastructure SIP action.
    For other section 110(a)(2) elements, however, EPA's review of a 
state's infrastructure SIP submission focuses on assuring that the 
state's SIP meets basic structural requirements. For example, section 
110(a)(2)(C) includes, among other things, the requirement that states 
have a program to regulate minor new sources. Thus, EPA evaluates 
whether the state has an EPA-approved minor NSR program and

[[Page 19102]]

whether the program addresses the pollutants relevant to that NAAQS. In 
the context of acting on an infrastructure SIP submission, however, EPA 
does not think it is necessary to conduct a review of each and every 
provision of a state's existing minor source program (i.e., already in 
the existing SIP) for compliance with the requirements of the CAA and 
EPA's regulations that pertain to such programs.
    With respect to certain other issues, EPA does not believe that an 
action on a state's infrastructure SIP submission is necessarily the 
appropriate type of action in which to address possible deficiencies in 
a state's existing SIP. These issues include: (i) Existing provisions 
related to excess emissions from sources during periods of startup, 
shutdown, or malfunction that may be contrary to the CAA and EPA's 
policies addressing such excess emissions (``SSM''); (ii) existing 
provisions related to ``director's variance'' or ``director's 
discretion'' that may be contrary to the CAA because they purport to 
allow revisions to SIP-approved emissions limits while limiting public 
process or not requiring further approval by EPA; and (iii) existing 
provisions for PSD programs that may be inconsistent with current 
requirements of EPA's ``Final NSR Improvement Rule,'' 67 FR 80186 
(December 31, 2002), as amended by 72 FR 32526 (June 13, 2007) (``NSR 
Reform''). Thus, EPA believes it may approve an infrastructure SIP 
submission without scrutinizing the totality of the existing SIP for 
such potentially deficient provisions and may approve the submission 
even if it is aware of such existing provisions.\14\ It is important to 
note that EPA's approval of a state's infrastructure SIP submission 
should not be construed as explicit or implicit re-approval of any 
existing potentially deficient provisions that relate to the three 
specific issues just described.
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    \14\ By contrast, EPA notes that if a state were to include a 
new provision in an infrastructure SIP submission that contained a 
legal deficiency, such as a new exemption for excess emissions 
during SSM events, then EPA would need to evaluate that provision 
for compliance against the rubric of applicable CAA requirements in 
the context of the action on the infrastructure SIP.
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    EPA's approach to review of infrastructure SIP submissions is to 
identify the CAA requirements that are logically applicable to that 
submission. EPA believes that this approach to the review of a 
particular infrastructure SIP submission is appropriate, because it 
would not be reasonable to read the general requirements of section 
110(a)(1) and the list of elements in 110(a)(2) as requiring review of 
each and every provision of a state's existing SIP against all 
requirements in the CAA and EPA regulations merely for purposes of 
assuring that the state in question has the basic structural elements 
for a functioning SIP for a new or revised NAAQS. Because SIPs have 
grown by accretion over the decades as statutory and regulatory 
requirements under the CAA have evolved, they may include some outmoded 
provisions and historical artifacts. These provisions, while not fully 
up to date, nevertheless may not pose a significant problem for the 
purposes of ``implementation, maintenance, and enforcement'' of a new 
or revised NAAQS when EPA evaluates adequacy of the infrastructure SIP 
submission. EPA believes that a better approach is for states and EPA 
to focus attention on those elements of section 110(a)(2) of the CAA 
most likely to warrant a specific SIP revision due to the promulgation 
of a new or revised NAAQS or other factors.
    For example, EPA's 2013 Guidance gives simpler recommendations with 
respect to carbon monoxide than other NAAQS pollutants to meet the 
visibility requirements of section 110(a)(2)(D)(i)(II), because carbon 
monoxide does not affect visibility. As a result, an infrastructure SIP 
submission for any future new or revised NAAQS for carbon monoxide need 
only state this fact in order to address the visibility prong of 
section 110(a)(2)(D)(i)(II).
    Finally, EPA believes that its approach with respect to 
infrastructure SIP requirements is based on a reasonable reading of 
sections 110(a)(1) and 110(a)(2) because the CAA provides other avenues 
and mechanisms to address specific substantive deficiencies in existing 
SIPs. These other statutory tools allow EPA to take appropriately 
tailored action, depending upon the nature and severity of the alleged 
SIP deficiency. Section 110(k)(5) authorizes EPA to issue a ``SIP 
call'' whenever the Agency determines that a state's SIP is 
substantially inadequate to attain or maintain the NAAQS, to mitigate 
interstate transport, or to otherwise comply with the CAA.\15\ Section 
110(k)(6) authorizes EPA to correct errors in past actions, such as 
past approvals of SIP submissions.\16\ Significantly, EPA's 
determination that an action on a state's infrastructure SIP submission 
is not the appropriate time and place to address all potential existing 
SIP deficiencies does not preclude EPA's subsequent reliance on 
provisions in section 110(a)(2) as part of the basis for action to 
correct those deficiencies at a later time. For example, although it 
may not be appropriate to require a state to eliminate all existing 
inappropriate director's discretion provisions in the course of acting 
on an infrastructure SIP submission, EPA believes that section 
110(a)(2)(A) may be among the statutory bases that EPA relies upon in 
the course of addressing such deficiency in a subsequent action.\17\
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    \15\ For example, EPA issued a SIP call to Utah to address 
specific existing SIP deficiencies related to the treatment of 
excess emissions during SSM events. See ``Finding of Substantial 
Inadequacy of Implementation Plan; Call for Utah State 
Implementation Plan Revisions,'' 74 FR 21639 (April 18, 2011).
    \16\ EPA has used this authority to correct errors in past 
actions on SIP submissions related to PSD programs. See ``Limitation 
of Approval of Prevention of Significant Deterioration Provisions 
Concerning Greenhouse Gas Emitting-Sources in State Implementation 
Plans; Final Rule,'' 75 FR 82536 (December 30, 2010). EPA has 
previously used its authority under CAA section 110(k)(6) to remove 
numerous other SIP provisions that the Agency determined it had 
approved in error. See, e.g., 61 FR 38664 (July 25, 1996) and 62 FR 
34641 (June 27, 1997) (corrections to American Samoa, Arizona, 
California, Hawaii, and Nevada SIPs); 69 FR 67062 (November 16, 
2004) (corrections to California SIP); and 74 FR 57051 (November 3, 
2009) (corrections to Arizona and Nevada SIPs).
    \17\ See, e.g., EPA's disapproval of a SIP submission from 
Colorado on the grounds that it would have included a director's 
discretion provision inconsistent with CAA requirements, including 
section 110(a)(2)(A). See, e.g., 75 FR 42342 at 42344 (July 21, 
2010) (proposed disapproval of director's discretion provisions); 76 
FR 4540 (Jan. 26, 2011) (final disapproval of such provisions).
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IV. What is EPA's analysis of how Kentucky addressed the elements of 
the sections 110(a)(1) and (2) ``Infrastructure'' provisions?

    Kentucky's April 26, 2013, infrastructure submission addresses the 
provisions of sections 110(a)(1) and (2) as described below.
    1. 110(a)(2)(A) Emission Limits and Other Control Measures: Section 
110(a)(2)(A) requires that each implementation plan include enforceable 
emission limitations and other control measures, means, or techniques 
(including economic incentives such as fees, marketable permits, and 
auctions of emissions rights), as well as schedules and timetables for 
compliance, as may be necessary or appropriate to meet the applicable 
requirements. These requirements are met through Kentucky Revised 
Statute (KRS) Chapter 224 Section 10-100 (KRS 224.10-100), which 
provides the KDAQ the authority to administer all rules, regulations, 
and orders promulgated under Chapter 224, and to provide for the 
prevention, abatement, and control of all water, land, and air 
pollution.

[[Page 19103]]

    KDAQ cited to chapters and associated Kentucky Administrative 
Regulations (KAR) under Title 401 to demonstrate that the Commonwealth 
meets the requirements of this element, including the following:
     Chapter 50 General Administrative Procedures: 401 KAR 
50:010. Definitions for 401 KAR Chapter 50; 401 KAR 50:012. General 
application; 401 KAR 50:015. Documents incorporated by reference; 401 
KAR 50:020. Air quality control regions; 401 KAR 50:025. Classification 
of counties; 401 KAR 50:040. Air quality models; 401 KAR 50:042. Good 
engineering practice stack height; 401 KAR 50:045. Performance tests; 
401 KAR 50:047. Test procedures for capture efficiency; 401 KAR 50:050. 
Monitoring; 401 KAR 50:055. General compliance requirements; and 401 
KAR 50:060. Enforcement.
     Chapter 51 Attainment and Maintenance of the National 
Ambient Air Quality Standards: 401 KAR 51:001. Definitions for 401 KAR 
Chapter 51; 401 KAR 51:005. Purpose and General Provisions; 401 KAR 
51:010. Attainment Status Designations; 401 KAR 51:017. Prevention of 
significant deterioration of air quality; 401 KAR 51:052. Review of new 
sources in or impacting upon nonattainment areas.
     Chapter 52 Permits, Registrations, and Prohibitory Rules: 
401 KAR 52:001. Definitions for 401 KAR Chapter 52; 401 KAR 52:020. 
Title V permits; \18\ 401 KAR 52:030. Federally-enforceable permits for 
nonmajor sources; 401 KAR 52:090. Prohibitorv rule for hot mix asphalt 
plants; 401 KAR 53:005. General provisions; 401 KAR 53:010. Ambient air 
quality standards.
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    \18\ This rule is not approved into Kentucky's federally-
approved SIP.
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    Collectively these regulations establish enforceable emissions 
limitations and other control measures, means or techniques, for 
activities that contribute to SO2 concentrations in the 
ambient air and provide authority for KDAQ to establish such limits and 
measures as well as schedules for compliance to meet the applicable 
requirements of the CAA. EPA has made the preliminary determination 
that the provisions contained in these regulations, and Kentucky's 
statute are adequate for enforceable emission limitations and other 
control measures, means, or techniques, as well as schedules and 
timetables for compliance for the 2010 1-hour SO2 NAAQS in 
the Commonwealth.
    In this action, EPA is not proposing to approve or disapprove any 
existing Commonwealth provisions with regard to excess emissions during 
SSM operations at a facility. EPA believes that a number of states have 
SSM provisions which are contrary to the CAA and existing EPA guidance, 
``State Implementation Plans: Policy Regarding Excess Emissions During 
Malfunctions, Startup, and Shutdown'' (September 20, 1999), and the 
Agency is addressing such state regulations in a separate action.\19\
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    \19\ On June 12, 2015, EPA published a final action entitled, 
``State Implementation Plans: Response to Petition for Rulemaking; 
Restatement and Update of EPA's SSM Policy Applicable to SIPs; 
Findings of Substantial Inadequacy; and SIP Calls to Amend 
Provisions Applying to Excess Emissions During Periods of Startup, 
Shutdown, and Malfunction.'' See 80 FR 33840.
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    Additionally, in this action, EPA is not proposing to approve or 
disapprove any existing state rules with regard to director's 
discretion or variance provisions. EPA believes that a number of states 
have such provisions which are contrary to the CAA and existing EPA 
guidance (52 FR 45109 (November 24, 1987)), and the Agency plans to 
take action in the future to address such state regulations. In the 
meantime, EPA encourages any state having a director's discretion or 
variance provision which is contrary to the CAA and EPA guidance to 
take steps to correct the deficiency as soon as possible.
    2. 110(a)(2)(B) Ambient Air Quality Monitoring/Data System: Section 
110(a)(2)(B) requires SIPs to provide for establishment and operation 
of appropriate devices, methods, systems, and procedures necessary to 
(i) monitor, compile, and analyze data on ambient air quality, and (ii) 
upon request, make such data available to the Administrator. These 
requirements are met through KRS 224.10-100 (22), which provides KDAQ 
the authority to require the installation, maintenance, and use of 
equipment, devices, or tests and methodologies to monitor the nature 
and amount of any substance emitted into the ambient air and to provide 
the information to the cabinet.
    KDAQ cites the following regulations to demonstrate that the 
Commonwealth meets the requirements of this element: 401 KAR 50:050. 
Monitoring; 401 KAR 51:017. Prevention of significant deterioration of 
air quality; and 401 KAR 51:052. Review of new sources in or impacting 
upon nonattainment areas; 401 KAR 53:005. General provisions; 401 KAR 
53:010. Ambient air quality standards.
    These SIP-approved rules and Kentucky's statute, along with 
Kentucky's Ambient Air Monitoring Network Plan, provide for the 
establishment and operation of ambient air quality monitors, the 
compilation and analysis of ambient air quality data, and the 
submission of these data to EPA upon request. Annually, states develop 
and submit to EPA for approval statewide ambient monitoring network 
plans consistent with the requirements of 40 CFR parts 50, 53, and 58. 
The annual network plan involves an evaluation of any proposed changes 
to the monitoring network, includes the annual ambient monitoring 
network design plan and a certified evaluation of the agency's ambient 
monitors and auxiliary support equipment.\20\ KDAQ's monitoring network 
plan was submitted on July 1, 2015, and approved by EPA on October 28, 
2015. Kentucky's approved monitoring network plan can be accessed at 
www.regulations.gov using Docket ID No. EPA-R04-OAR-2014-0426. EPA has 
made the preliminary determination that Kentucky's SIP and practices 
are adequate for the ambient air quality monitoring and data system 
related to the 2010 1-hour SO2 NAAQS.
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    \20\ On occasion, proposed changes to the monitoring network are 
evaluated outside of the network plan approval process in accordance 
with 40 CFR part 58.
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    3. 110(a)(2)(C) Programs for Enforcement of Control Measures and 
for Construction or Modification of Stationary Sources: This element 
consists of three sub-elements: Enforcement, state-wide regulation of 
new and modified minor sources and minor modifications of major 
sources, and preconstruction permitting of major sources and major 
modifications in areas designated attainment or unclassifiable for the 
subject NAAQS as required by CAA title I part C (i.e., the major source 
PSD program). These requirements are met through 401 KAR 50:060. 
Enforcement; 401 KAR 51:017. Prevention of significant deterioration of 
air quality; and 401 KAR 51:052. Review of new sources in or impacting 
upon nonattainment areas. Collectively, these regulations enable KDAQ 
to regulate sources contributing to the 2010 1-hour SO2 
NAAQS. EPA's analysis of how these provisions of Kentucky's SIP address 
each sub-element (with the exception of the minor source program 
requirements, as set forth below) is described below.
    Enforcement: KDAQ's SIP-approved regulation, 401 KAR 50:060. 
Enforcement, provides for enforcement of SO2 emission limits 
and control measures through permit and compliance schedule 
modifications and revocations, and authorizes administrative penalties 
and injunctive relief, citing to statutory civil penalty and injunctive 
relief provisions of KRS

[[Page 19104]]

224.99-010. EPA has made the preliminary determination that Kentucky's 
SIP is adequate for enforcement related to the 2010 1-hour 
SO2 NAAQS.
    PSD Permitting for Major Sources: EPA interprets the PSD sub-
element to require that a state's infrastructure SIP submission for a 
particular NAAQS demonstrate that the state has a complete PSD 
permitting program in place covering the structural PSD requirements 
for all regulated NSR pollutants. A state's PSD permitting program is 
complete for this sub-element (and prong 3 of D(i) and J related to 
PSD) if EPA has already approved or is simultaneously approving the 
state's SIP with respect to all structural PSD requirements that are 
due under the EPA regulations or the CAA on or before the date of the 
EPA's proposed action on the infrastructure SIP submission. For the 
2010 1-hour SO2 NAAQS, Kentucky's authority to regulate new 
and modified sources to assist in the protection of air quality in 
attainment or unclassifiable areas is established in KAR Chapter 51--
Attainment and Maintenance of the National Ambient Air Quality 
Standards, which describes the permit requirements for new major 
sources or major modifications of existing sources in areas classified 
as attainment or unclassifiable under section 107(d)(1)(A)(ii) or (iii) 
of the CAA. These requirements are designed to ensure that sources in 
areas attaining the NAAQS at the time of designations prevent any 
significant deterioration in air quality. Chapter 51 also establishes 
the permitting requirements for areas in or around nonattainment areas 
and provides the Commonwealth's statutory authority to enforce 
regulations relating to attainment and maintenance of the NAAQS.
    Kentucky's infrastructure SIP submission demonstrates that new 
major sources and major modifications in areas of the Commonwealth 
designated attainment or unclassifiable for the specified NAAQS are 
subject to a federally-approved PSD permitting program meeting all the 
current structural requirements of part C of title I of the CAA to 
satisfy the infrastructure SIP PSD elements.\21\ EPA has made the 
preliminary determination that Kentucky's SIP is adequate for PSD 
permitting for major sources related to the 2010 1-hour SO2 
NAAQS.
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    \21\ For more information concerning how the Kentucky 
infrastructure SIP submission currently meets applicable structural 
PSD program requirements, see the technical support document in the 
docket for today's rulemaking.
---------------------------------------------------------------------------

