81_FR_22599 81 FR 22525 - Cardiovascular Devices; Reclassification of External Pacemaker Pulse Generator Devices; Reclassification of Pacing System Analyzers

81 FR 22525 - Cardiovascular Devices; Reclassification of External Pacemaker Pulse Generator Devices; Reclassification of Pacing System Analyzers

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 81, Issue 74 (April 18, 2016)

Page Range22525-22530
FR Document2016-08898

The Food and Drug Administration (FDA) is issuing a final order to reclassify external pacemaker pulse generator (EPPG) devices, which are currently preamendments class III devices (regulated under product code DTE), into class II (special controls) and to reclassify pacing system analyzers (PSAs) into class II (special controls) based on new information and subject to premarket notification. This final order also creates a separate classification regulation for PSAs and places single and dual chamber PSAs, which are currently classified with EPPG devices, and triple chamber PSAs (TCPSAs), which are currently postamendments class III devices, into that new classification regulation.

Federal Register, Volume 81 Issue 74 (Monday, April 18, 2016)
[Federal Register Volume 81, Number 74 (Monday, April 18, 2016)]
[Rules and Regulations]
[Pages 22525-22530]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-08898]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 870

[Docket No. FDA-2011-N-0650]


Cardiovascular Devices; Reclassification of External Pacemaker 
Pulse Generator Devices; Reclassification of Pacing System Analyzers

AGENCY: Food and Drug Administration, HHS.

ACTION: Final order.

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SUMMARY: The Food and Drug Administration (FDA) is issuing a final 
order to reclassify external pacemaker pulse generator (EPPG) devices, 
which are currently preamendments class III devices (regulated under 
product code

[[Page 22526]]

DTE), into class II (special controls) and to reclassify pacing system 
analyzers (PSAs) into class II (special controls) based on new 
information and subject to premarket notification. This final order 
also creates a separate classification regulation for PSAs and places 
single and dual chamber PSAs, which are currently classified with EPPG 
devices, and triple chamber PSAs (TCPSAs), which are currently 
postamendments class III devices, into that new classification 
regulation.

DATES: This order is effective April 18, 2016.

FOR FURTHER INFORMATION CONTACT: Hina Pinto, Center for Devices and 
Radiological Health, Food and Drug Administration, 10903 New Hampshire 
Ave., Bldg. 66, Rm. 1652, Silver Spring, MD 20993, 301-796-6351, 
[email protected].

SUPPLEMENTARY INFORMATION: 

I. Background--Regulatory Authorities

    The Federal Food, Drug, and Cosmetic Act (the FD&C Act), as amended 
by the Medical Device Amendments of 1976 (the 1976 amendments) (Pub. L. 
94-295), the Safe Medical Devices Act of 1990 (Pub. L. 101-629), the 
Food and Drug Administration Modernization Act of 1997 (Pub. L. 105-
115), the Medical Device User Fee and Modernization Act of 2002 (Pub. 
L. 107-250), the Medical Devices Technical Corrections Act (Pub. L. 
108-214), the Food and Drug Administration Amendments Act of 2007 (Pub. 
L. 110-85), and the Food and Drug Administration Safety and Innovation 
Act (FDASIA) (Pub. L. 112-144), among other amendments, establishes a 
comprehensive system for the regulation of medical devices intended for 
human use. Section 513 of the FD&C Act (21 U.S.C. 360c) establishes 
three categories (classes) of devices, reflecting the regulatory 
controls needed to provide reasonable assurance of their safety and 
effectiveness. The three categories of devices are class I (general 
controls), class II (special controls), and class III (premarket 
approval).
    Under section 513(d) of the FD&C Act, devices that were in 
commercial distribution before the enactment of the 1976 amendments, 
May 28, 1976 (generally referred to as preamendments devices), are 
classified after FDA has: (1) Received a recommendation from a device 
classification panel (an FDA advisory committee); (2) published the 
panel's recommendation for comment, along with a proposed regulation 
classifying the device; and (3) published a final regulation 
classifying the device. FDA has classified most preamendments devices 
under these procedures.
    A preamendments device that has been classified into class III and 
devices found substantially equivalent by means of premarket 
notification (510(k)) procedures to such a preamendments device or to a 
device within that type (both the preamendments and substantially 
equivalent devices are referred to as preamendments class III devices) 
may be marketed without submission of a premarket approval application 
(PMA) until FDA issues a final order under section 515(b) of the FD&C 
Act (21 U.S.C. 360e(b)) requiring premarket approval or until the 
device is subsequently reclassified into class I or class II.
    Devices that were not in commercial distribution prior to May 28, 
1976 (generally referred to as postamendments devices), are 
automatically classified by section 513(f) of the FD&C Act into class 
III without any FDA rulemaking process. Those devices remain in class 
III and require premarket approval unless, and until, the device is 
reclassified into class I or II or FDA issues an order finding the 
device to be substantially equivalent, in accordance with section 
513(i) of the FD&C Act, to a predicate device that does not require 
premarket approval. The Agency determines whether new devices are 
substantially equivalent to predicate devices by means of premarket 
notification procedures in section 510(k) of the FD&C Act (21 U.S.C. 
360(k)) and 21 CFR part 807.
    A postamendments device that has been initially classified in class 
III under section 513(f)(1) of the FD&C Act may be reclassified into 
class I or class II under section 513(f)(3) of the FD&C Act. Section 
513(f)(3) of the FD&C Act provides that FDA acting by order can 
reclassify the device into class I or class II on its own initiative, 
or in response to a petition from the manufacturer or importer of the 
device. To change the classification of the device, the proposed new 
class must have sufficient regulatory controls to provide reasonable 
assurance of the safety and effectiveness of the device for its 
intended use.
    On July 9, 2012, FDASIA was enacted. Section 608(a) of FDASIA 
amended section 513(e) of the FD&C Act, changing the mechanism for 
reclassifying a device under that section from rulemaking to an 
administrative order.
    Section 513(e) of the FD&C Act provides that FDA may, by 
administrative order, reclassify a device based upon ``new 
information.'' FDA can initiate a reclassification under section 513(e) 
of the FD&C Act or an interested person may petition FDA to reclassify 
an eligible device type. The term ``new information,'' as used in 
section 513(e) of the FD&C Act, includes information developed as a 
result of a reevaluation of the data before the Agency when the device 
was originally classified, as well as information not presented, not 
available, or not developed at that time. (See, e.g., Holland-Rantos 
Co. v. United States Department of Health, Education, and Welfare, 587 
F.2d 1173, 1174 n.1 (D.C. Cir. 1978); Upjohn v. Finch, 422 F.2d 944 
(6th Cir. 1970); Bell v. Goddard, 366 F.2d 177 (7th Cir. 1966).
    Reevaluation of the data previously before the Agency is an 
appropriate basis for subsequent action where the reevaluation is made 
in light of newly available authority (see Bell, 366 F.2d at 181; 
Ethicon, Inc. v. FDA, 762 F. Supp. 382, 388-391 (D.D.C. 1991)), or in 
light of changes in ``medical science'' (Upjohn, 422 F.2d at 951). 
Whether data before the Agency are old or new data, the ``new 
information'' to support reclassification under section 513(e) must be 
``valid scientific evidence,'' as defined in section 513(a)(3) of the 
FD&C Act and 21 CFR 860.7(c)(2). (See, e.g., General Medical Co. v. 
FDA, 770 F.2d 214 (D.C. Cir. 1985); Contact Lens Manufacturers Assoc. 
v. FDA, 766 F.2d 592 (D.C. Cir. 1985), cert. denied, 474 U.S. 1062 
(1986).) FDA relies upon ``valid scientific evidence'' in the 
reclassification process to determine the level of regulation for 
devices. To be considered in the reclassification process, the ``valid 
scientific evidence'' upon which the Agency relies must be publicly 
available. Publicly available information excludes trade secret and/or 
confidential commercial information, e.g., the contents of a pending 
PMA (see section 520(c) of the FD&C Act (21 U.S.C. 360j(c)).
    Section 513(e)(1) of the FD&C Act sets forth the process for 
issuing a final order to reclassify a device under that section. 
Specifically, prior to the issuance of a final order reclassifying a 
device, the following must occur: (1) Publication of a proposed order 
in the Federal Register; (2) a meeting of a device classification panel 
described in section 513(b) of the FD&C Act and (3) consideration of 
comments to a public docket. FDA published a proposed order to 
reclassify EPPG and PSA devices in the Federal Register of September 
15, 2014 (79 FR 54927) (the ``proposed order''). On September 11, 2013, 
FDA held a meeting of a device classification panel described in 
section 513(b) to discuss reclassification of EPPG and PSA devices (the 
``2013 Panel''). FDA

[[Page 22527]]

has also received and considered comments on the proposed order as 
discussed in section III. Therefore, FDA has satisfied the requirements 
for issuing a final order under section 513(e)(1) of the FD&C Act.

