81_FR_20748 81 FR 20680 - Nucor Steel Connecticut Incorporated; Grant of a Permanent Variance

81 FR 20680 - Nucor Steel Connecticut Incorporated; Grant of a Permanent Variance

DEPARTMENT OF LABOR
Occupational Safety and Health Administration

Federal Register Volume 81, Issue 68 (April 8, 2016)

Page Range20680-20688
FR Document2016-08004

In this notice, OSHA grants a permanent variance to Nucor Steel Connecticut Incorporated from the provisions of OSHA standards that regulate the control of hazardous energy (lockout/tagout).

Federal Register, Volume 81 Issue 68 (Friday, April 8, 2016)
[Federal Register Volume 81, Number 68 (Friday, April 8, 2016)]
[Notices]
[Pages 20680-20688]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-08004]


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DEPARTMENT OF LABOR

Occupational Safety and Health Administration

[Docket No. OSHA-2014-0022]


Nucor Steel Connecticut Incorporated; Grant of a Permanent 
Variance

AGENCY: Occupational Safety and Health Administration (OSHA), Labor.

ACTION: Notice.

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SUMMARY: In this notice, OSHA grants a permanent variance to Nucor 
Steel Connecticut Incorporated from the provisions of OSHA standards 
that regulate the control of hazardous energy (lockout/tagout).

DATES: The permanent variance specified by this notice, becomes 
effective on April 8, 2016 and shall remain in effect until it is 
modified or revoked.

FOR FURTHER INFORMATION CONTACT: Information regarding this notice is 
available from the following sources:
    Press inquiries: Contact Mr. Frank Meilinger, Director, OSHA Office 
of Communications, U.S. Department of Labor, 200 Constitution Avenue 
NW., Room N-3647, Washington, DC 20210; telephone: (202) 693-1999; 
email: [email protected].
    General and technical information: Contact Mr. Kevin Robinson, 
Director, Office of Technical Programs and Coordination Activities, 
Directorate of Technical Support and Emergency Management, Occupational 
Safety and Health Administration, U.S. Department of Labor, 200 
Constitution Avenue NW., Room N-3655, Washington, DC 20210; phone: 
(202) 693-2110 or email: [email protected].

SUPPLEMENTARY INFORMATION:
    Copies of this Federal Register notice.
    Electronic copies of this Federal Register notice are available at 
http://www.regulations.gov. This Federal Register notice, as well as 
news releases and other relevant information, also are available at 
OSHA's Web page at http://www.osha.gov.

I. Notice of Application

    On September 22, 2014, Nucor Steel Connecticut Incorporated 
(hereafter, ``NSCI'' or ``the applicant'') 35 Toelles Road, 
Wallingford, CT 06492, submitted under Section 6(d) of the Occupational 
Safety and Health Act of 1970 (``OSH Act''; 29 U.S.C. 655) and 29 CFR 
1905.11 (``Variances and other relief under section 6(d)'') an 
application for a permanent variance from several provisions of the 
OSHA standard that regulates the control of hazardous energy 
(``lockout/tagout'' or ``LOTO''), as well as a request for an interim 
order pending OSHA's decision on the application for variance (Ex. 
OSHA-2014-0022-0003) at its Wallingford, CT facility. Specifically, 
NSCI was seeking a variance from the provisions of the standard that 
require: (1) Lockout or tagout devices be affixed to each energy 
isolating device by authorized employees (29 CFR 1910.147(d)(4)(i)); 
and (2) lockout devices, where used, be affixed in a manner that holds 
the energy isolating devices in a ``safe'' or ``off'' position (29 CFR 
1910.147(d)(4)(ii)). Also, NSCI requested an interim order pending 
OSHA's decision on the application for variance.
    According to its application, NSCI manufactures steel wire rod and 
coiled rebar from billets of steel by using rolling and forming 
processes. Further, NSCI's description of its operation indicated that 
the hot steel billets are shaped and formed into steel wire rod and 
coiled rebar by running them through a series of rolls. The rolls shape 
and form the steel as it moves from one stand to the next. Each roll 
has several passes (or grooves), only one of which is used at a time. 
The pass is designed to shape the bar to a certain size as it goes 
through the mill by compressing, squeezing, and stretching the bar. 
Rolls are designed with passes to bring a bar down through roughing, 
intermediate and finish mills to a finished size.
    As with any shaping tool, the passes wear during use and from time 
to time need to be changed. As the pass wears, the shape of the bar and 
the appearance of the bar are affected. When new rolls are brought into 
production, every pass is prepared with a spray that provides friction 
which allows the rolls to bite the bar between the rolls. Once rolls 
are in operation, roll grinding is regularly required, because during 
the operation of the mill stands water is used to cool the rolls to 
prevent fracturing and damage to the rolls. The water protects the pass 
while in use, but it also creates rust in the other passes. The rust 
can affect the final quality of the bar being processed, so steps are 
taken to remove the rust prior to restarting the operations. Rust is 
removed from the passes using a common 4-inch hand grinder. Since 
January 2012, the rolls have been ground with the rolls stopped and 
locked out.
    NSCI asserted that grinding the rolls requires access to the Motor 
Control Room (MCR), in order to operate the energy isolation 
disconnects for the roll mills. Employees who perform the particular 
task of grinding the passes are exposed to potentially serious arc 
flash hazards if they accessed the MCR in order to perform energy 
isolation functions. To control exposure to the arc flash hazards, NSCI 
instituted safe work rules that: (1) Designate the MCR as a restricted 
entry work area; (2) restrict MCR access to qualified electricians 
only; and (3) prohibit employees who perform pass grinding from 
entering the MCR because they are not qualified electrical employees 
trained in recognition and mitigation of electrical hazards. Further, 
NSCI asserted that as a consequence of following these safe work rules 
the employees performing pass grinding cannot lockout the energy 
isolation disconnects located in the MCR or personally verify that a 
lockout has been performed.
    OSHA initiated a technical review of NSCI's variance application 
and developed a set of follow-up questions regarding the assertions of 
equivalent worker protection included in the application. On November 
26, 2014, OSHA sent NSCI a letter containing a set of follow-up 
questions (Ex. OSHA-2014-0022-0006). On December 19, 2014, NSCI 
provided its responses to the follow-up questions (Ex. OSHA-2014-0022-
0007). Based on these responses to the follow-up questions and the 
alternate safety measures proposed in NSCI's application, on May 22, 
2015, the Agency sent NSCI a letter (Ex. OSHA-2014-0022-0009) 
describing its findings on the technical merits of the application. 
OSHA's letter also included a set of proposed conditions for the grant 
of an interim order and permanent variance and a request for NSCI's 
comments on these proposed conditions. On July 10, 2015, NSCI provided 
its response (Ex. OSHA-2014-0022-0010) indicating acceptance of the 
proposed conditions and including a few recommended changes. OSHA 
carefully reviewed NSCI's recommended changes and incorporated the 
majority of the changes into the conditions of the variance.
    Following this review, OSHA determined that the applicant proposed 
an alternative that provides a workplace as safe and healthful as that 
provided by the standard. On December 2, 2015, OSHA published a 
preliminary Federal Register announcing NSCI's application for a 
permanent variance and interim

[[Page 20681]]

order, grant of an interim order, and request for comments (80 FR 
75472).
    The comment period closed on January 4, 2016, and OSHA received one 
comment (Ex. OSHA-2014-0022-0012) from the Association for Packaging 
and Processing Technologies in support of granting NSCI the variance.

II. The Variance Application

A. Background

    NSCI's variance application and the responses to OSHA's follow-up 
questions included the following: Detailed descriptions of the 
manufacturing process; the equipment used; the proposed alternative to 
lockout/tagout (LOTO) devices and procedures implemented during 
servicing and maintenance of specific equipment (e.g., grinding of roll 
mill passes located in the roll mill stands); and technical evidence 
supporting NSCI's assertions of equivalency of worker protection.
    According to the information included in its application, 
performing lockout on the roll mill stands requires access to the MCR, 
an area restricted to qualified electricians. Because NSCI employees 
who perform the particular task of grinding the passes are not 
qualified electrical employees trained in recognition and mitigation of 
electrical hazards, they may not access the MCR. Therefore, they cannot 
use the EID in that location to isolate the hazardous electrical energy 
or personally verify that energy isolation has been achieved if the EID 
is operated by a qualified employee.
    To address these issues, NSCI developed an alternative method of 
preventing the unexpected startup or energization of the roll mill 
passes located in the roll mill stands. NSCI proposes to use a 
comprehensive engineered system and appropriate administrative 
procedures to meet the energy isolation requirements. The engineered 
system uses a ``trapped key'' concept and monitored safety-rated power 
relays in combination with administrative procedures. The trapped key 
system is designed to: Replace a locked out energy isolating device; 
and function similarly (to a lockout device), in that only the employee 
in possession of the key can restart the machine undergoing 
maintenance. The single key is controlled through administrative group 
lockout procedures that NSCI believes match the requirements of 29 CFR 
1910.147.
    Further, NSCI asserted that its proposed trapped key energy control 
system has been evaluated \1\ for three scenarios that could result in 
unexpected energization of the rolls including: (1) Intentional de-
energization; (2) intentional re-energization; and (3) potential 
faults. The system prevents unexpected startup or energization in all 
three scenarios.
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    \1\ NSCI provided documentation that TUV Rheinland, an 
independent third-party testing laboratory reviewed and certified 
that the trapped key interlock system is a suitable component for 
use in safety category 2, 3, and 4 safety systems as specified in 
International Electrotechnical Commission (IEC) and International 
Organization for Standardization (ISO) machinery standards. Further, 
NSCI asserted that several independent experts (including Dr. James 
Barrett, Mr. Ed Grund, Mr. Bruce Main, and Mr. Alan Metelsky) 
skilled in the evaluation of electrical circuitry, guarding, and the 
control of hazardous energy evaluated the circuitry of the trapped 
key system and found that it was appropriately designed and 
installed for this application.
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    The applicant contended that the alternative safety measures 
included in its application provide its workers with a place of 
employment that is at least as safe and healthful as they would obtain 
under the existing provisions of OSHA's control of hazardous energy 
(lockout/tagout) standard. The applicant certified that it provided 
employee representatives with a copy of the variance application. The 
applicant also certified that it notified its workers of the variance 
application by posting, at prominent locations where it normally posts 
workplace notices, a summary of the application and information 
specifying where the workers can examine a copy of the application. In 
addition, the applicant informed its workers of their rights to 
petition the Assistant Secretary of Labor for Occupational Safety and 
Health for a hearing on the variance application.

B. Variance From Paragraph (d)(4)(i) and (d)(4)(ii) of 29 CFR 1910.147

    As an alternative means of compliance to the requirements of 
1910.147(d)(4(i) and (ii), NSCI proposed to use a comprehensive 
engineered system and appropriate administrative procedures to meet 
these requirements. The engineered system uses a ``trapped key'' 
concept and monitored safety-rated power relays in combination with 
administrative procedures. The trapped key system is designed to: 
Replace a locked out energy isolating device; and function similarly 
(to a lockout device), in that only the employee in possession of the 
key can restart the machine undergoing maintenance. The single key is 
controlled through administrative group lockout procedures identical to 
those required by 29 CFR 1910.147. Although the trapped key prevents 
normal intended startup of the equipment being serviced, it is not 
being used on an EID, as required by OSHA's standards. To meet this 
requirement, NSCI proposed to use a monitored safety-relay system that 
uses approved components, redundant systems, and control-reliable 
circuitry. Use of the trapped key system in combination with detailed 
administrative energy control policies and procedures, as well as 
providing effective training allows NSCI's authorized and affected 
employees to complete the required grinding of its stationary rolls in 
a manner that provides equivalency in energy isolation to compliance 
with the applicable provisions of the LOTO standard. The trapped key 
system is based on use of an Allen Bradley GuardMaster safety-rated 
relay, which is specifically designed for safety applications. However, 
the use of the Allen Bradley GuardMaster safety-rated relay does not 
meet the LOTO standard's definition of EID because this relay is a form 
of control circuitry.
    The applicant maintains that use of the trapped key system provides 
equivalent safety with what can be achieved by strict compliance with 
the 1910.147(d)(4)(i) and (ii) requirements. According to NSCI's 
variance application, equivalent safety is achieved by prohibiting roll 
movement during de-energization while grinding is being performed, as 
well as prohibiting mistaken intentional re-energization and re-
energization due to fault conditions, without exposing employees to 
hazards within the MCR. To protect against system faults causing re-
energization, the trapped key system meets the requirements for control 
reliability as stated in ANSI B11.19 (2010) Performance of 
Safeguarding, in that no single fault results in the loss of the safety 
function. In addition, the system includes system fault monitoring, 
tamper resistance, and exclusive employee control over lockout devices.
    Further, the applicant asserted that the trapped key system uses 
well tried components, which is a key factor in the reliability of a 
control system. The system is based on an Allen Bradley GuardMaster 
safety-rated relay which is specifically designed for safety 
applications. The trapped key is a specially manufactured unique key 
that is only available from the manufacturer at a significant cost, and 
cannot be otherwise duplicated.

C. Technical Review

    OSHA conducted a review of NSCI's application and the supporting 
technical documentation. After completing the review of the application

[[Page 20682]]

and supporting documentation, OSHA concluded that NSCI:
    1. Modified the electrical controls at the pulpit (central control 
station located on the roll mill floor for the 15 roll mill stands), to 
prevent employee exposure to hazards associated with movement of the 
roll mill while performing the task of grinding roll mill passes 
located in the roll mill stands;
    2. Installed a trapped key control system and implemented 
administrative energy control procedures that prevent employee exposure 
to hazards associated with energy while grinding on the roll mill 
passes;
    3. Utilizing qualified engineering safety experts, performed a job 
hazard analysis for roll grinding associated tasks, conducted and 
documented an electrical isolation analysis, system and functional 
safety reviews, and control reliability analysis to verify that the use 
of the trapped key system and administrative energy control procedures 
prevent the movement of roll mill passes; prevent mistaken or 
intentional re-energization; and maintain immobility in the event of 
fault conditions;
    4. Developed a two-tiered system of securing the trapped key as 
follows:
    a. Stopping the operation and energization of the roll mill passes 
by removing the trapped key from the system, and securing the key 
within a lock box inside the pulpit area (central control station 
located on the roll mill floor for the 15 roll mill stands); and
    b. Locking the key to the lock box in the pulpit area inside a 
secondary group lock box installed on the roll mill floor, with each 
employee performing roll mill grinding applying their personal lock to 
the lock box;
    5. Developed detailed administrative energy control procedures for 
use of the trapped key system;
    6. Implemented detailed administrative energy control procedures 
designed to ensure that each authorized employee applies a personal 
lock to the secondary group lock box;
    7. Procured and provided appropriate equipment and supplies;
    8. Made the administrative energy control policies and procedures 
available in English and Spanish;
    9. Trained authorized and affected employees on the application of 
the trapped key system and associated administrative energy control 
policies and procedures;
    10. Ensured that grinding on the passes is conducted only while 
using the administrative energy control procedures based on the trapped 
key system;
    11. Installed guarding on the entry/infeed and exit/outfeed sides 
of each roll mill stand to prevent employees from standing between 
turning mills and being exposed to the crushing hazards of in-running 
nip points;
    12. Developed additional administrative controls and procedures to 
minimize the potential for authorized and affected employees to enter 
between the mill stands when harm could occur; and
    13. Designated and posted the areas as ``No Entry'' unless the 
procedures (1-12 above) are followed.