    Regulation of minor sources and minor modifications: Section 
110(a)(2)(C) also requires the SIP to include provisions that govern 
the minor source preconstruction program that regulates emissions of 
the 2010 1-hour SO2 NAAQS. EPA is not proposing any action 
in this rulemaking related to the regulation of minor sources and minor 
modifications under section 110(a)(2)(C) and will consider these 
requirements in relation to Kentucky's 2010 1-hour SO2 NAAQS 
infrastructure submission in a separate rulemaking.
    4. 110(a)(2)(D)(i)(I) and (II) Interstate Pollution Transport: 
Section 110(a)(2)(D)(i) has two components: 110(a)(2)(D)(i)(I) and 
110(a)(2)(D)(i)(II). Each of these components has two subparts 
resulting in four distinct components, commonly referred to as 
``prongs,'' that must be addressed in infrastructure SIP submissions. 
The first two prongs, which are codified in section 110(a)(2)(D)(i)(I), 
are provisions that prohibit any source or other type of emissions 
activity in one state from contributing significantly to nonattainment 
of the NAAQS in another state (``prong 1''), and interfering with 
maintenance of the NAAQS in another state (``prong 2''). The third and 
fourth prongs, which are codified in section 110(a)(2)(D)(i)(II), are 
provisions that prohibit emissions activity in one state from 
interfering with measures required to prevent significant deterioration 
of air quality in another state (``prong 3''), or to protect visibility 
in another state (``prong 4'').
    110(a)(2)(D)(i)(I)--prongs 1 and 2: EPA is not proposing any action 
in this rulemaking related to the interstate transport provisions 
pertaining to the contribution to nonattainment or interference with 
maintenance in other states of section 110(a)(2)(D)(i)(I) (prongs 1 and 
2) because Kentucky's 2010 1-hour SO2 NAAQS infrastructure 
submission did not address prongs 1 and 2.
    110(a)(2)(D)(i)(II)--prong 3: With regard to section 
110(a)(2)(D)(i)(II), the PSD element, referred to as prong 3, this 
requirement may be met by a state's confirmation in an infrastructure 
SIP submission that new major sources and major modifications in the 
state are subject to: A PSD program meeting all the current structural 
requirements of part C of title I of the CAA, or (if the state contains 
a nonattainment area that has the potential to impact PSD in another 
state) to a NNSR program. As discussed in more detail above under 
section 110(a)(2)(C), Kentucky's SIP contains the relevant SIP 
revisions necessary to satisfy the structural PSD requirements of prong 
3. Kentucky's SIP-approved NNSR program is found at 401 KAR 51:052. 
Review of new sources in or impacting upon nonattainment areas. EPA has 
made the preliminary determination that Kentucky's SIP is adequate for 
interstate transport for permitting of major sources and major 
modifications related to the 2010 1-hour SO2 NAAQS for 
section 110(a)(2)(D)(i)(II) (prong 3).
    110(a)(2)(D)(i)(II)--prong 4: EPA is not proposing any action in 
this rulemaking related to the interstate transport provisions 
pertaining to visibility protection in other states of section 
110(a)(2)(D)(i)(II) (prong 4) and will consider these requirements in 
relation to Kentucky's 2010 1-hour SO2 NAAQS infrastructure 
submission in a separate rulemaking.
    5. 110(a)(2)(D)(ii) Interstate and International Transport 
Provisions: Section 110(a)(2)(D)(ii) requires SIPs to include 
provisions ensuring compliance with sections 115 and 126 of the Act, 
relating to interstate and international pollution abatement. 
Regulation 401 KAR 51:010. Attainment Status Designations designates 
the status of all areas of the Commonwealth of Kentucky with regard to 
attainment of the NAAQS. Regulation 401 KAR 51:017. Prevention of 
significant deterioration of air quality and Regulation 401 KAR 51:052. 
Review of new sources in or impacting upon nonattainment areas, Section 
1, require Kentucky to provide notice to nearby states that may be 
affected by proposed major source modifications. These regulations cite 
to Federal notification requirements under 40 CFR Sections 51.166 and 
52.21, and to 401 KAR 52:100. Public, affected state, and US. EPA 
review, Section 6, which requires that public notice for permit actions 
be provided to affected states. Additionally, Kentucky does not have 
any pending obligation under sections 115 and 126 of the CAA. EPA has 
made the preliminary determination that Kentucky's SIP is adequate for 
ensuring compliance with the applicable requirements relating to 
interstate and international pollution abatement for the 2010 1-hour 
SO2 NAAQS.
    6. 110(a)(2)(E) Adequate Resources and Authority, Conflict of 
Interest, and Oversight of Local Governments and Regional Agencies: 
Section 110(a)(2)(E) requires that each implementation plan provide (i) 
necessary assurances that the state will have adequate personnel, 
funding, and authority under state law to carry out its implementation 
plan, (ii) that the state comply with the requirements respecting state 
boards pursuant to section 128 of the Act, and (iii) necessary 
assurances that, where

[[Page 19105]]

the state has relied on a local or regional government, agency, or 
instrumentality for the implementation of any plan provision, the state 
has responsibility for ensuring adequate implementation of such plan 
provisions. EPA is proposing to approve Kentucky's SIP submission as 
meeting the requirements of sub-elements 110(a)(2)(E)(i), (ii), and 
(iii).
    In support of EPA's proposal to approve elements 110(a)(2)(E)(i) 
and (iii), KDAQ's infrastructure submission demonstrates that it is 
responsible for promulgating rules and regulations for the NAAQS, 
emissions standards, general policies, a system of permits, fee 
schedules for the review of plans, and other planning needs. With 
respect to having the necessary funding and authority to implement the 
Kentucky SIP, Kentucky regulation, 401 KAR 50:038. Air Emissions Fee, 
and the following State statutes support sub-elements (i) and (iii): 
KRS 224.10-100. Powers and Duties of the Cabinet and KRS 224.10-020. 
Departments within the cabinet--Offices and divisions within the 
departments--Appointments. As evidence of the adequacy of KDAQ's 
resources with respect to sub-elements (i) and (iii), EPA submitted a 
letter to KDAQ on March 12, 2015, outlining 105 grant commitments and 
current status of these commitments for fiscal year 2014. The letter 
EPA submitted to KDAQ can be accessed at www.regulations.gov using 
Docket ID No. EPA-R04-OAR-2014-0426. Annually, states update these 
grant commitments based on current SIP requirements, air quality 
planning, and applicable requirements related to the NAAQS. There were 
no outstanding issues in relation to the SIP for fiscal year 2014, 
therefore, KDAQ's grants were finalized and closed out. In addition, 
the requirements of 110(a)(2)(E)(i) and (iii) are met when EPA performs 
a completeness determination for each SIP submittal. This determination 
ensures that each submittal provides evidence that adequate personnel, 
funding, and legal authority under state law has been used to carry out 
the state's implementation plan and related issues. KDAQ's authority is 
included in all prehearings and final SIP submittal packages for 
approval by EPA. EPA has made the preliminary determination that 
Kentucky has adequate resources for implementation of the 2010 1-hour 
SO2 NAAQS. Accordingly, EPA is proposing to approve 
Kentucky's infrastructure SIP submission with respect to section 
110(a)(2)(E)(i) and (iii).
    Section 110(a)(2)(E)(ii) requires that Kentucky comply with section 
128 of the CAA. Section 128 requires at 128(a)(1) the majority of 
members of the state board or body which approves permits or 
enforcement orders represent the public interest and do not derive any 
significant portion of their income from persons subject to permitting 
or enforcement orders under the CAA; and 128(a)(2) any potential 
conflicts of interest by such board or body, or the head of an 
executive agency with similar, powers be adequately disclosed. For 
purposes of section 128(a)(1), Kentucky has no boards or bodies with 
authority over air pollution permits or enforcement actions. Such 
matters are instead handled by the Director of the KDAQ. As such, a 
``board or body'' is not responsible for approving permits or 
enforcement orders in Kentucky, and the requirements of section 
128(a)(1) are not applicable. For purposes of section 128(a)(2), KDAQ's 
SIP has been updated. On October 3, 2012, EPA took final action to 
approve incorporation of KRS Chapters 11A.020, 11A.030, 11A.040 and 
Chapters 224.10-020 and 224.10-100 into the SIP to address the conflict 
of interest requirements of section 128. See 77 FR 60307. These SIP-
approved state statutes establish the powers and duties of the cabinet, 
departments within the cabinet, and offices and divisions within such 
departments (Chapters 224.10-020 and 224.10-100), and support sub-
element (ii) by requiring adequate disclosures of potential conflicts 
(KRS 11A.020. Public servant prohibited from certain conduct--
Exception--Disclosure of personal or private interest) and otherwise 
ensuring that public officers and servants do not engage in activities 
that may present a conflict of interest (KRS 11A.030 Considerations in 
determination to abstain from action on official decision--Advisory 
opinion; and KRS 11A.040 Acts prohibited for public servant or 
officer--Exception). With the incorporation of these regulations and 
statutes into the Kentucky SIP, EPA has made the preliminary 
determination that the Commonwealth has adequately addressed the 
requirements of section 128(a)(2), and accordingly has met the 
requirements of section 110(a)(2)(E)(ii) with respect to infrastructure 
SIP requirements. Thus, EPA is proposing approval of KDAQ's 
infrastructure SIP submission for the 2010 1-hour SO2 NAAQS 
with respect to section 110(a)(2)(E)(ii).
    7. 110(a)(2)(F) Stationary Source Monitoring and Reporting: Section 
110(a)(2)(F) requires SIPs to meet applicable requirements addressing 
(i) the installation, maintenance, and replacement of equipment, and 
the implementation of other necessary steps, by owners or operators of 
stationary sources to monitor emissions from such sources, (ii) 
periodic reports on the nature and amounts of emissions and emissions 
related data from such sources, and (iii) correlation of such reports 
by the state agency with any emission limitations or standards 
established pursuant to this section, which reports shall be available 
at reasonable times for public inspection. The Kentucky infrastructure 
submission describes how the major source and minor source emission 
inventory programs collect emission data throughout the Commonwealth 
and ensure the quality of such data. Kentucky meets these requirements 
through Chapter 50 General Administrative Procedures, specifically 401 
KAR 50:050 Monitoring. 401 KAR 50:050, Section 1, Monitoring Records 
and Reporting, states that the cabinet may require a facility to 
install, use, and maintain stack gas and ambient air monitoring 
equipment and to establish and maintain records, and make periodic 
emission reports at intervals prescribed by the cabinet. 401 KAR 50:050 
Monitoring, Section 1, Monitoring, Records, and Reporting, establishes 
the requirements for the installation, use, and maintenance of stack 
gas and ambient air monitoring equipment, and authorizes the cabinet to 
require the owner or operator of any affected facility to establish and 
maintain records for this equipment and make periodic emission reports 
at intervals prescribed by the cabinet. Also, KRS 224.10-100 (23) 
requires that any person engaged in any operation regulated pursuant to 
this chapter file with the cabinet reports containing information as to 
location, size, height, rate of emission or discharge, and composition 
of any substance discharged or emitted into the ambient air or into the 
waters or onto the land of the Commonwealth, and such other information 
the cabinet may require. In addition, EPA is unaware of any provision 
preventing the use of credible evidence in the Kentucky SIP.\22\
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    \22\ ``Credible Evidence,'' makes allowances for owners and/or 
operators to utilize ``any credible evidence or information 
relevant'' to demonstrate compliance with applicable requirements if 
the appropriate performance or compliance test had been performed, 
for the purpose of submitting compliance certification and can be 
used to establish whether or not an owner or operator has violated 
or is in violation of any rule or standard.
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    Additionally, Kentucky is required to submit emissions data to EPA 
for purposes of the National Emissions Inventory (NEI). The NEI is 
EPA's central repository for air emissions data. EPA published the Air 
Emissions

[[Page 19106]]

Reporting Rule (AERR) on December 5, 2008, which modified the 
requirements for collecting and reporting air emissions data (73 FR 
76539). The AERR shortened the time states had to report emissions data 
from 17 to 12 months, giving states one calendar year to submit 
emissions data. All states are required to submit a comprehensive 
emissions inventory every three years and report emissions for certain 
larger sources annually through EPA's online Emissions Inventory 
System. States report emissions data for the six criteria pollutants 
and the precursors that form them--nitrogen oxides, SO2, 
ammonia, lead, carbon monoxide, particulate matter, and volatile 
organic compounds. Many states also voluntarily report emissions of 
hazardous air pollutants. Kentucky made its latest update to the NEI on 
November 6, 2014. EPA compiles the emissions data, supplementing it 
where necessary, and releases it to the general public through the Web 
site http://www.epa.gov/ttn/chief/eiinformation.html. EPA has made the 
preliminary determination that Kentucky's SIP and practices are 
adequate for the stationary source monitoring systems related to the 
2010 1-hour SO2 NAAQS. Accordingly, EPA is proposing to 
approve Kentucky's infrastructure SIP submission with respect to 
section 110(a)(2)(F).
    8. 110(a)(2)(G) Emergency Powers: This section requires that states 
demonstrate authority comparable with section 303 of the CAA and 
adequate contingency plans to implement such authority. Kentucky's 
infrastructure SIP submission identifies air pollution emergency 
episodes and preplanned abatement strategies as outlined in the 
following Kentucky regulations in Chapter 55 Emergency Episodes, 
specifically: 401 KAR 55:005. Significant harm criteria, 401 KAR 
55:010. Episode Criteria, and 401 KAR 55:015. Episode Declaration. 401 
KAR 55:005. Significant Harm Criteria, Section 1, Purpose, defines 
those levels of pollutant concentration which must be prevented in 
order to avoid significant harm to the health of persons. 401 KAR 
55:010. Episodic Criteria, defines those levels of pollutant 
concentrations which justify the proclamation of an air pollution 
alert, air pollution warning, an air pollution emergency. 401 KAR 
55:015. Episode Declaration, provides for the curtailment or reduction 
of processes or operations which emit an air contaminant or an air 
contaminant precursor whose criteria has been reached and are located 
in the affected areas for which an episode level has been declared.
    In addition, KRS 224.10-100 Powers and duties of cabinet and KRS 
224.10-410 Order for discontinuance, abatement, or alleviation of 
condition or activity without hearing--Subsequent hearing, establish 
the authority for Kentucky's secretary to issue orders to person(s) for 
discontinuance, abatement, or alleviation of any condition or activity 
without hearing because the condition or activity presents a danger to 
the health or welfare of the people of the state, and for the cabinet 
to require adoption of any remedial measures deemed necessary. EPA has 
made the preliminary determination that Kentucky's SIP, and state laws 
are adequate for emergency powers related to the 2010 1-hour 
SO2 NAAQS. Accordingly, EPA is proposing to approve 
Kentucky's infrastructure SIP submission with respect to section 
110(a)(2)(G).
    9. 110(a)(2)(H) SIP Revisions: Section 110(a)(2)(H), in summary, 
requires each SIP to provide for revisions of such plan (i) as may be 
necessary to take account of revisions of such national primary or 
secondary ambient air quality standard or the availability of improved 
or more expeditious methods of attaining such standard, and (ii) 
whenever the Administrator finds that the plan is substantially 
inadequate to attain the NAAQS or to otherwise comply with any 
additional applicable requirements. As previously discussed, KDAQ is 
responsible for adopting air quality rules and revising SIPs as needed 
to attain or maintain the NAAQS. Kentucky has the ability and authority 
to respond to calls for SIP revisions, and has provided a number of SIP 
revisions over the years for implementation of the NAAQS.
    KDAQ is responsible for adopting air quality rules and revising 
SIPs as needed to attain or maintain the NAAQS in Kentucky. 401 KAR 
Chapter 53 Ambient Air Quality and Chapter 51 Attainment and 
Maintenance of the National Ambient Air Quality Standards grant KDAQ 
the broad authority to implement the CAA, and as such, provides KDAQ 
the authority to prepare and develop, after proper study, a 
comprehensive plan for the prevention of air pollution. These statutes 
also provide KDAQ the ability and authority to respond to calls for SIP 
revisions, and KDAQ has provided a number of SIP revisions over the 
years for implementation of the NAAQS. Additionally, 401 KAR 53:010 
outlines the ambient air quality standards necessary for the protection 
of the public health, the general welfare, and the property and people 
in the Commonwealth and states that within 60 days of promulgation or 
revision of any NAAQS by EPA, the cabinet will initiate a process to 
promulgate or review this administrative regulation. 401 KAR 51:010. 
Attainment Status Designations provides provisions for the Cabinet to 
review applicable data and submit to EPA proposed revisions to the list 
of attainment-nonattainment areas. EPA has made the preliminary 
determination that Kentucky adequately demonstrates a commitment to 
provide future SIP revisions related to the 2010 1-hour SO2 
NAAQS when necessary. Accordingly, EPA is proposing to approve 
Kentucky's infrastructure SIP submission for the 2010 1-hour 
SO2 NAAQS with respect to section 110(a)(2)(H).
    10. 110(a)(2)(J) Consultation with Government Officials, Public 
Notification, and PSD and Visibility Protection: EPA is proposing to 
approve Kentucky's infrastructure SIP submission for the 2010 1-hour 
SO2 NAAQS with respect to the general requirement in section 
110(a)(2)(J) to include a program in the SIP that provides for meeting 
the applicable consultation requirements of section 121, the public 
notification requirements of section 127, PSD, and visibility. EPA's 
rationale for each sub-element is described below.
    Consultation with government officials (121 consultation): Section 
110(a)(2)(J) of the CAA requires states to provide a process for 
consultation with local governments, designated organizations and 
Federal Land Managers carrying out NAAQS implementation requirements 
pursuant to section 121 relative to consultation. This requirement is 
met through provisions in separate implementation plans, such as the 
Regional Haze SIP, which provide for continued consultation with 
government officials, including the Federal Land Managers (FLMs). 
Kentucky adopted consultation procedures in coordination with the 
transportation partners in the Commonwealth, for the implementation of 
transportation conformity, which includes the development of mobile 
inventories for SIP development. Required partners covered by 
Kentucky's consultation procedures include Federal, state and local 
transportation and air quality agency officials. Implementation of 
transportation conformity as outlined in the consultation procedures 
requires KDAQ to consult with Federal, state and local transportation 
and air quality agency officials on the development of motor vehicle 
emissions budgets. Also,

[[Page 19107]]

KDAQ notes in its April 26, 2013, SIP submission that the following 
Kentucky regulations provide the Commonwealth the authority to meet 
this requirement: 401 KAR 50:055. General compliance requirements; 401 
KAR 50:060. Enforcement; 401 KAR 50:065. Conformity of general federal 
actions; 401 KAR 50:066. Conformity of Transportation Plans, Programs, 
and Projects; 401 KAR 51:017. Prevention of Significant Deterioration 
of Air Quality; and 401 KAR 51:052. Review of new sources in or 
impacting upon nonattainment areas. EPA has made the preliminary 
determination that Kentucky's SIP and practices adequately demonstrate 
consultation with government officials related to the 2010 1-hour 
SO2 NAAQS when necessary for the consultation with 
government officials element of section 110(a)(2)(J).
    Public notification (127 public notification): These requirements 
are met through the following Kentucky regulations: 401 KAR 51:001. 
Definitions for 401 KAR Chapter 51; 401 KAR 51:005. Purpose and General 
Provisions; 401 KAR 51:010. Attainment Status Designations; 401 KAR 
51:017. Prevention of significant deterioration of air quality; 401 KAR 
51:052. Review of new sources in or impacting upon nonattainment areas; 
and 401 KAR 52:100. Public, Affected State, and US. EPA Review. 
Additionally, Kentucky provides air quality information to the public 
via its Web site at: http://eppcapp.ky.gov/daq/. EPA has made the 
preliminary determination that Kentucky's SIP and practices adequately 
demonstrate the Commonwealth's ability to provide public notification 
related to the 2010 1-hour SO2 NAAQS when necessary for the 
public notification element of section 110(a)(2)(J).
    PSD: With regard to the PSD element of section 110(a)(2)(J), this 
requirement may be met by a state's confirmation in an infrastructure 
SIP submission that new major sources and major modifications in the 
state are subject to a PSD program meeting all the current structural 
requirements of part C of title I of the CAA. As discussed in more 
detail above under section 110(a)(2)(C), Kentucky's SIP contains the 
relevant SIP revisions necessary to satisfy the structural PSD 
requirements of this element of section 110(a)(2)(J). EPA has made the 
preliminary determination that Kentucky's SIP is adequate for the PSD 
element of section 110(a)(2)(J).
    Visibility protection: EPA's 2013 Guidance notes that it does not 
treat the visibility protection aspects of section 110(a)(2)(J) as 
applicable for purposes of the infrastructure SIP approval process. EPA 
recognizes that states are subject to visibility protection and 
regional haze program requirements under Part C of the Act (which 
includes sections 169A and 169B). However, there are no newly 
applicable visibility protection obligations after the promulgation of 
a new or revised NAAQS. Thus, EPA has determined that states do not 
need to address the visibility component of 110(a)(2)(J) in 
infrastructure SIP submittals. As such, EPA has made the determination 
that it does not need to address the visibility protection element of 
section 110(a)(2)(J) in Kentucky's infrastructure SIP submission 
related to the 2010 1-hour SO2 NAAQS.
    11. 110(a)(2)(K) Air Quality Modeling and Submission of Modeling 
Data: Section 110(a)(2)(K) of the CAA requires that SIPs provide for 
performing air quality modeling so that effects on air quality of 
emissions from NAAQS pollutants can be predicted and submission of such 
data to the EPA can be made. This requirement is met through Kentucky 
regulations 401 KAR 50:040. Air Quality Models and 401 KAR 50:050. 
Monitoring. Additionally, Kentucky participates in a regional effort to 
coordinate the development of emissions inventories and conduct 
regional modeling for several NAAQS, including the 2010 1-hour 
SO2 NAAQS, for the Southeastern states. Taken as a whole, 
Kentucky's air quality regulations and practices demonstrate that KDAQ 
has the authority to provide relevant data for the purpose of 
predicting the effect on ambient air quality of the 2010 1-hour 
SO2 NAAQS. EPA has made the preliminary determination that 
Kentucky's SIP and practices adequately demonstrate the Commonwealth's 
ability to provide for air quality modeling, along with analysis of the 
associated data, related to the 2010 1-hour SO2 NAAQS. 
Accordingly, EPA is proposing to approve Kentucky's infrastructure SIP 
submission with respect to section 110(a)(2)(K).
    12. 110(a)(2)(L) Permitting Fees: This section requires the SIP to 
direct the owner or operator of each major stationary source to pay to 
the permitting authority, as a condition of any permit required under 
the CAA, a fee sufficient to cover (i) the reasonable costs of 
reviewing and acting upon any application for such a permit, and (ii) 
if the owner or operator receives a permit for such source, the 
reasonable costs of implementing and enforcing the terms and conditions 
of any such permit (not including any court costs or other costs 
associated with any enforcement action), until such fee requirement is 
superseded with respect to such sources by the Administrator's approval 
of a fee program under title V.
    Kentucky regulation, 401 KAR 50:038 Air Emissions Fee,\23\ provides 
for the assessment of fees necessary to fund the state permit program. 
KDAQ ensures this is sufficient for the reasonable cost of reviewing 
and acting upon PSD and NNSR permits. Additionally, Kentucky has a 
fully approved title V operating permit program at 401 KAR 52:020 Title 
V permits \24\ that covers the cost of implementation and enforcement 
of PSD and NNSR permits after they have been issued. EPA has made the 
preliminary determination that Kentucky's SIP and practices adequately 
provide for permitting fees related to the 2010 1-hour SO2 
NAAQS, when necessary. Accordingly, EPA is proposing to approve 
Kentucky's infrastructure SIP submission with respect to section 
110(a)(2)(L).
---------------------------------------------------------------------------

    \23\ This rule is not approved into the federally approved SIP.
    \24\ This rule is not approved into the federally approved SIP.
---------------------------------------------------------------------------

    13. 110(a)(2)(M) Consultation and Participation by Affected Local 
Entities: Section 110(a)(2)(M) of the Act requires states to provide 
for consultation and participation in SIP development by local 
political subdivisions affected by the SIP. This requirement is met 
through provisions in separate implementation plans, such as the 
regional haze SIP, which provide for continued consultation with 
government officials, including the FLMs. Kentucky regulation, 401 KAR 
50:066. Conformity of transportation plans, programs, and projects, and 
the interagency consultation process as directed by Kentucky's approved 
Conformity SIP and 40 CFR 93.112 provide for consultation with local 
groups. More specifically, Kentucky adopted state-wide consultation 
procedures for the implementation of transportation conformity which 
includes the development of mobile inventories for SIP development and 
the requirements that link transportation planning and air quality 
planning in nonattainment and maintenance areas. Required partners 
covered by Kentucky's consultation procedures include Federal, state 
and local transportation and air quality agency officials. The state 
and local transportation agency officials are most directly impacted by 
transportation conformity requirements and are required to provide 
public involvement for their activities including the analysis 
demonstrating how they meet transportation conformity requirements. 
Further, Kentucky's SO2 infrastructure

[[Page 19108]]

SIP submission notes that the following State regulations and State 
statutes provide the Commonwealth the authority to meet the 
requirements of this element: 401 KAR 50:066. Conformity of 
transportation plans, programs, and projects; 401 KAR 52:100. Public, 
Affected State, and US EPA Review; and KRS Chapter 77. Air Pollution 
Control. EPA has made the preliminary determination that Kentucky's SIP 
and practices adequately demonstrate consultation with affected local 
entities related to the 2010 1-hour SO2 NAAQS when 
necessary.

V. Proposed Action

    With the exception of interstate transport provisions pertaining to 
the contribution to nonattainment or interference with maintenance in 
other states and visibility protection requirements of section 
110(a)(2)(D)(i)(I) and (II) (prongs 1, 2, and 4) and the minor source 
program requirements of section 110(a)(2)(C), EPA is proposing to 
approve Kentucky's April 26, 2013, infrastructure SIP submission for 
the 2010 1-hour SO2 NAAQS for the above described 
infrastructure SIP requirements. EPA is proposing to approve these 
portions of Kentucky's infrastructure SIP submission for the 2010 1-
hour SO2 NAAQS because these aspects of the submission are 
consistent with section 110 of the CAA.

VI. Statutory and Executive Order Reviews

    Under the CAA, the Administrator is required to approve a SIP 
submission that complies with the provisions of the Act and applicable 
Federal regulations. See 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in 
reviewing SIP submissions, EPA's role is to approve state choices, 
provided that they meet the criteria of the CAA. Accordingly, this 
proposed action merely approves state law as meeting federal 
requirements and does not impose additional requirements beyond those 
imposed by state law. For that reason, this proposed action:
     Is not a significant regulatory action subject to review 
by the Office of Management and Budget under Executive Orders 12866 (58 
FR 51735, October 4, 1993) and 13563 (76 FR 3821, January 21, 2011);
     does not impose an information collection burden under the 
provisions of the Paperwork Reduction Act (44 U.S.C. 3501 et seq.);
     is certified as not having a significant economic impact 
on a substantial number of small entities under the Regulatory 
Flexibility Act (5 U.S.C. 601 et seq.);
     does not contain any unfunded mandate or significantly or 
uniquely affect small governments, as described in the Unfunded 
Mandates Reform Act of 1995 (Pub. L. 104-4);
     does not have Federalism implications as specified in 
Executive Order 13132 (64 FR 43255, August 10, 1999);
     is not an economically significant regulatory action based 
on health or safety risks subject to Executive Order 13045 (62 FR 
19885, April 23, 1997);
     is not a significant regulatory action subject to 
Executive Order 13211 (66 FR 28355, May 22, 2001);
     is not subject to requirements of Section 12(d) of the 
National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 
note) because application of those requirements would be inconsistent 
with the CAA; and
     does not provide EPA with the discretionary authority to 
address, as appropriate, disproportionate human health or environmental 
effects, using practicable and legally permissible methods, under 
Executive Order 12898 (59 FR 7629, February 16, 1994).
    In addition, the SIP is not approved to apply on any Indian 
reservation land or in any other area where EPA or an Indian tribe has 
demonstrated that a tribe has jurisdiction. In those areas of Indian 
country, the rule does not have tribal implications as specified by 
Executive Order 13175 (65 FR 67249, November 9, 2000), nor will it 
impose substantial direct costs on tribal governments or preempt tribal 
law.

List of Subjects in 40 CFR Part 52

    Environmental protection, Air pollution control, Incorporation by 
reference, Intergovernmental relations, Nitrogen dioxide, Ozone, 
Reporting and recordkeeping requirements, Volatile organic compounds.

    Authority:  42 U.S.C. 7401 et seq.

    Dated: March 25, 2016.
Heather McTeer Toney,
Regional Administrator, Region 4.
[FR Doc. 2016-07644 Filed 4-1-16; 8:45 am]
 BILLING CODE 6560-50-P



                                                    19098                     Federal Register / Vol. 81, No. 64 / Monday, April 4, 2016 / Proposed Rules

                                                    ACTION:Proposed rule; reopening of                      location (e.g., copyrighted material), and             spreadsheet that we are making
                                                    comment period; availability of                         some may not be publicly available at                  available in the docket at this time.
                                                    supplemental information.                               either location (e.g., CBI).
                                                                                                                                                                   List of Subjects in 40 CFR Part 52
                                                    SUMMARY:    The Environmental Protection                FOR FURTHER INFORMATION CONTACT:                          Environmental protection, Air
                                                    Agency (EPA) is reopening the comment                   Dayana Medina, (214) 665–7241;                         pollution control, Best available control
                                                    period for a proposed rule to establish                 medina.dayana@epa.gov. To inspect the                  technology, Incorporation by reference,
                                                    a Clean Air Act (CAA) Federal                           hard copy materials, please schedule an                Intergovernmental relations, Interstate
                                                    Implementation Plan (FIP) to address                    appointment with Dayana Medina or                      transport of pollution, Nitrogen dioxide,
                                                    regional haze and visibility transport                  Mr. Bill Deese at 214–665–7253.                        Ozone, Particulate matter, Reporting
                                                    requirements for the State of Arkansas.                 SUPPLEMENTARY INFORMATION:      On April               and recordkeeping, requirements, Sulfur
                                                    The reopening of the comment period is                  8, 2015, we published in the Federal                   dioxides, Regional haze, Visibility.
                                                    strictly limited to EPA’s calculations of               Register a proposal to establish a FIP for               Authority: 42 U.S.C. 7401 et seq.
                                                    revised RPGs for Arkansas’ Class I areas,
                                                                                                            the State of Arkansas addressing                         Dated: March 23, 2016.
                                                    which are presented in a supporting
                                                                                                            regional haze and visibility transport (80
                                                    document being made available at this                                                                          Lisa Price,
                                                                                                            FR 18944). The proposed FIP includes
                                                    time in the docket. EPA is reopening the                                                                       Acting Director, Multimedia Planning and
                                                                                                            emission limits for sources in Arkansas.               Permitting Division, Region 6.
                                                    public comment period until May 4,
                                                                                                            Comments on the proposed rule were
                                                    2016.                                                                                                          [FR Doc. 2016–07486 Filed 4–1–16; 8:45 am]
                                                                                                            required to be received by May 16, 2015.
                                                    DATES:  The comment period for the                                                                             BILLING CODE 6560–50–P
                                                                                                            On May 1, 2015, we extended the
                                                    proposed rule published on April 8,                     comment period to July 15, 2015 (80 FR
                                                    2015 (80 FR 18944), extended at 80 FR                   24872). On July 23, 2015, we reopened
                                                    24872 (July 15, 2015), and reopened at                                                                         ENVIRONMENTAL PROTECTION
                                                                                                            the comment period until August 7,
                                                    80 FR 43661 (July 23, 2015), is again                                                                          AGENCY
                                                                                                            2015 (80 FR 43661), in response to a
                                                    reopened. Written comments must be                      request we received for an extension of                40 CFR Part 52
                                                    received on or before May 4, 2016.                      the comment period.
                                                    ADDRESSES: Submit your comments,                                                                               [EPA–R04–OAR–2014–0426; FRL–9944–52–
                                                                                                               We are announcing the availability in               Region 4]
                                                    identified by Docket No. EPA–R06–                       the docket of supplemental information
                                                    OAR–2015–0189, at http://                               we relied on in our Arkansas FIP                       Approval and Promulgation of
                                                    www.regulations.gov or via email to                     proposal, but which was inadvertently                  Implementation Plans; Kentucky;
                                                    donaldson.guy@epa.gov. Follow the                       omitted from the docket at the time we                 Infrastructure Requirements for the
                                                    online instructions for submitting                      proposed the FIP. In our proposed rule                 2010 Sulfur Dioxide National Ambient
                                                    comments. Once submitted, comments                      published on April 8, 2015, we                         Air Quality Standard
                                                    cannot be edited or removed from                        proposed revised RPGs for the 20%
                                                    Regulations.gov. The EPA may publish                    worst days for Arkansas’ Class I areas,                AGENCY:  Environmental Protection
                                                    any comment received to its public                      the Caney Creek and Upper Buffalo                      Agency.
                                                    docket. Do not submit electronically any                Wilderness Areas (80 FR at 18998). Our                 ACTION: Proposed rule.
                                                    information you consider to be                          revised RPGs and our methodology for
                                                    Confidential Business Information (CBI)                 calculating the revised RPGs were                      SUMMARY:   The Environmental Protection
                                                    or other information whose disclosure is                discussed in detail in our proposal and                Agency (EPA) is proposing to approve
                                                    restricted by statute. Multimedia                       in our technical support                               portions of the State Implementation
                                                    submissions (audio, video, etc.) must be                documentation,1 which was made                         Plan (SIP) submission, submitted by the
                                                    accompanied by a written comment.                       available in the docket when the                       Commonwealth of Kentucky, Energy
                                                    The written comment is considered the                   proposed rule was published on April 8,                and Environment Cabinet, Department
                                                    official comment and should include                     2015. However, a spreadsheet                           for Environmental Protection, through
                                                    discussion of all points you wish to                    containing the actual calculations of our              the Kentucky Division for Air Quality
                                                    make. The EPA will generally not                        revised RPGs was inadvertently omitted                 (KDAQ), on April 26, 2013, to
                                                    consider comments or comment                            from the docket. Therefore, the                        demonstrate that the Commonwealth
                                                    contents located outside of the primary                 reopening of the comment period is                     meets the infrastructure requirements of
                                                    submission (i.e. on the web, cloud, or                  strictly limited to our calculations of the            the Clean Air Act (CAA or Act) for the
                                                    other file sharing system). For                         revised RPGs, as presented in the                      2010 1-hour sulfur dioxide (SO2)
                                                    additional submission methods, please                   spreadsheet we are making available at                 national ambient air quality standard
                                                    contact Dayana Medina, 214–665–7241,                    this time in the docket. The reopening                 (NAAQS). The CAA requires that each
                                                    medina.dayana@epa.gov. For the full                     of the comment period does not apply                   state adopt and submit a SIP for the
                                                    EPA public comment policy,                              to our general methodology for                         implementation, maintenance and
                                                    information about CBI or multimedia                     calculating the revised RPGs, to the                   enforcement of each NAAQS
                                                    submissions, and general guidance on                    numerical values of the revised RPGs, or               promulgated by EPA, which is
                                                    making effective comments, please visit                 to any other aspects or portions of our                commonly referred to as an
                                                    http://www2.epa.gov/dockets/                            proposed rule, for which we have                       ‘‘infrastructure’’ SIP. KDAQ certified
                                                    commenting-epa-dockets.                                                                                        that the Kentucky SIP contains
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                                                                                                            previously provided opportunity for
                                                       Docket: The index to the docket for                  public comment. This action will allow                 provisions that ensure the 2010 1-hour
                                                    this action is available electronically at              interested persons time to prepare and                 SO2 NAAQS is implemented, enforced,
                                                    www.regulations.gov and in hard copy                    submit comments on our calculations of                 and maintained in Kentucky. EPA is
                                                    at the EPA Region 6, 1445 Ross Avenue,                  the revised RPGs, as presented in the                  proposing to determine that Kentucky’s
                                                    Suite 700, Dallas, Texas. While all                                                                            infrastructure submission, submitted on
                                                    documents in the docket are listed in                     1 See ‘‘Technical Support Document for EPA’s         April 26, 2013, addresses certain
                                                    the index, some information may be                      Proposed Action on the Arkansas Regional Haze          infrastructure elements for the 2010 1-
                                                    publicly available only at the hard copy                Federal Implementation Plan’’ at page 147.             hour SO2 NAAQS.


