81 FR 2220 - Agency Information Collection Activities; Proposed Collection; Comment Request; Information To Accompany Humanitarian Device Exemption Applications and Annual Distribution Number Reporting Requirements

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 81, Issue 10 (January 15, 2016)

Page Range		2220-2222
FR Document		2016-00691

The Food and Drug Administration (FDA) is announcing an opportunity for public comment on the proposed collection of certain information by the Agency. Under the Paperwork Reduction Act of 1995 (the PRA), Federal Agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including each proposed extension of an existing collection of information, and to allow 60 days for public comment in response to the notice. This notice solicits comments on information to accompany humanitarian device exemption (HDE) applications and the collection of information regarding the annual distribution number (ADN).

Federal Register, Volume 81 Issue 10 (Friday, January 15, 2016)

[Federal Register Volume 81, Number 10 (Friday, January 15, 2016)]
[Notices]
[Pages 2220-2222]
From the Federal Register Online [www.thefederalregister.org]
[FR Doc No: 2016-00691]

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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2012-N-1203]

Agency Information Collection Activities; Proposed Collection;
Comment Request; Information To Accompany Humanitarian Device Exemption
Applications and Annual Distribution Number Reporting Requirements

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice.

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SUMMARY: The Food and Drug Administration (FDA) is announcing an
opportunity for public comment on the proposed collection of certain
information by the Agency. Under the Paperwork Reduction Act of 1995
(the PRA), Federal Agencies are required to publish notice in the
Federal Register concerning each proposed collection of information,
including each proposed extension of an existing collection of
information, and to allow 60 days for public comment in response to the
notice. This notice solicits comments on information to accompany
humanitarian device exemption (HDE) applications and the collection of
information regarding the annual distribution number (ADN).

DATES: Submit either electronic or written comments on the collection
of information by March 15, 2016.

ADDRESSES: You may submit comments as follows:

Electronic Submissions

Submit electronic comments in the following way:
Federal eRulemaking Portal: http://www.regulations.gov.
Follow the instructions for submitting comments. Comments submitted
electronically, including attachments, to http://www.regulations.gov
will be posted to the docket unchanged. Because your comment will be
made public, you are solely responsible for ensuring that your comment
does not include any confidential information that you or a third party
may not wish to be posted, such as medical information, your or anyone
else's Social Security number, or confidential business information,
such as a manufacturing process. Please note that if you include your
name, contact information, or other information that identifies you in
the body of your comments, that information will be posted on http://www.regulations.gov.
If you want to submit a comment with confidential
information that you

[[Page 2221]]

do not wish to be made available to the public, submit the comment as a
written/paper submission and in the manner detailed (see ``Written/
Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

Submit written/paper submissions as follows:
Mail/Hand delivery/Courier (for written/paper
submissions): Division of Dockets Management (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
For written/paper comments submitted to the Division of
Dockets Management, FDA will post your comment, as well as any
attachments, except for information submitted, marked and identified,
as confidential, if submitted as detailed in ``Instructions.''
Instructions: All submissions received must include the Docket No.
FDA-2012-N-1203 for ``Agency Information Collection Activities;
Proposed Collection; Comment Request; Information to Accompany
Humanitarian Device Exemption Applications and Annual Distribution
Number Reporting Requirements''. Received comments will be placed in
the docket and, except for those submitted as ``Confidential
Submissions,'' publicly viewable at http://www.regulations.gov or at
the Division of Dockets Management between 9 a.m. and 4 p.m., Monday
through Friday.
Confidential Submissions--To submit a comment with
confidential information that you do not wish to be made publicly
available, submit your comments only as a written/paper submission. You
should submit two copies total. One copy will include the information
you claim to be confidential with a heading or cover note that states
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION''. The Agency will
review this copy, including the claimed confidential information, in
its consideration of comments. The second copy, which will have the
claimed confidential information redacted/blacked out, will be
available for public viewing and posted on http://www.regulations.gov.
Submit both copies to the Division of Dockets Management. If you do not
wish your name and contact information to be made publicly available,
you can provide this information on the cover sheet and not in the body
of your comments and you must identify this information as
``confidential.'' Any information marked as ``confidential'' will not
be disclosed except in accordance with 21 CFR 10.20 and other
applicable disclosure law. For more information about FDA's posting of
comments to public dockets, see 80 FR 56469, September 18, 2015, or
access the information at: http://www.fda.gov/regulatoryinformation/dockets/default.htm.
Docket: For access to the docket to read background documents or
the electronic and written/paper comments received, go to http://www.regulations.gov and insert the docket number, found in brackets in
the heading of this document, into the ``Search'' box and follow the
prompts and/or go to the Division of Dockets Management, 5630 Fishers
Lane, Rm. 1061, Rockville, MD 20852.