III. Description of the Conditions Specified for the Permanent Variance

    As previously indicated in this notice, OSHA conducted a review of 
NSCI's application and the supporting technical documentation. After 
completing the review of the application and supporting documentation, 
OSHA determined that NSCI developed, and proposed to implement, 
effective alternative means of protection that protect its employees as 
effectively as paragraphs 1910.147(d)(4)(i) and (ii) of OSHA's LOTO 
standard during the servicing and maintenance task of grinding roll 
mill passes located in the roll mill stands. Therefore, on December 2, 
2015, OSHA published a preliminary Federal Register announcing NSCI's 
application for a permanent variance and interim order, grant of an 
interim order, and request for comments (80 FR 75472). The comment 
period closed on January 4, 2016, and OSHA received one comment (Ex. 
OSHA-2014-0022-0012) from the Association for Packaging and Processing 
Technologies in support of granting NSCI the variance.
    During the period starting with the December 2, 2015, publication 
of the preliminary Federal Register notice announcing grant of the 
interim order (80 FR 75472), until the Agency modifies or revokes the 
interim order or makes a decision on its application for a permanent 
variance, the applicant was required to comply fully with the 
conditions of the interim order as an alternative to complying with the 
requirements of 29 CFR 1910.147(d)(4)(i) and 1910.147(d)(4)(ii). With 
the publication of this notice, OSHA is revoking the interim order 
granted to the employer on December 2, 2015 (80 FR 75472).
    This section describes the conditions that comprise the alternative 
means of compliance with 29 CFR 1910.147(d)(4)(i) and (d)(4)(ii). Also, 
these conditions provide additional detail regarding the conditions 
that form the basis of the permanent variance OSHA is granting to NSCI.

Condition A: Scope

    The scope of the permanent variance limits coverage of the 
conditions of the permanent variance to the work situations specified 
under this condition. Clearly defining the scope of the permanent 
variance provides NSCI, NSCI's employees, other stakeholders, the 
public, and OSHA with necessary information regarding the work 
situations in which the permanent variance applies and does not apply. 
For example, condition A limits coverage of the permanent variance only 
to the task of grinding roll mill passes located in the roll mill 
stands. The condition clarifies that no other maintenance work, 
including electrical maintenance, can be performed on the roll mill 
passes, the roll mill motors, other residual or stored energy sources, 
or electric circuits connected to the trapped key system or roll mill 
stands using the trapped key system to control hazardous energy.
    According to 29 CFR 1905.11, an employer or class or group of 
employers \2\ may request a permanent variance for a specific workplace 
or workplaces. If granted, the variance applies only to the specific 
employer(s) that submitted the application. In this instance, the 
permanent variance applies to NSCI at its Wallingford, CT plant only. 
As a result, it is important to understand that permanent variance does 
not apply to any other employers or NSCI plant locations.
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    \2\ A class or group of employers (such as members of a trade 
alliance or association) may apply jointly for a variance provided 
an authorized representative for each employer signs the application 
and the application identifies each employer's affected facilities.
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Condition B: Definitions

    Condition B defines a series of terms, mostly technical terms, used 
in the permanent variance to standardize and clarify their meaning. 
Defining these terms serves to enhance the applicant's and its 
employees' understanding of the conditions specified by the permanent 
variance.

Condition C: Safety and Health Practices

    Condition C requires the applicant to: (1) Modify certain controls 
at the pulpit by installing and operating a trapped key system designed 
to replace an energy isolating device; (2) develop and implement 
certain trapped key system-related alternate energy control policies 
and procedures; and (3) develop and implement a series of trapped key

[[Page 20683]]

system-related hazard prevention and control requirements and methods 
designed to ensure the continued effective functioning of the alternate 
energy control equipment, policies, and procedures. Examples of such 
hazard control measures include, but are not limited to: (1) Conducting 
grinding on the passes only after using the steps required to properly 
de-energize the system; (2) under the direction of a qualified 
person,\3\ ensuring that the trapped key system is installed, 
inspected, serviced, maintained, used, and when appropriate modified in 
accordance with good engineering practices, and/or in strict accordance 
with the manufacturers' specifications and instructions, where 
available; and (3) no other maintenance can be performed on the roll 
mill stands while grinding is taking place.
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    \3\ See footnote 9.
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Condition D: Steps Required To De-Energize the System

    Condition D requires the applicant to develop and implement a 
detailed procedure for de-energizing the roll mill passes located in 
the roll mill stands in order to perform the grinding task. The 
procedure for de-energizing the roll mill passes includes a series of 
steps to ensure that all authorized and effected employees are notified 
that: The roll mill passes are effectively de-energized; the task of 
grinding the roll mill passes is ready to begin; and no other servicing 
or maintenance is to be performed on the roll mill stands while 
grinding is taking place.

Condition E: Steps Required To Start Motion Intentionally

    Condition E requires the applicant to develop and implement a 
detailed procedure for re-energizing and intentionally starting motion 
in the roll mill passes located in the roll mill stands in order to 
resume normal operations at the conclusion of the grinding task. The 
procedure for re-energizing the roll mill passes includes a series of 
steps to ensure that all authorized and effected employees are notified 
that the task of grinding the roll mill passes is complete and that the 
roll mill passes are ready for use.

Condition F: Training and Methods of Operation

    Condition F requires the applicant to develop and implement an 
effective hazardous energy control qualification and training program 
for authorized employees involved in using the trapped key system while 
grinding roll mill passes. The condition specifies the factors that an 
employee must know following completion of the training program. 
Elements to be included in the training program encompass, among 
others: The program to be presented in language that the employees can 
understand; the instruction be reviewed periodically to accommodate 
changes in the energy control program; the contents and conditions 
included in the variance; the preparation of a job hazard analysis 
(JHA) describing the application of the trapped key system, the 
identification of associated hazards and safe use of the associated 
energy control procedures; and instruction regarding the safe use of 
the associated energy control procedures. Additionally, condition F 
also requires the applicant to train each affected employee in the 
purpose and use of the alternative energy control procedures using the 
trapped key system.

Condition G: Inspections, Tests, and Accident Prevention

    Condition G requires the applicant to develop, implement and 
operate an effective program for completing inspections, tests, program 
evaluations, and accident prevention measures for the use of the 
trapped key system and safe application of the hazardous energy control 
procedures in the roll mill stands and associated work areas. This 
condition serves to ensure the safe operation and physical integrity of 
the equipment and work area. Use of the trapped key system while 
conducting roll mill grinding operations enhances worker safety by 
reducing the risk of unexpected energization of the equipment.
    This condition also requires the applicant to document tests, 
inspections, corrective actions and repairs involving the use of the 
trapped key system, and maintain these documents. Further, this 
requirement provides the applicant with information needed to schedule 
tests and inspections to ensure the continued safe operation of the 
equipment and systems, and to determine that the actions taken to 
correct defects are appropriate.

Condition H: Recordkeeping

    Condition H requires the applicant to maintain records of specific 
factors associated with use of the trapped key system implemented to 
prevent the unexpected energization of the equipment while grinding 
roll mill passes. The information gathered and recorded under this 
provision, in concert with the information provided under condition I 
(Notifications, for using the OSHA 301 Incident Report form to 
investigate and record energy isolation failure-related injuries as 
defined by 29 CFR 1904.4, 1904.7, 1904.8 through 1904.12), enables the 
applicant and OSHA to determine the effectiveness of the permanent 
variance in preventing recordable injuries.\4\
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    \4\ See 29 CFR 1904 Recording and Reporting Occupational 
Injuries and Illnesses (http://www.osha.gov/pls/oshaweb/owadisp.show_document?p_table=STANDARDS&p_id=9631); recordkeeping 
forms and instructions (http://www.osha.gov/recordkeeping/RKform300pkg-fillable-enabled.pdf); and Updates to OSHA's 
Recordkeeping Rule (http://www.osha.gov/recordkeeping2014/index.html).
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Condition I: Notifications

    Condition I requires the applicant, within specified periods to: 
(1) Notify OSHA (i.e., Office of Technical Programs and Coordination 
Activities (OTPCA), and the Bridgeport, CT, Area Office) of any 
recordable injuries, illnesses, fatalities, work-related in-patient 
hospitalizations, amputations and all losses of an eye (as defined by 
29 CFR 1904.4, and 1904.7 through 1904.12) that occur as a result of 
complying with the alternative energy control conditions of the 
variance (e.g., as a result of performing roll mill pass grinding 
operations) within 8 hours of the incident (or becoming aware of the 
incident); (2) provide OSHA (i.e., OTPCA and the Bridgeport, CT, Area 
Office) with a copy of the preliminary incident investigation report 
(using OSHA 301 form) within 24 hours of the incident (or becoming 
aware of the incident); (3) provide OSHA (i.e., OTPCA and the 
Bridgeport, CT, Area Office) with a copy of the full incident 
investigation within 7 calendar days of the incident (or becoming aware 
of the incident); (4) include on the 301 form information on the energy 
isolation procedures and conditions associated with the recordable 
injury or illness, the root-cause determination, and preventive and 
corrective actions identified and implemented; (5) provide its 
certification that it informed affected workers of the incident and the 
results of the incident investigation; (6) notify OTPCA and the 
Bridgeport, CT, Area Office within 15 working days should the applicant 
need to revise its energy isolation procedures to accommodate changes 
in the application of its trapped key system that affect its ability to 
comply with the conditions of the permanent variance; and (7) provide 
OTPCA and the Bridgeport, CT, Area Office, by January 31st at the 
beginning of each calendar year, with a report covering the year just 
ended, evaluating the effectiveness of the alternate energy isolation 
program.

[[Page 20684]]

    This condition for completing and submitting the variance 
conditions-related (recordable) preliminary incident investigation 
report (OSHA 301 form) is more restrictive than the current 
recordkeeping requirement of completing the OSHA 301 form within 7 
calendar days of the incident (1904.29(b)(3)). Submittal of the 
preliminary incident investigation report is to be followed by 
submittal of the full incident investigation report within 7 calendar 
days. This modified and more stringent incident investigation and 
reporting requirement is restricted to variance conditions-related 
(recordable) incidents only. Providing this notification is essential 
because time is a critical element in OSHA's ability to determine the 
continued effectiveness of the variance conditions in preventing 
recordable incidents as well as the employer's identification of 
appropriate hazard control measures and implementation of corrective 
and preventive actions. Further, these notification requirements enable 
the applicant, its employees, and OSHA to determine the effectiveness 
of the permanent variance in providing the requisite level of safety to 
the employer's workers and, based on this determination, whether to 
revise or revoke the conditions of the permanent variance. Timely 
notification permits OSHA to take whatever action is necessary and 
appropriate to prevent further variance conditions-related recordable 
injuries and illnesses. Providing notification to employees informs 
them of the precautions taken by the employer to prevent similar 
incidents in the future. Additionally, these notification requirements 
allow OSHA to: Communicate effectively, expedite administration, and 
enforce the conditions of the permanent variance.
    Additionally, this condition requires the applicant to notify OSHA 
if it ceases to do business, has a new address or location for its main 
office, or transfers the operations covered by the permanent variance 
to a successor company. In addition, the condition specifies that OSHA 
must approve the transfer of the permanent variance to a successor 
company. These requirements allow OSHA to communicate effectively with 
the applicant regarding the status of the permanent variance, and 
expedite the Agency's administration and enforcement. Stipulating that 
an applicant is required to have OSHA's approval to transfer a variance 
to a successor company provides assurance that the successor company 
has knowledge of, and will comply with, the conditions specified by the 
permanent variance. Also, seeking OSHA's approval to transfer a 
variance to a successor company serves to further ensure the safety of 
workers involved in performing the operations covered by the variance.

IV. Decision

    As described earlier in this notice, after reviewing the proposed 
alternatives OSHA determined that NSCI developed, and proposed to 
implement, effective alternative means of protection that protect its 
employees as effectively as paragraphs 1910.147(d)(4)(i) and (ii) of 
OSHA's LOTO standard during the servicing and maintenance task of 
grinding roll mill passes located in the roll mill stands. Further, 
under section 6(d) of the Occupational safety and Health Act of 1970 
(29 U.S.C. 655(d)), and based on the record discussed above, the Agency 
finds that when the employer complies with the conditions of the 
variance, the working conditions of the employers' workers are at least 
as safe and healthful as if the employers complied with the working 
conditions specified by paragraph 1910.147(d)(4)(i) and (ii) of OSHA's 
LOTO standard. Therefore, under the terms of this variance NSCI must: 
(1) Comply with the conditions listed below under section V of this 
notice (``Order'') for the period between the date of this notice and 
until the Agency modifies or revokes this final order in accordance 
with 29 CFR 1905.13; (2) comply fully with all other applicable 
provisions of 29 CFR part 1910; and (3) provide a copy of this Federal 
Register notice to all employees affected by the conditions using the 
same means it used to inform these employees of its application for a 
permanent variance.