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                                                                              Federal Register / Vol. 81, No. 64 / Monday, April 4, 2016 / Proposed Rules                                                    19099

                                                    DATES:  Written comments must be                        NAAQS or within such shorter period                    upon what provisions the state’s
                                                    received on or before May 4, 2016.                      as EPA may prescribe. Section 110(a)(2)                existing SIP already contains.
                                                    ADDRESSES: Submit your comments,                        requires states to address basic SIP                      More specifically, section 110(a)(1)
                                                    identified by Docket ID No. EPA–R04–                    elements such as requirements for                      provides the procedural and timing
                                                    OAR–2014–0426 at http://                                monitoring, basic program requirements                 requirements for SIPs. Section 110(a)(2)
                                                    www.regulations.gov. Follow the online                  and legal authority that are designed to               lists specific elements that states must
                                                    instructions for submitting comments.                   assure attainment and maintenance of                   meet for ‘‘infrastructure’’ SIP
                                                    Once submitted, comments cannot be                      the NAAQS. States were required to                     requirements related to a newly
                                                    edited or removed from Regulations.gov.                 submit such SIPs for the 2010 1-hour                   established or revised NAAQS. As
                                                    EPA may publish any comment received                    SO2 NAAQS to EPA no later than June                    mentioned above, these requirements
                                                    to its public docket. Do not submit                     2, 2013.1                                              include basic SIP elements such as
                                                    electronically any information you                         Today’s action is proposing to                      requirements for monitoring, basic
                                                    consider to be Confidential Business                    approve Kentucky’s infrastructure SIP                  program requirements and legal
                                                    Information (CBI) or other information                  submission for the applicable                          authority that are designed to assure
                                                    whose disclosure is restricted by statute.              requirements of the 2010 1-hour SO2                    attainment and maintenance of the
                                                    Multimedia submissions (audio, video,                   NAAQS. With respect to the interstate                  NAAQS. The requirements that are the
                                                    etc.) must be accompanied by a written                  transport provisions pertaining to the                 subject of this proposed rulemaking are
                                                    comment. The written comment is                         contribution to nonattainment or                       summarized below and in EPA’s
                                                    considered the official comment and                     interference with maintenance in other                 September 13, 2013, memorandum
                                                                                                            states and the visibility requirements of              entitled ‘‘Guidance on Infrastructure
                                                    should include discussion of all points
                                                                                                            section 110(a)(2)(D)(i)(I) and (II) (prongs            State Implementation Plan (SIP)
                                                    you wish to make. EPA will generally
                                                                                                            1, 2, and 4), and the minor source                     Elements under Clean Air Act Sections
                                                    not consider comments or comment
                                                                                                            program requirements of section                        110(a)(1) and 110(a)(2).’’ 2
                                                    contents located outside of the primary
                                                                                                            110(a)(2)(C), EPA is not proposing any
                                                    submission (i.e. on the web, cloud, or
                                                                                                            action at this time regarding these                    • 110(a)(2)(A): Emission Limits and
                                                    other file sharing system). For                                                                                   Other Control Measures
                                                                                                            requirements. For the aspects of
                                                    additional submission methods, the full
                                                                                                            Kentucky’s submittal proposed for                      • 110(a)(2)(B): Ambient Air Quality
                                                    EPA public comment policy,                                                                                        Monitoring/Data System
                                                                                                            approval today, EPA notes that the
                                                    information about CBI or multimedia
                                                                                                            Agency is not approving any specific                   • 110(a)(2)(C): Programs for
                                                    submissions, and general guidance on                                                                              Enforcement of Control Measures and
                                                                                                            rule, but rather proposing that
                                                    making effective comments, please visit                                                                           for Construction or Modification of
                                                                                                            Kentucky’s already approved SIP meets
                                                    http://www2.epa.gov/dockets/                                                                                      Stationary Sources 3
                                                                                                            certain CAA requirements.
                                                    commenting-epa-dockets.                                                                                        • 110(a)(2)(D)(i)(I) and (II): Interstate
                                                    FOR FURTHER INFORMATION CONTACT:                        II. What elements are required under                      Pollution Transport
                                                    Michele Notarianni, Air Regulatory                      sections 110(a)(1) and (2)?                            • 110(a)(2)(D)(ii): Interstate Pollution
                                                    Management Section, Air Planning and                       Section 110(a) of the CAA requires                     Abatement and International Air
                                                    Implementation Branch, Air, Pesticides                  states to submit SIPs to provide for the                  Pollution
                                                    and Toxics Management Division, U.S.                    implementation, maintenance, and                       • 110(a)(2)(E): Adequate Resources and
                                                    Environmental Protection Agency,                        enforcement of a new or revised                           Authority, Conflict of Interest, and
                                                    Region 4, 61 Forsyth Street SW.,                        NAAQS within three years following                        Oversight of Local Governments and
                                                    Atlanta, Georgia 30303–8960. Ms.                        the promulgation of such NAAQS, or                        Regional Agencies
                                                    Notarianni can be reached via electronic                within such shorter period as EPA may                  • 110(a)(2)(F): Stationary Source
                                                    mail at notarianni.michele@epa.gov or                   prescribe. Section 110(a) imposes the                     Monitoring and Reporting
                                                    the telephone number (404) 562–9031.                    obligation upon states to make a SIP                   • 110(a)(2)(G): Emergency Powers
                                                                                                            submission to EPA for a new or revised                 • 110(a)(2)(H): SIP Revisions
                                                    Table of Contents                                                                                              • 110(a)(2)(I): Plan Revisions for
                                                                                                            NAAQS, but the contents of that
                                                    I. Background and Overview                              submission may vary depending upon                        Nonattainment Areas 4
                                                    II. What elements are required under sections           the facts and circumstances. In                        • 110(a)(2)(J): Consultation with
                                                         110(a)(1) and (2)?                                 particular, the data and analytical tools                 Government Officials, Public
                                                    III. What is EPA’s approach to the review of                                                                      Notification, and Prevention of
                                                                                                            available at the time the state develops
                                                         infrastructure SIP submissions?
                                                    IV. What is EPA’s analysis of how Kentucky              and submits the SIP for a new or revised
                                                                                                                                                                     2 Two elements identified in section 110(a)(2) are
                                                         addressed the elements of sections                 NAAQS affects the content of the
                                                                                                                                                                   not governed by the three year submission deadline
                                                         110(a)(1) and (2) ‘‘Infrastructure’’               submission. The contents of such SIP                   of section 110(a)(1) because SIPs incorporating
                                                         provisions?                                        submissions may also vary depending                    necessary local nonattainment area controls are not
                                                    V. Proposed Action                                                                                             due within three years after promulgation of a new
                                                    VI. Statutory and Executive Order Reviews                  1 In these infrastructure SIP submissions states    or revised NAAQS, but rather due at the time the
                                                                                                            generally certify evidence of compliance with          nonattainment area plan requirements are due
                                                    I. Background and Overview                              sections 110(a)(1) and (2) of the CAA through a        pursuant to section 172. These requirements are: (1)
                                                                                                            combination of state regulations and statutes, some    Submissions required by section 110(a)(2)(C) to the
                                                      On June 22, 2010 (75 FR 35520), EPA                   of which have been incorporated into the federally-    extent that subsection refers to a permit program as
                                                    revised the primary SO2 NAAQS to an                     approved SIP. In addition, certain federally-          required in part D, title I of the CAA; and (2)
                                                    hourly standard at a level of 75 parts per                                                                     submissions required by section 110(a)(2)(I) which
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                                                                                                            approved, non-SIP regulations may also be
                                                                                                            appropriate for demonstrating compliance with          pertain to the nonattainment planning requirements
                                                    billion (ppb), based on a 3-year average                                                                       of part D, title I of the CAA. Today’s proposed
                                                                                                            sections 110(a)(1) and (2). Throughout this
                                                    of the annual 99th percentile of 1-hour                 rulemaking, unless otherwise indicated, the term       rulemaking does not address infrastructure
                                                    daily maximum concentrations.                           ‘‘401 KAR XX:XXX’’ indicates that the cited            elements related to section 110(a)(2)(I) or the
                                                    Pursuant to section 110(a)(1) of the                    regulation has either been approved, or submitted      nonattainment planning requirements of
                                                                                                            for approval into Kentucky’s federally-approved        110(a)(2)(C).
                                                    CAA, states are required to submit SIPs                                                                          3 This rulemaking only addresses requirements
                                                                                                            SIP. The State statutes cited from the Kentucky
                                                    meeting the applicable requirements of                  Revised Statutes (also referred to as ‘‘KRS’’)         for this element as they relate to attainment areas.
                                                    section 110(a)(2) within three years after              throughout this rulemaking are not approved into         4 As mentioned above, this element is not

                                                    promulgation of a new or revised                        the Kentucky SIP, unless otherwise indicated.          relevant to today’s proposed rulemaking.



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                                                    19100                     Federal Register / Vol. 81, No. 64 / Monday, April 4, 2016 / Proposed Rules

                                                      Significant Deterioration (PSD) and                   contains a wide variety of disparate                     that rather than apply all the stated
                                                      Visibility Protection                                 provisions, some of which pertain to                     requirements of section 110(a)(2) in a
                                                    • 110(a)(2)(K): Air Quality Modeling                    required legal authority, some of which                  strict literal sense, EPA must determine
                                                      and Submission of Modeling Data                       pertain to required substantive program                  which provisions of section 110(a)(2)
                                                    • 110(a)(2)(L): Permitting fees                         provisions, and some of which pertain                    are applicable for a particular
                                                    • 110(a)(2)(M): Consultation and                        to requirements for both authority and                   infrastructure SIP submission.
                                                      Participation by Affected Local                       substantive program provisions.5 EPA                        Another example of ambiguity within
                                                      Entities                                              therefore believes that while the timing                 sections 110(a)(1) and 110(a)(2) with
                                                    III. What is EPA’s approach to the                      requirement in section 110(a)(1) is                      respect to infrastructure SIPs pertains to
                                                    review of infrastructure SIP                            unambiguous, some of the other                           whether states must meet all of the
                                                    submissions?                                            statutory provisions are ambiguous. In                   infrastructure SIP requirements in a
                                                                                                            particular, EPA believes that the list of                single SIP submission, and whether EPA
                                                       EPA is acting upon the SIP                           required elements for infrastructure SIP                 must act upon such SIP submission in
                                                    submission from Kentucky that                           submissions provided in section                          a single action. Although section
                                                    addresses the infrastructure                            110(a)(2) contains ambiguities                           110(a)(1) directs states to submit ‘‘a
                                                    requirements of CAA sections 110(a)(1)                  concerning what is required for                          plan’’ to meet these requirements, EPA
                                                    and 110(a)(2) for the 2010 1-hour SO2                   inclusion in an infrastructure SIP                       interprets the CAA to allow states to
                                                    NAAQS. The requirement for states to                    submission.                                              make multiple SIP submissions
                                                    make a SIP submission of this type                         The following examples of                             separately addressing infrastructure SIP
                                                    arises out of CAA section 110(a)(1).                    ambiguities illustrate the need for EPA                  elements for the same NAAQS. If states
                                                    Pursuant to section 110(a)(1), states                   to interpret some section 110(a)(1) and                  elect to make such multiple SIP
                                                    must make SIP submissions ‘‘within 3                    section 110(a)(2) requirements with                      submissions to meet the infrastructure
                                                    years (or such shorter period as the                    respect to infrastructure SIP                            SIP requirements, EPA can elect to act
                                                    Administrator may prescribe) after the                  submissions for a given new or revised                   on such submissions either individually
                                                    promulgation of a national primary                      NAAQS. One example of ambiguity is                       or in a larger combined action.8
                                                    ambient air quality standard (or any                    that section 110(a)(2) requires that                     Similarly, EPA interprets the CAA to
                                                    revision thereof),’’ and these SIP                      ‘‘each’’ SIP submission must meet the                    allow it to take action on the individual
                                                    submissions are to provide for the                      list of requirements therein, while EPA                  parts of one larger, comprehensive
                                                    ‘‘implementation, maintenance, and                      has long noted that this literal reading                 infrastructure SIP submission for a
                                                    enforcement’’ of such NAAQS. The                        of the statute is internally inconsistent                given NAAQS without concurrent
                                                    statute directly imposes on states the                  and would create a conflict with the                     action on the entire submission. For
                                                    duty to make these SIP submissions,                     nonattainment provisions in part D of                    example, EPA has sometimes elected to
                                                    and the requirement to make the                         title I of the Act, which specifically                   act at different times on various
                                                    submissions is not conditioned upon                     address nonattainment SIP                                elements and sub-elements of the same
                                                    EPA’s taking any action other than                      requirements.6 Section 110(a)(2)(I)                      infrastructure SIP submission.9
                                                    promulgating a new or revised NAAQS.                    pertains to nonattainment SIP                               Ambiguities within sections 110(a)(1)
                                                    Section 110(a)(2) includes a list of                    requirements and part D addresses                        and 110(a)(2) may also arise with
                                                    specific elements that ‘‘[e]ach such                    when attainment plan SIP submissions                     respect to infrastructure SIP submission
                                                    plan’’ submission must address.                         to address nonattainment area                            requirements for different NAAQS.
                                                       EPA has historically referred to these               requirements are due. For example,                       Thus, EPA notes that not every element
                                                    SIP submissions made for the purpose                    section 172(b) requires EPA to establish                 of section 110(a)(2) would be relevant,
                                                    of satisfying the requirements of CAA                   a schedule for submission of such plans
                                                    sections 110(a)(1) and 110(a)(2) as                     for certain pollutants when the                          for submission of emissions inventories for the
                                                    ‘‘infrastructure SIP’’ submissions.                     Administrator promulgates the                            ozone NAAQS. Some of these specific dates are
                                                    Although the term ‘‘infrastructure SIP’’                                                                         necessarily later than three years after promulgation
                                                                                                            designation of an area as nonattainment,                 of the new or revised NAAQS.
                                                    does not appear in the CAA, EPA uses                    and section 107(d)(1)(B) allows up to                      8 See, e.g., ‘‘Approval and Promulgation of
                                                    the term to distinguish this particular                 two years, or in some cases three years,                 Implementation Plans; New Mexico; Revisions to
                                                    type of SIP submission from                             for such designations to be                              the New Source Review (NSR) State
                                                    submissions that are intended to satisfy                                                                         Implementation Plan (SIP); Prevention of
                                                                                                            promulgated.7 This ambiguity illustrates                 Significant Deterioration (PSD) and Nonattainment
                                                    other SIP requirements under the CAA,                                                                            New Source Review (NNSR) Permitting,’’ 78 FR
                                                    such as ‘‘nonattainment SIP’’ or                           5 For example: Section 110(a)(2)(E)(i) provides
                                                                                                                                                                     4339 (January 22, 2013) (EPA’s final action
                                                    ‘‘attainment plan SIP’’ submissions to                  that states must provide assurances that they have       approving the structural PSD elements of the New
                                                    address the nonattainment planning                      adequate legal authority under state and local law       Mexico SIP submitted by the State separately to
                                                                                                            to carry out the SIP; section 110(a)(2)(C) provides      meet the requirements of EPA’s 2008 PM2.5 NSR
                                                    requirements of part D of title I of the                that states must have a SIP-approved program to          rule), and ‘‘Approval and Promulgation of Air
                                                    CAA, ‘‘regional haze SIP’’ submissions                  address certain sources as required by part C of title   Quality Implementation Plans; New Mexico;
                                                    required by EPA rule to address the                     I of the CAA; and section 110(a)(2)(G) provides that     Infrastructure and Interstate Transport
                                                    visibility protection requirements of                   states must have legal authority to address              Requirements for the 2006 PM2.5 NAAQS,’’ (78 FR
                                                                                                            emergencies as well as contingency plans that are        4337) (January 22, 2013) (EPA’s final action on the
                                                    CAA section 169A, and nonattainment                     triggered in the event of such emergencies.              infrastructure SIP for the 2006 PM2.5 NAAQS).
                                                    new source review (NNSR) permit                            6 See, e.g., ‘‘Rule To Reduce Interstate Transport      9 On December 14, 2007, the State of Tennessee,
                                                    program submissions to address the                      of Fine Particulate Matter and Ozone (Clean Air          through the Tennessee Department of Environment
                                                    permit requirements of CAA, title I, part               Interstate Rule); Revisions to Acid Rain Program;
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                                                                                                                                                                     and Conservation, made a SIP revision to EPA
                                                                                                            Revisions to the NOX SIP Call; Final Rule,’’ 70 FR       demonstrating that the State meets the requirements
                                                    D.                                                      25162, at 25163–65 (May 12, 2005) (explaining            of sections 110(a)(1) and (2). EPA proposed action
                                                       Section 110(a)(1) addresses the timing               relationship between timing requirement of section       for infrastructure SIP elements (C) and (J) on
                                                    and general requirements for                            110(a)(2)(D) versus section 110(a)(2)(I)).               January 23, 2012 (77 FR 3213) and took final action
                                                    infrastructure SIP submissions, and                        7 EPA notes that this ambiguity within section        on March 14, 2012 (77 FR 14976). On April 16,
                                                    section 110(a)(2) provides more details                 110(a)(2) is heightened by the fact that various         2012 (77 FR 22533) and July 23, 2012 (77 FR
                                                                                                            subparts of part D set specific dates for submission     42997), EPA took separate proposed and final
                                                    concerning the required contents of                     of certain types of SIP submissions in designated        actions on all other section 110(a)(2) infrastructure
                                                    these submissions. The list of required                 nonattainment areas for various pollutants. Note,        SIP elements of Tennessee’s December 14, 2007,
                                                    elements provided in section 110(a)(2)                  e.g., that section 182(a)(1) provides specific dates     submittal.



