81_FR_19622 81 FR 19557 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Site Characterization Surveys Off the Coast of Massachusetts

81 FR 19557 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Site Characterization Surveys Off the Coast of Massachusetts

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 81, Issue 65 (April 5, 2016)

Page Range19557-19579
FR Document2016-07712

NMFS has received an application from DONG Energy Massachusetts (U.S.) LLC (DONG Energy) for an Incidental Harassment Authorization (IHA) to take marine mammals, by harassment, incidental to high-resolution geophysical (HRG) and geotechnical survey investigations associated with marine site characterization activities off the coast of Massachusetts in the area of the Commercial Lease of Submerged Lands for Renewable Energy Development on the Outer Continental Shelf (OCS-A 0500) (the Lease Area). Pursuant to the Marine Mammal Protection Act (MMPA), NMFS is requesting comments on its proposal to issue an IHA to DONG Energy to incidentally take, by Level B harassment only, small numbers of marine mammals during the specified activities.

Federal Register, Volume 81 Issue 65 (Tuesday, April 5, 2016)
[Federal Register Volume 81, Number 65 (Tuesday, April 5, 2016)]
[Notices]
[Pages 19557-19579]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-07712]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

RIN 0648-XE435


Takes of Marine Mammals Incidental to Specified Activities; 
Taking Marine Mammals Incidental to Site Characterization Surveys Off 
the Coast of Massachusetts

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice; proposed incidental harassment authorization; request 
for comments.

-----------------------------------------------------------------------

SUMMARY: NMFS has received an application from DONG Energy 
Massachusetts (U.S.) LLC (DONG Energy) for an Incidental Harassment 
Authorization (IHA) to take marine mammals, by harassment, incidental 
to high-resolution geophysical (HRG) and geotechnical survey 
investigations associated with marine site characterization activities 
off the coast of Massachusetts in the area of the Commercial Lease of 
Submerged Lands for Renewable Energy Development on the Outer 
Continental Shelf (OCS-A 0500) (the Lease Area). Pursuant to the Marine 
Mammal Protection Act (MMPA), NMFS is requesting comments on its 
proposal to issue an IHA to DONG Energy to incidentally take, by Level 
B harassment only, small numbers of marine mammals during the specified 
activities.

DATES: Comments and information must be received no later than May 5, 
2016.

ADDRESSES: Comments on DONG Energy's IHA application (the application) 
should be addressed to Jolie Harrison, Chief, Permits and Conservation 
Division, Office of Protected Resources, National Marine Fisheries 
Service, 1315 East-West Highway, Silver Spring, MD 20910. The mailbox 
address for providing email comments is [email protected]. 
Comments sent via email, including all attachments, must not exceed a 
25-megabyte file size. NMFS is not responsible for comments sent to 
addresses other than those provided here.
    Instructions: All comments received are a part of the public record 
and will generally be posted to http://www.nmfs.noaa.gov/pr/permits/incidental/ without change. All Personal Identifying Information (for 
example, name, address, etc.) voluntarily submitted by the commenter 
may be publicly accessible. Do not submit Confidential Business 
Information or otherwise sensitive or protected information.

FOR FURTHER INFORMATION CONTACT: John Fiorentino, Office of Protected 
Resources, NMFS, (301) 427-8401.

SUPPLEMENTARY INFORMATION: 

Availability

    An electronic copy of the application and supporting documents, as 
well as a list of the references cited in this document, may be 
obtained by visiting the Internet at: www.nmfs.noaa.gov/pr/permits/incidental/. In case of problems accessing these documents, please call 
the contact listed above.

National Environmental Policy Act (NEPA)

    The Bureau of Ocean Energy Management (BOEM) prepared an 
Environmental Assessment (EA) in accordance with the National 
Environmental Policy Act (NEPA), to evaluate the issuance of wind 
energy leases covering the entirety of the Massachusetts Wind Energy 
Area (including the OCS-A 0500 Lease Area), and the approval of site 
assessment activities within those leases (BOEM, 2014). NMFS intends to 
adopt BOEM's EA, if adequate and appropriate. Currently, we believe 
that the adoption of BOEM's EA will allow NMFS to meet its 
responsibilities under NEPA for the issuance of an IHA to DONG Energy 
for HRG and geotechnical survey investigations in the Lease Area. If 
necessary, however, NMFS will supplement the existing analysis to 
ensure that we comply with NEPA prior to the issuance of the final IHA. 
Comments on this proposed IHA will be considered in the development of 
any additional NEPA analysis or documents (i.e., NMFS' own EA) should 
they be deemed necessary. BOEM's EA is available on the internet at: 
http://www.nmfs.noaa.gov/pr/permits/incidental/energy_other.htm.

Background

    Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.) 
direct the Secretary of Commerce to allow, upon request, the 
incidental, but not intentional, taking of small numbers of marine 
mammals by U.S. citizens who engage in a specified activity (other than 
commercial fishing) within a specified geographical region if certain 
findings are made and either regulations are issued or, if the taking 
is limited to harassment, a notice of a proposed authorization is 
provided to the public for review.
    An authorization for incidental takings shall be granted if NMFS 
finds that the taking will have a negligible impact on the species or 
stock(s), will not have an unmitigable adverse impact on the 
availability of the species or stock(s) for subsistence uses (where 
relevant), and if the permissible methods of taking and requirements 
pertaining to the mitigation, monitoring and reporting of such takings 
are set forth. NMFS has defined ``negligible impact'' in 50 CFR 216.103 
as ``an impact resulting from the specified activity that cannot be 
reasonably expected to, and is not reasonably likely to, adversely 
affect the species or stock through effects on annual rates of 
recruitment or survival.''
    Except with respect to certain activities not pertinent here, the 
MMPA defines ``harassment'' as: Any act of pursuit, torment, or 
annoyance which (i) has the potential to injure a marine mammal or 
marine mammal stock in the wild [Level A harassment]; or (ii) has the 
potential to disturb a marine mammal or marine mammal stock in the wild 
by causing disruption of behavioral patterns, including, but not 
limited to, migration, breathing, nursing, breeding, feeding, or 
sheltering [Level B harassment].

Summary of Request

    On December 4, 2015, NMFS received an application from DONG Energy 
for the taking of marine mammals incidental to Spring 2016 geophysical 
survey investigations off the coast of Massachusetts in the OCS-A 0500 
Lease Area, designated and offered by the U.S. Bureau of Ocean Energy 
Management (BOEM), to support the development of an offshore wind 
project. NMFS determined that the application was adequate and complete 
on January 27, 2016. On January 20, 2016, DONG Energy submitted a 
separate request for the taking of marine mammals incidental to 
proposed geotechnical

[[Page 19558]]

survey activities within the Lease Area scheduled for Fall 2016. On 
February 26, 2016, DONG Energy submitted a revision to the take request 
for the geotechnical activities and an addendum requesting that the two 
IHA requests be processed as a single application and IHA. NMFS 
determined that the combined application was adequate and complete on 
February 26, 2016.
    The proposed geophysical survey activities would occur for 4 weeks 
beginning in early May 2016, and geotechnical survey activities would 
take place in September 2016 and last for approximately 6 days. The 
following specific aspects of the proposed activities are likely to 
result in the take of marine mammals: Shallow and medium-penetration 
sub-bottom profiler (chirper and sparker) and equipment positioning 
system (also referred to as acoustic positioning system, or pinger) use 
during the HRG survey, and dynamically positioned (DP) vessel thruster 
use in support of geotechnical survey activities. Take, by Level B 
Harassment only, of individuals of 9 species of marine mammals is 
anticipated to result from the specified activities.

Description of the Specified Activity

Overview

    DONG Energy's proposed activities discussed here are based on its 
February 26, 2016, final IHA application. DONG Energy proposes to 
conduct a geophysical and geotechnical survey in the Lease Area to 
support the characterization of the existing seabed and subsurface 
geological conditions in the Lease Area. This information is necessary 
to support the siting and design of up to two floating light and 
detection ranging buoys (FLIDARs) and up to two metocean monitoring 
buoys, as well as to obtain a baseline assessment of seabed/sub-surface 
soil conditions in the DONG Energy Massachusetts Lease Area to support 
the siting of the proposed wind farm.

Dates and Duration

    HRG surveys are anticipated to commence in early May 2016 and will 
last for approximately 30 days, including estimated weather down time. 
Geotechnical surveys requiring the use of the DP drill ship will take 
place in September 2016, at the earliest, and will last for 
approximately 6 days excluding weather downtime.

Specified Geographic Region

    DONG Energy's survey activities will occur in the approximately 
187,532-acre Lease Area designated and offered by the U.S. Bureau of 
Ocean Energy Management (BOEM), located approximately 14 miles (mi) 
south of Martha's Vineyard, Massachusetts, at its closest point (see 
Figure 1-1 of the IHA application). The Lease Area falls within the 
Massachusetts Wind Energy Area (MA WEA; Figure 1-1 of the IHA 
application). An evaluation of site assessment activities within the MA 
WEA was fully assessed in the BOEM Environmental Assessment (EA) and 
associated Finding of No Significant Impact (BOEM, 2014). A Biological 
Opinion on site assessment activities within the MA WEA was issued by 
NMFS' Greater Atlantic Regional Fisheries Office (formerly Northeast 
Regional Office) to BOEM in April 2013.

Detailed Description of Activities

High-Resolution Geophysical Survey Activities

    Marine site characterization surveys will include the following HRG 
survey activities:
     Depth sounding (multibeam depth sounder) to determine 
water depths and general bottom topography;
     Magnetic intensity measurements for detecting local 
variations in regional magnetic field from geological strata and 
potential ferrous objects on and below the bottom;
     Seafloor imaging (sidescan sonar survey) for seabed 
sediment classification purposes, to identify natural and man-made 
acoustic targets resting on the bottom as well as any anomalous 
features;
     Subsea equipment positioning using ultra-short baseline 
(USBL) acoustic positioning systems (pingers);
     Shallow penetration sub-bottom profiler (chirper) to map 
the near surface stratigraphy (top 0-5 meter [m] soils below seabed); 
and
     Medium penetration sub-bottom profiler (sparker) to map 
deeper subsurface stratigraphy as needed (soils down to 75-100 m below 
seabed).
    The HRG surveys are scheduled to begin, at the earliest, on May 1, 
2016. Table 1 identifies the representative survey equipment that is 
being considered in support of the HRG survey activities. The make and 
model of the listed HRG equipment will vary depending on availability, 
but will be finalized as part of the survey preparations and contract 
negotiations with the survey contractor, and therefore the final 
selection of the survey equipment will be confirmed prior to the start 
of the HRG survey program. Only the make and model of the HRG equipment 
may change, not the types of equipment or the addition of equipment 
with characteristics that might have effects beyond (i.e., resulting in 
larger ensonified areas) those considered in this proposed IHA. None of 
the proposed HRG survey activities will result in the disturbance of 
bottom habitat in the Lease Area.

                       Table 1--Summary of Representative DONG Energy HRG Survey Equipment
----------------------------------------------------------------------------------------------------------------
                                 Operating                                          Beamwidth     Pulse duration
        HRG equipment           frequencies      Source level     Source depth      (degree)        (millisec)
----------------------------------------------------------------------------------------------------------------
iXBlue GAPS equipment         22-30 kHz......  192 dBRMS......  2-5 m below                 180  1
 positioning system (pinger).                                    surface.
Sonardyne Scout USBL          35-50 kHz......  187 dBRMS......  2-5 m below                 180  1
 equipment positioning                                           surface.
 system (pinger).
Edgtech 4125 Sidescan Sonar   400/900/1600     205 dBRMS......  1-2 m below                  50  0.6 to 4.9
 \1\.                          kHz.                              surface.
Klein 3000H Sidescan Sonar    445/900 kHz....  242 dBRMS......  3-8 m above                  .2  0.0025 to 0.4
 \1\.                                                            seafloor.
GeoPulse Sub-bottom Profiler  1.5 to 18 kHz..  208 dBRMS......  3-8 m above                  55  0.1 to 1
 (chirper).                                                      seafloor.
Geo-Source 200/800 (sparker)  50 to 5000 Hz..  221 dBRMS/217    1-2 m below                 110  1 to 2
                                                dBRMS.           surface.
SeaBat 7125 Multibeam Sonar   400 kHz........  220 dBpeak.....  1-3 m below                   2  0.03 to .3
 \2\.                                                            surface.

[[Page 19559]]

 
EM 2040 Multibeam Sonar \2\.  400 kHz........  207 dBRMS......  1-3 m below                 1.5  0.05 to 0.6
                                                                 surface.
----------------------------------------------------------------------------------------------------------------
\1\ It should be noted that only one of the representative sidescan sonars would be selected for deployment.
\2\ It should be noted that only one of the representative multibeam sonars would be selected for deployment.

    The HRG survey activities will be supported by a vessel 
approximately 98 to 180 feet (ft) in length and capable of maintaining 
course and a survey speed of approximately 4 knots while transiting 
survey lines. HRG survey activities across the Lease Area will 
generally be conducted at 900-meter (m) line spacing (total survey line 
approximately 1,800 km). Up to two FLIDARs would be deployed within the 
Lease Area, and up to three potential locations for FLIDAR deployment 
will be investigated. At the three potential FLIDAR deployment 
locations the survey will be conducted along a tighter 30-m line (total 
survey line approximately 2 km) spacing to meet the BOEM requirements 
as set out in the July 2015 Guidelines for Providing Geophysical, 
Geotechnical, and Geohazard Information Pursuant and Archeological and 
Historic Property Information to 30 CFR part 585.
    Given the size of the Lease Area (187,532 acres), to minimize cost, 
the duration of survey activities, and the period of potential impact 
on marine species, DONG Energy has proposed conducting survey 
operations 24 hours per day. Based on 24-hour operations, the estimated 
duration of the survey activities would be approximately 30 days 
(including estimated weather down time).
    Both NMFS and BOEM have advised that the deployment of HRG survey 
equipment, including the use of intermittent, impulsive sound-producing 
equipment operating below 200 kilohertz (kHz) (e.g., sub-bottom 
profilers), has the potential to cause acoustic harassment to marine 
mammals. Based on the frequency ranges of the equipment to be used in 
support of the HRG survey activities (Table 1) and the hearing ranges 
of the marine mammals that have the potential to occur in the Lease 
Area during survey activities (Table 2), only the equipment positioning 
systems (iXBlue GAPS and Sonardyne Scout USBL) and the sub-bottom 
profilers (GeoPulse Sub-bottom Profiler and Geo-Source 200 and 800) 
fall within the established marine mammal hearing ranges and have the 
potential to result in Level B harassment of marine mammals.
    The equipment positioning systems use vessel-based underwater 
acoustic positioning to track equipment (in this case, the sub-bottom 
profiler) in very shallow to very deep water. Using pulsed acoustic 
signals, the systems calculate the position of a subsea target by 
measuring the range (distance) and bearing from a vessel-mounted 
transceiver to a small acoustic transponder (the acoustic beacon, or 
pinger) fitted to the target. Equipment positioning systems (either the 
iXBlue GAPS or Sonardyne Scout) will be operational at all times during 
HRG survey data acquisition (i.e, concurrent with the sub-bottom 
profiler operation). Sub-bottom profiling systems identify and measure 
various marine sediment layers that exist below the sediment/water 
interface. A sound source emits an acoustic signal vertically downwards 
into the water and a receiver monitors the return signal that has been 
reflected off the sea floor. Some of the acoustic signal will penetrate 
the seabed and be reflected when it encounters a boundary between two 
layers that have different acoustic impedance. The system uses this 
reflected energy to provide information on sediment layers beneath the 
sediment-water interface. A GeoPulse, or similar model, shallow 
penetration sub-bottom profiler will be used to map the near surface 
stratigraphy of the Lease Area. The shallow penetration sub-bottom 
profiler is a precisely controlled hull/pole mounted ``chirp'' system 
that emits high-energy sounds with a pulse duration of 0.1 to 1 
millisecond (ms) at operating frequencies of 1.5 to 18 kHz and is used 
to penetrate and profile the shallow (top 0-5 m soils below seabed) 
sediments of the seafloor. A Geo-Source 200/800, or similar model, 
medium-penetration sub-bottom profiler (sparker) will be used to map 
deeper subsurface stratigraphy in the Lease Area as needed (soils down 
to 75-100 m below seabed). The sparker is towed from a boom arm off the 
side of the survey vessel and emits a downward pulse with a duration of 
1 to 2 ms at an operating frequency of 50 to 5000 Hz.

Geotechnical Survey Activities

    Marine site characterization surveys will involve the following 
geotechnical survey activities:
     Sample boreholes to determine geological and geotechnical 
characteristics of sediments;
     Deep cone penetration tests (CPTs) to determine 
stratigraphy and in-situ conditions of the deep surface sediments;
     Shallow CPTs to determine stratigraphy and in-situ 
conditions of the near surface sediments; and
     Vibracoring to determine geological and geotechnical 
characteristics of the near surface sediments.
    It is anticipated that the geotechnical surveys will take place no 
sooner than September 2016. The geotechnical survey program will 
consist of up to 4 deep sample bore holes and adjacent 4 deep CPTs both 
to a depth of approximately 131 ft to 164 ft (40 m to 50 m) below the 
seabed, as well as 15 shallow CPTs, and 15 adjacent vibracores, both up 
to 20 ft (6 m) below seabed.
    The investigation activities are anticipated to be conducted from a 
250-ft to 350-ft (76 m to 107 m) dynamically positioned (DP) drill 
ship. DP vessel thruster systems maintain their precise coordinates in 
waters through the use of automatic controls. These control systems use 
variable levels of power to counter forces from current and wind. 
Operations will take place over a 24-hour period to ensure cost, the 
duration of survey activities, and the period of potential impact on 
marine species are minimized. Based on 24-hour operations, the 
estimated duration of the geotechnical survey activities would be 
approximately 6 days excluding weather downtime. Estimated weather 
downtime is approximately 4 to 5 days.
    Field studies conducted off the coast of Virginia (Tetra Tech, 
2014; Kalapinski and Varnik, 2015) to determine the underwater noise 
produced by borehole drilling and CPTs confirm that these activities do 
not result in underwater noise levels that harmful or harassing to 
marine mammals (i.e., do not exceed NMFS' current Level A and Level B 
harassment thresholds for marine mammals).

[[Page 19560]]

However, underwater continuous noise produced by the thrusters 
associated with the DP drill ship that will be used to support the 
geotechnical activities has the potential to result in Level B 
harassment of marine mammals.

Description of Marine Mammals in the Area of the Specified Activity

    There are 38 species of marine mammals that potentially occur in 
the Northwest Atlantic Outer Continental Shelf (OCS) region (BOEM, 
2014) (Table 2). The majority of these species are pelagic and/or 
northern species, or are so rarely sighted that their presence in the 
Lease Area is unlikely. Six marine mammal species are listed under the 
Endangered Species Act (ESA) and are known to be present, at least 
seasonally, in the waters of Southern New England: blue whale, fin 
whale, humpback whale, right whale, sei whale, and sperm whale. These 
species are highly migratory and do not spend extended periods of time 
in a localized area; the waters of Southern New England (including the 
Lease Area) are primarily used as a stopover point for these species 
during seasonal movements north or south between important feeding and 
breeding grounds. While the fin, humpback, and right whales have the 
potential to occur within the Lease Area, the sperm, blue, and sei 
whales are more pelagic and/or northern species, and though their 
presence within the Lease Area is possible, they are considered less 
common with regards to sightings. In particular, while sperm whales are 
known to occur occasionally in the region, their sightings are 
considered rare and thus their presence in the Lease Area at the time 
of the proposed activities is considered unlikely. Because the 
potential for sperm whale, blue whale, and sei whale to occur within 
the Lease Area during the marine survey period is unlikely, these 
species will not be described further in this analysis.
    The following species are both common in the waters of the OCS 
south of Massachusetts and have the highest likelihood of occurring, at 
least seasonally, in the Lease Area: North Atlantic right whale 
(Eubalaena glacialis), humpback whale (Megaptera novaeangliae), fin 
whale (Balaenoptera physalus), minke whale (Balaenoptera 
acutorostrata), harbor porpoise (Phocoena phocoena), Atlantic white-
sided dolphin (Lagenorhynchus acutus), short-beaked common dolphin 
(Delphinus delphis), harbor seal (Phoca vitulina), and gray seal 
(Halichorus grypus) (Right Whale Consortium, 2014).
    Further information on the biology, ecology, abundance, and 
distribution of those species likely to occur in the Lease Area can be 
found in section 4 of the application, and the NMFS Marine Mammal Stock 
Assessment Reports (see Waring et al., 2015), which are available 
online at: http://www.nmfs.noaa.gov/pr/species/.

                  Table 2--Marine Mammals Known To Occur in the Waters of Southern New England
----------------------------------------------------------------------------------------------------------------
           Common name              Scientific name       NMFS status       Stock abundance          Stock
----------------------------------------------------------------------------------------------------------------
                                           Toothed Whales (Odontoceti)
----------------------------------------------------------------------------------------------------------------
Atlantic white-sided dolphin....  Lagenorhynchus      N/A...............  48,819............  W. North Atlantic.
                                   acutus.
Atlantic spotted dolphin........  Stenella frontalis  N/A...............  44,715............  W. North Atlantic.
Bottlenose dolphin..............  Tursiops truncatus  Northern coastal    11,548............  W. North Atlantic,
                                                       stock is                                Northern
                                                       Strategic \a\.                          Migratory
                                                                                               Coastal.
Clymene Dolphin.................  Stenella clymene..  N/A...............  Unknown...........  W. North Atlantic.
Fraser's Dolphin................  Lagenodelphis       N/A...............  Unknown...........  W. North Atlantic.
                                   hosei.
Pan-Tropical Spotted Dolphin....  Stenella attenuata  N/A...............  3,333.............  W. North Atlantic.
Risso's dolphin.................  Grampus griseus...  N/A...............  18,250............  W. North Atlantic.
Rough-Toothed Dolphin...........  Steno bredanensis.  N/A...............  271...............  W. North Atlantic.
Short-beaked common dolphin.....  Delphinus delphis.  N/A...............  120,743...........  W. North Atlantic.
Striped dolphin.................  Stenella            N/A...............  46,882............  W. North Atlantic.
                                   coeruleoalba.
Spinner Dolphin.................  Stenella            N/A...............  Unknown...........  W. North Atlantic.
                                   longirostris.
White-beaked dolphin............  Lagenorhynchus      N/A...............  2,003.............  W. North Atlantic.
                                   albirostris.
Harbor porpoise.................  Phocoena phocoena.  N/A...............  79,833............  Gulf of Maine/Bay
                                                                                               of Fundy.
Killer whale....................  Orcinus orca......  N/A...............  Unknown...........  W. North Atlantic.
Pygmy Killer Whale..............  Feresa attenuata..  N/A...............  3,785.............  W. North Atlantic.
False killer whale..............  Pseudorca           Strategic.........  442...............  W. North Atlantic.
                                   crassidens.
Long-finned pilot whale.........  Globicephala melas  N/A...............  26,535............  W. North Atlantic.
Short-finned pilot whale........  Globicephala        N/A...............  21,515............  W. North Atlantic.
                                   macrorhynchus.
Sperm whale.....................  Physeter            Endangered........  2,288.............  North Atlantic.
                                   macrocephalus.
Pigmy sperm whale...............  Kogia breviceps...  N/A...............  3,785 \b\.........  W. North Atlantic.
Dwarf sperm whale...............  Kogia sima........  N/A...............  3,785 \b\.........  W. North Atlantic.
Cuvier's beaked whale...........  Ziphius             N/A...............  6,532.............  W. North Atlantic.
                                   cavirostris.
Blainville's beaked whale.......  Mesoplodon          N/A...............  7,092 \c\.........  W. North Atlantic.
                                   densirostris.
Gervais' beaked whale...........  Mesoplodon          N/A...............  7,092 \c\.........  W. North Atlantic.
                                   europaeus.
True's beaked whale.............  Mesoplodon mirus..  N/A...............  7,092 \c\.........  W. North Atlantic.
Sowerby's Beaked Whale..........  Mesoplodon bidens.  N/A...............  7,092 \c\.........  W. North Atlantic.
Northern bottlenose whale.......  Hyperoodon          N/A...............  Unknown...........  W. North Atlantic.
                                   ampullatus.
Melon-headed whale..............  Peponocephala       N/A...............  Unknown...........  W. North Atlantic.
                                   electra.
----------------------------------------------------------------------------------------------------------------
                                            Baleen Whales (Mysticeti)
----------------------------------------------------------------------------------------------------------------
Minke whale.....................  Balaenoptera        N/A...............  20,741............  Canadian East
                                   acutorostrata.                                              Coast.
Blue whale......................  Balaenoptera        Endangered........  Unknown...........  W. North Atlantic.
                                   musculus.
Fin whale.......................  Balaenoptera        Endangered........  1,618.............  W. North Atlantic.
                                   physalus.
Humpback whale..................  Megaptera           Endangered........  823...............  Gulf of Maine.
                                   novaeangliae.
North Atlantic right whale......  Eubalaena           Endangered........  465...............  W. North Atlantic.
                                   glacialis.

[[Page 19561]]

 
Sei whale.......................  Balaenoptera        Endangered........  357...............  Nova Scotia.
                                   borealis.
----------------------------------------------------------------------------------------------------------------
                                            Earless Seals (Phocidae)
----------------------------------------------------------------------------------------------------------------
Gray seals......................  Halichoerus grypus  N/A...............  348,900...........  North Atlantic.
Harbor seals....................  Phoca vitulina....  N/A...............  75,834............  W. North Atlantic.
Hooded seals....................  Cystophora          N/A...............  Unknown...........  W. North Atlantic.
                                   cristata.
Harp seal.......................  Phoca groenlandica  N/A...............  Unknown...........  North Atlantic.
----------------------------------------------------------------------------------------------------------------
\a\ A strategic stock is defined as any marine mammal stock: (1) For which the level of direct human-caused
  mortality exceeds the potential biological removal level; (2) which is declining and likely to be listed as
  threatened under the ESA; or (3) which is listed as threatened or endangered under the ESA or as depleted
  under the MMPA.
\b\ This estimate may include both the dwarf and pygmy sperm whales.
\c\ This estimate includes Gervais' and Blainville's beaked whales and undifferentiated Mesoplodon spp. beaked
  whales.
Sources: Waring et al., 2015; Waring et al., 2013; Waring et al., 2011; Waring et al., 2010; RI SAMP, 2011;
  Kenney and Vigness-Raposa, 2009; NMFS, 2012.

Potential Effects of the Specified Activity on Marine Mammals and Their 
Habitat

    This section includes a summary and discussion of the ways that the 
types of stressors associated with the specified activity have been 
observed to impact marine mammals. This discussion may also include 
reactions that we consider to rise to the level of a take and those 
that we do not consider to rise to the level of a take (for example, 
with acoustics, we may include a discussion of studies that showed 
animals not reacting at all to sound or exhibiting barely measurable 
avoidance). This section is intended as a background of potential 
effects and does not consider either the specific manner in which this 
activity will be carried out or the mitigation that will be 
implemented, and how either of those will shape the anticipated impacts 
from this specific activity. The ``Estimated Take by Incidental 
Harassment'' section later in this document will include a quantitative 
analysis of the number of individuals that are expected to be taken by 
this activity. The ``Negligible Impact Analysis'' section will include 
the analysis of how this specific activity will impact marine mammals 
and will consider the content of this ``Potential Effects of the 
Specified Activity on Marine Mammals'' section, the ``Estimated Take by 
Incidental Harassment'' section, the ``Proposed Mitigation'' section, 
and the ``Anticipated Effects on Marine Mammal Habitat'' section to 
draw conclusions regarding the likely impacts of this activity on the 
reproductive success or survivorship of individuals, and from that on 
the affected marine mammal populations or stocks.

Background on Sound

    Sound is a physical phenomenon consisting of minute vibrations that 
travel through a medium, such as air or water, and is generally 
characterized by several variables. Frequency describes the sound's 
pitch and is measured in hertz (Hz) or kilohertz (kHz), while sound 
level describes the sound's intensity and is measured in decibels (dB). 
Sound level increases or decreases exponentially with each dB of 
change. The logarithmic nature of the scale means that each 10-dB 
increase is a 10-fold increase in acoustic power (and a 20-dB increase 
is then a 100-fold increase in power). A 10-fold increase in acoustic 
power does not mean that the sound is perceived as being 10 times 
louder, however. Sound levels are compared to a reference sound 
pressure (micro-Pascal) to identify the medium. For air and water, 
these reference pressures are ``re: 20 [mu]Pa'' and ``re: 1 [mu]Pa,'' 
respectively. Root mean square (RMS) is the quadratic mean sound 
pressure over the duration of an impulse. RMS is calculated by squaring 
all of the sound amplitudes, averaging the squares, and then taking the 
square root of the average (Urick, 1975). RMS accounts for both 
positive and negative values; squaring the pressures makes all values 
positive so that they may be accounted for in the summation of pressure 
levels. This measurement is often used in the context of discussing 
behavioral effects, in part because behavioral effects, which often 
result from auditory cues, may be better expressed through averaged 
units rather than by peak pressures.

Acoustic Impacts

    HRG survey equipment use and use of the DP thruster during the 
geophysical and geotechnical surveys may temporarily impact marine 
mammals in the area due to elevated in-water sound levels. Marine 
mammals are continually exposed to many sources of sound. Naturally 
occurring sounds such as lightning, rain, sub-sea earthquakes, and 
biological sounds (e.g., snapping shrimp, whale songs) are widespread 
throughout the world's oceans. Marine mammals produce sounds in various 
contexts and use sound for various biological functions including, but 
not limited to: (1) Social interactions; (2) foraging; (3) orientation; 
and (4) predator detection. Interference with producing or receiving 
these sounds may result in adverse impacts. Audible distance, or 
received levels of sound depend on the nature of the sound source, 
ambient noise conditions, and the sensitivity of the receptor to the 
sound (Richardson et al., 1995). Type and significance of marine mammal 
reactions to sound are likely dependent on a variety of factors 
including, but not limited to, (1) the behavioral state of the animal 
(e.g., feeding, traveling, etc.); (2) frequency of the sound; (3) 
distance between the animal and the source; and (4) the level of the 
sound relative to ambient conditions (Southall et al., 2007).
    When considering the influence of various kinds of sound on the 
marine environment, it is necessary to understand that different kinds 
of marine life are sensitive to different frequencies of sound. Current 
data indicate that not all marine mammal species have equal hearing 
capabilities (Richardson et al., 1995; Southall et al., 1997; Wartzok 
and Ketten, 1999; Au and Hastings, 2008).
    Southall et al. (2007) designated ``functional hearing groups'' for 
marine mammals based on available behavioral data; audiograms derived 
from auditory evoked potentials; anatomical modeling; and other data. 
Southall et al. (2007) also estimated the lower and upper frequencies 
of functional hearing for each group. However, animals are less 
sensitive to sounds at the outer edges of their functional hearing 
range and are

[[Page 19562]]

more sensitive to a range of frequencies within the middle of their 
functional hearing range. Note that direct measurements of hearing 
sensitivity do not exist for all species of marine mammals, including 
low-frequency cetaceans. The functional hearing groups and the 
associated frequencies developed by Southall et al. (2007) were revised 
by Finneran and Jenkins (2012) and have been further modified by NOAA. 
Table 3 provides a summary of sound production and general hearing 
capabilities for marine mammal species (note that values in this table 
are not meant to reflect absolute possible maximum ranges, rather they 
represent the best known ranges of each functional hearing group). For 
purposes of the analysis in this document, marine mammals are arranged 
into the following functional hearing groups based on their generalized 
hearing sensitivities: high-frequency cetaceans, mid-frequency 
cetaceans, low-frequency cetaceans (mysticetes), phocids (true seals), 
and otariids (sea lion and fur seals). A detailed discussion of the 
functional hearing groups can be found in Southall et al. (2007) and 
Finneran and Jenkins (2012).

            Table 3--Marine Mammal Functional Hearing Groups
------------------------------------------------------------------------
      Functional hearing group            Functional hearing range *
------------------------------------------------------------------------
Low-frequency (LF) cetaceans (baleen  7 Hz to 25 kHz.
 whales).
Mid-frequency (MF) cetaceans          150 Hz to 160 kHz.
 (dolphins, toothed whales, beaked
 whales, bottlenose whales).
High-frequency (HF) cetaceans (true   200 Hz to 180 kHz.
 porpoises, Kogia, river dolphins,
 cephalorhynchid, Lagenorhynchus
 cruciger & L. australis).
Phocid pinnipeds (underwater) (true   75 Hz to 100 kHz.
 seals).
Otariid pinnipeds (underwater) (sea   100 Hz to 48 kHz.
 lions and fur seals).
------------------------------------------------------------------------
Adapted and derived from Southall et al. (2007).
* Represents frequency band of hearing for entire group as a composite
  (i.e., all species within the group), where individual species'
  hearing ranges are typically not as broad. Functional hearing is
  defined as the range of frequencies a group hears without
  incorporating non-acoustic mechanisms (Wartzok and Ketten, 1999). This
  is ~60 to ~70 dB above best hearing sensitivity (Southall et al.,
  2007) for all functional hearing groups except LF cetaceans, where no
  direct measurements on hearing are available. For LF cetaceans, the
  lower range is based on recommendations from Southall et al., 2007 and
  the upper range is based on information on inner ear anatomy and
  vocalizations.

    When sound travels (propagates) from its source, its loudness 
decreases as the distance traveled by the sound increases. Thus, the 
loudness of a sound at its source is higher than the loudness of that 
same sound a kilometer away. Acousticians often refer to the loudness 
of a sound at its source (typically referenced to one meter from the 
source) as the source level and the loudness of sound elsewhere as the 
received level (i.e., typically the receiver). For example, a humpback 
whale 3 km from a device that has a source level of 230 dB may only be 
exposed to sound that is 160 dB loud, depending on how the sound 
travels through water (e.g., spherical spreading [6 dB reduction with 
doubling of distance] was used in this example). As a result, it is 
important to understand the difference between source levels and 
received levels when discussing the loudness of sound in the ocean or 
its impacts on the marine environment.
    As sound travels from a source, its propagation in water is 
influenced by various physical characteristics, including water 
temperature, depth, salinity, and surface and bottom properties that 
cause refraction, reflection, absorption, and scattering of sound 
waves. Oceans are not homogeneous and the contribution of each of these 
individual factors is extremely complex and interrelated. The physical 
characteristics that determine the sound's speed through the water will 
change with depth, season, geographic location, and with time of day 
(as a result, in actual active sonar operations, crews will measure 
oceanic conditions, such as sea water temperature and depth, to 
calibrate models that determine the path the sonar signal will take as 
it travels through the ocean and how strong the sound signal will be at 
a given range along a particular transmission path). As sound travels 
through the ocean, the intensity associated with the wavefront 
diminishes, or attenuates. This decrease in intensity is referred to as 
propagation loss, also commonly called transmission loss.
    As mentioned previously in this document, nine marine mammal 
species (seven cetaceans and two pinnipeds) are likely to occur in the 
Lease Area. Of the seven cetacean species likely to occur in the Lease 
Area, four are classified as low-frequency cetaceans (i.e., minke 
whale, fin whale, humpback whale, and North Atlantic right whale), two 
are classified as mid-frequency cetaceans (i.e., Atlantic white-sided 
dolphin and short-beaked common dolphin), and one is classified as a 
high-frequency cetacean (i.e., harbor porpoise) (Southall et al., 
2007). A species' functional hearing group is a consideration when we 
analyze the effects of exposure to sound on marine mammals.

Hearing Impairment

    Marine mammals may experience temporary or permanent hearing 
impairment when exposed to loud sounds. Hearing impairment is 
classified by temporary threshold shift (TTS) and permanent threshold 
shift (PTS). There are no empirical data for onset of PTS in any marine 
mammal; therefore, PTS-onset must be estimated from TTS-onset 
measurements and from the rate of TTS growth with increasing exposure 
levels above the level eliciting TTS-onset. PTS is presumed to be 
likely if the hearing threshold is reduced by >= 40 dB (that is, 40 dB 
of TTS). PTS is considered auditory injury (Southall et al., 2007) and 
occurs in a specific frequency range and amount. Irreparable damage to 
the inner or outer cochlear hair cells may cause PTS; however, other 
mechanisms are also involved, such as exceeding the elastic limits of 
certain tissues and membranes in the middle and inner ears and 
resultant changes in the chemical composition of the inner ear fluids 
(Southall et al., 2007). Given the higher level of sound and longer 
durations of exposure necessary to cause PTS as compared with TTS, it 
is considerably less likely that PTS would occur during the proposed 
HRG and geotechnical survey.