V. Order

    As of the effective date of this final order, OSHA is revoking the 
interim order granted to the employer on December 2, 2015 (80 FR 
75472).
    OSHA issues this final order authorizing Nucor Steel Connecticut 
Incorporated (``NSCI'' or ``the applicant'') to comply with the 
following conditions instead of complying with the requirements of 
paragraphs 29 CFR 1910.147(d)(4)(i) and (ii) of OSHA's LOTO standard 
during the servicing and maintenance task of grinding roll mill passes 
located in the roll mill stands. This final order applies to all NSCI 
employees located at the 35 Toelles Road, Wallingford, CT 06492 
establishment during the servicing and maintenance task of grinding 
roll mill passes located in the roll mill stands. These conditions are: 
\5\
---------------------------------------------------------------------------

    \5\ See footnote 2.
---------------------------------------------------------------------------

A. Scope

    1. This permanent variance applies only to the task of grinding 
roll mill passes located in the roll mill stands of NSCI's Wallingford, 
CT establishment. This work is to be performed by authorized employees 
under alternative energy control procedures using a trapped key system 
and lock boxes.
    2. No other maintenance work, including electrical maintenance 
(such as troubleshooting or maintenance covered under 29 CFR 1910.333), 
may be performed on the roll mill passes, the roll mill motors, or 
electric circuits connected to the trapped key system or roll mill 
stands using the trapped key system to control hazardous energy.
    3. If any other maintenance or servicing work is performed, even if 
that work is performed at the same time as grinding roll mill passes, 
all of the maintenance work at that time must be performed under full 
lockout as required by 29 CFR 1910.147.
    4. Except for the requirements specified by 29 CFR 
1910.147(d)(4)(i) and (ii), NSCI must comply fully with all other 
applicable provisions of 29 CFR 1910.147 during servicing and 
maintenance of roll mills during the task of grinding roll mill passes.
    5. The interim order granted to the employer on December 2, 2015 
(80 FR 75472) is hereby revoked.

B. Definitions

    The following definitions apply to this permanent variance:
    1. Affected employee--an employee whose job requires him/her to 
work in an area in which grinding of roll mill passes located in the 
roll mill stands is being performed.
    2. Authorized employee--an employee who uses the trapped key system 
in order to perform grinding of roll mill passes located in the roll 
mill stands. An affected employee becomes an authorized employee when 
that employee's duties include performing grinding of roll mill passes 
located in the roll mill stands covered under this section.
    3. Competent person--an employee who is capable of identifying 
existing and predictable hazards in the surroundings associated with 
grinding of roll mill passes located in the roll mill stands or working 
conditions that are unsanitary, hazardous, or dangerous to employees, 
and who has

[[Page 20685]]

authorization to take prompt corrective measures to eliminate them.\6\
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    \6\ Adapted from 29 CFR 1926.32(f).
---------------------------------------------------------------------------

    4. Equipment lock box--a part of the trapped key system consisting 
of any group lock box designated for and mounted on or near equipment 
used for securing the equipment lock box key by use of a personal 
lockout device.
    5. Equipment lock box lock and key--a part of the trapped key 
system consisting of a uniquely identified equipment specific lock 
(red) and key used to secure the pulpit designated lock box containing 
and securing the trapped key.
    6. Group lock box--a purchased lock box labeled as ``TRAPPED KEY 
SYSTEM'' that is used to enable more than one lock to be applied to the 
box. There are two types of lock boxes used in association with the 
trapped key system (see definitions for pulpit designated lock box and 
secondary group lock box).
    7. Job Hazard Analysis/Job Safety Analysis--an evaluation of tasks 
or operations to identify potential hazards and to determine the 
necessary controls.
    8. Personal lock and key--a durable, standardized substantial and 
uniquely identified device (a lock) that is maintained and controlled 
by a single authorized employee whose name is attached to the device. 
The key is unique to this device and is equally maintained and 
controlled by the authorized employee \7\ whose name is attached to the 
device. The personal lock and key is used to secure the equipment lock 
box key in the secondary group lock box.
---------------------------------------------------------------------------

    \7\ See 29 CFR part 1910 [Docket No. S-012A], RIN 1218-AA53. 
Control of Hazardous Energy Sources (Lockout/Tagout), regarding 
``one person, one lock, one key.''
---------------------------------------------------------------------------

    9. Pulpit designated lock box--a group lock box mounted inside the 
pulpit designated for use with the ``TRAPPED KEY SYSTEM'' and including 
the: (a) Trapped key; (b) equipment lock box lock and key; and (c) 
pulpit operator personal lock and key placed on the pulpit designated 
lock box to secure the trapped key.
    10. Pulpit operator--an authorized employee who: (a) Is designated 
to work on a roll mill crew; (b) is authorized to use the trapped key 
system during the grinding of roll mill passes; and (c) is trained to 
operate the pulpit panel. The pulpit panel has the ability to control 
the following equipment systems: Reheat furnace, discharge roll line, 
turntable, roll mill stands A & B; roll mill stands 1-15; water system; 
finishing mill; laying head; and stelmore conveyor.
    11. Pulpit operator trapped key system personal lock and key--a 
part of the trapped key system consisting of a uniquely identified lock 
(green) and key used by the pulpit operator to secure the pulpit 
designated lock box containing and securing the trapped key.
    12. Qualified person--an employee who, by possession of a 
recognized degree, certificate, or professional standing, or who, by 
extensive knowledge, training, and experience, successfully 
demonstrates an ability to solve or resolve problems relating to the 
subject matter, the work, or the project.\8\
---------------------------------------------------------------------------

    \8\ Adapted from 29 CFR 1926.32(m).
---------------------------------------------------------------------------

    13. Roll mill operator and/or lead--an authorized employee who is 
designated and trained to operate specific and multiple equipment 
systems or perform a specific job task that is part of the rolling 
process, including application of the trapped key system for the 
grinding of roll mill passes.
    14. Secondary group lock box--a group lock box located on the mill 
floor just below the pulpit where authorized employees apply personal 
locks and follow trapped key system alternative energy isolation 
procedures to secure the equipment lock box key.
    15. Safety-rated relay--a device specifically designed for safety 
applications that meets the requirements for control reliability as 
stated in ANSI B11.19 (2010) Performance of Safeguarding. The term 
``control reliable'' means that no single fault results in the loss of 
the safety function. In addition, the relay must include monitoring and 
tamper resistance.
    16. Team member--an employee who is trained and authorized to use 
the trapped key system in order to perform grinding of roll mill passes 
located in the roll mill stands.
    17. Trapped key--a specially manufactured unique key only available 
from its manufacturer that is inserted into the trapped key system's 
rotary switch. The rotary switch trapped key is mechanically attached 
by a chain to the pulpit designated lock box.
    18. Trapped key system--the alternative method of preventing the 
unexpected startup or energization during grinding of roll mill passes 
located in the roll mill stands. NSCI presented the trapped key system 
to OSHA in its variance application of September 22, 2014, as 
supplemented by its responses to OSHA's questions during the Agency's 
application review. The system is based on an Allen Bradley GuardMaster 
safety-rated relay which is specifically designed for safety 
applications and use of a trapped key that is a specially manufactured 
unique key only available from its manufacturer, and the administrative 
controls described in this variance.

C. Safety and Health Practices

    1. NSCI shall modify the electrical controls at the pulpit (central 
control station located on the roll mill floor for the 15 roll mill 
stands), to prevent employee exposure to hazards associated with 
movement of the roll mill during the task of grinding roll mill passes;
    2. NSCI shall install a trapped key system;
    3. NSCI shall install a pulpit designated lock box for the trapped 
key in the pulpit area;
    4. NSCI shall install a secondary group lock box in the roll mills 
floor area for securing the pulpit designated lock box key;
    5. NSCI shall develop administrative energy control procedures for 
use of the trapped key system as described below;
    6. NSCI shall implement detailed energy control procedures designed 
to ensure that each authorized employee applies a personal lock to the 
secondary group lock box, and has the ability to personally verify de-
energization of the system, as described below;
    7. NSCI shall make the energy control policies and procedures 
available to authorized and affected employees in English and Spanish;
    8. NSCI shall ensure that grinding on the passes is conducted only 
while using the administrative energy control procedures based on the 
trapped key system, or using full lockout procedures that comply with 
29 CFR 1910.147 when the roll stands must be de-energized so that other 
maintenance operations can be performed simultaneously with roll 
grinding;
    9. NSCI shall install guarding on the entry/infeed and exit/outfeed 
sides of each roll mill stand to prevent employees from standing 
between turning mills and being exposed to the crushing hazards of in-
running nip points;
    10. NSCI shall develop additional administrative controls and 
procedures to minimize the potential for authorized and affected 
employees to enter between the mill stands when harm could occur; and
    11. NSCI shall designate and post the areas as ``No Entry'' unless 
the procedures (1-10) are followed.
    12. NSCI shall ensure that the trapped key system and its 
components are properly installed, inspected, maintained, and used so 
that it works as designed. NSCI shall strictly follow, where 
applicable, manufacturers'

[[Page 20686]]

recommendations for the installation, inspection, maintenance, and use 
of the system and its components.
    13. NSCI shall ensure that the trapped key system is only altered 
or modified for uses specified and approved by a qualified person by 
following good engineering practices. Where available, such alterations 
and modifications shall strictly follow the manufacturers' 
specifications, instructions, and written authorization. No changes or 
modifications may be made to the trapped key system or its components 
that diminish the protection provided to affected employees.
    14. NSCI shall ensure that alteration or modification of the 
trapped key system is fully justified and documented when the 
manufacturers' specifications, instructions, and written authorization 
are lacking.
    15. NCSI shall implement a procedure to ensure that no other 
maintenance will be performed on the roll mill stands while grinding is 
taking place, unless full lockout is used for all maintenance tasks 
being performed at that time.

D. Steps Required To De-Energize the System

    NSCI shall develop and implement a detailed procedure for de-
energizing the roll mill passes located in the roll mill stands in 
order to perform the grinding task. The procedure for de-energizing the 
roll mill passes shall include the following steps:
    1. The authorized employee de-energizing the roll mill passes shall 
notify all affected employees that the equipment will be shut down and 
locked out to perform grinding of the passes;
    2. The pulpit operator shall turn off the control leveler on the 
control panel;
    3. The pulpit operator shall activate the E-stop;
    4. The pulpit operator verifies that the red ``system functional'' 
indicator is illuminated, then turns the trapped lockout key 90[ordm] 
to OFF position, and removes the trapped key from the panel. The 
operator verifies that the green ``safe to work indicator'' 
illuminates, and that the red ``system functional'' indicator goes out;
    5. The pulpit operator:
    a. Places the trapped key in the pulpit designated lock box and 
applies his or her personal lock to the pulpit designated lock box; and
    b. Applies the equipment lock box lock designated for this energy 
control procedure;
    6. The pulpit operator hands the equipment lock box lock key to the 
roll mill operator and/or lead;
    7. The roll mill operator and/or lead takes the equipment lock box 
lock key to the secondary group lock box;
    8. The roll mill operator and/or lead places the equipment lock box 
lock key in the secondary group lock box and attaches his or her 
personal lock;
    9. Authorized employees (team members) place their personal locks 
on the secondary group lock box;
    10. The roll mill operator and/or lead verifies that the equipment 
is de-energized and locked out by trying to operate the equipment 
(using the start button);
    11. The roll mill operator and/or lead ensures that there are no 
additional sources of energy that could lead to the unexpected 
energization of the roll mill passes;
    12. Authorized employees who placed their personal trapped key 
system locks on the secondary group lockout box shall also confirm that 
the equipment is fully de-energized;
    13. Authorized employees who placed their personal locks on the 
secondary group lock box shall maintain their personal key in their 
possession while performing grinding of the roll mill passes; and
    14. Authorized employees shall perform the task of grinding the 
passes only while these procedures are used.

E. Steps Required To Start Motion Intentionally

    NSCI shall develop and implement a detailed procedure for re-
energizing and intentionally starting motion in the roll mill passes 
located in the roll mill stands in order to resume normal operations at 
the conclusion of the grinding task. The procedure for re-energizing 
the roll mill passes shall include the following steps:
    1. The roll mill operator and/or lead shall check the equipment and 
the immediate area around the equipment to ensure that necessary items 
have been removed and that the equipment components are operationally 
intact;
    2. The roll mill operator and/or lead shall check the work area to 
ensure that all affected employees have been safely positioned or 
removed from the area;
    3. The roll mill operator and/or lead shall check that all controls 
are in the neutral or off position;
    4. Authorized employees shall remove their personal trapped key 
system locks from the secondary group lock box;
    5. The roll mill operator and/or lead shall remove the equipment 
lock box lock key from the secondary group lock box and take it to the 
pulpit;
    6. The roll mill operator and/or lead shall hand the equipment lock 
box lock key to the pulpit operator;
    7. The pulpit operator shall verify that all personnel are clear of 
the equipment before starting to re-energize the roll mill passes;
    8. The pulpit operator shall remove his or her trapped key system 
personal lock from the pulpit designated lock box;
    9. Using the equipment lock box lock key, the pulpit operator shall 
remove the equipment lock box lock;
    10. The pulpit operator shall remove the trapped key from the 
pulpit designated lock box and shall insert the key into the rotary 
switch and turn it 90[deg] to the ON position;
    11. The pulpit operator shall press the reset button to re-energize 
the roll mill passes;
    12. The pulpit operator shall confirm that the green light clears 
and the red light activates indicating that the system is powered and 
that the trapped key system no longer prevents roll mill motion; and
    13. The pulpit operator shall notify affected employees that the 
task of grinding the roll mill passes is complete and that the roll 
mill passes are ready for use.

F. Training and Methods of Operation

    NSCI shall develop and implement a detailed worker qualifications 
and training program. NSCI must:
    1. Develop an energy control training program and train each 
authorized employee, pulpit operator, roll mill designated person, and 
their supervisors on the trapped key system, and the procedures each 
must perform under it. The training program shall be provided in a 
language that the employees can understand;
    2. Develop a training program and train each affected employee in 
the purpose and use of the alternative energy control procedures using 
the trapped key system before commencing operations under this 
variance, and document this instruction. The training program shall be 
provided in a language that the employees can understand;
    3. Repeat the instruction specified in paragraph (1) of this 
condition periodically and as necessary (e.g., after making changes, in 
accordance with condition I-5, to the use of the trapped key system 
that affect its component configuration or operation and associated 
energy control procedures);
    4. Ensure that each authorized and affected employee, designated 
pulpit operator, roll mill designated person, and each of their 
supervisors have effective and documented training in the contents and 
conditions covered by this proposed variance;

[[Page 20687]]

    5. Ensure that only trained and authorized employees, designated 
pulpit operators, and roll mill designated persons, perform energy 
control procedures for the task of grinding roll mill passes;
    6. Prepare a JHA for the safe application of energy control 
procedures; and
    7. Review periodically and as necessary (e.g., after making 
changes, in accordance with conditions C-13 and I-5, to the component 
configuration or operation of the trapped key system and energy control 
procedures that affect the grinding of roll mill passes located in the 
roll mill stands), the contents of the JHA with affected personnel.