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                                                                              Federal Register / Vol. 81, No. 64 / Monday, April 4, 2016 / Proposed Rules                                                19101

                                                    or as relevant, or relevant in the same                 approach under which it reviews                              As an example, section 110(a)(2)(E)(ii)
                                                    way, for each new or revised NAAQS.                     infrastructure SIP submissions against                    is a required element of section
                                                    The states’ attendant infrastructure SIP                the list of elements in section 110(a)(2),                110(a)(2) for infrastructure SIP
                                                    submissions for each NAAQS therefore                    but only to the extent each element                       submissions. Under this element, a state
                                                    could be different. For example, the                    applies for that particular NAAQS.                        must meet the substantive requirements
                                                    monitoring requirements that a state                       Historically, EPA has elected to use                   of section 128, which pertain to state
                                                    might need to meet in its infrastructure                guidance documents to make                                boards that approve permits or
                                                    SIP submission for purposes of section                  recommendations to states for                             enforcement orders and heads of
                                                    110(a)(2)(B) could be very different for                                                                          executive agencies with similar powers.
                                                                                                            infrastructure SIPs, in some cases
                                                    different pollutants because the content                                                                          Thus, EPA reviews infrastructure SIP
                                                                                                            conveying needed interpretations on
                                                    and scope of a state’s infrastructure SIP                                                                         submissions to ensure that the state’s
                                                                                                            newly arising issues and in some cases
                                                    submission to meet this element might                                                                             implementation plan appropriately
                                                                                                            conveying interpretations that have
                                                    be very different for an entirely new                                                                             addresses the requirements of section
                                                                                                            already been developed and applied to                     110(a)(2)(E)(ii) and section 128. The
                                                    NAAQS than for a minor revision to an                   individual SIP submissions for
                                                    existing NAAQS.10                                                                                                 2013 Guidance explains EPA’s
                                                                                                            particular elements.11 EPA most                           interpretation that there may be a
                                                       EPA notes that interpretation of
                                                                                                            recently issued guidance for                              variety of ways by which states can
                                                    section 110(a)(2) is also necessary when
                                                                                                            infrastructure SIPs on September 13,                      appropriately address these substantive
                                                    EPA reviews other types of SIP
                                                    submissions required under the CAA.                     2013 (2013 Guidance).12 EPA developed                     statutory requirements, depending on
                                                    Therefore, as with infrastructure SIP                   this document to provide states with up-                  the structure of an individual state’s
                                                    submissions, EPA also has to identify                   to-date guidance for infrastructure SIPs                  permitting or enforcement program (e.g.,
                                                    and interpret the relevant elements of                  for any new or revised NAAQS. Within                      whether permits and enforcement
                                                    section 110(a)(2) that logically apply to               this guidance, EPA describes the duty of                  orders are approved by a multi-member
                                                    these other types of SIP submissions.                   states to make infrastructure SIP                         board or by a head of an executive
                                                    For example, section 172(c)(7) requires                 submissions to meet basic structural SIP                  agency). However they are addressed by
                                                    that attainment plan SIP submissions                    requirements within three years of                        the state, the substantive requirements
                                                    required by part D have to meet the                     promulgation of a new or revised                          of section 128 are necessarily included
                                                    ‘‘applicable requirements’’ of section                  NAAQS. EPA also made                                      in EPA’s evaluation of infrastructure SIP
                                                    110(a)(2). Thus, for example, attainment                recommendations about many specific                       submissions because section
                                                    plan SIP submissions must meet the                      subsections of section 110(a)(2) that are                 110(a)(2)(E)(ii) explicitly requires that
                                                    requirements of section 110(a)(2)(A)                    relevant in the context of infrastructure                 the state satisfy the provisions of section
                                                    regarding enforceable emission limits                   SIP submissions.13 The guidance also                      128.
                                                    and control measures and section                        discusses the substantively important                        As another example, EPA’s review of
                                                    110(a)(2)(E)(i) regarding air agency                    issues that are germane to certain                        infrastructure SIP submissions with
                                                    resources and authority. By contrast, it                subsections of section 110(a)(2).                         respect to the PSD program
                                                    is clear that attainment plan SIP                       Significantly, EPA interprets sections                    requirements in sections 110(a)(2)(C),
                                                    submissions required by part D would                    110(a)(1) and 110(a)(2) such that                         (D)(i)(II), and (J) focuses upon the
                                                    not need to meet the portion of section                 infrastructure SIP submissions need to                    structural PSD program requirements
                                                    110(a)(2)(C) that pertains to the PSD                   address certain issues and need not                       contained in part C and EPA’s PSD
                                                    program required in part C of title I of                address others. Accordingly, EPA                          regulations. Structural PSD program
                                                    the CAA, because PSD does not apply                     reviews each infrastructure SIP                           requirements include provisions
                                                    to a pollutant for which an area is                     submission for compliance with the                        necessary for the PSD program to
                                                    designated nonattainment and thus                       applicable statutory provisions of                        address all regulated sources and new
                                                    subject to part D planning requirements.                section 110(a)(2), as appropriate.                        source review (NSR) pollutants,
                                                    As this example illustrates, each type of                                                                         including greenhouse gases (GHGs). By
                                                    SIP submission may implicate some
                                                                                                               11 EPA notes, however, that nothing in the CAA         contrast, structural PSD program
                                                    elements of section 110(a)(2) but not
                                                                                                            requires EPA to provide guidance or to promulgate         requirements do not include provisions
                                                                                                            regulations for infrastructure SIP submissions. The       that are not required under EPA’s
                                                    others.                                                 CAA directly applies to states and requires the
                                                       Given the potential for ambiguity in                 submission of infrastructure SIP submissions,             regulations at 40 CFR 51.166 but are
                                                    some of the statutory language of section               regardless of whether or not EPA provides guidance        merely available as an option for the
                                                    110(a)(1) and section 110(a)(2), EPA
                                                                                                            or regulations pertaining to such submissions. EPA        state, such as the option to provide
                                                                                                            elects to issue such guidance in order to assist          grandfathering of complete permit
                                                    believes that it is appropriate to                      states, as appropriate.
                                                    interpret the ambiguous portions of                        12 ‘‘Guidance on Infrastructure State
                                                                                                                                                                      applications with respect to the 2012
                                                    section 110(a)(1) and section 110(a)(2)                 Implementation Plan (SIP) Elements under Clean            fine particulate matter (PM2.5) NAAQS.
                                                                                                            Air Act sections 110(a)(1) and 110(a)(2),’’               Accordingly, the latter optional
                                                    in the context of acting on a particular                Memorandum from Stephen D. Page, September 13,            provisions are types of provisions EPA
                                                    SIP submission. In other words, EPA                     2013.                                                     considers irrelevant in the context of an
                                                    assumes that Congress could not have                       13 EPA’s September 13, 2013, guidance did not
                                                                                                                                                                      infrastructure SIP action.
                                                    intended that each and every SIP                        make recommendations with respect to
                                                                                                                                                                         For other section 110(a)(2) elements,
                                                    submission, regardless of the NAAQS in                  infrastructure SIP submissions to address section
                                                                                                            110(a)(2)(D)(i)(I). EPA issued the guidance shortly       however, EPA’s review of a state’s
                                                    question or the history of SIP                                                                                    infrastructure SIP submission focuses
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                                                                                                            after the U.S. Supreme Court agreed to review the
                                                    development for the relevant pollutant,                 D.C. Circuit decision in EME Homer City, 696 F.3d7        on assuring that the state’s SIP meets
                                                    would meet each of the requirements, or                 (D.C. Cir. 2012) which had interpreted the
                                                                                                                                                                      basic structural requirements. For
                                                    meet each of them in the same way.                      requirements of section 110(a)(2)(D)(i)(I). In light of
                                                                                                            the uncertainty created by ongoing litigation, EPA        example, section 110(a)(2)(C) includes,
                                                    Therefore, EPA has adopted an                           elected not to provide additional guidance on the         among other things, the requirement
                                                                                                            requirements of section 110(a)(2)(D)(i)(I) at that        that states have a program to regulate
                                                      10 For example, implementation of the 1997 PM         time. As the guidance is neither binding nor
                                                    NAAQS required the deployment of a system of
                                                                                                    2.5
                                                                                                            required by statute, whether EPA elects to provide
                                                                                                                                                                      minor new sources. Thus, EPA
                                                    new monitors to measure ambient levels of that new      guidance on a particular section has no impact on         evaluates whether the state has an EPA-
                                                    indicator species for the new NAAQS.                    a state’s CAA obligations.                                approved minor NSR program and


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                                                    19102                     Federal Register / Vol. 81, No. 64 / Monday, April 4, 2016 / Proposed Rules

                                                    whether the program addresses the                       110(a)(2) as requiring review of each                   Significantly, EPA’s determination that
                                                    pollutants relevant to that NAAQS. In                   and every provision of a state’s existing               an action on a state’s infrastructure SIP
                                                    the context of acting on an                             SIP against all requirements in the CAA                 submission is not the appropriate time
                                                    infrastructure SIP submission, however,                 and EPA regulations merely for                          and place to address all potential
                                                    EPA does not think it is necessary to                   purposes of assuring that the state in                  existing SIP deficiencies does not
                                                    conduct a review of each and every                      question has the basic structural                       preclude EPA’s subsequent reliance on
                                                    provision of a state’s existing minor                   elements for a functioning SIP for a new                provisions in section 110(a)(2) as part of
                                                    source program (i.e., already in the                    or revised NAAQS. Because SIPs have                     the basis for action to correct those
                                                    existing SIP) for compliance with the                   grown by accretion over the decades as                  deficiencies at a later time. For example,
                                                    requirements of the CAA and EPA’s                       statutory and regulatory requirements                   although it may not be appropriate to
                                                    regulations that pertain to such                        under the CAA have evolved, they may                    require a state to eliminate all existing
                                                    programs.                                               include some outmoded provisions and                    inappropriate director’s discretion
                                                       With respect to certain other issues,                historical artifacts. These provisions,                 provisions in the course of acting on an
                                                    EPA does not believe that an action on                  while not fully up to date, nevertheless                infrastructure SIP submission, EPA
                                                    a state’s infrastructure SIP submission is              may not pose a significant problem for                  believes that section 110(a)(2)(A) may be
                                                    necessarily the appropriate type of                     the purposes of ‘‘implementation,                       among the statutory bases that EPA
                                                    action in which to address possible                     maintenance, and enforcement’’ of a                     relies upon in the course of addressing
                                                    deficiencies in a state’s existing SIP.                 new or revised NAAQS when EPA                           such deficiency in a subsequent
                                                    These issues include: (i) Existing                      evaluates adequacy of the infrastructure                action.17
                                                    provisions related to excess emissions                  SIP submission. EPA believes that a
                                                    from sources during periods of startup,                                                                         IV. What is EPA’s analysis of how
                                                                                                            better approach is for states and EPA to                Kentucky addressed the elements of the
                                                    shutdown, or malfunction that may be                    focus attention on those elements of                    sections 110(a)(1) and (2)
                                                    contrary to the CAA and EPA’s policies                  section 110(a)(2) of the CAA most likely                ‘‘Infrastructure’’ provisions?
                                                    addressing such excess emissions                        to warrant a specific SIP revision due to
                                                    (‘‘SSM’’); (ii) existing provisions related             the promulgation of a new or revised                       Kentucky’s April 26, 2013,
                                                    to ‘‘director’s variance’’ or ‘‘director’s              NAAQS or other factors.                                 infrastructure submission addresses the
                                                    discretion’’ that may be contrary to the                   For example, EPA’s 2013 Guidance                     provisions of sections 110(a)(1) and (2)
                                                    CAA because they purport to allow                       gives simpler recommendations with                      as described below.
                                                    revisions to SIP-approved emissions                     respect to carbon monoxide than other                      1. 110(a)(2)(A) Emission Limits and
                                                    limits while limiting public process or                 NAAQS pollutants to meet the visibility                 Other Control Measures: Section
                                                    not requiring further approval by EPA;                  requirements of section                                 110(a)(2)(A) requires that each
                                                    and (iii) existing provisions for PSD                   110(a)(2)(D)(i)(II), because carbon                     implementation plan include
                                                    programs that may be inconsistent with                  monoxide does not affect visibility. As                 enforceable emission limitations and
                                                    current requirements of EPA’s ‘‘Final                   a result, an infrastructure SIP                         other control measures, means, or
                                                    NSR Improvement Rule,’’ 67 FR 80186                                                                             techniques (including economic
                                                                                                            submission for any future new or
                                                    (December 31, 2002), as amended by 72                                                                           incentives such as fees, marketable
                                                                                                            revised NAAQS for carbon monoxide
                                                    FR 32526 (June 13, 2007) (‘‘NSR                                                                                 permits, and auctions of emissions
                                                                                                            need only state this fact in order to
                                                    Reform’’). Thus, EPA believes it may                                                                            rights), as well as schedules and
                                                                                                            address the visibility prong of section
                                                    approve an infrastructure SIP                                                                                   timetables for compliance, as may be
                                                                                                            110(a)(2)(D)(i)(II).
                                                    submission without scrutinizing the                        Finally, EPA believes that its                       necessary or appropriate to meet the
                                                    totality of the existing SIP for such                   approach with respect to infrastructure                 applicable requirements. These
                                                    potentially deficient provisions and may                SIP requirements is based on a                          requirements are met through Kentucky
                                                    approve the submission even if it is                    reasonable reading of sections 110(a)(1)                Revised Statute (KRS) Chapter 224
                                                    aware of such existing provisions.14 It is              and 110(a)(2) because the CAA provides                  Section 10–100 (KRS 224.10–100),
                                                    important to note that EPA’s approval of                other avenues and mechanisms to                         which provides the KDAQ the authority
                                                    a state’s infrastructure SIP submission                 address specific substantive deficiencies               to administer all rules, regulations, and
                                                    should not be construed as explicit or                  in existing SIPs. These other statutory                 orders promulgated under Chapter 224,
                                                    implicit re-approval of any existing                    tools allow EPA to take appropriately                   and to provide for the prevention,
                                                    potentially deficient provisions that                   tailored action, depending upon the                     abatement, and control of all water,
                                                    relate to the three specific issues just                nature and severity of the alleged SIP                  land, and air pollution.
                                                    described.                                              deficiency. Section 110(k)(5) authorizes
                                                                                                                                                                    programs. See ‘‘Limitation of Approval of
                                                       EPA’s approach to review of                          EPA to issue a ‘‘SIP call’’ whenever the                Prevention of Significant Deterioration Provisions
                                                    infrastructure SIP submissions is to                    Agency determines that a state’s SIP is                 Concerning Greenhouse Gas Emitting-Sources in
                                                    identify the CAA requirements that are                  substantially inadequate to attain or                   State Implementation Plans; Final Rule,’’ 75 FR
                                                    logically applicable to that submission.                maintain the NAAQS, to mitigate                         82536 (December 30, 2010). EPA has previously
                                                                                                                                                                    used its authority under CAA section 110(k)(6) to
                                                    EPA believes that this approach to the                  interstate transport, or to otherwise                   remove numerous other SIP provisions that the
                                                    review of a particular infrastructure SIP               comply with the CAA.15 Section                          Agency determined it had approved in error. See,
                                                    submission is appropriate, because it                   110(k)(6) authorizes EPA to correct                     e.g., 61 FR 38664 (July 25, 1996) and 62 FR 34641
                                                    would not be reasonable to read the                     errors in past actions, such as past                    (June 27, 1997) (corrections to American Samoa,
                                                                                                                                                                    Arizona, California, Hawaii, and Nevada SIPs); 69
                                                    general requirements of section                         approvals of SIP submissions.16                         FR 67062 (November 16, 2004) (corrections to
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                                                    110(a)(1) and the list of elements in                                                                           California SIP); and 74 FR 57051 (November 3,
                                                                                                              15 For example, EPA issued a SIP call to Utah to      2009) (corrections to Arizona and Nevada SIPs).
                                                      14 By contrast, EPA notes that if a state were to     address specific existing SIP deficiencies related to      17 See, e.g., EPA’s disapproval of a SIP submission