Temporary Threshold Shift (TTS)

    TTS is the mildest form of hearing impairment that can occur during 
exposure to a loud sound (Kryter, 1985). While experiencing TTS, the 
hearing threshold rises and a sound must be stronger in order to be 
heard. At least in terrestrial mammals, TTS can last from minutes or 
hours to (in cases of strong

[[Page 19563]]

TTS) days, can be limited to a particular frequency range, and can 
occur to varying degrees (i.e., a loss of a certain number of dBs of 
sensitivity). For sound exposures at or somewhat above the TTS 
threshold, hearing sensitivity in both terrestrial and marine mammals 
recovers rapidly after exposure to the noise ends.
    Marine mammal hearing plays a critical role in communication with 
conspecifics and in interpretation of environmental cues for purposes 
such as predator avoidance and prey capture. Depending on the degree 
(elevation of threshold in dB), duration (i.e., recovery time), and 
frequency range of TTS and the context in which it is experienced, TTS 
can have effects on marine mammals ranging from discountable to 
serious. For example, a marine mammal may be able to readily compensate 
for a brief, relatively small amount of TTS in a non-critical frequency 
range that takes place during a time when the animals is traveling 
through the open ocean, where ambient noise is lower and there are not 
as many competing sounds present. Alternatively, a larger amount and 
longer duration of TTS sustained during a time when communication is 
critical for successful mother/calf interactions could have more 
serious impacts if it were in the same frequency band as the necessary 
vocalizations and of a severity that it impeded communication. The fact 
that animals exposed to levels and durations of sound that would be 
expected to result in this physiological response would also be 
expected to have behavioral responses of a comparatively more severe or 
sustained nature is also notable and potentially of more importance 
than the simple existence of a TTS.
    Currently, TTS data only exist for four species of cetaceans 
(bottlenose dolphin, beluga whale, harbor porpoise, and Yangtze finless 
porpoise) and three species of pinnipeds (northern elephant seal, 
harbor seal, and California sea lion) exposed to a limited number of 
sound sources (i.e., mostly tones and octave-band noise) in laboratory 
settings (e.g., Finneran et al., 2002 and 2010; Nachtigall et al., 
2004; Kastak et al., 2005; Lucke et al., 2009; Mooney et al., 2009; 
Popov et al., 2011; Finneran and Schlundt, 2010). In general, harbor 
seals (Kastak et al., 2005; Kastelein et al., 2012a) and harbor 
porpoises (Lucke et al., 2009; Kastelein et al., 2012b) have a lower 
TTS onset than other measured pinniped or cetacean species. However, 
even for these animals, which are better able to hear higher 
frequencies and may be more sensitive to higher frequencies, exposures 
on the order of approximately 170 dB rms or higher for brief transient 
signals are likely required for even temporary (recoverable) changes in 
hearing sensitivity that would likely not be categorized as 
physiologically damaging (Lucke et al., 2009). Additionally, the 
existing marine mammal TTS data come from a limited number of 
individuals within these species. There are no data available on noise-
induced hearing loss for mysticetes (of note, the source operating 
characteristics of some of DONG Energy's proposed HRG survey 
equipment--i.e., the equipment positioning systems--are unlikely to be 
audible to mysticetes). For summaries of data on TTS in marine mammals 
or for further discussion of TTS onset thresholds, please see Southall 
et al. (2007), Finneran and Jenkins (2012), and Finneran (2015).
    Scientific literature highlights the inherent complexity of 
predicting TTS onset in marine mammals, as well as the importance of 
considering exposure duration when assessing potential impacts (Mooney 
et al., 2009a, 2009b; Kastak et al., 2007). Generally, with sound 
exposures of equal energy, quieter sounds (lower SPL) of longer 
duration were found to induce TTS onset more than louder sounds (higher 
SPL) of shorter duration (more similar to sub-bottom profilers). For 
intermittent sounds, less threshold shift will occur than from a 
continuous exposure with the same energy (some recovery will occur 
between intermittent exposures) (Kryter et al., 1966; Ward, 1997). For 
sound exposures at or somewhat above the TTS-onset threshold, hearing 
sensitivity recovers rapidly after exposure to the sound ends; 
intermittent exposures recover faster in comparison with continuous 
exposures of the same duration (Finneran et al., 2010). NMFS considers 
TTS as Level B harassment that is mediated by physiological effects on 
the auditory system; however, NMFS does not consider TTS-onset to be 
the lowest level at which Level B harassment may occur.
    Animals in the Lease Area during the HRG survey are unlikely to 
incur TTS hearing impairment due to the characteristics of the sound 
sources, which include low source levels (208 to 221 dB re 1 [micro]Pa-
m) and generally very short pulses and duration of the sound. Even for 
high-frequency cetacean species (e.g., harbor porpoises), which may 
have increased sensitivity to TTS (Lucke et al., 2009; Kastelein et 
al., 2012b), individuals would have to make a very close approach and 
also remain very close to vessels operating these sources in order to 
receive multiple exposures at relatively high levels, as would be 
necessary to cause TTS. Intermittent exposures--as would occur due to 
the brief, transient signals produced by these sources--require a 
higher cumulative SEL to induce TTS than would continuous exposures of 
the same duration (i.e., intermittent exposure results in lower levels 
of TTS) (Mooney et al., 2009a; Finneran et al., 2010). Moreover, most 
marine mammals would more likely avoid a loud sound source rather than 
swim in such close proximity as to result in TTS. Kremser et al. (2005) 
noted that the probability of a cetacean swimming through the area of 
exposure when a sub-bottom profiler emits a pulse is small--because if 
the animal was in the area, it would have to pass the transducer at 
close range in order to be subjected to sound levels that could cause 
temporary threshold shift and would likely exhibit avoidance behavior 
to the area near the transducer rather than swim through at such a 
close range. Further, the restricted beam shape of the sub-bottom 
profiler and other HRG survey equipment makes it unlikely that an 
animal would be exposed more than briefly during the passage of the 
vessel. Boebel et al. (2005) concluded similarly for single and 
multibeam echosounders, and more recently, Lurton (2016) conducted a 
modeling exercise and concluded similarly that likely potential for 
acoustic injury from these types of systems is negligible, but that 
behavioral response cannot be ruled out. Animals may avoid the area 
around the survey vessels, thereby reducing exposure. Any disturbance 
to marine mammals is likely to be in the form of temporary avoidance or 
alteration of opportunistic foraging behavior near the survey location.
    It is possible that animals in the Lease Area may experience TTS 
during the use of DP vessel thrusters during the geotechnical survey 
due to the duration and nature of the noise (continuous, up to 6 days). 
However, the fact that the DP drill ship is stationary during the 
geotechnical survey activities makes it less likely that animals would 
remain in the area long enough to incur TTS. As is the case for the HRG 
survey activities, animals may avoid the area around the survey vessel, 
thereby reducing exposure. Any disturbance to marine mammals is more 
likely to be in the form of temporary avoidance or alteration of 
opportunistic foraging behavior near the survey location.

Masking

    Masking is the obscuring of sounds of interest to an animal by 
other sounds, typically at similar frequencies. Marine mammals are 
highly dependent on

[[Page 19564]]

sound, and their ability to recognize sound signals amid other sound is 
important in communication and detection of both predators and prey 
(Tyack, 2000). Background ambient sound may interfere with or mask the 
ability of an animal to detect a sound signal even when that signal is 
above its absolute hearing threshold. Even in the absence of 
anthropogenic sound, the marine environment is often loud. Natural 
ambient sound includes contributions from wind, waves, precipitation, 
other animals, and (at frequencies above 30 kHz) thermal sound 
resulting from molecular agitation (Richardson et al., 1995).
    Background sound may also include anthropogenic sound, and masking 
of natural sounds can result when human activities produce high levels 
of background sound. Conversely, if the background level of underwater 
sound is high (e.g., on a day with strong wind and high waves), an 
anthropogenic sound source would not be detectable as far away as would 
be possible under quieter conditions and would itself be masked. 
Ambient sound is highly variable on continental shelves (Thompson, 
1965; Myrberg, 1978; Chapman et al., 1998; Desharnais et al., 1999). 
This results in a high degree of variability in the range at which 
marine mammals can detect anthropogenic sounds.
    Although masking is a phenomenon which may occur naturally, the 
introduction of loud anthropogenic sounds into the marine environment 
at frequencies important to marine mammals increases the severity and 
frequency of occurrence of masking. For example, if a baleen whale is 
exposed to continuous low-frequency sound from an industrial source, 
this would reduce the size of the area around that whale within which 
it can hear the calls of another whale. The components of background 
noise that are similar in frequency to the signal in question primarily 
determine the degree of masking of that signal. In general, little is 
known about the degree to which marine mammals rely upon detection of 
sounds from conspecifics, predators, prey, or other natural sources. In 
the absence of specific information about the importance of detecting 
these natural sounds, it is not possible to predict the impact of 
masking on marine mammals (Richardson et al., 1995). In general, 
masking effects are expected to be less severe when sounds are 
transient than when they are continuous. Masking is typically of 
greater concern for those marine mammals that utilize low-frequency 
communications, such as baleen whales, because of how far low-frequency 
sounds propagate.
    Marine mammal communications would not likely be masked appreciably 
by the sub-profiler or pingers' signals given the directionality of the 
signal and the brief period when an individual mammal is likely to be 
within its beam. And while continuous sound from the DP thruster when 
in use is predicted to extend 3.4 km to the 120 dB threshold, the 
generally short duration of DP thruster use and low source levels, 
coupled with the likelihood of animals to avoid the sound source, would 
result in very little opportunity for this activity to mask the 
communication of local marine mammals for more than a brief period of 
time.

Non-Auditory Physical Effects (Stress)

    Classic stress responses begin when an animal's central nervous 
system perceives a potential threat to its homeostasis. That perception 
triggers stress responses regardless of whether a stimulus actually 
threatens the animal; the mere perception of a threat is sufficient to 
trigger a stress response (Moberg, 2000; Sapolsky et al., 2005; Seyle, 
1950). Once an animal's central nervous system perceives a threat, it 
mounts a biological response or defense that consists of a combination 
of the four general biological defense responses: behavioral responses, 
autonomic nervous system responses, neuroendocrine responses, or immune 
responses.
    In the case of many stressors, an animal's first and sometimes most 
economical (in terms of biotic costs) response is behavioral avoidance 
of the potential stressor or avoidance of continued exposure to a 
stressor. An animal's second line of defense to stressors involves the 
sympathetic part of the autonomic nervous system and the classical 
``fight or flight'' response which includes the cardiovascular system, 
the gastrointestinal system, the exocrine glands, and the adrenal 
medulla to produce changes in heart rate, blood pressure, and 
gastrointestinal activity that humans commonly associate with 
``stress.'' These responses have a relatively short duration and may or 
may not have significant long-term effect on an animal's welfare.
    An animal's third line of defense to stressors involves its 
neuroendocrine systems; the system that has received the most study has 
been the hypothalamus-pituitary-adrenal system (also known as the HPA 
axis in mammals or the hypothalamus-pituitary-interrenal axis in fish 
and some reptiles). Unlike stress responses associated with the 
autonomic nervous system, virtually all neuro-endocrine functions that 
are affected by stress--including immune competence, reproduction, 
metabolism, and behavior--are regulated by pituitary hormones. Stress-
induced changes in the secretion of pituitary hormones have been 
implicated in failed reproduction (Moberg, 1987; Rivier, 1995), altered 
metabolism (Elasser et al., 2000), reduced immune competence (Blecha, 
2000), and behavioral disturbance. Increases in the circulation of 
glucocorticosteroids (cortisol, corticosterone, and aldosterone in 
marine mammals; see Romano et al., 2004) have been equated with stress 
for many years.
    The primary distinction between stress (which is adaptive and does 
not normally place an animal at risk) and distress is the biotic cost 
of the response. During a stress response, an animal uses glycogen 
stores that can be quickly replenished once the stress is alleviated. 
In such circumstances, the cost of the stress response would not pose a 
risk to the animal's welfare. However, when an animal does not have 
sufficient energy reserves to satisfy the energetic costs of a stress 
response, energy resources must be diverted from other biotic function, 
which impairs those functions that experience the diversion. For 
example, when mounting a stress response diverts energy away from 
growth in young animals, those animals may experience stunted growth. 
When mounting a stress response diverts energy from a fetus, an 
animal's reproductive success and its fitness will suffer. In these 
cases, the animals will have entered a pre-pathological or pathological 
state which is called ``distress'' (Seyle, 1950) or ``allostatic 
loading'' (McEwen and Wingfield, 2003). This pathological state will 
last until the animal replenishes its biotic reserves sufficient to 
restore normal function. Note that these examples involved a long-term 
(days or weeks) stress response exposure to stimuli.
    Relationships between these physiological mechanisms, animal 
behavior, and the costs of stress responses have also been documented 
fairly well through controlled experiments; because this physiology 
exists in every vertebrate that has been studied, it is not surprising 
that stress responses and their costs have been documented in both 
laboratory and free-living animals (for examples see, Holberton et al., 
1996; Hood et al., 1998; Jessop et al., 2003; Krausman et al., 2004; 
Lankford et al., 2005; Reneerkens et al., 2002; Thompson and Hamer, 
2000). Information has also been collected on the physiological 
responses

[[Page 19565]]

of marine mammals to exposure to anthropogenic sounds (Fair and Becker, 
2000; Romano et al., 2002; Wright et al., 2008). For example, Rolland 
et al. (2012) found that noise reduction from reduced ship traffic in 
the Bay of Fundy was associated with decreased stress in North Atlantic 
right whales. In a conceptual model developed by the Population 
Consequences of Acoustic Disturbance (PCAD) working group, serum 
hormones were identified as possible indicators of behavioral effects 
that are translated into altered rates of reproduction and mortality.
    Studies of other marine animals and terrestrial animals would also 
lead us to expect some marine mammals to experience physiological 
stress responses and, perhaps, physiological responses that would be 
classified as ``distress'' upon exposure to high frequency, mid-
frequency and low-frequency sounds. For example, Jansen (1998) reported 
on the relationship between acoustic exposures and physiological 
responses that are indicative of stress responses in humans (for 
example, elevated respiration and increased heart rates). Jones (1998) 
reported on reductions in human performance when faced with acute, 
repetitive exposures to acoustic disturbance. Trimper et al. (1998) 
reported on the physiological stress responses of osprey to low-level 
aircraft noise while Krausman et al. (2004) reported on the auditory 
and physiology stress responses of endangered Sonoran pronghorn to 
military overflights. Smith et al. (2004a, 2004b), for example, 
identified noise-induced physiological transient stress responses in 
hearing-specialist fish (i.e., goldfish) that accompanied short- and 
long-term hearing losses. Welch and Welch (1970) reported physiological 
and behavioral stress responses that accompanied damage to the inner 
ears of fish and several mammals.
    Hearing is one of the primary senses marine mammals use to gather 
information about their environment and to communicate with 
conspecifics. Although empirical information on the relationship 
between sensory impairment (TTS, PTS, and acoustic masking) on marine 
mammals remains limited, it seems reasonable to assume that reducing an 
animal's ability to gather information about its environment and to 
communicate with other members of its species would be stressful for 
animals that use hearing as their primary sensory mechanism. Therefore, 
we assume that acoustic exposures sufficient to trigger onset PTS or 
TTS would be accompanied by physiological stress responses because 
terrestrial animals exhibit those responses under similar conditions 
(NRC, 2003). More importantly, marine mammals might experience stress 
responses at received levels lower than those necessary to trigger 
onset TTS. Based on empirical studies of the time required to recover 
from stress responses (Moberg, 2000), we also assume that stress 
responses are likely to persist beyond the time interval required for 
animals to recover from TTS and might result in pathological and pre-
pathological states that would be as significant as behavioral 
responses to TTS.
    In general, there are few data on the potential for strong, 
anthropogenic underwater sounds to cause non-auditory physical effects 
in marine mammals. Such effects, if they occur at all, would presumably 
be limited to short distances and to activities that extend over a 
prolonged period. The available data do not allow identification of a 
specific exposure level above which non-auditory effects can be 
expected (Southall et al., 2007). There is no definitive evidence that 
any of these effects occur even for marine mammals in close proximity 
to an anthropogenic sound source. In addition, marine mammals that show 
behavioral avoidance of survey vessels and related sound sources, are 
unlikely to incur non-auditory impairment or other physical effects. 
NMFS does not expect that the generally short-term, intermittent, and 
transitory HRG and geotechnical activities would create conditions of 
long-term, continuous noise and chronic acoustic exposure leading to 
long-term physiological stress responses in marine mammals.

Behavioral Disturbance

    Behavioral responses to sound are highly variable and context-
specific. An animal's perception of and response to (in both nature and 
magnitude) an acoustic event can be influenced by prior experience, 
perceived proximity, bearing of the sound, familiarity of the sound, 
etc. (Southall et al., 2007). If a marine mammal does react briefly to 
an underwater sound by changing its behavior or moving a small 
distance, the impacts of the change are unlikely to be significant to 
the individual, let alone the stock or population. However, if a sound 
source displaces marine mammals from an important feeding or breeding 
area for a prolonged period, impacts on individuals and populations 
could be significant (e.g., Lusseau and Bejder, 2007; Weilgart, 2007).
    Southall et al. (2007) reports the results of the efforts of a 
panel of experts in acoustic research from behavioral, physiological, 
and physical disciplines that convened and reviewed the available 
literature on marine mammal hearing and physiological and behavioral 
responses to human-made sound with the goal of proposing exposure 
criteria for certain effects. This peer-reviewed compilation of 
literature is very valuable, though Southall et al. (2007) note that 
not all data are equal, some have poor statistical power, insufficient 
controls, and/or limited information on received levels, background 
noise, and other potentially important contextual variables--such data 
were reviewed and sometimes used for qualitative illustration but were 
not included in the quantitative analysis for the criteria 
recommendations. All of the studies considered, however, contain an 
estimate of the received sound level when the animal exhibited the 
indicated response.
    In the Southall et al. (2007) publication, for the purposes of 
analyzing responses of marine mammals to anthropogenic sound and 
developing criteria, the authors differentiate between pulse sounds 
(single and multiple) and non-pulse sounds.
    The studies that address responses of low-frequency cetaceans to 
non-pulse sounds include data gathered in the field and related to 
several types of sound sources, including: vessel noise, drilling and 
machinery playback, low-frequency M-sequences (sine wave with multiple 
phase reversals) playback, tactical low-frequency active sonar 
playback, drill ships, and non-pulse playbacks. These studies generally 
indicate no (or very limited) responses to received levels in the 90 to 
120 dB re: 1[micro]Pa range and an increasing likelihood of avoidance 
and other behavioral effects in the 120 to 160 dB range. As mentioned 
earlier, though, contextual variables play a very important role in the 
reported responses and the severity of effects do not increase linearly 
with received levels. Also, few of the laboratory or field datasets had 
common conditions, behavioral contexts, or sound sources, so it is not 
surprising that responses differ.
    The studies that address responses of mid-frequency cetaceans to 
non-pulse sounds include data gathered both in the field and the 
laboratory and related to several different sound sources, including: 
pingers, drilling playbacks, ship and ice-breaking noise, vessel noise, 
Acoustic harassment devices (AHDs), Acoustic Deterrent Devices (ADDs), 
mid-frequency active sonar, and non-pulse bands and tones. Southall et 
al. (2007) were unable to come to a clear conclusion regarding the 
results of these

[[Page 19566]]

studies. In some cases animals in the field showed significant 
responses to received levels between 90 and 120 dB, while in other 
cases these responses were not seen in the 120 to 150 dB range. The 
disparity in results was likely due to contextual variation and the 
differences between the results in the field and laboratory data 
(animals typically responded at lower levels in the field).
    The studies that address responses of high-frequency cetaceans to 
non-pulse sounds include data gathered both in the field and the 
laboratory and related to several different sound sources, including: 
pingers, AHDs, and various laboratory non-pulse sounds. All of these 
data were collected from harbor porpoises. Southall et al. (2007) 
concluded that the existing data indicate that harbor porpoises are 
likely sensitive to a wide range of anthropogenic sounds at low 
received levels (around 90 to 120 dB), at least for initial exposures. 
All recorded exposures above 140 dB induced profound and sustained 
avoidance behavior in wild harbor porpoises (Southall et al., 2007). 
Rapid habituation was noted in some but not all studies.
    The studies that address the responses of pinnipeds in water to 
non-pulse sounds include data gathered both in the field and the 
laboratory and related to several different sound sources, including: 
AHDs, various non-pulse sounds used in underwater data communication, 
underwater drilling, and construction noise. Few studies exist with 
enough information to include them in the analysis. The limited data 
suggest that exposures to non-pulse sounds between 90 and 140 dB 
generally do not result in strong behavioral responses of pinnipeds in 
water, but no data exist at higher received levels (Southall et al., 
2007).
    The studies that address the responses of mid-frequency cetaceans 
to impulse sounds include data gathered both in the field and the 
laboratory and related to several different sound sources, including: 
small explosives, airgun arrays, pulse sequences, and natural and 
artificial pulses. The data show no clear indication of increasing 
probability and severity of response with increasing received level. 
Behavioral responses seem to vary depending on species and stimuli. 
Data on behavioral responses of high-frequency cetaceans to multiple 
pulses is not available.
    The studies that address the responses of pinnipeds in water to 
impulse sounds include data gathered in the field and related to 
several different sources, including: small explosives, impact pile 
driving, and airgun arrays. Quantitative data on reactions of pinnipeds 
to impulse sounds is limited, but a general finding is that exposures 
in the 150 to 180 dB range generally have limited potential to induce 
avoidance behavior (Southall et al., 2007).
    Marine mammals are likely to avoid the HRG survey activity, 
especially the naturally shy harbor porpoise, while the harbor seals 
might be attracted to them out of curiosity. However, because the sub-
bottom profilers and other HRG survey equipment operate from a moving 
vessel, and the maximum radius to the 160 dB harassment threshold is 
less than 400 m, the area and time that this equipment would be 
affecting a given location is very small. Further, once an area has 
been surveyed, it is not likely that it will be surveyed again, 
therefore reducing the likelihood of repeated HRG-related impacts 
within the survey area. And while the drill ship using DP thrusters 
will generally remain stationary during geotechnical survey activities, 
the short duration (up to six days) of the DP thruster use would likely 
result in only short-term and temporary avoidance of the area, rather 
than permanent abandonment, by marine mammals. Vessel traffic in the 
project area is relatively high and marine mammals are presumably 
habituated to noise from project vessels (DP thrusters).
    We have also considered the potential for severe behavioral 
responses such as stranding and associated indirect injury or mortality 
from DONG Energy's use of HRG survey equipment, on the basis of a 2008 
mass stranding of approximately one hundred melon-headed whales in a 
Madagascar lagoon system. An investigation of the event indicated that 
use of a high-frequency mapping system (12-kHz multibeam echosounder) 
was the most plausible and likely initial behavioral trigger of the 
event, while providing the caveat that there is no unequivocal and 
easily identifiable single cause (Southall et al., 2013). The 
investigatory panel's conclusion was based on (1) very close temporal 
and spatial association and directed movement of the survey with the 
stranding event; (2) the unusual nature of such an event coupled with 
previously documented apparent behavioral sensitivity of the species to 
other sound types (Southall et al., 2006; Brownell et al., 2009); and 
(3) the fact that all other possible factors considered were determined 
to be unlikely causes. Specifically, regarding survey patterns prior to 
the event and in relation to bathymetry, the vessel transited in a 
north-south direction on the shelf break parallel to the shore, 
ensonifying large areas of deep-water habitat prior to operating 
intermittently in a concentrated area offshore from the stranding site; 
this may have trapped the animals between the sound source and the 
shore, thus driving them towards the lagoon system. The investigatory 
panel systematically excluded or deemed highly unlikely nearly all 
potential reasons for these animals leaving their typical pelagic 
habitat for an area extremely atypical for the species (i.e., a shallow 
lagoon system). Notably, this was the first time that such a system has 
been associated with a stranding event. The panel also noted several 
site- and situation-specific secondary factors that may have 
contributed to the avoidance responses that led to the eventual 
entrapment and mortality of the whales. Specifically, shoreward-
directed surface currents and elevated chlorophyll levels in the area 
preceding the event may have played a role (Southall et al., 2013). The 
report also notes that prior use of a similar system in the general 
area may have sensitized the animals and also concluded that, for 
odontocete cetaceans that hear well in higher frequency ranges where 
ambient noise is typically quite low, high-power active sonars 
operating in this range may be more easily audible and have potential 
effects over larger areas than low frequency systems that have more 
typically been considered in terms of anthropogenic noise impacts. It 
is, however, important to note that the relatively lower output 
frequency, higher output power, and complex nature of the system 
implicated in this event, in context of the other factors noted here, 
likely produced a fairly unusual set of circumstances that indicate 
that such events would likely remain rare and are not necessarily 
relevant to use of lower-power, higher-frequency systems more commonly 
used for HRG survey applications. The risk of similar events recurring 
may be very low, given the extensive use of active acoustic systems 
used for scientific and navigational purposes worldwide on a daily 
basis and the lack of direct evidence of such responses previously 
reported.

Tolerance

    Numerous studies have shown that underwater sounds from industrial 
activities are often readily detectable by marine mammals in the water 
at distances of many kilometers. However, other studies have shown that 
marine mammals at distances more than a few kilometers away often show 
no apparent response to industrial activities of various types (Miller 
et al., 2005). This

[[Page 19567]]

is often true even in cases when the sounds must be readily audible to 
the animals based on measured received levels and the hearing 
sensitivity of that mammal group. Although various baleen whales, 
toothed whales, and (less frequently) pinnipeds have been shown to 
react behaviorally to underwater sound from sources such as airgun 
pulses or vessels under some conditions, at other times, mammals of all 
three types have shown no overt reactions (e.g., Malme et al., 1986; 
Richardson et al., 1995; Madsen and Mohl, 2000; Croll et al., 2001; 
Jacobs and Terhune, 2002; Madsen et al., 2002; Miller et al., 2005). In 
general, pinnipeds seem to be more tolerant of exposure to some types 
of underwater sound than are baleen whales. Richardson et al. (1995) 
found that vessel sound does not seem to strongly affect pinnipeds that 
are already in the water. Richardson et al. (1995) went on to explain 
that seals on haul-outs sometimes respond strongly to the presence of 
vessels and at other times appear to show considerable tolerance of 
vessels, and Brueggeman et al. (1992) observed ringed seals (Pusa 
hispida) hauled out on ice pans displaying short-term escape reactions 
when a ship approached within 0.16-0.31 mi (0.25-0.5 km). Due to the 
relatively high vessel traffic in the Lease Area it is possible that 
marine mammals are habituated to noise (e.g., DP thrusters) from 
project vessels in the area.

Vessel Strike

    Ship strikes of marine mammals can cause major wounds, which may 
lead to the death of the animal. An animal at the surface could be 
struck directly by a vessel, a surfacing animal could hit the bottom of 
a vessel, or a vessel's propeller could injure an animal just below the 
surface. The severity of injuries typically depends on the size and 
speed of the vessel (Knowlton and Kraus, 2001; Laist et al., 2001; 
Vanderlaan and Taggart, 2007).
    The most vulnerable marine mammals are those that spend extended 
periods of time at the surface in order to restore oxygen levels within 
their tissues after deep dives (e.g., the sperm whale). In addition, 
some baleen whales, such as the North Atlantic right whale, seem 
generally unresponsive to vessel sound, making them more susceptible to 
vessel collisions (Nowacek et al., 2004). These species are primarily 
large, slow moving whales. Smaller marine mammals (e.g., bottlenose 
dolphin) move quickly through the water column and are often seen 
riding the bow wave of large ships. Marine mammal responses to vessels 
may include avoidance and changes in dive pattern (NRC, 2003).
    An examination of all known ship strikes from all shipping sources 
(civilian and military) indicates vessel speed is a principal factor in 
whether a vessel strike results in death (Knowlton and Kraus, 2001; 
Laist et al., 2001; Jensen and Silber, 2003; Vanderlaan and Taggart, 
2007). In assessing records with known vessel speeds, Laist et al. 
(2001) found a direct relationship between the occurrence of a whale 
strike and the speed of the vessel involved in the collision. The 
authors concluded that most deaths occurred when a vessel was traveling 
in excess of 24.1 km/h (14.9 mph; 13 kts). Given the slow vessel speeds 
and predictable course necessary for data acquisition, ship strike is 
unlikely to occur during the geophysical and geotechnical surveys. 
Marine mammals would be able to easily avoid vessels and are likely 
already habituated to the presence of numerous vessels in the area. 
Further, DONG Energy shall implement measures (e.g., vessel speed 
restrictions and separation distances; see Proposed Mitigation 
Measures) set forth in the BOEM Lease to reduce the risk of a vessel 
strike to marine mammal species in the Lease Area.

Anticipated Effects on Marine Mammal Habitat

    There are no feeding areas, rookeries, or mating grounds known to 
be biologically important to marine mammals within the proposed project 
area. There is also no designated critical habitat for any ESA-listed 
marine mammals. NMFS' regulations at 50 CFR part 224 designated the 
nearshore waters of the Mid-Atlantic Bight as the Mid-Atlantic U.S. 
Seasonal Management Area (SMA) for right whales in 2008. Mandatory 
vessel speed restrictions are in place in that SMA from November 1 
through April 30 to reduce the threat of collisions between ships and 
right whales around their migratory route and calving grounds.
    Bottom disturbance associated with the HRG survey activities may 
include grab sampling to validate the seabed classification obtained 
from the multibeam echosounder/sidescan sonar data. This will typically 
be accomplished using a Mini-Harmon Grab with 0.1 m\2\ sample area or 
the slightly larger Harmon Grab with a 0.2 m\2\ sample area. Bottom 
disturbance associated with the geotechnical survey activities will 
consist of the 4 deep bore holes of approximately 3 to 4 inches (in; 
7.6 to 10.1 centimeters [cm]) diameter, the 15 shallow CPTs of up to 
approximately 1 in (2.5 cm) in diameter, and the 4 deep CPTs of 
approximately 1 in (2.5 cm) in diameter. Impact on marine mammal 
habitat from these activities will be temporary, insignificant, and 
discountable.
    Because of the temporary nature of the disturbance, the 
availability of similar habitat and resources (e.g., prey species) in 
the surrounding area, and the lack of important or unique marine mammal 
habitat, the impacts to marine mammals and the food sources that they 
utilize are not expected to cause significant or long-term consequences 
for individual marine mammals or their populations.

Mitigation

    In order to issue an incidental take authorization under section 
101(a)(5)(D) of the MMPA, NMFS must set forth the permissible methods 
of taking pursuant to such activity, and other means of effecting the 
least practicable adverse impact on such species or stock and its 
habitat, paying particular attention to rookeries, mating grounds, and 
areas of similar significance, and on the availability of such species 
or stock for taking for certain subsistence uses (where relevant).

Proposed Mitigation Measures

    With NMFS' input during the application process, and as per the 
BOEM Lease, DONG Energy is proposing the following mitigation measures 
during site characterization surveys utilizing HRG survey equipment and 
use of the DP thruster. The mitigation measures outlined in this 
section are based on protocols and procedures that have been 
successfully implemented and resulted in no observed take of marine 
mammals for similar offshore projects and previously approved by NMFS 
(ESS, 2013; Dominion, 2013 and 2014).

Marine Mammal Exclusion Zones

    Protected species observers (PSOs) will monitor the following 
exclusion/monitoring zones for the presence of marine mammals:
     A 400-m exclusion zone during HRG surveys when the sub-
bottom profiler is in operation (this exceeds the estimated Level B 
harassment isopleth).
     A 200-m exclusion zone during HRG surveys when all other 
equipment (i.e., equipment positioning systems) is in operation (this 
exceeds the estimated Level B harassment isopleth).
     A 3,500-m monitoring zone during the use of DP thrusters 
during geotechnical survey activities (this exceeds the Level B 
harassment isopleth).
    The radial distances from the sound sources for these exclusion/
monitoring

[[Page 19568]]

zones were derived from acoustic modeling (see Appendix A of the 
application) and cover the area for both the Level A and Level B 
harassment zones (i.e., the 190/180 dB and 160 dB isopleths, 
respectively) when HRG survey equipment is in use, and the Level B 
harassment zone (the 120 dB isopleth) when DP thrusters are in use; DP 
thrusters will not produce sound levels at 180 dB re 1 [mu]Pa (rms). 
Acoustic modeling of the HRG survey equipment and DP thrusters was 
completed based on a version of the U.S. Naval Research Laboratory's 
Range-dependent Acoustic Model (RAM) and BELLHOP Gaussian beam ray-
trace propagation model (Porter and Liu, 1994). BELLHOP and RAM are 
widely used by sound engineers and marine biologists due to its 
adaptability to describe highly complex acoustic scenarios. RAM is 
based on the parabolic equation (Collins, 1993) method using the split-
step Pad[eacute] algorithm for improved numerical accuracy and 
efficiency in solving range dependent acoustic problems and has been 
extensively benchmarked (Collins et al., 1996). The BELLHOP algorithm 
is based on a beam-tracing methodology and provides better accuracy by 
accounting for increased sound attenuation due to volume absorption at 
higher frequencies and allowing for source directivity components. The 
modeling methodologies employed calculate transmission loss based on a 
number of factors including the distance between the source and 
receiver along with basic ocean sound propagation parameters (e.g., 
depths, bathymetry, sediment type, and seasonal sound speed profiles). 
For each sound source, modeling was performed along transects 
originating out from the source along compass points (45[deg], 90[deg], 
135[deg], 180[deg], 225[deg], 270[deg], 315[deg], and 360[deg]) and 
propagated horizontally. The received sound field within each radial 
plane was then sampled at various ranges and depths from the source 
with fixed steps. The received sound level at a given location along a 
given transect was then taken as the maximum value that would occur 
over all samples within the water column. These values were then summed 
across frequencies to provide broadband received levels at the MMPA 
Level A and B harassment criteria. The representative area ensonified 
to the MMPA Level B threshold for each of the pieces of HRG survey 
equipment and for the DP thruster use represents the zone within which 
take of a marine mammal could occur. The distances to the Level A and 
Level B harassment criteria were used to support the estimate of take 
as well as the development of the monitoring and/or mitigation 
measures. The complete acoustic modeling assessment can be found in 
Appendix A of the application. Radial distance to NMFS' Level A and 
Level B harassment thresholds are summarized in Tables 4 and 5.

 Table 4--Modeled Distances to MMPA Thresholds for Marine Mammals During
                               HRG Survey
------------------------------------------------------------------------
                                          Marine  mammal  Marine  mammal
                                              level A         level B
              HRG Equipment               harassment 180  harassment 160
                                            dBRMS  re 1     dBRMS  re 1
                                          [micro]Pa (m)*   [micro]Pa (m)
------------------------------------------------------------------------
ixBlue GAPS (pinger)....................            < 10              25
Sonardyne Scout USBL (pinger)...........               0              25
GeoPulse Sub-bottom Profiler (chirper)..              30              75
Geo-Source 800 (sparker)................              80             250
Geo-Source 200 (sparker)................              90             380
------------------------------------------------------------------------
\*\ Distances to NMFS' 190 dB level A harassment threshold for pinnipeds
  are smaller.


 Table 5--Modeled Distances to MMPA Thresholds for Marine Mammals During Geotechnical Survey Using DP Thrusters
----------------------------------------------------------------------------------------------------------------
                                                                                                  Marine  mammal
                                                                                                      level B
                                                 Marine mammal level A harassment 180 dBRMS re 1    harassment
               Survey equipment                                   [micro]Pa (m)                    120 dBRMS  re
                                                                                                    1 [micro]Pa
                                                                                                        (m)
----------------------------------------------------------------------------------------------------------------
DP Thrusters--at 38 m depth...................  N/A.............................................           2,875
DP Thrusters--at 44 m depth...................  N/A.............................................           3,225
DP Thrusters--at 54 m depth...................  N/A.............................................           3,400
----------------------------------------------------------------------------------------------------------------

    Visual monitoring of the established exclusion zone(s) for the HRG 
and geotechnical surveys will be performed by qualified and NMFS-
approved PSOs, the resumes of whom will be provided to NMFS for review 
and approval prior to the start of survey activities. Observer 
qualifications will include direct field experience on a marine mammal 
observation vessel and/or aerial surveys in the Atlantic Ocean/Gulf of 
Mexico. An observer team comprising a minimum of four NMFS-approved 
PSOs and two certified Passive Acoustic Monitoring (PAM) operators (PAM 
operators will not function as PSOs), operating in shifts, will be 
stationed aboard either the survey vessel or a dedicated PSO-vessel. 
PSOs and PAM operators will work in shifts such that no one monitor 
will work more than 4 consecutive hours without a 2-hour break or 
longer than 12 hours during any 24-hour period. During daylight hours 
the PSOs will rotate in shifts of 1 on and 3 off, while during 
nighttime operations PSOs will work in pairs. The PAM operators will 
also be on call as necessary during daytime operations should visual 
observations become impaired. Each PSO will monitor 360 degrees of the 
field of vision.
    PSOs will be responsible for visually monitoring and identifying 
marine mammals approaching or within the established exclusion zone(s) 
during survey activities. It will be the responsibility of the Lead PSO 
on duty to communicate the presence of marine

[[Page 19569]]

mammals as well as to communicate and enforce the action(s) that are 
necessary to ensure mitigation and monitoring requirements are 
implemented as appropriate. PAM operators will communicate detected 
vocalizations to the Lead PSO on duty, who will then be responsible for 
implementing the necessary mitigation procedures. A mitigation and 
monitoring communications flow diagram has been included as Appendix B 
in the IHA application.
    PSOs will be equipped with binoculars and have the ability to 
estimate distances to marine mammals located in proximity to the vessel 
and/or exclusion zone using range finders. Reticulated binoculars will 
also be available to PSOs for use as appropriate based on conditions 
and visibility to support the siting and monitoring of marine species. 
Digital single-lens reflex camera equipment will be used to record 
sightings and verify species identification. During night operations, 
PAM (see Passive Acoustic Monitoring requirements below) and night-
vision equipment in combination with infrared video monitoring will be 
used (Additional details and specifications of the night-vision devices 
and infrared video monitoring technology will be provided under 
separate cover by the DONG Energy Survey Contractor once selected.). 
Position data will be recorded using hand-held or vessel global 
positioning system (GPS) units for each sighting.
    The PSOs will begin observation of the exclusion zone(s) at least 
60 minutes prior to ramp-up of HRG survey equipment. Use of noise-
producing equipment will not begin until the exclusion zone is clear of 
all marine mammals for at least 60 minutes, as per the requirements of 
the BOEM Lease.
    If a marine mammal is detected approaching or entering the 200-m or 
400-m exclusion zones during the HRG survey, or the 3,500-m monitoring 
zone during DP thrusters use, the vessel operator would adhere to the 
shutdown (during HRG survey) or powerdown (during DP thruster use) 
procedures described below to minimize noise impacts on the animals.
    At all times, the vessel operator will maintain a separation 
distance of 500 m from any sighted North Atlantic right whale as 
stipulated in the Vessel Strike Avoidance procedures described below. 
These stated requirements will be included in the site-specific 
training to be provided to the survey team.