G. Inspections, Tests and Incident Prevention

    NSCI shall develop and implement a detailed program for completing 
inspections, tests, program evaluations and incident prevention. NSCI 
must:
    1. Initiate and maintain a program of frequent and regular 
inspections of the trapped key system and associated work areas by:
    a. Ensuring that a competent person (authorized employee) conducts 
daily visual checks and quarterly inspections and functionality tests 
of the trapped key system components and configuration or operation and 
energy control procedures that affect the grinding of roll mill passes 
located in the roll mill stands to ensure that the procedure and the 
conditions of this variance are being followed;
    b. Ensuring that a competent person conducts weekly inspections of 
the work areas associated with the grinding of roll mill passes located 
in the roll mill stands; and
    c. Developing a set of checklists to be used by a competent person 
in conducting the weekly inspections of the work areas associated with 
the grinding of roll mill passes located in the roll mill stands and 
the quarterly inspections and functionality tests of the trapped key 
system components and configuration or operation and energy control 
procedures that affect the grinding of roll mill passes.
    2. Remove the equipment from service if the competent person 
determines that the equipment constitutes a safety hazard. NSCI must 
not return the equipment to service until the hazardous condition is 
corrected and the correction has been approved by a qualified person.
    3. All maintenance, servicing, and installation of replacement 
parts must be performed in strict accordance with good engineering 
practices. Where available, the maintenance, servicing and installation 
of replacement parts must strictly follow the manufacturers' 
specifications, instructions, and limitations.

H. Recordkeeping

    1. NSCI must maintain a record of any recordable injury, illness, 
in-patient hospitalizations, amputations, loss of an eye or fatality 
(using the OSHA 301 Incident Report form to investigate and record 
energy control-related recordable injuries as defined by 29 CFR 1904.4, 
1904.7, 1904.8 through 1904.12 \9\), resulting from the task of 
grinding roll mill passes located in the roll mill stands by completing 
the OSHA 301 Incident Report form and OSHA 300 Log of Work-Related 
Injuries and Illnesses.
---------------------------------------------------------------------------

    \9\ See footnote 5.
---------------------------------------------------------------------------

    2. NSCI must maintain records of all tests and inspections of the 
component configuration or operation, and energy control procedures, as 
well as associated hazardous condition corrective actions and repairs.

I. Notifications

    To assist OSHA in administering the conditions specified herein, 
NSCI shall:
    1. Notify the OTPCA and the Bridgeport, CT, Area Office of any 
recordable injuries, illnesses, in-patient hospitalizations, 
amputations, loss of an eye or fatality (by submitting the completed 
OSHA 301 Incident Report form) resulting from implementing the 
alternative energy control procedures of the proposed variance 
conditions while completing the task of grinding roll mill passes 
located in the roll mill stands. The notification must be made within 8 
hours of the incident or 8 hours after becoming aware of a recordable 
injury, illness, in-patient hospitalizations, amputations, loss of an 
eye, or fatality.
    2. Submit a copy of the preliminary incident investigation (OSHA 
form 301) to the OTPCA and the Bridgeport, CT, Area Office within 24 
hours of the incident or 24 hours after becoming aware of a recordable 
case and submit a copy of the full incident investigation within 7 
calendar days of the incident or 7 calendar days after becoming aware 
of the case. In addition to the information required by the OSHA form 
301, the incident-investigation report must include a root-cause 
determination, and the preventive and corrective actions identified and 
implemented.
    3. Provide certification within 15 working days of the incident 
that NSCI informed affected workers of the incident and the results of 
the incident investigation (including the root-cause determination and 
preventive and corrective actions identified and implemented).
    4. Notify the OTPCA and the Bridgeport, CT, Area Office in writing 
and 15 working days prior to any proposed change in the energy control 
operations (including changes addressed by condition C-13) that affects 
NSCI's ability to comply with the conditions specified herein.
    5. Obtain OSHA's approval prior to implementing the proposed change 
in the energy control operations that affects NSCI's ability to comply 
with the conditions specified herein.
    6. Provide a written evaluation report, by January 31st at the 
beginning of each calendar year, with a report covering the year just 
ended, to the OTPCA and the Bridgeport, CT, Area Office summarizing the 
quarterly inspections and functionality tests of the trapped key system 
components and configuration or operation and energy control procedures 
that affect the grinding of roll mill passes located in the roll mill 
stands, to ensure that the energy control procedure and the conditions 
of this variance are being followed.

    Note: The evaluation report is to contain summaries of: (1) The 
number of variance-related incidents (as recorded on OSHA 301 
forms); and (2) root causes of any incidents, and preventive and 
corrective actions identified and implemented.

    7. Inform the OTPCA and the Bridgeport, CT, Area Office as soon as 
possible after it has knowledge that it will:
    a. Cease to do business;
    b. change the location and address of the main office for managing 
the
    alternative energy control procedures specified herein; or
    c. transfer the operations specified herein to a successor company.
    8. Notify all affected employees of this permanent variance by the 
same means required to inform them of its application for a variance.
    9. Request approval from OSHA for the transfer of the permanent 
variance to a successor company.

Authority and Signature

    David Michaels, Ph.D., MPH, Assistant Secretary of Labor for 
Occupational Safety and Health, 200 Constitution Avenue NW., 
Washington, DC 20210, authorized the preparation of this notice. 
Accordingly, the Agency is issuing this notice pursuant to Section 29 
U.S.C. 655(6)(d), Secretary of Labor's Order No. 1-2012 (77 FR 3912, 
Jan. 25, 2012), and 29 CFR 1905.11.


[[Page 20688]]


    Signed at Washington, DC, on March 4, 2016.
David Michaels,
Assistant Secretary of Labor for Occupational Safety and Health.
[FR Doc. 2016-08004 Filed 4-7-16; 8:45 am]
 BILLING CODE 4510-26-P



                                                  20680                             Federal Register / Vol. 81, No. 68 / Friday, April 8, 2016 / Notices

                                                    Signed at Washington, DC, on March 4,                 Road, Wallingford, CT 06492, submitted                have been ground with the rolls stopped
                                                  2016.                                                   under Section 6(d) of the Occupational                and locked out.
                                                  David Michaels,                                         Safety and Health Act of 1970 (‘‘OSH                     NSCI asserted that grinding the rolls
                                                  Assistant Secretary of Labor for Occupational           Act’’; 29 U.S.C. 655) and 29 CFR                      requires access to the Motor Control
                                                  Safety and Health.                                      1905.11 (‘‘Variances and other relief                 Room (MCR), in order to operate the
                                                  [FR Doc. 2016–08005 Filed 4–7–16; 8:45 am]              under section 6(d)’’) an application for              energy isolation disconnects for the roll
                                                  BILLING CODE 4510–26–P                                  a permanent variance from several                     mills. Employees who perform the
                                                                                                          provisions of the OSHA standard that                  particular task of grinding the passes are
                                                                                                          regulates the control of hazardous                    exposed to potentially serious arc flash
                                                  DEPARTMENT OF LABOR                                     energy (‘‘lockout/tagout’’ or ‘‘LOTO’’),              hazards if they accessed the MCR in
                                                                                                          as well as a request for an interim order             order to perform energy isolation
                                                  Occupational Safety and Health                          pending OSHA’s decision on the                        functions. To control exposure to the arc
                                                  Administration                                          application for variance (Ex. OSHA–                   flash hazards, NSCI instituted safe work
                                                  [Docket No. OSHA–2014–0022]                             2014–0022–0003) at its Wallingford, CT                rules that: (1) Designate the MCR as a
                                                                                                          facility. Specifically, NSCI was seeking              restricted entry work area; (2) restrict
                                                  Nucor Steel Connecticut Incorporated;                   a variance from the provisions of the                 MCR access to qualified electricians
                                                  Grant of a Permanent Variance                           standard that require: (1) Lockout or                 only; and (3) prohibit employees who
                                                                                                          tagout devices be affixed to each energy              perform pass grinding from entering the
                                                  AGENCY: Occupational Safety and Health
                                                                                                          isolating device by authorized                        MCR because they are not qualified
                                                  Administration (OSHA), Labor.
                                                                                                          employees (29 CFR 1910.147(d)(4)(i));                 electrical employees trained in
                                                  ACTION: Notice.
                                                                                                          and (2) lockout devices, where used, be               recognition and mitigation of electrical
                                                  SUMMARY:   In this notice, OSHA grants a                affixed in a manner that holds the                    hazards. Further, NSCI asserted that as
                                                  permanent variance to Nucor Steel                       energy isolating devices in a ‘‘safe’’ or             a consequence of following these safe
                                                  Connecticut Incorporated from the                       ‘‘off’’ position (29 CFR                              work rules the employees performing
                                                  provisions of OSHA standards that                       1910.147(d)(4)(ii)). Also, NSCI requested             pass grinding cannot lockout the energy
                                                  regulate the control of hazardous energy                an interim order pending OSHA’s                       isolation disconnects located in the
                                                  (lockout/tagout).                                       decision on the application for variance.             MCR or personally verify that a lockout
                                                  DATES: The permanent variance                              According to its application, NSCI                 has been performed.
                                                  specified by this notice, becomes                       manufactures steel wire rod and coiled                   OSHA initiated a technical review of
                                                  effective on April 8, 2016 and shall                    rebar from billets of steel by using                  NSCI’s variance application and
                                                  remain in effect until it is modified or                rolling and forming processes. Further,               developed a set of follow-up questions
                                                  revoked.                                                NSCI’s description of its operation                   regarding the assertions of equivalent
                                                  FOR FURTHER INFORMATION CONTACT:
                                                                                                          indicated that the hot steel billets are              worker protection included in the
                                                  Information regarding this notice is                    shaped and formed into steel wire rod                 application. On November 26, 2014,
                                                  available from the following sources:                   and coiled rebar by running them                      OSHA sent NSCI a letter containing a
                                                     Press inquiries: Contact Mr. Frank                   through a series of rolls. The rolls shape            set of follow-up questions (Ex. OSHA–
                                                  Meilinger, Director, OSHA Office of                     and form the steel as it moves from one               2014–0022–0006). On December 19,
                                                  Communications, U.S. Department of                      stand to the next. Each roll has several              2014, NSCI provided its responses to the
                                                  Labor, 200 Constitution Avenue NW.,                     passes (or grooves), only one of which                follow-up questions (Ex. OSHA–2014–
                                                  Room N–3647, Washington, DC 20210;                      is used at a time. The pass is designed               0022–0007). Based on these responses to
                                                  telephone: (202) 693–1999; email:                       to shape the bar to a certain size as it              the follow-up questions and the
                                                  meilinger.francis2@dol.gov.                             goes through the mill by compressing,                 alternate safety measures proposed in
                                                     General and technical information:                   squeezing, and stretching the bar. Rolls              NSCI’s application, on May 22, 2015,
                                                  Contact Mr. Kevin Robinson, Director,                   are designed with passes to bring a bar               the Agency sent NSCI a letter (Ex.
                                                  Office of Technical Programs and                        down through roughing, intermediate                   OSHA–2014–0022–0009) describing its
                                                  Coordination Activities, Directorate of                 and finish mills to a finished size.                  findings on the technical merits of the
                                                  Technical Support and Emergency                            As with any shaping tool, the passes               application. OSHA’s letter also included
                                                  Management, Occupational Safety and                     wear during use and from time to time                 a set of proposed conditions for the
                                                  Health Administration, U.S. Department                  need to be changed. As the pass wears,                grant of an interim order and permanent
                                                  of Labor, 200 Constitution Avenue NW.,                  the shape of the bar and the appearance               variance and a request for NSCI’s
                                                  Room N–3655, Washington, DC 20210;                      of the bar are affected. When new rolls               comments on these proposed
                                                  phone: (202) 693–2110 or email:                         are brought into production, every pass               conditions. On July 10, 2015, NSCI
                                                  robinson.kevin@dol.gov.                                 is prepared with a spray that provides                provided its response (Ex. OSHA–2014–
                                                  SUPPLEMENTARY INFORMATION:                              friction which allows the rolls to bite               0022–0010) indicating acceptance of the
                                                     Copies of this Federal Register                      the bar between the rolls. Once rolls are             proposed conditions and including a
                                                  notice.                                                 in operation, roll grinding is regularly              few recommended changes. OSHA
                                                     Electronic copies of this Federal                    required, because during the operation                carefully reviewed NSCI’s
                                                  Register notice are available at http://                of the mill stands water is used to cool              recommended changes and incorporated
                                                  www.regulations.gov. This Federal                       the rolls to prevent fracturing and                   the majority of the changes into the
                                                  Register notice, as well as news releases               damage to the rolls. The water protects               conditions of the variance.
mstockstill on DSK4VPTVN1PROD with NOTICES




                                                  and other relevant information, also are                the pass while in use, but it also creates               Following this review, OSHA
                                                  available at OSHA’s Web page at http://                 rust in the other passes. The rust can                determined that the applicant proposed
                                                  www.osha.gov.                                           affect the final quality of the bar being             an alternative that provides a workplace
                                                                                                          processed, so steps are taken to remove               as safe and healthful as that provided by
                                                  I. Notice of Application                                the rust prior to restarting the                      the standard. On December 2, 2015,
                                                     On September 22, 2014, Nucor Steel                   operations. Rust is removed from the                  OSHA published a preliminary Federal
                                                  Connecticut Incorporated (hereafter,                    passes using a common 4-inch hand                     Register announcing NSCI’s application
                                                  ‘‘NSCI’’ or ‘‘the applicant’’) 35 Toelles               grinder. Since January 2012, the rolls                for a permanent variance and interim


                                             VerDate Sep<11>2014   17:48 Apr 07, 2016   Jkt 238001   PO 00000   Frm 00075   Fmt 4703   Sfmt 4703   E:\FR\FM\08APN1.SGM   08APN1


                                                                                    Federal Register / Vol. 81, No. 68 / Friday, April 8, 2016 / Notices                                           20681

                                                  order, grant of an interim order, and                   system has been evaluated 1 for three                   equipment being serviced, it is not being
                                                  request for comments (80 FR 75472).                     scenarios that could result in                          used on an EID, as required by OSHA’s
                                                    The comment period closed on                          unexpected energization of the rolls                    standards. To meet this requirement,
                                                  January 4, 2016, and OSHA received                      including: (1) Intentional de-                          NSCI proposed to use a monitored
                                                  one comment (Ex. OSHA–2014–0022–                        energization; (2) intentional re-                       safety-relay system that uses approved
                                                  0012) from the Association for                          energization; and (3) potential faults.                 components, redundant systems, and
                                                  Packaging and Processing Technologies                   The system prevents unexpected startup                  control-reliable circuitry. Use of the
                                                  in support of granting NSCI the                         or energization in all three scenarios.                 trapped key system in combination with
                                                  variance.                                                  The applicant contended that the                     detailed administrative energy control
                                                                                                          alternative safety measures included in                 policies and procedures, as well as
                                                  II. The Variance Application                            its application provide its workers with                providing effective training allows
                                                  A. Background                                           a place of employment that is at least as               NSCI’s authorized and affected
                                                                                                          safe and healthful as they would obtain                 employees to complete the required
                                                     NSCI’s variance application and the                  under the existing provisions of OSHA’s                 grinding of its stationary rolls in a
                                                  responses to OSHA’s follow-up                           control of hazardous energy (lockout/                   manner that provides equivalency in
                                                  questions included the following:                       tagout) standard. The applicant certified               energy isolation to compliance with the
                                                  Detailed descriptions of the                            that it provided employee                               applicable provisions of the LOTO
                                                  manufacturing process; the equipment                    representatives with a copy of the                      standard. The trapped key system is
                                                  used; the proposed alternative to                       variance application. The applicant also                based on use of an Allen Bradley
                                                  lockout/tagout (LOTO) devices and                       certified that it notified its workers of               GuardMaster safety-rated relay, which is
                                                  procedures implemented during                           the variance application by posting, at                 specifically designed for safety
                                                  servicing and maintenance of specific                   prominent locations where it normally                   applications. However, the use of the
                                                  equipment (e.g., grinding of roll mill                  posts workplace notices, a summary of                   Allen Bradley GuardMaster safety-rated
                                                  passes located in the roll mill stands);                the application and information                         relay does not meet the LOTO
                                                  and technical evidence supporting                       specifying where the workers can                        standard’s definition of EID because this
                                                  NSCI’s assertions of equivalency of                     examine a copy of the application. In                   relay is a form of control circuitry.
                                                  worker protection.                                      addition, the applicant informed its                       The applicant maintains that use of
                                                     According to the information                         workers of their rights to petition the                 the trapped key system provides
                                                  included in its application, performing                 Assistant Secretary of Labor for                        equivalent safety with what can be
                                                  lockout on the roll mill stands requires                Occupational Safety and Health for a
                                                                                                                                                                  achieved by strict compliance with the
                                                  access to the MCR, an area restricted to                hearing on the variance application.
                                                                                                                                                                  1910.147(d)(4)(i) and (ii) requirements.
                                                  qualified electricians. Because NSCI                    B. Variance From Paragraph (d)(4)(i)                    According to NSCI’s variance
                                                  employees who perform the particular                    and (d)(4)(ii) of 29 CFR 1910.147                       application, equivalent safety is
                                                  task of grinding the passes are not                                                                             achieved by prohibiting roll movement
                                                  qualified electrical employees trained in                  As an alternative means of
                                                                                                          compliance to the requirements of                       during de-energization while grinding is
                                                  recognition and mitigation of electrical                                                                        being performed, as well as prohibiting
                                                  hazards, they may not access the MCR.                   1910.147(d)(4(i) and (ii), NSCI proposed
                                                                                                          to use a comprehensive engineered                       mistaken intentional re-energization and
                                                  Therefore, they cannot use the EID in                                                                           re-energization due to fault conditions,
                                                  that location to isolate the hazardous                  system and appropriate administrative
                                                                                                          procedures to meet these requirements.                  without exposing employees to hazards
                                                  electrical energy or personally verify                                                                          within the MCR. To protect against
                                                  that energy isolation has been achieved                 The engineered system uses a ‘‘trapped
                                                                                                          key’’ concept and monitored safety-                     system faults causing re-energization,
                                                  if the EID is operated by a qualified                                                                           the trapped key system meets the
                                                  employee.                                               rated power relays in combination with
                                                                                                          administrative procedures. The trapped                  requirements for control reliability as
                                                     To address these issues, NSCI                        key system is designed to: Replace a                    stated in ANSI B11.19 (2010)
                                                  developed an alternative method of                      locked out energy isolating device; and                 Performance of Safeguarding, in that no
                                                  preventing the unexpected startup or                    function similarly (to a lockout device),               single fault results in the loss of the
                                                  energization of the roll mill passes                    in that only the employee in possession                 safety function. In addition, the system
                                                  located in the roll mill stands. NSCI                   of the key can restart the machine                      includes system fault monitoring,
                                                  proposes to use a comprehensive                         undergoing maintenance. The single key                  tamper resistance, and exclusive
                                                  engineered system and appropriate                       is controlled through administrative                    employee control over lockout devices.
                                                  administrative procedures to meet the                   group lockout procedures identical to                      Further, the applicant asserted that
                                                  energy isolation requirements. The                      those required by 29 CFR 1910.147.                      the trapped key system uses well tried
                                                  engineered system uses a ‘‘trapped key’’                Although the trapped key prevents                       components, which is a key factor in the
                                                  concept and monitored safety-rated                      normal intended startup of the                          reliability of a control system. The
                                                  power relays in combination with                                                                                system is based on an Allen Bradley
                                                  administrative procedures. The trapped                     1 NSCI provided documentation that TUV               GuardMaster safety-rated relay which is
                                                  key system is designed to: Replace a                    Rheinland, an independent third-party testing           specifically designed for safety
                                                  locked out energy isolating device; and                 laboratory reviewed and certified that the trapped
                                                                                                                                                                  applications. The trapped key is a
                                                  function similarly (to a lockout device),               key interlock system is a suitable component for use
                                                                                                          in safety category 2, 3, and 4 safety systems as        specially manufactured unique key that
                                                  in that only the employee in possession                 specified in International Electrotechnical             is only available from the manufacturer
                                                  of the key can restart the machine                      Commission (IEC) and International Organization
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                                                                                                                                                                  at a significant cost, and cannot be
                                                  undergoing maintenance. The single key                  for Standardization (ISO) machinery standards.
                                                                                                                                                                  otherwise duplicated.
                                                  is controlled through administrative                    Further, NSCI asserted that several independent
                                                                                                          experts (including Dr. James Barrett, Mr. Ed Grund,     C. Technical Review
                                                  group lockout procedures that NSCI                      Mr. Bruce Main, and Mr. Alan Metelsky) skilled in
                                                  believes match the requirements of 29                   the evaluation of electrical circuitry, guarding, and     OSHA conducted a review of NSCI’s
                                                  CFR 1910.147.                                           the control of hazardous energy evaluated the
                                                                                                                                                                  application and the supporting
                                                                                                          circuitry of the trapped key system and found that
                                                     Further, NSCI asserted that its                      it was appropriately designed and installed for this    technical documentation. After
                                                  proposed trapped key energy control                     application.                                            completing the review of the application


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                                                  20682                             Federal Register / Vol. 81, No. 68 / Friday, April 8, 2016 / Notices

                                                  and supporting documentation, OSHA                         11. Installed guarding on the entry/               the basis of the permanent variance
                                                  concluded that NSCI:                                    infeed and exit/outfeed sides of each                 OSHA is granting to NSCI.
                                                     1. Modified the electrical controls at               roll mill stand to prevent employees
                                                                                                                                                                Condition A: Scope
                                                  the pulpit (central control station                     from standing between turning mills
                                                  located on the roll mill floor for the 15               and being exposed to the crushing                        The scope of the permanent variance
                                                  roll mill stands), to prevent employee                  hazards of in-running nip points;                     limits coverage of the conditions of the
                                                  exposure to hazards associated with                        12. Developed additional                           permanent variance to the work
                                                  movement of the roll mill while                         administrative controls and procedures                situations specified under this
                                                  performing the task of grinding roll mill               to minimize the potential for authorized              condition. Clearly defining the scope of
                                                  passes located in the roll mill stands;                 and affected employees to enter between               the permanent variance provides NSCI,
                                                     2. Installed a trapped key control                   the mill stands when harm could occur;                NSCI’s employees, other stakeholders,
                                                  system and implemented administrative                   and                                                   the public, and OSHA with necessary
                                                  energy control procedures that prevent                     13. Designated and posted the areas as             information regarding the work
                                                  employee exposure to hazards                            ‘‘No Entry’’ unless the procedures (1–12              situations in which the permanent
                                                  associated with energy while grinding                   above) are followed.                                  variance applies and does not apply. For
                                                  on the roll mill passes;                                                                                      example, condition A limits coverage of
                                                     3. Utilizing qualified engineering                   III. Description of the Conditions                    the permanent variance only to the task
                                                  safety experts, performed a job hazard                  Specified for the Permanent Variance                  of grinding roll mill passes located in
                                                  analysis for roll grinding associated                      As previously indicated in this notice,            the roll mill stands. The condition
                                                  tasks, conducted and documented an                      OSHA conducted a review of NSCI’s                     clarifies that no other maintenance
                                                  electrical isolation analysis, system and               application and the supporting                        work, including electrical maintenance,
                                                  functional safety reviews, and control                  technical documentation. After                        can be performed on the roll mill
                                                  reliability analysis to verify that the use             completing the review of the application              passes, the roll mill motors, other
                                                  of the trapped key system and                           and supporting documentation, OSHA                    residual or stored energy sources, or
                                                  administrative energy control                           determined that NSCI developed, and                   electric circuits connected to the
                                                  procedures prevent the movement of                      proposed to implement, effective                      trapped key system or roll mill stands
                                                  roll mill passes; prevent mistaken or                   alternative means of protection that                  using the trapped key system to control
                                                  intentional re-energization; and                        protect its employees as effectively as               hazardous energy.
                                                  maintain immobility in the event of                     paragraphs 1910.147(d)(4)(i) and (ii) of                 According to 29 CFR 1905.11, an
                                                  fault conditions;                                       OSHA’s LOTO standard during the                       employer or class or group of
                                                     4. Developed a two-tiered system of                  servicing and maintenance task of                     employers 2 may request a permanent
                                                  securing the trapped key as follows:                    grinding roll mill passes located in the              variance for a specific workplace or
                                                     a. Stopping the operation and                        roll mill stands. Therefore, on December              workplaces. If granted, the variance
                                                  energization of the roll mill passes by                 2, 2015, OSHA published a preliminary                 applies only to the specific employer(s)
                                                  removing the trapped key from the                       Federal Register announcing NSCI’s                    that submitted the application. In this
                                                  system, and securing the key within a                   application for a permanent variance                  instance, the permanent variance
                                                  lock box inside the pulpit area (central                and interim order, grant of an interim                applies to NSCI at its Wallingford, CT
                                                  control station located on the roll mill                order, and request for comments (80 FR                plant only. As a result, it is important
                                                  floor for the 15 roll mill stands); and                 75472). The comment period closed on                  to understand that permanent variance
                                                                                                          January 4, 2016, and OSHA received                    does not apply to any other employers
                                                     b. Locking the key to the lock box in
                                                                                                          one comment (Ex. OSHA–2014–0022–                      or NSCI plant locations.
                                                  the pulpit area inside a secondary group
                                                  lock box installed on the roll mill floor,              0012) from the Association for                        Condition B: Definitions
                                                  with each employee performing roll mill                 Packaging and Processing Technologies                   Condition B defines a series of terms,
                                                  grinding applying their personal lock to                in support of granting NSCI the                       mostly technical terms, used in the
                                                  the lock box;                                           variance.                                             permanent variance to standardize and
                                                     5. Developed detailed administrative                    During the period starting with the                clarify their meaning. Defining these
                                                  energy control procedures for use of the                December 2, 2015, publication of the                  terms serves to enhance the applicant’s
                                                  trapped key system;                                     preliminary Federal Register notice                   and its employees’ understanding of the
                                                     6. Implemented detailed                              announcing grant of the interim order                 conditions specified by the permanent
                                                  administrative energy control                           (80 FR 75472), until the Agency                       variance.
                                                  procedures designed to ensure that each                 modifies or revokes the interim order or
                                                  authorized employee applies a personal                  makes a decision on its application for               Condition C: Safety and Health
                                                  lock to the secondary group lock box;                   a permanent variance, the applicant was               Practices
                                                     7. Procured and provided appropriate                 required to comply fully with the                       Condition C requires the applicant to:
                                                  equipment and supplies;                                 conditions of the interim order as an                 (1) Modify certain controls at the pulpit
                                                     8. Made the administrative energy                    alternative to complying with the                     by installing and operating a trapped
                                                  control policies and procedures                         requirements of 29 CFR                                key system designed to replace an
                                                  available in English and Spanish;                       1910.147(d)(4)(i) and 1910.147(d)(4)(ii).             energy isolating device; (2) develop and
                                                     9. Trained authorized and affected                   With the publication of this notice,                  implement certain trapped key system-
                                                  employees on the application of the                     OSHA is revoking the interim order                    related alternate energy control policies
                                                                                                          granted to the employer on December 2,
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                                                  trapped key system and associated                                                                             and procedures; and (3) develop and
                                                  administrative energy control policies                  2015 (80 FR 75472).                                   implement a series of trapped key
                                                  and procedures;                                            This section describes the conditions
                                                     10. Ensured that grinding on the                     that comprise the alternative means of                  2 A class or group of employers (such as members

                                                  passes is conducted only while using                    compliance with 29 CFR                                of a trade alliance or association) may apply jointly
                                                                                                                                                                for a variance provided an authorized
                                                  the administrative energy control                       1910.147(d)(4)(i) and (d)(4)(ii). Also,               representative for each employer signs the
                                                  procedures based on the trapped key                     these conditions provide additional                   application and the application identifies each
                                                  system;                                                 detail regarding the conditions that form             employer’s affected facilities.