II. Regulatory History of the Devices

    As noted in the proposed order, on March 9, 1979, the Agency 
published a proposed rule for the classification of EPPG devices into 
class III (44 FR 13284). FDA subsequently published a final rule 
classifying EPPG devices into class III under Sec.  [thinsp]870.3600 
(21 CFR 870.3600) after receiving no comments on the March 9, 1979, 
proposed rule (45 FR 7904, February 5, 1980). In 1987, FDA published a 
final rule to codify language clarifying that no effective date had 
been established for the requirement for premarket approval for EPPG 
devices (52 FR 17732, May 11, 1987). In 2009, FDA published an order 
(the ``515(i) Order'') requiring manufacturers of remaining class III 
devices for which regulations requiring PMAs had not been issued, 
including EPPGs, to submit a summary of information concerning those 
devices by August 7, 2009 (74 FR 16214, April 9, 2009). On October 17, 
2011, FDA published a proposed rule proposing the reclassification of 
EPPG devices from class III to class II (76 FR 64224), which the Agency 
subsequently withdrew on September 15, 2014 (79 FR 54927). FDA withdrew 
the proposed rule in response to the new process for reclassifications 
under section 513(e) of the FD&C Act, as amended by FDASIA, and new 
information, including new information discussed during the 2013 Panel 
meeting.
    Single and dual chamber PSAs have historically been classified with 
EPPG devices. Single and dual chamber PSAs combine the functionality of 
a single or dual chamber EPPG, which is currently a class III device, 
and the functionality of a pacemaker electrode function tester, which 
is regulated as a class II device under Sec.  870.3720 (21 CFR 
870.3720). Single and dual chamber PSA devices have been found 
substantially equivalent to EPPG devices through the 510(k) process. 
TCPSA devices have not been determined to be substantially equivalent 
to a predicate device through the 510(k) process and, because TCPSAs 
were not on the market before May 28, 1976, TCPSAs have been reviewed 
through the PMA process as postamendments class III devices. This order 
creates a new classification regulation for single, dual, and triple 
chamber PSA devices, which combine the functionality of an EPPG and the 
functionality of a pacemaker electrode function tester.
    As discussed in the proposed order, FDA considered the available 
information on these devices (EPPG and PSA devices) and concluded that 
reclassifying these devices to class II, subject to the identified 
special controls, would provide reasonable assurance of their safety 
and effectiveness. As required by section 513(e)(1) of the FD&C Act, 
FDA convened a meeting of a device classification panel described in 
section 513(b) of the FD&C Act to discuss whether EPPG and PSA devices 
should be reclassified or remain in class III on September 11, 2013 (78 
FR 49272). The reclassification of EPPG and PSA devices was supported 
by the 2013 Panel. The 2013 Panel recommended that EPPG devices 
(including single and dual chamber PSAs) be reclassified to class II 
with special controls when intended for cardiac rate control or 
prophylactic arrhythmia prevention. In addition, the 2013 Panel agreed 
that EPPG devices are life-supporting and, per Sec.  860.93 (21 CFR 
860.93), explained that its rationale for recommending that EPPG 
devices be reclassified to class II was based on the proposed special 
controls FDA presented, which the 2013 Panel believed were adequate 
(along with general controls) to mitigate the risks of the device.
    The 2013 Panel also recommended that TCPSA devices be reclassified 
to class II with special controls when intended for use during the 
pulse generator implant procedure. The 2013 Panel acknowledged that 
TCPSA devices are life-supporting devices and provided the following 
rationale per Sec.  860.93 for recommending that TCPSA devices be 
reclassified to class II: (1) These devices are used only during the 
implant procedure where backup monitoring is continuous, hazards can be 
recognized and treated immediately, and where there is a reasonable 
expectation that users are adequately trained; (2) these devices are 
not intended to provide the long-term hemodynamic benefit of 
biventricular pacing or cardiac resynchronization therapy; and (3) the 
recommended special controls will mitigate the health risks associated 
with the device. The 2013 Panel transcript and other meeting materials 
are available on FDA's Web site (Ref. 1). Since the 2013 Panel meeting, 
FDA has not become aware of new information that would provide a basis 
for a device classification panel to make a different recommendation or 
different findings.

III. Public Comments in Response to the Proposed Order

    In response to the September 15, 2014, proposed order to reclassify 
EPPG and PSA devices (79 FR 54927), FDA received two comments. FDA 
previously received three sets of comments on the October 17, 2011, 
proposed rule to reclassify EPPG devices that was subsequently 
withdrawn (79 FR 54927). The Agency has considered all of these 
comments in drafting this final order.
    The comments and FDA's responses to the comments are summarized in 
this section. Certain comments are grouped together under a single 
number because the subject matter of the comments is similar. The 
number assigned to each comment is purely for organizational purposes 
and does not signify the comment's value or importance or the order in 
which it was submitted.
    (Comment 1) Four comments suggested that EPPG devices are life-
sustaining and should be subject to premarket approval to provide 
better assurance of safety and effectiveness; as such, the comments 
asserted that EPPG devices should remain in class III. Further, one 
comment indicated that the proposed special controls are not sufficient 
to mitigate the risks associated with EPPG devices. Three other 
comments also discussed the risks associated with these devices and the 
need for adequate mitigation through premarket approval.
    (Response 1) These comments were considered by FDA in drafting this 
final order. Per 21 CFR 860.3(c)(3), a device is in class III if two 
conditions are met: (1) Insufficient information exists to determine 
that general controls are sufficient to provide reasonable assurance of 
its safety and effectiveness or that application of special controls 
described in 21 CFR 860.3(c)(2) would provide such assurance, and (2) 
the device is life-supporting or life-sustaining, or for a use which is 
of substantial importance in preventing impairment of human health, or 
if the device presents a potential unreasonable risk of illness or 
injury. FDA has concluded that for EPPG devices, special controls will 
provide reasonable assurance of safety and effectiveness to 
appropriately mitigate risks to health. Therefore, these life-
supporting devices can be reclassified into class II. As discussed in 
section II, the 2013 Panel agreed with FDA's recommendation of class II 
for EPPG and TCPSA devices.
    EPPG devices are therapeutic devices designed to be used 
temporarily and in a controlled clinical setting. The expected presence 
of clinical support

[[Page 22528]]

and physician monitoring mitigates many potential complications. 
Specifically, EPPG devices are used exclusively in hospital 
environments with the patients supervised by qualified medical 
personnel. The environment of care for EPPG devices includes 
resuscitation equipment, hospital level monitoring of heart rhythm, and 
patient vital status by other devices with alarm functions. The special 
controls require labeling for EPPG devices to ``clearly state that 
these devices are intended for use in a hospital environment and under 
the supervision of a clinician trained in their use.'' Further, the 
non-clinical performance testing and labeling special controls 
appropriately mitigate the risks for EPPG devices by helping to ensure 
adequate device performance/pacing, as well as proper maintenance of 
the device.
    (Comment 2) Three comments referenced the number of medical device 
reports (MDRs) associated with EPPG devices and suggested that MDR data 
support keeping EPPG devices in class III. Two of those comments also 
discussed the number of MDR reports for malfunctions associated with 
EPPG devices and suggested that this shows the performance standards 
that have been developed and used to support EPPG marketing 
applications are insufficient to provide reasonable assurance of safety 
and effectiveness.
    (Response 2) Increased premarket regulatory requirements cannot be 
assumed to result in fewer MDRs, nor are MDRs necessarily an indicator 
of poor device performance. FDA performed multiple analyses of MDRs for 
EPPG devices in the Manufacturer and User Facility Device Experience 
(MAUDE) database. The Agency's analysis of the available data shows 
that over 85 percent of reports had either no patient involvement or no 
known consequences to the patient. These types of malfunction reports 
were generally discovered during routine servicing, which may be 
anticipated for reusable electrical devices. FDA's MDR analyses were 
conducted multiple times during the reclassification process and showed 
trends of increased reporting, but with an associated sharp decline in 
the relative number of death and injury reports over the last several 
years (i.e., the increased reporting was largely for device 
malfunctions). FDA believes these trends are indicative of tighter 
adherence to MDR requirements and a related change in reporting 
practices rather than a change in device performance. FDA's detailed 
review of MDRs for EPPG devices also did not suggest design or 
functional issues that would be decreased by requiring premarket 
approval for EPPG devices.
    FDA also reviewed device recalls for EPPGs over the past 15 years 
and did not find evidence indicating the need for class III premarket 
approval regulation of these devices. FDA presented its analysis of MDR 
and recall data to the 2013 Panel that ultimately recommended 
reclassification of EPPG devices from class III to class II (special 
controls). The 2013 Panel identified no new or different risks for EPPG 
devices based on that information. Therefore, FDA believes that the 
identified special controls provide adequate mitigation of the health 
risks posed by the EPPG device.
    (Comment 3) One comment suggested that EPPG devices remain in class 
III and require PMAs because FDA failed to identify new information on 
which to base the reclassification recommendation, specifically noting: 
(1) Performance standards developed in support of PMAs are not publicly 
available, and (2) FDA used information submitted in response to the 
515(i) Order that was not publicly available in the Agency's analysis 
of risks to health for EPPG devices.
    (Response 3) FDA's presentation to the 2013 Panel included a 
summary of the available safety and effectiveness information for EPPG 
devices, including FDA's analysis of adverse event reports from FDA's 
MAUDE database and available literature. The 2013 Panel agreed with 
FDA's conclusion that the available scientific evidence is adequate to 
support reasonable assurance of the safety and effectiveness of EPPG 
devices and to reclassify EPPG devices to class II. While the 2013 
Panel agreed with the identified risks to health presented at the 
September 11, 2013, meeting, it recommended that FDA consider rewording 
some of the language for clarity and also to ensure that certain 
hazards, such as asynchronous pacing and arrhythmia induction, are 
included in the risks to health. FDA agreed with the 2013 Panel's 
recommendations and modified the risks to health accordingly as 
outlined in section V of the 2014 proposed order. The Agency identified 
in the proposed order special controls, including non-clinical 
performance testing data and labeling that, together with general 
controls (including prescription use), would provide reasonable 
assurance of the safety and effectiveness of EPPG devices. Since the 
2013 Panel, FDA has not become aware of new information that would 
provide a basis for a different recommendation or finding for these 
devices.
    Information submitted in response to the 2009 515(i) Order that FDA 
used in its reclassification determination was incorporated in what the 
Agency presented to the 2013 Panel (see Ref. 1). In addition, that 
information was listed in the September 15, 2014, proposed order and is 
publicly available through other sources. The information presented to 
the 2013 Panel and discussed in the 2014 proposed order also identified 
and provided information regarding the two recognized consensus 
standards that address various aspects of design and performance of 
EPPG devices (IEC 60601-1 and IEC 60601-2-31). The information provided 
by these consensus standards is particularly important as design 
control measures and aided in forming part of the basis for FDA's 
reclassification determination. Therefore, the information that forms 
the basis for FDA's reclassification determination has been made 
publicly available.
    (Comment 4) One comment suggested that PSA devices remain in class 
III because the special controls rely heavily on labeling to mitigate 
risks, and expressed doubt that labeling would be sufficient to protect 
the health of patients.
    (Response 4) It should be noted that labeling is not the only 
mitigation that is proposed to reasonably assure safety and 
effectiveness of PSAs. Further, neither FDA nor the 2013 Panel believed 
that clinical performance testing was necessary to provide reasonable 
assurance of safety or effectiveness. The environment of care for PSAs 
is limited to the surgical implant suite, which must have backup 
pacing, defibrillation and resuscitation equipment, and capabilities 
including intensive care level monitoring of heart rhythm and patient 
vital signs. Therefore, FDA believes that the non-clinical performance 
testing and labeling special controls, in addition to general controls, 
can be established to mitigate the identified risks and provide 
reasonable assurance of the safety and effectiveness of PSA devices 
when indicated for use during the implant procedure of pacemakers and 
defibrillators for the evaluation of the placement and integrity of 
pacing leads to determine the appropriate pacing parameters for the 
implanted device. Furthermore, the 2013 Panel agreed that the special 
controls would mitigate the health risks associated with the PSA 
devices.

IV. The Final Order

    Based on the information discussed in the preamble to the proposed 
order (79 FR 54927, September 15, 2014), the comments received, a 
review of the

[[Page 22529]]

MAUDE database and recall data, a review of current scientific 
literature, and the 2013 Panel deliberations (see the 2013 Panel 
transcript (Ref. 1)), FDA concludes that special controls, in 
conjunction with general controls, will provide reasonable assurance of 
the safety and effectiveness of EPPG and PSA devices. Under sections 
513(e) and 513(f) of the FD&C Act, FDA is adopting its findings, as 
published in the preamble to the proposed order. FDA is issuing this 
final order to reclassify EPPG devices from class III to class II 
(special controls), as well as to create a separate classification 
regulation for PSA devices and reclassify PSA devices into class II 
(special controls). As noted in the proposed order, FDA is also making 
a slight modification to the identification for EPPG devices in Sec.  
[thinsp]870.3600 to clarify that these are prescription devices.
    Following the effective date of this final order, firms marketing 
an EPPG or PSA device must comply with the applicable mitigation 
measures set forth in the codified special controls. Manufacturers of 
EPPG or PSA devices that have not been legally marketed prior to the 
effective date of this final order, or models (if any) that have been 
marketed but are required to submit a new 510(k) under 21 CFR 
807.81(a)(3) because the device is about to be significantly changed or 
modified, must obtain 510(k) clearance and demonstrate compliance with 
the special controls included in this final order, before marketing the 
new or changed device.
    Section 510(m) of the FD&C Act provides that FDA may exempt a class 
II device from the premarket notification requirements under section 
510(k) of the FD&C Act if FDA determines that premarket notification is 
not necessary to provide reasonable assurance of the safety and 
effectiveness of the device. FDA has determined that premarket 
notification is necessary to provide reasonable assurance of safety and 
effectiveness of EPPG and PSA devices for their intended uses, and 
therefore, these device types are not exempt from premarket 
notification requirements.

V. Analysis of Environmental Impact

    The Agency has determined under 21 CFR 25.34(b) that this action is 
of a type that does not individually or cumulatively have a significant 
effect on the human environment. Therefore, neither an environmental 
assessment nor an environmental impact statement is required.

VI. Paperwork Reduction Act of 1995

    This final order refers to previously approved collections of 
information found in FDA regulations. These collections of information 
are subject to review by the Office of Management and Budget (OMB) 
under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). The 
collections of information in 21 CFR part 814 have been approved under 
OMB control number 0910-0231; the collections of information in 21 CFR 
part 807, subpart E, have been approved under OMB control number 0910-
0120; and the collections of information under 21 CFR part 801 have 
been approved under OMB control number 0910-0485.

VII. Codification of Orders

    Prior to the amendments by FDASIA, section 513(e) of the FD&C Act 
provided for FDA to issue regulations to reclassify devices. Although 
section 513(e) as amended requires FDA to issue final orders rather 
than regulations, FDASIA also provides for FDA to revoke previously 
promulgated regulations by order. FDA will continue to codify 
classifications and reclassifications in the Code of Federal 
Regulations (CFR). Changes resulting from final orders will appear in 
the CFR as changes to codified classification determinations or as 
newly codified orders. Therefore, pursuant to section 513(e)(1)(A)(i) 
of the FD&C Act, as amended by FDASIA, in this final order, we are 
revoking the requirements in Sec.  [thinsp]870.3600 related to the 
classification of EPPG devices as class III devices, and codifying the 
reclassification of EPPG and PSA devices into class II (special 
controls).

VIII. Reference

    The following reference is on display in the Division of Dockets 
Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, 
Rm. 1061, Rockville, MD 20852, and is available for viewing by 
interested persons between 9 a.m. and 4 p.m., Monday through Friday. 
FDA has verified the Web site address, as of the date this document 
publishes in the Federal Register, but Web sites are subject to change 
over time.

    1. The panel transcript and other meeting materials for the 
September 11, 2013, Circulatory System Devices Panel are available 
on FDA's Web site at http://www.fda.gov/AdvisoryCommittees/CommitteesMeetingMaterials/MedicalDevices/MedicalDevicesAdvisoryCommittee/CirculatorySystemDevicesPanel/ucm342357.htm.

List of Subjects in 21 CFR Part 870

    Medical devices.

    Therefore, under the Federal Food, Drug, and Cosmetic Act and under 
authority delegated to the Commissioner of Food and Drugs, 21 CFR part 
870 is amended as follows:

PART 870--CARDIOVASCULAR DEVICES

0
1. The authority citation for 21 CFR part 870 continues to read as 
follows:

    Authority: 21 U.S.C. 351, 360, 360c, 360e, 360j, 371.


0
2. Section 870.3600 is revised to read as follows:


Sec.  870.3600  External pacemaker pulse generator.

    (a) Identification. An external pacemaker pulse generator (EPPG) is 
a prescription device that has a power supply and electronic circuits 
that produce a periodic electrical pulse to stimulate the heart. This 
device, which is used outside the body, is used as a temporary 
substitute for the heart's intrinsic pacing system until a permanent 
pacemaker can be implanted, or to control irregular heartbeats in 
patients following cardiac surgery or a myocardial infarction. The 
device may have adjustments for impulse strength, duration, R-wave 
sensitivity, and other pacing variables.
    (b) Classification. Class II (special controls). The special 
controls for this device are:
    (1) Appropriate analysis/testing must validate electromagnetic 
compatibility (EMC) within a hospital environment.
    (2) Electrical bench testing must demonstrate device safety during 
intended use. This must include testing with the specific power source 
(i.e., battery power, AC mains connections, or both).
    (3) Non-clinical performance testing data must demonstrate the 
performance characteristics of the device. Testing must include the 
following:
    (i) Testing must demonstrate the accuracy of monitoring functions, 
alarms, measurement features, therapeutic features, and all adjustable 
or programmable parameters as identified in labeling;
    (ii) Mechanical bench testing of material strength must demonstrate 
that the device and connection cables will withstand forces or 
conditions encountered during use;
    (iii) Simulated use analysis/testing must demonstrate adequate user 
interface for adjustable parameters, performance of alarms, display 
screens, interface with external devices (e.g. data storage, printing), 
and indicator(s) functionality under intended use conditions; and
    (iv) Methods and instructions for cleaning the pulse generator and 
connection cables must be validated.
    (4) Appropriate software verification, validation, and hazard 
analysis must be performed.

[[Page 22530]]

    (5) Labeling must include the following:
    (i) The labeling must clearly state that these devices are intended 
for use in a hospital environment and under the supervision of a 
clinician trained in their use;
    (ii) Connector terminals should be clearly, unambiguously marked on 
the outside of the EPPG device. The markings should identify positive 
(+) and negative (-) polarities. Dual chamber devices should clearly 
identify atrial and ventricular terminals;
    (iii) The labeling must list all pacing modes available in the 
device;
    (iv) Labeling must include a detailed description of any special 
capabilities (e.g., overdrive pacing or automatic mode switching); and
    (v) Appropriate electromagnetic compatibility information must be 
included.

0
3. In Subpart D, add Sec.  870.3605 to read as follows:


Sec.  870.3605  Pacing system analyzer.

    (a) Identification. A pacing system analyzer (PSA) is a 
prescription device that combines the functionality of a pacemaker 
electrode function tester (Sec.  870.3720) and an external pacemaker 
pulse generator (EPPG) (Sec.  870.3600). It is connected to a pacemaker 
lead and uses a power supply and electronic circuits to supply an 
accurately calibrated, variable pacing pulse for measuring the 
patient's pacing threshold and intracardiac R-wave potential. A PSA may 
be a single, dual, or triple chamber system and can simultaneously 
deliver pacing therapy while testing one or more implanted pacing 
leads.
    (b) Classification. Class II (special controls). The special 
controls for this device are:
    (1) Appropriate analysis/testing must validate electromagnetic 
compatibility (EMC) within a hospital environment.
    (2) Electrical bench testing must demonstrate device safety during 
intended use. This must include testing with the specific power source 
(i.e., battery power, AC mains connections, or both).
    (3) Non-clinical performance testing data must demonstrate the 
performance characteristics of the device. Testing must include the 
following:
    (i) Testing must demonstrate the accuracy of monitoring functions, 
alarms, measurement features, therapeutic features, and all adjustable 
or programmable parameters as identified in labeling;
    (ii) Mechanical bench testing of material strength must demonstrate 
that the device and connection cables will withstand forces or 
conditions encountered during use;
    (iii) Simulated use analysis/testing must demonstrate adequate user 
interface for adjustable parameters, performance of alarms, display 
screens, interface with external devices (e.g. data storage, printing), 
and indicator(s) functionality under intended use conditions; and
    (iv) Methods and instructions for cleaning the pulse generator and 
connection cables must be validated.
    (4) Appropriate software verification, validation, and hazard 
analysis must be performed.
    (5) Labeling must include the following:
    (i) The labeling must clearly state that these devices are intended 
for use in a hospital environment and under the supervision of a 
clinician trained in their use;
    (ii) Connector terminals should be clearly, unambiguously marked on 
the outside of the PSA. The markings should identify positive (+) and 
negative (-) polarities. Dual chamber devices should clearly identify 
atrial and ventricular terminals. Triple chamber devices should clearly 
identify atrial, right ventricular, and left ventricular terminals;
    (iii) The labeling must list all pacing modes available in the 
device;
    (iv) Labeling must include a detailed description of any special 
capabilities (e.g., overdrive pacing or automatic mode switching);
    (v) Labeling must limit the use of external pacing to the implant 
procedure; and
    (vi) Appropriate electromagnetic compatibility information must be 
included.

    Dated: April 12, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-08898 Filed 4-15-16; 8:45 am]
 BILLING CODE 4164-01-P



                                                                    Federal Register / Vol. 81, No. 74 / Monday, April 18, 2016 / Rules and Regulations                                                22525

                                                   (3) Chickens—(i) Liver (the target                     (f) * * *                                           in § 510.600(c) of this chapter.’’ and in
                                                tissue). The tolerance for fenbendazole                   (1) * * *                                           its place add ‘‘Salinomycin as provided
                                                sulfone (the marker residue) is 5.2 ppm.                  (xxiv) Amount per ton. Monensin, 90                 by No. 016592; tylosin phosphate as
                                                   (ii) [Reserved]                                      to 110 grams, plus bacitracin                         provided by Nos. 000986 and 016592 in
                                                *       *    *     *   *                                methylenedisalicylate, 4 to 50 grams.                 § 510.600(c) of this chapter.’’;
                                                   (c) Related conditions of use. See                     (a) Indications for use. For improved               ■ f. In paragraph (d)(1)(xxiii)(b), remove
                                                §§ 520.905a, 520.905c, 520.905d,                        feed efficiency; as an aid in the                     ‘‘Salinomycin as provided by Nos.
                                                520.905e, and 558.258 of this chapter.                  prevention of coccidiosis caused by                   054771 and 016592; bambermycins by
                                                                                                        Eimeria necatrix, E. tenella, E.                      No. 016592 in § 510.600(c) of this
                                                PART 558—NEW ANIMAL DRUGS FOR                           acervulina, E. maxima, E. brunetti, and               chapter.’’ and in its place add
                                                USE IN ANIMAL FEEDS                                     E. mivati.                                            ‘‘Salinomycin and bambermycins as
                                                                                                          (b) Limitations. Do not feed to laying              provided by No. 016592 in § 510.600(c)
                                                ■ 41. The authority citation for part 558               chickens; feed continuously as sole                   of this chapter.’’;
                                                continues to read as follows:                           ration; in the absence of coccidiosis, the            ■ g. In paragraphs (d)(3)(ii)(B), (iii)(B),
                                                  Authority: 21 U.S.C. 354, 360b, 360ccc,               use of monensin with no withdrawal                    and (v)(B), remove ‘‘Salinomycin as
                                                360ccc–1, 371.                                          period may limit feed intake resulting in             provided by 054771; bacitracin
                                                                                                        reduced weight gain; as bacitracin                    methylene disalicylate as provided by
                                                § 558.195   [Amended]                                                                                         054771 in § 510.600(c) of this chapter.’’
                                                                                                        methylenedisalicylate provided by No.
                                                ■ 42. Amend § 558.195 as follows:                       054771 in § 510.600(c) of this chapter.               and in its place add ‘‘Salinomycin as
                                                ■ a. In the table in paragraph (e)(1)(i), in              (xxv) Amount per ton. Monensin, 90                  provided by No. 016592; bacitracin
                                                the ‘‘Limitations’’ column, remove ‘‘Do                 to 110 grams, plus bacitracin zinc, 4 to              methylenedisalicylate as provided by
                                                not feed to laying chickens.’’ and in its               50 grams.                                             No. 054771 in § 510.600(c) of this
                                                place add ‘‘Do not feed to laying hens                                                                        chapter.’’; and
                                                                                                        *     *     *     *     *
                                                producing eggs for human                                                                                      ■ h. In paragraph (d)(4)(i)(b), remove
                                                consumption.’’;                                         § 558.515    [Amended]                                ‘‘Salinomycin as provided by Nos.
                                                ■ b. In the table in paragraph (e)(2)(i), in                                                                  054771 and 016592; oxytetracycline as
                                                the ‘‘Limitations’’ column, remove ‘‘Do                 ■  45. In § 558.515, in the table in
                                                                                                                                                              provided by No. 066104 in § 510.600(c)
                                                not feed to cows producing milk for                     paragraph (d), in the entry for ‘‘30
                                                                                                                                                              of this chapter.’’ and in its place add
                                                food.’’ and in its place add ‘‘Do not feed              (0.0033 pct)’’, in the first entry under
                                                                                                                                                              ‘‘Salinomycin as provided by No.
                                                to cows producing milk for human                        the ‘‘Indications for use’’ column,
                                                                                                                                                              016592; oxytetracycline as provided by
                                                consumption.’’;                                         remove ‘‘For broiler and fryer
                                                                                                                                                              No. 066104 in § 510.600(c) of this
                                                ■ c. In the table in paragraphs (e)(3)(i)1.
                                                                                                        chickens:’’ and in its place add ‘‘Broiler
                                                                                                                                                              chapter.’’
                                                and (e)(3)(ii)1., in the ‘‘Limitations’’                chickens:’’; and in the first entry under
                                                column, remove ‘‘Do not feed to sheep                   the ‘‘Limitations’’ column, remove ‘‘Do               § 558.586    [Amended]
                                                producing milk for food.’’ and in its                   not feed to layers.’’ and in its place add            ■  47. In § 558.586, in paragraph (b),
                                                place add ‘‘Do not feed to sheep                        ‘‘Do not feed to chickens producing eggs              remove ‘‘000859’’ and in its place add
                                                producing milk for human                                for food.’’                                           ‘‘016592’’.
                                                consumption.’’; and                                     § 558.550    [Amended]                                  Dated: April 12, 2016.
                                                ■ d. In the table in paragraphs (e)(3)(i)2.
                                                                                             46. Amend § 558.550 as follows:
                                                                                                        ■                                                     Tracey Forfa,
                                                and (e)(3)(ii)2., in the ‘‘Limitations’’
                                                                                             a. In paragraph (b)(1), remove
                                                                                                        ■                                                     Acting Director, Center for Veterinary
                                                column, remove ‘‘Do not feed to goats
                                                                                          ‘‘054771’’ and in its place add                                     Medicine.
                                                producing milk for food.’’ and in its
                                                place add ‘‘Do not feed to goats          ‘‘016592’’;                                                         [FR Doc. 2016–08827 Filed 4–15–16; 8:45 am]

                                                producing milk for human                  ■ b. Remove paragraph (b)(2) and                                    BILLING CODE 4164–01–P

                                                consumption.’’                            redesignate paragraph (b)(3) as
                                                ■ 43. In § 558.340, redesignate
                                                                                          paragraph (b)(2);
                                                                                          ■ c. In paragraph (d)(1)(xvi)(c), remove                            DEPARTMENT OF HEALTH AND
                                                paragraphs (c)(1)(i) and (ii) as                                                                              HUMAN SERVICES
                                                paragraphs (c)(2) and (3); and revise     ‘‘Chlortetracycline as provided by Nos.
                                                newly redesignated paragraph (c)(2) to    054771 and 069254; salinomycin as
                                                                                                                                                              Food and Drug Administration
                                                read as follows:                          provided by Nos. 054771 and 016592 in
                                                                                          § 510.600(c) of this chapter.’’ and in its
                                                                                                                                                              21 CFR Part 870
                                                § 558.340 Maduramicin.                    place add ‘‘Chlortetracycline as
                                                *      *     *      *      *              provided by Nos. 054771 and 069254;                                 [Docket No. FDA–2011–N–0650]
                                                   (c) * * *                              salinomycin as provided by No. 016592
                                                   (2) Indications for use. Broiler       in § 510.600(c) of this chapter.’’;                                 Cardiovascular Devices;
                                                chickens: For prevention of coccidiosis   ■ d. In paragraph (d)(1)(xx)(C) and                                 Reclassification of External Pacemaker
                                                caused by Eimeria acervulina, E. tenella, (xxi)(C), remove ‘‘Salinomycin as                                   Pulse Generator Devices;
                                                E. brunetti, E. maxima, E. necatrix, and  provided by 054771; bacitracin                                      Reclassification of Pacing System
                                                E. mivati.                                methylene disalicylate as provided by                               Analyzers
                                                *      *     *      *      *              054771 in § 510.600(c) in this chapter.’’                           AGENCY:     Food and Drug Administration,
                                                ■ 44. In § 558.355, revise paragraph      and in its place add ‘‘Salinomycin as                               HHS.
                                                (f)(1)(xxiv); and revise paragraph        provided by No. 016592; bacitracin                                  ACTION:   Final order.
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                                                (f)(1)(xxv) introductory text and remove methylenedisalicylate as provided by
                                                and reserve paragraphs (f)(1)(xxx),       No. 054771 in § 510.600(c) in this                                  SUMMARY:   The Food and Drug
                                                (f)(4)(iv), and (f)(4)(v).                chapter.’’;                                                         Administration (FDA) is issuing a final
                                                   The revisions read as follows:         ■ e. In paragraph (d)(1)(xxii)(B), remove                           order to reclassify external pacemaker
                                                                                          ‘‘Salinomycin as provided by Nos.                                   pulse generator (EPPG) devices, which
                                                § 558.355 Monensin.                       016592 and 054771; tylosin phosphate                                are currently preamendments class III
                                                *      *     *      *      *              as provided by Nos. 000986 and 016592                               devices (regulated under product code


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                                                22526               Federal Register / Vol. 81, No. 74 / Monday, April 18, 2016 / Rules and Regulations

                                                DTE), into class II (special controls) and              preamendments devices under these                     section 513(e) of the FD&C Act or an
                                                to reclassify pacing system analyzers                   procedures.                                           interested person may petition FDA to
                                                (PSAs) into class II (special controls)                    A preamendments device that has                    reclassify an eligible device type. The
                                                based on new information and subject to                 been classified into class III and devices            term ‘‘new information,’’ as used in
                                                premarket notification. This final order                found substantially equivalent by means               section 513(e) of the FD&C Act, includes
                                                also creates a separate classification                  of premarket notification (510(k))                    information developed as a result of a
                                                regulation for PSAs and places single                   procedures to such a preamendments                    reevaluation of the data before the
                                                and dual chamber PSAs, which are                        device or to a device within that type                Agency when the device was originally
                                                currently classified with EPPG devices,                 (both the preamendments and                           classified, as well as information not
                                                and triple chamber PSAs (TCPSAs),                       substantially equivalent devices are                  presented, not available, or not
                                                which are currently postamendments                      referred to as preamendments class III                developed at that time. (See, e.g.,
                                                class III devices, into that new                        devices) may be marketed without                      Holland-Rantos Co. v. United States
                                                classification regulation.                              submission of a premarket approval                    Department of Health, Education, and
                                                DATES: This order is effective April 18,                application (PMA) until FDA issues a                  Welfare, 587 F.2d 1173, 1174 n.1 (D.C.
                                                2016.                                                   final order under section 515(b) of the               Cir. 1978); Upjohn v. Finch, 422 F.2d
                                                                                                        FD&C Act (21 U.S.C. 360e(b)) requiring                944 (6th Cir. 1970); Bell v. Goddard, 366
                                                FOR FURTHER INFORMATION CONTACT:
                                                                                                        premarket approval or until the device                F.2d 177 (7th Cir. 1966).
                                                Hina Pinto, Center for Devices and
                                                                                                        is subsequently reclassified into class I                Reevaluation of the data previously
                                                Radiological Health, Food and Drug
                                                                                                        or class II.                                          before the Agency is an appropriate
                                                Administration, 10903 New Hampshire                        Devices that were not in commercial                basis for subsequent action where the
                                                Ave., Bldg. 66, Rm. 1652, Silver Spring,                distribution prior to May 28, 1976                    reevaluation is made in light of newly
                                                MD 20993, 301–796–6351, hina.pinto@                     (generally referred to as                             available authority (see Bell, 366 F.2d at
                                                fda.hhs.gov.                                            postamendments devices), are                          181; Ethicon, Inc. v. FDA, 762 F. Supp.
                                                SUPPLEMENTARY INFORMATION:                              automatically classified by section                   382, 388–391 (D.D.C. 1991)), or in light
                                                I. Background—Regulatory Authorities                    513(f) of the FD&C Act into class III                 of changes in ‘‘medical science’’
                                                                                                        without any FDA rulemaking process.                   (Upjohn, 422 F.2d at 951). Whether data
                                                   The Federal Food, Drug, and Cosmetic                 Those devices remain in class III and                 before the Agency are old or new data,
                                                Act (the FD&C Act), as amended by the                   require premarket approval unless, and                the ‘‘new information’’ to support
                                                Medical Device Amendments of 1976                       until, the device is reclassified into class          reclassification under section 513(e)
                                                (the 1976 amendments) (Pub. L. 94–                      I or II or FDA issues an order finding the            must be ‘‘valid scientific evidence,’’ as
                                                295), the Safe Medical Devices Act of                   device to be substantially equivalent, in             defined in section 513(a)(3) of the FD&C
                                                1990 (Pub. L. 101–629), the Food and                    accordance with section 513(i) of the                 Act and 21 CFR 860.7(c)(2). (See, e.g.,
                                                Drug Administration Modernization Act                   FD&C Act, to a predicate device that                  General Medical Co. v. FDA, 770 F.2d
                                                of 1997 (Pub. L. 105–115), the Medical                  does not require premarket approval.                  214 (D.C. Cir. 1985); Contact Lens
                                                Device User Fee and Modernization Act                   The Agency determines whether new                     Manufacturers Assoc. v. FDA, 766 F.2d
                                                of 2002 (Pub. L. 107–250), the Medical                  devices are substantially equivalent to               592 (D.C. Cir. 1985), cert. denied, 474
                                                Devices Technical Corrections Act (Pub.                 predicate devices by means of                         U.S. 1062 (1986).) FDA relies upon
                                                L. 108–214), the Food and Drug                          premarket notification procedures in                  ‘‘valid scientific evidence’’ in the
                                                Administration Amendments Act of                        section 510(k) of the FD&C Act (21                    reclassification process to determine the
                                                2007 (Pub. L. 110–85), and the Food and                 U.S.C. 360(k)) and 21 CFR part 807.                   level of regulation for devices. To be
                                                Drug Administration Safety and                             A postamendments device that has                   considered in the reclassification
                                                Innovation Act (FDASIA) (Pub. L. 112–                   been initially classified in class III                process, the ‘‘valid scientific evidence’’
                                                144), among other amendments,                           under section 513(f)(1) of the FD&C Act               upon which the Agency relies must be
                                                establishes a comprehensive system for                  may be reclassified into class I or class             publicly available. Publicly available
                                                the regulation of medical devices                       II under section 513(f)(3) of the FD&C                information excludes trade secret and/or
                                                intended for human use. Section 513 of                  Act. Section 513(f)(3) of the FD&C Act                confidential commercial information,
                                                the FD&C Act (21 U.S.C. 360c)                           provides that FDA acting by order can                 e.g., the contents of a pending PMA (see
                                                establishes three categories (classes) of               reclassify the device into class I or class           section 520(c) of the FD&C Act (21
                                                devices, reflecting the regulatory                      II on its own initiative, or in response              U.S.C. 360j(c)).
                                                controls needed to provide reasonable                   to a petition from the manufacturer or                   Section 513(e)(1) of the FD&C Act sets
                                                assurance of their safety and                           importer of the device. To change the                 forth the process for issuing a final order
                                                effectiveness. The three categories of                  classification of the device, the                     to reclassify a device under that section.
                                                devices are class I (general controls),                 proposed new class must have sufficient               Specifically, prior to the issuance of a
                                                class II (special controls), and class III              regulatory controls to provide                        final order reclassifying a device, the
                                                (premarket approval).                                   reasonable assurance of the safety and                following must occur: (1) Publication of
                                                   Under section 513(d) of the FD&C Act,                effectiveness of the device for its                   a proposed order in the Federal
                                                devices that were in commercial                         intended use.                                         Register; (2) a meeting of a device
                                                distribution before the enactment of the                   On July 9, 2012, FDASIA was enacted.               classification panel described in section
                                                1976 amendments, May 28, 1976                           Section 608(a) of FDASIA amended                      513(b) of the FD&C Act and (3)
                                                (generally referred to as preamendments                 section 513(e) of the FD&C Act,                       consideration of comments to a public
                                                devices), are classified after FDA has: (1)             changing the mechanism for                            docket. FDA published a proposed order
                                                Received a recommendation from a                        reclassifying a device under that section             to reclassify EPPG and PSA devices in
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                                                device classification panel (an FDA                     from rulemaking to an administrative                  the Federal Register of September 15,
                                                advisory committee); (2) published the                  order.                                                2014 (79 FR 54927) (the ‘‘proposed
                                                panel’s recommendation for comment,                        Section 513(e) of the FD&C Act                     order’’). On September 11, 2013, FDA
                                                along with a proposed regulation                        provides that FDA may, by                             held a meeting of a device classification
                                                classifying the device; and (3) published               administrative order, reclassify a device             panel described in section 513(b) to
                                                a final regulation classifying the device.              based upon ‘‘new information.’’ FDA                   discuss reclassification of EPPG and
                                                FDA has classified most                                 can initiate a reclassification under                 PSA devices (the ‘‘2013 Panel’’). FDA


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                                                                    Federal Register / Vol. 81, No. 74 / Monday, April 18, 2016 / Rules and Regulations                                          22527

                                                has also received and considered                        functionality of a pacemaker electrode                III. Public Comments in Response to the
                                                comments on the proposed order as                       function tester.                                      Proposed Order
                                                discussed in section III. Therefore, FDA                   As discussed in the proposed order,                   In response to the September 15,
                                                has satisfied the requirements for                      FDA considered the available                          2014, proposed order to reclassify EPPG
                                                issuing a final order under section                     information on these devices (EPPG and                and PSA devices (79 FR 54927), FDA
                                                513(e)(1) of the FD&C Act.                              PSA devices) and concluded that                       received two comments. FDA
                                                II. Regulatory History of the Devices                   reclassifying these devices to class II,              previously received three sets of
                                                                                                        subject to the identified special controls,           comments on the October 17, 2011,
                                                   As noted in the proposed order, on                                                                         proposed rule to reclassify EPPG
                                                                                                        would provide reasonable assurance of
                                                March 9, 1979, the Agency published a                                                                         devices that was subsequently
                                                                                                        their safety and effectiveness. As
                                                proposed rule for the classification of                                                                       withdrawn (79 FR 54927). The Agency
                                                                                                        required by section 513(e)(1) of the
                                                EPPG devices into class III (44 FR                                                                            has considered all of these comments in
                                                13284). FDA subsequently published a                    FD&C Act, FDA convened a meeting of
                                                                                                        a device classification panel described               drafting this final order.
                                                final rule classifying EPPG devices into                                                                         The comments and FDA’s responses
                                                class III under § 870.3600 (21 CFR                      in section 513(b) of the FD&C Act to
                                                                                                        discuss whether EPPG and PSA devices                  to the comments are summarized in this
                                                870.3600) after receiving no comments                                                                         section. Certain comments are grouped
                                                on the March 9, 1979, proposed rule (45                 should be reclassified or remain in class
                                                                                                                                                              together under a single number because
                                                FR 7904, February 5, 1980). In 1987,                    III on September 11, 2013 (78 FR
                                                                                                                                                              the subject matter of the comments is
                                                FDA published a final rule to codify                    49272). The reclassification of EPPG and
                                                                                                                                                              similar. The number assigned to each
                                                language clarifying that no effective date              PSA devices was supported by the 2013
                                                                                                                                                              comment is purely for organizational
                                                had been established for the                            Panel. The 2013 Panel recommended                     purposes and does not signify the
                                                requirement for premarket approval for                  that EPPG devices (including single and               comment’s value or importance or the
                                                EPPG devices (52 FR 17732, May 11,                      dual chamber PSAs) be reclassified to                 order in which it was submitted.
                                                1987). In 2009, FDA published an order                  class II with special controls when                      (Comment 1) Four comments
                                                (the ‘‘515(i) Order’’) requiring                        intended for cardiac rate control or                  suggested that EPPG devices are life-
                                                manufacturers of remaining class III                    prophylactic arrhythmia prevention. In                sustaining and should be subject to
                                                devices for which regulations requiring                 addition, the 2013 Panel agreed that                  premarket approval to provide better
                                                PMAs had not been issued, including                     EPPG devices are life-supporting and,                 assurance of safety and effectiveness; as
                                                EPPGs, to submit a summary of                           per § 860.93 (21 CFR 860.93), explained               such, the comments asserted that EPPG
                                                information concerning those devices by                 that its rationale for recommending that              devices should remain in class III.
                                                August 7, 2009 (74 FR 16214, April 9,                   EPPG devices be reclassified to class II              Further, one comment indicated that the
                                                2009). On October 17, 2011, FDA                         was based on the proposed special                     proposed special controls are not
                                                published a proposed rule proposing the                 controls FDA presented, which the 2013                sufficient to mitigate the risks associated
                                                reclassification of EPPG devices from                   Panel believed were adequate (along                   with EPPG devices. Three other
                                                class III to class II (76 FR 64224), which              with general controls) to mitigate the                comments also discussed the risks
                                                the Agency subsequently withdrew on                     risks of the device.                                  associated with these devices and the
                                                September 15, 2014 (79 FR 54927). FDA                                                                         need for adequate mitigation through
                                                                                                           The 2013 Panel also recommended
                                                withdrew the proposed rule in response                                                                        premarket approval.
                                                to the new process for reclassifications                that TCPSA devices be reclassified to
                                                                                                        class II with special controls when                      (Response 1) These comments were
                                                under section 513(e) of the FD&C Act,                                                                         considered by FDA in drafting this final
                                                as amended by FDASIA, and new                           intended for use during the pulse
                                                                                                                                                              order. Per 21 CFR 860.3(c)(3), a device
                                                information, including new information                  generator implant procedure. The 2013
                                                                                                                                                              is in class III if two conditions are met:
                                                discussed during the 2013 Panel                         Panel acknowledged that TCPSA
                                                                                                                                                              (1) Insufficient information exists to
                                                meeting.                                                devices are life-supporting devices and
                                                                                                                                                              determine that general controls are
                                                                                                        provided the following rationale per
                                                   Single and dual chamber PSAs have                                                                          sufficient to provide reasonable
                                                                                                        § 860.93 for recommending that TCPSA
                                                historically been classified with EPPG                                                                        assurance of its safety and effectiveness
                                                devices. Single and dual chamber PSAs                   devices be reclassified to class II: (1)              or that application of special controls
                                                combine the functionality of a single or                These devices are used only during the                described in 21 CFR 860.3(c)(2) would
                                                dual chamber EPPG, which is currently                   implant procedure where backup                        provide such assurance, and (2) the
                                                a class III device, and the functionality               monitoring is continuous, hazards can                 device is life-supporting or life-
                                                of a pacemaker electrode function tester,               be recognized and treated immediately,                sustaining, or for a use which is of
                                                which is regulated as a class II device                 and where there is a reasonable                       substantial importance in preventing
                                                under § 870.3720 (21 CFR 870.3720).                     expectation that users are adequately                 impairment of human health, or if the
                                                Single and dual chamber PSA devices                     trained; (2) these devices are not                    device presents a potential unreasonable
                                                have been found substantially                           intended to provide the long-term                     risk of illness or injury. FDA has
                                                equivalent to EPPG devices through the                  hemodynamic benefit of biventricular                  concluded that for EPPG devices,
                                                510(k) process. TCPSA devices have not                  pacing or cardiac resynchronization                   special controls will provide reasonable
                                                been determined to be substantially                     therapy; and (3) the recommended                      assurance of safety and effectiveness to
                                                equivalent to a predicate device through                special controls will mitigate the health             appropriately mitigate risks to health.
                                                the 510(k) process and, because TCPSAs                  risks associated with the device. The                 Therefore, these life-supporting devices
                                                were not on the market before May 28,                   2013 Panel transcript and other meeting               can be reclassified into class II. As
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                                                1976, TCPSAs have been reviewed                         materials are available on FDA’s Web                  discussed in section II, the 2013 Panel
                                                through the PMA process as                              site (Ref. 1). Since the 2013 Panel                   agreed with FDA’s recommendation of
                                                postamendments class III devices. This                  meeting, FDA has not become aware of                  class II for EPPG and TCPSA devices.
                                                order creates a new classification                      new information that would provide a                     EPPG devices are therapeutic devices
                                                regulation for single, dual, and triple                 basis for a device classification panel to            designed to be used temporarily and in
                                                chamber PSA devices, which combine                      make a different recommendation or                    a controlled clinical setting. The
                                                the functionality of an EPPG and the                    different findings.                                   expected presence of clinical support


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                                                22528               Federal Register / Vol. 81, No. 74 / Monday, April 18, 2016 / Rules and Regulations

                                                and physician monitoring mitigates                      would be decreased by requiring                       its reclassification determination was
                                                many potential complications.                           premarket approval for EPPG devices.                  incorporated in what the Agency
                                                Specifically, EPPG devices are used                        FDA also reviewed device recalls for               presented to the 2013 Panel (see Ref. 1).
                                                exclusively in hospital environments                    EPPGs over the past 15 years and did                  In addition, that information was listed
                                                with the patients supervised by                         not find evidence indicating the need                 in the September 15, 2014, proposed
                                                qualified medical personnel. The                        for class III premarket approval                      order and is publicly available through
                                                environment of care for EPPG devices                    regulation of these devices. FDA                      other sources. The information
                                                includes resuscitation equipment,                       presented its analysis of MDR and recall              presented to the 2013 Panel and
                                                hospital level monitoring of heart                      data to the 2013 Panel that ultimately                discussed in the 2014 proposed order
                                                rhythm, and patient vital status by other               recommended reclassification of EPPG                  also identified and provided
                                                devices with alarm functions. The                       devices from class III to class II (special           information regarding the two
                                                special controls require labeling for                   controls). The 2013 Panel identified no               recognized consensus standards that
                                                EPPG devices to ‘‘clearly state that these              new or different risks for EPPG devices               address various aspects of design and
                                                devices are intended for use in a                       based on that information. Therefore,                 performance of EPPG devices (IEC
                                                hospital environment and under the                      FDA believes that the identified special              60601–1 and IEC 60601–2–31). The
                                                supervision of a clinician trained in                   controls provide adequate mitigation of               information provided by these
                                                their use.’’ Further, the non-clinical                  the health risks posed by the EPPG                    consensus standards is particularly
                                                performance testing and labeling special                device.                                               important as design control measures
                                                controls appropriately mitigate the risks                  (Comment 3) One comment suggested                  and aided in forming part of the basis
                                                for EPPG devices by helping to ensure                   that EPPG devices remain in class III                 for FDA’s reclassification determination.
                                                adequate device performance/pacing, as                  and require PMAs because FDA failed to                Therefore, the information that forms
                                                well as proper maintenance of the                       identify new information on which to                  the basis for FDA’s reclassification
                                                device.                                                 base the reclassification                             determination has been made publicly
                                                  (Comment 2) Three comments                            recommendation, specifically noting: (1)              available.
                                                referenced the number of medical                        Performance standards developed in                       (Comment 4) One comment suggested
                                                device reports (MDRs) associated with                   support of PMAs are not publicly                      that PSA devices remain in class III
                                                EPPG devices and suggested that MDR                     available, and (2) FDA used information               because the special controls rely heavily
                                                data support keeping EPPG devices in                    submitted in response to the 515(i)                   on labeling to mitigate risks, and
                                                class III. Two of those comments also                   Order that was not publicly available in              expressed doubt that labeling would be
                                                discussed the number of MDR reports                     the Agency’s analysis of risks to health              sufficient to protect the health of
                                                for malfunctions associated with EPPG                   for EPPG devices.                                     patients.
                                                devices and suggested that this shows                      (Response 3) FDA’s presentation to                    (Response 4) It should be noted that
                                                the performance standards that have                     the 2013 Panel included a summary of                  labeling is not the only mitigation that
                                                been developed and used to support                      the available safety and effectiveness                is proposed to reasonably assure safety
                                                EPPG marketing applications are                         information for EPPG devices, including               and effectiveness of PSAs. Further,
                                                insufficient to provide reasonable                      FDA’s analysis of adverse event reports               neither FDA nor the 2013 Panel
                                                assurance of safety and effectiveness.                  from FDA’s MAUDE database and                         believed that clinical performance
                                                  (Response 2) Increased premarket                      available literature. The 2013 Panel                  testing was necessary to provide
                                                regulatory requirements cannot be                       agreed with FDA’s conclusion that the                 reasonable assurance of safety or
                                                assumed to result in fewer MDRs, nor                    available scientific evidence is adequate             effectiveness. The environment of care
                                                are MDRs necessarily an indicator of                    to support reasonable assurance of the                for PSAs is limited to the surgical
                                                poor device performance. FDA                            safety and effectiveness of EPPG devices              implant suite, which must have backup
                                                performed multiple analyses of MDRs                     and to reclassify EPPG devices to class               pacing, defibrillation and resuscitation
                                                for EPPG devices in the Manufacturer                    II. While the 2013 Panel agreed with the              equipment, and capabilities including
                                                and User Facility Device Experience                     identified risks to health presented at               intensive care level monitoring of heart
                                                (MAUDE) database. The Agency’s                          the September 11, 2013, meeting, it                   rhythm and patient vital signs.
                                                analysis of the available data shows that               recommended that FDA consider                         Therefore, FDA believes that the non-
                                                over 85 percent of reports had either no                rewording some of the language for                    clinical performance testing and
                                                patient involvement or no known                         clarity and also to ensure that certain               labeling special controls, in addition to
                                                consequences to the patient. These                      hazards, such as asynchronous pacing                  general controls, can be established to
                                                types of malfunction reports were                       and arrhythmia induction, are included                mitigate the identified risks and provide
                                                generally discovered during routine                     in the risks to health. FDA agreed with               reasonable assurance of the safety and
                                                servicing, which may be anticipated for                 the 2013 Panel’s recommendations and                  effectiveness of PSA devices when
                                                reusable electrical devices. FDA’s MDR                  modified the risks to health accordingly              indicated for use during the implant
                                                analyses were conducted multiple times                  as outlined in section V of the 2014                  procedure of pacemakers and
                                                during the reclassification process and                 proposed order. The Agency identified                 defibrillators for the evaluation of the
                                                showed trends of increased reporting,                   in the proposed order special controls,               placement and integrity of pacing leads
                                                but with an associated sharp decline in                 including non-clinical performance                    to determine the appropriate pacing
                                                the relative number of death and injury                 testing data and labeling that, together              parameters for the implanted device.
                                                reports over the last several years (i.e.,              with general controls (including                      Furthermore, the 2013 Panel agreed that
                                                the increased reporting was largely for                 prescription use), would provide                      the special controls would mitigate the
                                                device malfunctions). FDA believes                      reasonable assurance of the safety and                health risks associated with the PSA
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                                                these trends are indicative of tighter                  effectiveness of EPPG devices. Since the              devices.
                                                adherence to MDR requirements and a                     2013 Panel, FDA has not become aware
                                                related change in reporting practices                   of new information that would provide                 IV. The Final Order
                                                rather than a change in device                          a basis for a different recommendation                  Based on the information discussed in
                                                performance. FDA’s detailed review of                   or finding for these devices.                         the preamble to the proposed order (79
                                                MDRs for EPPG devices also did not                         Information submitted in response to               FR 54927, September 15, 2014), the
                                                suggest design or functional issues that                the 2009 515(i) Order that FDA used in                comments received, a review of the


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                                                                    Federal Register / Vol. 81, No. 74 / Monday, April 18, 2016 / Rules and Regulations                                            22529

                                                MAUDE database and recall data, a                       found in FDA regulations. These                       PART 870—CARDIOVASCULAR
                                                review of current scientific literature,                collections of information are subject to             DEVICES
                                                and the 2013 Panel deliberations (see                   review by the Office of Management and
                                                the 2013 Panel transcript (Ref. 1)), FDA                Budget (OMB) under the Paperwork                      ■ 1. The authority citation for 21 CFR
                                                concludes that special controls, in                     Reduction Act of 1995 (44 U.S.C. 3501–                part 870 continues to read as follows:
                                                conjunction with general controls, will                 3520). The collections of information in                Authority: 21 U.S.C. 351, 360, 360c, 360e,
                                                provide reasonable assurance of the                     21 CFR part 814 have been approved                    360j, 371.
                                                safety and effectiveness of EPPG and                    under OMB control number 0910–0231;                   ■ 2. Section 870.3600 is revised to read
                                                PSA devices. Under sections 513(e) and                  the collections of information in 21 CFR              as follows:
                                                513(f) of the FD&C Act, FDA is adopting                 part 807, subpart E, have been approved
                                                its findings, as published in the                       under OMB control number 0910–0120;                   § 870.3600    External pacemaker pulse
                                                preamble to the proposed order. FDA is                  and the collections of information under              generator.
                                                issuing this final order to reclassify                  21 CFR part 801 have been approved                       (a) Identification. An external
                                                EPPG devices from class III to class II                 under OMB control number 0910–0485.                   pacemaker pulse generator (EPPG) is a
                                                (special controls), as well as to create a                                                                    prescription device that has a power
                                                separate classification regulation for                  VII. Codification of Orders                           supply and electronic circuits that
                                                PSA devices and reclassify PSA devices                    Prior to the amendments by FDASIA,                  produce a periodic electrical pulse to
                                                into class II (special controls). As noted              section 513(e) of the FD&C Act provided               stimulate the heart. This device, which
                                                in the proposed order, FDA is also                      for FDA to issue regulations to reclassify            is used outside the body, is used as a
                                                making a slight modification to the                     devices. Although section 513(e) as                   temporary substitute for the heart’s
                                                identification for EPPG devices in                      amended requires FDA to issue final                   intrinsic pacing system until a
                                                § 870.3600 to clarify that these are                    orders rather than regulations, FDASIA                permanent pacemaker can be implanted,
                                                prescription devices.                                   also provides for FDA to revoke                       or to control irregular heartbeats in
                                                   Following the effective date of this                 previously promulgated regulations by                 patients following cardiac surgery or a
                                                final order, firms marketing an EPPG or                 order. FDA will continue to codify                    myocardial infarction. The device may
                                                PSA device must comply with the                         classifications and reclassifications in              have adjustments for impulse strength,
                                                applicable mitigation measures set forth                the Code of Federal Regulations (CFR).                duration, R-wave sensitivity, and other
                                                in the codified special controls.                       Changes resulting from final orders will              pacing variables.
                                                Manufacturers of EPPG or PSA devices                    appear in the CFR as changes to codified                 (b) Classification. Class II (special
                                                that have not been legally marketed                     classification determinations or as                   controls). The special controls for this
                                                prior to the effective date of this final               newly codified orders. Therefore,                     device are:
                                                order, or models (if any) that have been                pursuant to section 513(e)(1)(A)(i) of the               (1) Appropriate analysis/testing must
                                                marketed but are required to submit a                   FD&C Act, as amended by FDASIA, in                    validate electromagnetic compatibility
                                                new 510(k) under 21 CFR 807.81(a)(3)                    this final order, we are revoking the                 (EMC) within a hospital environment.
                                                because the device is about to be                       requirements in § 870.3600 related to                    (2) Electrical bench testing must
                                                significantly changed or modified, must                 the classification of EPPG devices as                 demonstrate device safety during
                                                obtain 510(k) clearance and demonstrate                 class III devices, and codifying the                  intended use. This must include testing
                                                compliance with the special controls                    reclassification of EPPG and PSA                      with the specific power source (i.e.,
                                                included in this final order, before                    devices into class II (special controls).             battery power, AC mains connections,
                                                marketing the new or changed device.                                                                          or both).
                                                   Section 510(m) of the FD&C Act                       VIII. Reference                                          (3) Non-clinical performance testing
                                                provides that FDA may exempt a class                      The following reference is on display               data must demonstrate the performance
                                                II device from the premarket notification               in the Division of Dockets Management                 characteristics of the device. Testing
                                                requirements under section 510(k) of the                (HFA–305), Food and Drug                              must include the following:
                                                FD&C Act if FDA determines that                         Administration, 5630 Fishers Lane, Rm.                   (i) Testing must demonstrate the
                                                premarket notification is not necessary                 1061, Rockville, MD 20852, and is                     accuracy of monitoring functions,
                                                to provide reasonable assurance of the                  available for viewing by interested                   alarms, measurement features,
                                                safety and effectiveness of the device.                 persons between 9 a.m. and 4 p.m.,                    therapeutic features, and all adjustable
                                                FDA has determined that premarket                       Monday through Friday. FDA has                        or programmable parameters as
                                                notification is necessary to provide                    verified the Web site address, as of the              identified in labeling;
                                                reasonable assurance of safety and                      date this document publishes in the                      (ii) Mechanical bench testing of
                                                effectiveness of EPPG and PSA devices                   Federal Register, but Web sites are                   material strength must demonstrate that
                                                for their intended uses, and therefore,                 subject to change over time.                          the device and connection cables will
                                                these device types are not exempt from                                                                        withstand forces or conditions
                                                                                                          1. The panel transcript and other meeting
                                                premarket notification requirements.                    materials for the September 11, 2013,
                                                                                                                                                              encountered during use;
                                                                                                        Circulatory System Devices Panel are                     (iii) Simulated use analysis/testing
                                                V. Analysis of Environmental Impact                                                                           must demonstrate adequate user
                                                                                                        available on FDA’s Web site at http://www.
                                                   The Agency has determined under 21                   fda.gov/AdvisoryCommittees/Committees                 interface for adjustable parameters,
                                                CFR 25.34(b) that this action is of a type              MeetingMaterials/MedicalDevices/Medical               performance of alarms, display screens,
                                                that does not individually or                           DevicesAdvisoryCommittee/Circulatory                  interface with external devices (e.g. data
                                                cumulatively have a significant effect on               SystemDevicesPanel/ucm342357.htm.                     storage, printing), and indicator(s)
                                                the human environment. Therefore,                                                                             functionality under intended use
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                                                                                                        List of Subjects in 21 CFR Part 870
                                                neither an environmental assessment                                                                           conditions; and
                                                nor an environmental impact statement                     Medical devices.                                       (iv) Methods and instructions for
                                                is required.                                              Therefore, under the Federal Food,                  cleaning the pulse generator and
                                                                                                        Drug, and Cosmetic Act and under                      connection cables must be validated.
                                                VI. Paperwork Reduction Act of 1995                     authority delegated to the Commissioner                  (4) Appropriate software verification,
                                                  This final order refers to previously                 of Food and Drugs, 21 CFR part 870 is                 validation, and hazard analysis must be
                                                approved collections of information                     amended as follows:                                   performed.


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                                                22530                 Federal Register / Vol. 81, No. 74 / Monday, April 18, 2016 / Rules and Regulations

                                                   (5) Labeling must include the                          withstand forces or conditions                        ACTION:   Final rule.
                                                following:                                                encountered during use;
                                                   (i) The labeling must clearly state that                  (iii) Simulated use analysis/testing               SUMMARY:    This document provides the
                                                these devices are intended for use in a                   must demonstrate adequate user                        final text of regulations governing the
                                                hospital environment and under the                        interface for adjustable parameters,                  employee protection (retaliation or
                                                supervision of a clinician trained in                     performance of alarms, display screens,               whistleblower) provision found at
                                                their use;                                                interface with external devices (e.g. data            section 402 of the FDA Food Safety
                                                   (ii) Connector terminals should be                     storage, printing), and indicator(s)                  Modernization Act (FSMA), which
                                                clearly, unambiguously marked on the                      functionality under intended use                      added section 1012 to the Federal Food,
                                                outside of the EPPG device. The                           conditions; and                                       Drug, and Cosmetic Act. An interim
                                                markings should identify positive (+)                        (iv) Methods and instructions for                  final rule governing these provisions
                                                and negative (¥) polarities. Dual                         cleaning the pulse generator and                      and requesting public comment was
                                                chamber devices should clearly identify                   connection cables must be validated.                  published in the Federal Register on
                                                atrial and ventricular terminals;                            (4) Appropriate software verification,             February 13, 2014. Two comments were
                                                   (iii) The labeling must list all pacing                validation, and hazard analysis must be               received that were responsive to the
                                                modes available in the device;                            performed.                                            rule. This rule responds to those
                                                   (iv) Labeling must include a detailed                     (5) Labeling must include the                      comments and establishes the final
                                                description of any special capabilities                   following:                                            procedures and time frames for the
                                                (e.g., overdrive pacing or automatic                         (i) The labeling must clearly state that           handling of retaliation complaints under
                                                mode switching); and                                      these devices are intended for use in a               FSMA, including procedures and time
                                                   (v) Appropriate electromagnetic                        hospital environment and under the                    frames for employee complaints to the
                                                compatibility information must be                         supervision of a clinician trained in                 Occupational Safety and Health
                                                included.                                                 their use;                                            Administration (OSHA), investigations
                                                                                                             (ii) Connector terminals should be                 by OSHA, appeals of OSHA
                                                ■ 3. In Subpart D, add § 870.3605 to
                                                                                                          clearly, unambiguously marked on the                  determinations to an administrative law
                                                read as follows:                                                                                                judge (ALJ) for a hearing de novo,
                                                                                                          outside of the PSA. The markings
                                                § 870.3605       Pacing system analyzer.                  should identify positive (+) and negative             hearings by ALJs, review of ALJ
                                                   (a) Identification. A pacing system                    (¥) polarities. Dual chamber devices                  decisions by the Administrative Review
                                                analyzer (PSA) is a prescription device                   should clearly identify atrial and                    Board (ARB) (acting on behalf of the
                                                that combines the functionality of a                      ventricular terminals. Triple chamber                 Secretary of Labor), and judicial review
                                                pacemaker electrode function tester                       devices should clearly identify atrial,               of the Secretary’s final decision.
                                                (§ 870.3720) and an external pacemaker                    right ventricular, and left ventricular               DATES: This final rule is effective on
                                                pulse generator (EPPG) (§ 870.3600). It is                terminals;                                            April 18, 2016.
                                                connected to a pacemaker lead and uses                       (iii) The labeling must list all pacing            FOR FURTHER INFORMATION CONTACT:
                                                a power supply and electronic circuits                    modes available in the device;                        Cleveland Fairchild, Program Analyst,
                                                to supply an accurately calibrated,                          (iv) Labeling must include a detailed              Directorate of Whistleblower Protection
                                                variable pacing pulse for measuring the                   description of any special capabilities               Programs, Occupational Safety and
                                                patient’s pacing threshold and                            (e.g., overdrive pacing or automatic                  Health Administration, U.S. Department
                                                intracardiac R-wave potential. A PSA                      mode switching);                                      of Labor, Room N–4618, 200
                                                may be a single, dual, or triple chamber                     (v) Labeling must limit the use of                 Constitution Avenue NW., Washington,
                                                system and can simultaneously deliver                     external pacing to the implant                        DC 20210; telephone (202) 693–2199.
                                                pacing therapy while testing one or                       procedure; and                                        This is not a toll-free number. Email:
                                                more implanted pacing leads.                                 (vi) Appropriate electromagnetic                   OSHA.DWPP@dol.gov. This Federal
                                                   (b) Classification. Class II (special                  compatibility information must be                     Register publication is available in
                                                controls). The special controls for this                  included.                                             alternative formats. The alternative
                                                device are:                                                 Dated: April 12, 2016.                              formats available are: Large print,
                                                   (1) Appropriate analysis/testing must                  Leslie Kux,                                           electronic file on computer disk (Word
                                                validate electromagnetic compatibility                    Associate Commissioner for Policy.
                                                                                                                                                                Perfect, ASCII, Mates with Duxbury
                                                (EMC) within a hospital environment.                                                                            Braille System), and audiotape.
                                                                                                          [FR Doc. 2016–08898 Filed 4–15–16; 8:45 am]
                                                   (2) Electrical bench testing must                                                                            SUPPLEMENTARY INFORMATION:
                                                                                                          BILLING CODE 4164–01–P
                                                demonstrate device safety during
                                                intended use. This must include testing                                                                         I. Background
                                                with the specific power source (i.e.,                                                                              The FDA Food Safety Modernization
                                                battery power, AC mains connections,                      DEPARTMENT OF LABOR                                   Act (Pub. L. 111–353, 124 Stat. 3885),
                                                or both).                                                                                                       was signed into law on January 4, 2011.
                                                                                                          Occupational Safety and Health
                                                   (3) Non-clinical performance testing                                                                         Section 402 of the FDA Food Safety
                                                                                                          Administration
                                                data must demonstrate the performance                                                                           Modernization Act amended the Federal
                                                characteristics of the device. Testing                                                                          Food, Drug, and Cosmetic Act (FD&C) to
                                                                                                          29 CFR Part 1987
                                                must include the following:                                                                                     add section 1012, 21 U.S.C. 399d, which
                                                   (i) Testing must demonstrate the                       [Docket Number: OSHA–2011–0859]                       provides protection to employees
                                                accuracy of monitoring functions,                                                                               against retaliation by an entity engaged
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                                                alarms, measurement features,                             RIN 1218–AC58
                                                                                                                                                                in the manufacture, processing, packing,
                                                therapeutic features, and all adjustable                  Procedures for Handling Retaliation                   transporting, distribution, reception,
                                                or programmable parameters as                             Complaints Under Section 402 of the                   holding, or importation of food for
                                                identified in labeling;                                   FDA Food Safety Modernization Act                     engaging in certain protected activities.
                                                   (ii) Mechanical bench testing of                                                                             Section 1012 protects employees against
                                                material strength must demonstrate that                   AGENCY:Occupational Safety and Health                 retaliation because they provided or are
                                                the device and connection cables will                     Administration, Labor.                                about to provide to their employer, the


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Document Created: 2016-04-16 01:45:53
Document Modified: 2016-04-16 01:45:53
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal order.
DatesThis order is effective April 18, 2016.
ContactHina Pinto, Center for Devices and Radiological Health, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 66, Rm. 1652, Silver Spring, MD 20993, 301-796-6351, [email protected]
FR Citation81 FR 22525 

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