Vessel Strike Avoidance

    The Applicant will ensure that vessel operators and crew maintain a 
vigilant watch for cetaceans and pinnipeds and slow down or stop their 
vessels to avoid striking these species. Survey vessel crew members 
responsible for navigation duties will receive site-specific training 
on marine mammal and sea turtle sighting/reporting and vessel strike 
avoidance measures. Vessel strike avoidance measures will include the 
following, except under extraordinary circumstances when complying with 
these requirements would put the safety of the vessel or crew at risk:
     All vessel operators will comply with 10 knot (<18.5 km 
per hour [km/h]) speed restrictions in any Dynamic Management Area 
(DMA). In addition, all vessels operating from November 1 through July 
31 will operate at speeds of 10 knots (<18.5 km/h) or less.
     All survey vessels will maintain a separation distance of 
500 m or greater from any sighted North Atlantic right whale.
     If underway, vessels must steer a course away from any 
sited North Atlantic right whale at 10 knots (<18.5 km/h) or less until 
the 500 m minimum separation distance has been established. If a North 
Atlantic right whale is sited in a vessel's path, or within 100 m to an 
underway vessel, the underway vessel must reduce speed and shift the 
engine to neutral. Engines will not be engaged until the North Atlantic 
right whale has moved outside of the vessel's path and beyond 100 m. If 
stationary, the vessel must not engage engines until the North Atlantic 
right whale has moved beyond 100 m.
     All vessels will maintain a separation distance of 100 m 
or greater from any sighted non-delphinoid (i.e., mysticetes and sperm 
whales) cetaceans. If sighted, the vessel underway must reduce speed 
and shift the engine to neutral, and must not engage the engines until 
the non-delphinoid cetacean has moved outside of the vessel's path and 
beyond 100 m. If a survey vessel is stationary, the vessel will not 
engage engines until the non-delphinoid cetacean has moved out of the 
vessel's path and beyond 100 m.
     All vessels will maintain a separation distance of 50 m or 
greater from any sighted delphinoid cetacean. Any vessel underway will 
remain parallel to a sighted delphinoid cetacean's course whenever 
possible, and avoid excessive speed or abrupt changes in direction. Any 
vessel underway reduces vessel speed to 10 knots or less when pods 
(including mother/calf pairs) or large assemblages of delphinoid 
cetaceans are observed. Vessels may not adjust course and speed until 
the delphinoid cetaceans have moved beyond 50 m and/or abeam (i.e., 
moving away and at a right angle to the centerline of the vessel) of 
the underway vessel.
     All vessels will maintain a separation distance of 50 m 
(164 ft) or greater from any sighted pinniped.
    The training program will be provided to NMFS for review and 
approval prior to the start of surveys. Confirmation of the training 
and understanding of the requirements will be documented on a training 
course log sheet. Signing the log sheet will certify that the crew 
members understand and will comply with the necessary requirements 
throughout the survey event.

Seasonal Operating Requirements

    Between watch shifts, members of the monitoring team will consult 
the NMFS North Atlantic right whale reporting systems for the presence 
of North Atlantic right whales throughout survey operations. The 
proposed survey activities will, however, occur outside of the seasonal 
management area (SMA) located off the coast of Massachusetts and Rhode 
Island. The proposed survey activities will also occur in May/June and 
September, which is outside of the seasonal mandatory speed restriction 
period for this SMA (November 1 through April 30).
    Throughout all survey operations, the Applicant will monitor the 
NMFS North Atlantic right whale reporting systems for the establishment 
of a DMA. If NMFS should establish a DMA in the Lease Area under 
survey, within 24 hours of the establishment of the DMA the Applicant 
will work with NMFS to shut down and/or alter the survey activities to 
avoid the DMA.

Passive Acoustic Monitoring

    As per the BOEM Lease, alternative monitoring technologies (e.g., 
active or passive acoustic monitoring) are required if a Lessee intends 
to conduct geophysical surveys at night or when visual observation is 
otherwise impaired. To support 24-hour HRG survey operations, DONG 
Energy will use certified PAM operators with experience reviewing and 
identifying recorded marine mammal vocalizations, as part of the 
project monitoring during nighttime operations to provide for optimal 
acquisition of species detections at night, or as needed during periods 
when visual observations may be impaired. In addition, PAM systems 
shall be employed during daylight hours to support system calibration 
and PSO and PAM team coordination, as well as in support of efforts to 
evaluate the effectiveness of the various mitigation techniques (i.e., 
visual observations during day and night, compared to the

[[Page 19570]]

PAM detections/operations). Given the range of species that could occur 
in the Lease Area, the PAM system will consist of an array of 
hydrophones with both broadband (sampling mid-range frequencies of 2 
kHz to 200 kHz) and at least one low-frequency hydrophone (sampling 
range frequencies of 10 Hz to 30 kHz). Monitoring of the PAM system 
will be conducted from a customized processing station aboard the HRG 
survey vessel. The on-board processing station provides the interface 
between the PAM system and the operator. The PAM operator(s) will 
monitor the hydrophone signals in real time both aurally (using 
headphones) and visually (via the monitor screen displays). DONG Energy 
proposes the use of PAMGuard software for `target motion analysis' to 
support localization in relation to the identified exclusion zone. 
PAMGuard is an open source and versatile software/hardware interface to 
enable flexibility in the configuration of in-sea equipment (number of 
hydrophones, sensitivities, spacing, and geometry). PAM operators will 
immediately communicate detections/vocalizations to the Lead PSO on 
duty who will ensure the implementation of the appropriate mitigation 
measure (e.g., shutdown) even if visual observations by PSOs have not 
been made.

Ramp-Up

    As per the BOEM Lease, a ramp-up procedure will be used for HRG 
survey equipment capable of adjusting energy levels at the start or re-
start of HRG survey activities. A ramp-up procedure will be used at the 
beginning of HRG survey activities in order to provide additional 
protection to marine mammals near the Lease Area by allowing them to 
vacate the area prior to the commencement of survey equipment use. The 
ramp-up procedure will not be initiated during daytime, night time, or 
periods of inclement weather if the exclusion zone cannot be adequately 
monitored by the PSOs using the appropriate visual technology (e.g., 
reticulated binoculars, night vision equipment) and/or PAM for a 60-
minute period. A ramp-up would begin with the power of the smallest 
acoustic HRG equipment at its lowest practical power output appropriate 
for the survey. The power would then be gradually turned up and other 
acoustic sources added such that the source level would increase in 
steps not exceeding 6 dB per 5-minute period. If marine mammals are 
detected within the HRG survey exclusion zone prior to or during the 
ramp-up, activities will be delayed until the animal(s) has moved 
outside the monitoring zone and no marine mammals are detected for a 
period of 60 minutes.

Shutdown and Powerdown

    HRG Survey--The exclusion zone(s) around the noise-producing 
activities HRG survey equipment will be monitored, as previously 
described, by PSOs and at night by PAM operators for the presence of 
marine mammals before, during, and after any noise-producing activity. 
The vessel operator must comply immediately with any call for shutdown 
by the Lead PSO. Any disagreement should be discussed only after 
shutdown.
    As per the BOEM Lease, if a non-delphinoid (i.e., mysticetes and 
sperm whales) cetacean is detected at or within the established 
exclusion zone (200-m exclusion zone during equipment positioning 
systems use; 400-m exclusion zone during the operation of the sub-
bottom profiler), an immediate shutdown of the HRG survey equipment is 
required. Subsequent restart of the electromechanical survey equipment 
must use the ramp-up procedures described above and may only occur 
following clearance of the exclusion zone for 60 minutes. These are 
extremely conservative shutdown zones, as the 200 and 400-m exclusion 
radii exceed the distances to the estimated Level B harassment 
isopleths (Table 4).
    As per the BOEM Lease, if a delphinoid cetacean or pinniped is 
detected at or within the exclusion zone, the HRG survey equipment 
(including the sub-bottom profiler) must be powered down to the lowest 
power output that is technically feasible. Subsequent power up of the 
survey equipment must use the ramp-up procedures described above and 
may occur after (1) the exclusion zone is clear of a delphinoid 
cetacean and/or pinniped for 60 minutes or (2) a determination by the 
PSO after a minimum of 10 minutes of observation that the delphinoid 
cetacean or pinniped is approaching the vessel or towed equipment at a 
speed and vector that indicates voluntary approach to bow-ride or chase 
towed equipment.
    If the HRG sound source (including the sub-bottom profiler) shuts 
down for reasons other than encroachment into the exclusion zone by a 
marine mammal including but not limited to a mechanical or electronic 
failure, resulting in in the cessation of sound source for a period 
greater than 20 minutes, a restart for the HRG survey equipment 
(including the sub-bottom profiler) is required using the full ramp-up 
procedures and clearance of the exclusion zone of all cetaceans and 
pinnipeds for 60 minutes. If the pause is less than 20 minutes, the 
equipment may be restarted as soon as practicable at its operational 
level as long as visual surveys were continued diligently throughout 
the silent period and the exclusion zone remained clear of cetaceans 
and pinnipeds. If the visual surveys were not continued diligently 
during the pause of 20 minutes or less, a restart of the HRG survey 
equipment (including the sub-bottom profiler) is required using the 
full ramp-up procedures and clearance of the exclusion zone for all 
cetaceans and pinnipeds for 60 minutes.
    Geotechnical Survey (DP Thrusters)--During geotechnical survey 
activities, a constant position over the drill, coring, or CPT site 
must be maintained to ensure the integrity of the survey equipment. Any 
stoppage of DP thruster during the proposed geotechnical activities has 
the potential to result in significant damage to survey equipment. 
Therefore, during geotechnical survey activities if marine mammals 
enter or approach the established 120 dB isopleth monitoring zone, the 
Applicant shall reduce DP thruster to the maximum extent possible, 
except under circumstances when reducing DP thruster use would 
compromise safety (both human health and environmental) and/or the 
integrity of the equipment. Reducing thruster energy will effectively 
reduce the potential for exposure of marine mammals to sound energy. 
After decreasing thruster energy, PSOs will continue to monitor marine 
mammal behavior and determine if the animal(s) is moving towards or 
away from the established monitoring zone. If the animal(s) continues 
to move towards the sound source then DP thruster use would remain at 
the reduced level. Normal use will resume when PSOs report that the 
marine mammals have moved away from and remained clear of the 
monitoring zone for a minimum of 60 minutes since the last sighting.

Mitigation Conclusions

    NMFS has carefully evaluated DONG Energy's mitigation measures in 
the context of ensuring that we prescribe the means of effecting the 
least practicable impact on the affected marine mammal species and 
stocks and their habitat. Our evaluation of potential measures included 
consideration of the following factors in relation to one another:
     The manner in which, and the degree to which, the 
successful implementation of the measure is expected to minimize 
adverse impacts to marine mammals;

[[Page 19571]]

     The proven or likely efficacy of the specific measure to 
minimize adverse impacts as planned; and
     The practicability of the measure for applicant 
implementation.
    Any mitigation measure(s) prescribed by NMFS should be able to 
accomplish, have a reasonable likelihood of accomplishing (based on 
current science), or contribute to the accomplishment of one or more of 
the general goals listed here:
     Avoidance or minimization of injury or death of marine 
mammals wherever possible (goals 2, 3, and 4 may contribute to this 
goal).
     A reduction in the numbers of marine mammals (total number 
or number at biologically important time or location) exposed to 
received levels of activities that we expect to result in the take of 
marine mammals (this goal may contribute to 1, above, or to reducing 
harassment takes only).
     A reduction in the number of times (total number or number 
at biologically important time or location) individuals would be 
exposed to received levels of activities that we expect to result in 
the take of marine mammals (this goal may contribute to 1, above, or to 
reducing harassment takes only).
     A reduction in the intensity of exposures (either total 
number or number at biologically important time or location) to 
received levels of activities that we expect to result in the take of 
marine mammals (this goal may contribute to 1, above, or to reducing 
the severity of harassment takes only).
     Avoidance or minimization of adverse effects to marine 
mammal habitat, paying special attention to the food base, activities 
that block or limit passage to or from biologically important areas, 
permanent destruction of habitat, or temporary destruction/disturbance 
of habitat during a biologically important time.
     For monitoring directly related to mitigation--an increase 
in the probability of detecting marine mammals, thus allowing for more 
effective implementation of the mitigation.
    Based on our evaluation of the applicant's proposed measures, as 
well as other measures considered by NMFS, NMFS has preliminarily 
determined that the proposed mitigation measures provide the means of 
effecting the least practicable impact on marine mammals species or 
stocks and their habitat, paying particular attention to rookeries, 
mating grounds, and areas of similar significance.

Monitoring and Reporting

    In order to issue an IHA for an activity, section 101(a)(5)(D) of 
the MMPA states that NMFS must set forth, ``requirements pertaining to 
the monitoring and reporting of such taking.'' The MMPA implementing 
regulations at 50 CFR 216.104 (a)(13) indicate that requests for ITAs 
must include the suggested means of accomplishing the necessary 
monitoring and reporting that will result in increased knowledge of the 
species and of the level of taking or impacts on populations of marine 
mammals that are expected to be present in the proposed action area.
    Monitoring measures prescribed by NMFS should accomplish one or 
more of the following general goals:
    1. An increase in our understanding of the likely occurrence of 
marine mammal species in the vicinity of the action, i.e., presence, 
abundance, distribution, and/or density of species.
    2. An increase in our understanding of the nature, scope, or 
context of the likely exposure of marine mammal species to any of the 
potential stressor(s) associated with the action (e.g. sound or visual 
stimuli), through better understanding of one or more of the following: 
The action itself and its environment (e.g., sound source 
characterization, propagation, and ambient noise levels); the affected 
species (e.g., life history or dive pattern); the likely co-occurrence 
of marine mammal species with the action (in whole or part) associated 
with specific adverse effects; and/or the likely biological or 
behavioral context of exposure to the stressor for the marine mammal 
(e.g., age class of exposed animals or known pupping, calving, or 
feeding areas).
    3. An increase in our understanding of how individual marine 
mammals respond (behaviorally or physiologically) to the specific 
stressors associated with the action (in specific contexts, where 
possible, e.g., at what distance or received level).
    4. An increase in our understanding of how anticipated individual 
responses, to individual stressors or anticipated combinations of 
stressors, may impact either: The long-term fitness and survival of an 
individual; or the population, species, or stock (e.g., through effects 
on annual rates of recruitment or survival).
    5. An increase in our understanding of how the activity affects 
marine mammal habitat, such as through effects on prey sources or 
acoustic habitat (e.g., through characterization of longer-term 
contributions of multiple sound sources to rising ambient noise levels 
and assessment of the potential chronic effects on marine mammals).
    6. An increase in understanding of the impacts of the activity on 
marine mammals in combination with the impacts of other anthropogenic 
activities or natural factors occurring in the region.
    7. An increase in our understanding of the effectiveness of 
mitigation and monitoring measures.
    8. An increase in the probability of detecting marine mammals 
(through improved technology or methodology), both specifically within 
the safety zone (thus allowing for more effective implementation of the 
mitigation) and in general, to better achieve the above goals.

Proposed Monitoring Measures

    DONG Energy submitted a marine mammal monitoring and reporting plan 
as part of the IHA application. The plan may be modified or 
supplemented based on comments or new information received from the 
public during the public comment period.
    Visual Monitoring--Visual monitoring of the established Level B 
harassment zones (400-m radius for sub-bottom profiler and 200-m radius 
for equipment positioning system use during HRG surveys [note that 
these are the same as the mitigation exclusion/shutdown zones 
established for HRG survey sound sources]; 3,500-m radius during DP 
thruster use [note that this is the same as the mitigation powerdown 
zone established for DP thruster sound sources]) will be performed by 
qualified and NMFS-approved PSOs (see discussion of PSO qualifications 
and requirements in Marine Mammal Exclusion Zones above).
    The PSOs will begin observation of the monitoring zone during all 
HRG survey activities and all geotechnical operations where DP 
thrusters are employed. Observations of the monitoring zone will 
continue throughout the survey activity and/or while DP thrusters are 
in use. PSOs will be responsible for visually monitoring and 
identifying marine mammals approaching or entering the established 
monitoring zone during survey activities.
    Observations will take place from the highest available vantage 
point on the survey vessel. General 360-degree scanning will occur 
during the monitoring periods, and target scanning by the PSO will 
occur when alerted of a marine mammal presence.
    Data on all PSO observations will be recorded based on standard PSO 
collection requirements. This will

[[Page 19572]]

include dates and locations of construction operations; time of 
observation, location and weather; details of the sightings (e.g., 
species, age classification [if known], numbers, behavior); and details 
of any observed ``taking'' (behavioral disturbances or injury/
mortality). The data sheet will be provided to both NMFS and BOEM for 
review and approval prior to the start of survey activities. In 
addition, prior to initiation of survey work, all crew members will 
undergo environmental training, a component of which will focus on the 
procedures for sighting and protection of marine mammals. A briefing 
will also be conducted between the survey supervisors and crews, the 
PSOs, and the Applicant. The purpose of the briefing will be to 
establish responsibilities of each party, define the chains of command, 
discuss communication procedures, provide an overview of monitoring 
purposes, and review operational procedures.
    Acoustic Field Verification -- As per the requirements of the BOEM 
Lease, field verification of the exclusion/monitoring zones will be 
conducted to determine whether the proposed zones correspond accurately 
to the relevant isopleths and are adequate to minimize impacts to 
marine mammals. The details of the field verification strategy will be 
provided in a Field Verification Plan no later than 45 days prior to 
the commencement of field verification activities.
    DONG Energy must conduct field verification of the exclusion zone 
(the 160 dB isopleth) for HRG survey equipment and the powerdown zone 
(the 120 dB isopleth) for DP thruster use for all equipment operating 
below 200 kHz. DONG Energy must take acoustic measurements at a minimum 
of two reference locations and in a manner that is sufficient to 
establish source level (peak at 1 meter) and distance to the 180 dB and 
160 dB isopleths (the Level A and B harassment zones for HRG surveys) 
and 120 dB isopleth (the Level B harassment zone) for DP thruster use. 
Sound measurements must be taken at the reference locations at two 
depths (i.e., a depth at mid-water and a depth at approximately 1 meter 
[3.28 ft] above the seafloor).
    DONG Energy may use the results from its field-verification efforts 
to request modification of the exclusion/monitoring zones for the HRG 
or geotechnical surveys. Any new exclusion/monitoring zone radius 
proposed by DONG Energy must be based on the most conservative 
measurements (i.e., the largest safety zone configuration) of the 
target Level A or Level B harassment acoustic threshold zones. The 
modified zone must be used for all subsequent use of field-verified 
equipment. DONG Energy must obtain approval from NMFS and BOEM of any 
new exclusion/monitoring zone before it may be implemented and the IHA 
shall be modified accordingly.

Proposed Reporting Measures

    The Applicant will provide the following reports as necessary 
during survey activities:
     The Applicant will contact NMFS and BOEM within 24 hours 
of the commencement of survey activities and again within 24 hours of 
the completion of the activity.
     As per the BOEM Lease: Any observed significant behavioral 
reactions (e.g., animals departing the area) or injury or mortality to 
any marine mammals must be reported to NMFS and BOEM within 24 hours of 
observation. Dead or injured protected species are reported to the NMFS 
Greater Atlantic Regional Fisheries Office Stranding Hotline (800-900-
3622) within 24 hours of sighting, regardless of whether the injury is 
caused by a vessel. In addition, if the injury of death was caused by a 
collision with a project related vessel, the Applicant must ensure that 
NMFS and BOEM are notified of the strike within 24 hours. The Applicant 
must use the form included as Appendix A to Addendum C of the Lease to 
report the sighting or incident. If The Applicant is responsible for 
the injury or death, the vessel must assist with any salvage effort as 
requested by NMFS. Additional reporting requirements for injured or 
dead animals are described below (Notification of Injured or Dead 
Marine Mammals).
     Notification of Injured or Dead Marine Mammals--In the 
unanticipated event that the specified HRG and geotechnical activities 
lead to an injury of a marine mammal (Level A harassment) or mortality 
(e.g., ship-strike, gear interaction, and/or entanglement), DONG Energy 
would immediately cease the specified activities and report the 
incident to the Chief of the Permits and Conservation Division, Office 
of Protected Resources and the NOAA Greater Atlantic Regional Fisheries 
Office (GARFO) Stranding Coordinator. The report would include the 
following information:
     Time, date, and location (latitude/longitude) of the 
incident;
     Name and type of vessel involved;
     Vessel's speed during and leading up to the incident;
     Description of the incident;
     Status of all sound source use in the 24 hours preceding 
the incident;
     Water depth;
     Environmental conditions (e.g., wind speed and direction, 
Beaufort sea state, cloud cover, and visibility);
     Description of all marine mammal observations in the 24 
hours preceding the incident;
     Species identification or description of the animal(s) 
involved;
     Fate of the animal(s); and
     Photographs or video footage of the animal(s) (if 
equipment is available).
    Activities would not resume until NMFS is able to review the 
circumstances of the event. NMFS would work with DONG Energy to 
minimize reoccurrence of such an event in the future. DONG Energy would 
not resume activities until notified by NMFS.
    In the event that DONG Energy discovers an injured or dead marine 
mammal and determines that the cause of the injury or death is unknown 
and the death is relatively recent (i.e., in less than a moderate state 
of decomposition), DONG Energy would immediately report the incident to 
the Chief of the Permits and Conservation Division, Office of Protected 
Resources and the GARFO Stranding Coordinator. The report would include 
the same information identified in the paragraph above. Activities 
would be able to continue while NMFS reviews the circumstances of the 
incident. NMFS would work with the Applicant to determine if 
modifications in the activities are appropriate.
    In the event that DONG Energy discovers an injured or dead marine 
mammal and determines that the injury or death is not associated with 
or related to the activities authorized in the IHA (e.g., previously 
wounded animal, carcass with moderate to advanced decomposition, or 
scavenger damage), DONG Energy would report the incident to the Chief 
of the Permits and Conservation Division, Office of Protected 
Resources, NMFS, and the NMFS Greater Atlantic Regional Fisheries 
Office Regional Stranding Coordinator, within 24 hours of the 
discovery. DONG Energy would provide photographs or video footage (if 
available) or other documentation of the stranded animal sighting to 
NMFS. DONG Energy can continue its operations under such a case.
     Within 90 days after completion of the marine site 
characterization survey activities, a technical report will be provided 
to NMFS and BOEM that fully documents the methods and monitoring 
protocols, summarizes the data recorded during monitoring, estimates 
the

[[Page 19573]]

number of marine mammals that may have been taken during survey 
activities, and provides an interpretation of the results and 
effectiveness of all monitoring tasks. Any recommendations made by NMFS 
must be addressed in the final report prior to acceptance by NMFS.
     In addition to the Applicant's reporting requirements 
outlined above, the Applicant will provide an assessment report of the 
effectiveness of the various mitigation techniques, i.e., visual 
observations during day and night, compared to the PAM detections/
operations. This will be submitted as a draft to NMFS and BOEM 30 days 
after the completion of the HRG and geotechnical surveys and as a final 
version 60 days after completion of the surveys.

Estimated Take by Incidental Harassment

    Except with respect to certain activities not pertinent here, the 
MMPA defines ``harassment'' as: Any act of pursuit, torment, or 
annoyance which (i) has the potential to injure a marine mammal or 
marine mammal stock in the wild [Level A harassment]; or (ii) has the 
potential to disturb a marine mammal or marine mammal stock in the wild 
by causing disruption of behavioral patterns, including, but not 
limited to, migration, breathing, nursing, breeding, feeding, or 
sheltering [Level B harassment].
    Project activities that have the potential to harass marine 
mammals, as defined by the MMPA, include underwater noise from 
operation of the HRG survey sub-bottom profilers and equipment 
positioning systems, and noise propagation associated with the use of 
DP thrusters during geotechnical survey activities that require the use 
of a DP drill ship. Harassment could take the form of temporary 
threshold shift, avoidance, or other changes in marine mammal behavior. 
NMFS anticipates that impacts to marine mammals would be in the form of 
behavioral harassment and no take by injury, serious injury, or 
mortality is proposed. NMFS does not anticipate take resulting from the 
movement of vessels associated with construction because there will be 
a limited number of vessels moving at slow speeds over a relatively 
shallow, nearshore area.
    The basis for the take estimate is the number of marine mammals 
that would be exposed to sound levels in excess of NMFS' Level B 
harassment criteria for impulsive noise (160 dB re 1 [mu]Pa (rms) and 
continuous noise (120 dB re 1 [mu]Pa (rms.)). NMFS' current acoustic 
exposure criteria for estimating take are shown in Table 6 below. DONG 
Energy's modeled distances to these acoustic exposure criteria are 
shown in Tables 4 and 5. Details on the model characteristics and 
results are provided in the hydroacoustic modeling assessment found in 
Appendix A of the DONG Energy IHA application. As discussed in the 
application and in Appendix A, modeling took into consideration sound 
sources using the loudest potential operational parameters, bathymetry, 
geoacoustic properties of the Lease Area, time of year, and marine 
mammal hearing ranges. Results from the hydroacoustic modeling 
assessment showed that estimated maximum critical distance to the 160 
dB re 1 [mu]Pa (rms) MMPA threshold for all water depths for the HRG 
survey sub-bottom profilers (the HRG survey equipment with the greatest 
potential for effect on marine mammal) was approximately 380 m from the 
source (see Table 4), and the estimated maximum critical distance to 
the 120 dB re 1 [mu]Pa (rms) MMPA threshold for all water depths for 
the drill ship DP thruster was approximately 3,400 m from the source 
(see Table 5). DONG Energy and NMFS believe that these estimates 
represent the worst-case scenario and that the actual distances to the 
Level B harassment threshold may be shorter.

            Table 6--NMFS' Current Acoustic Exposure Criteria
------------------------------------------------------------------------
                           Non-explosive sound
-------------------------------------------------------------------------
          Criterion           Criterion definition        Threshold
------------------------------------------------------------------------
Level A Harassment (Injury).  Permanent Threshold   180 dB re 1 [mu]Pa-m
                               Shift (PTS) (Any      (cetaceans)/190 dB
                               level above that      re 1 [mu]Pa-m
                               which is known to     (pinnipeds) root
                               cause TTS).           mean square (rms).
Level B Harassment..........  Behavioral            160 dB re 1 [mu]Pa-m
                               Disruption (for       (rms).
                               impulse noises).
Level B Harassment..........  Behavioral            120 dB re 1 [mu]oPa-
                               Disruption (for       m (rms).
                               continuous noise).
------------------------------------------------------------------------

    DONG Energy estimated species densities within the proposed project 
area in order to estimate the number of marine mammal exposures to 
sound levels above the 120 dB Level B harassment threshold for 
continuous noise (i.e., DP thrusters) and the 160 dB Level B harassment 
threshold for intermittent, impulsive noise (i.e., pingers and sub-
bottom profiler). Research indicates that marine mammals generally have 
extremely fine auditory temporal resolution and can detect each signal 
separately (e.g., Au et al., 1988; Dolphin et al., 1995; Supin and 
Popov, 1995; Mooney et al., 2009b), especially for species with 
echolocation capabilities. Therefore, it is likely that marine mammals 
would perceive the acoustic signals associated with the HRG survey 
equipment as being intermittent rather than continuous, and we base our 
takes from these sources on exposures to the 160 dB threshold.
    The data used as the basis for estimating species density (``D'') 
for the Lease Area are sightings per unit effort (SPUE) taken from 
Kenney and Vigness-Raposa (2009). SPUE (or, the relative abundance of 
species) is derived by using a measure of survey effort and number of 
individual cetaceans sighted. Species density (animals per km\2\) can 
be computed by dividing the SPUE value by the width of the marine 
mammal survey track, and numbers of animals can be computed by 
multiplying the species density by the size of the geographic area in 
question (km\2\). SPUE allows for comparison between discrete units of 
time (i.e., seasons) and space within a project area (Shoop and Kenney, 
1992). SPUE calculated by Kenney and Vigness-Raposa (2009) was derived 
from a number of sources including: (1) North Atlantic Right Whale 
Consortium database; (2) CeTAP (CeTAP, 1982); (3) sightings data from 
the Coastal Research and Education Society of Long Island, Inc. and 
Okeanos Ocean Research Foundation; (4) the Northeast Regional Stranding 
network (marine mammals); and (5) the NOAA Northeast Fisheries Science 
Center's Fisheries Sampling Branch (Woods Hole, MA).
    The Northeast Navy Operations Area (OPAREA) Density Estimates (DoN, 
2007) were also used in support for estimating take for seals, which 
represents the only available comprehensive data for seal abundance. 
However, abundance estimates for the

[[Page 19574]]

Southern New England area includes breeding populations on Cape Cod, 
and therefore using this dataset alone will result in a substantial 
over-estimate of take in the Project Area. However, based on reports 
conducted by Kenney and Vigness-Raposa (2009), Schroeder (2000), and 
Ronald and Gots (2003), harbor seal abundance off the Southern New 
England coast in the vicinity of the survey is likely to be 
approximately 20 percent of the total abundance. In addition, because 
the seasonality of, and habitat use by, gray seals roughly overlaps 
with harbor seals, the same abundance assumption of 20 percent of the 
southern New England population of gray seals can be applied when 
estimating abundance. Per this data, take due to Level B harassment for 
harbor seals and gray seals has been calculated based on 20 percent of 
the Northeast Navy OPAREA Density Estimates.
    Estimated takes were calculated by multiplying the species density 
(per 100 km\2\) by the zone of influence (ZOI), multiplied by the 
number of days of the specified activity. A detailed description of the 
acoustic modeling used to calculate zones of influence is provided in 
the acoustic modeling assessment found in Appendix A of the DONG Energy 
IHA application (also see the discussion in the ``Mitigation'' section 
above).
    DONG Energy used a ZOI of 23.6 m\2\ (61 km\2\) and a conservative 
survey period of 30 days, which includes estimated weather downtime, to 
estimate take from use of the HRG survey equipment during geophysical 
survey activities. The ZOI is based on the worst case (since it assumes 
the higher powered GeoSource 200 sparker will be operating all the 
time) ensonified area of 380 m, and a maximum survey trackline of 49 mi 
(79 km) per day. Based on the proposed HRG survey schedule (May 2016), 
take calculations were based on the spring seasonal species density as 
derived from seasonal SPUE data reported in Kenney and Vigness-Raposa 
(2009) and seasonal OPAREA density estimates (DoN, 2007). The resulting 
take estimates (rounded to the nearest whole number) are presented in 
Table 7.

                      Table 6--Estimated Level B Harassment Takes for HRG Survey Activities
----------------------------------------------------------------------------------------------------------------
                                                    Density for                                    Percentage of
                                                      Spring        Calculated    Requested take       stock
                     Species                        (Number/100    take (Number)   authorization    potentially
                                                      km\2\)                         (Number)        affected
----------------------------------------------------------------------------------------------------------------
North Atlantic Right Whale......................            0.06            1.03               1           0.215
Humpback Whale..................................            0.11            2.04               2           0.243
Fin Whale.......................................            0.37            6.72               7           0.433
Minke Whale.....................................            0.12            2.24               2           0.010
Common Dolphin..................................            2.15           39.38              39           0.001
Atlantic White-sided Dolphin....................            1.23           22.45              22           0.045
Harbor Porpoise.................................            0.47            8.52               9           0.011
Harbor Seal \1\.................................            9.74           35.66              36           0.047
Gray Seal \1\...................................           14.16           51.83              52           0.015
----------------------------------------------------------------------------------------------------------------
\1\ Density values were derived using 20 percent of the number estimated from DoN (2007) density values.

    DONG Energy used a ZOI of 9.8 m\2\ (25.4 km\2\) and a maximum DP 
thruster use period of 6 days to estimate take from use of the DP 
thruster during geotechnical survey activities. The ZOI represents the 
worst-case ensonified area across the three representative water depths 
within the Lease Area (125 ft, 144 ft, and 177 ft [38 m, 44 m, and 54 
m]). Based on the proposed geotechnical survey schedule (September 
2016), take calculations were based on the fall seasonal species 
density as derived from seasonal abundance data reported in Kenney and 
Vigness-Raposa (2009) and seasonal OPAREA density estimates (DoN, 2007) 
(Table 7). The resulting take estimates (rounded to the nearest whole 
number) based upon these conservative assumptions for common and 
Atlantic white-sided dolphins are presented in Table 8. These numbers 
are based on 6 days and represent only 0.011 and 0.022 percent of the 
stock for these 2 species, respectively. Take calculations for North 
Atlantic right whale, humpback whale, fin whale, minke whale, harbor 
porpoise, gray seal, and harbor seal are at or near zero (refer to the 
DONG Energy application); therefore, no takes for these species are 
requested or proposed for authorization.

                 Table 7--Estimated Level B Harassment Takes for Geotechnical Survey Activities
----------------------------------------------------------------------------------------------------------------
                                                                                                   Percentage of
                                                    Density for     Calculated    Requested take       stock
                     Species                       Fall (Number/   take (Number)   authorization    potentially
                                                    100 km\2\)                       (Number)        affected
----------------------------------------------------------------------------------------------------------------
Common Dolphin..................................            8.21            12.5              13           0.011
Atlantic White-sided Dolphin....................            7.46              11              11           0.022
----------------------------------------------------------------------------------------------------------------

    DONG Energy's requested take numbers are provided in Tables 6 and 7 
and this is also the number of takes NMFS is proposing to authorize. 
DONG Energy's calculations do not take into account whether a single 
animal is harassed multiple times or whether each exposure is a 
different animal. Therefore, the numbers in Tables 6 and 7 are the 
maximum number of animals that may be harassed during the HRG and 
geotechnical surveys (i.e., DONG Energy assumes that each exposure 
event is a different animal). These estimates do not account for 
prescribed mitigation measures that DONG Energy would implement during 
the specified activities and the fact that shutdown/powerdown 
procedures shall be implemented if an animal enters the Level B 
harassment zone (160 dB and 120 dB for HRG survey equipment and DP 
thruster use, respectively), further

[[Page 19575]]

reducing the potential for any takes to occur during these activities.

Analysis and Determinations

Negligible Impact

    Negligible impact is ``an impact resulting from the specified 
activity that cannot be reasonably expected to, and is not reasonably 
likely to, adversely affect the species or stock through effects on 
annual rates of recruitment or survival'' (50 CFR 216.103). A 
negligible impact finding is based on the lack of likely adverse 
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes, alone, is not 
enough information on which to base an impact determination, as the 
severity of harassment may vary greatly depending on the context and 
duration of the behavioral response, many of which would not be 
expected to have deleterious impacts on the fitness of any individuals. 
In determining whether the expected takes will have a negligible 
impact, in addition to considering estimates of the number of marine 
mammals that might be ``taken,'' NMFS must consider other factors, such 
as the likely nature of any responses (their intensity, duration, 
etc.), the context of any responses (critical reproductive time or 
location, migration, etc.), as well as the number and nature of 
estimated Level A harassment takes, the number of estimated 
mortalities, and the status of the species.
    As discussed in the ``Potential Effects'' section, permanent 
threshold shift, masking, non-auditory physical effects, and vessel 
strike are not expected to occur. There is some potential for limited 
TTS; however, animals in the area would likely incur no more than brief 
hearing impairment (i.e., TTS) due to generally low SPLs--and in the 
case of the HRG survey equipment use, highly directional beam pattern, 
transient signals, and moving sound sources--and the fact that most 
marine mammals would more likely avoid a loud sound source rather than 
swim in such close proximity as to result in TTS or PTS. Further, once 
an area has been surveyed, it is not likely that it will be surveyed 
again, therefore reducing the likelihood of repeated impacts within the 
project area.
    Potential impacts to marine mammal habitat were discussed 
previously in this document (see the ``Anticipated Effects on Habitat'' 
section). Marine mammal habitat may be impacted by elevated sound 
levels and some sediment disturbance, but these impacts would be 
temporary. Feeding behavior is not likely to be significantly impacted, 
as marine mammals appear to be less likely to exhibit behavioral 
reactions or avoidance responses while engaged in feeding activities 
(Richardson et al., 1995). Prey species are mobile, and are broadly 
distributed throughout the Lease Area; therefore, marine mammals that 
may be temporarily displaced during survey activities are expected to 
be able to resume foraging once they have moved away from areas with 
disturbing levels of underwater noise. Because of the temporary nature 
of the disturbance, the availability of similar habitat and resources 
in the surrounding area, and the lack of important or unique marine 
mammal habitat, the impacts to marine mammals and the food sources that 
they utilize are not expected to cause significant or long-term 
consequences for individual marine mammals or their populations. 
Furthermore, there are no feeding areas, rookeries, or mating grounds 
known to be biologically important to marine mammals within the 
proposed project area. A biologically important feeding area for North 
Atlantic right whale encompasses the Lease Area (LaBrecque, et al., 
2015); however, there is no temporal overlap between the BIA (effective 
March-April; November-December) and the proposed survey activities 
(May-June; October). ESA-listed species for which takes are proposed 
are North Atlantic right, humpback, and fin whales. Recent estimates of 
abundance indicate a stable or growing humpback whale population, while 
examination of the minimum number alive population index calculated 
from the individual sightings database for the years 1990-2010 suggests 
a positive and slowly accelerating trend in North Atlantic right whale 
population size (Waring et al., 2015). There are currently insufficient 
data to determine population trends for fin whale) (Waring et al., 
2015). There is no designated critical habitat for any ESA-listed 
marine mammals within the Lease Area, and none of the stocks for non-
listed species proposed to be taken are considered ``depleted'' or 
``strategic'' by NMFS under the MMPA.
    The proposed mitigation measures are expected to reduce the number 
and/or severity of takes by (1) giving animals the opportunity to move 
away from the sound source before HRG survey equipment reaches full 
energy; (2) reducing the intensity of exposure within a certain 
distance by reducing the DP thruster power; and (3) preventing animals 
from being exposed to sound levels reaching 180 dB during HRG survey 
activities (sound levels in excess of 180 dB are not anticipated for DP 
thruster use). Additional vessel strike avoidance requirements will 
further mitigate potential impacts to marine mammals during vessel 
transit to and within the Study Area.
    DONG Energy did not request, and NMFS is not proposing, take of 
marine mammals by injury, serious injury, or mortality. NMFS expects 
that most takes would be in the form of short-term Level B behavioral 
harassment in the form of brief startling reaction and/or temporary 
vacating of the area, or decreased foraging (if such activity were 
occurring)--reactions that are considered to be of low severity and 
with no lasting biological consequences (e.g., Southall et al., 2007). 
This is largely due to the short time scale of the proposed activities, 
the low source levels and intermittent nature of many of the 
technologies proposed to be used, as well as the required mitigation.
    NMFS concludes that exposures to marine mammal species and stocks 
due to DONG Energy's HRG and geotechnical survey activities would 
result in only short-term (temporary and short in duration) and 
relatively infrequent effects to individuals exposed, and not of the 
type or severity that would be expected to be additive for the very 
small portion of the stocks and species likely to be exposed. Given the 
duration and intensity of the activities, and the fact that shipping 
contributes to the ambient sound levels in the surrounding waters 
(vessel traffic in this area is relatively high; some marine mammals 
may be habituated to this noise), NMFS does not anticipate the proposed 
take estimates to impact annual rates of recruitment or survival. 
Animals may temporarily avoid the immediate area, but are not expected 
to permanently abandon the area. Major shifts in habitat use, 
distribution, or foraging success, are not expected.
    Based on the analysis contained herein of the likely effects of the 
specified activity on marine mammals and their habitat, and taking into 
consideration the implementation of the proposed monitoring and 
mitigation measures, NMFS preliminarily finds that the total marine 
mammal take from DONG Energy's proposed HRG survey and DP thruster use 
during geotechnical survey activities will have a negligible impact on 
the affected marine mammal species or stocks.