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                                                                                      Federal Register / Vol. 81, No. 68 / Friday, April 8, 2016 / Notices                                                 20683

                                                  system-related hazard prevention and                      factors that an employee must know                    isolation failure-related injuries as
                                                  control requirements and methods                          following completion of the training                  defined by 29 CFR 1904.4, 1904.7,
                                                  designed to ensure the continued                          program. Elements to be included in the               1904.8 through 1904.12), enables the
                                                  effective functioning of the alternate                    training program encompass, among                     applicant and OSHA to determine the
                                                  energy control equipment, policies, and                   others: The program to be presented in                effectiveness of the permanent variance
                                                  procedures. Examples of such hazard                       language that the employees can                       in preventing recordable injuries.4
                                                  control measures include, but are not                     understand; the instruction be reviewed
                                                  limited to: (1) Conducting grinding on                    periodically to accommodate changes in                Condition I: Notifications
                                                  the passes only after using the steps                     the energy control program; the contents                 Condition I requires the applicant,
                                                  required to properly de-energize the                      and conditions included in the variance;
                                                                                                                                                                  within specified periods to: (1) Notify
                                                  system; (2) under the direction of a                      the preparation of a job hazard analysis
                                                                                                                                                                  OSHA (i.e., Office of Technical
                                                  qualified person,3 ensuring that the                      (JHA) describing the application of the
                                                                                                                                                                  Programs and Coordination Activities
                                                  trapped key system is installed,                          trapped key system, the identification of
                                                                                                                                                                  (OTPCA), and the Bridgeport, CT, Area
                                                  inspected, serviced, maintained, used,                    associated hazards and safe use of the
                                                                                                                                                                  Office) of any recordable injuries,
                                                  and when appropriate modified in                          associated energy control procedures;
                                                  accordance with good engineering                          and instruction regarding the safe use of             illnesses, fatalities, work-related in-
                                                  practices, and/or in strict accordance                    the associated energy control                         patient hospitalizations, amputations
                                                  with the manufacturers’ specifications                    procedures. Additionally, condition F                 and all losses of an eye (as defined by
                                                  and instructions, where available; and                    also requires the applicant to train each             29 CFR 1904.4, and 1904.7 through
                                                  (3) no other maintenance can be                           affected employee in the purpose and                  1904.12) that occur as a result of
                                                  performed on the roll mill stands while                   use of the alternative energy control                 complying with the alternative energy
                                                  grinding is taking place.                                 procedures using the trapped key                      control conditions of the variance (e.g.,
                                                                                                            system.                                               as a result of performing roll mill pass
                                                  Condition D: Steps Required To De-                                                                              grinding operations) within 8 hours of
                                                  Energize the System                                       Condition G: Inspections, Tests, and                  the incident (or becoming aware of the
                                                     Condition D requires the applicant to                  Accident Prevention                                   incident); (2) provide OSHA (i.e.,
                                                  develop and implement a detailed                             Condition G requires the applicant to              OTPCA and the Bridgeport, CT, Area
                                                  procedure for de-energizing the roll mill                 develop, implement and operate an                     Office) with a copy of the preliminary
                                                  passes located in the roll mill stands in                 effective program for completing                      incident investigation report (using
                                                  order to perform the grinding task. The                   inspections, tests, program evaluations,              OSHA 301 form) within 24 hours of the
                                                  procedure for de-energizing the roll mill                 and accident prevention measures for                  incident (or becoming aware of the
                                                  passes includes a series of steps to                      the use of the trapped key system and                 incident); (3) provide OSHA (i.e.,
                                                  ensure that all authorized and effected                   safe application of the hazardous energy              OTPCA and the Bridgeport, CT, Area
                                                  employees are notified that: The roll                     control procedures in the roll mill                   Office) with a copy of the full incident
                                                  mill passes are effectively de-energized;                 stands and associated work areas. This                investigation within 7 calendar days of
                                                  the task of grinding the roll mill passes                 condition serves to ensure the safe                   the incident (or becoming aware of the
                                                  is ready to begin; and no other servicing                 operation and physical integrity of the               incident); (4) include on the 301 form
                                                  or maintenance is to be performed on                      equipment and work area. Use of the                   information on the energy isolation
                                                  the roll mill stands while grinding is                    trapped key system while conducting                   procedures and conditions associated
                                                  taking place.                                             roll mill grinding operations enhances                with the recordable injury or illness, the
                                                                                                            worker safety by reducing the risk of                 root-cause determination, and
                                                  Condition E: Steps Required To Start                      unexpected energization of the                        preventive and corrective actions
                                                  Motion Intentionally                                      equipment.                                            identified and implemented; (5) provide
                                                     Condition E requires the applicant to                     This condition also requires the                   its certification that it informed affected
                                                  develop and implement a detailed                          applicant to document tests,                          workers of the incident and the results
                                                  procedure for re-energizing and                           inspections, corrective actions and                   of the incident investigation; (6) notify
                                                  intentionally starting motion in the roll                 repairs involving the use of the trapped              OTPCA and the Bridgeport, CT, Area
                                                  mill passes located in the roll mill                      key system, and maintain these                        Office within 15 working days should
                                                  stands in order to resume normal                          documents. Further, this requirement                  the applicant need to revise its energy
                                                  operations at the conclusion of the                       provides the applicant with information               isolation procedures to accommodate
                                                  grinding task. The procedure for re-                      needed to schedule tests and                          changes in the application of its trapped
                                                  energizing the roll mill passes includes                  inspections to ensure the continued safe              key system that affect its ability to
                                                  a series of steps to ensure that all                      operation of the equipment and systems,               comply with the conditions of the
                                                  authorized and effected employees are                     and to determine that the actions taken               permanent variance; and (7) provide
                                                  notified that the task of grinding the roll               to correct defects are appropriate.                   OTPCA and the Bridgeport, CT, Area
                                                  mill passes is complete and that the roll                 Condition H: Recordkeeping                            Office, by January 31st at the beginning
                                                  mill passes are ready for use.                                                                                  of each calendar year, with a report
                                                                                                              Condition H requires the applicant to
                                                  Condition F: Training and Methods of                                                                            covering the year just ended, evaluating
                                                                                                            maintain records of specific factors
                                                  Operation                                                                                                       the effectiveness of the alternate energy
                                                                                                            associated with use of the trapped key
                                                                                                                                                                  isolation program.
                                                     Condition F requires the applicant to                  system implemented to prevent the
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                                                  develop and implement an effective                        unexpected energization of the                           4 See 29 CFR 1904 Recording and Reporting
                                                  hazardous energy control qualification                    equipment while grinding roll mill                    Occupational Injuries and Illnesses (http://
                                                  and training program for authorized                       passes. The information gathered and                  www.osha.gov/pls/oshaweb/owadisp.show_
                                                  employees involved in using the                           recorded under this provision, in                     document?p_table=STANDARDS&p_id=9631);
                                                  trapped key system while grinding roll                    concert with the information provided                 recordkeeping forms and instructions (http://
                                                                                                                                                                  www.osha.gov/recordkeeping/RKform300pkg-
                                                  mill passes. The condition specifies the                  under condition I (Notifications, for                 fillable-enabled.pdf); and Updates to OSHA’s
                                                                                                            using the OSHA 301 Incident Report                    Recordkeeping Rule (http://www.osha.gov/
                                                    3 See   footnote 9.                                     form to investigate and record energy                 recordkeeping2014/index.html).



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                                                  20684                             Federal Register / Vol. 81, No. 68 / Friday, April 8, 2016 / Notices

                                                     This condition for completing and                    variance. Also, seeking OSHA’s                        passes located in the roll mill stands.
                                                  submitting the variance conditions-                     approval to transfer a variance to a                  These conditions are: 5
                                                  related (recordable) preliminary                        successor company serves to further
                                                                                                                                                                A. Scope
                                                  incident investigation report (OSHA 301                 ensure the safety of workers involved in
                                                  form) is more restrictive than the                      performing the operations covered by                     1. This permanent variance applies
                                                  current recordkeeping requirement of                    the variance.                                         only to the task of grinding roll mill
                                                  completing the OSHA 301 form within                                                                           passes located in the roll mill stands of
                                                  7 calendar days of the incident                         IV. Decision                                          NSCI’s Wallingford, CT establishment.
                                                  (1904.29(b)(3)). Submittal of the                          As described earlier in this notice,               This work is to be performed by
                                                  preliminary incident investigation                      after reviewing the proposed                          authorized employees under alternative
                                                  report is to be followed by submittal of                alternatives OSHA determined that                     energy control procedures using a
                                                  the full incident investigation report                  NSCI developed, and proposed to                       trapped key system and lock boxes.
                                                  within 7 calendar days. This modified                   implement, effective alternative means                   2. No other maintenance work,
                                                  and more stringent incident                             of protection that protect its employees              including electrical maintenance (such
                                                  investigation and reporting requirement                 as effectively as paragraphs                          as troubleshooting or maintenance
                                                  is restricted to variance conditions-                   1910.147(d)(4)(i) and (ii) of OSHA’s                  covered under 29 CFR 1910.333), may
                                                  related (recordable) incidents only.                    LOTO standard during the servicing and                be performed on the roll mill passes, the
                                                  Providing this notification is essential                maintenance task of grinding roll mill                roll mill motors, or electric circuits
                                                  because time is a critical element in                   passes located in the roll mill stands.               connected to the trapped key system or
                                                  OSHA’s ability to determine the                         Further, under section 6(d) of the                    roll mill stands using the trapped key
                                                  continued effectiveness of the variance                 Occupational safety and Health Act of                 system to control hazardous energy.
                                                  conditions in preventing recordable                     1970 (29 U.S.C. 655(d)), and based on                    3. If any other maintenance or
                                                  incidents as well as the employer’s                     the record discussed above, the Agency                servicing work is performed, even if that
                                                  identification of appropriate hazard                    finds that when the employer complies                 work is performed at the same time as
                                                  control measures and implementation of                  with the conditions of the variance, the              grinding roll mill passes, all of the
                                                  corrective and preventive actions.                      working conditions of the employers’                  maintenance work at that time must be
                                                  Further, these notification requirements                workers are at least as safe and healthful            performed under full lockout as
                                                  enable the applicant, its employees, and                as if the employers complied with the                 required by 29 CFR 1910.147.
                                                  OSHA to determine the effectiveness of                  working conditions specified by                          4. Except for the requirements
                                                  the permanent variance in providing the                 paragraph 1910.147(d)(4)(i) and (ii) of               specified by 29 CFR 1910.147(d)(4)(i)
                                                  requisite level of safety to the                        OSHA’s LOTO standard. Therefore,                      and (ii), NSCI must comply fully with
                                                  employer’s workers and, based on this                   under the terms of this variance NSCI                 all other applicable provisions of 29
                                                  determination, whether to revise or                     must: (1) Comply with the conditions                  CFR 1910.147 during servicing and
                                                  revoke the conditions of the permanent                  listed below under section V of this                  maintenance of roll mills during the
                                                  variance. Timely notification permits                   notice (‘‘Order’’) for the period between             task of grinding roll mill passes.
                                                  OSHA to take whatever action is                         the date of this notice and until the
                                                  necessary and appropriate to prevent                                                                             5. The interim order granted to the
                                                                                                          Agency modifies or revokes this final                 employer on December 2, 2015 (80 FR
                                                  further variance conditions-related                     order in accordance with 29 CFR
                                                  recordable injuries and illnesses.                                                                            75472) is hereby revoked.
                                                                                                          1905.13; (2) comply fully with all other
                                                  Providing notification to employees                     applicable provisions of 29 CFR part                  B. Definitions
                                                  informs them of the precautions taken                   1910; and (3) provide a copy of this
                                                  by the employer to prevent similar                                                                              The following definitions apply to
                                                                                                          Federal Register notice to all employees              this permanent variance:
                                                  incidents in the future. Additionally,                  affected by the conditions using the
                                                  these notification requirements allow                                                                           1. Affected employee—an employee
                                                                                                          same means it used to inform these
                                                  OSHA to: Communicate effectively,                                                                             whose job requires him/her to work in
                                                                                                          employees of its application for a
                                                  expedite administration, and enforce the                                                                      an area in which grinding of roll mill
                                                                                                          permanent variance.
                                                  conditions of the permanent variance.                                                                         passes located in the roll mill stands is
                                                     Additionally, this condition requires                V. Order                                              being performed.
                                                  the applicant to notify OSHA if it ceases                                                                       2. Authorized employee—an
                                                                                                             As of the effective date of this final             employee who uses the trapped key
                                                  to do business, has a new address or
                                                                                                          order, OSHA is revoking the interim                   system in order to perform grinding of
                                                  location for its main office, or transfers
                                                                                                          order granted to the employer on                      roll mill passes located in the roll mill
                                                  the operations covered by the
                                                                                                          December 2, 2015 (80 FR 75472).                       stands. An affected employee becomes
                                                  permanent variance to a successor
                                                  company. In addition, the condition                        OSHA issues this final order                       an authorized employee when that
                                                  specifies that OSHA must approve the                    authorizing Nucor Steel Connecticut                   employee’s duties include performing
                                                  transfer of the permanent variance to a                 Incorporated (‘‘NSCI’’ or ‘‘the                       grinding of roll mill passes located in
                                                  successor company. These requirements                   applicant’’) to comply with the                       the roll mill stands covered under this
                                                  allow OSHA to communicate effectively                   following conditions instead of                       section.
                                                  with the applicant regarding the status                 complying with the requirements of                      3. Competent person—an employee
                                                  of the permanent variance, and expedite                 paragraphs 29 CFR 1910.147(d)(4)(i) and               who is capable of identifying existing
                                                                                                          (ii) of OSHA’s LOTO standard during                   and predictable hazards in the
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                                                  the Agency’s administration and
                                                  enforcement. Stipulating that an                        the servicing and maintenance task of                 surroundings associated with grinding
                                                  applicant is required to have OSHA’s                    grinding roll mill passes located in the              of roll mill passes located in the roll
                                                  approval to transfer a variance to a                    roll mill stands. This final order applies            mill stands or working conditions that
                                                  successor company provides assurance                    to all NSCI employees located at the 35               are unsanitary, hazardous, or dangerous
                                                  that the successor company has                          Toelles Road, Wallingford, CT 06492                   to employees, and who has
                                                  knowledge of, and will comply with, the                 establishment during the servicing and
                                                  conditions specified by the permanent                   maintenance task of grinding roll mill                  5 See   footnote 2.