                                                    include a new provision in an infrastructure SIP        the treatment of excess emissions during SSM            from Colorado on the grounds that it would have
                                                    submission that contained a legal deficiency, such      events. See ‘‘Finding of Substantial Inadequacy of      included a director’s discretion provision
                                                    as a new exemption for excess emissions during          Implementation Plan; Call for Utah State                inconsistent with CAA requirements, including
                                                    SSM events, then EPA would need to evaluate that        Implementation Plan Revisions,’’ 74 FR 21639            section 110(a)(2)(A). See, e.g., 75 FR 42342 at 42344
                                                    provision for compliance against the rubric of          (April 18, 2011).                                       (July 21, 2010) (proposed disapproval of director’s
                                                    applicable CAA requirements in the context of the         16 EPA has used this authority to correct errors in   discretion provisions); 76 FR 4540 (Jan. 26, 2011)
                                                    action on the infrastructure SIP.                       past actions on SIP submissions related to PSD          (final disapproval of such provisions).



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                                                                              Federal Register / Vol. 81, No. 64 / Monday, April 4, 2016 / Proposed Rules                                                  19103

                                                      KDAQ cited to chapters and                            operations at a facility. EPA believes                 and analysis of ambient air quality data,
                                                    associated Kentucky Administrative                      that a number of states have SSM                       and the submission of these data to EPA
                                                    Regulations (KAR) under Title 401 to                    provisions which are contrary to the                   upon request. Annually, states develop
                                                    demonstrate that the Commonwealth                       CAA and existing EPA guidance, ‘‘State                 and submit to EPA for approval
                                                    meets the requirements of this element,                 Implementation Plans: Policy Regarding                 statewide ambient monitoring network
                                                    including the following:                                Excess Emissions During Malfunctions,                  plans consistent with the requirements
                                                      • Chapter 50 General Administrative                   Startup, and Shutdown’’ (September 20,                 of 40 CFR parts 50, 53, and 58. The
                                                    Procedures: 401 KAR 50:010.                             1999), and the Agency is addressing                    annual network plan involves an
                                                    Definitions for 401 KAR Chapter 50; 401                 such state regulations in a separate                   evaluation of any proposed changes to
                                                    KAR 50:012. General application; 401                    action.19                                              the monitoring network, includes the
                                                    KAR 50:015. Documents incorporated                         Additionally, in this action, EPA is                annual ambient monitoring network
                                                    by reference; 401 KAR 50:020. Air                       not proposing to approve or disapprove                 design plan and a certified evaluation of
                                                    quality control regions; 401 KAR 50:025.                any existing state rules with regard to                the agency’s ambient monitors and
                                                    Classification of counties; 401 KAR                     director’s discretion or variance                      auxiliary support equipment.20 KDAQ’s
                                                    50:040. Air quality models; 401 KAR                     provisions. EPA believes that a number                 monitoring network plan was submitted
                                                    50:042. Good engineering practice stack                 of states have such provisions which are               on July 1, 2015, and approved by EPA
                                                    height; 401 KAR 50:045. Performance                     contrary to the CAA and existing EPA                   on October 28, 2015. Kentucky’s
                                                    tests; 401 KAR 50:047. Test procedures                  guidance (52 FR 45109 (November 24,                    approved monitoring network plan can
                                                    for capture efficiency; 401 KAR 50:050.                 1987)), and the Agency plans to take                   be accessed at www.regulations.gov
                                                    Monitoring; 401 KAR 50:055. General                     action in the future to address such state             using Docket ID No. EPA–R04–OAR–
                                                    compliance requirements; and 401 KAR                    regulations. In the meantime, EPA                      2014–0426. EPA has made the
                                                    50:060. Enforcement.                                    encourages any state having a director’s               preliminary determination that
                                                      • Chapter 51 Attainment and                           discretion or variance provision which                 Kentucky’s SIP and practices are
                                                    Maintenance of the National Ambient                     is contrary to the CAA and EPA                         adequate for the ambient air quality
                                                    Air Quality Standards: 401 KAR 51:001.                  guidance to take steps to correct the                  monitoring and data system related to
                                                    Definitions for 401 KAR Chapter 51; 401                 deficiency as soon as possible.                        the 2010 1-hour SO2 NAAQS.
                                                    KAR 51:005. Purpose and General                            2. 110(a)(2)(B) Ambient Air Quality                   3. 110(a)(2)(C) Programs for
                                                    Provisions; 401 KAR 51:010. Attainment                  Monitoring/Data System: Section                        Enforcement of Control Measures and
                                                    Status Designations; 401 KAR 51:017.                    110(a)(2)(B) requires SIPs to provide for              for Construction or Modification of
                                                    Prevention of significant deterioration of              establishment and operation of                         Stationary Sources: This element
                                                    air quality; 401 KAR 51:052. Review of                  appropriate devices, methods, systems,                 consists of three sub-elements:
                                                    new sources in or impacting upon                        and procedures necessary to (i) monitor,               Enforcement, state-wide regulation of
                                                    nonattainment areas.                                    compile, and analyze data on ambient                   new and modified minor sources and
                                                      • Chapter 52 Permits, Registrations,                  air quality, and (ii) upon request, make               minor modifications of major sources,
                                                    and Prohibitory Rules: 401 KAR 52:001.                  such data available to the                             and preconstruction permitting of major
                                                    Definitions for 401 KAR Chapter 52; 401                 Administrator. These requirements are                  sources and major modifications in
                                                    KAR 52:020. Title V permits; 18 401                     met through KRS 224.10–100 (22),                       areas designated attainment or
                                                    KAR 52:030. Federally-enforceable                       which provides KDAQ the authority to                   unclassifiable for the subject NAAQS as
                                                    permits for nonmajor sources; 401 KAR                   require the installation, maintenance,                 required by CAA title I part C (i.e., the
                                                    52:090. Prohibitorv rule for hot mix                    and use of equipment, devices, or tests                major source PSD program). These
                                                    asphalt plants; 401 KAR 53:005. General                 and methodologies to monitor the                       requirements are met through 401 KAR
                                                    provisions; 401 KAR 53:010. Ambient                     nature and amount of any substance                     50:060. Enforcement; 401 KAR 51:017.
                                                    air quality standards.                                  emitted into the ambient air and to                    Prevention of significant deterioration of
                                                      Collectively these regulations                        provide the information to the cabinet.                air quality; and 401 KAR 51:052. Review
                                                    establish enforceable emissions                            KDAQ cites the following regulations                of new sources in or impacting upon
                                                    limitations and other control measures,                 to demonstrate that the Commonwealth                   nonattainment areas. Collectively, these
                                                    means or techniques, for activities that                meets the requirements of this element:                regulations enable KDAQ to regulate
                                                    contribute to SO2 concentrations in the                 401 KAR 50:050. Monitoring; 401 KAR                    sources contributing to the 2010 1-hour
                                                    ambient air and provide authority for                   51:017. Prevention of significant                      SO2 NAAQS. EPA’s analysis of how
                                                    KDAQ to establish such limits and                       deterioration of air quality; and 401                  these provisions of Kentucky’s SIP
                                                    measures as well as schedules for                       KAR 51:052. Review of new sources in                   address each sub-element (with the
                                                    compliance to meet the applicable                       or impacting upon nonattainment areas;                 exception of the minor source program
                                                    requirements of the CAA. EPA has made                   401 KAR 53:005. General provisions;                    requirements, as set forth below) is
                                                    the preliminary determination that the                  401 KAR 53:010. Ambient air quality                    described below.
                                                    provisions contained in these                           standards.                                               Enforcement: KDAQ’s SIP-approved
                                                    regulations, and Kentucky’s statute are                    These SIP-approved rules and                        regulation, 401 KAR 50:060.
                                                    adequate for enforceable emission                       Kentucky’s statute, along with                         Enforcement, provides for enforcement
                                                    limitations and other control measures,                 Kentucky’s Ambient Air Monitoring                      of SO2 emission limits and control
                                                    means, or techniques, as well as                        Network Plan, provide for the                          measures through permit and
                                                    schedules and timetables for                            establishment and operation of ambient                 compliance schedule modifications and
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                                                    compliance for the 2010 1-hour SO2                      air quality monitors, the compilation                  revocations, and authorizes
                                                    NAAQS in the Commonwealth.                                                                                     administrative penalties and injunctive
                                                      In this action, EPA is not proposing to                 19 On June 12, 2015, EPA published a final action
                                                                                                                                                                   relief, citing to statutory civil penalty
                                                    approve or disapprove any existing                      entitled, ‘‘State Implementation Plans: Response to
                                                                                                                                                                   and injunctive relief provisions of KRS
                                                    Commonwealth provisions with regard                     Petition for Rulemaking; Restatement and Update of
                                                                                                            EPA’s SSM Policy Applicable to SIPs; Findings of
                                                    to excess emissions during SSM                          Substantial Inadequacy; and SIP Calls to Amend           20 On occasion, proposed changes to the

                                                                                                            Provisions Applying to Excess Emissions During         monitoring network are evaluated outside of the
                                                      18 This rule is not approved into Kentucky’s          Periods of Startup, Shutdown, and Malfunction.’’       network plan approval process in accordance with
                                                    federally-approved SIP.                                 See 80 FR 33840.                                       40 CFR part 58.



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                                                    19104                     Federal Register / Vol. 81, No. 64 / Monday, April 4, 2016 / Proposed Rules

                                                    224.99–010. EPA has made the                               Regulation of minor sources and                     SIP-approved NNSR program is found at
                                                    preliminary determination that                          minor modifications: Section                           401 KAR 51:052. Review of new sources
                                                    Kentucky’s SIP is adequate for                          110(a)(2)(C) also requires the SIP to                  in or impacting upon nonattainment
                                                    enforcement related to the 2010 1-hour                  include provisions that govern the                     areas. EPA has made the preliminary
                                                    SO2 NAAQS.                                              minor source preconstruction program                   determination that Kentucky’s SIP is
                                                       PSD Permitting for Major Sources:                    that regulates emissions of the 2010 1-                adequate for interstate transport for
                                                    EPA interprets the PSD sub-element to                   hour SO2 NAAQS. EPA is not proposing                   permitting of major sources and major
                                                    require that a state’s infrastructure SIP               any action in this rulemaking related to               modifications related to the 2010 1-hour
                                                    submission for a particular NAAQS                       the regulation of minor sources and                    SO2 NAAQS for section
                                                    demonstrate that the state has a                        minor modifications under section                      110(a)(2)(D)(i)(II) (prong 3).
                                                    complete PSD permitting program in                      110(a)(2)(C) and will consider these                      110(a)(2)(D)(i)(II)—prong 4: EPA is not
                                                    place covering the structural PSD                       requirements in relation to Kentucky’s                 proposing any action in this rulemaking
                                                    requirements for all regulated NSR                      2010 1-hour SO2 NAAQS infrastructure                   related to the interstate transport
                                                    pollutants. A state’s PSD permitting                    submission in a separate rulemaking.                   provisions pertaining to visibility
                                                    program is complete for this sub-                          4. 110(a)(2)(D)(i)(I) and (II) Interstate           protection in other states of section
                                                    element (and prong 3 of D(i) and J                      Pollution Transport: Section                           110(a)(2)(D)(i)(II) (prong 4) and will
                                                    related to PSD) if EPA has already                      110(a)(2)(D)(i) has two components:                    consider these requirements in relation
                                                    approved or is simultaneously                           110(a)(2)(D)(i)(I) and 110(a)(2)(D)(i)(II).            to Kentucky’s 2010 1-hour SO2 NAAQS
                                                    approving the state’s SIP with respect to               Each of these components has two                       infrastructure submission in a separate
                                                    all structural PSD requirements that are                subparts resulting in four distinct                    rulemaking.
                                                    due under the EPA regulations or the                    components, commonly referred to as                       5. 110(a)(2)(D)(ii) Interstate and
                                                    CAA on or before the date of the EPA’s                  ‘‘prongs,’’ that must be addressed in                  International Transport Provisions:
                                                    proposed action on the infrastructure                   infrastructure SIP submissions. The first              Section 110(a)(2)(D)(ii) requires SIPs to
                                                    SIP submission. For the 2010 1-hour                     two prongs, which are codified in                      include provisions ensuring compliance
                                                    SO2 NAAQS, Kentucky’s authority to                      section 110(a)(2)(D)(i)(I), are provisions             with sections 115 and 126 of the Act,
                                                    regulate new and modified sources to                    that prohibit any source or other type of              relating to interstate and international
                                                    assist in the protection of air quality in              emissions activity in one state from                   pollution abatement. Regulation 401
                                                    attainment or unclassifiable areas is                   contributing significantly to                          KAR 51:010. Attainment Status
                                                    established in KAR Chapter 51—                          nonattainment of the NAAQS in another                  Designations designates the status of all
                                                    Attainment and Maintenance of the                       state (‘‘prong 1’’), and interfering with              areas of the Commonwealth of Kentucky
                                                    National Ambient Air Quality                            maintenance of the NAAQS in another                    with regard to attainment of the
                                                    Standards, which describes the permit                   state (‘‘prong 2’’). The third and fourth              NAAQS. Regulation 401 KAR 51:017.
                                                                                                            prongs, which are codified in section                  Prevention of significant deterioration of
                                                    requirements for new major sources or
                                                                                                            110(a)(2)(D)(i)(II), are provisions that               air quality and Regulation 401 KAR
                                                    major modifications of existing sources
                                                                                                            prohibit emissions activity in one state               51:052. Review of new sources in or
                                                    in areas classified as attainment or
                                                                                                            from interfering with measures required                impacting upon nonattainment areas,
                                                    unclassifiable under section
                                                                                                            to prevent significant deterioration of air            Section 1, require Kentucky to provide
                                                    107(d)(1)(A)(ii) or (iii) of the CAA.
                                                                                                            quality in another state (‘‘prong 3’’), or             notice to nearby states that may be
                                                    These requirements are designed to
                                                                                                            to protect visibility in another state                 affected by proposed major source
                                                    ensure that sources in areas attaining
                                                                                                            (‘‘prong 4’’).                                         modifications. These regulations cite to
                                                    the NAAQS at the time of designations
                                                                                                               110(a)(2)(D)(i)(I)—prongs 1 and 2:                  Federal notification requirements under
                                                    prevent any significant deterioration in
                                                                                                            EPA is not proposing any action in this                40 CFR Sections 51.166 and 52.21, and
                                                    air quality. Chapter 51 also establishes                rulemaking related to the interstate                   to 401 KAR 52:100. Public, affected
                                                    the permitting requirements for areas in                transport provisions pertaining to the                 state, and US. EPA review, Section 6,
                                                    or around nonattainment areas and                       contribution to nonattainment or                       which requires that public notice for
                                                    provides the Commonwealth’s statutory                   interference with maintenance in other                 permit actions be provided to affected
                                                    authority to enforce regulations relating               states of section 110(a)(2)(D)(i)(I)                   states. Additionally, Kentucky does not
                                                    to attainment and maintenance of the                    (prongs 1 and 2) because Kentucky’s                    have any pending obligation under
                                                    NAAQS.                                                  2010 1-hour SO2 NAAQS infrastructure                   sections 115 and 126 of the CAA. EPA
                                                       Kentucky’s infrastructure SIP                        submission did not address prongs 1                    has made the preliminary determination
                                                    submission demonstrates that new                        and 2.                                                 that Kentucky’s SIP is adequate for
                                                    major sources and major modifications                      110(a)(2)(D)(i)(II)—prong 3: With                   ensuring compliance with the
                                                    in areas of the Commonwealth                            regard to section 110(a)(2)(D)(i)(II), the             applicable requirements relating to
                                                    designated attainment or unclassifiable                 PSD element, referred to as prong 3, this              interstate and international pollution
                                                    for the specified NAAQS are subject to                  requirement may be met by a state’s                    abatement for the 2010 1-hour SO2
                                                    a federally-approved PSD permitting                     confirmation in an infrastructure SIP                  NAAQS.
                                                    program meeting all the current                         submission that new major sources and                     6. 110(a)(2)(E) Adequate Resources
                                                    structural requirements of part C of title              major modifications in the state are                   and Authority, Conflict of Interest, and
                                                    I of the CAA to satisfy the infrastructure              subject to: A PSD program meeting all                  Oversight of Local Governments and
                                                    SIP PSD elements.21 EPA has made the                    the current structural requirements of                 Regional Agencies: Section 110(a)(2)(E)
                                                    preliminary determination that                          part C of title I of the CAA, or (if the               requires that each implementation plan
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                                                    Kentucky’s SIP is adequate for PSD                      state contains a nonattainment area that               provide (i) necessary assurances that the
                                                    permitting for major sources related to                 has the potential to impact PSD in                     state will have adequate personnel,
                                                    the 2010 1-hour SO2 NAAQS.                              another state) to a NNSR program. As                   funding, and authority under state law
                                                                                                            discussed in more detail above under                   to carry out its implementation plan, (ii)
                                                      21 For more information concerning how the
                                                                                                            section 110(a)(2)(C), Kentucky’s SIP                   that the state comply with the
                                                    Kentucky infrastructure SIP submission currently
                                                    meets applicable structural PSD program
                                                                                                            contains the relevant SIP revisions                    requirements respecting state boards
                                                    requirements, see the technical support document        necessary to satisfy the structural PSD                pursuant to section 128 of the Act, and
                                                    in the docket for today’s rulemaking.                   requirements of prong 3. Kentucky’s                    (iii) necessary assurances that, where


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                                                                              Federal Register / Vol. 81, No. 64 / Monday, April 4, 2016 / Proposed Rules                                                      19105

                                                    the state has relied on a local or regional             128(a)(1) the majority of members of the               steps, by owners or operators of
                                                    government, agency, or instrumentality                  state board or body which approves                     stationary sources to monitor emissions
                                                    for the implementation of any plan                      permits or enforcement orders represent                from such sources, (ii) periodic reports
                                                    provision, the state has responsibility                 the public interest and do not derive                  on the nature and amounts of emissions
                                                    for ensuring adequate implementation                    any significant portion of their income                and emissions related data from such
                                                    of such plan provisions. EPA is                         from persons subject to permitting or                  sources, and (iii) correlation of such
                                                    proposing to approve Kentucky’s SIP                     enforcement orders under the CAA; and                  reports by the state agency with any
                                                    submission as meeting the requirements                  128(a)(2) any potential conflicts of                   emission limitations or standards
                                                    of sub-elements 110(a)(2)(E)(i), (ii), and              interest by such board or body, or the                 established pursuant to this section,
                                                    (iii).                                                  head of an executive agency with                       which reports shall be available at
                                                       In support of EPA’s proposal to                      similar, powers be adequately disclosed.               reasonable times for public inspection.
                                                    approve elements 110(a)(2)(E)(i) and                    For purposes of section 128(a)(1),                     The Kentucky infrastructure submission
                                                    (iii), KDAQ’s infrastructure submission                 Kentucky has no boards or bodies with                  describes how the major source and
                                                    demonstrates that it is responsible for                 authority over air pollution permits or                minor source emission inventory
                                                    promulgating rules and regulations for                  enforcement actions. Such matters are                  programs collect emission data
                                                    the NAAQS, emissions standards,                         instead handled by the Director of the                 throughout the Commonwealth and
                                                    general policies, a system of permits, fee              KDAQ. As such, a ‘‘board or body’’ is                  ensure the quality of such data.
                                                    schedules for the review of plans, and                  not responsible for approving permits or               Kentucky meets these requirements
                                                    other planning needs. With respect to                   enforcement orders in Kentucky, and                    through Chapter 50 General
                                                    having the necessary funding and                        the requirements of section 128(a)(1) are              Administrative Procedures, specifically
                                                    authority to implement the Kentucky                     not applicable. For purposes of section                401 KAR 50:050 Monitoring. 401 KAR
                                                    SIP, Kentucky regulation, 401 KAR                       128(a)(2), KDAQ’s SIP has been                         50:050, Section 1, Monitoring Records
                                                    50:038. Air Emissions Fee, and the                      updated. On October 3, 2012, EPA took                  and Reporting, states that the cabinet
                                                    following State statutes support sub-                   final action to approve incorporation of               may require a facility to install, use, and
                                                    elements (i) and (iii): KRS 224.10–100.                 KRS Chapters 11A.020, 11A.030,                         maintain stack gas and ambient air
                                                    Powers and Duties of the Cabinet and                    11A.040 and Chapters 224.10–020 and                    monitoring equipment and to establish
                                                    KRS 224.10–020. Departments within                      224.10–100 into the SIP to address the                 and maintain records, and make
                                                    the cabinet—Offices and divisions                       conflict of interest requirements of                   periodic emission reports at intervals
                                                    within the departments—Appointments.                    section 128. See 77 FR 60307. These                    prescribed by the cabinet. 401 KAR
                                                    As evidence of the adequacy of KDAQ’s                   SIP-approved state statutes establish the              50:050 Monitoring, Section 1,
                                                    resources with respect to sub-elements                  powers and duties of the cabinet,                      Monitoring, Records, and Reporting,
                                                    (i) and (iii), EPA submitted a letter to                departments within the cabinet, and                    establishes the requirements for the
                                                    KDAQ on March 12, 2015, outlining 105                   offices and divisions within such                      installation, use, and maintenance of
                                                    grant commitments and current status of                 departments (Chapters 224.10–020 and                   stack gas and ambient air monitoring
                                                    these commitments for fiscal year 2014.                 224.10–100), and support sub-element                   equipment, and authorizes the cabinet
                                                    The letter EPA submitted to KDAQ can                    (ii) by requiring adequate disclosures of              to require the owner or operator of any
                                                    be accessed at www.regulations.gov                      potential conflicts (KRS 11A.020. Public               affected facility to establish and
                                                    using Docket ID No. EPA–R04–OAR–                        servant prohibited from certain                        maintain records for this equipment and
                                                    2014–0426. Annually, states update                      conduct—Exception—Disclosure of                        make periodic emission reports at
                                                    these grant commitments based on                                                                               intervals prescribed by the cabinet.
                                                                                                            personal or private interest) and
                                                    current SIP requirements, air quality                                                                          Also, KRS 224.10–100 (23) requires that
                                                                                                            otherwise ensuring that public officers
                                                    planning, and applicable requirements                                                                          any person engaged in any operation
                                                                                                            and servants do not engage in activities
                                                    related to the NAAQS. There were no                                                                            regulated pursuant to this chapter file
                                                                                                            that may present a conflict of interest
                                                    outstanding issues in relation to the SIP                                                                      with the cabinet reports containing
                                                                                                            (KRS 11A.030 Considerations in
                                                    for fiscal year 2014, therefore, KDAQ’s                                                                        information as to location, size, height,
                                                                                                            determination to abstain from action on
                                                    grants were finalized and closed out. In                                                                       rate of emission or discharge, and
                                                                                                            official decision—Advisory opinion; and
                                                    addition, the requirements of
                                                                                                            KRS 11A.040 Acts prohibited for public                 composition of any substance
                                                    110(a)(2)(E)(i) and (iii) are met when
                                                                                                            servant or officer—Exception). With the                discharged or emitted into the ambient
                                                    EPA performs a completeness
                                                                                                            incorporation of these regulations and                 air or into the waters or onto the land
                                                    determination for each SIP submittal.
                                                                                                            statutes into the Kentucky SIP, EPA has                of the Commonwealth, and such other
                                                    This determination ensures that each
                                                                                                            made the preliminary determination                     information the cabinet may require. In
                                                    submittal provides evidence that
                                                                                                            that the Commonwealth has adequately                   addition, EPA is unaware of any
                                                    adequate personnel, funding, and legal
                                                                                                            addressed the requirements of section                  provision preventing the use of credible
                                                    authority under state law has been used
                                                                                                            128(a)(2), and accordingly has met the                 evidence in the Kentucky SIP.22
                                                    to carry out the state’s implementation
                                                                                                            requirements of section 110(a)(2)(E)(ii)                 Additionally, Kentucky is required to
                                                    plan and related issues. KDAQ’s
                                                                                                            with respect to infrastructure SIP                     submit emissions data to EPA for
                                                    authority is included in all prehearings
                                                                                                            requirements. Thus, EPA is proposing                   purposes of the National Emissions
                                                    and final SIP submittal packages for
                                                                                                            approval of KDAQ’s infrastructure SIP                  Inventory (NEI). The NEI is EPA’s
                                                    approval by EPA. EPA has made the
                                                                                                            submission for the 2010 1-hour SO2                     central repository for air emissions data.
                                                    preliminary determination that
                                                                                                            NAAQS with respect to section                          EPA published the Air Emissions
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                                                    Kentucky has adequate resources for
                                                    implementation of the 2010 1-hour SO2                   110(a)(2)(E)(ii).
                                                                                                                                                                     22 ‘‘Credible Evidence,’’ makes allowances for
                                                    NAAQS. Accordingly, EPA is proposing                       7. 110(a)(2)(F) Stationary Source                   owners and/or operators to utilize ‘‘any credible
                                                    to approve Kentucky’s infrastructure SIP                Monitoring and Reporting: Section                      evidence or information relevant’’ to demonstrate
                                                    submission with respect to section                      110(a)(2)(F) requires SIPs to meet                     compliance with applicable requirements if the
                                                    110(a)(2)(E)(i) and (iii).                              applicable requirements addressing (i)                 appropriate performance or compliance test had
                                                                                                                                                                   been performed, for the purpose of submitting
                                                       Section 110(a)(2)(E)(ii) requires that               the installation, maintenance, and                     compliance certification and can be used to
                                                    Kentucky comply with section 128 of                     replacement of equipment, and the                      establish whether or not an owner or operator has
                                                    the CAA. Section 128 requires at                        implementation of other necessary                      violated or is in violation of any rule or standard.



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                                                    19106                     Federal Register / Vol. 81, No. 64 / Monday, April 4, 2016 / Proposed Rules

                                                    Reporting Rule (AERR) on December 5,                    areas for which an episode level has                   the property and people in the
                                                    2008, which modified the requirements                   been declared.                                         Commonwealth and states that within
                                                    for collecting and reporting air                           In addition, KRS 224.10–100 Powers                  60 days of promulgation or revision of
                                                    emissions data (73 FR 76539). The                       and duties of cabinet and KRS 224.10–                  any NAAQS by EPA, the cabinet will
                                                    AERR shortened the time states had to                   410 Order for discontinuance,                          initiate a process to promulgate or
                                                    report emissions data from 17 to 12                     abatement, or alleviation of condition or              review this administrative regulation.
                                                    months, giving states one calendar year                 activity without hearing—Subsequent                    401 KAR 51:010. Attainment Status
                                                    to submit emissions data. All states are                hearing, establish the authority for                   Designations provides provisions for the
                                                    required to submit a comprehensive                      Kentucky’s secretary to issue orders to                Cabinet to review applicable data and
                                                    emissions inventory every three years                   person(s) for discontinuance, abatement,               submit to EPA proposed revisions to the
                                                    and report emissions for certain larger                 or alleviation of any condition or                     list of attainment-nonattainment areas.
                                                    sources annually through EPA’s online                   activity without hearing because the                   EPA has made the preliminary
                                                    Emissions Inventory System. States                      condition or activity presents a danger                determination that Kentucky adequately
                                                                                                            to the health or welfare of the people of              demonstrates a commitment to provide
                                                    report emissions data for the six criteria
                                                                                                            the state, and for the cabinet to require              future SIP revisions related to the 2010
                                                    pollutants and the precursors that form
                                                                                                            adoption of any remedial measures                      1-hour SO2 NAAQS when necessary.
                                                    them—nitrogen oxides, SO2, ammonia,
                                                                                                            deemed necessary. EPA has made the                     Accordingly, EPA is proposing to
                                                    lead, carbon monoxide, particulate                      preliminary determination that                         approve Kentucky’s infrastructure SIP
                                                    matter, and volatile organic compounds.                 Kentucky’s SIP, and state laws are                     submission for the 2010 1-hour SO2
                                                    Many states also voluntarily report                     adequate for emergency powers related                  NAAQS with respect to section
                                                    emissions of hazardous air pollutants.                  to the 2010 1-hour SO2 NAAQS.                          110(a)(2)(H).
                                                    Kentucky made its latest update to the                  Accordingly, EPA is proposing to                          10. 110(a)(2)(J) Consultation with
                                                    NEI on November 6, 2014. EPA                            approve Kentucky’s infrastructure SIP                  Government Officials, Public
                                                    compiles the emissions data,                            submission with respect to section                     Notification, and PSD and Visibility
                                                    supplementing it where necessary, and                   110(a)(2)(G).                                          Protection: EPA is proposing to approve
                                                    releases it to the general public through                  9. 110(a)(2)(H) SIP Revisions: Section              Kentucky’s infrastructure SIP
                                                    the Web site http://www.epa.gov/ttn/                    110(a)(2)(H), in summary, requires each                submission for the 2010 1-hour SO2
                                                    chief/eiinformation.html. EPA has made                  SIP to provide for revisions of such plan              NAAQS with respect to the general
                                                    the preliminary determination that                      (i) as may be necessary to take account                requirement in section 110(a)(2)(J) to
                                                    Kentucky’s SIP and practices are                        of revisions of such national primary or               include a program in the SIP that
                                                    adequate for the stationary source                      secondary ambient air quality standard                 provides for meeting the applicable
                                                    monitoring systems related to the 2010                  or the availability of improved or more                consultation requirements of section
                                                    1-hour SO2 NAAQS. Accordingly, EPA                      expeditious methods of attaining such                  121, the public notification
                                                    is proposing to approve Kentucky’s                      standard, and (ii) whenever the                        requirements of section 127, PSD, and
                                                    infrastructure SIP submission with                      Administrator finds that the plan is                   visibility. EPA’s rationale for each sub-
                                                    respect to section 110(a)(2)(F).                        substantially inadequate to attain the                 element is described below.
                                                       8. 110(a)(2)(G) Emergency Powers:                    NAAQS or to otherwise comply with                         Consultation with government
                                                    This section requires that states                       any additional applicable requirements.                officials (121 consultation): Section
                                                    demonstrate authority comparable with                   As previously discussed, KDAQ is                       110(a)(2)(J) of the CAA requires states to
                                                    section 303 of the CAA and adequate                     responsible for adopting air quality                   provide a process for consultation with
                                                                                                            rules and revising SIPs as needed to                   local governments, designated
                                                    contingency plans to implement such
                                                                                                            attain or maintain the NAAQS.                          organizations and Federal Land
                                                    authority. Kentucky’s infrastructure SIP
                                                                                                            Kentucky has the ability and authority                 Managers carrying out NAAQS
                                                    submission identifies air pollution
                                                                                                            to respond to calls for SIP revisions, and             implementation requirements pursuant
                                                    emergency episodes and preplanned
                                                                                                            has provided a number of SIP revisions                 to section 121 relative to consultation.
                                                    abatement strategies as outlined in the                 over the years for implementation of the               This requirement is met through
                                                    following Kentucky regulations in                       NAAQS.                                                 provisions in separate implementation
                                                    Chapter 55 Emergency Episodes,                             KDAQ is responsible for adopting air                plans, such as the Regional Haze SIP,
                                                    specifically: 401 KAR 55:005.                           quality rules and revising SIPs as                     which provide for continued
                                                    Significant harm criteria, 401 KAR                      needed to attain or maintain the                       consultation with government officials,
                                                    55:010. Episode Criteria, and 401 KAR                   NAAQS in Kentucky. 401 KAR Chapter                     including the Federal Land Managers
                                                    55:015. Episode Declaration. 401 KAR                    53 Ambient Air Quality and Chapter 51                  (FLMs). Kentucky adopted consultation
                                                    55:005. Significant Harm Criteria,                      Attainment and Maintenance of the                      procedures in coordination with the
                                                    Section 1, Purpose, defines those levels                National Ambient Air Quality                           transportation partners in the
                                                    of pollutant concentration which must                   Standards grant KDAQ the broad                         Commonwealth, for the implementation
                                                    be prevented in order to avoid                          authority to implement the CAA, and as                 of transportation conformity, which
                                                    significant harm to the health of                       such, provides KDAQ the authority to                   includes the development of mobile
                                                    persons. 401 KAR 55:010. Episodic                       prepare and develop, after proper study,               inventories for SIP development.
                                                    Criteria, defines those levels of pollutant             a comprehensive plan for the prevention                Required partners covered by
                                                    concentrations which justify the                        of air pollution. These statutes also                  Kentucky’s consultation procedures
                                                    proclamation of an air pollution alert,                 provide KDAQ the ability and authority                 include Federal, state and local
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                                                    air pollution warning, an air pollution                 to respond to calls for SIP revisions, and             transportation and air quality agency
                                                    emergency. 401 KAR 55:015. Episode                      KDAQ has provided a number of SIP                      officials. Implementation of
                                                    Declaration, provides for the                           revisions over the years for                           transportation conformity as outlined in
                                                    curtailment or reduction of processes or                implementation of the NAAQS.                           the consultation procedures requires
                                                    operations which emit an air                            Additionally, 401 KAR 53:010 outlines                  KDAQ to consult with Federal, state and
                                                    contaminant or an air contaminant                       the ambient air quality standards                      local transportation and air quality
                                                    precursor whose criteria has been                       necessary for the protection of the                    agency officials on the development of
                                                    reached and are located in the affected                 public health, the general welfare, and                motor vehicle emissions budgets. Also,