Small Numbers

    The requested takes proposed to be authorized for the HRG and 
geotechnical surveys represent 0.215 percent of the Western North 
Atlantic (WNA) stock of North Atlantic right

[[Page 19576]]

whale, 0.243 percent of the Gulf of Maine stock of humpback whale, 
0.433 percent of the WNA stock of fin whale, 0.010 percent of the 
Canadian East Coast stock of minke whale, 0.040 percent of the WNA 
stock of short-beaked common dolphin, 0.068 percent of the WNA stock of 
Atlantic white-sided dolphin, 0.011 percent of the Gulf of Maine/Bay of 
Fundy stock of harbor porpoise, 0.047 percent of the WNA stock of 
harbor seal, and 0.015 percent of the North Atlantic stock of gray 
seal. These take estimates represent the percentage of each species or 
stock that could be taken by Level B behavioral harassment and are 
extremely small numbers (less than 1 percent) relative to the affected 
species or stock sizes. Further, the proposed take numbers are the 
maximum numbers of animals that are expected to be harassed during the 
project; it is possible that some of these exposures may occur to the 
same individual. Therefore, NMFS preliminarily finds that small numbers 
of marine mammals will be taken relative to the populations of the 
affected species or stocks.

Impact on Availability of Affected Species for Taking for Subsistence 
Uses

    There are no relevant subsistence uses of marine mammals implicated 
by this action. Therefore, NMFS has determined that the total taking of 
affected species or stocks would not have an unmitigable adverse impact 
on the availability of such species or stocks for taking for 
subsistence purposes.

Endangered Species Act

    Within the project area, fin, humpback, and North Atlantic right 
whale are listed as endangered under the ESA. Under section 7 of the 
ESA, BOEM consulted with NMFS on commercial wind lease issuance and 
site assessment activities on the Atlantic Outer Continental Shelf in 
Massachusetts, Rhode Island, New York and New Jersey Wind Energy Areas. 
NOAA's GARFO issued a Biological Opinion concluding that these 
activities may adversely affect but are not likely to jeopardize the 
continued existence of fin whale, humpback whale, or North Atlantic 
right whale. NMFS is also consulting internally on the issuance of an 
IHA under section 101(a)(5)(D) of the MMPA for this activity. Following 
issuance of the DONG Energy IHA, the Biological Opinion may be amended 
to include an incidental take exemption for these marine mammal 
species, as appropriate.

National Environmental Policy Act

    BOEM prepared an Environmental Assessment (EA) in accordance with 
the National Environmental Policy Act (NEPA), to evaluate the issuance 
of wind energy leases covering the entirety of the Massachusetts Wind 
Energy Area (including the OCS-A 0500 Lease Area), and the approval of 
site assessment activities within those leases (BOEM, 2014). NMFS 
intends to adopt BOEM's EA, if adequate and appropriate. Currently, we 
believe that the adoption of BOEM's EA will allow NMFS to meet its 
responsibilities under NEPA for the issuance of an IHA to DONG Energy 
for HRG and geotechnical survey investigations in the Lease Area. If 
necessary, however, NMFS will supplement the existing analysis to 
ensure that we comply with NEPA prior to the issuance of the final IHA. 
BOEM's EA is available on the Internet at: http://www.nmfs.noaa.gov/pr/permits/incidental/energy_other.htm.

Proposed Authorization

    As a result of these preliminary determinations, NMFS proposes to 
issue an IHA to DONG Energy for HRG survey activities and use of DP 
vessel thrusters during geotechnical survey activities from May 2016 
through April 2017, provided the previously mentioned mitigation, 
monitoring, and reporting requirements are incorporated. The proposed 
IHA language is provided next.
    This section contains a draft of the IHA itself. The wording 
contained in this section is proposed for inclusion in the IHA (if 
issued).
    DONG Energy Massachusetts (U.S.) LLC (DONG Energy) (One 
International Place, 100 Oliver Street, Suite 1400, Boston, MA 02110) 
is hereby authorized under section 101(a)(5)(D) of the Marine Mammal 
Protection Act (16 U.S.C. 1371(a)(5)(D)) and 50 CFR 216.107, to harass 
marine mammals incidental to high-resolution geophysical (HRG) and 
geotechnical survey investigations associated with marine site 
characterization activities off the coast of Massachusetts in the area 
of the Commercial Lease of Submerged Lands for Renewable Energy 
Development on the Outer Continental Shelf (OCS-A 0500) (the Lease 
Area).
    1. This Authorization is valid from May 1, 2016 through April 30, 
2017.
    2. This Authorization is valid only for HRG and geotechnical survey 
investigations associated with marine site characterization activities, 
as described in the Incidental Harassment Authorization (IHA) 
application.
    3. The holder of this authorization (Holder) is hereby authorized 
to take, by Level B harassment only, 33 Atlantic white-sided dolphins 
(Lagenorhynchus acutus), 52 short-beaked common dolphins (Delphinus 
delphis), 9 harbor porpoises (Phocoena phocoena), 2 minke whales 
(Balaenoptera acutorostrata), 7 fin whales (Balaenoptera physalus), 2 
humpback whales (Megaptera novaeangliae), 1 North Atlantic right whales 
(Eubalaena glacialis), 52 gray seals (Halichoerus grypus), and 36 
harbor seals (Phoca vitulina) incidental to HRG survey activities using 
sub-bottom profilers and equipment positioning systems, and dynamic 
positioning (DP) vessel thruster use during geotechnical activities.
    4. The taking of any marine mammal in a manner prohibited under 
this IHA must be reported immediately to NMFS' Greater Atlantic 
Regional Fisheries Office (GARFO), 55 Great Republic Drive, Gloucester, 
MA 01930-2276; phone 978-281-9300, and NMFS' Office of Protected 
Resources, 1315 East-West Highway, Silver Spring, MD 20910; phone 301-
427-8401.
    5. The Holder or designees must notify NMFS' GARFO and Headquarters 
at least 24 hours prior to the seasonal commencement of the specified 
activity (see contact information in 4 above).
    6. The holder of this Authorization must notify the Chief of the 
Permits and Conservation Division, Office of Protected Resources, or 
her designee at least 24 hours prior to the start of survey activities 
(unless constrained by the date of issuance of this Authorization in 
which case notification shall be made as soon as possible) at 301-427-
8401 or to [email protected].
    7. Mitigation Requirements
    The Holder is required to abide by the following mitigation 
conditions listed in 7(a)-(f). Failure to comply with these conditions 
may result in the modification, suspension, or revocation of this IHA.
    (a) Marine Mammal Exclusion Zones: Protected species observers 
(PSOs) shall monitor the following zones for the presence of marine 
mammals:
     A 400-m exclusion zone during HRG surveys when the sub-
bottom profiler is in operation.
     A 200-m exclusion zone during HRG surveys when all other 
equipment (i.e., equipment positioning systems) is in operation.
     A 3,500-m monitoring zone during the use of DP thrusters 
during geotechnical survey.
     At all times, the vessel operator shall maintain a 
separation distance of 500 m from any sighted North Atlantic right 
whale as stipulated in the Vessel Strike Avoidance procedures described 
below.
    Visual monitoring of the established exclusion zone(s) shall be 
performed by

[[Page 19577]]

qualified and NMFS-approved protected species observers (PSOs). An 
observer team comprising a minimum of four NMFS-approved PSOs and two 
certified Passive Acoustic Monitoring (PAM) operators, operating in 
shifts, shall be stationed aboard either the survey vessel or a 
dedicated PSO-vessel. PSOs shall be equipped with binoculars and have 
the ability to estimate distances to marine mammals located in 
proximity to the vessel and/or exclusion zone using range finders. 
Reticulated binoculars will also be available to PSOs for use as 
appropriate based on conditions and visibility to support the siting 
and monitoring of marine species. Digital single-lens reflex camera 
equipment shall be used to record sightings and verify species 
identification. During night operations, PAM (see Passive Acoustic 
Monitoring requirements below) and night-vision equipment in 
combination with infrared video monitoring shall be used. The PSOs 
shall begin observation of the exclusion zone(s) at least 60 minutes 
prior to ramp-up of HRG survey equipment. Use of noise-producing 
equipment shall not begin until the exclusion zone is clear of all 
marine mammals for at least 60 minutes. If a marine mammal is seen 
approaching or entering the 200-m or 400-m exclusion zones during the 
HRG survey, or the 3,500-m monitoring zone during DP thrusters use, the 
vessel operator shall adhere to the shutdown/powerdown procedures 
described below to minimize noise impacts on the animals.
    (b) Ramp-Up: A ramp-up procedure shall be used for HRG survey 
equipment capable of adjusting energy levels at the start or re-start 
of HRG survey activities. The ramp-up procedure shall not be initiated 
during daytime, night time, or periods of inclement weather if the 
exclusion zone cannot be adequately monitored by the PSOs using the 
appropriate visual technology (e.g., reticulated binoculars, night 
vision equipment) and/or PAM for a 60-minute period. A ramp-up shall 
begin with the power of the smallest acoustic HRG equipment at its 
lowest practical power output appropriate for the survey. The power 
shall then be gradually turned up and other acoustic sources added such 
that the source level would increase in steps not exceeding 6 dB per 5-
minute period. If marine mammals are sighted within the HRG survey 
exclusion zone prior to or during the ramp-up, activities shall be 
delayed until the animal(s) has moved outside the monitoring zone and 
no marine mammals are sighted for a period of 60 minutes.
    (c) Shutdown and Powerdown
    HRG Survey--The exclusion zone(s) around the noise-producing 
activities HRG survey equipment will be monitored, as previously 
described, by PSOs and at night by PAM operators for the presence of 
marine mammals before, during, and after any noise-producing activity. 
The vessel operator must comply immediately with any call for shutdown 
by the Lead PSO. If a non-delphinoid (i.e., mysticetes and sperm 
whales) cetacean is detected at or within the established exclusion 
zone (200-m exclusion zone during equipment positioning systems use; 
400-m exclusion zone during the operation of the sub-bottom profiler), 
an immediate shutdown of the HRG survey equipment is required. 
Subsequent restart of the electromechanical survey equipment must use 
the ramp-up procedures described above and may only occur following 
clearance of the exclusion zone for 60 minutes. If a delphinoid 
cetacean or pinniped is detected at or within the exclusion zone, the 
HRG survey equipment must be powered down to the lowest power output 
that is technically feasible. Subsequent power up of the survey 
equipment must use the ramp-up procedures described above and may occur 
after (1) the exclusion zone is clear of a delphinoid cetacean and/or 
pinniped for 60 minutes or (2) a determination by the PSO after a 
minimum of 10 minutes of observation that the delphinoid cetacean or 
pinniped is approaching the vessel or towed equipment at a speed and 
vector that indicates voluntary approach to bow-ride or chase towed 
equipment. If the HRG sound source shuts down for reasons other than 
encroachment into the exclusion zone by a marine mammal including but 
not limited to a mechanical or electronic failure, resulting in in the 
cessation of sound source for a period greater than 20 minutes, a 
restart for the HRG survey equipment is required using the full ramp-up 
procedures and clearance of the exclusion zone of all cetaceans and 
pinnipeds for 60 minutes. If the pause is less than 20 minutes, the 
equipment may be restarted as soon as practicable at its operational 
level as long as visual surveys were continued diligently throughout 
the silent period and the exclusion zone remained clear of cetaceans 
and pinnipeds. If the visual surveys were not continued diligently 
during the pause of 20 minutes or less, a restart of the HRG survey 
equipment is required using the full ramp-up procedures and clearance 
of the exclusion zone for all cetaceans and pinnipeds for 60 minutes.
    Geotechnical Survey (DP Thrusters)-- During geotechnical survey 
activities if marine mammals enter or approach the established 120 dB 
isopleth monitoring zone, the Holder shall reduce DP thruster to the 
maximum extent possible, except under circumstances when reducing DP 
thruster use would compromise safety (both human health and 
environmental) and/or the integrity of the equipment. After decreasing 
thruster energy, PSOs shall continue to monitor marine mammal behavior 
and determine if the animal(s) is moving towards or away from the 
established monitoring zone. If the animal(s) continues to move towards 
the sound source then DP thruster use shall remain at the reduced 
level. Normal use shall resume when PSOs report that the marine mammals 
have moved away from and remained clear of the monitoring zone for a 
minimum of 60 minutes since the last sighting.
    (d) Vessel Strike Avoidance: The Holder shall ensure that vessel 
operators and crew maintain a vigilant watch for cetaceans and 
pinnipeds and slow down or stop their vessels to avoid striking these 
protected species. Survey vessel crew members responsible for 
navigation duties shall receive site-specific training on marine mammal 
sighting/reporting and vessel strike avoidance measures. Vessel strike 
avoidance measures shall include the following, except under 
extraordinary circumstances when complying with these requirements 
would put the safety of the vessel or crew at risk:
     All vessel operators shall comply with 10 knot (<18.5 km 
per hour [km/h]) speed restrictions in any Dynamic Management Area 
(DMA). In addition, all vessels operating from November 1 through July 
31 shall operate at speeds of 10 knots (<18.5 km/h) or less.
     All survey vessels shall maintain a separation distance of 
500 m or greater from any sighted North Atlantic right whale.
     If underway, vessels must steer a course away from any 
sited North Atlantic right whale at 10 knots (<18.5 km/h) or less until 
the 500 m minimum separation distance has been established. If a North 
Atlantic right whale is sited in a vessel's path, or within 100 m to an 
underway vessel, the underway vessel must reduce speed and shift the 
engine to neutral. Engines shall not be engaged until the North 
Atlantic right whale has moved outside of the vessel's path and beyond 
100 m. If stationary, the vessel must not engage engines until the 
North Atlantic right whale has moved beyond 100 m.
     All vessels shall maintain a separation distance of 100 m 
or greater

[[Page 19578]]

from any sighted non-delphinoid (i.e., mysticetes and sperm whales) 
cetacean. If sighted, the vessel underway must reduce speed and shift 
the engine to neutral, and must not engage the engines until the non-
delphinoid cetacean has moved outside of the vessel's path and beyond 
100 m. If a survey vessel is stationary, the vessel shall not engage 
engines until the non-delphinoid cetacean has moved out of the vessel's 
path and beyond 100 m.
     All vessels shall maintain a separation distance of 50 m 
or greater from any sighted delphinoid cetacean. Any vessel underway 
shall remain parallel to a sighted delphinoid cetacean's course 
whenever possible, and avoid excessive speed or abrupt changes in 
direction. Any vessel underway shall reduce vessel speed to 10 knots or 
less when pods (including mother/calf pairs) or large assemblages of 
delphinoid cetaceans are observed. Vessels may not adjust course and 
speed until the delphinoid cetaceans have moved beyond 50 m and/or 
abeam of the underway vessel.
     All vessels shall maintain a separation distance of 50 m 
(164 ft) or greater from any sighted pinniped.
    (e) Seasonal Operating Requirements: Between watch shifts members 
of the monitoring team shall consult the NMFS North Atlantic right 
whale reporting systems for the presence of North Atlantic right whales 
throughout survey operations. The proposed survey activities shall 
occur outside of the seasonal management area (SMA) located off the 
coast of Massachusetts and Rhode Island and outside of the seasonal 
mandatory speed restriction period for this SMA (November 1 through 
April 30). Throughout all survey operations, the Holder shall monitor 
the NMFS North Atlantic right whale reporting systems for the 
establishment of a DMA. If NMFS should establish a DMA in the Lease 
Area under survey, within 24 hours of the establishment of the DMA the 
Holder shall work with NMFS to shut down and/or altered the survey 
activities to avoid the DMA.
    (f) Passive Acoustic Monitoring: To support 24-hour survey 
operations, the Holder shall include PAM as part of the project 
monitoring during the geophysical survey during nighttime operations, 
or as needed during periods when visual observations may be impaired. 
In addition, PAM systems shall be employed during daylight hours to 
support system calibration and PSO and PAM team coordination, as well 
as in support of efforts to evaluate the effectiveness of the various 
mitigation techniques (i.e., visual observations during day and night, 
compared to the PAM detections/operations).
    The PAM system shall consist of an array of hydrophones with both 
broadband (sampling mid-range frequencies of 2 kHz to 200 kHz) and at 
least one low-frequency hydrophone (sampling range frequencies of 10 Hz 
to 30 kHz). The PAM operator(s) shall monitor the hydrophone signals in 
real time both aurally (using headphones) and visually (via the monitor 
screen displays). PAM operators shall communicate detections/
vocalizations to the Lead PSO on duty who shall ensure the 
implementation of the appropriate mitigation measure.
    8. Monitoring Requirements
    The Holder is required to abide by the following monitoring 
conditions listed in 8(a)-(b). Failure to comply with these conditions 
may result in the modification, suspension, or revocation of this IHA.
    (a) Visual Monitoring--Protected species observers (refer to the 
PSO qualifications and requirements for Marine Mammal Exclusion Zones 
above) shall visually monitor the established Level B harassment zones 
(400-m radius during sub-bottom profiler use and 200-m radius for 
equipment positioning system use during HRG surveys; 3,500-m radius 
during DP thruster use). The observers shall be stationed on the 
highest available vantage point on the associated operating platform. 
PSOs shall estimate distance to marine mammals visually, using laser 
range finders or by using reticle binoculars during daylight hours. 
During night operations, PSOs shall use night-vision binoculars. Data 
on all PSO observations will be recorded based on standard PSO 
collection requirements. This will include dates and locations of 
survey operations; time of observation, location and weather; details 
of the sightings (e.g., species, age classification [if known], 
numbers, behavior); and details of any observed ``taking'' (behavioral 
disturbances or injury/mortality). In addition, prior to initiation of 
survey work, all crew members will undergo environmental training, a 
component of which will focus on the procedures for sighting and 
protection of marine mammals.
    (b) Acoustic Field Verification--Field verification of the 
exclusion/monitoring zones shall be conducted to determine whether the 
proposed zones correspond accurately to the relevant isopleths and are 
adequate to minimize impacts to marine mammals. The Holder shall 
conduct field verification of the exclusion/monitoring zone (the 160 dB 
isolpleth) for HRG survey equipment and the monitoring/powerdown zone 
(the 120 dB isopleth) for DP thruster use for all equipment operating 
below 200 kHz. The Holder shall take acoustic measurements at a minimum 
of two reference locations and in a manner that is sufficient to 
establish source level (peak at 1 meter) and distance to the 180 dB and 
160 dB isopleths (the Level A and B harassment zones for HRG surveys) 
and 120 dB isopleth (the Level B harassment zone) for DP thruster use. 
Sound measurements shall be taken at the reference locations at two 
depths (i.e., a depth at mid-water and a depth at approximately 1 meter 
[3.28 ft] above the seafloor). The Holder may use the results from its 
field-verification efforts to request modification of the exclusion/
monitoring zones for the HRG or geotechnical surveys. Any new 
exclusion/monitoring zone radius proposed by the Holder shall be based 
on the most conservative measurements (i.e., the largest safety zone 
configuration) of the target Level A or Level B harassment acoustic 
threshold zones. The modified zone shall be used for all subsequent use 
of field-verified equipment. The Holder shall obtain approval from NMFS 
and BOEM of any new exclusion/monitoring zone before it may be 
implemented and the IHA shall be modified accordingly.
    9. Reporting Requirements
    The Holder shall provide the following reports as necessary during 
survey activities:
    (a) The Holder shall contact NMFS (301-427-8401) and BOEM (703-787-
1300) within 24 hours of the commencement of survey activities and 
again within 24 hours of the completion of the activity.
    (b) Any observed significant behavioral reactions (e.g., animals 
departing the area) or injury or mortality to any marine mammals shall 
be reported to NMFS and BOEM within 24 hours of observation. Dead or 
injured protected species shall be reported to the NMFS Greater 
Atlantic Regional Fisheries Office Stranding Hotline (800-900-3622) 
within 24 hours of sighting, regardless of whether the injury is caused 
by a vessel. In addition, if the injury of death was caused by a 
collision with a project related vessel, the Holder shall ensure that 
NMFS and BOEM are notified of the strike within 24 hours. The Holder 
shall use the form included as Appendix A to Addendum C of the Lease to 
report the sighting or incident. If the Holder is responsible for the 
injury or death, the vessel must assist with any salvage effort as 
requested by NMFS.
    Additional reporting requirements for injured or dead animals are 
described

[[Page 19579]]

below (Notification of Injured or Dead Marine Mammals).
    (c) Notification of Injured or Dead Marine Mammals.
    (i) In the unanticipated event that the specified HRG and 
geotechnical survey activities lead to an injury of a marine mammal 
(Level A harassment) or mortality (e.g., ship-strike, gear interaction, 
and/or entanglement), the Holder shall immediately cease the specified 
activities and report the incident to the Chief of the Permits and 
Conservation Division, Office of Protected Resources, 301-427-8401, and 
the NOAA Greater Atlantic Regional Fisheries Office (GARFO) Stranding 
Coordinator, 978-281-9300. The report shall include the following 
information:
     Time, date, and location (latitude/longitude) of the 
incident;
     Name and type of vessel involved;
     Vessel's speed during and leading up to the incident;
     Description of the incident;
     Status of all sound source use in the 24 hours preceding 
the incident;
     Water depth;
     Environmental conditions (e.g., wind speed and direction, 
Beaufort sea state, cloud cover, and visibility);
     Description of all marine mammal observations in the 24 
hours preceding the incident;
     Species identification or description of the animal(s) 
involved;
     Fate of the animal(s); and
     Photographs or video footage of the animal(s) (if 
equipment is available).
    Activities shall not resume until NMFS is able to review the 
circumstances of the event. NMFS would work with the Holder to minimize 
reoccurrence of such an event in the future. The Holder shall not 
resume activities until notified by NMFS.
    (ii) In the event that the Holder discovers an injured or dead 
marine mammal and determines that the cause of the injury or death is 
unknown and the death is relatively recent (i.e., in less than a 
moderate state of decomposition), the Holder shall immediately report 
the incident to the Chief of the Permits and Conservation Division, 
Office of Protected Resources, 301-427-8401, and the GARFO Stranding 
Coordinator, 978-281-9300. The report shall include the same 
information identified in the paragraph above. Activities would be able 
to continue while NMFS reviews the circumstances of the incident. NMFS 
would work with the Holder to determine if modifications in the 
activities are appropriate.
    (iii) In the event that the Holder discovers an injured or dead 
marine mammal and determines that the injury or death is not associated 
with or related to the activities authorized in the IHA (e.g., 
previously wounded animal, carcass with moderate to advanced 
decomposition, or scavenger damage), the Holder shall report the 
incident to the Chief of the Permits and Conservation Division, Office 
of Protected Resources, NMFS, 301-427-8401, and the NMFS Greater 
Atlantic Regional Fisheries Office Regional Stranding Coordinator, 978-
281-9300, within 24 hours of the discovery. The Holder shall provide 
photographs or video footage (if available) or other documentation of 
the stranded animal sighting.
    (d) Within 90 days after completion of the marine site 
characterization survey activities, a technical report shall be 
provided to NMFS and BOEM that fully documents the methods and 
monitoring protocols, summarizes the data recorded during monitoring, 
estimates the number of marine mammals that may have been taken during 
survey activities, and provides an interpretation of the results and 
effectiveness of all monitoring tasks. Any recommendations made by NMFS 
shall be addressed in the final report prior to acceptance by NMFS.
    (e) In addition to the Holder's reporting requirements outlined 
above, the Holder shall provide an assessment report of the 
effectiveness of the various mitigation techniques, i.e., visual 
observations during day and night, compared to the PAM detections/
operations. This shall be submitted as a draft to NMFS and BOEM 30 days 
after the completion of the HRG and geotechnical surveys and as a final 
version 60 days after completion of the surveys.
    10. This Authorization may be modified, suspended, or withdrawn if 
the Holder fails to abide by the conditions prescribed herein or if 
NMFS determines the authorized taking is having more than a negligible 
impact on the species or stock of affected marine mammals.
    11. A copy of this Authorization and the Incidental Take Statement 
must be in the possession of each vessel operator taking marine mammals 
under the authority of this Incidental Harassment Authorization.
    12. The Holder is required to comply with the Terms and Conditions 
of the Incidental Take Statement corresponding to NMFS' Biological 
Opinion.

Request for Public Comments

    NMFS requests comment on our analysis, the draft authorization, and 
any other aspect of the Notice of Proposed IHA for DONG Energy's 
proposed high-resolution geophysical and geotechnical survey 
investigations associated with marine site characterization activities 
off the coast of Massachusetts in the area of the Commercial Lease of 
Submerged Lands for Renewable Energy Development on the Outer 
Continental Shelf (OCS-A 0500). Please include with your comments any 
supporting data or literature citations to help inform our final 
decision on DONG Energy's request for an MMPA authorization.

    Dated: March 30, 2016.
Wanda Cain,
Acting Deputy Director, Office of Protected Resources, National Marine 
Fisheries Service.
[FR Doc. 2016-07712 Filed 4-4-16; 8:45 am]
 BILLING CODE 3510-22-P



                                                                                    Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices                                           19557

                                                    (Fe), lead (Pb), or tin (Sn), in small amounts          Fisheries Service, 1315 East-West                     www.nmfs.noaa.gov/pr/permits/
                                                    (up to one percent by nominal weight).                  Highway, Silver Spring, MD 20910. The                 incidental/energy_other.htm.
                                                    Phosphor copper is frequently produced to               mailbox address for providing email
                                                    JIS H2501 and ASTM B–644, Alloy 3A                                                                            Background
                                                                                                            comments is itp.fiorentino@noaa.gov.
                                                    standards or higher; however, merchandise                                                                        Sections 101(a)(5)(A) and (D) of the
                                                    covered by this investigation includes all              Comments sent via email, including all
                                                                                                            attachments, must not exceed a 25-                    MMPA (16 U.S.C. 1361 et seq.) direct
                                                    phosphor copper, regardless of whether the
                                                    merchandise meets, fails to meet, or exceeds            megabyte file size. NMFS is not                       the Secretary of Commerce to allow,
                                                    these standards.                                        responsible for comments sent to                      upon request, the incidental, but not
                                                       Merchandise covered by this investigation            addresses other than those provided                   intentional, taking of small numbers of
                                                    is currently classified in the Harmonized               here.                                                 marine mammals by U.S. citizens who
                                                    Tariff Schedule of the United States (HTSUS)               Instructions: All comments received                engage in a specified activity (other than
                                                    under subheading 7405.00.1000. This HTSUS               are a part of the public record and will              commercial fishing) within a specified
                                                    subheading is provided for convenience and                                                                    geographical region if certain findings
                                                    customs purposes; the written description of            generally be posted to http://
                                                                                                            www.nmfs.noaa.gov/pr/permits/                         are made and either regulations are
                                                    the scope of this investigation is dispositive.
                                                                                                            incidental/ without change. All Personal              issued or, if the taking is limited to
                                                    [FR Doc. 2016–07801 Filed 4–4–16; 8:45 am]
                                                                                                            Identifying Information (for example,                 harassment, a notice of a proposed
                                                    BILLING CODE 3510–DS–P
                                                                                                            name, address, etc.) voluntarily                      authorization is provided to the public
                                                                                                            submitted by the commenter may be                     for review.
                                                                                                            publicly accessible. Do not submit                       An authorization for incidental
                                                    DEPARTMENT OF COMMERCE                                                                                        takings shall be granted if NMFS finds
                                                                                                            Confidential Business Information or
                                                                                                            otherwise sensitive or protected                      that the taking will have a negligible
                                                    National Oceanic and Atmospheric                                                                              impact on the species or stock(s), will
                                                    Administration                                          information.
                                                                                                                                                                  not have an unmitigable adverse impact
                                                    RIN 0648–XE435                                          FOR FURTHER INFORMATION CONTACT:               John   on the availability of the species or
                                                                                                            Fiorentino, Office of Protected                       stock(s) for subsistence uses (where
                                                    Takes of Marine Mammals Incidental to                   Resources, NMFS, (301) 427–8401.                      relevant), and if the permissible
                                                    Specified Activities; Taking Marine                     SUPPLEMENTARY INFORMATION:                            methods of taking and requirements
                                                    Mammals Incidental to Site                                                                                    pertaining to the mitigation, monitoring
                                                                                                            Availability
                                                    Characterization Surveys Off the Coast                                                                        and reporting of such takings are set
                                                    of Massachusetts                                           An electronic copy of the application              forth. NMFS has defined ‘‘negligible
                                                                                                            and supporting documents, as well as a                impact’’ in 50 CFR 216.103 as ‘‘an
                                                    AGENCY:  National Marine Fisheries                      list of the references cited in this                  impact resulting from the specified
                                                    Service (NMFS), National Oceanic and                    document, may be obtained by visiting                 activity that cannot be reasonably
                                                    Atmospheric Administration (NOAA),                      the Internet at: www.nmfs.noaa.gov/pr/                expected to, and is not reasonably likely
                                                    Commerce.                                               permits/incidental/. In case of problems              to, adversely affect the species or stock
                                                    ACTION: Notice; proposed incidental                     accessing these documents, please call                through effects on annual rates of
                                                    harassment authorization; request for                   the contact listed above.                             recruitment or survival.’’
                                                    comments.                                                                                                        Except with respect to certain
                                                                                                            National Environmental Policy Act
                                                    SUMMARY:    NMFS has received an                        (NEPA)                                                activities not pertinent here, the MMPA
                                                    application from DONG Energy                                                                                  defines ‘‘harassment’’ as: Any act of
                                                                                                               The Bureau of Ocean Energy                         pursuit, torment, or annoyance which (i)
                                                    Massachusetts (U.S.) LLC (DONG                          Management (BOEM) prepared an
                                                    Energy) for an Incidental Harassment                                                                          has the potential to injure a marine
                                                                                                            Environmental Assessment (EA) in                      mammal or marine mammal stock in the
                                                    Authorization (IHA) to take marine                      accordance with the National
                                                    mammals, by harassment, incidental to                                                                         wild [Level A harassment]; or (ii) has
                                                                                                            Environmental Policy Act (NEPA), to                   the potential to disturb a marine
                                                    high-resolution geophysical (HRG) and                   evaluate the issuance of wind energy
                                                    geotechnical survey investigations                                                                            mammal or marine mammal stock in the
                                                                                                            leases covering the entirety of the                   wild by causing disruption of behavioral
                                                    associated with marine site                             Massachusetts Wind Energy Area
                                                    characterization activities off the coast                                                                     patterns, including, but not limited to,
                                                                                                            (including the OCS–A 0500 Lease Area),                migration, breathing, nursing, breeding,
                                                    of Massachusetts in the area of the                     and the approval of site assessment
                                                    Commercial Lease of Submerged Lands                                                                           feeding, or sheltering [Level B
                                                                                                            activities within those leases (BOEM,                 harassment].
                                                    for Renewable Energy Development on                     2014). NMFS intends to adopt BOEM’s
                                                    the Outer Continental Shelf (OCS–A                      EA, if adequate and appropriate.                      Summary of Request
                                                    0500) (the Lease Area). Pursuant to the                 Currently, we believe that the adoption                 On December 4, 2015, NMFS received
                                                    Marine Mammal Protection Act                            of BOEM’s EA will allow NMFS to meet                  an application from DONG Energy for
                                                    (MMPA), NMFS is requesting comments                     its responsibilities under NEPA for the               the taking of marine mammals
                                                    on its proposal to issue an IHA to DONG                 issuance of an IHA to DONG Energy for                 incidental to Spring 2016 geophysical
                                                    Energy to incidentally take, by Level B                 HRG and geotechnical survey                           survey investigations off the coast of
                                                    harassment only, small numbers of                       investigations in the Lease Area. If                  Massachusetts in the OCS–A 0500 Lease
                                                    marine mammals during the specified                     necessary, however, NMFS will                         Area, designated and offered by the U.S.
                                                    activities.                                             supplement the existing analysis to                   Bureau of Ocean Energy Management
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    DATES: Comments and information must                    ensure that we comply with NEPA prior                 (BOEM), to support the development of
                                                    be received no later than May 5, 2016.                  to the issuance of the final IHA.                     an offshore wind project. NMFS
                                                    ADDRESSES: Comments on DONG                             Comments on this proposed IHA will be                 determined that the application was
                                                    Energy’s IHA application (the                           considered in the development of any                  adequate and complete on January 27,
                                                    application) should be addressed to                     additional NEPA analysis or documents                 2016. On January 20, 2016, DONG
                                                    Jolie Harrison, Chief, Permits and                      (i.e., NMFS’ own EA) should they be                   Energy submitted a separate request for
                                                    Conservation Division, Office of                        deemed necessary. BOEM’s EA is                        the taking of marine mammals
                                                    Protected Resources, National Marine                    available on the internet at: http://                 incidental to proposed geotechnical


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                                                    19558                           Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices

                                                    survey activities within the Lease Area                     assessment of seabed/sub-surface soil                        • Magnetic intensity measurements
                                                    scheduled for Fall 2016. On February                        conditions in the DONG Energy                             for detecting local variations in regional
                                                    26, 2016, DONG Energy submitted a                           Massachusetts Lease Area to support the                   magnetic field from geological strata and
                                                    revision to the take request for the                        siting of the proposed wind farm.                         potential ferrous objects on and below
                                                    geotechnical activities and an                                                                                        the bottom;
                                                                                                                Dates and Duration
                                                    addendum requesting that the two IHA
                                                                                                                  HRG surveys are anticipated to                             • Seafloor imaging (sidescan sonar
                                                    requests be processed as a single
                                                                                                                commence in early May 2016 and will                       survey) for seabed sediment
                                                    application and IHA. NMFS determined
                                                    that the combined application was                           last for approximately 30 days,                           classification purposes, to identify
                                                    adequate and complete on February 26,                       including estimated weather down time.                    natural and man-made acoustic targets
                                                    2016.                                                       Geotechnical surveys requiring the use                    resting on the bottom as well as any
                                                      The proposed geophysical survey                           of the DP drill ship will take place in                   anomalous features;
                                                    activities would occur for 4 weeks                          September 2016, at the earliest, and will                    • Subsea equipment positioning
                                                    beginning in early May 2016, and                            last for approximately 6 days excluding                   using ultra-short baseline (USBL)
                                                    geotechnical survey activities would                        weather downtime.                                         acoustic positioning systems (pingers);
                                                    take place in September 2016 and last
                                                                                                                Specified Geographic Region                                  • Shallow penetration sub-bottom
                                                    for approximately 6 days. The following
                                                    specific aspects of the proposed                              DONG Energy’s survey activities will                    profiler (chirper) to map the near
                                                    activities are likely to result in the take                 occur in the approximately 187,532-acre                   surface stratigraphy (top 0–5 meter [m]
                                                    of marine mammals: Shallow and                              Lease Area designated and offered by                      soils below seabed); and
                                                    medium-penetration sub-bottom profiler                      the U.S. Bureau of Ocean Energy                              • Medium penetration sub-bottom
                                                    (chirper and sparker) and equipment                         Management (BOEM), located                                profiler (sparker) to map deeper
                                                    positioning system (also referred to as                     approximately 14 miles (mi) south of                      subsurface stratigraphy as needed (soils
                                                    acoustic positioning system, or pinger)                     Martha’s Vineyard, Massachusetts, at its                  down to 75–100 m below seabed).
                                                    use during the HRG survey, and                              closest point (see Figure 1–1 of the IHA
                                                                                                                                                                             The HRG surveys are scheduled to
                                                    dynamically positioned (DP) vessel                          application). The Lease Area falls
                                                                                                                                                                          begin, at the earliest, on May 1, 2016.
                                                    thruster use in support of geotechnical                     within the Massachusetts Wind Energy
                                                                                                                Area (MA WEA; Figure 1–1 of the IHA                       Table 1 identifies the representative
                                                    survey activities. Take, by Level B
                                                                                                                application). An evaluation of site                       survey equipment that is being
                                                    Harassment only, of individuals of 9
                                                    species of marine mammals is                                assessment activities within the MA                       considered in support of the HRG
                                                    anticipated to result from the specified                    WEA was fully assessed in the BOEM                        survey activities. The make and model
                                                    activities.                                                 Environmental Assessment (EA) and                         of the listed HRG equipment will vary
                                                                                                                associated Finding of No Significant                      depending on availability, but will be
                                                    Description of the Specified Activity                                                                                 finalized as part of the survey
                                                                                                                Impact (BOEM, 2014). A Biological
                                                    Overview                                                    Opinion on site assessment activities                     preparations and contract negotiations
                                                                                                                within the MA WEA was issued by                           with the survey contractor, and
                                                      DONG Energy’s proposed activities
                                                                                                                NMFS’ Greater Atlantic Regional                           therefore the final selection of the
                                                    discussed here are based on its February
                                                    26, 2016, final IHA application. DONG                       Fisheries Office (formerly Northeast                      survey equipment will be confirmed
                                                    Energy proposes to conduct a                                Regional Office) to BOEM in April 2013.                   prior to the start of the HRG survey
                                                    geophysical and geotechnical survey in                                                                                program. Only the make and model of
                                                                                                                Detailed Description of Activities
                                                    the Lease Area to support the                                                                                         the HRG equipment may change, not the
                                                    characterization of the existing seabed                     High-Resolution Geophysical Survey                        types of equipment or the addition of
                                                    and subsurface geological conditions in                     Activities                                                equipment with characteristics that
                                                    the Lease Area. This information is                           Marine site characterization surveys                    might have effects beyond (i.e., resulting
                                                    necessary to support the siting and                         will include the following HRG survey                     in larger ensonified areas) those
                                                    design of up to two floating light and                      activities:                                               considered in this proposed IHA. None
                                                    detection ranging buoys (FLIDARs) and                         • Depth sounding (multibeam depth                       of the proposed HRG survey activities
                                                    up to two metocean monitoring buoys,                        sounder) to determine water depths and                    will result in the disturbance of bottom
                                                    as well as to obtain a baseline                             general bottom topography;                                habitat in the Lease Area.