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                                                                                    Federal Register / Vol. 81, No. 68 / Friday, April 8, 2016 / Notices                                          20685

                                                  authorization to take prompt corrective                    11. Pulpit operator trapped key                    that is a specially manufactured unique
                                                  measures to eliminate them.6                            system personal lock and key—a part of                key only available from its
                                                     4. Equipment lock box—a part of the                  the trapped key system consisting of a                manufacturer, and the administrative
                                                  trapped key system consisting of any                    uniquely identified lock (green) and key              controls described in this variance.
                                                  group lock box designated for and                       used by the pulpit operator to secure the
                                                                                                                                                                C. Safety and Health Practices
                                                  mounted on or near equipment used for                   pulpit designated lock box containing
                                                  securing the equipment lock box key by                  and securing the trapped key.                            1. NSCI shall modify the electrical
                                                  use of a personal lockout device.                          12. Qualified person—an employee                   controls at the pulpit (central control
                                                     5. Equipment lock box lock and key—                  who, by possession of a recognized                    station located on the roll mill floor for
                                                  a part of the trapped key system                        degree, certificate, or professional                  the 15 roll mill stands), to prevent
                                                  consisting of a uniquely identified                     standing, or who, by extensive                        employee exposure to hazards
                                                  equipment specific lock (red) and key                   knowledge, training, and experience,                  associated with movement of the roll
                                                  used to secure the pulpit designated                    successfully demonstrates an ability to               mill during the task of grinding roll mill
                                                  lock box containing and securing the                    solve or resolve problems relating to the             passes;
                                                  trapped key.                                            subject matter, the work, or the project.8               2. NSCI shall install a trapped key
                                                     6. Group lock box—a purchased lock                      13. Roll mill operator and/or lead—an              system;
                                                  box labeled as ‘‘TRAPPED KEY                            authorized employee who is designated                    3. NSCI shall install a pulpit
                                                  SYSTEM’’ that is used to enable more                    and trained to operate specific and                   designated lock box for the trapped key
                                                  than one lock to be applied to the box.                 multiple equipment systems or perform                 in the pulpit area;
                                                  There are two types of lock boxes used                  a specific job task that is part of the                  4. NSCI shall install a secondary
                                                  in association with the trapped key                     rolling process, including application of             group lock box in the roll mills floor
                                                  system (see definitions for pulpit                      the trapped key system for the grinding               area for securing the pulpit designated
                                                  designated lock box and secondary                       of roll mill passes.                                  lock box key;
                                                  group lock box).                                           14. Secondary group lock box—a                        5. NSCI shall develop administrative
                                                     7. Job Hazard Analysis/Job Safety                    group lock box located on the mill floor              energy control procedures for use of the
                                                  Analysis—an evaluation of tasks or                      just below the pulpit where authorized                trapped key system as described below;
                                                                                                          employees apply personal locks and                       6. NSCI shall implement detailed
                                                  operations to identify potential hazards
                                                                                                          follow trapped key system alternative                 energy control procedures designed to
                                                  and to determine the necessary controls.
                                                                                                          energy isolation procedures to secure                 ensure that each authorized employee
                                                     8. Personal lock and key—a durable,
                                                                                                          the equipment lock box key.                           applies a personal lock to the secondary
                                                  standardized substantial and uniquely
                                                                                                             15. Safety-rated relay—a device                    group lock box, and has the ability to
                                                  identified device (a lock) that is
                                                                                                          specifically designed for safety                      personally verify de-energization of the
                                                  maintained and controlled by a single
                                                                                                          applications that meets the                           system, as described below;
                                                  authorized employee whose name is
                                                                                                          requirements for control reliability as                  7. NSCI shall make the energy control
                                                  attached to the device. The key is
                                                                                                          stated in ANSI B11.19 (2010)                          policies and procedures available to
                                                  unique to this device and is equally
                                                                                                          Performance of Safeguarding. The term                 authorized and affected employees in
                                                  maintained and controlled by the
                                                                                                          ‘‘control reliable’’ means that no single             English and Spanish;
                                                  authorized employee 7 whose name is                                                                              8. NSCI shall ensure that grinding on
                                                                                                          fault results in the loss of the safety
                                                  attached to the device. The personal                                                                          the passes is conducted only while
                                                                                                          function. In addition, the relay must
                                                  lock and key is used to secure the                                                                            using the administrative energy control
                                                                                                          include monitoring and tamper
                                                  equipment lock box key in the                                                                                 procedures based on the trapped key
                                                                                                          resistance.
                                                  secondary group lock box.                                  16. Team member—an employee who                    system, or using full lockout procedures
                                                     9. Pulpit designated lock box—a                      is trained and authorized to use the                  that comply with 29 CFR 1910.147
                                                  group lock box mounted inside the                       trapped key system in order to perform                when the roll stands must be de-
                                                  pulpit designated for use with the                      grinding of roll mill passes located in               energized so that other maintenance
                                                  ‘‘TRAPPED KEY SYSTEM’’ and                              the roll mill stands.                                 operations can be performed
                                                  including the: (a) Trapped key; (b)                        17. Trapped key—a specially                        simultaneously with roll grinding;
                                                  equipment lock box lock and key; and                    manufactured unique key only available                   9. NSCI shall install guarding on the
                                                  (c) pulpit operator personal lock and                   from its manufacturer that is inserted                entry/infeed and exit/outfeed sides of
                                                  key placed on the pulpit designated lock                into the trapped key system’s rotary                  each roll mill stand to prevent
                                                  box to secure the trapped key.                          switch. The rotary switch trapped key is              employees from standing between
                                                     10. Pulpit operator—an authorized                    mechanically attached by a chain to the               turning mills and being exposed to the
                                                  employee who: (a) Is designated to work                 pulpit designated lock box.                           crushing hazards of in-running nip
                                                  on a roll mill crew; (b) is authorized to                  18. Trapped key system—the                         points;
                                                  use the trapped key system during the                   alternative method of preventing the                     10. NSCI shall develop additional
                                                  grinding of roll mill passes; and (c) is                unexpected startup or energization                    administrative controls and procedures
                                                  trained to operate the pulpit panel. The                during grinding of roll mill passes                   to minimize the potential for authorized
                                                  pulpit panel has the ability to control                 located in the roll mill stands. NSCI                 and affected employees to enter between
                                                  the following equipment systems:                        presented the trapped key system to                   the mill stands when harm could occur;
                                                  Reheat furnace, discharge roll line,                    OSHA in its variance application of                   and
                                                  turntable, roll mill stands A & B; roll                 September 22, 2014, as supplemented                      11. NSCI shall designate and post the
                                                  mill stands 1–15; water system;
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                                                                                                          by its responses to OSHA’s questions                  areas as ‘‘No Entry’’ unless the
                                                  finishing mill; laying head; and stelmore               during the Agency’s application review.               procedures (1–10) are followed.
                                                  conveyor.                                               The system is based on an Allen Bradley                  12. NSCI shall ensure that the trapped
                                                                                                          GuardMaster safety-rated relay which is               key system and its components are
                                                    6 Adaptedfrom 29 CFR 1926.32(f).
                                                    7 See
                                                                                                          specifically designed for safety                      properly installed, inspected,
                                                         29 CFR part 1910 [Docket No. S–012A], RIN
                                                  1218–AA53. Control of Hazardous Energy Sources          applications and use of a trapped key                 maintained, and used so that it works as
                                                  (Lockout/Tagout), regarding ‘‘one person, one lock,                                                           designed. NSCI shall strictly follow,
                                                  one key.’’                                                8 Adapted   from 29 CFR 1926.32(m).                 where applicable, manufacturers’


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                                                  20686                             Federal Register / Vol. 81, No. 68 / Friday, April 8, 2016 / Notices

                                                  recommendations for the installation,                      7. The roll mill operator and/or lead                 7. The pulpit operator shall verify that
                                                  inspection, maintenance, and use of the                 takes the equipment lock box lock key                 all personnel are clear of the equipment
                                                  system and its components.                              to the secondary group lock box;                      before starting to re-energize the roll
                                                     13. NSCI shall ensure that the trapped                  8. The roll mill operator and/or lead              mill passes;
                                                  key system is only altered or modified                  places the equipment lock box lock key                   8. The pulpit operator shall remove
                                                  for uses specified and approved by a                    in the secondary group lock box and                   his or her trapped key system personal
                                                  qualified person by following good                      attaches his or her personal lock;                    lock from the pulpit designated lock
                                                  engineering practices. Where available,                    9. Authorized employees (team                      box;
                                                  such alterations and modifications shall                members) place their personal locks on                   9. Using the equipment lock box lock
                                                  strictly follow the manufacturers’                      the secondary group lock box;                         key, the pulpit operator shall remove
                                                  specifications, instructions, and written                  10. The roll mill operator and/or lead             the equipment lock box lock;
                                                  authorization. No changes or                            verifies that the equipment is de-                       10. The pulpit operator shall remove
                                                  modifications may be made to the                        energized and locked out by trying to                 the trapped key from the pulpit
                                                  trapped key system or its components                    operate the equipment (using the start                designated lock box and shall insert the
                                                  that diminish the protection provided to                button);                                              key into the rotary switch and turn it
                                                  affected employees.                                        11. The roll mill operator and/or lead             90° to the ON position;
                                                     14. NSCI shall ensure that alteration                ensures that there are no additional                     11. The pulpit operator shall press the
                                                  or modification of the trapped key                      sources of energy that could lead to the              reset button to re-energize the roll mill
                                                  system is fully justified and                           unexpected energization of the roll mill              passes;
                                                  documented when the manufacturers’                      passes;                                                  12. The pulpit operator shall confirm
                                                  specifications, instructions, and written                  12. Authorized employees who placed                that the green light clears and the red
                                                  authorization are lacking.                              their personal trapped key system locks               light activates indicating that the system
                                                     15. NCSI shall implement a procedure                 on the secondary group lockout box                    is powered and that the trapped key
                                                  to ensure that no other maintenance will                shall also confirm that the equipment is              system no longer prevents roll mill
                                                  be performed on the roll mill stands                    fully de-energized;                                   motion; and
                                                  while grinding is taking place, unless                     13. Authorized employees who placed
                                                                                                                                                                   13. The pulpit operator shall notify
                                                  full lockout is used for all maintenance                their personal locks on the secondary
                                                                                                                                                                affected employees that the task of
                                                  tasks being performed at that time.                     group lock box shall maintain their
                                                                                                                                                                grinding the roll mill passes is complete
                                                                                                          personal key in their possession while
                                                  D. Steps Required To De-Energize the                                                                          and that the roll mill passes are ready
                                                                                                          performing grinding of the roll mill
                                                  System                                                                                                        for use.
                                                                                                          passes; and
                                                     NSCI shall develop and implement a                      14. Authorized employees shall                     F. Training and Methods of Operation
                                                  detailed procedure for de-energizing the                perform the task of grinding the passes
                                                                                                                                                                   NSCI shall develop and implement a
                                                  roll mill passes located in the roll mill               only while these procedures are used.
                                                                                                                                                                detailed worker qualifications and
                                                  stands in order to perform the grinding                 E. Steps Required To Start Motion                     training program. NSCI must:
                                                  task. The procedure for de-energizing                   Intentionally                                            1. Develop an energy control training
                                                  the roll mill passes shall include the                                                                        program and train each authorized
                                                                                                             NSCI shall develop and implement a
                                                  following steps:                                                                                              employee, pulpit operator, roll mill
                                                                                                          detailed procedure for re-energizing and
                                                     1. The authorized employee de-                       intentionally starting motion in the roll             designated person, and their supervisors
                                                  energizing the roll mill passes shall                   mill passes located in the roll mill                  on the trapped key system, and the
                                                  notify all affected employees that the                  stands in order to resume normal                      procedures each must perform under it.
                                                  equipment will be shut down and                         operations at the conclusion of the                   The training program shall be provided
                                                  locked out to perform grinding of the                   grinding task. The procedure for re-                  in a language that the employees can
                                                  passes;                                                 energizing the roll mill passes shall                 understand;
                                                     2. The pulpit operator shall turn off                include the following steps:                             2. Develop a training program and
                                                  the control leveler on the control panel;                  1. The roll mill operator and/or lead              train each affected employee in the
                                                     3. The pulpit operator shall activate                shall check the equipment and the                     purpose and use of the alternative
                                                  the E-stop;                                             immediate area around the equipment                   energy control procedures using the
                                                     4. The pulpit operator verifies that the             to ensure that necessary items have been              trapped key system before commencing
                                                  red ‘‘system functional’’ indicator is                  removed and that the equipment                        operations under this variance, and
                                                  illuminated, then turns the trapped                     components are operationally intact;                  document this instruction. The training
                                                  lockout key 90ßto OFF position, and                        2. The roll mill operator and/or lead              program shall be provided in a language
                                                  removes the trapped key from the panel.                 shall check the work area to ensure that              that the employees can understand;
                                                  The operator verifies that the green                    all affected employees have been safely                  3. Repeat the instruction specified in
                                                  ‘‘safe to work indicator’’ illuminates,                 positioned or removed from the area;                  paragraph (1) of this condition
                                                  and that the red ‘‘system functional’’                     3. The roll mill operator and/or lead              periodically and as necessary (e.g., after
                                                  indicator goes out;                                     shall check that all controls are in the              making changes, in accordance with
                                                     5. The pulpit operator:                              neutral or off position;                              condition I–5, to the use of the trapped
                                                     a. Places the trapped key in the pulpit                 4. Authorized employees shall remove               key system that affect its component
                                                  designated lock box and applies his or                  their personal trapped key system locks               configuration or operation and
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                                                  her personal lock to the pulpit                         from the secondary group lock box;                    associated energy control procedures);
                                                  designated lock box; and                                   5. The roll mill operator and/or lead                 4. Ensure that each authorized and
                                                     b. Applies the equipment lock box                    shall remove the equipment lock box                   affected employee, designated pulpit
                                                  lock designated for this energy control                 lock key from the secondary group lock                operator, roll mill designated person,
                                                  procedure;                                              box and take it to the pulpit;                        and each of their supervisors have
                                                     6. The pulpit operator hands the                        6. The roll mill operator and/or lead              effective and documented training in
                                                  equipment lock box lock key to the roll                 shall hand the equipment lock box lock                the contents and conditions covered by
                                                  mill operator and/or lead;                              key to the pulpit operator;                           this proposed variance;


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                                                                                    Federal Register / Vol. 81, No. 68 / Friday, April 8, 2016 / Notices                                               20687

