81_FR_23042 81 FR 22967 - Patent Cooperation Treaty

81 FR 22967 - Patent Cooperation Treaty

DEPARTMENT OF COMMERCE
Patent and Trademark Office

Federal Register Volume 81, Issue 75 (April 19, 2016)

Page Range22967-22970
FR Document2016-09037

The United States Patent and Trademark Office (USPTO), as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to comment on the continuing information collection, as required by the Paperwork Reduction Act of 1995, Public Act of 1996, Public Law 104-13 (44 U.S.C 3506(c)(2)(A)).

Federal Register, Volume 81 Issue 75 (Tuesday, April 19, 2016)
[Federal Register Volume 81, Number 75 (Tuesday, April 19, 2016)]
[Notices]
[Pages 22967-22970]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-09037]



[[Page 22967]]

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DEPARTMENT OF COMMERCE

 Patent and Trademark Office


Patent Cooperation Treaty

ACTION: Proposed collection; comment request.

-----------------------------------------------------------------------

SUMMARY: The United States Patent and Trademark Office (USPTO), as part 
of its continuing effort to reduce paperwork and respondent burden, 
invites the general public and other Federal agencies to comment on the 
continuing information collection, as required by the Paperwork 
Reduction Act of 1995, Public Act of 1996, Public Law 104-13 (44 U.S.C 
3506(c)(2)(A)).

DATES: Written comments must be submitted on or before June 20, 2016.

ADDRESSES: You may submit comments by any of the following methods:
     Email: [email protected]. Include ``0651-021 
comment'' in the subject line of the message.
     Federal Register Portal: http://www.regulations.gov.
     Mail: Marcie Lovett, Records Management Division Director, 
Office of the Chief Information Officer; United States Patent and 
Trademark Office; P.O. Box 1450, Alexandria, VA 22313-1450

FOR FURTHER INFORMATION CONTACT: Requests for additional information 
should be directed to Rafael Bacares, Senior Legal Advisor, Office of 
Patent Legal Administration, United States Patent and Trademark Office, 
P.O. Box 1450, Alexandria VA 22313-1450; by telephone at 571-272-3276; 
or by email at [email protected] with ``Paperwork'' in the 
subject line. Additional information about this collection is also 
available at http://www.reginfo.gov under ``Information Collection 
Review.''

SUPPLEMENTARY INFORMATION:

I. Abstract

    This collection of information is required by the provisions of the 
Patent Cooperation Treaty (PCT), which became operational in June 1978 
and is administered by the International Bureau (IB) of the World 
Intellectual Property Organization (WIPO) in Geneva, Switzerland. The 
provisions of the PCT have been implemented by the United States in 
part IV of title 35 of the U.S. Code (chapters 35-37) and subpart C of 
title 37 of the Code of Federal Regulations (37 CFR 1.401-1.499). The 
purpose of the PCT is to provide a standardized filing format and 
procedure that allows an applicant to seek protection for an invention 
in several countries by filing one international application in one 
location, in one language, and paying one initial set of fees.
    The information in this collection is used by the public to submit 
a patent application under the PCT and by the United States Patent and 
Trademark Office (USPTO) to fulfill its obligation to process, search, 
and examine the application as directed by the treaty. The USPTO acts 
as the United States Receiving Office (RO/US) for international 
applications filed by residents and nationals of the United States. 
These applicants send most of the correspondence directly to the USPTO, 
but they may also file certain documents directly with the IB. The 
USPTO serves as an International Searching Authority (ISA) to perform 
searches and issue international search reports (ISR) and the written 
opinions on international applications. The USPTO also issues 
international preliminary reports on patentability (IPRP Chapter II) 
when acting as an International Preliminary Examining Authority (IPEA).

II. Method of Collection

    By mail, hand delivery, or electronic submission to the USPTO.

III. Data

    OMB Number: 0651-0021.
    IC Instruments and Forms: The individual instruments in this 
collection, as well as their associated forms, are listed in the table 
below.
    Type of Review: Revision of a Previously Existing Information 
Collection.
    Affected Public: Individuals or households; business or other for-
profits; and not-for-profit institutions.
    Estimated Number of Respondents: 423,970 responses per year.
    Estimated Time per Response: The USPTO estimates that it will take 
the public between 0.25 hours (15 minutes) and 8 hours to gather the 
necessary information, prepare the appropriate form or documents, and 
submit the information to the USPTO.
    Estimated Total Annual Respondent Burden Hours: 364,830 hours.
    Estimated Total Annual Respondent (Hourly) Cost Burden: 
$149,380,300. The USPTO expects that attorneys will complete these 
applications. The current professional hourly rate for attorneys is 
$410.00. Using this hourly rate, the USPTO estimates that the total 
respondent cost burden for this collection is $149,380,300 per year.

--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                           Estimated       Estimated
         IC No.                      Item               Estimated time  for response        annual       annual burden    Rate ($/hr)      Total cost
                                                                    (hr)                   responses         hours                        burden ($/hr)
                                                      (a).............................             (b)     (a) x (b) =             (d)   (c) x (d) = (e)
                                                                                                                   (c)
--------------------------------------------------------------------------------------------------------------------------------------------------------
1......................  Request and Fee Calculation  1...............................          56,480          56,480         $410.00    $23,156,800.00
                          Sheet (Annex and Notes)
                          (PCT/RO/101).
2......................  Description/claims/drawings/ 3...............................          56,480         169,480          410.00     69,470,400.00
                          abstracts.
3......................  Application Data Sheet (35   0.38 (23 minutes)...............          91,477          34,761          410.00     14,252,010.00
                          U.S.C. 371 applications).
4......................  Transmittal Letter to the    0.25 (15 minutes)...............          50,832          12,708          410.00      5,210,280.00
                          United States Receiving
                          Office (RO/US) (PTO-1382).
5......................  Transmittal Letter to the    0.25 (15 minutes)...............          85,387          21,347          410.00      8,752,270.00
                          United States Designated/
                          Elected Office (DO/EO/US)
                          Concerning a Submission
                          Under 35 U.S.C. 371 (PTO-
                          1390).
6......................  PCT/Model of Power of        0.25 (15 minutes)...............           2,824             706          410.00        289,460.00
                          Attorney.
7......................  PCT/Model of General Power   0.25 (15 minutes)...............             282              71          410.00         29,110.00
                          of Attorney.

[[Page 22968]]

 
8......................  Indications Relating to a    0.25 15 minutes)................               1               0          410.00              0.00
                          Deposited Microorganism
                          (PCT/RO/134).
9......................  Response to invitation to    2...............................          15,117          30,234          410.00     12,395,940.00
                          correct defects.
10.....................  Request for rectification    0.50 (30 minutes)...............             867             434          410.00        177,940.00
                          of obvious errors.
11.....................  Demand and Fee Calculation   1...............................           1,406           1,406          410.00        576,460.00
                          Sheet (Annex and Notes)
                          (PCT/IPEA/401).
12.....................  Amendments (Article 34)....  1...............................           1,406           1,406          410.00        576,460.00
13.....................  Fee Authorization..........  0.25 (15 minutes)...............          50,832          12,708          410.00      5,210,280.00
14.....................  Requests to transmit copies  0.25 (15 minutes)...............           1,081             270          410.00        110,700.00
                          of international
                          application.
15.....................  Withdrawal of international  0.25 (15 minutes)...............           1,580             395          410.00        161,950.00
                          application (PCT/IB/372).
16.....................  Translations...............  2...............................           2,298           4,596          410.00      1,884,360.00
17.....................  Petition for Revival of an   1...............................             887             887          410.00        363,670.00
                          International Application
                          for Patent Designating the
                          U.S. Abandoned
                          Unintentionally Under 37
                          CFR 1.137(a) (PTO/SB/64/
                          PCT).
18.....................  Petitions to the             4...............................             133             532          410.00        218,120.00
                          Commissioner for
                          international applications.
19.....................  Petitions to the             4...............................           3,191          12,764          410.00      5,233,240.00
                          Commissioner in national
                          stage examination.
20.....................  Acceptance of an             2...............................             542           1,084          410.00        444,440.00
                          unintentionally delayed
                          claim for priority (37 CFR
                          1.78(a)(3)).
21.....................  Request for the restoration  3...............................             867           2,601          410.00      1,066,410.00
                          of the right of priority.
                                                     ---------------------------------------------------------------------------------------------------
    Totals.............  ...........................  ................................         423,970         364,830  ..............    149,580,300.00
--------------------------------------------------------------------------------------------------------------------------------------------------------

    Estimated Total Annual (Non-hour) Respondent Cost Burden: 
$305,509,626.10. This collection has annual (non-hour) costs in the 
form of translations, drawings, filing fees, and postage costs.

Translations and Drawings

    Under the terms of the PCT, the USPTO may require documents 
submitted for a PCT application to be translated into English when 
necessary. This requirement may carry additional costs for the 
applicant to contract for a translation of the documents in questions. 
The USPTO believes that the average length of the document to be 
translated will be 10 pages and that it will cost approximately $150 
per page for the translation, for an average translation cost of $1,500 
per document. The USPTO estimates that it receives approximately 21,180 
English translations annually, for a total of $31,770,000 per year for 
English translations of non-English language documents for PCT 
applications.
    Applicants may also incur costs for drawings that are submitted as 
part of PCT applications. Some applicants may produce their own 
drawings, while others may contract out the work to various patent 
illustration firms. For the purpose of estimating burden for this 
collection, the USPTO will consider all applicants to have their 
drawings prepared by these firms. The USPTO estimates that drawings may 
cost an average of $58 per sheet to produce and that on average 11 
sheets of drawings are submitted per application, for an average total 
cost of $638 to produce a set of drawings for an application. The USPTO 
expects that approximately 91% of the estimated 48,285 applications per 
year will have drawings filed with them, for a total of 43,939 sets of 
drawings with a total cost of $28,033,082 per year.

Filing Fee

    The estimated filing fees for this collection are calculated in the 
accompanying table.

----------------------------------------------------------------------------------------------------------------
                                                                                                    Total fee
           IC No.                           Item                   Responses         Fees            amount
                                                                           (a)             (b)   (a) x (b) = (c)
----------------------------------------------------------------------------------------------------------------
                             Request and Fee Calculation Sheet          56,480       $1,254.00    $70,825,920.00
                              (Annex and Notes) (PCT/RO/101).
                             Demand and Fee Calculation Sheet            1,406          213.00        299,478.00
                              (Annex and Notes) (PCT/IPEA/401).
                             Acceptance of an unintentionally            1,409        2,000.00      2,818,000.00
                              delayed claim for priority, or
                              for filing a request for the
                              restoration of the right of
                              priority.
                             Basic National Stage Fee (Large            65,948          300.00     19,784,400.00
                              entity).
                             Basic National Stage Fee (Small            19,893          150.00      2,983,950.00
                              entity).
                             Basic National Stage Fee (Micro             1,197           75.00         89,775.00
                              entity).

[[Page 22969]]