                                                                            TABLE 1—SUMMARY OF REPRESENTATIVE DONG ENERGY HRG SURVEY EQUIPMENT
                                                                                                            Operating                                                                Beamwidth            Pulse duration
                                                                HRG equipment                                                         Source level              Source depth
                                                                                                           frequencies                                                                (degree)              (millisec)

                                                    iXBlue GAPS equipment positioning                  22–30 kHz ............     192 dBRMS ............     2–5 m below sur-               180       1
                                                      system (pinger).                                                                                         face.
                                                    Sonardyne Scout USBL equipment po-                 35–50 kHz ............     187 dBRMS ............     2–5 m below sur-               180       1
                                                      sitioning system (pinger).                                                                               face.
                                                    Edgtech 4125 Sidescan Sonar 1 ..........           400/900/1600 kHz           205 dBRMS ............     1–2 m below sur-                50       0.6 to 4.9
                                                                                                                                                               face.
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    Klein 3000H Sidescan Sonar 1 .............         445/900 kHz .........      242 dBRMS ............     3–8 m above                         .2   0.0025 to 0.4
                                                                                                                                                               seafloor.
                                                    GeoPulse Sub-bottom Profiler (chirper)             1.5 to 18 kHz ........     208 dBRMS ............     3–8 m above                     55       0.1 to 1
                                                                                                                                                               seafloor.
                                                    Geo-Source 200/800 (sparker) .............         50 to 5000 Hz .......      221 dBRMS/217              1–2 m below sur-               110       1 to 2
                                                                                                                                    dBRMS.                     face.
                                                    SeaBat 7125 Multibeam Sonar 2 ..........           400 kHz ................   220 dBpeak .............   1–3 m below sur-                    2    0.03 to .3
                                                                                                                                                               face.




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                                                                                      Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices                                                      19559

                                                                      TABLE 1—SUMMARY OF REPRESENTATIVE DONG ENERGY HRG SURVEY EQUIPMENT—Continued
                                                                                                              Operating                                                              Beamwidth        Pulse duration
                                                                   HRG equipment                                                        Source level            Source depth
                                                                                                             frequencies                                                              (degree)          (millisec)

                                                    EM 2040 Multibeam Sonar 2 ................           400 kHz ................   207 dBRMS ............   1–3 m below sur-                1.5   0.05 to 0.6
                                                                                                                                                               face.
                                                       1 It   should be noted that only one of the representative sidescan sonars would be selected for deployment.
                                                       2 It   should be noted that only one of the representative multibeam sonars would be selected for deployment.


                                                       The HRG survey activities will be                             The equipment positioning systems                    Geotechnical Survey Activities
                                                    supported by a vessel approximately 98                        use vessel-based underwater acoustic                       Marine site characterization surveys
                                                    to 180 feet (ft) in length and capable of                     positioning to track equipment (in this                 will involve the following geotechnical
                                                    maintaining course and a survey speed                         case, the sub-bottom profiler) in very                  survey activities:
                                                    of approximately 4 knots while                                shallow to very deep water. Using                          • Sample boreholes to determine
                                                    transiting survey lines. HRG survey                           pulsed acoustic signals, the systems                    geological and geotechnical
                                                    activities across the Lease Area will                         calculate the position of a subsea target               characteristics of sediments;
                                                    generally be conducted at 900-meter (m)                       by measuring the range (distance) and                      • Deep cone penetration tests (CPTs)
                                                    line spacing (total survey line                               bearing from a vessel-mounted                           to determine stratigraphy and in-situ
                                                    approximately 1,800 km). Up to two                            transceiver to a small acoustic                         conditions of the deep surface
                                                    FLIDARs would be deployed within the                                                                                  sediments;
                                                                                                                  transponder (the acoustic beacon, or
                                                    Lease Area, and up to three potential
                                                                                                                  pinger) fitted to the target. Equipment                    • Shallow CPTs to determine
                                                    locations for FLIDAR deployment will                                                                                  stratigraphy and in-situ conditions of
                                                    be investigated. At the three potential                       positioning systems (either the iXBlue
                                                                                                                  GAPS or Sonardyne Scout) will be                        the near surface sediments; and
                                                    FLIDAR deployment locations the                                                                                          • Vibracoring to determine geological
                                                    survey will be conducted along a tighter                      operational at all times during HRG
                                                                                                                                                                          and geotechnical characteristics of the
                                                    30-m line (total survey line                                  survey data acquisition (i.e, concurrent                near surface sediments.
                                                    approximately 2 km) spacing to meet                           with the sub-bottom profiler operation).                   It is anticipated that the geotechnical
                                                    the BOEM requirements as set out in the                       Sub-bottom profiling systems identify                   surveys will take place no sooner than
                                                    July 2015 Guidelines for Providing                            and measure various marine sediment                     September 2016. The geotechnical
                                                    Geophysical, Geotechnical, and                                layers that exist below the sediment/                   survey program will consist of up to 4
                                                    Geohazard Information Pursuant and                            water interface. A sound source emits                   deep sample bore holes and adjacent 4
                                                    Archeological and Historic Property                           an acoustic signal vertically downwards                 deep CPTs both to a depth of
                                                    Information to 30 CFR part 585.                               into the water and a receiver monitors                  approximately 131 ft to 164 ft (40 m to
                                                       Given the size of the Lease Area                           the return signal that has been reflected               50 m) below the seabed, as well as 15
                                                    (187,532 acres), to minimize cost, the                        off the sea floor. Some of the acoustic                 shallow CPTs, and 15 adjacent
                                                    duration of survey activities, and the                        signal will penetrate the seabed and be                 vibracores, both up to 20 ft (6 m) below
                                                    period of potential impact on marine                          reflected when it encounters a boundary                 seabed.
                                                    species, DONG Energy has proposed                             between two layers that have different                     The investigation activities are
                                                    conducting survey operations 24 hours                         acoustic impedance. The system uses                     anticipated to be conducted from a 250-
                                                    per day. Based on 24-hour operations,                         this reflected energy to provide                        ft to 350-ft (76 m to 107 m) dynamically
                                                    the estimated duration of the survey                          information on sediment layers beneath                  positioned (DP) drill ship. DP vessel
                                                    activities would be approximately 30                          the sediment-water interface. A                         thruster systems maintain their precise
                                                    days (including estimated weather                             GeoPulse, or similar model, shallow                     coordinates in waters through the use of
                                                    down time).                                                                                                           automatic controls. These control
                                                       Both NMFS and BOEM have advised                            penetration sub-bottom profiler will be
                                                                                                                                                                          systems use variable levels of power to
                                                    that the deployment of HRG survey                             used to map the near surface
                                                                                                                                                                          counter forces from current and wind.
                                                    equipment, including the use of                               stratigraphy of the Lease Area. The                     Operations will take place over a 24-
                                                    intermittent, impulsive sound-                                shallow penetration sub-bottom profiler                 hour period to ensure cost, the duration
                                                    producing equipment operating below                           is a precisely controlled hull/pole                     of survey activities, and the period of
                                                    200 kilohertz (kHz) (e.g., sub-bottom                         mounted ‘‘chirp’’ system that emits                     potential impact on marine species are
                                                    profilers), has the potential to cause                        high-energy sounds with a pulse                         minimized. Based on 24-hour
                                                    acoustic harassment to marine                                 duration of 0.1 to 1 millisecond (ms) at                operations, the estimated duration of the
                                                    mammals. Based on the frequency                               operating frequencies of 1.5 to 18 kHz                  geotechnical survey activities would be
                                                    ranges of the equipment to be used in                         and is used to penetrate and profile the                approximately 6 days excluding weather
                                                    support of the HRG survey activities                          shallow (top 0–5 m soils below seabed)                  downtime. Estimated weather downtime
                                                    (Table 1) and the hearing ranges of the                       sediments of the seafloor. A Geo-Source                 is approximately 4 to 5 days.
                                                    marine mammals that have the potential                        200/800, or similar model, medium-                         Field studies conducted off the coast
                                                    to occur in the Lease Area during survey                      penetration sub-bottom profiler                         of Virginia (Tetra Tech, 2014;
                                                    activities (Table 2), only the equipment                                                                              Kalapinski and Varnik, 2015) to
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                                                                                  (sparker) will be used to map deeper
                                                    positioning systems (iXBlue GAPS and                          subsurface stratigraphy in the Lease                    determine the underwater noise
                                                    Sonardyne Scout USBL) and the sub-                            Area as needed (soils down to 75–100                    produced by borehole drilling and CPTs
                                                    bottom profilers (GeoPulse Sub-bottom                         m below seabed). The sparker is towed                   confirm that these activities do not
                                                    Profiler and Geo-Source 200 and 800)                          from a boom arm off the side of the                     result in underwater noise levels that
                                                    fall within the established marine                            survey vessel and emits a downward                      harmful or harassing to marine
                                                    mammal hearing ranges and have the                            pulse with a duration of 1 to 2 ms at an                mammals (i.e., do not exceed NMFS’
                                                    potential to result in Level B harassment                     operating frequency of 50 to 5000 Hz.                   current Level A and Level B harassment
                                                    of marine mammals.                                                                                                    thresholds for marine mammals).


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                                                    19560                                    Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices

                                                    However, underwater continuous noise                                 waters of Southern New England                                          The following species are both
                                                    produced by the thrusters associated                                 (including the Lease Area) are primarily                             common in the waters of the OCS south
                                                    with the DP drill ship that will be used                             used as a stopover point for these                                   of Massachusetts and have the highest
                                                    to support the geotechnical activities                               species during seasonal movements                                    likelihood of occurring, at least
                                                    has the potential to result in Level B                               north or south between important                                     seasonally, in the Lease Area: North
                                                    harassment of marine mammals.                                        feeding and breeding grounds. While                                  Atlantic right whale (Eubalaena
                                                                                                                         the fin, humpback, and right whales                                  glacialis), humpback whale (Megaptera
                                                    Description of Marine Mammals in the
                                                                                                                         have the potential to occur within the                               novaeangliae), fin whale (Balaenoptera
                                                    Area of the Specified Activity
                                                                                                                         Lease Area, the sperm, blue, and sei                                 physalus), minke whale (Balaenoptera
                                                       There are 38 species of marine                                    whales are more pelagic and/or northern                              acutorostrata), harbor porpoise
                                                    mammals that potentially occur in the                                species, and though their presence                                   (Phocoena phocoena), Atlantic white-
                                                    Northwest Atlantic Outer Continental                                 within the Lease Area is possible, they                              sided dolphin (Lagenorhynchus acutus),
                                                    Shelf (OCS) region (BOEM, 2014) (Table                                                                                                    short-beaked common dolphin
                                                                                                                         are considered less common with
                                                    2). The majority of these species are                                                                                                     (Delphinus delphis), harbor seal (Phoca
                                                                                                                         regards to sightings. In particular, while
                                                    pelagic and/or northern species, or are                                                                                                   vitulina), and gray seal (Halichorus
                                                    so rarely sighted that their presence in                             sperm whales are known to occur                                      grypus) (Right Whale Consortium,
                                                    the Lease Area is unlikely. Six marine                               occasionally in the region, their                                    2014).
                                                    mammal species are listed under the                                  sightings are considered rare and thus                                  Further information on the biology,
                                                    Endangered Species Act (ESA) and are                                 their presence in the Lease Area at the                              ecology, abundance, and distribution of
                                                    known to be present, at least seasonally,                            time of the proposed activities is                                   those species likely to occur in the
                                                    in the waters of Southern New England:                               considered unlikely. Because the                                     Lease Area can be found in section 4 of
                                                    blue whale, fin whale, humpback whale,                               potential for sperm whale, blue whale,                               the application, and the NMFS Marine
                                                    right whale, sei whale, and sperm                                    and sei whale to occur within the Lease                              Mammal Stock Assessment Reports (see
                                                    whale. These species are highly                                      Area during the marine survey period is                              Waring et al., 2015), which are available
                                                    migratory and do not spend extended                                  unlikely, these species will not be                                  online at: http://www.nmfs.noaa.gov/pr/
                                                    periods of time in a localized area; the                             described further in this analysis.                                  species/.
                                                                          TABLE 2—MARINE MAMMALS KNOWN TO OCCUR IN THE WATERS OF SOUTHERN NEW ENGLAND
                                                                   Common name                                              Scientific name                             NMFS status                Stock abundance                      Stock

                                                                                                                                    Toothed Whales (Odontoceti)

                                                    Atlantic white-sided dolphin ...............             Lagenorhynchus acutus .....................            N/A .......................   48,819 ..................     W. North Atlantic.
                                                    Atlantic spotted dolphin ......................          Stenella frontalis ................................    N/A .......................   44,715 ..................     W. North Atlantic.
                                                    Bottlenose dolphin .............................         Tursiops truncatus .............................       Northern coastal              11,548 ..................     W. North Atlantic,
                                                                                                                                                                      stock is Stra-                                              Northern Migratory
                                                                                                                                                                      tegic a.                                                    Coastal.
                                                    Clymene Dolphin ................................         Stenella clymene ................................      N/A .......................   Unknown ..............        W. North Atlantic.
                                                    Fraser’s Dolphin .................................       Lagenodelphis hosei ..........................         N/A .......................   Unknown ..............        W. North Atlantic.
                                                    Pan-Tropical Spotted Dolphin ............                Stenella attenuata ..............................      N/A .......................   3,333 ....................    W. North Atlantic.
                                                    Risso’s dolphin ...................................      Grampus griseus ................................       N/A .......................   18,250 ..................     W. North Atlantic.
                                                    Rough-Toothed Dolphin .....................              Steno bredanensis .............................        N/A .......................   271 .......................   W. North Atlantic.
                                                    Short-beaked common dolphin ..........                   Delphinus delphis ...............................      N/A .......................   120,743 ................      W. North Atlantic.
                                                    Striped dolphin ...................................      Stenella coeruleoalba ........................         N/A .......................   46,882 ..................     W. North Atlantic.
                                                    Spinner Dolphin .................................        Stenella longirostris ............................     N/A .......................   Unknown ..............        W. North Atlantic.
                                                    White-beaked dolphin ........................            Lagenorhynchus albirostris ................            N/A .......................   2,003 ....................    W. North Atlantic.
                                                    Harbor porpoise .................................        Phocoena phocoena ..........................           N/A .......................   79,833 ..................     Gulf of Maine/Bay of
                                                                                                                                                                                                                                  Fundy.
                                                    Killer whale .........................................   Orcinus orca .......................................   N/A .......................   Unknown ..............        W. North Atlantic.
                                                    Pygmy Killer Whale ............................          Feresa attenuata ................................      N/A .......................   3,785 ....................    W. North Atlantic.
                                                    False killer whale ...............................       Pseudorca crassidens ........................          Strategic ...............     442 .......................   W. North Atlantic.
                                                    Long-finned pilot whale ......................           Globicephala melas ...........................         N/A .......................   26,535 ..................     W. North Atlantic.
                                                    Short-finned pilot whale .....................           Globicephala macrorhynchus ............                N/A .......................   21,515 ..................     W. North Atlantic.
                                                    Sperm whale ......................................       Physeter macrocephalus ...................             Endangered .........          2,288 ....................    North Atlantic.
                                                    Pigmy sperm whale ...........................            Kogia breviceps .................................      N/A .......................   3,785 b ..................    W. North Atlantic.
                                                    Dwarf sperm whale ............................           Kogia sima .........................................   N/A .......................   3,785 b ..................    W. North Atlantic.
                                                    Cuvier’s beaked whale .......................            Ziphius cavirostris ..............................     N/A .......................   6,532 ....................    W. North Atlantic.
                                                    Blainville’s beaked whale ...................            Mesoplodon densirostris ....................           N/A .......................   7,092 c ..................    W. North Atlantic.
                                                    Gervais’ beaked whale ......................             Mesoplodon europaeus .....................             N/A .......................   7,092 c ..................    W. North Atlantic.
                                                    True’s beaked whale ..........................           Mesoplodon mirus ..............................        N/A .......................   7,092 c ..................    W. North Atlantic.
                                                    Sowerby’s Beaked Whale ..................                Mesoplodon bidens ............................         N/A .......................   7,092 c ..................    W. North Atlantic.
                                                    Northern bottlenose whale .................              Hyperoodon ampullatus .....................            N/A .......................   Unknown ..............        W. North Atlantic.
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    Melon-headed whale ..........................            Peponocephala electra ......................           N/A .......................   Unknown ..............        W. North Atlantic.

                                                                                                                                      Baleen Whales (Mysticeti)

                                                    Minke whale .......................................      Balaenoptera acutorostrata ................            N/A .......................   20,741 ..................     Canadian East Coast.
                                                    Blue whale .........................................     Balaenoptera musculus .....................            Endangered .........          Unknown ..............        W. North Atlantic.
                                                    Fin whale ............................................   Balaenoptera physalus ......................           Endangered .........          1,618 ....................    W. North Atlantic.
                                                    Humpback whale ...............................           Megaptera novaeangliae ...................             Endangered .........          823 .......................   Gulf of Maine.
                                                    North Atlantic right whale ...................           Eubalaena glacialis ............................       Endangered .........          465 .......................   W. North Atlantic.



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                                                                                             Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices                                                                                19561

                                                               TABLE 2—MARINE MAMMALS KNOWN TO OCCUR IN THE WATERS OF SOUTHERN NEW ENGLAND—Continued
                                                                   Common name                                              Scientific name                            NMFS status                   Stock abundance                      Stock

                                                    Sei whale ...........................................    Balaenoptera borealis ........................         Endangered .........            357 .......................   Nova Scotia.

                                                                                                                                       Earless Seals (Phocidae)

                                                    Gray seals ..........................................    Halichoerus grypus ............................        N/A   .......................   348,900 ................      North Atlantic.
                                                    Harbor seals .......................................     Phoca vitulina .....................................   N/A   .......................   75,834 ..................     W. North Atlantic.
                                                    Hooded seals .....................................       Cystophora cristata ............................       N/A   .......................   Unknown ..............        W. North Atlantic.
                                                    Harp seal ............................................   Phoca groenlandica ...........................         N/A   .......................   Unknown ..............        North Atlantic.
                                                      a A strategic stock is defined as any marine mammal stock: (1) For which the level of direct human-caused mortality exceeds the potential bio-
                                                    logical removal level; (2) which is declining and likely to be listed as threatened under the ESA; or (3) which is listed as threatened or endan-
                                                    gered under the ESA or as depleted under the MMPA.
                                                      b This estimate may include both the dwarf and pygmy sperm whales.
                                                      c This estimate includes Gervais’ and Blainville’s beaked whales and undifferentiated Mesoplodon spp. beaked whales.
                                                      Sources: Waring et al., 2015; Waring et al., 2013; Waring et al., 2011; Waring et al., 2010; RI SAMP, 2011; Kenney and Vigness-Raposa,
                                                    2009; NMFS, 2012.


                                                    Potential Effects of the Specified                                   travel through a medium, such as air or                                lightning, rain, sub-sea earthquakes, and
                                                    Activity on Marine Mammals and Their                                 water, and is generally characterized by                               biological sounds (e.g., snapping
                                                    Habitat                                                              several variables. Frequency describes                                 shrimp, whale songs) are widespread
                                                       This section includes a summary and                               the sound’s pitch and is measured in                                   throughout the world’s oceans. Marine
                                                    discussion of the ways that the types of                             hertz (Hz) or kilohertz (kHz), while                                   mammals produce sounds in various
                                                    stressors associated with the specified                              sound level describes the sound’s                                      contexts and use sound for various
                                                    activity have been observed to impact                                intensity and is measured in decibels                                  biological functions including, but not
                                                    marine mammals. This discussion may                                  (dB). Sound level increases or decreases                               limited to: (1) Social interactions; (2)
                                                    also include reactions that we consider                              exponentially with each dB of change.                                  foraging; (3) orientation; and (4)
                                                    to rise to the level of a take and those                             The logarithmic nature of the scale                                    predator detection. Interference with
                                                    that we do not consider to rise to the                               means that each 10-dB increase is a 10-                                producing or receiving these sounds
                                                    level of a take (for example, with                                   fold increase in acoustic power (and a                                 may result in adverse impacts. Audible
                                                    acoustics, we may include a discussion                               20-dB increase is then a 100-fold                                      distance, or received levels of sound
                                                    of studies that showed animals not                                   increase in power). A 10-fold increase in                              depend on the nature of the sound
                                                    reacting at all to sound or exhibiting                               acoustic power does not mean that the                                  source, ambient noise conditions, and
                                                    barely measurable avoidance). This                                   sound is perceived as being 10 times                                   the sensitivity of the receptor to the
                                                    section is intended as a background of                               louder, however. Sound levels are                                      sound (Richardson et al., 1995). Type
                                                    potential effects and does not consider                              compared to a reference sound pressure                                 and significance of marine mammal
                                                    either the specific manner in which this                             (micro-Pascal) to identify the medium.                                 reactions to sound are likely dependent
                                                    activity will be carried out or the                                  For air and water, these reference                                     on a variety of factors including, but not
                                                    mitigation that will be implemented,                                 pressures are ‘‘re: 20 mPa’’ and ‘‘re: 1                               limited to, (1) the behavioral state of the
                                                    and how either of those will shape the                               mPa,’’ respectively. Root mean square                                  animal (e.g., feeding, traveling, etc.); (2)
                                                    anticipated impacts from this specific                               (RMS) is the quadratic mean sound                                      frequency of the sound; (3) distance
                                                    activity. The ‘‘Estimated Take by                                    pressure over the duration of an                                       between the animal and the source; and
                                                    Incidental Harassment’’ section later in                             impulse. RMS is calculated by squaring                                 (4) the level of the sound relative to
                                                    this document will include a                                         all of the sound amplitudes, averaging                                 ambient conditions (Southall et al.,
                                                    quantitative analysis of the number of                               the squares, and then taking the square                                2007).
                                                    individuals that are expected to be taken                            root of the average (Urick, 1975). RMS                                    When considering the influence of
                                                    by this activity. The ‘‘Negligible Impact                            accounts for both positive and negative                                various kinds of sound on the marine
                                                    Analysis’’ section will include the                                  values; squaring the pressures makes all                               environment, it is necessary to
                                                    analysis of how this specific activity                               values positive so that they may be                                    understand that different kinds of
                                                    will impact marine mammals and will                                  accounted for in the summation of                                      marine life are sensitive to different
                                                    consider the content of this ‘‘Potential                             pressure levels. This measurement is                                   frequencies of sound. Current data
                                                    Effects of the Specified Activity on                                 often used in the context of discussing                                indicate that not all marine mammal
                                                    Marine Mammals’’ section, the                                        behavioral effects, in part because                                    species have equal hearing capabilities
                                                    ‘‘Estimated Take by Incidental                                       behavioral effects, which often result                                 (Richardson et al., 1995; Southall et al.,
                                                    Harassment’’ section, the ‘‘Proposed                                 from auditory cues, may be better                                      1997; Wartzok and Ketten, 1999; Au and
                                                    Mitigation’’ section, and the                                        expressed through averaged units rather                                Hastings, 2008).
                                                    ‘‘Anticipated Effects on Marine Mammal                               than by peak pressures.                                                   Southall et al. (2007) designated
                                                    Habitat’’ section to draw conclusions                                Acoustic Impacts                                                       ‘‘functional hearing groups’’ for marine
                                                                                                                                                                                                mammals based on available behavioral
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                                                    regarding the likely impacts of this
                                                    activity on the reproductive success or                                HRG survey equipment use and use of                                  data; audiograms derived from auditory
                                                    survivorship of individuals, and from                                the DP thruster during the geophysical                                 evoked potentials; anatomical modeling;
                                                    that on the affected marine mammal                                   and geotechnical surveys may                                           and other data. Southall et al. (2007)
                                                    populations or stocks.                                               temporarily impact marine mammals in                                   also estimated the lower and upper
                                                                                                                         the area due to elevated in-water sound                                frequencies of functional hearing for
                                                    Background on Sound                                                  levels. Marine mammals are continually                                 each group. However, animals are less
                                                      Sound is a physical phenomenon                                     exposed to many sources of sound.                                      sensitive to sounds at the outer edges of
                                                    consisting of minute vibrations that                                 Naturally occurring sounds such as                                     their functional hearing range and are


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                                                    19562                                  Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices

                                                    more sensitive to a range of frequencies                            NOAA. Table 3 provides a summary of                                 based on their generalized hearing
                                                    within the middle of their functional                               sound production and general hearing                                sensitivities: high-frequency cetaceans,
                                                    hearing range. Note that direct                                     capabilities for marine mammal species                              mid-frequency cetaceans, low-frequency
                                                    measurements of hearing sensitivity do                              (note that values in this table are not                             cetaceans (mysticetes), phocids (true
                                                    not exist for all species of marine                                 meant to reflect absolute possible                                  seals), and otariids (sea lion and fur
                                                    mammals, including low-frequency                                    maximum ranges, rather they represent                               seals). A detailed discussion of the
                                                    cetaceans. The functional hearing                                   the best known ranges of each                                       functional hearing groups can be found
                                                    groups and the associated frequencies                               functional hearing group). For purposes                             in Southall et al. (2007) and Finneran
                                                    developed by Southall et al. (2007) were                            of the analysis in this document, marine                            and Jenkins (2012).
                                                    revised by Finneran and Jenkins (2012)                              mammals are arranged into the
                                                    and have been further modified by                                   following functional hearing groups

                                                                                                       TABLE 3—MARINE MAMMAL FUNCTIONAL HEARING GROUPS
                                                                                                                                                                                                                               Functional hearing
                                                                                                                      Functional hearing group                                                                                      range *

                                                    Low-frequency (LF) cetaceans (baleen whales) .....................................................................................................................        7 Hz to 25 kHz.
                                                    Mid-frequency (MF) cetaceans (dolphins, toothed whales, beaked whales, bottlenose whales) ...........................................                                     150 Hz to 160 kHz.
                                                    High-frequency (HF) cetaceans (true porpoises, Kogia, river dolphins, cephalorhynchid, Lagenorhynchus cruciger & L.                                                       200 Hz to 180 kHz.
                                                      australis).
                                                    Phocid pinnipeds (underwater) (true seals) ............................................................................................................................   75 Hz to 100 kHz.
                                                    Otariid pinnipeds (underwater) (sea lions and fur seals) ........................................................................................................         100 Hz to 48 kHz.
                                                      Adapted and derived from Southall et al. (2007).
                                                      * Represents frequency band of hearing for entire group as a composite (i.e., all species within the group), where individual species’ hearing
                                                    ranges are typically not as broad. Functional hearing is defined as the range of frequencies a group hears without incorporating non-acoustic
                                                    mechanisms (Wartzok and Ketten, 1999). This is ∼60 to ∼70 dB above best hearing sensitivity (Southall et al., 2007) for all functional hearing
                                                    groups except LF cetaceans, where no direct measurements on hearing are available. For LF cetaceans, the lower range is based on rec-
                                                    ommendations from Southall et al., 2007 and the upper range is based on information on inner ear anatomy and vocalizations.


                                                       When sound travels (propagates) from                             season, geographic location, and with                               sounds. Hearing impairment is
                                                    its source, its loudness decreases as the                           time of day (as a result, in actual active                          classified by temporary threshold shift
                                                    distance traveled by the sound                                      sonar operations, crews will measure                                (TTS) and permanent threshold shift
                                                    increases. Thus, the loudness of a sound                            oceanic conditions, such as sea water                               (PTS). There are no empirical data for
                                                    at its source is higher than the loudness                           temperature and depth, to calibrate                                 onset of PTS in any marine mammal;
                                                    of that same sound a kilometer away.                                models that determine the path the                                  therefore, PTS-onset must be estimated
                                                    Acousticians often refer to the loudness                            sonar signal will take as it travels                                from TTS-onset measurements and from
                                                    of a sound at its source (typically                                 through the ocean and how strong the                                the rate of TTS growth with increasing
                                                    referenced to one meter from the source)                            sound signal will be at a given range                               exposure levels above the level eliciting
                                                    as the source level and the loudness of                             along a particular transmission path). As                           TTS-onset. PTS is presumed to be likely
                                                    sound elsewhere as the received level                               sound travels through the ocean, the                                if the hearing threshold is reduced by ≥
                                                    (i.e., typically the receiver). For                                 intensity associated with the wavefront                             40 dB (that is, 40 dB of TTS). PTS is
                                                    example, a humpback whale 3 km from                                 diminishes, or attenuates. This decrease                            considered auditory injury (Southall et
                                                    a device that has a source level of 230                             in intensity is referred to as propagation                          al., 2007) and occurs in a specific
                                                    dB may only be exposed to sound that                                loss, also commonly called transmission                             frequency range and amount. Irreparable
                                                    is 160 dB loud, depending on how the                                loss.                                                               damage to the inner or outer cochlear
                                                    sound travels through water (e.g.,                                     As mentioned previously in this                                  hair cells may cause PTS; however,
                                                    spherical spreading [6 dB reduction                                 document, nine marine mammal species                                other mechanisms are also involved,
                                                    with doubling of distance] was used in                              (seven cetaceans and two pinnipeds) are                             such as exceeding the elastic limits of
                                                    this example). As a result, it is                                   likely to occur in the Lease Area. Of the                           certain tissues and membranes in the
                                                    important to understand the difference                              seven cetacean species likely to occur in                           middle and inner ears and resultant
                                                    between source levels and received                                  the Lease Area, four are classified as                              changes in the chemical composition of
                                                    levels when discussing the loudness of                              low-frequency cetaceans (i.e., minke                                the inner ear fluids (Southall et al.,
                                                    sound in the ocean or its impacts on the                            whale, fin whale, humpback whale, and                               2007). Given the higher level of sound
                                                    marine environment.                                                 North Atlantic right whale), two are                                and longer durations of exposure
                                                       As sound travels from a source, its                              classified as mid-frequency cetaceans                               necessary to cause PTS as compared
                                                    propagation in water is influenced by                               (i.e., Atlantic white-sided dolphin and                             with TTS, it is considerably less likely
                                                    various physical characteristics,                                   short-beaked common dolphin), and one                               that PTS would occur during the
                                                    including water temperature, depth,                                 is classified as a high-frequency                                   proposed HRG and geotechnical survey.
                                                    salinity, and surface and bottom                                    cetacean (i.e., harbor porpoise) (Southall                          Temporary Threshold Shift (TTS)
                                                    properties that cause refraction,                                   et al., 2007). A species’ functional
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                                                    reflection, absorption, and scattering of                           hearing group is a consideration when                                  TTS is the mildest form of hearing
                                                    sound waves. Oceans are not                                         we analyze the effects of exposure to                               impairment that can occur during
                                                    homogeneous and the contribution of                                 sound on marine mammals.                                            exposure to a loud sound (Kryter, 1985).
                                                    each of these individual factors is                                 Hearing Impairment                                                  While experiencing TTS, the hearing
                                                    extremely complex and interrelated.                                                                                                     threshold rises and a sound must be
                                                    The physical characteristics that                                     Marine mammals may experience                                     stronger in order to be heard. At least in
                                                    determine the sound’s speed through                                 temporary or permanent hearing                                      terrestrial mammals, TTS can last from
                                                    the water will change with depth,                                   impairment when exposed to loud                                     minutes or hours to (in cases of strong


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                                                                                    Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices                                            19563

                                                    TTS) days, can be limited to a particular               170 dB rms or higher for brief transient              would be necessary to cause TTS.
                                                    frequency range, and can occur to                       signals are likely required for even                  Intermittent exposures—as would occur
                                                    varying degrees (i.e., a loss of a certain              temporary (recoverable) changes in                    due to the brief, transient signals
                                                    number of dBs of sensitivity). For sound                hearing sensitivity that would likely not             produced by these sources—require a
                                                    exposures at or somewhat above the                      be categorized as physiologically                     higher cumulative SEL to induce TTS
                                                    TTS threshold, hearing sensitivity in                   damaging (Lucke et al., 2009).                        than would continuous exposures of the
                                                    both terrestrial and marine mammals                     Additionally, the existing marine                     same duration (i.e., intermittent
                                                    recovers rapidly after exposure to the                  mammal TTS data come from a limited                   exposure results in lower levels of TTS)
                                                    noise ends.                                             number of individuals within these                    (Mooney et al., 2009a; Finneran et al.,
                                                       Marine mammal hearing plays a                        species. There are no data available on               2010). Moreover, most marine mammals
                                                    critical role in communication with                     noise-induced hearing loss for                        would more likely avoid a loud sound
                                                    conspecifics and in interpretation of                   mysticetes (of note, the source operating             source rather than swim in such close
                                                    environmental cues for purposes such                    characteristics of some of DONG                       proximity as to result in TTS. Kremser
                                                    as predator avoidance and prey capture.                 Energy’s proposed HRG survey                          et al. (2005) noted that the probability
                                                    Depending on the degree (elevation of                   equipment—i.e., the equipment                         of a cetacean swimming through the
                                                    threshold in dB), duration (i.e., recovery              positioning systems—are unlikely to be                area of exposure when a sub-bottom
                                                    time), and frequency range of TTS and                   audible to mysticetes). For summaries of              profiler emits a pulse is small—because
                                                    the context in which it is experienced,                 data on TTS in marine mammals or for                  if the animal was in the area, it would
                                                    TTS can have effects on marine                          further discussion of TTS onset                       have to pass the transducer at close
                                                    mammals ranging from discountable to                    thresholds, please see Southall et al.                range in order to be subjected to sound
                                                    serious. For example, a marine mammal                   (2007), Finneran and Jenkins (2012),                  levels that could cause temporary
                                                    may be able to readily compensate for                   and Finneran (2015).                                  threshold shift and would likely exhibit
                                                    a brief, relatively small amount of TTS                   Scientific literature highlights the                avoidance behavior to the area near the
                                                    in a non-critical frequency range that                  inherent complexity of predicting TTS                 transducer rather than swim through at
                                                    takes place during a time when the                      onset in marine mammals, as well as the               such a close range. Further, the
                                                    animals is traveling through the open                   importance of considering exposure                    restricted beam shape of the sub-bottom
                                                    ocean, where ambient noise is lower                     duration when assessing potential                     profiler and other HRG survey
                                                    and there are not as many competing                     impacts (Mooney et al., 2009a, 2009b;                 equipment makes it unlikely that an
                                                    sounds present. Alternatively, a larger                 Kastak et al., 2007). Generally, with                 animal would be exposed more than
                                                    amount and longer duration of TTS                       sound exposures of equal energy,                      briefly during the passage of the vessel.
                                                    sustained during a time when                            quieter sounds (lower SPL) of longer                  Boebel et al. (2005) concluded similarly
                                                    communication is critical for successful                duration were found to induce TTS                     for single and multibeam echosounders,
                                                    mother/calf interactions could have                     onset more than louder sounds (higher                 and more recently, Lurton (2016)
                                                    more serious impacts if it were in the                  SPL) of shorter duration (more similar to             conducted a modeling exercise and
                                                    same frequency band as the necessary                    sub-bottom profilers). For intermittent               concluded similarly that likely potential
                                                    vocalizations and of a severity that it                 sounds, less threshold shift will occur               for acoustic injury from these types of
                                                    impeded communication. The fact that                    than from a continuous exposure with                  systems is negligible, but that behavioral
                                                    animals exposed to levels and durations                 the same energy (some recovery will                   response cannot be ruled out. Animals
                                                    of sound that would be expected to                      occur between intermittent exposures)                 may avoid the area around the survey
                                                    result in this physiological response                   (Kryter et al., 1966; Ward, 1997). For                vessels, thereby reducing exposure. Any
                                                    would also be expected to have                          sound exposures at or somewhat above                  disturbance to marine mammals is
                                                    behavioral responses of a comparatively                 the TTS-onset threshold, hearing                      likely to be in the form of temporary
                                                    more severe or sustained nature is also                 sensitivity recovers rapidly after                    avoidance or alteration of opportunistic
                                                    notable and potentially of more                         exposure to the sound ends; intermittent              foraging behavior near the survey
                                                    importance than the simple existence of                 exposures recover faster in comparison                location.
                                                    a TTS.                                                  with continuous exposures of the same                    It is possible that animals in the Lease
                                                       Currently, TTS data only exist for four              duration (Finneran et al., 2010). NMFS                Area may experience TTS during the
                                                    species of cetaceans (bottlenose                        considers TTS as Level B harassment                   use of DP vessel thrusters during the
                                                    dolphin, beluga whale, harbor porpoise,                 that is mediated by physiological effects             geotechnical survey due to the duration
                                                    and Yangtze finless porpoise) and three                 on the auditory system; however, NMFS                 and nature of the noise (continuous, up
                                                    species of pinnipeds (northern elephant                 does not consider TTS-onset to be the                 to 6 days). However, the fact that the DP
                                                    seal, harbor seal, and California sea lion)             lowest level at which Level B                         drill ship is stationary during the
                                                    exposed to a limited number of sound                    harassment may occur.                                 geotechnical survey activities makes it
                                                    sources (i.e., mostly tones and octave-                   Animals in the Lease Area during the                less likely that animals would remain in
                                                    band noise) in laboratory settings (e.g.,               HRG survey are unlikely to incur TTS                  the area long enough to incur TTS. As
                                                    Finneran et al., 2002 and 2010;                         hearing impairment due to the                         is the case for the HRG survey activities,
                                                    Nachtigall et al., 2004; Kastak et al.,                 characteristics of the sound sources,                 animals may avoid the area around the
                                                    2005; Lucke et al., 2009; Mooney et al.,                which include low source levels (208 to               survey vessel, thereby reducing
                                                    2009; Popov et al., 2011; Finneran and                  221 dB re 1 mPa-m) and generally very                 exposure. Any disturbance to marine
                                                    Schlundt, 2010). In general, harbor seals               short pulses and duration of the sound.               mammals is more likely to be in the
                                                    (Kastak et al., 2005; Kastelein et al.,                 Even for high-frequency cetacean
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                                                                                                                                                                  form of temporary avoidance or
                                                    2012a) and harbor porpoises (Lucke et                   species (e.g., harbor porpoises), which               alteration of opportunistic foraging
                                                    al., 2009; Kastelein et al., 2012b) have                may have increased sensitivity to TTS                 behavior near the survey location.
                                                    a lower TTS onset than other measured                   (Lucke et al., 2009; Kastelein et al.,
                                                    pinniped or cetacean species. However,                  2012b), individuals would have to make                Masking
                                                    even for these animals, which are better                a very close approach and also remain                   Masking is the obscuring of sounds of
                                                    able to hear higher frequencies and may                 very close to vessels operating these                 interest to an animal by other sounds,
                                                    be more sensitive to higher frequencies,                sources in order to receive multiple                  typically at similar frequencies. Marine
                                                    exposures on the order of approximately                 exposures at relatively high levels, as               mammals are highly dependent on


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                                                    sound, and their ability to recognize                   baleen whales, because of how far low-                system, virtually all neuro-endocrine
                                                    sound signals amid other sound is                       frequency sounds propagate.                           functions that are affected by stress—
                                                    important in communication and                             Marine mammal communications                       including immune competence,
                                                    detection of both predators and prey                    would not likely be masked appreciably                reproduction, metabolism, and
                                                    (Tyack, 2000). Background ambient                       by the sub-profiler or pingers’ signals               behavior—are regulated by pituitary
                                                    sound may interfere with or mask the                    given the directionality of the signal and            hormones. Stress-induced changes in
                                                    ability of an animal to detect a sound                  the brief period when an individual                   the secretion of pituitary hormones have
                                                    signal even when that signal is above its               mammal is likely to be within its beam.               been implicated in failed reproduction
                                                    absolute hearing threshold. Even in the                 And while continuous sound from the                   (Moberg, 1987; Rivier, 1995), altered
                                                    absence of anthropogenic sound, the                     DP thruster when in use is predicted to               metabolism (Elasser et al., 2000),
                                                    marine environment is often loud.                       extend 3.4 km to the 120 dB threshold,                reduced immune competence (Blecha,
                                                    Natural ambient sound includes                          the generally short duration of DP                    2000), and behavioral disturbance.
                                                    contributions from wind, waves,                         thruster use and low source levels,                   Increases in the circulation of
                                                    precipitation, other animals, and (at                   coupled with the likelihood of animals                glucocorticosteroids (cortisol,
                                                    frequencies above 30 kHz) thermal                       to avoid the sound source, would result               corticosterone, and aldosterone in
                                                    sound resulting from molecular                          in very little opportunity for this                   marine mammals; see Romano et al.,
                                                    agitation (Richardson et al., 1995).                    activity to mask the communication of                 2004) have been equated with stress for
                                                       Background sound may also include                    local marine mammals for more than a                  many years.
                                                    anthropogenic sound, and masking of                     brief period of time.                                    The primary distinction between
                                                    natural sounds can result when human                                                                          stress (which is adaptive and does not
                                                                                                            Non-Auditory Physical Effects (Stress)
                                                    activities produce high levels of                                                                             normally place an animal at risk) and
                                                                                                               Classic stress responses begin when                distress is the biotic cost of the
                                                    background sound. Conversely, if the                    an animal’s central nervous system
                                                    background level of underwater sound                                                                          response. During a stress response, an
                                                                                                            perceives a potential threat to its                   animal uses glycogen stores that can be
                                                    is high (e.g., on a day with strong wind                homeostasis. That perception triggers
                                                    and high waves), an anthropogenic                                                                             quickly replenished once the stress is
                                                                                                            stress responses regardless of whether a              alleviated. In such circumstances, the
                                                    sound source would not be detectable as                 stimulus actually threatens the animal;
                                                    far away as would be possible under                                                                           cost of the stress response would not
                                                                                                            the mere perception of a threat is                    pose a risk to the animal’s welfare.
                                                    quieter conditions and would itself be                  sufficient to trigger a stress response               However, when an animal does not have
                                                    masked. Ambient sound is highly                         (Moberg, 2000; Sapolsky et al., 2005;                 sufficient energy reserves to satisfy the
                                                    variable on continental shelves                         Seyle, 1950). Once an animal’s central                energetic costs of a stress response,
                                                    (Thompson, 1965; Myrberg, 1978;                         nervous system perceives a threat, it                 energy resources must be diverted from
                                                    Chapman et al., 1998; Desharnais et al.,                mounts a biological response or defense               other biotic function, which impairs
                                                    1999). This results in a high degree of                 that consists of a combination of the                 those functions that experience the
                                                    variability in the range at which marine                four general biological defense                       diversion. For example, when mounting
                                                    mammals can detect anthropogenic                        responses: behavioral responses,                      a stress response diverts energy away
                                                    sounds.                                                 autonomic nervous system responses,                   from growth in young animals, those
                                                       Although masking is a phenomenon                     neuroendocrine responses, or immune                   animals may experience stunted growth.
                                                    which may occur naturally, the                          responses.                                            When mounting a stress response
                                                    introduction of loud anthropogenic                         In the case of many stressors, an                  diverts energy from a fetus, an animal’s
                                                    sounds into the marine environment at                   animal’s first and sometimes most                     reproductive success and its fitness will
                                                    frequencies important to marine                         economical (in terms of biotic costs)                 suffer. In these cases, the animals will
                                                    mammals increases the severity and                      response is behavioral avoidance of the               have entered a pre-pathological or
                                                    frequency of occurrence of masking. For                 potential stressor or avoidance of                    pathological state which is called
                                                    example, if a baleen whale is exposed to                continued exposure to a stressor. An                  ‘‘distress’’ (Seyle, 1950) or ‘‘allostatic
                                                    continuous low-frequency sound from                     animal’s second line of defense to                    loading’’ (McEwen and Wingfield,
                                                    an industrial source, this would reduce                 stressors involves the sympathetic part               2003). This pathological state will last
                                                    the size of the area around that whale                  of the autonomic nervous system and                   until the animal replenishes its biotic
                                                    within which it can hear the calls of                   the classical ‘‘fight or flight’’ response            reserves sufficient to restore normal
                                                    another whale. The components of                        which includes the cardiovascular                     function. Note that these examples
                                                    background noise that are similar in                    system, the gastrointestinal system, the              involved a long-term (days or weeks)
                                                    frequency to the signal in question                     exocrine glands, and the adrenal                      stress response exposure to stimuli.
                                                    primarily determine the degree of                       medulla to produce changes in heart                      Relationships between these
                                                    masking of that signal. In general, little              rate, blood pressure, and gastrointestinal            physiological mechanisms, animal
                                                    is known about the degree to which                      activity that humans commonly                         behavior, and the costs of stress
                                                    marine mammals rely upon detection of                   associate with ‘‘stress.’’ These responses            responses have also been documented
                                                    sounds from conspecifics, predators,                    have a relatively short duration and may              fairly well through controlled
                                                    prey, or other natural sources. In the                  or may not have significant long-term                 experiments; because this physiology
                                                    absence of specific information about                   effect on an animal’s welfare.                        exists in every vertebrate that has been
                                                    the importance of detecting these                          An animal’s third line of defense to               studied, it is not surprising that stress
                                                    natural sounds, it is not possible to                   stressors involves its neuroendocrine                 responses and their costs have been
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                                                    predict the impact of masking on marine                 systems; the system that has received                 documented in both laboratory and free-
                                                    mammals (Richardson et al., 1995). In                   the most study has been the                           living animals (for examples see,
                                                    general, masking effects are expected to                hypothalamus-pituitary-adrenal system                 Holberton et al., 1996; Hood et al., 1998;
                                                    be less severe when sounds are transient                (also known as the HPA axis in                        Jessop et al., 2003; Krausman et al.,
                                                    than when they are continuous.                          mammals or the hypothalamus-                          2004; Lankford et al., 2005; Reneerkens
                                                    Masking is typically of greater concern                 pituitary-interrenal axis in fish and                 et al., 2002; Thompson and Hamer,
                                                    for those marine mammals that utilize                   some reptiles). Unlike stress responses               2000). Information has also been
                                                    low-frequency communications, such as                   associated with the autonomic nervous                 collected on the physiological responses


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                                                                                    Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices                                            19565

                                                    of marine mammals to exposure to                        terrestrial animals exhibit those                     physiological, and physical disciplines
                                                    anthropogenic sounds (Fair and Becker,                  responses under similar conditions                    that convened and reviewed the
                                                    2000; Romano et al., 2002; Wright et al.,               (NRC, 2003). More importantly, marine                 available literature on marine mammal
                                                    2008). For example, Rolland et al.                      mammals might experience stress                       hearing and physiological and
                                                    (2012) found that noise reduction from                  responses at received levels lower than               behavioral responses to human-made
                                                    reduced ship traffic in the Bay of Fundy                those necessary to trigger onset TTS.                 sound with the goal of proposing
                                                    was associated with decreased stress in                 Based on empirical studies of the time                exposure criteria for certain effects. This
                                                    North Atlantic right whales. In a                       required to recover from stress                       peer-reviewed compilation of literature
                                                    conceptual model developed by the                       responses (Moberg, 2000), we also                     is very valuable, though Southall et al.
                                                    Population Consequences of Acoustic                     assume that stress responses are likely               (2007) note that not all data are equal,
                                                    Disturbance (PCAD) working group,                       to persist beyond the time interval                   some have poor statistical power,
                                                    serum hormones were identified as                       required for animals to recover from                  insufficient controls, and/or limited
                                                    possible indicators of behavioral effects               TTS and might result in pathological                  information on received levels,
                                                    that are translated into altered rates of               and pre-pathological states that would                background noise, and other potentially
                                                    reproduction and mortality.                             be as significant as behavioral responses             important contextual variables—such
                                                       Studies of other marine animals and                  to TTS.                                               data were reviewed and sometimes used
                                                    terrestrial animals would also lead us to                  In general, there are few data on the              for qualitative illustration but were not
                                                    expect some marine mammals to                           potential for strong, anthropogenic                   included in the quantitative analysis for
                                                    experience physiological stress                         underwater sounds to cause non-                       the criteria recommendations. All of the
                                                    responses and, perhaps, physiological                   auditory physical effects in marine                   studies considered, however, contain an
                                                    responses that would be classified as                   mammals. Such effects, if they occur at               estimate of the received sound level
                                                    ‘‘distress’’ upon exposure to high                      all, would presumably be limited to                   when the animal exhibited the indicated
                                                    frequency, mid-frequency and low-                       short distances and to activities that                response.
                                                    frequency sounds. For example, Jansen                   extend over a prolonged period. The                      In the Southall et al. (2007)
                                                    (1998) reported on the relationship                     available data do not allow                           publication, for the purposes of
                                                    between acoustic exposures and                          identification of a specific exposure                 analyzing responses of marine mammals
                                                    physiological responses that are                        level above which non-auditory effects                to anthropogenic sound and developing
                                                    indicative of stress responses in humans                can be expected (Southall et al., 2007).              criteria, the authors differentiate
                                                    (for example, elevated respiration and                  There is no definitive evidence that any              between pulse sounds (single and
                                                    increased heart rates). Jones (1998)                    of these effects occur even for marine                multiple) and non-pulse sounds.
                                                    reported on reductions in human                         mammals in close proximity to an                         The studies that address responses of
                                                    performance when faced with acute,                      anthropogenic sound source. In                        low-frequency cetaceans to non-pulse
                                                    repetitive exposures to acoustic                        addition, marine mammals that show                    sounds include data gathered in the
                                                    disturbance. Trimper et al. (1998)                      behavioral avoidance of survey vessels                field and related to several types of
                                                    reported on the physiological stress                    and related sound sources, are unlikely               sound sources, including: vessel noise,
                                                    responses of osprey to low-level aircraft               to incur non-auditory impairment or                   drilling and machinery playback, low-
                                                    noise while Krausman et al. (2004)                      other physical effects. NMFS does not                 frequency M-sequences (sine wave with
                                                    reported on the auditory and physiology                 expect that the generally short-term,                 multiple phase reversals) playback,
                                                    stress responses of endangered Sonoran                  intermittent, and transitory HRG and                  tactical low-frequency active sonar
                                                    pronghorn to military overflights. Smith                geotechnical activities would create                  playback, drill ships, and non-pulse
                                                    et al. (2004a, 2004b), for example,                     conditions of long-term, continuous                   playbacks. These studies generally
                                                    identified noise-induced physiological                  noise and chronic acoustic exposure                   indicate no (or very limited) responses
                                                    transient stress responses in hearing-                  leading to long-term physiological stress             to received levels in the 90 to 120 dB
                                                    specialist fish (i.e., goldfish) that                   responses in marine mammals.                          re: 1mPa range and an increasing
                                                    accompanied short- and long-term                                                                              likelihood of avoidance and other
                                                                                                            Behavioral Disturbance                                behavioral effects in the 120 to 160 dB
                                                    hearing losses. Welch and Welch (1970)
                                                    reported physiological and behavioral                      Behavioral responses to sound are                  range. As mentioned earlier, though,
                                                    stress responses that accompanied                       highly variable and context-specific. An              contextual variables play a very
                                                    damage to the inner ears of fish and                    animal’s perception of and response to                important role in the reported responses
                                                    several mammals.                                        (in both nature and magnitude) an                     and the severity of effects do not
                                                       Hearing is one of the primary senses                 acoustic event can be influenced by                   increase linearly with received levels.
                                                    marine mammals use to gather                            prior experience, perceived proximity,                Also, few of the laboratory or field
                                                    information about their environment                     bearing of the sound, familiarity of the              datasets had common conditions,
                                                    and to communicate with conspecifics.                   sound, etc. (Southall et al., 2007). If a             behavioral contexts, or sound sources,
                                                    Although empirical information on the                   marine mammal does react briefly to an                so it is not surprising that responses
                                                    relationship between sensory                            underwater sound by changing its                      differ.
                                                    impairment (TTS, PTS, and acoustic                      behavior or moving a small distance, the                 The studies that address responses of
                                                    masking) on marine mammals remains                      impacts of the change are unlikely to be              mid-frequency cetaceans to non-pulse
                                                    limited, it seems reasonable to assume                  significant to the individual, let alone              sounds include data gathered both in
                                                    that reducing an animal’s ability to                    the stock or population. However, if a                the field and the laboratory and related
                                                    gather information about its                            sound source displaces marine                         to several different sound sources,
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    environment and to communicate with                     mammals from an important feeding or                  including: pingers, drilling playbacks,
                                                    other members of its species would be                   breeding area for a prolonged period,                 ship and ice-breaking noise, vessel
                                                    stressful for animals that use hearing as               impacts on individuals and populations                noise, Acoustic harassment devices
                                                    their primary sensory mechanism.                        could be significant (e.g., Lusseau and               (AHDs), Acoustic Deterrent Devices
                                                    Therefore, we assume that acoustic                      Bejder, 2007; Weilgart, 2007).                        (ADDs), mid-frequency active sonar, and
                                                    exposures sufficient to trigger onset PTS                  Southall et al. (2007) reports the                 non-pulse bands and tones. Southall et
                                                    or TTS would be accompanied by                          results of the efforts of a panel of experts          al. (2007) were unable to come to a clear
                                                    physiological stress responses because                  in acoustic research from behavioral,                 conclusion regarding the results of these


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                                                    19566                           Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices

                                                    studies. In some cases animals in the                   driving, and airgun arrays. Quantitative              areas of deep-water habitat prior to
                                                    field showed significant responses to                   data on reactions of pinnipeds to                     operating intermittently in a
                                                    received levels between 90 and 120 dB,                  impulse sounds is limited, but a general              concentrated area offshore from the
                                                    while in other cases these responses                    finding is that exposures in the 150 to               stranding site; this may have trapped
                                                    were not seen in the 120 to 150 dB                      180 dB range generally have limited                   the animals between the sound source
                                                    range. The disparity in results was                     potential to induce avoidance behavior                and the shore, thus driving them
                                                    likely due to contextual variation and                  (Southall et al., 2007).                              towards the lagoon system. The
                                                    the differences between the results in                     Marine mammals are likely to avoid                 investigatory panel systematically
                                                    the field and laboratory data (animals                  the HRG survey activity, especially the               excluded or deemed highly unlikely
                                                    typically responded at lower levels in                  naturally shy harbor porpoise, while the              nearly all potential reasons for these
                                                    the field).                                             harbor seals might be attracted to them               animals leaving their typical pelagic
                                                       The studies that address responses of                out of curiosity. However, because the                habitat for an area extremely atypical for
                                                    high-frequency cetaceans to non-pulse                   sub-bottom profilers and other HRG                    the species (i.e., a shallow lagoon
                                                    sounds include data gathered both in                    survey equipment operate from a                       system). Notably, this was the first time
                                                    the field and the laboratory and related                moving vessel, and the maximum radius                 that such a system has been associated
                                                    to several different sound sources,                     to the 160 dB harassment threshold is                 with a stranding event. The panel also
                                                    including: pingers, AHDs, and various                   less than 400 m, the area and time that               noted several site- and situation-specific
                                                    laboratory non-pulse sounds. All of                     this equipment would be affecting a                   secondary factors that may have
                                                    these data were collected from harbor                   given location is very small. Further,                contributed to the avoidance responses
                                                    porpoises. Southall et al. (2007)                       once an area has been surveyed, it is not             that led to the eventual entrapment and
                                                    concluded that the existing data                        likely that it will be surveyed again,                mortality of the whales. Specifically,
                                                    indicate that harbor porpoises are likely               therefore reducing the likelihood of                  shoreward-directed surface currents and
                                                    sensitive to a wide range of                            repeated HRG-related impacts within                   elevated chlorophyll levels in the area
                                                    anthropogenic sounds at low received                    the survey area. And while the drill ship             preceding the event may have played a
                                                    levels (around 90 to 120 dB), at least for              using DP thrusters will generally remain              role (Southall et al., 2013). The report
                                                    initial exposures. All recorded                         stationary during geotechnical survey                 also notes that prior use of a similar
                                                    exposures above 140 dB induced                          activities, the short duration (up to six             system in the general area may have
                                                    profound and sustained avoidance                        days) of the DP thruster use would                    sensitized the animals and also
                                                    behavior in wild harbor porpoises                       likely result in only short-term and                  concluded that, for odontocete
                                                    (Southall et al., 2007). Rapid                          temporary avoidance of the area, rather               cetaceans that hear well in higher
                                                    habituation was noted in some but not                   than permanent abandonment, by                        frequency ranges where ambient noise is
                                                    all studies.                                            marine mammals. Vessel traffic in the                 typically quite low, high-power active
                                                       The studies that address the responses               project area is relatively high and                   sonars operating in this range may be
                                                    of pinnipeds in water to non-pulse                      marine mammals are presumably                         more easily audible and have potential
                                                    sounds include data gathered both in                    habituated to noise from project vessels              effects over larger areas than low
                                                    the field and the laboratory and related                (DP thrusters).                                       frequency systems that have more
                                                    to several different sound sources,                        We have also considered the potential              typically been considered in terms of
                                                    including: AHDs, various non-pulse                      for severe behavioral responses such as               anthropogenic noise impacts. It is,
                                                    sounds used in underwater data                          stranding and associated indirect injury              however, important to note that the
                                                    communication, underwater drilling,                     or mortality from DONG Energy’s use of                relatively lower output frequency,
                                                    and construction noise. Few studies                     HRG survey equipment, on the basis of                 higher output power, and complex
                                                    exist with enough information to                        a 2008 mass stranding of approximately                nature of the system implicated in this
                                                    include them in the analysis. The                       one hundred melon-headed whales in a                  event, in context of the other factors
                                                    limited data suggest that exposures to                  Madagascar lagoon system. An                          noted here, likely produced a fairly
                                                    non-pulse sounds between 90 and 140                     investigation of the event indicated that             unusual set of circumstances that
                                                    dB generally do not result in strong                    use of a high-frequency mapping system                indicate that such events would likely
                                                    behavioral responses of pinnipeds in                    (12-kHz multibeam echosounder) was                    remain rare and are not necessarily
                                                    water, but no data exist at higher                      the most plausible and likely initial                 relevant to use of lower-power, higher-
                                                    received levels (Southall et al., 2007).                behavioral trigger of the event, while                frequency systems more commonly used
                                                       The studies that address the responses               providing the caveat that there is no                 for HRG survey applications. The risk of
                                                    of mid-frequency cetaceans to impulse                   unequivocal and easily identifiable                   similar events recurring may be very
                                                    sounds include data gathered both in                    single cause (Southall et al., 2013). The             low, given the extensive use of active
                                                    the field and the laboratory and related                investigatory panel’s conclusion was                  acoustic systems used for scientific and
                                                    to several different sound sources,                     based on (1) very close temporal and                  navigational purposes worldwide on a
                                                    including: small explosives, airgun                     spatial association and directed                      daily basis and the lack of direct
                                                    arrays, pulse sequences, and natural and                movement of the survey with the                       evidence of such responses previously
                                                    artificial pulses. The data show no clear               stranding event; (2) the unusual nature               reported.
                                                    indication of increasing probability and                of such an event coupled with
                                                    severity of response with increasing                    previously documented apparent                        Tolerance
                                                    received level. Behavioral responses                    behavioral sensitivity of the species to                Numerous studies have shown that
                                                    seem to vary depending on species and                   other sound types (Southall et al., 2006;             underwater sounds from industrial
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                                                    stimuli. Data on behavioral responses of                Brownell et al., 2009); and (3) the fact              activities are often readily detectable by
                                                    high-frequency cetaceans to multiple                    that all other possible factors considered            marine mammals in the water at
                                                    pulses is not available.                                were determined to be unlikely causes.                distances of many kilometers. However,
                                                       The studies that address the responses               Specifically, regarding survey patterns               other studies have shown that marine
                                                    of pinnipeds in water to impulse sounds                 prior to the event and in relation to                 mammals at distances more than a few
                                                    include data gathered in the field and                  bathymetry, the vessel transited in a                 kilometers away often show no apparent
                                                    related to several different sources,                   north-south direction on the shelf break              response to industrial activities of
                                                    including: small explosives, impact pile                parallel to the shore, ensonifying large              various types (Miller et al., 2005). This


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                                                                                    Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices                                            19567

                                                    is often true even in cases when the                    may include avoidance and changes in                  1 in (2.5 cm) in diameter. Impact on
                                                    sounds must be readily audible to the                   dive pattern (NRC, 2003).                             marine mammal habitat from these
                                                    animals based on measured received                         An examination of all known ship                   activities will be temporary,
                                                    levels and the hearing sensitivity of that              strikes from all shipping sources                     insignificant, and discountable.
                                                    mammal group. Although various                          (civilian and military) indicates vessel                 Because of the temporary nature of
                                                    baleen whales, toothed whales, and (less                speed is a principal factor in whether a              the disturbance, the availability of
                                                    frequently) pinnipeds have been shown                   vessel strike results in death (Knowlton              similar habitat and resources (e.g., prey
                                                    to react behaviorally to underwater                     and Kraus, 2001; Laist et al., 2001;                  species) in the surrounding area, and
                                                    sound from sources such as airgun                       Jensen and Silber, 2003; Vanderlaan and               the lack of important or unique marine
                                                    pulses or vessels under some                            Taggart, 2007). In assessing records with             mammal habitat, the impacts to marine
                                                    conditions, at other times, mammals of                  known vessel speeds, Laist et al. (2001)              mammals and the food sources that they
                                                    all three types have shown no overt                     found a direct relationship between the               utilize are not expected to cause
                                                    reactions (e.g., Malme et al., 1986;                    occurrence of a whale strike and the                  significant or long-term consequences
                                                    Richardson et al., 1995; Madsen and                     speed of the vessel involved in the                   for individual marine mammals or their
                                                    Mohl, 2000; Croll et al., 2001; Jacobs                  collision. The authors concluded that                 populations.
                                                    and Terhune, 2002; Madsen et al., 2002;                 most deaths occurred when a vessel was
                                                                                                            traveling in excess of 24.1 km/h (14.9                Mitigation
                                                    Miller et al., 2005). In general,
                                                    pinnipeds seem to be more tolerant of                   mph; 13 kts). Given the slow vessel                      In order to issue an incidental take
                                                    exposure to some types of underwater                    speeds and predictable course necessary               authorization under section 101(a)(5)(D)
                                                    sound than are baleen whales.                           for data acquisition, ship strike is                  of the MMPA, NMFS must set forth the
                                                    Richardson et al. (1995) found that                     unlikely to occur during the geophysical              permissible methods of taking pursuant
                                                    vessel sound does not seem to strongly                  and geotechnical surveys. Marine                      to such activity, and other means of
                                                    affect pinnipeds that are already in the                mammals would be able to easily avoid                 effecting the least practicable adverse
                                                    water. Richardson et al. (1995) went on                 vessels and are likely already habituated             impact on such species or stock and its
                                                    to explain that seals on haul-outs                      to the presence of numerous vessels in                habitat, paying particular attention to
                                                    sometimes respond strongly to the                       the area. Further, DONG Energy shall                  rookeries, mating grounds, and areas of
                                                    presence of vessels and at other times                  implement measures (e.g., vessel speed                similar significance, and on the
                                                    appear to show considerable tolerance                   restrictions and separation distances;                availability of such species or stock for
                                                    of vessels, and Brueggeman et al. (1992)                see Proposed Mitigation Measures) set                 taking for certain subsistence uses
                                                    observed ringed seals (Pusa hispida)                    forth in the BOEM Lease to reduce the                 (where relevant).
                                                    hauled out on ice pans displaying short-                risk of a vessel strike to marine mammal
                                                                                                            species in the Lease Area.                            Proposed Mitigation Measures
                                                    term escape reactions when a ship
                                                    approached within 0.16–0.31 mi (0.25–                                                                           With NMFS’ input during the
                                                                                                            Anticipated Effects on Marine Mammal
                                                    0.5 km). Due to the relatively high                                                                           application process, and as per the
                                                                                                            Habitat
                                                    vessel traffic in the Lease Area it is                                                                        BOEM Lease, DONG Energy is
                                                                                                               There are no feeding areas, rookeries,             proposing the following mitigation
                                                    possible that marine mammals are                        or mating grounds known to be
                                                    habituated to noise (e.g., DP thrusters)                                                                      measures during site characterization
                                                                                                            biologically important to marine                      surveys utilizing HRG survey equipment
                                                    from project vessels in the area.                       mammals within the proposed project                   and use of the DP thruster. The
                                                    Vessel Strike                                           area. There is also no designated critical            mitigation measures outlined in this
                                                                                                            habitat for any ESA-listed marine                     section are based on protocols and
                                                      Ship strikes of marine mammals can                    mammals. NMFS’ regulations at 50 CFR                  procedures that have been successfully
                                                    cause major wounds, which may lead to                   part 224 designated the nearshore                     implemented and resulted in no
                                                    the death of the animal. An animal at                   waters of the Mid-Atlantic Bight as the               observed take of marine mammals for
                                                    the surface could be struck directly by                 Mid-Atlantic U.S. Seasonal Management                 similar offshore projects and previously
                                                    a vessel, a surfacing animal could hit                  Area (SMA) for right whales in 2008.                  approved by NMFS (ESS, 2013;
                                                    the bottom of a vessel, or a vessel’s                   Mandatory vessel speed restrictions are               Dominion, 2013 and 2014).
                                                    propeller could injure an animal just                   in place in that SMA from November 1
                                                    below the surface. The severity of                      through April 30 to reduce the threat of              Marine Mammal Exclusion Zones
                                                    injuries typically depends on the size                  collisions between ships and right                       Protected species observers (PSOs)
                                                    and speed of the vessel (Knowlton and                   whales around their migratory route and               will monitor the following exclusion/
                                                    Kraus, 2001; Laist et al., 2001;                        calving grounds.                                      monitoring zones for the presence of
                                                    Vanderlaan and Taggart, 2007).                             Bottom disturbance associated with                 marine mammals:
                                                      The most vulnerable marine mammals                    the HRG survey activities may include                    • A 400-m exclusion zone during
                                                    are those that spend extended periods of                grab sampling to validate the seabed                  HRG surveys when the sub-bottom
                                                    time at the surface in order to restore                 classification obtained from the                      profiler is in operation (this exceeds the
                                                    oxygen levels within their tissues after                multibeam echosounder/sidescan sonar                  estimated Level B harassment isopleth).
                                                    deep dives (e.g., the sperm whale). In                  data. This will typically be                             • A 200-m exclusion zone during
                                                    addition, some baleen whales, such as                   accomplished using a Mini-Harmon                      HRG surveys when all other equipment
                                                    the North Atlantic right whale, seem                    Grab with 0.1 m2 sample area or the                   (i.e., equipment positioning systems) is
                                                    generally unresponsive to vessel sound,                 slightly larger Harmon Grab with a 0.2
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                                                                                                                                  in operation (this exceeds the estimated
                                                    making them more susceptible to vessel                  m2 sample area. Bottom disturbance                    Level B harassment isopleth).
                                                    collisions (Nowacek et al., 2004). These                associated with the geotechnical survey                  • A 3,500-m monitoring zone during
                                                    species are primarily large, slow moving                activities will consist of the 4 deep bore            the use of DP thrusters during
                                                    whales. Smaller marine mammals (e.g.,                   holes of approximately 3 to 4 inches (in;             geotechnical survey activities (this
                                                    bottlenose dolphin) move quickly                        7.6 to 10.1 centimeters [cm]) diameter,               exceeds the Level B harassment
                                                    through the water column and are often                  the 15 shallow CPTs of up to                          isopleth).
                                                    seen riding the bow wave of large ships.                approximately 1 in (2.5 cm) in diameter,                 The radial distances from the sound
                                                    Marine mammal responses to vessels                      and the 4 deep CPTs of approximately                  sources for these exclusion/monitoring


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                                                    19568                                     Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices

                                                    zones were derived from acoustic                                        solving range dependent acoustic                                         received sound level at a given location
                                                    modeling (see Appendix A of the                                         problems and has been extensively                                        along a given transect was then taken as
                                                    application) and cover the area for both                                benchmarked (Collins et al., 1996). The                                  the maximum value that would occur
                                                    the Level A and Level B harassment                                      BELLHOP algorithm is based on a beam-                                    over all samples within the water
                                                    zones (i.e., the 190/180 dB and 160 dB                                  tracing methodology and provides better                                  column. These values were then
                                                    isopleths, respectively) when HRG                                       accuracy by accounting for increased                                     summed across frequencies to provide
                                                    survey equipment is in use, and the                                     sound attenuation due to volume                                          broadband received levels at the MMPA
                                                    Level B harassment zone (the 120 dB                                     absorption at higher frequencies and                                     Level A and B harassment criteria. The
                                                    isopleth) when DP thrusters are in use;                                 allowing for source directivity                                          representative area ensonified to the
                                                    DP thrusters will not produce sound                                     components. The modeling
                                                                                                                                                                                                     MMPA Level B threshold for each of the
                                                    levels at 180 dB re 1 mPa (rms). Acoustic                               methodologies employed calculate
                                                                                                                                                                                                     pieces of HRG survey equipment and for
                                                    modeling of the HRG survey equipment                                    transmission loss based on a number of
                                                    and DP thrusters was completed based                                    factors including the distance between                                   the DP thruster use represents the zone
                                                    on a version of the U.S. Naval Research                                 the source and receiver along with basic                                 within which take of a marine mammal
                                                    Laboratory’s Range-dependent Acoustic                                   ocean sound propagation parameters                                       could occur. The distances to the Level
                                                    Model (RAM) and BELLHOP Gaussian                                        (e.g., depths, bathymetry, sediment type,                                A and Level B harassment criteria were
                                                    beam ray-trace propagation model                                        and seasonal sound speed profiles). For                                  used to support the estimate of take as
                                                    (Porter and Liu, 1994). BELLHOP and                                     each sound source, modeling was                                          well as the development of the
                                                    RAM are widely used by sound                                            performed along transects originating                                    monitoring and/or mitigation measures.
                                                    engineers and marine biologists due to                                  out from the source along compass                                        The complete acoustic modeling
                                                    its adaptability to describe highly                                     points (45°, 90°, 135°, 180°, 225°, 270°,                                assessment can be found in Appendix A
                                                    complex acoustic scenarios. RAM is                                      315°, and 360°) and propagated                                           of the application. Radial distance to
                                                    based on the parabolic equation                                         horizontally. The received sound field                                   NMFS’ Level A and Level B harassment
                                                    (Collins, 1993) method using the split-                                 within each radial plane was then                                        thresholds are summarized in Tables 4
                                                    step Padé algorithm for improved                                       sampled at various ranges and depths                                     and 5.
                                                    numerical accuracy and efficiency in                                    from the source with fixed steps. The

                                                                   TABLE 4—MODELED DISTANCES TO MMPA THRESHOLDS FOR MARINE MAMMALS DURING HRG SURVEY
                                                                                                                                                                                                                              Marine                  Marine
                                                                                                                                                                                                                             mammal                  mammal
                                                                                                                                                                                                                              level A                 level B
                                                                                                                         HRG Equipment                                                                                     harassment               harassment
                                                                                                                                                                                                                            180 dBRMS               160 dBRMS
                                                                                                                                                                                                                          re 1 μPa (m)*            re 1 μPa (m)

                                                    ixBlue GAPS (pinger) ..............................................................................................................................................                  < 10                25
                                                    Sonardyne Scout USBL (pinger) .............................................................................................................................                             0                25
                                                    GeoPulse Sub-bottom Profiler (chirper) ..................................................................................................................                              30                75
                                                    Geo-Source 800 (sparker) .......................................................................................................................................                       80               250
                                                    Geo-Source 200 (sparker) .......................................................................................................................................                       90               380
                                                       * Distances      to NMFS’ 190 dB level A harassment threshold for pinnipeds are smaller.

                                                     TABLE 5—MODELED DISTANCES TO MMPA THRESHOLDS FOR MARINE MAMMALS DURING GEOTECHNICAL SURVEY USING
                                                                                             DP THRUSTERS
                                                                                                                                                                                                                                                      Marine
                                                                                                                                                                                                                                                     mammal
                                                                                                                                                                                                            Marine mammal level A                     level B
                                                                                                                Survey equipment                                                                            harassment 180 dBRMS                    harassment
                                                                                                                                                                                                                 re 1 μPa (m)                       120 dBRMS
                                                                                                                                                                                                                                                   re 1 μPa (m)

                                                    DP Thrusters—at 38 m depth .................................................................................................................           N/A .................................          2,875
                                                    DP Thrusters—at 44 m depth .................................................................................................................           N/A .................................          3,225
                                                    DP Thrusters—at 54 m depth .................................................................................................................           N/A .................................          3,400



                                                      Visual monitoring of the established                                  and two certified Passive Acoustic                                       operations PSOs will work in pairs. The
                                                    exclusion zone(s) for the HRG and                                       Monitoring (PAM) operators (PAM                                          PAM operators will also be on call as
                                                    geotechnical surveys will be performed                                  operators will not function as PSOs),                                    necessary during daytime operations
                                                    by qualified and NMFS-approved PSOs,                                    operating in shifts, will be stationed                                   should visual observations become
                                                    the resumes of whom will be provided                                    aboard either the survey vessel or a                                     impaired. Each PSO will monitor 360
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    to NMFS for review and approval prior                                   dedicated PSO-vessel. PSOs and PAM                                       degrees of the field of vision.
                                                    to the start of survey activities. Observer                             operators will work in shifts such that                                    PSOs will be responsible for visually
                                                    qualifications will include direct field                                no one monitor will work more than 4                                     monitoring and identifying marine
                                                    experience on a marine mammal                                           consecutive hours without a 2-hour                                       mammals approaching or within the
                                                    observation vessel and/or aerial surveys                                break or longer than 12 hours during                                     established exclusion zone(s) during
                                                    in the Atlantic Ocean/Gulf of Mexico.                                   any 24-hour period. During daylight                                      survey activities. It will be the
                                                    An observer team comprising a                                           hours the PSOs will rotate in shifts of                                  responsibility of the Lead PSO on duty
                                                    minimum of four NMFS-approved PSOs                                      1 on and 3 off, while during nighttime                                   to communicate the presence of marine


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                                                                                    Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices                                           19569

                                                    mammals as well as to communicate                       watch for cetaceans and pinnipeds and                 moving away and at a right angle to the
                                                    and enforce the action(s) that are                      slow down or stop their vessels to avoid              centerline of the vessel) of the underway
                                                    necessary to ensure mitigation and                      striking these species. Survey vessel                 vessel.
                                                    monitoring requirements are                             crew members responsible for                             • All vessels will maintain a
                                                    implemented as appropriate. PAM                         navigation duties will receive site-                  separation distance of 50 m (164 ft) or
                                                    operators will communicate detected                     specific training on marine mammal and                greater from any sighted pinniped.
                                                    vocalizations to the Lead PSO on duty,                  sea turtle sighting/reporting and vessel                 The training program will be provided
                                                    who will then be responsible for                        strike avoidance measures. Vessel strike              to NMFS for review and approval prior
                                                    implementing the necessary mitigation                   avoidance measures will include the                   to the start of surveys. Confirmation of
                                                    procedures. A mitigation and                            following, except under extraordinary                 the training and understanding of the
                                                    monitoring communications flow                          circumstances when complying with                     requirements will be documented on a
                                                    diagram has been included as Appendix                   these requirements would put the safety               training course log sheet. Signing the log
                                                    B in the IHA application.                               of the vessel or crew at risk:                        sheet will certify that the crew members
                                                       PSOs will be equipped with                              • All vessel operators will comply                 understand and will comply with the
                                                    binoculars and have the ability to                      with 10 knot (<18.5 km per hour [km/                  necessary requirements throughout the
                                                    estimate distances to marine mammals                    h]) speed restrictions in any Dynamic                 survey event.
                                                    located in proximity to the vessel and/                 Management Area (DMA). In addition,                   Seasonal Operating Requirements
                                                    or exclusion zone using range finders.                  all vessels operating from November 1
                                                    Reticulated binoculars will also be                     through July 31 will operate at speeds                  Between watch shifts, members of the
                                                    available to PSOs for use as appropriate                of 10 knots (<18.5 km/h) or less.                     monitoring team will consult the NMFS
                                                    based on conditions and visibility to                      • All survey vessels will maintain a               North Atlantic right whale reporting
                                                    support the siting and monitoring of                    separation distance of 500 m or greater               systems for the presence of North
                                                    marine species. Digital single-lens reflex              from any sighted North Atlantic right                 Atlantic right whales throughout survey
                                                    camera equipment will be used to                        whale.                                                operations. The proposed survey
                                                    record sightings and verify species                        • If underway, vessels must steer a                activities will, however, occur outside
                                                    identification. During night operations,                course away from any sited North                      of the seasonal management area (SMA)
                                                    PAM (see Passive Acoustic Monitoring                    Atlantic right whale at 10 knots (<18.5               located off the coast of Massachusetts
                                                    requirements below) and night-vision                    km/h) or less until the 500 m minimum                 and Rhode Island. The proposed survey
                                                    equipment in combination with infrared                  separation distance has been                          activities will also occur in May/June
                                                    video monitoring will be used                           established. If a North Atlantic right                and September, which is outside of the
                                                    (Additional details and specifications of               whale is sited in a vessel’s path, or                 seasonal mandatory speed restriction
                                                    the night-vision devices and infrared                   within 100 m to an underway vessel, the               period for this SMA (November 1
                                                    video monitoring technology will be                     underway vessel must reduce speed and                 through April 30).
                                                    provided under separate cover by the                    shift the engine to neutral. Engines will               Throughout all survey operations, the
                                                    DONG Energy Survey Contractor once                      not be engaged until the North Atlantic               Applicant will monitor the NMFS North
                                                    selected.). Position data will be recorded              right whale has moved outside of the                  Atlantic right whale reporting systems
                                                    using hand-held or vessel global                        vessel’s path and beyond 100 m. If                    for the establishment of a DMA. If
                                                    positioning system (GPS) units for each                 stationary, the vessel must not engage                NMFS should establish a DMA in the
                                                    sighting.                                               engines until the North Atlantic right                Lease Area under survey, within 24
                                                       The PSOs will begin observation of                   whale has moved beyond 100 m.                         hours of the establishment of the DMA
                                                    the exclusion zone(s) at least 60 minutes                  • All vessels will maintain a                      the Applicant will work with NMFS to
                                                    prior to ramp-up of HRG survey                          separation distance of 100 m or greater               shut down and/or alter the survey
                                                    equipment. Use of noise-producing                       from any sighted non-delphinoid (i.e.,                activities to avoid the DMA.
                                                    equipment will not begin until the                      mysticetes and sperm whales)
                                                                                                            cetaceans. If sighted, the vessel                     Passive Acoustic Monitoring
                                                    exclusion zone is clear of all marine
                                                    mammals for at least 60 minutes, as per                 underway must reduce speed and shift                     As per the BOEM Lease, alternative
                                                    the requirements of the BOEM Lease.                     the engine to neutral, and must not                   monitoring technologies (e.g., active or
                                                       If a marine mammal is detected                       engage the engines until the non-                     passive acoustic monitoring) are
                                                    approaching or entering the 200-m or                    delphinoid cetacean has moved outside                 required if a Lessee intends to conduct
                                                    400-m exclusion zones during the HRG                    of the vessel’s path and beyond 100 m.                geophysical surveys at night or when
                                                    survey, or the 3,500-m monitoring zone                  If a survey vessel is stationary, the                 visual observation is otherwise
                                                    during DP thrusters use, the vessel                     vessel will not engage engines until the              impaired. To support 24-hour HRG
                                                    operator would adhere to the shutdown                   non-delphinoid cetacean has moved out                 survey operations, DONG Energy will
                                                    (during HRG survey) or powerdown                        of the vessel’s path and beyond 100 m.                use certified PAM operators with
                                                    (during DP thruster use) procedures                        • All vessels will maintain a                      experience reviewing and identifying
                                                    described below to minimize noise                       separation distance of 50 m or greater                recorded marine mammal vocalizations,
                                                    impacts on the animals.                                 from any sighted delphinoid cetacean.                 as part of the project monitoring during
                                                       At all times, the vessel operator will               Any vessel underway will remain                       nighttime operations to provide for
                                                    maintain a separation distance of 500 m                 parallel to a sighted delphinoid                      optimal acquisition of species
                                                    from any sighted North Atlantic right                   cetacean’s course whenever possible,                  detections at night, or as needed during
                                                                                                            and avoid excessive speed or abrupt                   periods when visual observations may
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    whale as stipulated in the Vessel Strike
                                                    Avoidance procedures described below.                   changes in direction. Any vessel                      be impaired. In addition, PAM systems
                                                    These stated requirements will be                       underway reduces vessel speed to 10                   shall be employed during daylight hours
                                                    included in the site-specific training to               knots or less when pods (including                    to support system calibration and PSO
                                                    be provided to the survey team.                         mother/calf pairs) or large assemblages               and PAM team coordination, as well as
                                                                                                            of delphinoid cetaceans are observed.                 in support of efforts to evaluate the
                                                    Vessel Strike Avoidance                                 Vessels may not adjust course and speed               effectiveness of the various mitigation
                                                      The Applicant will ensure that vessel                 until the delphinoid cetaceans have                   techniques (i.e., visual observations
                                                    operators and crew maintain a vigilant                  moved beyond 50 m and/or abeam (i.e.,                 during day and night, compared to the


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                                                    19570                           Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices

                                                    PAM detections/operations). Given the                   mammals are detected for a period of 60               is less than 20 minutes, the equipment
                                                    range of species that could occur in the                minutes.                                              may be restarted as soon as practicable
                                                    Lease Area, the PAM system will consist                                                                       at its operational level as long as visual
                                                                                                            Shutdown and Powerdown
                                                    of an array of hydrophones with both                                                                          surveys were continued diligently
                                                    broadband (sampling mid-range                              HRG Survey—The exclusion zone(s)                   throughout the silent period and the
                                                    frequencies of 2 kHz to 200 kHz) and at                 around the noise-producing activities                 exclusion zone remained clear of
                                                    least one low-frequency hydrophone                      HRG survey equipment will be                          cetaceans and pinnipeds. If the visual
                                                    (sampling range frequencies of 10 Hz to                 monitored, as previously described, by                surveys were not continued diligently
                                                    30 kHz). Monitoring of the PAM system                   PSOs and at night by PAM operators for                during the pause of 20 minutes or less,
                                                    will be conducted from a customized                     the presence of marine mammals before,                a restart of the HRG survey equipment
                                                    processing station aboard the HRG                       during, and after any noise-producing                 (including the sub-bottom profiler) is
                                                    survey vessel. The on-board processing                  activity. The vessel operator must                    required using the full ramp-up
                                                    station provides the interface between                  comply immediately with any call for                  procedures and clearance of the
                                                    the PAM system and the operator. The                    shutdown by the Lead PSO. Any                         exclusion zone for all cetaceans and
                                                    PAM operator(s) will monitor the                        disagreement should be discussed only                 pinnipeds for 60 minutes.
                                                    hydrophone signals in real time both                    after shutdown.
                                                    aurally (using headphones) and visually                    As per the BOEM Lease, if a non-                      Geotechnical Survey (DP Thrusters)—
                                                    (via the monitor screen displays). DONG                 delphinoid (i.e., mysticetes and sperm                During geotechnical survey activities, a
                                                    Energy proposes the use of PAMGuard                     whales) cetacean is detected at or within             constant position over the drill, coring,
                                                    software for ‘target motion analysis’ to                the established exclusion zone (200-m                 or CPT site must be maintained to
                                                    support localization in relation to the                 exclusion zone during equipment                       ensure the integrity of the survey
                                                    identified exclusion zone. PAMGuard is                  positioning systems use; 400-m                        equipment. Any stoppage of DP thruster
                                                    an open source and versatile software/                  exclusion zone during the operation of                during the proposed geotechnical
                                                    hardware interface to enable flexibility                the sub-bottom profiler), an immediate                activities has the potential to result in
                                                    in the configuration of in-sea equipment                shutdown of the HRG survey equipment                  significant damage to survey equipment.
                                                    (number of hydrophones, sensitivities,                  is required. Subsequent restart of the                Therefore, during geotechnical survey
                                                    spacing, and geometry). PAM operators                   electromechanical survey equipment                    activities if marine mammals enter or
                                                    will immediately communicate                            must use the ramp-up procedures                       approach the established 120 dB
                                                    detections/vocalizations to the Lead                    described above and may only occur                    isopleth monitoring zone, the Applicant
                                                    PSO on duty who will ensure the                         following clearance of the exclusion                  shall reduce DP thruster to the
                                                    implementation of the appropriate                       zone for 60 minutes. These are                        maximum extent possible, except under
                                                    mitigation measure (e.g., shutdown)                     extremely conservative shutdown zones,                circumstances when reducing DP
                                                    even if visual observations by PSOs                     as the 200 and 400-m exclusion radii                  thruster use would compromise safety
                                                    have not been made.                                     exceed the distances to the estimated                 (both human health and environmental)
                                                                                                            Level B harassment isopleths (Table 4).               and/or the integrity of the equipment.
                                                    Ramp-Up                                                    As per the BOEM Lease, if a                        Reducing thruster energy will
                                                       As per the BOEM Lease, a ramp-up                     delphinoid cetacean or pinniped is                    effectively reduce the potential for
                                                    procedure will be used for HRG survey                   detected at or within the exclusion                   exposure of marine mammals to sound
                                                    equipment capable of adjusting energy                   zone, the HRG survey equipment                        energy. After decreasing thruster energy,
                                                    levels at the start or re-start of HRG                  (including the sub-bottom profiler) must              PSOs will continue to monitor marine
                                                    survey activities. A ramp-up procedure                  be powered down to the lowest power                   mammal behavior and determine if the
                                                    will be used at the beginning of HRG                    output that is technically feasible.                  animal(s) is moving towards or away
                                                    survey activities in order to provide                   Subsequent power up of the survey                     from the established monitoring zone. If
                                                    additional protection to marine                         equipment must use the ramp-up                        the animal(s) continues to move towards
                                                    mammals near the Lease Area by                          procedures described above and may                    the sound source then DP thruster use
                                                    allowing them to vacate the area prior                  occur after (1) the exclusion zone is                 would remain at the reduced level.
                                                    to the commencement of survey                           clear of a delphinoid cetacean and/or                 Normal use will resume when PSOs
                                                    equipment use. The ramp-up procedure                    pinniped for 60 minutes or (2) a                      report that the marine mammals have
                                                    will not be initiated during daytime,                   determination by the PSO after a                      moved away from and remained clear of
                                                    night time, or periods of inclement                     minimum of 10 minutes of observation                  the monitoring zone for a minimum of
                                                    weather if the exclusion zone cannot be                 that the delphinoid cetacean or                       60 minutes since the last sighting.
                                                    adequately monitored by the PSOs using                  pinniped is approaching the vessel or
                                                    the appropriate visual technology (e.g.,                towed equipment at a speed and vector                 Mitigation Conclusions
                                                    reticulated binoculars, night vision                    that indicates voluntary approach to
                                                    equipment) and/or PAM for a 60-minute                   bow-ride or chase towed equipment.                      NMFS has carefully evaluated DONG
                                                    period. A ramp-up would begin with the                     If the HRG sound source (including                 Energy’s mitigation measures in the
                                                    power of the smallest acoustic HRG                      the sub-bottom profiler) shuts down for               context of ensuring that we prescribe
                                                    equipment at its lowest practical power                 reasons other than encroachment into                  the means of effecting the least
                                                    output appropriate for the survey. The                  the exclusion zone by a marine mammal                 practicable impact on the affected
                                                    power would then be gradually turned                    including but not limited to a                        marine mammal species and stocks and
                                                    up and other acoustic sources added                     mechanical or electronic failure,                     their habitat. Our evaluation of potential
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    such that the source level would                        resulting in in the cessation of sound                measures included consideration of the
                                                    increase in steps not exceeding 6 dB per                source for a period greater than 20                   following factors in relation to one
                                                    5-minute period. If marine mammals are                  minutes, a restart for the HRG survey                 another:
                                                    detected within the HRG survey                          equipment (including the sub-bottom                     • The manner in which, and the
                                                    exclusion zone prior to or during the                   profiler) is required using the full ramp-            degree to which, the successful
                                                    ramp-up, activities will be delayed until               up procedures and clearance of the                    implementation of the measure is
                                                    the animal(s) has moved outside the                     exclusion zone of all cetaceans and                   expected to minimize adverse impacts
                                                    monitoring zone and no marine                           pinnipeds for 60 minutes. If the pause                to marine mammals;


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                                                                                    Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices                                           19571

                                                       • The proven or likely efficacy of the               Monitoring and Reporting                              to rising ambient noise levels and
                                                    specific measure to minimize adverse                       In order to issue an IHA for an                    assessment of the potential chronic
                                                    impacts as planned; and                                 activity, section 101(a)(5)(D) of the                 effects on marine mammals).
                                                       • The practicability of the measure                                                                           6. An increase in understanding of the
                                                                                                            MMPA states that NMFS must set forth,
                                                    for applicant implementation.                                                                                 impacts of the activity on marine
                                                                                                            ‘‘requirements pertaining to the
                                                                                                                                                                  mammals in combination with the
                                                       Any mitigation measure(s) prescribed                 monitoring and reporting of such
                                                                                                                                                                  impacts of other anthropogenic
                                                    by NMFS should be able to accomplish,                   taking.’’ The MMPA implementing
                                                                                                                                                                  activities or natural factors occurring in
                                                    have a reasonable likelihood of                         regulations at 50 CFR 216.104 (a)(13)
                                                                                                                                                                  the region.
                                                    accomplishing (based on current                         indicate that requests for ITAs must                     7. An increase in our understanding
                                                    science), or contribute to the                          include the suggested means of                        of the effectiveness of mitigation and
                                                    accomplishment of one or more of the                    accomplishing the necessary monitoring                monitoring measures.
                                                    general goals listed here:                              and reporting that will result in                        8. An increase in the probability of
                                                       • Avoidance or minimization of                       increased knowledge of the species and                detecting marine mammals (through
                                                    injury or death of marine mammals                       of the level of taking or impacts on                  improved technology or methodology),
                                                    wherever possible (goals 2, 3, and 4 may                populations of marine mammals that are                both specifically within the safety zone
                                                    contribute to this goal).                               expected to be present in the proposed                (thus allowing for more effective
                                                                                                            action area.                                          implementation of the mitigation) and
                                                       • A reduction in the numbers of                         Monitoring measures prescribed by
                                                    marine mammals (total number or                                                                               in general, to better achieve the above
                                                                                                            NMFS should accomplish one or more                    goals.
                                                    number at biologically important time                   of the following general goals:
                                                    or location) exposed to received levels                    1. An increase in our understanding                Proposed Monitoring Measures
                                                    of activities that we expect to result in               of the likely occurrence of marine                      DONG Energy submitted a marine
                                                    the take of marine mammals (this goal                   mammal species in the vicinity of the                 mammal monitoring and reporting plan
                                                    may contribute to 1, above, or to                       action, i.e., presence, abundance,                    as part of the IHA application. The plan
                                                    reducing harassment takes only).                        distribution, and/or density of species.              may be modified or supplemented based
                                                       • A reduction in the number of times                    2. An increase in our understanding                on comments or new information
                                                    (total number or number at biologically                 of the nature, scope, or context of the               received from the public during the
                                                    important time or location) individuals                 likely exposure of marine mammal                      public comment period.
                                                    would be exposed to received levels of                  species to any of the potential stressor(s)             Visual Monitoring—Visual monitoring
                                                    activities that we expect to result in the              associated with the action (e.g. sound or             of the established Level B harassment
                                                    take of marine mammals (this goal may                   visual stimuli), through better                       zones (400-m radius for sub-bottom
                                                    contribute to 1, above, or to reducing                  understanding of one or more of the                   profiler and 200-m radius for equipment
                                                    harassment takes only).                                 following: The action itself and its                  positioning system use during HRG
                                                       • A reduction in the intensity of                    environment (e.g., sound source                       surveys [note that these are the same as
                                                    exposures (either total number or                       characterization, propagation, and                    the mitigation exclusion/shutdown
                                                    number at biologically important time                   ambient noise levels); the affected                   zones established for HRG survey sound
                                                    or location) to received levels of                      species (e.g., life history or dive                   sources]; 3,500-m radius during DP
                                                    activities that we expect to result in the              pattern); the likely co-occurrence of                 thruster use [note that this is the same
                                                    take of marine mammals (this goal may                   marine mammal species with the action                 as the mitigation powerdown zone
                                                    contribute to 1, above, or to reducing the              (in whole or part) associated with                    established for DP thruster sound
                                                    severity of harassment takes only).                     specific adverse effects; and/or the                  sources]) will be performed by qualified
                                                       • Avoidance or minimization of                       likely biological or behavioral context of            and NMFS-approved PSOs (see
                                                    adverse effects to marine mammal                        exposure to the stressor for the marine               discussion of PSO qualifications and
                                                    habitat, paying special attention to the                mammal (e.g., age class of exposed                    requirements in Marine Mammal
                                                    food base, activities that block or limit               animals or known pupping, calving, or                 Exclusion Zones above).
                                                    passage to or from biologically                         feeding areas).                                         The PSOs will begin observation of
                                                                                                               3. An increase in our understanding                the monitoring zone during all HRG
                                                    important areas, permanent destruction
                                                                                                            of how individual marine mammals                      survey activities and all geotechnical
                                                    of habitat, or temporary destruction/
                                                                                                            respond (behaviorally or                              operations where DP thrusters are
                                                    disturbance of habitat during a
                                                                                                            physiologically) to the specific stressors            employed. Observations of the
                                                    biologically important time.
                                                                                                            associated with the action (in specific               monitoring zone will continue
                                                       • For monitoring directly related to                 contexts, where possible, e.g., at what               throughout the survey activity and/or
                                                    mitigation—an increase in the                           distance or received level).                          while DP thrusters are in use. PSOs will
                                                    probability of detecting marine                            4. An increase in our understanding                be responsible for visually monitoring
                                                    mammals, thus allowing for more                         of how anticipated individual                         and identifying marine mammals
                                                    effective implementation of the                         responses, to individual stressors or                 approaching or entering the established
                                                    mitigation.                                             anticipated combinations of stressors,                monitoring zone during survey
                                                       Based on our evaluation of the                       may impact either: The long-term fitness              activities.
                                                    applicant’s proposed measures, as well                  and survival of an individual; or the                   Observations will take place from the
                                                    as other measures considered by NMFS,                   population, species, or stock (e.g.,                  highest available vantage point on the
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    NMFS has preliminarily determined                       through effects on annual rates of                    survey vessel. General 360-degree
                                                    that the proposed mitigation measures                   recruitment or survival).                             scanning will occur during the
                                                    provide the means of effecting the least                   5. An increase in our understanding                monitoring periods, and target scanning
                                                    practicable impact on marine mammals                    of how the activity affects marine                    by the PSO will occur when alerted of
                                                    species or stocks and their habitat,                    mammal habitat, such as through effects               a marine mammal presence.
                                                    paying particular attention to rookeries,               on prey sources or acoustic habitat (e.g.,              Data on all PSO observations will be
                                                    mating grounds, and areas of similar                    through characterization of longer-term               recorded based on standard PSO
                                                    significance.                                           contributions of multiple sound sources               collection requirements. This will


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                                                    19572                           Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices

                                                    include dates and locations of                          threshold zones. The modified zone                       • Status of all sound source use in the
                                                    construction operations; time of                        must be used for all subsequent use of                24 hours preceding the incident;
                                                    observation, location and weather;                      field-verified equipment. DONG Energy                    • Water depth;
                                                    details of the sightings (e.g., species, age            must obtain approval from NMFS and                       • Environmental conditions (e.g.,
                                                    classification [if known], numbers,                     BOEM of any new exclusion/monitoring                  wind speed and direction, Beaufort sea
                                                    behavior); and details of any observed                  zone before it may be implemented and                 state, cloud cover, and visibility);
                                                    ‘‘taking’’ (behavioral disturbances or                  the IHA shall be modified accordingly.                   • Description of all marine mammal
                                                    injury/mortality). The data sheet will be                                                                     observations in the 24 hours preceding
                                                    provided to both NMFS and BOEM for                      Proposed Reporting Measures                           the incident;
                                                    review and approval prior to the start of                  The Applicant will provide the                        • Species identification or
                                                    survey activities. In addition, prior to                following reports as necessary during                 description of the animal(s) involved;
                                                    initiation of survey work, all crew                     survey activities:                                       • Fate of the animal(s); and
                                                                                                                                                                     • Photographs or video footage of the
                                                    members will undergo environmental                         • The Applicant will contact NMFS
                                                    training, a component of which will                                                                           animal(s) (if equipment is available).
                                                                                                            and BOEM within 24 hours of the
                                                    focus on the procedures for sighting and                                                                         Activities would not resume until
                                                                                                            commencement of survey activities and
                                                    protection of marine mammals. A                                                                               NMFS is able to review the
                                                                                                            again within 24 hours of the completion
                                                    briefing will also be conducted between                                                                       circumstances of the event. NMFS
                                                                                                            of the activity.
                                                                                                                                                                  would work with DONG Energy to
                                                    the survey supervisors and crews, the                      • As per the BOEM Lease: Any                       minimize reoccurrence of such an event
                                                    PSOs, and the Applicant. The purpose                    observed significant behavioral
                                                    of the briefing will be to establish                                                                          in the future. DONG Energy would not
                                                                                                            reactions (e.g., animals departing the                resume activities until notified by
                                                    responsibilities of each party, define the              area) or injury or mortality to any
                                                    chains of command, discuss                                                                                    NMFS.
                                                                                                            marine mammals must be reported to                       In the event that DONG Energy
                                                    communication procedures, provide an                    NMFS and BOEM within 24 hours of
                                                    overview of monitoring purposes, and                                                                          discovers an injured or dead marine
                                                                                                            observation. Dead or injured protected                mammal and determines that the cause
                                                    review operational procedures.                          species are reported to the NMFS
                                                       Acoustic Field Verification — As per                                                                       of the injury or death is unknown and
                                                                                                            Greater Atlantic Regional Fisheries                   the death is relatively recent (i.e., in less
                                                    the requirements of the BOEM Lease,                     Office Stranding Hotline (800–900–
                                                    field verification of the exclusion/                                                                          than a moderate state of decomposition),
                                                                                                            3622) within 24 hours of sighting,                    DONG Energy would immediately
                                                    monitoring zones will be conducted to                   regardless of whether the injury is
                                                    determine whether the proposed zones                                                                          report the incident to the Chief of the
                                                                                                            caused by a vessel. In addition, if the               Permits and Conservation Division,
                                                    correspond accurately to the relevant                   injury of death was caused by a
                                                    isopleths and are adequate to minimize                                                                        Office of Protected Resources and the
                                                                                                            collision with a project related vessel,              GARFO Stranding Coordinator. The
                                                    impacts to marine mammals. The details                  the Applicant must ensure that NMFS
                                                    of the field verification strategy will be                                                                    report would include the same
                                                                                                            and BOEM are notified of the strike                   information identified in the paragraph
                                                    provided in a Field Verification Plan no                within 24 hours. The Applicant must
                                                    later than 45 days prior to the                                                                               above. Activities would be able to
                                                                                                            use the form included as Appendix A to                continue while NMFS reviews the
                                                    commencement of field verification                      Addendum C of the Lease to report the
                                                    activities.                                                                                                   circumstances of the incident. NMFS
                                                                                                            sighting or incident. If The Applicant is             would work with the Applicant to
                                                       DONG Energy must conduct field
                                                                                                            responsible for the injury or death, the              determine if modifications in the
                                                    verification of the exclusion zone (the
                                                    160 dB isopleth) for HRG survey                         vessel must assist with any salvage                   activities are appropriate.
                                                    equipment and the powerdown zone                        effort as requested by NMFS. Additional                  In the event that DONG Energy
                                                    (the 120 dB isopleth) for DP thruster use               reporting requirements for injured or                 discovers an injured or dead marine
                                                    for all equipment operating below 200                   dead animals are described below                      mammal and determines that the injury
                                                    kHz. DONG Energy must take acoustic                     (Notification of Injured or Dead Marine               or death is not associated with or related
                                                    measurements at a minimum of two                        Mammals).                                             to the activities authorized in the IHA
                                                    reference locations and in a manner that                   • Notification of Injured or Dead                  (e.g., previously wounded animal,
                                                    is sufficient to establish source level                 Marine Mammals—In the unanticipated                   carcass with moderate to advanced
                                                    (peak at 1 meter) and distance to the 180               event that the specified HRG and                      decomposition, or scavenger damage),
                                                    dB and 160 dB isopleths (the Level A                    geotechnical activities lead to an injury             DONG Energy would report the incident
                                                    and B harassment zones for HRG                          of a marine mammal (Level A                           to the Chief of the Permits and
                                                    surveys) and 120 dB isopleth (the Level                 harassment) or mortality (e.g., ship-                 Conservation Division, Office of
                                                    B harassment zone) for DP thruster use.                 strike, gear interaction, and/or                      Protected Resources, NMFS, and the
                                                    Sound measurements must be taken at                     entanglement), DONG Energy would                      NMFS Greater Atlantic Regional
                                                    the reference locations at two depths                   immediately cease the specified                       Fisheries Office Regional Stranding
                                                    (i.e., a depth at mid-water and a depth                 activities and report the incident to the             Coordinator, within 24 hours of the
                                                    at approximately 1 meter [3.28 ft] above                Chief of the Permits and Conservation                 discovery. DONG Energy would provide
                                                    the seafloor).                                          Division, Office of Protected Resources               photographs or video footage (if
                                                       DONG Energy may use the results                      and the NOAA Greater Atlantic                         available) or other documentation of the
                                                    from its field-verification efforts to                  Regional Fisheries Office (GARFO)                     stranded animal sighting to NMFS.
                                                    request modification of the exclusion/                  Stranding Coordinator. The report                     DONG Energy can continue its
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    monitoring zones for the HRG or                         would include the following                           operations under such a case.
                                                    geotechnical surveys. Any new                           information:                                             • Within 90 days after completion of
                                                    exclusion/monitoring zone radius                           • Time, date, and location (latitude/              the marine site characterization survey
                                                    proposed by DONG Energy must be                         longitude) of the incident;                           activities, a technical report will be
                                                    based on the most conservative                             • Name and type of vessel involved;                provided to NMFS and BOEM that fully
                                                    measurements (i.e., the largest safety                     • Vessel’s speed during and leading                documents the methods and monitoring
                                                    zone configuration) of the target Level A               up to the incident;                                   protocols, summarizes the data recorded
                                                    or Level B harassment acoustic                             • Description of the incident;                     during monitoring, estimates the


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                                                                                    Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices                                            19573

                                                    number of marine mammals that may                         migration, breathing, nursing, breeding,              Energy’s modeled distances to these
                                                    have been taken during survey                             feeding, or sheltering [Level B                       acoustic exposure criteria are shown in
                                                    activities, and provides an                               harassment].                                          Tables 4 and 5. Details on the model
                                                    interpretation of the results and                           Project activities that have the                    characteristics and results are provided
                                                    effectiveness of all monitoring tasks.                    potential to harass marine mammals, as                in the hydroacoustic modeling
                                                    Any recommendations made by NMFS                          defined by the MMPA, include                          assessment found in Appendix A of the
                                                    must be addressed in the final report                     underwater noise from operation of the                DONG Energy IHA application. As
                                                    prior to acceptance by NMFS.                              HRG survey sub-bottom profilers and                   discussed in the application and in
                                                       • In addition to the Applicant’s                       equipment positioning systems, and                    Appendix A, modeling took into
                                                    reporting requirements outlined above,                    noise propagation associated with the                 consideration sound sources using the
                                                    the Applicant will provide an                             use of DP thrusters during geotechnical               loudest potential operational
                                                    assessment report of the effectiveness of                 survey activities that require the use of             parameters, bathymetry, geoacoustic
                                                    the various mitigation techniques, i.e.,                  a DP drill ship. Harassment could take                properties of the Lease Area, time of
                                                    visual observations during day and                        the form of temporary threshold shift,
                                                                                                                                                                    year, and marine mammal hearing
                                                    night, compared to the PAM detections/                    avoidance, or other changes in marine
                                                                                                                                                                    ranges. Results from the hydroacoustic
                                                    operations. This will be submitted as a                   mammal behavior. NMFS anticipates
                                                                                                                                                                    modeling assessment showed that
                                                    draft to NMFS and BOEM 30 days after                      that impacts to marine mammals would
                                                                                                              be in the form of behavioral harassment               estimated maximum critical distance to
                                                    the completion of the HRG and
                                                                                                              and no take by injury, serious injury, or             the 160 dB re 1 mPa (rms) MMPA
                                                    geotechnical surveys and as a final
                                                                                                              mortality is proposed. NMFS does not                  threshold for all water depths for the
                                                    version 60 days after completion of the
                                                                                                              anticipate take resulting from the                    HRG survey sub-bottom profilers (the
                                                    surveys.
                                                                                                              movement of vessels associated with                   HRG survey equipment with the greatest
                                                    Estimated Take by Incidental                              construction because there will be a                  potential for effect on marine mammal)
                                                    Harassment                                                limited number of vessels moving at                   was approximately 380 m from the
                                                      Except with respect to certain                          slow speeds over a relatively shallow,                source (see Table 4), and the estimated
                                                    activities not pertinent here, the MMPA                   nearshore area.                                       maximum critical distance to the 120 dB
                                                    defines ‘‘harassment’’ as: Any act of                       The basis for the take estimate is the              re 1 mPa (rms) MMPA threshold for all
                                                    pursuit, torment, or annoyance which (i)                  number of marine mammals that would                   water depths for the drill ship DP
                                                    has the potential to injure a marine                      be exposed to sound levels in excess of               thruster was approximately 3,400 m
                                                    mammal or marine mammal stock in the                      NMFS’ Level B harassment criteria for                 from the source (see Table 5). DONG
                                                    wild [Level A harassment]; or (ii) has                    impulsive noise (160 dB re 1 mPa (rms)                Energy and NMFS believe that these
                                                    the potential to disturb a marine                         and continuous noise (120 dB re 1 mPa                 estimates represent the worst-case
                                                    mammal or marine mammal stock in the                      (rms.)). NMFS’ current acoustic                       scenario and that the actual distances to
                                                    wild by causing disruption of behavioral                  exposure criteria for estimating take are             the Level B harassment threshold may
                                                    patterns, including, but not limited to,                  shown in Table 6 below. DONG                          be shorter.

                                                                                                TABLE 6—NMFS’ CURRENT ACOUSTIC EXPOSURE CRITERIA
                                                                                                                            Non-explosive sound

                                                               Criterion                                       Criterion definition                                                  Threshold

                                                    Level A Harassment (Injury)           Permanent Threshold Shift (PTS) (Any level above that              180 dB re 1 μPa-m (cetaceans)/190 dB re 1 μPa-m
                                                                                            which is known to cause TTS).                                      (pinnipeds) root mean square (rms).
                                                    Level B Harassment ............       Behavioral Disruption (for impulse noises) .....................   160 dB re 1 μPa-m (rms).
                                                    Level B Harassment ............       Behavioral Disruption (for continuous noise) ..................    120 dB re 1 μoPa-m (rms).



                                                      DONG Energy estimated species                           intermittent rather than continuous, and              (Shoop and Kenney, 1992). SPUE
                                                    densities within the proposed project                     we base our takes from these sources on               calculated by Kenney and Vigness-
                                                    area in order to estimate the number of                   exposures to the 160 dB threshold.                    Raposa (2009) was derived from a
                                                    marine mammal exposures to sound                            The data used as the basis for                      number of sources including: (1) North
                                                    levels above the 120 dB Level B                           estimating species density (‘‘D’’) for the            Atlantic Right Whale Consortium
                                                    harassment threshold for continuous                       Lease Area are sightings per unit effort              database; (2) CeTAP (CeTAP, 1982); (3)
                                                    noise (i.e., DP thrusters) and the 160 dB                 (SPUE) taken from Kenney and Vigness-                 sightings data from the Coastal Research
                                                    Level B harassment threshold for                          Raposa (2009). SPUE (or, the relative                 and Education Society of Long Island,
                                                    intermittent, impulsive noise (i.e.,                      abundance of species) is derived by                   Inc. and Okeanos Ocean Research
                                                    pingers and sub-bottom profiler).                         using a measure of survey effort and                  Foundation; (4) the Northeast Regional
                                                    Research indicates that marine                            number of individual cetaceans sighted.               Stranding network (marine mammals);
                                                    mammals generally have extremely fine                     Species density (animals per km2) can                 and (5) the NOAA Northeast Fisheries
                                                    auditory temporal resolution and can                      be computed by dividing the SPUE                      Science Center’s Fisheries Sampling
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                                                    detect each signal separately (e.g., Au et                value by the width of the marine                      Branch (Woods Hole, MA).
                                                    al., 1988; Dolphin et al., 1995; Supin                    mammal survey track, and numbers of                     The Northeast Navy Operations Area
                                                    and Popov, 1995; Mooney et al., 2009b),                   animals can be computed by                            (OPAREA) Density Estimates (DoN,
                                                    especially for species with echolocation                  multiplying the species density by the                2007) were also used in support for
                                                    capabilities. Therefore, it is likely that                size of the geographic area in question               estimating take for seals, which
                                                    marine mammals would perceive the                         (km2). SPUE allows for comparison                     represents the only available
                                                    acoustic signals associated with the                      between discrete units of time (i.e.,                 comprehensive data for seal abundance.
                                                    HRG survey equipment as being                             seasons) and space within a project area              However, abundance estimates for the


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                                                    19574                                      Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices

                                                    Southern New England area includes                                        take due to Level B harassment for                            estimated weather downtime, to
                                                    breeding populations on Cape Cod, and                                     harbor seals and gray seals has been                          estimate take from use of the HRG
                                                    therefore using this dataset alone will                                   calculated based on 20 percent of the                         survey equipment during geophysical
                                                    result in a substantial over-estimate of                                  Northeast Navy OPAREA Density                                 survey activities. The ZOI is based on
                                                    take in the Project Area. However, based                                  Estimates.                                                    the worst case (since it assumes the
                                                    on reports conducted by Kenney and                                          Estimated takes were calculated by                          higher powered GeoSource 200 sparker
                                                    Vigness-Raposa (2009), Schroeder                                          multiplying the species density (per 100                      will be operating all the time)
                                                    (2000), and Ronald and Gots (2003),                                       km2) by the zone of influence (ZOI),                          ensonified area of 380 m, and a
                                                                                                                              multiplied by the number of days of the
                                                    harbor seal abundance off the Southern                                                                                                  maximum survey trackline of 49 mi (79
                                                                                                                              specified activity. A detailed
                                                    New England coast in the vicinity of the                                                                                                km) per day. Based on the proposed
                                                                                                                              description of the acoustic modeling
                                                    survey is likely to be approximately 20                                   used to calculate zones of influence is                       HRG survey schedule (May 2016), take
                                                    percent of the total abundance. In                                        provided in the acoustic modeling                             calculations were based on the spring
                                                    addition, because the seasonality of, and                                 assessment found in Appendix A of the                         seasonal species density as derived from
                                                    habitat use by, gray seals roughly                                        DONG Energy IHA application (also see                         seasonal SPUE data reported in Kenney
                                                    overlaps with harbor seals, the same                                      the discussion in the ‘‘Mitigation’’                          and Vigness-Raposa (2009) and seasonal
                                                    abundance assumption of 20 percent of                                     section above).                                               OPAREA density estimates (DoN, 2007).
                                                    the southern New England population                                         DONG Energy used a ZOI of 23.6 m2                           The resulting take estimates (rounded to
                                                    of gray seals can be applied when                                         (61 km2) and a conservative survey                            the nearest whole number) are
                                                    estimating abundance. Per this data,                                      period of 30 days, which includes                             presented in Table 7.
                                                                                       TABLE 6—ESTIMATED LEVEL B HARASSMENT TAKES FOR HRG SURVEY ACTIVITIES
                                                                                                                                                                           Density for      Calculated          Requested       Percentage of
                                                                                                                                                                             Spring                           take authoriza-
                                                                                                       Species                                                                                 take                              stock poten-
                                                                                                                                                                          (Number/100       (Number)                tion        tially affected
                                                                                                                                                                              km2)                               (Number)

                                                    North Atlantic Right Whale ..............................................................................                      0.06               1.03                 1             0.215
                                                    Humpback Whale ............................................................................................                    0.11               2.04                 2             0.243
                                                    Fin Whale .........................................................................................................            0.37               6.72                 7             0.433
                                                    Minke Whale ....................................................................................................               0.12               2.24                 2             0.010
                                                    Common Dolphin .............................................................................................                   2.15              39.38                39             0.001
                                                    Atlantic White-sided Dolphin ............................................................................                      1.23              22.45                22             0.045
                                                    Harbor Porpoise ...............................................................................................                0.47               8.52                 9             0.011
                                                    Harbor Seal 1 ....................................................................................................             9.74              35.66                36             0.047
                                                    Gray Seal 1 .......................................................................................................           14.16              51.83                52             0.015
                                                       1 Density     values were derived using 20 percent of the number estimated from DoN (2007) density values.


                                                       DONG Energy used a ZOI of 9.8 m2                                       (September 2016), take calculations                           Table 8. These numbers are based on 6
                                                    (25.4 km2) and a maximum DP thruster                                      were based on the fall seasonal species                       days and represent only 0.011 and 0.022
                                                    use period of 6 days to estimate take                                     density as derived from seasonal                              percent of the stock for these 2 species,
                                                    from use of the DP thruster during                                        abundance data reported in Kenney and                         respectively. Take calculations for North
                                                    geotechnical survey activities. The ZOI                                   Vigness-Raposa (2009) and seasonal                            Atlantic right whale, humpback whale,
                                                    represents the worst-case ensonified                                      OPAREA density estimates (DoN, 2007)                          fin whale, minke whale, harbor
                                                    area across the three representative                                      (Table 7). The resulting take estimates                       porpoise, gray seal, and harbor seal are
                                                    water depths within the Lease Area (125                                   (rounded to the nearest whole number)                         at or near zero (refer to the DONG
                                                    ft, 144 ft, and 177 ft [38 m, 44 m, and                                   based upon these conservative                                 Energy application); therefore, no takes
                                                    54 m]). Based on the proposed                                             assumptions for common and Atlantic                           for these species are requested or
                                                    geotechnical survey schedule                                              white-sided dolphins are presented in                         proposed for authorization.

                                                                              TABLE 7—ESTIMATED LEVEL B HARASSMENT TAKES FOR GEOTECHNICAL SURVEY ACTIVITIES
                                                                                                                                                                           Density for      Calculated           Requested      Percentage of
                                                                                                                                                                              Fall
                                                                                                       Species                                                                                 take           take authoriza-    stock poten-
                                                                                                                                                                          (Number/100       (Number)           tion (Number)    tially affected
                                                                                                                                                                             km2)

                                                    Common Dolphin .............................................................................................                   8.21               12.5                13             0.011
                                                    Atlantic White-sided Dolphin ............................................................................                      7.46                 11                11             0.022
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                      DONG Energy’s requested take                                            Therefore, the numbers in Tables 6 and                        would implement during the specified
                                                    numbers are provided in Tables 6 and                                      7 are the maximum number of animals                           activities and the fact that shutdown/
                                                    7 and this is also the number of takes                                    that may be harassed during the HRG                           powerdown procedures shall be
                                                    NMFS is proposing to authorize. DONG                                      and geotechnical surveys (i.e., DONG                          implemented if an animal enters the
                                                    Energy’s calculations do not take into                                    Energy assumes that each exposure                             Level B harassment zone (160 dB and
                                                    account whether a single animal is                                        event is a different animal). These                           120 dB for HRG survey equipment and
                                                    harassed multiple times or whether each                                   estimates do not account for prescribed                       DP thruster use, respectively), further
                                                    exposure is a different animal.                                           mitigation measures that DONG Energy


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                                                                                    Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices                                           19575

                                                    reducing the potential for any takes to                 impacted, as marine mammals appear to                 excess of 180 dB are not anticipated for
                                                    occur during these activities.                          be less likely to exhibit behavioral                  DP thruster use). Additional vessel
                                                                                                            reactions or avoidance responses while                strike avoidance requirements will
                                                    Analysis and Determinations
                                                                                                            engaged in feeding activities                         further mitigate potential impacts to
                                                    Negligible Impact                                       (Richardson et al., 1995). Prey species               marine mammals during vessel transit
                                                       Negligible impact is ‘‘an impact                     are mobile, and are broadly distributed               to and within the Study Area.
                                                                                                            throughout the Lease Area; therefore,                    DONG Energy did not request, and
                                                    resulting from the specified activity that
                                                                                                            marine mammals that may be                            NMFS is not proposing, take of marine
                                                    cannot be reasonably expected to, and is
                                                                                                            temporarily displaced during survey                   mammals by injury, serious injury, or
                                                    not reasonably likely to, adversely affect
                                                                                                            activities are expected to be able to                 mortality. NMFS expects that most takes
                                                    the species or stock through effects on
                                                                                                            resume foraging once they have moved                  would be in the form of short-term Level
                                                    annual rates of recruitment or survival’’
                                                                                                            away from areas with disturbing levels                B behavioral harassment in the form of
                                                    (50 CFR 216.103). A negligible impact
                                                                                                            of underwater noise. Because of the                   brief startling reaction and/or temporary
                                                    finding is based on the lack of likely
                                                                                                            temporary nature of the disturbance, the              vacating of the area, or decreased
                                                    adverse effects on annual rates of                                                                            foraging (if such activity were
                                                    recruitment or survival (i.e., population-              availability of similar habitat and
                                                                                                            resources in the surrounding area, and                occurring)—reactions that are
                                                    level effects). An estimate of the number                                                                     considered to be of low severity and
                                                    of takes, alone, is not enough                          the lack of important or unique marine
                                                                                                            mammal habitat, the impacts to marine                 with no lasting biological consequences
                                                    information on which to base an impact                                                                        (e.g., Southall et al., 2007). This is
                                                    determination, as the severity of                       mammals and the food sources that they
                                                                                                            utilize are not expected to cause                     largely due to the short time scale of the
                                                    harassment may vary greatly depending                                                                         proposed activities, the low source
                                                    on the context and duration of the                      significant or long-term consequences
                                                                                                            for individual marine mammals or their                levels and intermittent nature of many
                                                    behavioral response, many of which                                                                            of the technologies proposed to be used,
                                                    would not be expected to have                           populations. Furthermore, there are no
                                                                                                            feeding areas, rookeries, or mating                   as well as the required mitigation.
                                                    deleterious impacts on the fitness of any                                                                        NMFS concludes that exposures to
                                                    individuals. In determining whether the                 grounds known to be biologically
                                                                                                            important to marine mammals within                    marine mammal species and stocks due
                                                    expected takes will have a negligible                                                                         to DONG Energy’s HRG and
                                                    impact, in addition to considering                      the proposed project area. A biologically
                                                                                                            important feeding area for North                      geotechnical survey activities would
                                                    estimates of the number of marine                                                                             result in only short-term (temporary and
                                                    mammals that might be ‘‘taken,’’ NMFS                   Atlantic right whale encompasses the
                                                                                                            Lease Area (LaBrecque, et al., 2015);                 short in duration) and relatively
                                                    must consider other factors, such as the                                                                      infrequent effects to individuals
                                                    likely nature of any responses (their                   however, there is no temporal overlap
                                                                                                                                                                  exposed, and not of the type or severity
                                                    intensity, duration, etc.), the context of              between the BIA (effective March–April;
                                                                                                                                                                  that would be expected to be additive
                                                    any responses (critical reproductive                    November–December) and the proposed
                                                                                                                                                                  for the very small portion of the stocks
                                                    time or location, migration, etc.), as well             survey activities (May–June; October).
                                                                                                                                                                  and species likely to be exposed. Given
                                                    as the number and nature of estimated                   ESA-listed species for which takes are
                                                                                                                                                                  the duration and intensity of the
                                                    Level A harassment takes, the number of                 proposed are North Atlantic right,
                                                                                                                                                                  activities, and the fact that shipping
                                                    estimated mortalities, and the status of                humpback, and fin whales. Recent
                                                                                                                                                                  contributes to the ambient sound levels
                                                    the species.                                            estimates of abundance indicate a stable
                                                                                                                                                                  in the surrounding waters (vessel traffic
                                                       As discussed in the ‘‘Potential                      or growing humpback whale
                                                                                                                                                                  in this area is relatively high; some
                                                    Effects’’ section, permanent threshold                  population, while examination of the
                                                                                                                                                                  marine mammals may be habituated to
                                                    shift, masking, non-auditory physical                   minimum number alive population
                                                                                                                                                                  this noise), NMFS does not anticipate
                                                    effects, and vessel strike are not                      index calculated from the individual
                                                                                                                                                                  the proposed take estimates to impact
                                                    expected to occur. There is some                        sightings database for the years 1990–
                                                                                                                                                                  annual rates of recruitment or survival.
                                                    potential for limited TTS; however,                     2010 suggests a positive and slowly
                                                                                                                                                                  Animals may temporarily avoid the
                                                    animals in the area would likely incur                  accelerating trend in North Atlantic
                                                                                                                                                                  immediate area, but are not expected to
                                                    no more than brief hearing impairment                   right whale population size (Waring et
                                                                                                                                                                  permanently abandon the area. Major
                                                    (i.e., TTS) due to generally low SPLs—                  al., 2015). There are currently
                                                                                                                                                                  shifts in habitat use, distribution, or
                                                    and in the case of the HRG survey                       insufficient data to determine
                                                                                                                                                                  foraging success, are not expected.
                                                    equipment use, highly directional beam                  population trends for fin whale) (Waring                 Based on the analysis contained
                                                    pattern, transient signals, and moving                  et al., 2015). There is no designated                 herein of the likely effects of the
                                                    sound sources—and the fact that most                    critical habitat for any ESA-listed                   specified activity on marine mammals
                                                    marine mammals would more likely                        marine mammals within the Lease Area,                 and their habitat, and taking into
                                                    avoid a loud sound source rather than                   and none of the stocks for non-listed                 consideration the implementation of the
                                                    swim in such close proximity as to                      species proposed to be taken are                      proposed monitoring and mitigation
                                                    result in TTS or PTS. Further, once an                  considered ‘‘depleted’’ or ‘‘strategic’’ by           measures, NMFS preliminarily finds
                                                    area has been surveyed, it is not likely                NMFS under the MMPA.                                  that the total marine mammal take from
                                                    that it will be surveyed again, therefore                  The proposed mitigation measures are               DONG Energy’s proposed HRG survey
                                                    reducing the likelihood of repeated                     expected to reduce the number and/or                  and DP thruster use during geotechnical
                                                    impacts within the project area.                        severity of takes by (1) giving animals               survey activities will have a negligible
                                                       Potential impacts to marine mammal                   the opportunity to move away from the
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                                                                                                                                  impact on the affected marine mammal
                                                    habitat were discussed previously in                    sound source before HRG survey                        species or stocks.
                                                    this document (see the ‘‘Anticipated                    equipment reaches full energy; (2)
                                                    Effects on Habitat’’ section). Marine                   reducing the intensity of exposure                    Small Numbers
                                                    mammal habitat may be impacted by                       within a certain distance by reducing                   The requested takes proposed to be
                                                    elevated sound levels and some                          the DP thruster power; and (3)                        authorized for the HRG and
                                                    sediment disturbance, but these impacts                 preventing animals from being exposed                 geotechnical surveys represent 0.215
                                                    would be temporary. Feeding behavior                    to sound levels reaching 180 dB during                percent of the Western North Atlantic
                                                    is not likely to be significantly                       HRG survey activities (sound levels in                (WNA) stock of North Atlantic right


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                                                    19576                           Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices

                                                    whale, 0.243 percent of the Gulf of                     National Environmental Policy Act                     dolphins (Delphinus delphis), 9 harbor
                                                    Maine stock of humpback whale, 0.433                    (NEPA), to evaluate the issuance of                   porpoises (Phocoena phocoena), 2
                                                    percent of the WNA stock of fin whale,                  wind energy leases covering the entirety              minke whales (Balaenoptera
                                                    0.010 percent of the Canadian East Coast                of the Massachusetts Wind Energy Area                 acutorostrata), 7 fin whales
                                                    stock of minke whale, 0.040 percent of                  (including the OCS–A 0500 Lease Area),                (Balaenoptera physalus), 2 humpback
                                                    the WNA stock of short-beaked common                    and the approval of site assessment                   whales (Megaptera novaeangliae), 1
                                                    dolphin, 0.068 percent of the WNA                       activities within those leases (BOEM,                 North Atlantic right whales (Eubalaena
                                                    stock of Atlantic white-sided dolphin,                  2014). NMFS intends to adopt BOEM’s                   glacialis), 52 gray seals (Halichoerus
                                                    0.011 percent of the Gulf of Maine/Bay                  EA, if adequate and appropriate.                      grypus), and 36 harbor seals (Phoca
                                                    of Fundy stock of harbor porpoise, 0.047                Currently, we believe that the adoption               vitulina) incidental to HRG survey
                                                    percent of the WNA stock of harbor seal,                of BOEM’s EA will allow NMFS to meet                  activities using sub-bottom profilers and
                                                    and 0.015 percent of the North Atlantic                 its responsibilities under NEPA for the               equipment positioning systems, and
                                                    stock of gray seal. These take estimates                issuance of an IHA to DONG Energy for                 dynamic positioning (DP) vessel
                                                    represent the percentage of each species                HRG and geotechnical survey                           thruster use during geotechnical
                                                    or stock that could be taken by Level B                 investigations in the Lease Area. If                  activities.
                                                    behavioral harassment and are                           necessary, however, NMFS will                            4. The taking of any marine mammal
                                                    extremely small numbers (less than 1                    supplement the existing analysis to                   in a manner prohibited under this IHA
                                                    percent) relative to the affected species               ensure that we comply with NEPA prior                 must be reported immediately to NMFS’
                                                    or stock sizes. Further, the proposed                   to the issuance of the final IHA. BOEM’s              Greater Atlantic Regional Fisheries
                                                    take numbers are the maximum                            EA is available on the Internet at:                   Office (GARFO), 55 Great Republic
                                                    numbers of animals that are expected to                 http://www.nmfs.noaa.gov/pr/permits/                  Drive, Gloucester, MA 01930–2276;
                                                    be harassed during the project; it is                   incidental/energy_other.htm.                          phone 978–281–9300, and NMFS’ Office
                                                    possible that some of these exposures                                                                         of Protected Resources, 1315 East-West
                                                                                                            Proposed Authorization
                                                    may occur to the same individual.                                                                             Highway, Silver Spring, MD 20910;
                                                    Therefore, NMFS preliminarily finds                        As a result of these preliminary                   phone 301–427–8401.
                                                    that small numbers of marine mammals                    determinations, NMFS proposes to issue                   5. The Holder or designees must
                                                    will be taken relative to the populations               an IHA to DONG Energy for HRG survey                  notify NMFS’ GARFO and Headquarters
                                                    of the affected species or stocks.                      activities and use of DP vessel thrusters             at least 24 hours prior to the seasonal
                                                                                                            during geotechnical survey activities                 commencement of the specified activity
                                                    Impact on Availability of Affected                      from May 2016 through April 2017,                     (see contact information in 4 above).
                                                    Species for Taking for Subsistence Uses                 provided the previously mentioned                        6. The holder of this Authorization
                                                       There are no relevant subsistence uses               mitigation, monitoring, and reporting                 must notify the Chief of the Permits and
                                                    of marine mammals implicated by this                    requirements are incorporated. The                    Conservation Division, Office of
                                                    action. Therefore, NMFS has                             proposed IHA language is provided                     Protected Resources, or her designee at
                                                    determined that the total taking of                     next.                                                 least 24 hours prior to the start of survey
                                                    affected species or stocks would not                       This section contains a draft of the               activities (unless constrained by the
                                                    have an unmitigable adverse impact on                   IHA itself. The wording contained in                  date of issuance of this Authorization in
                                                    the availability of such species or stocks              this section is proposed for inclusion in             which case notification shall be made as
                                                    for taking for subsistence purposes.                    the IHA (if issued).                                  soon as possible) at 301–427–8401 or to
                                                                                                               DONG Energy Massachusetts (U.S.)                   John.Fiorentino@noaa.gov.
                                                    Endangered Species Act                                  LLC (DONG Energy) (One International                     7. Mitigation Requirements
                                                       Within the project area, fin,                        Place, 100 Oliver Street, Suite 1400,                    The Holder is required to abide by the
                                                    humpback, and North Atlantic right                      Boston, MA 02110) is hereby authorized                following mitigation conditions listed in
                                                    whale are listed as endangered under                    under section 101(a)(5)(D) of the Marine              7(a)–(f). Failure to comply with these
                                                    the ESA. Under section 7 of the ESA,                    Mammal Protection Act (16 U.S.C.                      conditions may result in the
                                                    BOEM consulted with NMFS on                             1371(a)(5)(D)) and 50 CFR 216.107, to                 modification, suspension, or revocation
                                                    commercial wind lease issuance and                      harass marine mammals incidental to                   of this IHA.
                                                    site assessment activities on the Atlantic              high-resolution geophysical (HRG) and                    (a) Marine Mammal Exclusion Zones:
                                                    Outer Continental Shelf in                              geotechnical survey investigations                    Protected species observers (PSOs) shall
                                                    Massachusetts, Rhode Island, New York                   associated with marine site                           monitor the following zones for the
                                                    and New Jersey Wind Energy Areas.                       characterization activities off the coast             presence of marine mammals:
                                                    NOAA’s GARFO issued a Biological                        of Massachusetts in the area of the                      • A 400-m exclusion zone during
                                                    Opinion concluding that these activities                Commercial Lease of Submerged Lands                   HRG surveys when the sub-bottom
                                                    may adversely affect but are not likely                 for Renewable Energy Development on                   profiler is in operation.
                                                    to jeopardize the continued existence of                the Outer Continental Shelf (OCS–A                       • A 200-m exclusion zone during
                                                    fin whale, humpback whale, or North                     0500) (the Lease Area).                               HRG surveys when all other equipment
                                                    Atlantic right whale. NMFS is also                         1. This Authorization is valid from                (i.e., equipment positioning systems) is
                                                    consulting internally on the issuance of                May 1, 2016 through April 30, 2017.                   in operation.
                                                    an IHA under section 101(a)(5)(D) of the                   2. This Authorization is valid only for               • A 3,500-m monitoring zone during
                                                    MMPA for this activity. Following                       HRG and geotechnical survey                           the use of DP thrusters during
                                                                                                            investigations associated with marine
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                                                    issuance of the DONG Energy IHA, the                                                                          geotechnical survey.
                                                    Biological Opinion may be amended to                    site characterization activities, as                     • At all times, the vessel operator
                                                    include an incidental take exemption                    described in the Incidental Harassment                shall maintain a separation distance of
                                                    for these marine mammal species, as                     Authorization (IHA) application.                      500 m from any sighted North Atlantic
                                                    appropriate.                                               3. The holder of this authorization                right whale as stipulated in the Vessel
                                                                                                            (Holder) is hereby authorized to take, by             Strike Avoidance procedures described
                                                    National Environmental Policy Act                       Level B harassment only, 33 Atlantic                  below.
                                                      BOEM prepared an Environmental                        white-sided dolphins (Lagenorhynchus                     Visual monitoring of the established
                                                    Assessment (EA) in accordance with the                  acutus), 52 short-beaked common                       exclusion zone(s) shall be performed by


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                                                                                    Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices                                           19577

                                                    qualified and NMFS-approved protected                      HRG Survey—The exclusion zone(s)                      Geotechnical Survey (DP Thrusters)—
                                                    species observers (PSOs). An observer                   around the noise-producing activities                 During geotechnical survey activities if
                                                    team comprising a minimum of four                       HRG survey equipment will be                          marine mammals enter or approach the
                                                    NMFS-approved PSOs and two certified                    monitored, as previously described, by                established 120 dB isopleth monitoring
                                                    Passive Acoustic Monitoring (PAM)                       PSOs and at night by PAM operators for                zone, the Holder shall reduce DP
                                                    operators, operating in shifts, shall be                the presence of marine mammals before,                thruster to the maximum extent
                                                    stationed aboard either the survey vessel               during, and after any noise-producing                 possible, except under circumstances
                                                    or a dedicated PSO-vessel. PSOs shall                   activity. The vessel operator must                    when reducing DP thruster use would
                                                    be equipped with binoculars and have                    comply immediately with any call for                  compromise safety (both human health
                                                    the ability to estimate distances to                    shutdown by the Lead PSO. If a non-                   and environmental) and/or the integrity
                                                    marine mammals located in proximity                     delphinoid (i.e., mysticetes and sperm                of the equipment. After decreasing
                                                    to the vessel and/or exclusion zone                     whales) cetacean is detected at or within             thruster energy, PSOs shall continue to
                                                    using range finders. Reticulated                        the established exclusion zone (200-m                 monitor marine mammal behavior and
                                                    binoculars will also be available to PSOs               exclusion zone during equipment                       determine if the animal(s) is moving
                                                    for use as appropriate based on                         positioning systems use; 400-m                        towards or away from the established
                                                    conditions and visibility to support the                                                                      monitoring zone. If the animal(s)
                                                                                                            exclusion zone during the operation of
                                                    siting and monitoring of marine species.                                                                      continues to move towards the sound
                                                                                                            the sub-bottom profiler), an immediate
                                                    Digital single-lens reflex camera                                                                             source then DP thruster use shall remain
                                                                                                            shutdown of the HRG survey equipment
                                                    equipment shall be used to record                                                                             at the reduced level. Normal use shall
                                                                                                            is required. Subsequent restart of the                resume when PSOs report that the
                                                    sightings and verify species                            electromechanical survey equipment
                                                    identification. During night operations,                                                                      marine mammals have moved away
                                                                                                            must use the ramp-up procedures                       from and remained clear of the
                                                    PAM (see Passive Acoustic Monitoring                    described above and may only occur
                                                    requirements below) and night-vision                                                                          monitoring zone for a minimum of 60
                                                                                                            following clearance of the exclusion                  minutes since the last sighting.
                                                    equipment in combination with infrared                  zone for 60 minutes. If a delphinoid
                                                    video monitoring shall be used. The                                                                              (d) Vessel Strike Avoidance: The
                                                                                                            cetacean or pinniped is detected at or                Holder shall ensure that vessel operators
                                                    PSOs shall begin observation of the
                                                                                                            within the exclusion zone, the HRG                    and crew maintain a vigilant watch for
                                                    exclusion zone(s) at least 60 minutes
                                                                                                            survey equipment must be powered                      cetaceans and pinnipeds and slow down
                                                    prior to ramp-up of HRG survey
                                                                                                            down to the lowest power output that is               or stop their vessels to avoid striking
                                                    equipment. Use of noise-producing
                                                                                                            technically feasible. Subsequent power                these protected species. Survey vessel
                                                    equipment shall not begin until the
                                                    exclusion zone is clear of all marine                   up of the survey equipment must use                   crew members responsible for
                                                    mammals for at least 60 minutes. If a                   the ramp-up procedures described                      navigation duties shall receive site-
                                                    marine mammal is seen approaching or                    above and may occur after (1) the                     specific training on marine mammal
                                                    entering the 200-m or 400-m exclusion                   exclusion zone is clear of a delphinoid               sighting/reporting and vessel strike
                                                    zones during the HRG survey, or the                     cetacean and/or pinniped for 60                       avoidance measures. Vessel strike
                                                    3,500-m monitoring zone during DP                       minutes or (2) a determination by the                 avoidance measures shall include the
                                                                                                            PSO after a minimum of 10 minutes of                  following, except under extraordinary
                                                    thrusters use, the vessel operator shall
                                                                                                            observation that the delphinoid                       circumstances when complying with
                                                    adhere to the shutdown/powerdown
                                                                                                            cetacean or pinniped is approaching the               these requirements would put the safety
                                                    procedures described below to
                                                                                                            vessel or towed equipment at a speed                  of the vessel or crew at risk:
                                                    minimize noise impacts on the animals.                                                                           • All vessel operators shall comply
                                                       (b) Ramp-Up: A ramp-up procedure                     and vector that indicates voluntary
                                                                                                            approach to bow-ride or chase towed                   with 10 knot (<18.5 km per hour [km/
                                                    shall be used for HRG survey equipment                                                                        h]) speed restrictions in any Dynamic
                                                    capable of adjusting energy levels at the               equipment. If the HRG sound source
                                                                                                            shuts down for reasons other than                     Management Area (DMA). In addition,
                                                    start or re-start of HRG survey activities.                                                                   all vessels operating from November 1
                                                    The ramp-up procedure shall not be                      encroachment into the exclusion zone
                                                                                                            by a marine mammal including but not                  through July 31 shall operate at speeds
                                                    initiated during daytime, night time, or                                                                      of 10 knots (<18.5 km/h) or less.
                                                    periods of inclement weather if the                     limited to a mechanical or electronic
                                                                                                                                                                     • All survey vessels shall maintain a
                                                    exclusion zone cannot be adequately                     failure, resulting in in the cessation of             separation distance of 500 m or greater
                                                    monitored by the PSOs using the                         sound source for a period greater than                from any sighted North Atlantic right
                                                    appropriate visual technology (e.g.,                    20 minutes, a restart for the HRG survey              whale.
                                                    reticulated binoculars, night vision                    equipment is required using the full                     • If underway, vessels must steer a
                                                    equipment) and/or PAM for a 60-minute                   ramp-up procedures and clearance of                   course away from any sited North
                                                    period. A ramp-up shall begin with the                  the exclusion zone of all cetaceans and               Atlantic right whale at 10 knots (<18.5
                                                    power of the smallest acoustic HRG                      pinnipeds for 60 minutes. If the pause                km/h) or less until the 500 m minimum
                                                    equipment at its lowest practical power                 is less than 20 minutes, the equipment                separation distance has been
                                                    output appropriate for the survey. The                  may be restarted as soon as practicable               established. If a North Atlantic right
                                                    power shall then be gradually turned up                 at its operational level as long as visual            whale is sited in a vessel’s path, or
                                                    and other acoustic sources added such                   surveys were continued diligently                     within 100 m to an underway vessel, the
                                                    that the source level would increase in                 throughout the silent period and the                  underway vessel must reduce speed and
                                                    steps not exceeding 6 dB per 5-minute                   exclusion zone remained clear of                      shift the engine to neutral. Engines shall
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                                                    period. If marine mammals are sighted                   cetaceans and pinnipeds. If the visual                not be engaged until the North Atlantic
                                                    within the HRG survey exclusion zone                    surveys were not continued diligently                 right whale has moved outside of the
                                                    prior to or during the ramp-up, activities              during the pause of 20 minutes or less,               vessel’s path and beyond 100 m. If
                                                    shall be delayed until the animal(s) has                a restart of the HRG survey equipment                 stationary, the vessel must not engage
                                                    moved outside the monitoring zone and                   is required using the full ramp-up                    engines until the North Atlantic right
                                                    no marine mammals are sighted for a                     procedures and clearance of the                       whale has moved beyond 100 m.
                                                    period of 60 minutes.                                   exclusion zone for all cetaceans and                     • All vessels shall maintain a
                                                       (c) Shutdown and Powerdown                           pinnipeds for 60 minutes.                             separation distance of 100 m or greater


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                                                    19578                           Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices

                                                    from any sighted non-delphinoid (i.e.,                  during day and night, compared to the                 and the monitoring/powerdown zone
                                                    mysticetes and sperm whales) cetacean.                  PAM detections/operations).                           (the 120 dB isopleth) for DP thruster use
                                                    If sighted, the vessel underway must                       The PAM system shall consist of an                 for all equipment operating below 200
                                                    reduce speed and shift the engine to                    array of hydrophones with both                        kHz. The Holder shall take acoustic
                                                    neutral, and must not engage the                        broadband (sampling mid-range                         measurements at a minimum of two
                                                    engines until the non-delphinoid                        frequencies of 2 kHz to 200 kHz) and at               reference locations and in a manner that
                                                    cetacean has moved outside of the                       least one low-frequency hydrophone                    is sufficient to establish source level
                                                    vessel’s path and beyond 100 m. If a                    (sampling range frequencies of 10 Hz to               (peak at 1 meter) and distance to the 180
                                                    survey vessel is stationary, the vessel                 30 kHz). The PAM operator(s) shall                    dB and 160 dB isopleths (the Level A
                                                    shall not engage engines until the non-                 monitor the hydrophone signals in real                and B harassment zones for HRG
                                                    delphinoid cetacean has moved out of                    time both aurally (using headphones)                  surveys) and 120 dB isopleth (the Level
                                                    the vessel’s path and beyond 100 m.                     and visually (via the monitor screen                  B harassment zone) for DP thruster use.
                                                       • All vessels shall maintain a                       displays). PAM operators shall                        Sound measurements shall be taken at
                                                    separation distance of 50 m or greater                  communicate detections/vocalizations                  the reference locations at two depths
                                                    from any sighted delphinoid cetacean.                   to the Lead PSO on duty who shall                     (i.e., a depth at mid-water and a depth
                                                    Any vessel underway shall remain                        ensure the implementation of the                      at approximately 1 meter [3.28 ft] above
                                                    parallel to a sighted delphinoid                        appropriate mitigation measure.                       the seafloor). The Holder may use the
                                                    cetacean’s course whenever possible,                       8. Monitoring Requirements                         results from its field-verification efforts
                                                    and avoid excessive speed or abrupt                        The Holder is required to abide by the             to request modification of the exclusion/
                                                    changes in direction. Any vessel                        following monitoring conditions listed                monitoring zones for the HRG or
                                                    underway shall reduce vessel speed to                   in 8(a)–(b). Failure to comply with these             geotechnical surveys. Any new
                                                    10 knots or less when pods (including                   conditions may result in the                          exclusion/monitoring zone radius
                                                    mother/calf pairs) or large assemblages                 modification, suspension, or revocation               proposed by the Holder shall be based
                                                    of delphinoid cetaceans are observed.                   of this IHA.                                          on the most conservative measurements
                                                    Vessels may not adjust course and speed                    (a) Visual Monitoring—Protected                    (i.e., the largest safety zone
                                                    until the delphinoid cetaceans have                     species observers (refer to the PSO                   configuration) of the target Level A or
                                                    moved beyond 50 m and/or abeam of                       qualifications and requirements for                   Level B harassment acoustic threshold
                                                    the underway vessel.                                    Marine Mammal Exclusion Zones                         zones. The modified zone shall be used
                                                       • All vessels shall maintain a                       above) shall visually monitor the                     for all subsequent use of field-verified
                                                    separation distance of 50 m (164 ft) or                 established Level B harassment zones                  equipment. The Holder shall obtain
                                                    greater from any sighted pinniped.                      (400-m radius during sub-bottom                       approval from NMFS and BOEM of any
                                                       (e) Seasonal Operating Requirements:                 profiler use and 200-m radius for                     new exclusion/monitoring zone before it
                                                    Between watch shifts members of the                     equipment positioning system use                      may be implemented and the IHA shall
                                                    monitoring team shall consult the                       during HRG surveys; 3,500-m radius                    be modified accordingly.
                                                    NMFS North Atlantic right whale                         during DP thruster use). The observers                   9. Reporting Requirements
                                                    reporting systems for the presence of                   shall be stationed on the highest                        The Holder shall provide the
                                                    North Atlantic right whales throughout                  available vantage point on the                        following reports as necessary during
                                                    survey operations. The proposed survey                  associated operating platform. PSOs                   survey activities:
                                                    activities shall occur outside of the                   shall estimate distance to marine                        (a) The Holder shall contact NMFS
                                                    seasonal management area (SMA)                          mammals visually, using laser range                   (301–427–8401) and BOEM (703–787–
                                                    located off the coast of Massachusetts                  finders or by using reticle binoculars                1300) within 24 hours of the
                                                    and Rhode Island and outside of the                     during daylight hours. During night                   commencement of survey activities and
                                                    seasonal mandatory speed restriction                    operations, PSOs shall use night-vision               again within 24 hours of the completion
                                                    period for this SMA (November 1                         binoculars. Data on all PSO observations              of the activity.
                                                    through April 30). Throughout all                       will be recorded based on standard PSO                   (b) Any observed significant
                                                    survey operations, the Holder shall                     collection requirements. This will                    behavioral reactions (e.g., animals
                                                    monitor the NMFS North Atlantic right                   include dates and locations of survey                 departing the area) or injury or mortality
                                                    whale reporting systems for the                         operations; time of observation, location             to any marine mammals shall be
                                                    establishment of a DMA. If NMFS                         and weather; details of the sightings                 reported to NMFS and BOEM within 24
                                                    should establish a DMA in the Lease                     (e.g., species, age classification [if                hours of observation. Dead or injured
                                                    Area under survey, within 24 hours of                   known], numbers, behavior); and details               protected species shall be reported to
                                                    the establishment of the DMA the                        of any observed ‘‘taking’’ (behavioral                the NMFS Greater Atlantic Regional
                                                    Holder shall work with NMFS to shut                     disturbances or injury/mortality). In                 Fisheries Office Stranding Hotline (800–
                                                    down and/or altered the survey                          addition, prior to initiation of survey               900–3622) within 24 hours of sighting,
                                                    activities to avoid the DMA.                            work, all crew members will undergo                   regardless of whether the injury is
                                                       (f) Passive Acoustic Monitoring: To                  environmental training, a component of                caused by a vessel. In addition, if the
                                                    support 24-hour survey operations, the                  which will focus on the procedures for                injury of death was caused by a
                                                    Holder shall include PAM as part of the                 sighting and protection of marine                     collision with a project related vessel,
                                                    project monitoring during the                           mammals.                                              the Holder shall ensure that NMFS and
                                                    geophysical survey during nighttime                        (b) Acoustic Field Verification—Field              BOEM are notified of the strike within
                                                    operations, or as needed during periods                 verification of the exclusion/monitoring              24 hours. The Holder shall use the form
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    when visual observations may be                         zones shall be conducted to determine                 included as Appendix A to Addendum
                                                    impaired. In addition, PAM systems                      whether the proposed zones correspond                 C of the Lease to report the sighting or
                                                    shall be employed during daylight hours                 accurately to the relevant isopleths and              incident. If the Holder is responsible for
                                                    to support system calibration and PSO                   are adequate to minimize impacts to                   the injury or death, the vessel must
                                                    and PAM team coordination, as well as                   marine mammals. The Holder shall                      assist with any salvage effort as
                                                    in support of efforts to evaluate the                   conduct field verification of the                     requested by NMFS.
                                                    effectiveness of the various mitigation                 exclusion/monitoring zone (the 160 dB                    Additional reporting requirements for
                                                    techniques (i.e., visual observations                   isolpleth) for HRG survey equipment                   injured or dead animals are described


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                                                                                    Federal Register / Vol. 81, No. 65 / Tuesday, April 5, 2016 / Notices                                                 19579

                                                    below (Notification of Injured or Dead                  mammal and determines that the injury                 any other aspect of the Notice of
                                                    Marine Mammals).                                        or death is not associated with or related            Proposed IHA for DONG Energy’s
                                                      (c) Notification of Injured or Dead                   to the activities authorized in the IHA               proposed high-resolution geophysical
                                                    Marine Mammals.                                         (e.g., previously wounded animal,                     and geotechnical survey investigations
                                                      (i) In the unanticipated event that the               carcass with moderate to advanced                     associated with marine site
                                                    specified HRG and geotechnical survey                   decomposition, or scavenger damage),                  characterization activities off the coast
                                                    activities lead to an injury of a marine                the Holder shall report the incident to               of Massachusetts in the area of the
                                                    mammal (Level A harassment) or                          the Chief of the Permits and                          Commercial Lease of Submerged Lands
                                                    mortality (e.g., ship-strike, gear                      Conservation Division, Office of                      for Renewable Energy Development on
                                                    interaction, and/or entanglement), the                  Protected Resources, NMFS, 301–427–                   the Outer Continental Shelf (OCS–A
                                                    Holder shall immediately cease the                      8401, and the NMFS Greater Atlantic                   0500). Please include with your
                                                    specified activities and report the                     Regional Fisheries Office Regional                    comments any supporting data or
                                                    incident to the Chief of the Permits and                Stranding Coordinator, 978–281–9300,                  literature citations to help inform our
                                                    Conservation Division, Office of                        within 24 hours of the discovery. The                 final decision on DONG Energy’s
                                                    Protected Resources, 301–427–8401,                      Holder shall provide photographs or                   request for an MMPA authorization.
                                                    and the NOAA Greater Atlantic                           video footage (if available) or other                   Dated: March 30, 2016.
                                                    Regional Fisheries Office (GARFO)                       documentation of the stranded animal
                                                                                                                                                                  Wanda Cain,
                                                    Stranding Coordinator, 978–281–9300.                    sighting.
                                                    The report shall include the following                     (d) Within 90 days after completion of             Acting Deputy Director, Office of Protected
                                                                                                            the marine site characterization survey               Resources, National Marine Fisheries Service.
                                                    information:
                                                      • Time, date, and location (latitude/                 activities, a technical report shall be               [FR Doc. 2016–07712 Filed 4–4–16; 8:45 am]
                                                    longitude) of the incident;                             provided to NMFS and BOEM that fully                  BILLING CODE 3510–22–P
                                                      • Name and type of vessel involved;                   documents the methods and monitoring
                                                      • Vessel’s speed during and leading                   protocols, summarizes the data recorded
                                                    up to the incident;                                     during monitoring, estimates the                      DEPARTMENT OF COMMERCE
                                                      • Description of the incident;                        number of marine mammals that may
                                                      • Status of all sound source use in the                                                                     National Oceanic and Atmospheric
                                                                                                            have been taken during survey
                                                    24 hours preceding the incident;                                                                              Administration
                                                                                                            activities, and provides an
                                                      • Water depth;                                        interpretation of the results and
                                                      • Environmental conditions (e.g.,                     effectiveness of all monitoring tasks.                RIN 0648–XE554
                                                    wind speed and direction, Beaufort sea                  Any recommendations made by NMFS
                                                    state, cloud cover, and visibility);                    shall be addressed in the final report                Magnuson-Stevens Act Provisions;
                                                      • Description of all marine mammal                    prior to acceptance by NMFS.                          General Provisions for Domestic
                                                    observations in the 24 hours preceding                     (e) In addition to the Holder’s                    Fisheries; Application for Exempted
                                                    the incident;                                           reporting requirements outlined above,                Fishing Permits
                                                      • Species identification or                           the Holder shall provide an assessment                AGENCY:  National Marine Fisheries
                                                    description of the animal(s) involved;                  report of the effectiveness of the various            Service (NMFS), National Oceanic and
                                                      • Fate of the animal(s); and                          mitigation techniques, i.e., visual                   Atmospheric Administration (NOAA),
                                                      • Photographs or video footage of the                 observations during day and night,                    Commerce.
                                                    animal(s) (if equipment is available).                  compared to the PAM detections/
                                                      Activities shall not resume until                                                                           ACTION: Notice; request for comments.
                                                                                                            operations. This shall be submitted as a
                                                    NMFS is able to review the                              draft to NMFS and BOEM 30 days after                  SUMMARY:   The Assistant Regional
                                                    circumstances of the event. NMFS                        the completion of the HRG and                         Administrator for Sustainable Fisheries,
                                                    would work with the Holder to                           geotechnical surveys and as a final                   Greater Atlantic Region, NMFS, has
                                                    minimize reoccurrence of such an event                  version 60 days after completion of the               made a preliminary determination that
                                                    in the future. The Holder shall not                     surveys.                                              an Exempted Fishing Permit application
                                                    resume activities until notified by                        10. This Authorization may be                      contains all of the required information
                                                    NMFS.                                                   modified, suspended, or withdrawn if                  and warrants further consideration. This
                                                      (ii) In the event that the Holder                     the Holder fails to abide by the                      Exempted Fishing Permit would allow
                                                    discovers an injured or dead marine                     conditions prescribed herein or if NMFS               one commercial fishing vessel to fish
                                                    mammal and determines that the cause                    determines the authorized taking is                   outside of the limited access scallop
                                                    of the injury or death is unknown and                   having more than a negligible impact on               regulations in support of research
                                                    the death is relatively recent (i.e., in less           the species or stock of affected marine               conducted by the National Fisheries
                                                    than a moderate state of decomposition),                mammals.                                              Institute that is investigating scallop
                                                    the Holder shall immediately report the                    11. A copy of this Authorization and               incidental mortality in the scallop
                                                    incident to the Chief of the Permits and                the Incidental Take Statement must be                 dredge fishery.
                                                    Conservation Division, Office of                        in the possession of each vessel operator               Regulations under the Magnuson-
                                                    Protected Resources, 301–427–8401,                      taking marine mammals under the                       Stevens Fishery Conservation and
                                                    and the GARFO Stranding Coordinator,                    authority of this Incidental Harassment               Management Act require publication of
                                                    978–281–9300. The report shall include                  Authorization.                                        this notification to provide interested
                                                    the same information identified in the
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                                                                               12. The Holder is required to comply               parties the opportunity to comment on
                                                    paragraph above. Activities would be                    with the Terms and Conditions of the                  applications for proposed Exempted
                                                    able to continue while NMFS reviews                     Incidental Take Statement                             Fishing Permits.
                                                    the circumstances of the incident.                      corresponding to NMFS’ Biological
                                                    NMFS would work with the Holder to                                                                            DATES: Comments must be received on
                                                                                                            Opinion.
                                                    determine if modifications in the                                                                             or before April 20, 2016.
                                                    activities are appropriate.                             Request for Public Comments                           ADDRESSES: You may submit written
                                                      (iii) In the event that the Holder                      NMFS requests comment on our                        comments by any of the following
                                                    discovers an injured or dead marine                     analysis, the draft authorization, and                methods:


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Document Created: 2018-02-07 13:53:41
Document Modified: 2018-02-07 13:53:41
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice; proposed incidental harassment authorization; request for comments.
DatesComments and information must be received no later than May 5, 2016.
ContactJohn Fiorentino, Office of Protected Resources, NMFS, (301) 427-8401.
FR Citation81 FR 19557 
RIN Number0648-XE43

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