                                                     5. Ensure that only trained and                      and installation of replacement parts                  determination and preventive and
                                                  authorized employees, designated                        must strictly follow the manufacturers’                corrective actions identified and
                                                  pulpit operators, and roll mill                         specifications, instructions, and                      implemented).
                                                  designated persons, perform energy                      limitations.                                              4. Notify the OTPCA and the
                                                  control procedures for the task of                      H. Recordkeeping                                       Bridgeport, CT, Area Office in writing
                                                  grinding roll mill passes;                                                                                     and 15 working days prior to any
                                                     6. Prepare a JHA for the safe                           1. NSCI must maintain a record of any               proposed change in the energy control
                                                  application of energy control                           recordable injury, illness, in-patient                 operations (including changes
                                                  procedures; and                                         hospitalizations, amputations, loss of an              addressed by condition C–13) that
                                                     7. Review periodically and as                        eye or fatality (using the OSHA 301                    affects NSCI’s ability to comply with the
                                                  necessary (e.g., after making changes, in               Incident Report form to investigate and                conditions specified herein.
                                                  accordance with conditions C–13 and I–                  record energy control-related recordable                  5. Obtain OSHA’s approval prior to
                                                  5, to the component configuration or                    injuries as defined by 29 CFR 1904.4,                  implementing the proposed change in
                                                  operation of the trapped key system and                 1904.7, 1904.8 through 1904.12 9),                     the energy control operations that
                                                  energy control procedures that affect the               resulting from the task of grinding roll               affects NSCI’s ability to comply with the
                                                  grinding of roll mill passes located in                 mill passes located in the roll mill                   conditions specified herein.
                                                  the roll mill stands), the contents of the              stands by completing the OSHA 301
                                                                                                                                                                    6. Provide a written evaluation report,
                                                  JHA with affected personnel.                            Incident Report form and OSHA 300
                                                                                                                                                                 by January 31st at the beginning of each
                                                                                                          Log of Work-Related Injuries and
                                                  G. Inspections, Tests and Incident                                                                             calendar year, with a report covering the
                                                                                                          Illnesses.
                                                  Prevention                                                 2. NSCI must maintain records of all                year just ended, to the OTPCA and the
                                                     NSCI shall develop and implement a                   tests and inspections of the component                 Bridgeport, CT, Area Office
                                                  detailed program for completing                         configuration or operation, and energy                 summarizing the quarterly inspections
                                                  inspections, tests, program evaluations                 control procedures, as well as associated              and functionality tests of the trapped
                                                  and incident prevention. NSCI must:                     hazardous condition corrective actions                 key system components and
                                                     1. Initiate and maintain a program of                and repairs.                                           configuration or operation and energy
                                                  frequent and regular inspections of the                                                                        control procedures that affect the
                                                  trapped key system and associated work                  I. Notifications                                       grinding of roll mill passes located in
                                                  areas by:                                                  To assist OSHA in administering the                 the roll mill stands, to ensure that the
                                                     a. Ensuring that a competent person                  conditions specified herein, NSCI shall:               energy control procedure and the
                                                  (authorized employee) conducts daily                       1. Notify the OTPCA and the                         conditions of this variance are being
                                                  visual checks and quarterly inspections                 Bridgeport, CT, Area Office of any                     followed.
                                                  and functionality tests of the trapped                  recordable injuries, illnesses, in-patient               Note: The evaluation report is to contain
                                                  key system components and                               hospitalizations, amputations, loss of an              summaries of: (1) The number of variance-
                                                  configuration or operation and energy                   eye or fatality (by submitting the                     related incidents (as recorded on OSHA 301
                                                  control procedures that affect the                      completed OSHA 301 Incident Report                     forms); and (2) root causes of any incidents,
                                                  grinding of roll mill passes located in                 form) resulting from implementing the                  and preventive and corrective actions
                                                  the roll mill stands to ensure that the                 alternative energy control procedures of               identified and implemented.
                                                  procedure and the conditions of this                    the proposed variance conditions while                    7. Inform the OTPCA and the
                                                  variance are being followed;                            completing the task of grinding roll mill              Bridgeport, CT, Area Office as soon as
                                                     b. Ensuring that a competent person                  passes located in the roll mill stands.                possible after it has knowledge that it
                                                  conducts weekly inspections of the                      The notification must be made within 8                 will:
                                                  work areas associated with the grinding                 hours of the incident or 8 hours after                    a. Cease to do business;
                                                  of roll mill passes located in the roll                 becoming aware of a recordable injury,                    b. change the location and address of
                                                  mill stands; and                                        illness, in-patient hospitalizations,                  the main office for managing the
                                                     c. Developing a set of checklists to be              amputations, loss of an eye, or fatality.
                                                  used by a competent person in                              2. Submit a copy of the preliminary                    alternative energy control procedures
                                                  conducting the weekly inspections of                    incident investigation (OSHA form 301)                 specified herein; or
                                                  the work areas associated with the                      to the OTPCA and the Bridgeport, CT,                      c. transfer the operations specified
                                                  grinding of roll mill passes located in                 Area Office within 24 hours of the                     herein to a successor company.
                                                  the roll mill stands and the quarterly                  incident or 24 hours after becoming                       8. Notify all affected employees of this
                                                  inspections and functionality tests of                  aware of a recordable case and submit                  permanent variance by the same means
                                                  the trapped key system components and                   a copy of the full incident investigation              required to inform them of its
                                                  configuration or operation and energy                   within 7 calendar days of the incident                 application for a variance.
                                                  control procedures that affect the                      or 7 calendar days after becoming aware                   9. Request approval from OSHA for
                                                  grinding of roll mill passes.                           of the case. In addition to the                        the transfer of the permanent variance to
                                                     2. Remove the equipment from service                 information required by the OSHA form                  a successor company.
                                                  if the competent person determines that                 301, the incident-investigation report                 Authority and Signature
                                                  the equipment constitutes a safety                      must include a root-cause
                                                  hazard. NSCI must not return the                        determination, and the preventive and                     David Michaels, Ph.D., MPH,
                                                  equipment to service until the                          corrective actions identified and                      Assistant Secretary of Labor for
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                                                  hazardous condition is corrected and                    implemented.                                           Occupational Safety and Health, 200
                                                  the correction has been approved by a                      3. Provide certification within 15                  Constitution Avenue NW., Washington,
                                                  qualified person.                                       working days of the incident that NSCI                 DC 20210, authorized the preparation of
                                                     3. All maintenance, servicing, and                   informed affected workers of the                       this notice. Accordingly, the Agency is
                                                  installation of replacement parts must                  incident and the results of the incident               issuing this notice pursuant to Section
                                                  be performed in strict accordance with                  investigation (including the root-cause                29 U.S.C. 655(6)(d), Secretary of Labor’s
                                                  good engineering practices. Where                                                                              Order No. 1–2012 (77 FR 3912, Jan. 25,
                                                  available, the maintenance, servicing                     9 See   footnote 5.                                  2012), and 29 CFR 1905.11.


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                                                  20688                             Federal Register / Vol. 81, No. 68 / Friday, April 8, 2016 / Notices

                                                    Signed at Washington, DC, on March 4,                 8:00 p.m., Eastern time, Monday                       Research and Development, available on
                                                  2016.                                                   through Friday.                                       the web at http://www.nsf.gov/statistics/
                                                  David Michaels,                                         SUPPLEMENTARY INFORMATION:                            srvyherd/.
                                                  Assistant Secretary of Labor for Occupational              Title of Collection: Higher Education                 Expected respondents: The FY 2016
                                                  Safety and Health.                                      Research and Development Survey                       Higher Education R&D Survey will be
                                                  [FR Doc. 2016–08004 Filed 4–7–16; 8:45 am]                 OMB Approval Number: 3145–0100.                    administered to an expected minimum
                                                  BILLING CODE 4510–26–P                                     Expiration Date of Current Approval:               of 600 institutions. In addition, a shorter
                                                                                                          September 30, 2016.                                   version of the survey asking for R&D
                                                                                                             Type of Request: Intent to Extend a                expenditures by source of funding and
                                                  NATIONAL SCIENCE FOUNDATION                             Current Information Collection.                       broad field will be sent to
                                                                                                             Abstract: The Higher Education                     approximately 300 institutions spending
                                                  Notice of Intent To Seek Approval To                    Research and Development (R&D)                        under $1 million on R&D in their
                                                  Extend a Current Information                            Survey (formerly known as the Survey                  previous fiscal year. Finally, a survey
                                                  Collection                                              of R&D Expenditures at Universities and               requesting R&D expenditures by source
                                                                                                          Colleges) originated in fiscal year (FY)              of funds, cost categories, and type of
                                                        National Science Foundation.
                                                  AGENCY:                                                 1954 and has been conducted annually                  R&D will be administered to the 42
                                                        Notice and request for
                                                  ACTION:                                                 since FY 1972. The survey represents                  Federally Funded Research and
                                                  comments.                                               one facet of the higher education                     Development Centers.
                                                                                                          component of the NSF’s National Center                   Estimate of burden: The survey is a
                                                  SUMMARY:    The National Science                        for Science and Engineering Statistics
                                                  Foundation (NSF) is announcing plans                                                                          fully automated web data collection
                                                                                                          (NCSES) statistical program authorized                effort and is handled primarily by
                                                  to request renewal of this collection. In               by the America COMPETES
                                                  accordance with the requirement of                                                                            administrators in university sponsored
                                                                                                          Reauthorization Act of 2010 § 505,                    programs and accounting offices. To
                                                  section 3506(c)(2)(A) of the Paperwork                  codified in the National Science
                                                  Reduction Act of 1995 (Pub. L. 104–13),                                                                       minimize burden, institutions are
                                                                                                          Foundation Act of 1950 (NSF Act), as                  provided with an abundance of
                                                  we are providing opportunity for public                 amended, at 42 U.S.C. 1862. Under
                                                  comment on this action. After obtaining                                                                       guidance and resources on the web, and
                                                                                                          paragraph ‘‘b’’, NCSES is directed to                 are able to respond via downloadable
                                                  and considering public comment, NSF                        ‘‘(1) collect, acquire, analyze, report,
                                                  will prepare the submission requesting                                                                        spreadsheet if desired. Each institution’s
                                                                                                          and disseminate statistical data related              record is pre-loaded with the 2 previous
                                                  that OMB approve clearance of this                      to the science and engineering
                                                  collection for three years.                                                                                   years of comparable data that facilitate
                                                                                                          enterprise in the U.S. and other nations              editing and trend checking. Response to
                                                     Comments: Written comments are                       that is relevant and useful to
                                                  invited on (a) whether the proposed                                                                           this voluntary survey has exceeded 95
                                                                                                          practitioners, researchers, policymakers,             percent each year.
                                                  collection of information is necessary                  and the public, including statistical data
                                                  for the proper performance of the                                                                                The average burden estimate is 54
                                                                                                          on                                                    hours for the approximately 650
                                                  functions of the NSF, including whether                    (A) research and development trends;
                                                  the information shall have practical                                                                          institutions reporting over $1 million in
                                                                                                             (B) the science and engineering
                                                  utility; (b) the accuracy of the NSF’s                                                                        R&D expenditures, 8 hours for the
                                                                                                          workforce;
                                                  estimate of the burden of the proposed                                                                        approximately 280 institutions reporting
                                                                                                             (C) U.S. competitiveness in science,
                                                  collection of information; (c) ways to                                                                        less than $1 million, and 11 hours for
                                                                                                          engineering, technology, and research
                                                  enhance the quality, utility, and clarity                                                                     the 42 organizations completing the
                                                                                                          and development . . .’’
                                                  of the information on respondents,                         Use of the Information: The proposed               FFRDC survey. The total calculated
                                                  including through the use of automated                  project will continue the annual survey               burden across all forms is 37,802 hours.
                                                  collection techniques or other forms of                 cycle for three years. The Higher                       Dated: April 5, 2016.
                                                  information technology; and (d) ways to                 Education R&D Survey will provide                     Suzanne H. Plimpton,
                                                  minimize the burden of the collection of                continuity of statistics on R&D                       Reports Clearance Officer, National Science
                                                  information on those who are to                         expenditures by source of funding, type               Foundation.
                                                  respond, including through the use of                   of R&D (basic research, applied                       [FR Doc. 2016–08089 Filed 4–7–16; 8:45 am]
                                                  appropriate automated, electronic,                      research, or development), and field of               BILLING CODE 7555–01–P
                                                  mechanical, or other technological                      research, with separate data requested
                                                  collection techniques or other forms of                 on research equipment by field. Further
                                                  information technology.                                 breakdowns are collected on funds                     NUCLEAR REGULATORY
                                                  DATES: Written comments on this notice                  passed through to subrecipients and                   COMMISSION
                                                  must be received by June 7, 2016 to be                  funds received as a subrecipient, and on
                                                  assured of consideration. Comments                      R&D expenditures by field from specific               [Docket Nos. 52–027 and 52–028; NRC–
                                                  received after that date will be                        federal agency sources. As of FY 2010,                2008–0441]
                                                  considered to the extent practicable.                   the survey also requests total R&D
                                                                                                                                                                Virgil C. Summer Nuclear Station,
                                                     For Additional Information or                        expenditures funded from foreign
                                                                                                                                                                Units 2 and 3 South Carolina Electric
                                                  Comments: Contact Suzanne H.                            sources, R&D within an institution’s
                                                                                                                                                                & Gas Company; Control Rod Drive
                                                  Plimpton, Reports Clearance Officer,                    medical school, clinical trial
                                                                                                                                                                Mechanism Motor Generator Set Field
                                                  National Science Foundation, 4201                       expenditures, R&D by type of funding
                                                                                                                                                                Relay Change
mstockstill on DSK4VPTVN1PROD with NOTICES




                                                  Wilson Boulevard, Suite 1265,                           mechanism (contracts vs. grants), and
                                                  Arlington, Virginia 22230; telephone                    R&D by cost category (salaries,                       AGENCY:  Nuclear Regulatory
                                                  (703) 292–7556; or send email to                        equipment, software, etc.). The survey                Commission.
                                                  splimpto@nsf.gov. Individuals who use                   also requests headcounts of principal                 ACTION: Exemption and combined
                                                  a telecommunications device for the                     investigators and other personnel paid                license amendment; issuance.
                                                  deaf (TDD) may call the Federal                         from R&D funds.
                                                  Information Relay Service (FIRS) at 1–                     Data are published in NSF’s annual                 SUMMARY:The U.S. Nuclear Regulatory
                                                  800–877–8339 between 8:00 a.m. and                      publication series Higher Education                   Commission (NRC) is granting an


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Document Created: 2018-02-07 13:50:26
Document Modified: 2018-02-07 13:50:26
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesThe permanent variance specified by this notice, becomes effective on April 8, 2016 and shall remain in effect until it is modified or revoked.
ContactInformation regarding this notice is available from the following sources:
FR Citation81 FR 20680 

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