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                                                                              Federal Register / Vol. 81, No. 64 / Monday, April 4, 2016 / Proposed Rules                                                      19107

                                                    KDAQ notes in its April 26, 2013, SIP                   EPA recognizes that states are subject to              by the Administrator’s approval of a fee
                                                    submission that the following Kentucky                  visibility protection and regional haze                program under title V.
                                                    regulations provide the Commonwealth                    program requirements under Part C of                      Kentucky regulation, 401 KAR 50:038
                                                    the authority to meet this requirement:                 the Act (which includes sections 169A                  Air Emissions Fee,23 provides for the
                                                    401 KAR 50:055. General compliance                      and 169B). However, there are no newly                 assessment of fees necessary to fund the
                                                    requirements; 401 KAR 50:060.                           applicable visibility protection                       state permit program. KDAQ ensures
                                                    Enforcement; 401 KAR 50:065.                            obligations after the promulgation of a                this is sufficient for the reasonable cost
                                                    Conformity of general federal actions;                  new or revised NAAQS. Thus, EPA has                    of reviewing and acting upon PSD and
                                                    401 KAR 50:066. Conformity of                           determined that states do not need to                  NNSR permits. Additionally, Kentucky
                                                    Transportation Plans, Programs, and                     address the visibility component of                    has a fully approved title V operating
                                                    Projects; 401 KAR 51:017. Prevention of                 110(a)(2)(J) in infrastructure SIP                     permit program at 401 KAR 52:020 Title
                                                    Significant Deterioration of Air Quality;               submittals. As such, EPA has made the                  V permits 24 that covers the cost of
                                                    and 401 KAR 51:052. Review of new                       determination that it does not need to                 implementation and enforcement of
                                                    sources in or impacting upon                            address the visibility protection element              PSD and NNSR permits after they have
                                                    nonattainment areas. EPA has made the                   of section 110(a)(2)(J) in Kentucky’s                  been issued. EPA has made the
                                                    preliminary determination that                          infrastructure SIP submission related to               preliminary determination that
                                                    Kentucky’s SIP and practices adequately                 the 2010 1-hour SO2 NAAQS.                             Kentucky’s SIP and practices adequately
                                                    demonstrate consultation with                              11. 110(a)(2)(K) Air Quality Modeling               provide for permitting fees related to the
                                                    government officials related to the 2010                and Submission of Modeling Data:                       2010 1-hour SO2 NAAQS, when
                                                    1-hour SO2 NAAQS when necessary for                     Section 110(a)(2)(K) of the CAA requires               necessary. Accordingly, EPA is
                                                    the consultation with government                        that SIPs provide for performing air                   proposing to approve Kentucky’s
                                                    officials element of section 110(a)(2)(J).              quality modeling so that effects on air                infrastructure SIP submission with
                                                       Public notification (127 public                      quality of emissions from NAAQS                        respect to section 110(a)(2)(L).
                                                    notification): These requirements are                   pollutants can be predicted and                           13. 110(a)(2)(M) Consultation and
                                                    met through the following Kentucky                      submission of such data to the EPA can                 Participation by Affected Local Entities:
                                                    regulations: 401 KAR 51:001.                            be made. This requirement is met                       Section 110(a)(2)(M) of the Act requires
                                                    Definitions for 401 KAR Chapter 51; 401                 through Kentucky regulations 401 KAR                   states to provide for consultation and
                                                    KAR 51:005. Purpose and General                         50:040. Air Quality Models and 401                     participation in SIP development by
                                                    Provisions; 401 KAR 51:010. Attainment                  KAR 50:050. Monitoring. Additionally,                  local political subdivisions affected by
                                                    Status Designations; 401 KAR 51:017.                    Kentucky participates in a regional                    the SIP. This requirement is met
                                                    Prevention of significant deterioration of              effort to coordinate the development of                through provisions in separate
                                                    air quality; 401 KAR 51:052. Review of                  emissions inventories and conduct                      implementation plans, such as the
                                                    new sources in or impacting upon                        regional modeling for several NAAQS,                   regional haze SIP, which provide for
                                                    nonattainment areas; and 401 KAR                        including the 2010 1-hour SO2 NAAQS,                   continued consultation with
                                                    52:100. Public, Affected State, and US.                 for the Southeastern states. Taken as a                government officials, including the
                                                    EPA Review. Additionally, Kentucky                      whole, Kentucky’s air quality                          FLMs. Kentucky regulation, 401 KAR
                                                    provides air quality information to the                 regulations and practices demonstrate                  50:066. Conformity of transportation
                                                    public via its Web site at: http://                     that KDAQ has the authority to provide                 plans, programs, and projects, and the
                                                    eppcapp.ky.gov/daq/. EPA has made the                   relevant data for the purpose of                       interagency consultation process as
                                                    preliminary determination that                          predicting the effect on ambient air                   directed by Kentucky’s approved
                                                    Kentucky’s SIP and practices adequately                 quality of the 2010 1-hour SO2 NAAQS.                  Conformity SIP and 40 CFR 93.112
                                                    demonstrate the Commonwealth’s                          EPA has made the preliminary                           provide for consultation with local
                                                    ability to provide public notification                  determination that Kentucky’s SIP and                  groups. More specifically, Kentucky
                                                    related to the 2010 1-hour SO2 NAAQS                    practices adequately demonstrate the                   adopted state-wide consultation
                                                    when necessary for the public                           Commonwealth’s ability to provide for                  procedures for the implementation of
                                                    notification element of section                         air quality modeling, along with                       transportation conformity which
                                                    110(a)(2)(J).                                           analysis of the associated data, related               includes the development of mobile
                                                       PSD: With regard to the PSD element                  to the 2010 1-hour SO2 NAAQS.                          inventories for SIP development and the
                                                    of section 110(a)(2)(J), this requirement               Accordingly, EPA is proposing to                       requirements that link transportation
                                                    may be met by a state’s confirmation in                 approve Kentucky’s infrastructure SIP                  planning and air quality planning in
                                                    an infrastructure SIP submission that                   submission with respect to section                     nonattainment and maintenance areas.
                                                    new major sources and major                             110(a)(2)(K).                                          Required partners covered by
                                                    modifications in the state are subject to                  12. 110(a)(2)(L) Permitting Fees: This              Kentucky’s consultation procedures
                                                    a PSD program meeting all the current                   section requires the SIP to direct the                 include Federal, state and local
                                                    structural requirements of part C of title              owner or operator of each major                        transportation and air quality agency
                                                    I of the CAA. As discussed in more                      stationary source to pay to the                        officials. The state and local
                                                    detail above under section 110(a)(2)(C),                permitting authority, as a condition of                transportation agency officials are most
                                                    Kentucky’s SIP contains the relevant SIP                any permit required under the CAA, a
                                                                                                                                                                   directly impacted by transportation
                                                    revisions necessary to satisfy the                      fee sufficient to cover (i) the reasonable
                                                                                                                                                                   conformity requirements and are
                                                    structural PSD requirements of this                     costs of reviewing and acting upon any
                                                                                                                                                                   required to provide public involvement
                                                    element of section 110(a)(2)(J). EPA has                application for such a permit, and (ii) if
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                                                                                                                                                                   for their activities including the analysis
                                                    made the preliminary determination                      the owner or operator receives a permit
                                                                                                                                                                   demonstrating how they meet
                                                    that Kentucky’s SIP is adequate for the                 for such source, the reasonable costs of
                                                                                                                                                                   transportation conformity requirements.
                                                    PSD element of section 110(a)(2)(J).                    implementing and enforcing the terms
                                                                                                                                                                   Further, Kentucky’s SO2 infrastructure
                                                       Visibility protection: EPA’s 2013                    and conditions of any such permit (not
                                                    Guidance notes that it does not treat the               including any court costs or other costs                 23 This rule is not approved into the federally
                                                    visibility protection aspects of section                associated with any enforcement                        approved SIP.
                                                    110(a)(2)(J) as applicable for purposes of              action), until such fee requirement is                   24 This rule is not approved into the federally

                                                    the infrastructure SIP approval process.                superseded with respect to such sources                approved SIP.



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                                                    19108                     Federal Register / Vol. 81, No. 64 / Monday, April 4, 2016 / Proposed Rules

                                                    SIP submission notes that the following                    • does not contain any unfunded                     ACTION: Denial of petition for addition of
                                                    State regulations and State statutes                    mandate or significantly or uniquely                   a health condition.
                                                    provide the Commonwealth the                            affect small governments, as described
                                                    authority to meet the requirements of                   in the Unfunded Mandates Reform Act                    SUMMARY:   On January 5, 2016, the
                                                    this element: 401 KAR 50:066.                           of 1995 (Pub. L. 104–4);                               Administrator of the World Trade
                                                    Conformity of transportation plans,                        • does not have Federalism                          Center (WTC) Health Program received
                                                    programs, and projects; 401 KAR                         implications as specified in Executive                 a petition (Petition 010) to add
                                                    52:100. Public, Affected State, and US                  Order 13132 (64 FR 43255, August 10,                   peripheral neuropathy to the List of
                                                    EPA Review; and KRS Chapter 77. Air                     1999);                                                 WTC-Related Health Conditions (List).
                                                    Pollution Control. EPA has made the                        • is not an economically significant                Upon reviewing the scientific and
                                                    preliminary determination that                          regulatory action based on health or                   medical literature, including
                                                    Kentucky’s SIP and practices adequately                 safety risks subject to Executive Order                information provided by the petitioner,
                                                    demonstrate consultation with affected                  13045 (62 FR 19885, April 23, 1997);                   the Administrator has determined that
                                                    local entities related to the 2010 1-hour                  • is not a significant regulatory action            the available evidence does not have the
                                                    SO2 NAAQS when necessary.                               subject to Executive Order 13211 (66 FR                potential to provide a basis for a
                                                                                                            28355, May 22, 2001);                                  decision on whether to add peripheral
                                                    V. Proposed Action                                         • is not subject to requirements of                 neuropathy to the List. The
                                                       With the exception of interstate                     Section 12(d) of the National                          Administrator finds that insufficient
                                                    transport provisions pertaining to the                  Technology Transfer and Advancement                    evidence exists to request a
                                                    contribution to nonattainment or                        Act of 1995 (15 U.S.C. 272 note) because               recommendation of the WTC Health
                                                    interference with maintenance in other                  application of those requirements would                Program Scientific/Technical Advisory
                                                    states and visibility protection                        be inconsistent with the CAA; and                      Committee (STAC), to publish a
                                                    requirements of section 110(a)(2)(D)(i)(I)                 • does not provide EPA with the                     proposed rule, or to publish a
                                                    and (II) (prongs 1, 2, and 4) and the                   discretionary authority to address, as                 determination not to publish a proposed
                                                    minor source program requirements of                    appropriate, disproportionate human                    rule.
                                                    section 110(a)(2)(C), EPA is proposing to               health or environmental effects, using                 DATES: The Administrator of the WTC
                                                    approve Kentucky’s April 26, 2013,                      practicable and legally permissible                    Health Program is denying this petition
                                                    infrastructure SIP submission for the                   methods, under Executive Order 12898                   for the addition of a health condition as
                                                    2010 1-hour SO2 NAAQS for the above                     (59 FR 7629, February 16, 1994).                       of April 4, 2016.
                                                    described infrastructure SIP                               In addition, the SIP is not approved                FOR FURTHER INFORMATION CONTACT:
                                                    requirements. EPA is proposing to                       to apply on any Indian reservation land                Rachel Weiss, Program Analyst, 1090
                                                    approve these portions of Kentucky’s                    or in any other area where EPA or an                   Tusculum Avenue, MS: C–46,
                                                    infrastructure SIP submission for the                   Indian tribe has demonstrated that a                   Cincinnati, OH 45226; telephone (855)
                                                    2010 1-hour SO2 NAAQS because these                     tribe has jurisdiction. In those areas of              818–1629 (this is a toll-free number);
                                                    aspects of the submission are consistent                Indian country, the rule does not have                 email NIOSHregs@cdc.gov.
                                                    with section 110 of the CAA.                            tribal implications as specified by                    SUPPLEMENTARY INFORMATION:
                                                                                                            Executive Order 13175 (65 FR 67249,
                                                    VI. Statutory and Executive Order                       November 9, 2000), nor will it impose                  Table of Contents
                                                    Reviews                                                 substantial direct costs on tribal                     A. WTC Health Program Statutory Authority
                                                      Under the CAA, the Administrator is                   governments or preempt tribal law.                     B. Approval to Submit Document to the
                                                    required to approve a SIP submission                                                                             Office of the Federal Register
                                                                                                            List of Subjects in 40 CFR Part 52                     C. Petition 010
                                                    that complies with the provisions of the                                                                       D. Administrator’s Determination on Petition
                                                    Act and applicable Federal regulations.                   Environmental protection, Air
                                                                                                            pollution control, Incorporation by                      010
                                                    See 42 U.S.C. 7410(k); 40 CFR 52.02(a).
                                                    Thus, in reviewing SIP submissions,                     reference, Intergovernmental relations,                A. WTC Health Program Statutory
                                                    EPA’s role is to approve state choices,                 Nitrogen dioxide, Ozone, Reporting and                 Authority
                                                    provided that they meet the criteria of                 recordkeeping requirements, Volatile
                                                                                                                                                                      Title I of the James Zadroga 9/11
                                                    the CAA. Accordingly, this proposed                     organic compounds.
                                                                                                                                                                   Health and Compensation Act of 2010
                                                    action merely approves state law as                       Authority: 42 U.S.C. 7401 et seq.                    (Zadroga Act) Public Law 111–347, as
                                                    meeting federal requirements and does                     Dated: March 25, 2016.                               amended by Public Law 114–113, added
                                                    not impose additional requirements                      Heather McTeer Toney,                                  Title XXXIII to the Public Health
                                                    beyond those imposed by state law. For                  Regional Administrator, Region 4.                      Service Act (PHS Act) 1 establishing the
                                                    that reason, this proposed action:                                                                             WTC Health Program within the
                                                                                                            [FR Doc. 2016–07644 Filed 4–1–16; 8:45 am]
                                                      • Is not a significant regulatory action                                                                     Department of Health and Human
                                                                                                            BILLING CODE 6560–50–P
                                                    subject to review by the Office of                                                                             Services (HHS). The WTC Health
                                                    Management and Budget under                                                                                    Program provides medical monitoring
                                                    Executive Orders 12866 (58 FR 51735,                                                                           and treatment benefits to eligible
                                                    October 4, 1993) and 13563 (76 FR 3821,                 DEPARTMENT OF HEALTH AND                               firefighters and related personnel, law
                                                    January 21, 2011);                                      HUMAN SERVICES                                         enforcement officers, and rescue,
                                                      • does not impose an information                                                                             recovery, and cleanup workers who
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                                                                                                            42 CFR Part 88
                                                    collection burden under the provisions                                                                         responded to the September 11, 2001,
                                                    of the Paperwork Reduction Act (44                      [NIOSH Docket 094]                                     terrorist attacks in New York City, at the
                                                    U.S.C. 3501 et seq.);                                                                                          Pentagon, and in Shanksville,
                                                                                                            World Trade Center Health Program;
                                                      • is certified as not having a
                                                                                                            Petition 010—Peripheral Neuropathy;                      1 Title XXXIII of the PHS Act is codified at 42
                                                    significant economic impact on a
                                                                                                            Finding of Insufficient Evidence                       U.S.C. 300mm to 300mm–61. Those portions of the
                                                    substantial number of small entities                                                                           Zadroga Act found in Titles II and III of Public Law
                                                    under the Regulatory Flexibility Act (5                 AGENCY: Centers for Disease Control and                111–347 do not pertain to the WTC Health Program
                                                    U.S.C. 601 et seq.);                                    Prevention, HHS.                                       and are codified elsewhere.



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Document Created: 2016-04-02 03:54:06
Document Modified: 2016-04-02 03:54:06
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesWritten comments must be received on or before May 4, 2016.
ContactMichele Notarianni, Air Regulatory Management Section, Air Planning and Implementation Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. Ms. Notarianni can be reached via electronic mail at [email protected] or the telephone number (404) 562-9031.
FR Citation81 FR 19098 
CFR AssociatedEnvironmental Protection; Air Pollution Control; Incorporation by Reference; Intergovernmental Relations; Nitrogen Dioxide; Ozone; Reporting and Recordkeeping Requirements and Volatile Organic Compounds

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