 
                             National Stage Search Fee--U.S.               452               0              0.00
                              was the ISA or IPEA and all
                              claims satisfy PCT Article 33(1)-
                              (4).
                             National Stage Search Fee--U.S.             2,728          140.00        381,920.00
                              was the ISA (Large entity).
                             National Stage Search Fee--U.S.             2,918           70.00        204,260.00
                              was the ISA (Small entity).
                             National Stage Search Fee--U.S.               206           35.00          7,210.00
                              was the ISA (Micro entity).
                             National Stage Search Fee--search          60,196          520.00     31,301,920.00
                              report prepared and provided to
                              USPTO (Large entity).
                             National Stage Search Fee--search          15,917          260.00      4,138,420.00
                              report prepared and provided to
                              USPTO (Small entity).
                             National Stage Search Fee--search             866          130.00        112,580.00
                              report prepared and provided to
                              USPTO (Micro entity).
                             National Stage Examination Fee--              452               0              0.00
                              U.S. was the ISA or IPEA and all
                              claims satisfy PCT Article 33(1)-
                              (4).
                             Transmitting application to Intl.             313          240.00         75,120.00
                              Bureau to act as receiving
                              office (Large entity).
                             Transmitting application to Intl.             191          120.00         22,920.00
                              Bureau to act as receiving
                              office (Small entity).
                             Transmitting application to Intl.              21           60.00          1,260.00
                              Bureau to act as receiving
                              office (Micro entity).
                             National Stage Search Fee--all              2,864          660.00      1,890,240.00
                              other situations (Large entity).
                             National Stage Search Fee--all                908          330.00        299,640.00
                              other situations (Small entity).
                             National Stage Search Fee--all                118          165.00            19,470
                              other situations (Micro entity).
                             National Stage Examination Fee--           65,701          760.00     49,932,760.00
                              all other situations (Large
                              entity).
                             National Stage Examination Fee--           19,653          380.00      7,468,140.00
                              all other situations (Small
                              entity).
                             National Stage Examination Fee--            1,171          190.00        222,490.00
                              all other situations (Micro
                              entity).
                             Search fee, examination fee or             23,193          140.00      3,247,020.00
                              oath of declaration after thirty
                              months from priority date (Large
                              entity).
                             Search fee, examination fee or             10,149           70.00        710,430.00
                              oath of declaration after thirty
                              months from priority date (Small
                              entity).
                             Search fee, examination fee or                304           35.00         10,640.00
                              oath of declaration after thirty
                              months from priority date (Micro
                              entity).
                             English translation after thirty            1,467          140.00        205,380.00
                              months from priority date (Large
                              entity).
                             English translation after thirty              782           70.00         54,740.00
                              months from priority date (Small
                              entity).
                             English translation after thirty               49           35.00          1,715.00
                              months from priority date (Micro
                              entity).
                             Transmittal fee (Large entity)...          39,370          240.00      9,448,800.00
                             Transmittal fee (Small entity)...          16,017          120.00      1,922,040.00
                             Transmittal fee (Micro entity)...           1,240           60.00         74,400.00
                             Search fee--regardless of whether           8,227        2,080.00     17,112,160.00
                              there is a corresponding
                              application (see 35 U.S.C.
                              361(d) and PCT Rule 16) (Large
                              entity).
                             Search fee--regardless of whether          10,929        1,040.00     11,366,160.00
                              there is a corresponding
                              application (see 35 U.S.C.
                              361(d) and PCT Rule 16) (Small
                              entity).
                             Search fee--regardless of whether           1,129          520.00        587,080.00
                              there is a corresponding
                              application (see 35 U.S.C.
                              361(d) and PCT Rule 16) (Micro
                              entity).
                             Supplemental search fee when                    1        2,080.00          2,080.00
                              required, per additional
                              invention.
                             Preliminary examination fee--U.S.             346          600.00        207,600.00
                              was the ISA (Large entity).
                             Preliminary examination fee--U.S.             257          300.00         77,100.00
                              was the ISA (Small entity).
                             Preliminary examination fee--U.S.              54          150.00          8,100.00
                              was the ISA (Micro entity).
                             Preliminary examination fee--U.S.             143          760.00        108,680.00
                              was not the ISA (Large entity).
                             Preliminary examination fee--U.S.              31          380.00         11,780.00
                              was not the ISA (Small entity).
                             Preliminary examination fee--U.S.               1          190.00            190.00
                              was not the ISA (Micro entity).
                             Supplemental examination fee per                0          600.00              0.00
                              additional invention (Large
                              entity).
                             Supplemental examination fee per                4          300.00          1,200.00
                              additional invention (Small
                              entity).
                             Supplemental examination fee per                0          150.00              0.00
                              additional invention (Micro
                              entity).
                             National Stage Application Size             2,325          400.00        930,000.00
                              Fee--for each additional 50
                              sheets that exceed 100 sheets
                              (Large entity).
                             National Stage Application Size             1,181          200.00        236,200.00
                              Fee--for each additional 50
                              sheets that exceed 100 sheets
                              (Small entity).
                             National Stage Application Size                36          100.00          3,600.00
                              Fee--for each additional 50
                              sheets that exceed 100 sheets
                              (Micro entity).
                             [PCT National Stage] Claims--               7,565          460.00      3,479,900.00
                              extra independent (over three)
                              (Large entity).
                             [PCT National Stage] Claims--               2,650          230.00        609,500.00
                              extra independent (over three)
                              (Small entity).
                             [PCT National Stage] Claims--                 122          115.00         14,030.00
                              extra independent (over three)
                              (Micro entity).
                             [PCT National Stage] Claims--              10,797          100.00      1,079,700.00
                              extra total (over 20) (Large
                              entity).
                             [PCT National Stage] Claims--               5,574           50.00        278,700.00
                              extra total (over 20) (Small
                              entity).
                             [PCT National Stage] Claims--                 241           25.00         60,250.00
                              extra total (over 20) (Micro
                              entity).
                             [PCT National Stage] Claim--                  986          820.00        808,520.00
                              multiple dependent (Large
                              entity).
                             [PCT National Stage] Claim--                  522          410.00        214,020.00
                              multiple dependent (Small
                              entity).
                             [PCT National Stage] Claim--                   42          205.00          8,610.00
                              multiple dependent (Large
                              entity).
                                                               -------------------------------------------------
    Totals.................  .................................         466,522  ..............    245,700,473.00
----------------------------------------------------------------------------------------------------------------


[[Page 22970]]

Postage Costs

    Customers may incur postage costs when submitting the information 
in this collection to the USPTO by mail. The USPTO estimates that the 
average first-class postage cost for a mailed submission will be 49 
cents and that up to 12,390 submissions (approximately 2% of responses) 
will be mailed to the USPTO per year, for a total estimated postage 
cost of $6,071.10 per year.
    The total annual (non-hour) respondent cost burden for this 
collection associated with translations, drawings, fees, and postage is 
estimated to be $310,789,891.10 per year.

IV. Request for Comments

    Comments are invited on:
    (a) Whether the proposed collection of information is necessary for 
the proper performance of the functions of the agency, including 
whether the information shall have practical utility;
    (b) The accuracy of the agency's estimate of the burden (including 
hours and cost) of the proposed collection of information;
    (c) Ways to enhance the quality, utility, and clarity of the 
information to be collected; and
    (d) Ways to minimize the burden of the collection of information on 
respondents, e.g., the use of automated collection techniques or other 
forms of information technology.
    Comments submitted in in response to this notice will be summarized 
or included in the request for OMB approval of this information 
collection; they also will become a matter of public record.

     Dated: April 13, 2016.
Joseph Rivera,
Office of Information Management Services Deputy Director, USPTO, 
Office of the Chief Information Officer.
[FR Doc. 2016-09037 Filed 4-18-16; 8:45 am]
BILLING CODE 3510-16-P



                                                                                       Federal Register / Vol. 81, No. 75 / Tuesday, April 19, 2016 / Notices                                                          22967

                                                  DEPARTMENT OF COMMERCE                                        collection is also available at http://                           reports (ISR) and the written opinions
                                                                                                                www.reginfo.gov under ‘‘Information                               on international applications. The
                                                  Patent and Trademark Office                                   Collection Review.’’                                              USPTO also issues international
                                                                                                                SUPPLEMENTARY INFORMATION:                                        preliminary reports on patentability
                                                  Patent Cooperation Treaty                                                                                                       (IPRP Chapter II) when acting as an
                                                                                                                I. Abstract                                                       International Preliminary Examining
                                                  ACTION:      Proposed collection; comment
                                                  request.                                                         This collection of information is                              Authority (IPEA).
                                                                                                                required by the provisions of the Patent
                                                                                                                                                                                  II. Method of Collection
                                                  SUMMARY:   The United States Patent and                       Cooperation Treaty (PCT), which
                                                  Trademark Office (USPTO), as part of its                      became operational in June 1978 and is                              By mail, hand delivery, or electronic
                                                  continuing effort to reduce paperwork                         administered by the International                                 submission to the USPTO.
                                                  and respondent burden, invites the                            Bureau (IB) of the World Intellectual
                                                  general public and other Federal                                                                                                III. Data
                                                                                                                Property Organization (WIPO) in
                                                  agencies to comment on the continuing                         Geneva, Switzerland. The provisions of                               OMB Number: 0651–0021.
                                                  information collection, as required by                        the PCT have been implemented by the                                 IC Instruments and Forms: The
                                                  the Paperwork Reduction Act of 1995,                          United States in part IV of title 35 of the                       individual instruments in this
                                                  Public Act of 1996, Public Law 104–13                         U.S. Code (chapters 35–37) and subpart                            collection, as well as their associated
                                                  (44 U.S.C 3506(c)(2)(A)).                                     C of title 37 of the Code of Federal                              forms, are listed in the table below.
                                                  DATES: Written comments must be                               Regulations (37 CFR 1.401–1.499). The                                Type of Review: Revision of a
                                                  submitted on or before June 20, 2016.                         purpose of the PCT is to provide a                                Previously Existing Information
                                                  ADDRESSES: You may submit comments                            standardized filing format and                                    Collection.
                                                  by any of the following methods:                              procedure that allows an applicant to
                                                                                                                                                                                     Affected Public: Individuals or
                                                     • Email: InformationCollection@                            seek protection for an invention in
                                                                                                                                                                                  households; business or other for-
                                                  upsto.gov. Include ‘‘0651–021                                 several countries by filing one
                                                                                                                                                                                  profits; and not-for-profit institutions.
                                                  comment’’ in the subject line of the                          international application in one
                                                  message.                                                      location, in one language, and paying                                Estimated Number of Respondents:
                                                     • Federal Register Portal: http://                         one initial set of fees.                                          423,970 responses per year.
                                                  www.regulations.gov.                                             The information in this collection is                             Estimated Time per Response: The
                                                     • Mail: Marcie Lovett, Records                             used by the public to submit a patent                             USPTO estimates that it will take the
                                                  Management Division Director, Office of                       application under the PCT and by the                              public between 0.25 hours (15 minutes)
                                                  the Chief Information Officer; United                         United States Patent and Trademark                                and 8 hours to gather the necessary
                                                  States Patent and Trademark Office;                           Office (USPTO) to fulfill its obligation to                       information, prepare the appropriate
                                                  P.O. Box 1450, Alexandria, VA 22313–                          process, search, and examine the                                  form or documents, and submit the
                                                  1450                                                          application as directed by the treaty.                            information to the USPTO.
                                                  FOR FURTHER INFORMATION CONTACT:                              The USPTO acts as the United States                                  Estimated Total Annual Respondent
                                                  Requests for additional information                           Receiving Office (RO/US) for                                      Burden Hours: 364,830 hours.
                                                  should be directed to Rafael Bacares,                         international applications filed by                                  Estimated Total Annual Respondent
                                                  Senior Legal Advisor, Office of Patent                        residents and nationals of the United                             (Hourly) Cost Burden: $149,380,300.
                                                  Legal Administration, United States                           States. These applicants send most of                             The USPTO expects that attorneys will
                                                  Patent and Trademark Office, P.O. Box                         the correspondence directly to the                                complete these applications. The
                                                  1450, Alexandria VA 22313–1450; by                            USPTO, but they may also file certain                             current professional hourly rate for
                                                  telephone at 571–272–3276; or by email                        documents directly with the IB. The                               attorneys is $410.00. Using this hourly
                                                  at Rafael.Bacares@uspto.gov with                              USPTO serves as an International                                  rate, the USPTO estimates that the total
                                                  ‘‘Paperwork’’ in the subject line.                            Searching Authority (ISA) to perform                              respondent cost burden for this
                                                  Additional information about this                             searches and issue international search                           collection is $149,380,300 per year.

                                                                                                                       Estimated time                      Estimated          Estimated            Rate        Total cost burden
                                                       IC No.                             Item                          for response                         annual             annual             ($/hr)            ($/hr)
                                                                                                                             (hr)                          responses         burden hours

                                                                                                                                (a)                            (b)           (a) × (b) = (c)        (d)         (c) × (d) = (e)

                                                  1 ..................   Request and Fee Calculation              1 ................................               56,480            56,480          $410.00    $23,156,800.00
                                                                           Sheet (Annex and Notes)
                                                                           (PCT/RO/101).
                                                  2 ..................   Description/claims/drawings/ab-          3 ................................               56,480          169,480            410.00      69,470,400.00
                                                                           stracts.
                                                  3 ..................   Application Data Sheet (35               0.38 (23 minutes) ......                         91,477            34,761           410.00      14,252,010.00
                                                                           U.S.C. 371 applications).
                                                  4 ..................   Transmittal Letter to the United         0.25 (15 minutes) ......                         50,832            12,708           410.00       5,210,280.00
                                                                           States Receiving Office (RO/
                                                                           US) (PTO–1382).
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                                                  5 ..................   Transmittal Letter to the United         0.25 (15 minutes) ......                         85,387            21,347           410.00       8,752,270.00
                                                                           States Designated/Elected Of-
                                                                           fice (DO/EO/US) Concerning a
                                                                           Submission Under 35 U.S.C.
                                                                           371 (PTO–1390).
                                                  6 ..................   PCT/Model of Power of Attorney           0.25 (15 minutes) ......                           2,824               706          410.00         289,460.00
                                                  7 ..................   PCT/Model of General Power of            0.25 (15 minutes) ......                             282                71          410.00          29,110.00
                                                                           Attorney.



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                                                  22968                                       Federal Register / Vol. 81, No. 75 / Tuesday, April 19, 2016 / Notices

                                                                                                                                          Estimated time                       Estimated          Estimated                 Rate                Total cost burden
                                                       IC No.                                    Item                                      for response                          annual             annual                  ($/hr)                    ($/hr)
                                                                                                                                                (hr)                           responses         burden hours

                                                                                                                                                   (a)                             (b)           (a) × (b) = (c)              (d)                (c) × (d) = (e)

                                                  8 ..................     Indications Relating to a Depos-                         0.25 15 minutes) .......                                 1                  0                410.00                         0.00
                                                                             ited Microorganism (PCT/RO/
                                                                             134).
                                                  9 ..................     Response to invitation to correct                        2 ................................                  15,117           30,234                   410.00           12,395,940.00
                                                                             defects.
                                                  10 ................      Request for rectification of obvi-                       0.50 (30 minutes) ......                              867                 434                 410.00              177,940.00
                                                                             ous errors.
                                                  11 ................      Demand and Fee Calculation                               1 ................................                   1,406               1,406               410.00               576,460.00
                                                                             Sheet (Annex and Notes)
                                                                             (PCT/IPEA/401).
                                                  12 ................      Amendments (Article 34) ............                     1 ................................                   1,406            1,406                   410.00              576,460.00
                                                  13 ................      Fee Authorization .......................                0.25 (15 minutes) ......                            50,832           12,708                   410.00            5,210,280.00
                                                  14 ................      Requests to transmit copies of                           0.25 (15 minutes) ......                             1,081              270                   410.00              110,700.00
                                                                             international application.
                                                  15 ................      Withdrawal of international appli-                       0.25 (15 minutes) ......                             1,580                395                410.00               161,950.00
                                                                             cation (PCT/IB/372).
                                                  16 ................      Translations ................................            2 ................................                   2,298               4,596               410.00             1,884,360.00
                                                  17 ................      Petition for Revival of an Inter-                        1 ................................                     887                 887               410.00               363,670.00
                                                                             national Application for Patent
                                                                             Designating the U.S. Aban-
                                                                             doned Unintentionally Under
                                                                             37 CFR 1.137(a) (PTO/SB/64/
                                                                             PCT).
                                                  18 ................      Petitions to the Commissioner                            4 ................................                    133                 532                 410.00              218,120.00
                                                                             for international applications.
                                                  19 ................      Petitions to the Commissioner in                         4 ................................                   3,191           12,764                   410.00            5,233,240.00
                                                                             national stage examination.
                                                  20 ................      Acceptance of an unintentionally                         2 ................................                    542                1,084                410.00              444,440.00
                                                                             delayed claim for priority (37
                                                                             CFR 1.78(a)(3)).
                                                  21 ................      Request for the restoration of                           3 ................................                    867                2,601               410.00             1,066,410.00
                                                                             the right of priority.

                                                        Totals ...         .....................................................    ....................................               423,970         364,830       ........................    149,580,300.00



                                                     Estimated Total Annual (Non-hour)                                             will cost approximately $150 per page                              prepared by these firms. The USPTO
                                                  Respondent Cost Burden:                                                          for the translation, for an average                                estimates that drawings may cost an
                                                  $305,509,626.10. This collection has                                             translation cost of $1,500 per document.                           average of $58 per sheet to produce and
                                                  annual (non-hour) costs in the form of                                           The USPTO estimates that it receives                               that on average 11 sheets of drawings
                                                  translations, drawings, filing fees, and                                         approximately 21,180 English                                       are submitted per application, for an
                                                  postage costs.                                                                   translations annually, for a total of                              average total cost of $638 to produce a
                                                                                                                                   $31,770,000 per year for English                                   set of drawings for an application. The
                                                  Translations and Drawings                                                        translations of non-English language                               USPTO expects that approximately 91%
                                                     Under the terms of the PCT, the                                               documents for PCT applications.                                    of the estimated 48,285 applications per
                                                  USPTO may require documents                                                         Applicants may also incur costs for
                                                                                                                                                                                                      year will have drawings filed with them,
                                                  submitted for a PCT application to be                                            drawings that are submitted as part of
                                                  translated into English when necessary.                                          PCT applications. Some applicants may                              for a total of 43,939 sets of drawings
                                                  This requirement may carry additional                                            produce their own drawings, while                                  with a total cost of $28,033,082 per year.
                                                  costs for the applicant to contract for a                                        others may contract out the work to                                Filing Fee
                                                  translation of the documents in                                                  various patent illustration firms. For the
                                                  questions. The USPTO believes that the                                           purpose of estimating burden for this                                The estimated filing fees for this
                                                  average length of the document to be                                             collection, the USPTO will consider all                            collection are calculated in the
                                                  translated will be 10 pages and that it                                          applicants to have their drawings                                  accompanying table.

                                                                                                                                                                                                                                                    Total fee
                                                     IC No.                                                                        Item                                                           Responses                 Fees                    amount

                                                                                                                                                                                                       (a)                    (b)                (a) × (b) = (c)
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                                                                         Request and Fee Calculation Sheet (Annex and Notes) (PCT/RO/101) .........                                                      56,480             $1,254.00            $70,825,920.00
                                                                         Demand and Fee Calculation Sheet (Annex and Notes) (PCT/IPEA/401) ......                                                         1,406                213.00                299,478.00
                                                                         Acceptance of an unintentionally delayed claim for priority, or for filing a re-                                                 1,409              2,000.00              2,818,000.00
                                                                           quest for the restoration of the right of priority.
                                                                         Basic National Stage Fee (Large entity) ...........................................................                             65,948                  300.00            19,784,400.00
                                                                         Basic National Stage Fee (Small entity) ...........................................................                             19,893                  150.00             2,983,950.00
                                                                         Basic National Stage Fee (Micro entity) ...........................................................                              1,197                   75.00                89,775.00



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                                                                                         Federal Register / Vol. 81, No. 75 / Tuesday, April 19, 2016 / Notices                                                                                      22969

                                                                                                                                                                                                                                                Total fee
                                                     IC No.                                                                  Item                                                                 Responses               Fees                  amount

                                                                                                                                                                                                     (a)                    (b)               (a) × (b) = (c)

                                                                   National Stage Search Fee—U.S. was the ISA or IPEA and all claims satisfy                                                                452                          0                  0.00
                                                                     PCT Article 33(1)–(4).
                                                                   National Stage Search Fee—U.S. was the ISA (Large entity) .........................                                                  2,728                   140.00            381,920.00
                                                                   National Stage Search Fee—U.S. was the ISA (Small entity) .........................                                                  2,918                    70.00            204,260.00
                                                                   National Stage Search Fee—U.S. was the ISA (Micro entity) .........................                                                    206                    35.00              7,210.00
                                                                   National Stage Search Fee—search report prepared and provided to USPTO                                                              60,196                   520.00         31,301,920.00
                                                                     (Large entity).
                                                                   National Stage Search Fee—search report prepared and provided to USPTO                                                              15,917                   260.00          4,138,420.00
                                                                     (Small entity).
                                                                   National Stage Search Fee—search report prepared and provided to USPTO                                                                   866                130.00             112,580.00
                                                                     (Micro entity).
                                                                   National Stage Examination Fee—U.S. was the ISA or IPEA and all claims                                                                   452                         0                   0.00
                                                                     satisfy PCT Article 33(1)–(4).
                                                                   Transmitting application to Intl. Bureau to act as receiving office (Large enti-                                                         313                 240.00              75,120.00
                                                                     ty).
                                                                   Transmitting application to Intl. Bureau to act as receiving office (Small enti-                                                         191                120.00               22,920.00
                                                                     ty).
                                                                   Transmitting application to Intl. Bureau to act as receiving office (Micro enti-                                                          21                   60.00              1,260.00
                                                                     ty).
                                                                   National Stage Search Fee—all other situations (Large entity) .......................                                                2,864                  660.00           1,890,240.00
                                                                   National Stage Search Fee—all other situations (Small entity) .......................                                                  908                  330.00             299,640.00
                                                                   National Stage Search Fee—all other situations (Micro entity) ........................                                                 118                  165.00                 19,470
                                                                   National Stage Examination Fee—all other situations (Large entity) ...............                                                  65,701                  760.00          49,932,760.00
                                                                   National Stage Examination Fee—all other situations (Small entity) ...............                                                  19,653                  380.00           7,468,140.00
                                                                   National Stage Examination Fee—all other situations (Micro entity) ...............                                                   1,171                  190.00             222,490.00
                                                                   Search fee, examination fee or oath of declaration after thirty months from                                                         23,193                  140.00           3,247,020.00
                                                                     priority date (Large entity).
                                                                   Search fee, examination fee or oath of declaration after thirty months from                                                         10,149                     70.00           710,430.00
                                                                     priority date (Small entity).
                                                                   Search fee, examination fee or oath of declaration after thirty months from                                                              304                   35.00             10,640.00
                                                                     priority date (Micro entity).
                                                                   English translation after thirty months from priority date (Large entity) ...........                                                1,467                 140.00              205,380.00
                                                                   English translation after thirty months from priority date (Small entity) ............                                                 782                  70.00               54,740.00
                                                                   English translation after thirty months from priority date (Micro entity) ............                                                  49                  35.00                1,715.00
                                                                   Transmittal fee (Large entity) ............................................................................                         39,370                 240.00            9,448,800.00
                                                                   Transmittal fee (Small entity) ............................................................................                         16,017                 120.00            1,922,040.00
                                                                   Transmittal fee (Micro entity) ............................................................................                          1,240                  60.00               74,400.00
                                                                   Search fee—regardless of whether there is a corresponding application (see                                                           8,227               2,080.00           17,112,160.00
                                                                     35 U.S.C. 361(d) and PCT Rule 16) (Large entity).
                                                                   Search fee—regardless of whether there is a corresponding application (see                                                          10,929               1,040.00           11,366,160.00
                                                                     35 U.S.C. 361(d) and PCT Rule 16) (Small entity).
                                                                   Search fee—regardless of whether there is a corresponding application (see                                                              1,129                520.00            587,080.00
                                                                     35 U.S.C. 361(d) and PCT Rule 16) (Micro entity).
                                                                   Supplemental search fee when required, per additional invention ...................                                                         1             2,080.00               2,080.00
                                                                   Preliminary examination fee—U.S. was the ISA (Large entity) ........................                                                      346               600.00             207,600.00
                                                                   Preliminary examination fee—U.S. was the ISA (Small entity) ........................                                                      257               300.00              77,100.00
                                                                   Preliminary examination fee—U.S. was the ISA (Micro entity) ........................                                                       54               150.00               8,100.00
                                                                   Preliminary examination fee—U.S. was not the ISA (Large entity) ..................                                                        143               760.00             108,680.00
                                                                   Preliminary examination fee—U.S. was not the ISA (Small entity) ..................                                                         31               380.00              11,780.00
                                                                   Preliminary examination fee—U.S. was not the ISA (Micro entity) ..................                                                          1               190.00                 190.00
                                                                   Supplemental examination fee per additional invention (Large entity) .............                                                          0               600.00                   0.00
                                                                   Supplemental examination fee per additional invention (Small entity) .............                                                          4               300.00               1,200.00
                                                                   Supplemental examination fee per additional invention (Micro entity) .............                                                          0               150.00                   0.00
                                                                   National Stage Application Size Fee—for each additional 50 sheets that ex-                                                              2,325               400.00             930,000.00
                                                                     ceed 100 sheets (Large entity).
                                                                   National Stage Application Size Fee—for each additional 50 sheets that ex-                                                              1,181                200.00            236,200.00
                                                                     ceed 100 sheets (Small entity).
                                                                   National Stage Application Size Fee—for each additional 50 sheets that ex-                                                                36                 100.00               3,600.00
                                                                     ceed 100 sheets (Micro entity).
                                                                   [PCT National Stage] Claims—extra independent (over three) (Large entity)                                                            7,565                  460.00           3,479,900.00
                                                                   [PCT National Stage] Claims—extra independent (over three) (Small entity)                                                            2,650                  230.00             609,500.00
                                                                   [PCT National Stage] Claims—extra independent (over three) (Micro entity)                                                              122                  115.00              14,030.00
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                                                                   [PCT National Stage] Claims—extra total (over 20) (Large entity) ..................                                                 10,797                  100.00           1,079,700.00
                                                                   [PCT National Stage] Claims—extra total (over 20) (Small entity) ..................                                                  5,574                   50.00             278,700.00
                                                                   [PCT National Stage] Claims—extra total (over 20) (Micro entity) ...................                                                   241                   25.00              60,250.00
                                                                   [PCT National Stage] Claim—multiple dependent (Large entity) .....................                                                     986                  820.00             808,520.00
                                                                   [PCT National Stage] Claim—multiple dependent (Small entity) .....................                                                     522                  410.00             214,020.00
                                                                   [PCT National Stage] Claim—multiple dependent (Large entity) .....................                                                      42                  205.00               8,610.00

                                                       Totals      ............................................................................................................................       466,522      ........................   245,700,473.00



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                                                  22970                          Federal Register / Vol. 81, No. 75 / Tuesday, April 19, 2016 / Notices

                                                  Postage Costs                                           exclusive license to practice in the                  South Street, Quantico, Virginia 22134,
                                                    Customers may incur postage costs                     United States, the Government-owned                   telephone number 703–432–4682.
                                                  when submitting the information in this                 invention described below:                              Dated: April 13, 2016.
                                                  collection to the USPTO by mail. The                       U.S. Patent Application 62/156,092                 N. A. Hagerty-Ford,
                                                  USPTO estimates that the average first-                 (Navy Case 200115): Filed May 1, 2015,
                                                                                                                                                                Commander, Judge Advocate General’s Corps,
                                                  class postage cost for a mailed                         entitled ‘‘PHOTONIC HYBRID RECEIVE                    U.S. Navy, Federal Register Liaison Officer.
                                                  submission will be 49 cents and that up                 ANTENNA.’’
                                                                                                                                                                [FR Doc. 2016–09011 Filed 4–18–16; 8:45 am]
                                                  to 12,390 submissions (approximately                    DATES: Anyone wishing to object to the                BILLING CODE 3810–FF–P
                                                  2% of responses) will be mailed to the                  grant of this license has fifteen days
                                                  USPTO per year, for a total estimated                   from the date of this notice to file
                                                  postage cost of $6,071.10 per year.                     written objections along with                         DEPARTMENT OF EDUCATION
                                                    The total annual (non-hour)                           supporting evidence, if any.
                                                  respondent cost burden for this                         ADDRESSES: Written objections are to be               President’s Advisory Commission on
                                                  collection associated with translations,                filed with Naval Surface Warfare Center,              Educational Excellence for Hispanics
                                                  drawings, fees, and postage is estimated                Crane Div., Code OOL, Bldg. 2, 300
                                                  to be $310,789,891.10 per year.                                                                               AGENCY:  White House Initiative on
                                                                                                          Highway 361, Crane, IN 47522–5001.
                                                                                                                                                                Educational Excellence for Hispanics,
                                                  IV. Request for Comments                                FOR FURTHER INFORMATION CONTACT: Mr.                  U.S. Department of Education.
                                                    Comments are invited on:                              Christopher Monsey, Naval Surface                     ACTION: Announcement of an open
                                                    (a) Whether the proposed collection of                Warfare Center, Crane Div., Code OOL,                 meeting.
                                                  information is necessary for the proper                 Bldg. 2, 300 Highway 361, Crane, IN
                                                  performance of the functions of the                     47522–5001, telephone 812–854–4100.                   SUMMARY:   This notice sets forth the
                                                  agency, including whether the                             Authority: 35 U.S.C. 207, 37 CFR part 404           schedule and agenda of the eleventh
                                                  information shall have practical utility;                                                                     meeting of the President’s Advisory
                                                                                                            Dated: April 13, 2016.
                                                    (b) The accuracy of the agency’s                                                                            Commission on Educational Excellence
                                                                                                          N.A. Hagerty-Ford,                                    for Hispanics (Commission). The notice
                                                  estimate of the burden (including hours
                                                                                                          Commander, Judge Advocate General’s Corps,            also describes the functions of the
                                                  and cost) of the proposed collection of
                                                                                                          U.S. Navy, Federal Register Liaison Officer.          Commission. Notice of the meeting is
                                                  information;
                                                    (c) Ways to enhance the quality,                      [FR Doc. 2016–09009 Filed 4–18–16; 8:45 am]           required by section 10(a)(2) of the
                                                  utility, and clarity of the information to              BILLING CODE 3810–FF–P                                Federal Advisory Committee Act and
                                                  be collected; and                                                                                             intended to notify the public of its
                                                    (d) Ways to minimize the burden of                                                                          opportunity to attend. In order to
                                                  the collection of information on                        DEPARTMENT OF DEFENSE                                 accommodate additional members of the
                                                  respondents, e.g., the use of automated                                                                       public, the meeting venue was changed
                                                                                                          Department of the Navy
                                                  collection techniques or other forms of                                                                       and therefore this notice is being posted
                                                  information technology.                                 Meeting of the Board of Visitors of                   in the Federal Register less than 15 days
                                                    Comments submitted in in response                     Marine Corps University                               from the meeting date.
                                                  to this notice will be summarized or                                                                          DATES: The President’s Advisory
                                                  included in the request for OMB                         AGENCY:   Department of the Navy, DOD.                Commission on Educational Excellence
                                                  approval of this information collection;                ACTION:   Notice of open meeting.                     for Hispanics meeting will be held on
                                                  they also will become a matter of public                                                                      Thursday, April 28, 2016 from 8:30
                                                  record.                                                 SUMMARY:    The Board of Visitors of the              a.m.–2:45 p.m. Pacific Daylight Time.
                                                    Dated: April 13, 2016.
                                                                                                          Marine Corps University (BOV MCU)                     ADDRESSES: California State University,
                                                                                                          will meet to review, develop and                      Fullerton, Titan Student Union,
                                                  Joseph Rivera,
                                                                                                          provide recommendations on all aspects                Pavilion A, 800 N State College Blvd.,
                                                  Office of Information Management Services               of the academic and administrative
                                                  Deputy Director, USPTO, Office of the Chief                                                                   Fullerton, CA 92831, 213–804–6185.
                                                  Information Officer.
                                                                                                          policies of the University; examine all
                                                                                                                                                                FOR FURTHER INFORMATION CONTACT:
                                                                                                          aspects of professional military
                                                  [FR Doc. 2016–09037 Filed 4–18–16; 8:45 am]                                                                   Emmanuel Caudillo, Senior Advisor,
                                                                                                          education operations; and provide such
                                                  BILLING CODE 3510–16–P                                                                                        White House Initiative on Educational
                                                                                                          oversight and advice, as is necessary, to
                                                                                                                                                                Excellence for Hispanics, 400 Maryland
                                                                                                          facilitate high educational standards
                                                                                                                                                                Ave. SW., Room 4W108, Washington,
                                                                                                          and cost effective operations. The Board
                                                  DEPARTMENT OF DEFENSE                                                                                         DC 20202; telephone: 202–401–1411.
                                                                                                          will be focusing primarily on the
                                                                                                          internal procedures of Marine Corps                   SUPPLEMENTARY INFORMATION: The
                                                  Department of the Navy                                                                                        President’s Advisory Commission on
                                                                                                          University. All sessions of the meeting
                                                                                                          will be open to the public.                           Educational Excellence for Hispanics
                                                  Notice of Intent To Grant Partially                                                                           Statutory Authority: The President’s
                                                  Exclusive Patent License; CelerAscent,                  DATES: The meeting will be held on
                                                                                                                                                                Advisory Commission on Educational
                                                  LLC                                                     Thursday, May 12, 2016, from 8:00 a.m.                Excellence for Hispanics (the
                                                                                                          to 4:30 p.m. and Friday, May 13, 2016,                Commission) is established by
                                                  AGENCY:   Department of the Navy, DoD.                  from 8:00 a.m. to 1130 a.m.
                                                  ACTION:   Notice.                                                                                             Executive Order 13555 (Oct. 19, 2010;
                                                                                                          ADDRESSES: The meeting will be held at
mstockstill on DSK4VPTVN1PROD with NOTICES




                                                                                                                                                                continued on September 30, 2015 by
                                                  SUMMARY:   The invention listed below is                Marine Corps University in Quantico,                  Executive Order 13708). The
                                                  assigned to the United States                           Virginia. The address is: 2076 South St,              Commission is governed by the
                                                  Government as represented by the                        Quantico, VA.                                         provisions of the Federal Advisory
                                                  Secretary of the Navy. The Department                   FOR FURTHER INFORMATION CONTACT: Dr.                  Committee Act (FACA), (Pub. L. 92–463;
                                                  of the Navy hereby gives notice of its                  Kim Florich, Director of Faculty                      as amended, 5 U.S.C.A., Appendix 2)
                                                  intent to grant to CelerAscent, LLC, a                  Development and Outreach, Marine                      which sets forth standards for the
                                                  revocable, nonassignable, partially                     Corps University Board of Visitors, 2076              formation and use of advisory


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Document Created: 2016-04-19 00:15:33
Document Modified: 2016-04-19 00:15:33
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionProposed collection; comment request.
DatesWritten comments must be submitted on or before June 20, 2016.
ContactRequests for additional information should be directed to Rafael Bacares, Senior Legal Advisor, Office of Patent Legal Administration, United States Patent and Trademark Office, P.O. Box 1450, Alexandria VA 22313-1450; by telephone at 571-272-3276; or by email at [email protected] with ``Paperwork'' in the subject line. Additional information about this collection is also available at http://www.reginfo.gov under ``Information Collection Review.''
FR Citation81 FR 22967 

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