FOR FURTHER INFORMATION CONTACT: FDA PRA Staff, Office of Operations,
Food and Drug Administration, 8455 Colesville Rd., COLE-14526, Silver
Spring, MD 20993-0002, PRAStaff@fda.hhs.gov.

SUPPLEMENTARY INFORMATION: Under the PRA (44 U.S.C. 3501-3520), Federal
Agencies must obtain approval from the Office of Management and Budget
(OMB) for each collection of information they conduct or sponsor.
``Collection of information'' is defined in 44 U.S.C. 3502(3) and 5 CFR
1320.3(c) and includes Agency requests or requirements that members of
the public submit reports, keep records, or provide information to a
third party. Section 3506(c)(2)(A) of the PRA (44 U.S.C. 3506(c)(2)(A))
requires Federal Agencies to provide a 60-day notice in the Federal
Register concerning each proposed collection of information, including
each proposed extension of an existing collection of information,
before submitting the collection to OMB for approval. To comply with
this requirement, FDA is publishing notice of the proposed collection
of information set forth in this document.
With respect to the following collection of information, FDA
invites comments on these topics: (1) Whether the proposed collection
of information is necessary for the proper performance of FDA's
functions, including whether the information will have practical
utility; (2) the accuracy of FDA's estimate of the burden of the
proposed collection of information, including the validity of the
methodology and assumptions used; (3) ways to enhance the quality,
utility, and clarity of the information to be collected; and (4) ways
to minimize the burden of the collection of information on respondents,
including through the use of automated collection techniques, when
appropriate, and other forms of information technology.

Information To Accompany Humanitarian Device Exemption Applications and
Annual Distribution Number Reporting Requirements--OMB Control Number
0910-0661--Extension

Under section 520(m) of the Federal Food, Drug, and Cosmetic Act
(the FD&C Act) (21 U.S.C. 360j(m)), FDA is authorized to exempt a
humanitarian use device (HUD) from the effectiveness requirements in
sections 514 and 515 of the FD&C Act (21 U.S.C. 360d and 360e) provided
that the device: (1) Is used to treat or diagnose a disease or
condition that affects fewer than 4,000 individuals in the United
States; (2) would not be available to a person with such a disease or
condition unless the exemption is granted, and there is no comparable
device, other than another HUD approved under this exemption, available
to treat or diagnose the disease or condition; (3) the device will not
expose patients to an unreasonable or significant risk of illness or
injury; and (4) the probable benefit to health from using the device
outweighs the risk of injury or illness from its use, taking into
account the probable risks and benefits of currently available devices
or alternative forms of treatment.
HUDs approved under an HDE cannot be sold for an amount that
exceeds the costs of research and development, fabrication, and
distribution of the device (i.e., for profit), except in narrow
circumstances. Section 613 of the Food and Drug Administration Safety
and Innovation Act (FDASIA) (Pub. L. 112-144), signed into law on July
9, 2012, amended section 520(m) of the FD&C Act. Under section
520(m)(6)(A)(i) of the FD&C Act, as amended by FDASIA, a HUD approved
under an HDE is eligible to be sold for profit if the device meets the
following criteria: The device is intended for the treatment or
diagnosis of a disease or condition that occurs in pediatric patients
or in a pediatric subpopulation, and such device is labeled for use in
pediatric patients or in a pediatric subpopulation in which the disease
or condition occurs; or the device is intended for the treatment or
diagnosis of a disease or condition that does not occur in pediatric
patients, or that occurs in pediatric patients in such numbers that the
development of the device for such patients is impossible, highly
impracticable, or unsafe.
Section 520(m)(6)(A)(ii) of the FD&C Act, as amended by FDASIA,
provides that the Secretary of Health and Human Services will assign an
ADN for devices that meet the eligibility criteria to be permitted to
be sold for profit. The ADN is defined as the number of devices

[[Page 2222]]

``reasonably needed to treat, diagnose, or cure a population of 4,000
individuals in the United States'', and therefore shall be based on the
following information in a HDE application: The number of devices
reasonably necessary to treat such individuals.
Section 520(m)(6)(A)(iii) of the FD&C Act (http://www.fda.gov/RegulatoryInformation/Legislation/FederalFoodDrugandCosmeticActFDCAct/FDCActChapterVDrugsandDevices/default.htm) provides that an HDE holder
immediately notify the Agency if the number of devices distributed
during any calendar year exceeds the ADN. Section 520(m)(6)(C) of the
FD&C Act provides that an HDE holder may petition to modify the ADN if
additional information arises.
On August 5, 2008, FDA issued a guidance entitled ``Guidance for
HDE Holders, Institutional Review Boards (IRBs), Clinical
Investigators, and Food and Drug Administration Staff--Humanitarian
Device Exemption (HDE) Regulation: Questions and Answers'' (http://www.fda.gov/downloads/MedicalDevices/DeviceRegulationandGuidance/GuidanceDocuments/ucm110203.pdf). The guidance was developed and issued
prior to the enactment of FDASIA, and certain sections of this guidance
may no longer be current as a result of FDASIA. In the Federal Register
of March 18, 2014 (79 FR 15130), FDA announced the availability of the
draft guidance entitled ``Humanitarian Device Exemption: Questions and
Answers; Draft Guidance for Humanitarian Device Exemption Holders,
Institutional Review Boards, Clinical Investigators, and Food and Drug
Administration Staff'', that when finalized, will represent FDA's
current thinking on this topic.
FDA is requesting the extension of OMB approval for the collection
of information required under the statutory mandate of sections 515A
(21 U.S.C. 360e-1) and 520(m) of the FD&C Act as amended.
FDA estimates the burden of this collection of information as
follows:

Table 1--Estimated Annual Reporting Burden
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Number of
Activity/section of FD&C Act (as Number of responses per Total annual Average burden Total hours
amended) or FDASIA respondents respondent responses per response
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Pediatric Subpopulation and 6 1 6 100 600
Patient Information--515A(a)(2)
of the FD&C Act................
Exemption from Profit 3 1 3 50 150
Prohibition Information--
520(m)(6)(A)(i) and (ii) of the
FD&C Act.......................
Request for Determination of 2 1 2 10 20
Eligibility Criteria--613(b) of
FDASIA.........................
ADN Notification-- 1 1 1 100 100
520(m)(6)(A)(iii) of the FD&C
Act............................
ADN Modification--520(m)(6)(C) 5 1 5 100 500
of the FD&C Act................
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Total....................... .............. .............. .............. .............. 1,370
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\1\ There are no capital costs or operating and maintenance costs associated with this collection of
information.

FDA's Center for Devices and Radiological Health receives an
estimated average of six HDE applications per year. FDA estimates that
three of these applications will be indicated for pediatric use. We
estimate that we will receive approximately two requests for
determination of eligibility criteria per year. FDA estimates that very
few or no HDE holders will notify the Agency that the number of devices
distributed in the year has exceeded the ADN. FDA estimates that five
HDE holders will petition to have the ADN modified due to additional
information on the number of individuals affected by the disease or
condition.

Dated: January 11, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-00691 Filed 1-14-16; 8:45 am]
BILLING CODE 4164-01-P

Document Created: 2018-02-02 12:32:03
Document Modified: 2018-02-02 12:32:03

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		Notice.
Dates		Submit either electronic or written comments on the collection of information by March 15, 2016.
Contact		FDA PRA Staff, Office of Operations, Food and Drug Administration, 8455 Colesville Rd., COLE-14526, Silver Spring, MD 20993-0002, [email protected]
FR Citation		81 FR 2220

81 FR 2220 - Agency Information Collection Activities; Proposed Collection; Comment Request; Information To Accompany Humanitarian Device Exemption Applications and Annual Distribution Number Reporting Requirements

DEPARTMENT OF HEALTH AND HUMAN SERVICESFood and Drug Administration

Federal Register Volume 81, Issue 10 (January 15, 2016)

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration