81_FR_26850 81 FR 26764 - Identification Markings Placed on Firearm Silencers and Firearm Mufflers

81 FR 26764 - Identification Markings Placed on Firearm Silencers and Firearm Mufflers

DEPARTMENT OF JUSTICE
Bureau of Alcohol, Tobacco, Firearms, and Explosives

Federal Register Volume 81, Issue 86 (May 4, 2016)

Page Range26764-26767
FR Document2016-10382

The Department of Justice is considering amending the regulations of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) to require licensed manufacturers, licensed importers, and nonlicensed makers to place identification markings on the outer tube of firearm silencers and firearm mufflers. The Department wishes to gather information and comments from the public and industry concerning whether or not the regulations should be amended.

Federal Register, Volume 81 Issue 86 (Wednesday, May 4, 2016)
[Federal Register Volume 81, Number 86 (Wednesday, May 4, 2016)]
[Proposed Rules]
[Pages 26764-26767]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-10382]


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DEPARTMENT OF JUSTICE

Bureau of Alcohol, Tobacco, Firearms, and Explosives

27 CFR Parts 478 and 479

[Docket No. ATF 29P]
RIN 1140-AA33


Identification Markings Placed on Firearm Silencers and Firearm 
Mufflers

AGENCY: Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF), 
Department of Justice.

ACTION: Advance notice of proposed rulemaking.

-----------------------------------------------------------------------

SUMMARY: The Department of Justice is considering amending the 
regulations of the Bureau of Alcohol, Tobacco, Firearms, and Explosives 
(ATF) to require licensed manufacturers, licensed importers, and 
nonlicensed makers to place identification markings on the outer tube 
of firearm silencers and firearm mufflers. The Department wishes to 
gather information and comments from the public and industry concerning 
whether or not the regulations should be amended.

DATES: Written comments must be postmarked and electronic comments must 
be submitted on or before August 2, 2016. Commenters should be aware 
that the electronic Federal Docket Management System will not accept 
comments after Midnight Eastern Time on the last day of the comment 
period.

ADDRESSES: You may submit comments, identified by docket number (ATF 
29P), by any of the following methods:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments.
     Fax: (202) 648-9741.
     Mail: Shermaine Kenner, Mailstop 6N-518, Office of 
Regulatory Affairs, Enforcement Programs and Services, Bureau of 
Alcohol, Tobacco, Firearms, and Explosives, 99 New York Avenue NE., 
Washington, DC 20226: ATTN: ATF29P.
    Instructions: All submissions received must include the agency name 
and docket number for this rulemaking. All comments received will be 
posted without change to the Federal eRulemaking portal, http://www.regulations.gov, including any personal information provided. For 
detailed instructions on submitting comments and additional information 
on the rulemaking process, see the ``Public Participation'' heading of 
the SUPPLEMENTARY INFORMATION section of this document.

FOR FURTHER INFORMATION CONTACT: Shermaine Kenner, Office of Regulatory 
Affairs, Enforcement Programs and Services, Bureau of Alcohol, Tobacco, 
Firearms, and Explosives, U.S. Department of Justice, 99 New York 
Avenue NE., Washington, DC 20226; telephone: (202) 648-7070.

SUPPLEMENTARY INFORMATION:

I. Background

    Section 923(i) of the Gun Control Act of 1968 (GCA), as amended (18 
U.S.C. chapter 44), requires licensed importers and licensed 
manufacturers to identify, by means of a serial number, each firearm 
imported or manufactured by such importer or manufacturer. The serial 
number must be engraved or cast on the receiver or frame of the weapon 
in such manner as the Attorney General prescribes by regulation. As 
defined in section 921(a)(3) of the GCA, the term ``firearm'' includes 
any firearm muffler or firearm silencer. The terms ``firearm silencer'' 
and ``firearm muffler'' are also defined in section 921(a)(24), as 
follows:

    [A]ny device for silencing, muffling, or diminishing the report 
of a portable firearm, including any combination of parts, designed 
or redesigned, and intended for use in assembling or fabricating a 
firearm silencer or firearm muffler, and any part intended only for 
use in such assembly or fabrication.

    With respect to certain firearms subject to the National Firearms 
Act (NFA) (26 U.S.C. chapter 53) (e.g., machine guns, any silencer (as 
defined in section 921(a)(24) of the GCA)), 26 U.S.C. 5842(a) requires 
each manufacturer and importer and anyone making a firearm to identify 
by a serial number each firearm manufactured, imported, or made. The 
serial number may not be readily removed, obliterated, or altered. 
Section 5842(a) also requires the firearm to be identified by the name 
of the manufacturer, importer, or maker, and such other identification 
as the Attorney General may prescribe by regulation.

[[Page 26765]]

    Regulations that implement 18 U.S.C. 923(i) are set forth in 27 CFR 
478.92. In general, Sec.  478.92(a)(1)(i) requires licensed 
manufacturers and licensed importers of firearms to legibly identify 
each firearm manufactured or imported by engraving, casting, stamping 
(impressing), or otherwise conspicuously placing on the frame or 
receiver an individual serial number. The serial number must be placed 
in a manner not susceptible of being readily obliterated, altered, or 
removed and must not duplicate any serial number placed by a licensed 
importer or manufacturer on any other firearm. For firearms 
manufactured or imported on and after January 30, 2002, the engraving, 
casting, or stamping (impressing) of the serial number must be to a 
minimum depth of .003 inch and in a print size no smaller than \1/16\ 
inch.
    In addition, Sec.  478.92(a)(1)(ii) requires licensed manufacturers 
and licensed importers to conspicuously place additional identification 
markings on the frame, receiver, or barrel of each firearm imported or 
manufactured in a manner not susceptible of being readily obliterated, 
altered, or removed. For firearms manufactured or imported on and after 
January 30, 2002, the engraving, casting, or stamping (impressing) of 
this information must be to a minimum depth of .003 inch. The 
additional information includes:
    1. The model, if such designation has been made;
    2. The caliber or gauge;
    3. The name of the licensed manufacturer or licensed importer (or 
recognized abbreviation) and, when applicable, the name of the foreign 
manufacturer;
    4. In the case of a domestically made firearm, the city and State 
(or recognized abbreviation thereof) where the licensed manufacturer 
maintains his place of business; and
    5. In the case of an imported firearm, the name of the country in 
which it was manufactured and the city and State (or recognized 
abbreviation thereof) where the licensed importer maintains his place 
of business.
    The same marking requirements apply to manufacturers, importers or 
makers of NFA firearms pursuant to 27 CFR 479.102(a).
    The current regulations do not specify the placement of required 
identification markings on firearm silencers and firearm mufflers. 
However, ATF has provided the industry with some guidance on this 
issue. In its ``Frequently Asked Questions--Silencers,'' dated April 
17, 2008, ATF stated the following:

    The silencer must be marked in accordance with 27 CFR 478.92 and 
479.102. The regulations require that the markings be conspicuous 
and legible, meaning that the markings may be placed on any external 
part, such as the outer tube or end cap. ATF strongly recommends 
that manufacturers place all required markings on the outer tube of 
the silencer, as this is the accepted industry standard. Moreover, 
this practice eliminates the need to remark in the event an end cap 
bearing the markings is damaged and requires replacement.

II. National Firearms Act Trade and Collectors Association Petition

    On April 27, 2008, ATF received a petition filed on behalf of the 
National Firearms Act Trade and Collectors Association (NFATCA). NFATCA 
is a trade group representing the firearms and import community. Some 
of its members primarily manufacture, transport, and possess silencers 
for lawful use.
    Although in its April 2008 guidance ATF recommended that 
manufacturers place all required markings on the outer tube of the 
silencer, it stated that the required markings could also be placed on 
any external part of the silencer, including the end cap, provided the 
required markings are conspicuous and legible. According to the 
petitioner, the industry's response to ATF's guidance was not 
favorable:

    There has been an overwhelmingly negative response from the 
members of our trade to this particular guidance . . . there is 
strong policy agreement between ATF and our trade that only the 
silencer [outer] tube should be marked in accordance with the 
marking requirements of Parts 478 and 479 of Title 27 of the Code of 
Federal Regulations. . . . Allowing end caps to be the possible 
marking location for silencers does constitute a serious public 
safety issue in the areas of diversion, tracing, and evasion of 
other NFA rules.

    In addition, the petitioner stated that ``[w]e have also been 
further advised that the Bureau does not see how they would be able to 
take any adverse legal action against a person or entity that should 
decide to mark the end caps of a silencer without promulgating a change 
in the regulations.''
    Accordingly, the petitioner requested that the relevant regulations 
be amended to require that a silencer be marked on the outer tube (as 
opposed to other locations), unless a variance is granted by the 
Director on a case-by-case basis for good cause. ATF finds that the 
petitioner has raised valid concerns and it believes that an amendment 
of the regulations is warranted. Therefore, based upon the statutory 
language and the facts as outlined below, ATF seeks to address the 
marking requirements of silencers to ensure that the serial numbers are 
placed on the part of the silencer that is least likely to be destroyed 
or removed, and therefore most likely to ensure that law enforcement 
are able to identify and trace a particular firearm silencer or firearm 
muffler.

III. Discussion

    ATF is requesting information from industry members, trade 
associations, consumers, and all other interested parties to determine 
whether to require placement of identification markings on the outer 
tube of firearm silencers and firearm mufflers. Along with industry 
members, ATF considers the term ``outer tube'' to mean the largest 
external part of a silencer and is that portion of a silencer which 
encapsulates all components of the silencing unit and which contains 
and controls the expansion of the escaping gases.
    As indicated, placing all required markings on the outer tube of a 
completed firearm silencer or firearm muffler is the accepted industry 
standard. In addition, requiring identification markings to be placed 
on a single part provides consistency of markings throughout the 
industry and eliminates the need to remark a device in the event an end 
cap bearing the markings is damaged and requires replacement. If a 
silencer is not aligned with the barrel, the end cap might be damaged 
when a projectile passes through it. Outer tubes are rarely damaged in 
this way. Such damage often requires replacement of the end cap. 
Further, end caps are often removable so that processors may access the 
internal components within the silencer. Permitting serialization of a 
removable and fungible component may facilitate trafficking or illegal 
transfer of silencers by permitting registrants to use the serialized 
end cap of a registered silencer with an otherwise unregistered 
silencer.
    Although ATF is soliciting comments on the following specific 
questions, it is also requesting any relevant information on the 
subject.
    1. What percentage of manufacturers mark the end cap? If an outer 
tube is present, why do manufacturers mark the end cap instead of the 
outer tube of the silencer?
    2. If there is an additional cost (fixed or variable) between 
marking the end cap instead of the outer tube, how would ATF estimate 
such costs across the entire industry?
    3. Are there other parts or locations where the markings may be 
placed and still meet the requirements? If so, where?

[[Page 26766]]

    4. Are there silencer designs for a completed device for which 
marking the outer tube would be impossible? If so, what are those 
designs?
    5. When there are multiple outer tubes that make up one complete 
device, how should they be marked?

IV. Statutory and Executive Order Review

    This advance notice of proposed rulemaking (ANPRM) has been drafted 
and reviewed in accordance with Executive Order 12866, ``Regulatory 
Planning and Review,'' section 1(b), The Principles of Regulation, and 
in accordance with Executive Order 13563, ``Improving Regulation and 
Regulatory Review,'' section 1(b), General Principles of Regulation.
    The Department of Justice has determined that this ANPRM is a 
``significant regulatory action'' under Executive Order 12866, section 
3(f), and accordingly this ANPRM has been reviewed by the Office of 
Management and Budget. However, this action does not propose or impose 
any requirements. The ANPRM is being published to seek information from 
the public about the feasibility of marking silencer tubes.
    Furthermore, the requirements of section 603 of the Regulatory 
Flexibility Act do not apply to this action because, at this stage, it 
is an ANPRM and not a ``rule'' as defined in section 601 of the 
Regulatory Flexibility Act. Following review of the comments received 
in response to this ANPRM, if ATF promulgates a notice or notices of 
proposed rulemaking regarding this matter, ATF will conduct all 
analyses required by the Regulatory Flexibility Act, Executive Order 
12866, and any other statutes or Executive Orders relevant to those 
rules and in effect at the time of promulgation.

Public Participation

A. Comments Sought

    ATF requests comments on this ANPRM from all interested persons. 
ATF specifically requests comments on the clarity of this ANPRM and how 
easy it is to understand. Additional comments are sought on the costs 
or benefits of the proposal in this ANPRM and on the appropriate 
methodology and data for calculating those costs and benefits.
    All comments must reference the docket number (ATF 29P), be 
legible, and include the commenter's complete first and last name and 
full mailing address. ATF will not consider, or respond to, comments 
that do not meet these requirements or comments containing profanity. 
In addition, if ATF cannot read your comment due to technical 
difficulties and cannot contact you for clarification, ATF may not be 
able to consider your comment.
    ATF will carefully consider all comments, as appropriate, received 
on or before the closing date, and will give comments received after 
that date the same consideration if it is practical to do so, but 
assurance of consideration cannot be given except as to comments 
received on or before the closing date.
    ATF will not acknowledge receipt of comments.

B. Confidentiality

    ATF will make all comments meeting the requirements of this section 
available for public viewing at ATF and on the Internet as part of the 
eRulemaking initiative, and subject to the Freedom of Information Act. 
ATF will not redact personal identifying information that appears 
within the comment and it will appear on the Internet.
    The commenter should not include material that is considered 
confidential or inappropriate for disclosure to the public. Any person 
submitting a comment containing confidential material shall 
specifically designate that portion of the comment that contains 
material that is confidential under law (e.g., trade secrets, 
processes). The commenter shall place any portion of a comment that is 
confidential under law on pages separate from the balance of the 
comment with each page prominently marked ``confidential'' at the top 
of the page.
    Confidential information will be included in the rulemaking 
administrative record but will not be disclosed to the public. Any 
comments containing material that is not confidential under law may be 
disclosed to the public. In any event, a commenter's full first and 
last name and complete mailing address are not exempt from disclosure.

C. Submitting Comments

    Submit comments in any of three ways (but do not submit the same 
comments multiple times or by more than one method).
     Federal eRulemaking Portal: We strongly recommend that you 
submit your comments to ATF via the Federal eRulemaking portal. Visit 
http://www.regulations.gov and follow the instructions for submitting 
comments. Comments will be posted within a few days of being submitted. 
However, if large volumes of comments are being processed 
simultaneously, your comment may not be viewable for up to several 
weeks. Please keep the comment tracking number that regulations.gov 
provides after you have successfully uploaded your comment.
     Mail: Send written comments to the address listed in the 
ADDRESSES section of this document. Written comments must appear in 
minimum 12 point font size (.17 inches), include the commenter's 
complete first and last name and full mailing address, be signed, and 
may be of any length.
     Facsimile: Submit comments by facsimile transmission to 
(202) 648-9741. Faxed comments must:
    (1) Be legible and appear in minimum 12-point font size (.17 
inches);
    (2) Be on 8\1/2\'' x 11'' paper;
    (3) Be signed and contain the commenter's complete first and last 
name and full mailing address; and
    (4) Be no more than five pages long.

D. Request for Hearing

    Any interested person who desires an opportunity to comment orally 
at a public hearing should submit his or her request, in writing, to 
the Director of ATF within the 90-day comment period. The Director, 
however, reserves the right to determine, in light of all 
circumstances, whether a public hearing is necessary.

Disclosure

    Copies of the petition, this advance notice, and the comments 
received will be available at http://www.regulations.gov (search for 
Docket No. ATF 29P) and for public inspection by appointment during 
normal business hours at: ATF Reading Room, Room 1E-063, 99 New York 
Avenue NE., Washington, DC 20226; telephone: (202) 648-8740.

Drafting Information

    The author of this document is Shermaine Kenner, Office of 
Regulatory Affairs, Enforcement Programs and Service; Bureau of 
Alcohol, Tobacco, Firearms, and Explosives.

List of Subjects

27 CFR Part 478

    Administrative practice and procedure, Arms and munitions, Customs 
duties and inspection, Exports, Imports, Intergovernmental relations, 
Law enforcement officers, Military personnel, Penalties, Reporting and 
recordkeeping requirements, Research, Seizures and forfeitures, 
Transportation.

27 CFR Part 479

    Administrative practice and procedure, Arms and munitions, Customs 
duties and inspection, Excise taxes, Exports, Imports, Military

[[Page 26767]]

personnel, Penalties, Reporting and recordkeeping requirements, 
Seizures and forfeitures, Transportation.

Authority and Issuance

    This notice is issued under the authority of 5 U.S.C. 552(a); 18 
U.S.C. 847, 921-931; and 44 U.S.C. 3504(h).

    Dated: April 28, 2016.
Thomas E. Brandon,
Deputy Director.
[FR Doc. 2016-10382 Filed 5-3-16; 8:45 am]
BILLING CODE 4410-FY-P



                                                      26764                   Federal Register / Vol. 81, No. 86 / Wednesday, May 4, 2016 / Proposed Rules

                                                      to the Chief Counsel for Advocacy of the                published elsewhere in this issue of the              NE., Washington, DC 20226: ATTN:
                                                      Small Business Administration for                       Federal Register].                                    ATF29P.
                                                      comment on their impact on small                        *      *     *     *      *                              Instructions: All submissions received
                                                      business.                                                  (e) * * *                                          must include the agency name and
                                                      Comments and Requests for Public                           (8)(i) [ The text of the proposed                  docket number for this rulemaking. All
                                                      Hearing                                                 amendments to § 301.7701–2(e)(8)(i) is                comments received will be posted
                                                                                                              the same as the text of § 301.7701–                   without change to the Federal
                                                        Before these proposed regulations are                 2T(e)(8)(i) published elsewhere in this               eRulemaking portal, http://
                                                      adopted as final regulations,                           issue of the Federal Register].                       www.regulations.gov, including any
                                                      consideration will be given to any                                                                            personal information provided. For
                                                      comments that are submitted timely to                   John Dalrymple,
                                                                                                                                                                    detailed instructions on submitting
                                                      the IRS as prescribed in this preamble                  Deputy Commissioner for Services and                  comments and additional information
                                                      under the ADDRESSES heading. The                        Enforcement.
                                                                                                                                                                    on the rulemaking process, see the
                                                      Treasury Department and the IRS                         [FR Doc. 2016–10384 Filed 5–3–16; 8:45 am]
                                                                                                                                                                    ‘‘Public Participation’’ heading of the
                                                      request comments on all aspects of the                  BILLING CODE 4830–01–P                                SUPPLEMENTARY INFORMATION section of
                                                      proposed rules. All comments will be                                                                          this document.
                                                      available at www.regulations.gov or
                                                                                                                                                                    FOR FURTHER INFORMATION CONTACT:
                                                      upon request. A public hearing will be                  DEPARTMENT OF JUSTICE
                                                      scheduled if requested in writing by any                                                                      Shermaine Kenner, Office of Regulatory
                                                      person that timely submits written                      Bureau of Alcohol, Tobacco, Firearms,                 Affairs, Enforcement Programs and
                                                      comments. If a public hearing is                        and Explosives                                        Services, Bureau of Alcohol, Tobacco,
                                                      scheduled, notice of the date, time, and                                                                      Firearms, and Explosives, U.S.
                                                      place for the hearing will be published                 27 CFR Parts 478 and 479                              Department of Justice, 99 New York
                                                      in the Federal Register.                                                                                      Avenue NE., Washington, DC 20226;
                                                                                                              [Docket No. ATF 29P]                                  telephone: (202) 648–7070.
                                                      Drafting Information                                    RIN 1140–AA33                                         SUPPLEMENTARY INFORMATION:
                                                        The principal author of these                                                                               I. Background
                                                                                                              Identification Markings Placed on
                                                      regulations is Andrew Holubeck of the
                                                                                                              Firearm Silencers and Firearm Mufflers
                                                      Office of the Division Counsel/Associate                                                                         Section 923(i) of the Gun Control Act
                                                      Chief Counsel (Tax Exempt and                           AGENCY: Bureau of Alcohol, Tobacco,                   of 1968 (GCA), as amended (18 U.S.C.
                                                      Government Entities). However, other                    Firearms, and Explosives (ATF),                       chapter 44), requires licensed importers
                                                      personnel from the IRS and the Treasury                 Department of Justice.                                and licensed manufacturers to identify,
                                                      Department participated in their                        ACTION: Advance notice of proposed                    by means of a serial number, each
                                                      development.                                            rulemaking.                                           firearm imported or manufactured by
                                                                                                                                                                    such importer or manufacturer. The
                                                      List of Subjects in 26 CFR Part 301
                                                                                                              SUMMARY:   The Department of Justice is               serial number must be engraved or cast
                                                        Employment taxes, Estate taxes,                       considering amending the regulations of               on the receiver or frame of the weapon
                                                      Excise taxes, Gift taxes, Income taxes,                 the Bureau of Alcohol, Tobacco,                       in such manner as the Attorney General
                                                      Penalties, Reporting and                                Firearms, and Explosives (ATF) to                     prescribes by regulation. As defined in
                                                      recordingkeeping requirements.                          require licensed manufacturers, licensed              section 921(a)(3) of the GCA, the term
                                                                                                              importers, and nonlicensed makers to                  ‘‘firearm’’ includes any firearm muffler
                                                      Proposed Amendments to the
                                                                                                              place identification markings on the                  or firearm silencer. The terms ‘‘firearm
                                                      Regulations
                                                                                                              outer tube of firearm silencers and                   silencer’’ and ‘‘firearm muffler’’ are also
                                                        Accordingly, 26 CFR part 301 is                       firearm mufflers. The Department                      defined in section 921(a)(24), as follows:
                                                      proposed to be amended as follows:                      wishes to gather information and                         [A]ny device for silencing, muffling, or
                                                                                                              comments from the public and industry                 diminishing the report of a portable firearm,
                                                      PART 301—PROCEDURE AND                                  concerning whether or not the                         including any combination of parts, designed
                                                      ADMINISTRATION                                          regulations should be amended.                        or redesigned, and intended for use in
                                                                                                              DATES: Written comments must be                       assembling or fabricating a firearm silencer or
                                                      ■ Paragraph 1. The authority citation                                                                         firearm muffler, and any part intended only
                                                                                                              postmarked and electronic comments
                                                      for part 301 continues to read in part as                                                                     for use in such assembly or fabrication.
                                                                                                              must be submitted on or before August
                                                      follows:
                                                                                                              2, 2016. Commenters should be aware                     With respect to certain firearms
                                                          Authority: 26 U.S.C. 7805 * * *                     that the electronic Federal Docket                    subject to the National Firearms Act
                                                      ■ Par. 2. Section 301.7701–2 is                         Management System will not accept                     (NFA) (26 U.S.C. chapter 53) (e.g.,
                                                      amended by revising paragraphs                          comments after Midnight Eastern Time                  machine guns, any silencer (as defined
                                                      (c)(2)(iv)(C)(2) and adding paragraph                   on the last day of the comment period.                in section 921(a)(24) of the GCA)), 26
                                                      (e)(8)(i) to read as follows:                           ADDRESSES: You may submit comments,                   U.S.C. 5842(a) requires each
                                                                                                              identified by docket number (ATF 29P),                manufacturer and importer and anyone
                                                      § 301.7701–2     Business entities; definitions
                                                                                                              by any of the following methods:                      making a firearm to identify by a serial
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      *     *     *      *     *                                 • Federal eRulemaking Portal: http://              number each firearm manufactured,
                                                        (c) * * *                                             www.regulations.gov. Follow the                       imported, or made. The serial number
                                                        (2) * * *                                             instructions for submitting comments.                 may not be readily removed, obliterated,
                                                        (iv) * * *                                               • Fax: (202) 648–9741.                             or altered. Section 5842(a) also requires
                                                        (C) * * *                                                • Mail: Shermaine Kenner, Mailstop                 the firearm to be identified by the name
                                                        (2) [The text of the proposed                         6N–518, Office of Regulatory Affairs,                 of the manufacturer, importer, or maker,
                                                      amendment to § 301.7701–                                Enforcement Programs and Services,                    and such other identification as the
                                                      2(c)(2)(iv)(C)(2) is the same as the text               Bureau of Alcohol, Tobacco, Firearms,                 Attorney General may prescribe by
                                                      of § 301.7701–2T(c)(2)(iv)(C)(2)                        and Explosives, 99 New York Avenue                    regulation.


                                                 VerDate Sep<11>2014   18:03 May 03, 2016   Jkt 238001   PO 00000   Frm 00018   Fmt 4702   Sfmt 4702   E:\FR\FM\04MYP1.SGM   04MYP1


                                                                              Federal Register / Vol. 81, No. 86 / Wednesday, May 4, 2016 / Proposed Rules                                              26765

                                                         Regulations that implement 18 U.S.C.                    The silencer must be marked in accordance          numbers are placed on the part of the
                                                      923(i) are set forth in 27 CFR 478.92. In               with 27 CFR 478.92 and 479.102. The                   silencer that is least likely to be
                                                      general, § 478.92(a)(1)(i) requires                     regulations require that the markings be              destroyed or removed, and therefore
                                                                                                              conspicuous and legible, meaning that the
                                                      licensed manufacturers and licensed                     markings may be placed on any external part,
                                                                                                                                                                    most likely to ensure that law
                                                      importers of firearms to legibly identify               such as the outer tube or end cap. ATF                enforcement are able to identify and
                                                      each firearm manufactured or imported                   strongly recommends that manufacturers                trace a particular firearm silencer or
                                                      by engraving, casting, stamping                         place all required markings on the outer tube         firearm muffler.
                                                      (impressing), or otherwise                              of the silencer, as this is the accepted
                                                                                                              industry standard. Moreover, this practice            III. Discussion
                                                      conspicuously placing on the frame or
                                                      receiver an individual serial number.                   eliminates the need to remark in the event an            ATF is requesting information from
                                                                                                              end cap bearing the markings is damaged and           industry members, trade associations,
                                                      The serial number must be placed in a
                                                                                                              requires replacement.
                                                      manner not susceptible of being readily                                                                       consumers, and all other interested
                                                      obliterated, altered, or removed and                    II. National Firearms Act Trade and                   parties to determine whether to require
                                                      must not duplicate any serial number                    Collectors Association Petition                       placement of identification markings on
                                                      placed by a licensed importer or                           On April 27, 2008, ATF received a                  the outer tube of firearm silencers and
                                                      manufacturer on any other firearm. For                  petition filed on behalf of the National              firearm mufflers. Along with industry
                                                      firearms manufactured or imported on                    Firearms Act Trade and Collectors                     members, ATF considers the term
                                                      and after January 30, 2002, the                         Association (NFATCA). NFATCA is a                     ‘‘outer tube’’ to mean the largest
                                                      engraving, casting, or stamping                         trade group representing the firearms                 external part of a silencer and is that
                                                      (impressing) of the serial number must                  and import community. Some of its                     portion of a silencer which encapsulates
                                                      be to a minimum depth of .003 inch and                  members primarily manufacture,                        all components of the silencing unit and
                                                      in a print size no smaller than 1⁄16 inch.              transport, and possess silencers for                  which contains and controls the
                                                         In addition, § 478.92(a)(1)(ii) requires             lawful use.                                           expansion of the escaping gases.
                                                      licensed manufacturers and licensed                        Although in its April 2008 guidance                   As indicated, placing all required
                                                      importers to conspicuously place                        ATF recommended that manufacturers                    markings on the outer tube of a
                                                      additional identification markings on                   place all required markings on the outer              completed firearm silencer or firearm
                                                      the frame, receiver, or barrel of each                  tube of the silencer, it stated that the              muffler is the accepted industry
                                                      firearm imported or manufactured in a                   required markings could also be placed                standard. In addition, requiring
                                                      manner not susceptible of being readily                 on any external part of the silencer,                 identification markings to be placed on
                                                      obliterated, altered, or removed. For                   including the end cap, provided the                   a single part provides consistency of
                                                      firearms manufactured or imported on                    required markings are conspicuous and                 markings throughout the industry and
                                                      and after January 30, 2002, the                         legible. According to the petitioner, the             eliminates the need to remark a device
                                                      engraving, casting, or stamping                         industry’s response to ATF’s guidance                 in the event an end cap bearing the
                                                      (impressing) of this information must be                was not favorable:                                    markings is damaged and requires
                                                      to a minimum depth of .003 inch. The                       There has been an overwhelmingly
                                                                                                                                                                    replacement. If a silencer is not aligned
                                                      additional information includes:                        negative response from the members of our             with the barrel, the end cap might be
                                                         1. The model, if such designation has                trade to this particular guidance . . . there is      damaged when a projectile passes
                                                      been made;                                              strong policy agreement between ATF and               through it. Outer tubes are rarely
                                                         2. The caliber or gauge;                             our trade that only the silencer [outer] tube         damaged in this way. Such damage
                                                         3. The name of the licensed                          should be marked in accordance with the               often requires replacement of the end
                                                                                                              marking requirements of Parts 478 and 479             cap. Further, end caps are often
                                                      manufacturer or licensed importer (or                   of Title 27 of the Code of Federal
                                                      recognized abbreviation) and, when                      Regulations. . . . Allowing end caps to be the
                                                                                                                                                                    removable so that processors may access
                                                      applicable, the name of the foreign                     possible marking location for silencers does          the internal components within the
                                                      manufacturer;                                           constitute a serious public safety issue in the       silencer. Permitting serialization of a
                                                         4. In the case of a domestically made                areas of diversion, tracing, and evasion of           removable and fungible component may
                                                      firearm, the city and State (or                         other NFA rules.                                      facilitate trafficking or illegal transfer of
                                                      recognized abbreviation thereof) where                     In addition, the petitioner stated that            silencers by permitting registrants to use
                                                      the licensed manufacturer maintains his                 ‘‘[w]e have also been further advised                 the serialized end cap of a registered
                                                      place of business; and                                  that the Bureau does not see how they                 silencer with an otherwise unregistered
                                                         5. In the case of an imported firearm,               would be able to take any adverse legal               silencer.
                                                      the name of the country in which it was                 action against a person or entity that                   Although ATF is soliciting comments
                                                      manufactured and the city and State (or                 should decide to mark the end caps of                 on the following specific questions, it is
                                                      recognized abbreviation thereof) where                  a silencer without promulgating a                     also requesting any relevant information
                                                      the licensed importer maintains his                     change in the regulations.’’                          on the subject.
                                                      place of business.                                         Accordingly, the petitioner requested                 1. What percentage of manufacturers
                                                         The same marking requirements apply                  that the relevant regulations be                      mark the end cap? If an outer tube is
                                                      to manufacturers, importers or makers                   amended to require that a silencer be                 present, why do manufacturers mark the
                                                      of NFA firearms pursuant to 27 CFR                      marked on the outer tube (as opposed to               end cap instead of the outer tube of the
                                                      479.102(a).                                             other locations), unless a variance is                silencer?
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                                                         The current regulations do not specify               granted by the Director on a case-by-                    2. If there is an additional cost (fixed
                                                      the placement of required identification                case basis for good cause. ATF finds that             or variable) between marking the end
                                                      markings on firearm silencers and                       the petitioner has raised valid concerns              cap instead of the outer tube, how
                                                      firearm mufflers. However, ATF has                      and it believes that an amendment of                  would ATF estimate such costs across
                                                      provided the industry with some                         the regulations is warranted. Therefore,              the entire industry?
                                                      guidance on this issue. In its                          based upon the statutory language and                    3. Are there other parts or locations
                                                      ‘‘Frequently Asked Questions—                           the facts as outlined below, ATF seeks                where the markings may be placed and
                                                      Silencers,’’ dated April 17, 2008, ATF                  to address the marking requirements of                still meet the requirements? If so,
                                                      stated the following:                                   silencers to ensure that the serial                   where?


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                                                      26766                   Federal Register / Vol. 81, No. 86 / Wednesday, May 4, 2016 / Proposed Rules

                                                        4. Are there silencer designs for a                   containing profanity. In addition, if ATF             several weeks. Please keep the comment
                                                      completed device for which marking the                  cannot read your comment due to                       tracking number that regulations.gov
                                                      outer tube would be impossible? If so,                  technical difficulties and cannot contact             provides after you have successfully
                                                      what are those designs?                                 you for clarification, ATF may not be                 uploaded your comment.
                                                        5. When there are multiple outer                      able to consider your comment.                           • Mail: Send written comments to the
                                                      tubes that make up one complete                           ATF will carefully consider all                     address listed in the ADDRESSES section
                                                      device, how should they be marked?                      comments, as appropriate, received on                 of this document. Written comments
                                                                                                              or before the closing date, and will give             must appear in minimum 12 point font
                                                      IV. Statutory and Executive Order                       comments received after that date the                 size (.17 inches), include the
                                                      Review                                                  same consideration if it is practical to              commenter’s complete first and last
                                                         This advance notice of proposed                      do so, but assurance of consideration                 name and full mailing address, be
                                                      rulemaking (ANPRM) has been drafted                     cannot be given except as to comments                 signed, and may be of any length.
                                                      and reviewed in accordance with                         received on or before the closing date.                  • Facsimile: Submit comments by
                                                      Executive Order 12866, ‘‘Regulatory                       ATF will not acknowledge receipt of                 facsimile transmission to (202) 648–
                                                      Planning and Review,’’ section 1(b), The                comments.                                             9741. Faxed comments must:
                                                      Principles of Regulation, and in                                                                                 (1) Be legible and appear in minimum
                                                                                                              B. Confidentiality                                    12-point font size (.17 inches);
                                                      accordance with Executive Order 13563,
                                                      ‘‘Improving Regulation and Regulatory                      ATF will make all comments meeting                    (2) Be on 81⁄2″ x 11″ paper;
                                                      Review,’’ section 1(b), General                         the requirements of this section                         (3) Be signed and contain the
                                                      Principles of Regulation.                               available for public viewing at ATF and               commenter’s complete first and last
                                                         The Department of Justice has                        on the Internet as part of the                        name and full mailing address; and
                                                      determined that this ANPRM is a                         eRulemaking initiative, and subject to                   (4) Be no more than five pages long.
                                                      ‘‘significant regulatory action’’ under                 the Freedom of Information Act. ATF                   D. Request for Hearing
                                                      Executive Order 12866, section 3(f), and                will not redact personal identifying
                                                                                                              information that appears within the                      Any interested person who desires an
                                                      accordingly this ANPRM has been
                                                                                                              comment and it will appear on the                     opportunity to comment orally at a
                                                      reviewed by the Office of Management
                                                                                                              Internet.                                             public hearing should submit his or her
                                                      and Budget. However, this action does
                                                                                                                 The commenter should not include                   request, in writing, to the Director of
                                                      not propose or impose any
                                                                                                              material that is considered confidential              ATF within the 90-day comment period.
                                                      requirements. The ANPRM is being
                                                                                                              or inappropriate for disclosure to the                The Director, however, reserves the
                                                      published to seek information from the
                                                                                                              public. Any person submitting a                       right to determine, in light of all
                                                      public about the feasibility of marking
                                                                                                              comment containing confidential                       circumstances, whether a public hearing
                                                      silencer tubes.
                                                         Furthermore, the requirements of                     material shall specifically designate that            is necessary.
                                                      section 603 of the Regulatory Flexibility               portion of the comment that contains                  Disclosure
                                                      Act do not apply to this action because,                material that is confidential under law
                                                                                                              (e.g., trade secrets, processes). The                   Copies of the petition, this advance
                                                      at this stage, it is an ANPRM and not a                                                                       notice, and the comments received will
                                                      ‘‘rule’’ as defined in section 601 of the               commenter shall place any portion of a
                                                                                                              comment that is confidential under law                be available at http://
                                                      Regulatory Flexibility Act. Following                                                                         www.regulations.gov (search for Docket
                                                      review of the comments received in                      on pages separate from the balance of
                                                                                                              the comment with each page                            No. ATF 29P) and for public inspection
                                                      response to this ANPRM, if ATF                                                                                by appointment during normal business
                                                      promulgates a notice or notices of                      prominently marked ‘‘confidential’’ at
                                                                                                              the top of the page.                                  hours at: ATF Reading Room, Room 1E–
                                                      proposed rulemaking regarding this                                                                            063, 99 New York Avenue NE.,
                                                      matter, ATF will conduct all analyses                      Confidential information will be
                                                                                                              included in the rulemaking                            Washington, DC 20226; telephone: (202)
                                                      required by the Regulatory Flexibility                                                                        648–8740.
                                                      Act, Executive Order 12866, and any                     administrative record but will not be
                                                      other statutes or Executive Orders                      disclosed to the public. Any comments                 Drafting Information
                                                      relevant to those rules and in effect at                containing material that is not
                                                                                                              confidential under law may be disclosed                 The author of this document is
                                                      the time of promulgation.                                                                                     Shermaine Kenner, Office of Regulatory
                                                                                                              to the public. In any event, a
                                                      Public Participation                                    commenter’s full first and last name and              Affairs, Enforcement Programs and
                                                                                                              complete mailing address are not                      Service; Bureau of Alcohol, Tobacco,
                                                      A. Comments Sought                                                                                            Firearms, and Explosives.
                                                                                                              exempt from disclosure.
                                                         ATF requests comments on this                                                                              List of Subjects
                                                      ANPRM from all interested persons.                      C. Submitting Comments
                                                      ATF specifically requests comments on                      Submit comments in any of three                    27 CFR Part 478
                                                      the clarity of this ANPRM and how easy                  ways (but do not submit the same                        Administrative practice and
                                                      it is to understand. Additional                         comments multiple times or by more                    procedure, Arms and munitions,
                                                      comments are sought on the costs or                     than one method).                                     Customs duties and inspection, Exports,
                                                      benefits of the proposal in this ANPRM                     • Federal eRulemaking Portal: We                   Imports, Intergovernmental relations,
                                                      and on the appropriate methodology                      strongly recommend that you submit                    Law enforcement officers, Military
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                                                      and data for calculating those costs and                your comments to ATF via the Federal                  personnel, Penalties, Reporting and
                                                      benefits.                                               eRulemaking portal. Visit http://                     recordkeeping requirements, Research,
                                                         All comments must reference the                      www.regulations.gov and follow the                    Seizures and forfeitures, Transportation.
                                                      docket number (ATF 29P), be legible,                    instructions for submitting comments.
                                                      and include the commenter’s complete                    Comments will be posted within a few                  27 CFR Part 479
                                                      first and last name and full mailing                    days of being submitted. However, if                    Administrative practice and
                                                      address. ATF will not consider, or                      large volumes of comments are being                   procedure, Arms and munitions,
                                                      respond to, comments that do not meet                   processed simultaneously, your                        Customs duties and inspection, Excise
                                                      these requirements or comments                          comment may not be viewable for up to                 taxes, Exports, Imports, Military


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                                                                               Federal Register / Vol. 81, No. 86 / Wednesday, May 4, 2016 / Proposed Rules                                           26767

                                                      personnel, Penalties, Reporting and                     telephone 216–902–6052, email                         commercially transited waterways and
                                                      recordkeeping requirements, Seizures                    Mark.D.Bobal@uscg.mil.                                low maneuverability of the tall ships
                                                      and forfeitures, Transportation.                        SUPPLEMENTARY INFORMATION:                            could easily result in serious injuries or
                                                                                                                                                                    fatalities. Therefore, the Coast Guard
                                                      Authority and Issuance                                  I. Table of Abbreviations                             will enforce a safety zone around each
                                                        This notice is issued under the                       CFR Code of Federal Regulations                       ship to ensure the safety of both
                                                      authority of 5 U.S.C. 552(a); 18 U.S.C.                 DHS Department of Homeland Security                   participants and spectators in these
                                                      847, 921–931; and 44 U.S.C. 3504(h).                    FR Federal Register                                   areas. The Coast Guard proposes this
                                                                                                              NPRM Notice of proposed rulemaking                    rulemaking under authority in 33 U.S.C.
                                                        Dated: April 28, 2016.
                                                                                                              § Section                                             1231.
                                                      Thomas E. Brandon,                                      U.S.C. United States Code
                                                      Deputy Director.                                                                                              III. Discussion of Proposed Rule
                                                                                                              II. Background, Purpose, and Legal
                                                      [FR Doc. 2016–10382 Filed 5–3–16; 8:45 am]                                                                       The Coast Guard proposes to establish
                                                                                                              Basis
                                                      BILLING CODE 4410–FY–P                                                                                        safety zones from 12:01 a.m. on July 6,
                                                                                                                 During the Tall Ships Challenge Great              2016 until 12:01 a.m. on September 12,
                                                                                                              Lakes 2016, tall ships will be                        2016. The safety zones would cover all
                                                                                                              participating in parades and then                     navigable waters within 100 yards of a
                                                      DEPARTMENT OF HOMELAND                                  mooring in the harbors of Fairport
                                                      SECURITY                                                                                                      tall ship in the Great Lakes. The
                                                                                                              Harbor, OH, Bay City, MI, Chicago, IL,                duration of the zone is intended to
                                                      Coast Guard                                             Green Bay, WI, Duluth, MN, and Erie,                  ensure the safety of vessels and these
                                                                                                              PA. This is a tri-annual event that                   navigable waters during the 2016 Tall
                                                      33 CFR Part 165                                         teaches character building and                        Ships Challenge. No vessel or person
                                                                                                              leadership through sail training. The                 would be permitted to enter the safety
                                                      [Docket Number USCG–2016–0267]                          Tall Ships event seeks to educate the                 zone without obtaining permission from
                                                                                                              public about both the historical aspects              the COTP or a designated
                                                      RIN 1625–AA00                                           of sailing ships as well as their current             representative. If the tall ships are
                                                                                                              use as training vessels for students. Tall            operating in a confined area such as a
                                                      Safety Zone; Tall Ships Challenge
                                                                                                              ships are large, traditionally-rigged                 small harbor and there is not adequate
                                                      Great Lakes 2016, Fairport Harbor, OH,
                                                                                                              sailing vessels. The event will consist of            room for vessels to stay out of the safety
                                                      Bay City, MI, Chicago, IL, Green Bay,
                                                                                                              festivals at each port of call, sail training         zone because of a lack of navigable
                                                      WI, Duluth, MN, Erie, PA
                                                                                                              cruises, tall ship parades, and races                 water, then vessels will be permitted to
                                                      AGENCY:   Coast Guard, DHS.                             between the ports. More information                   operate within the safety zone and shall
                                                      ACTION:   Notice of proposed rulemaking.                regarding the Tall Ships Challenge 2016               travel at the minimum speed necessary
                                                                                                              and the participating vessels can be                  to maintain a safe course. The
                                                      SUMMARY:   The Coast Guard proposes to                  found at http://www.sailtraining.org/                 navigation rules shall apply at all times
                                                      create safety zones around each tall ship               tallships/2016greatlakes/                             within the safety zone. The regulatory
                                                      visiting the Great Lakes during the Tall                TSC2016index.php.                                     text we are proposing appears at the end
                                                      Ships Challenge 2016 race series. These                    At 12:01 a.m. July 6, 2016, a safety               of this document.
                                                      safety zones will provide for the                       zone will be established around each
                                                      regulation of vessel traffic in the vicinity            tall ship participating in this event. The            IV. Regulatory Analyses
                                                      of each tall ship in the navigable waters               safety zone around each ship will                       We developed this proposed rule after
                                                      of the United States. The Coast Guard is                remain in effect as the tall ships travel             considering numerous statutes and
                                                      taking this action to safeguard                         throughout the Great Lakes. The safety                Executive orders related to rulemaking.
                                                      participants and spectators from the                    zones will terminate at 12:01 a.m. on                 Below we summarize our analyses
                                                      hazards associated with the limited                     September 12, 2016.                                   based on a number of these statutes and
                                                      maneuverability of these tall ships and                    These safety zones are necessary to                Executive orders and we discuss First
                                                      to ensure public safety during tall ships               protect the tall ships from potential                 Amendment rights of protestors.
                                                      events. We invite your comments on                      harm and to protect the public from the
                                                      this proposed rulemaking.                               hazards associated with the limited                   A. Regulatory Planning and Review
                                                      DATES: Comments and related material
                                                                                                              maneuverability of tall sailing ships.                   Executive Orders 12866 and 13563
                                                      must be received by the Coast Guard on                  When operating under sail they require                direct agencies to assess the costs and
                                                      or before June 3, 2016.                                 a substantial crew to manually turn the               benefits of available regulatory
                                                                                                              rudder and adjust the sails, therefore                alternatives and, if regulation is
                                                      ADDRESSES: You may submit comments
                                                                                                              they cannot react as quickly as modern                necessary, to select regulatory
                                                      identified by docket number USCG–                       ships. Additionally, during parades of                approaches that maximize net benefits.
                                                      2016–0267 using the Federal                             sail the tall ships will be following a set           Executive Order 13563 emphasizes the
                                                      eRulemaking Portal at http://                           course through a crowded harbor, it is                importance of quantifying both costs
                                                      www.regulations.gov. See the ‘‘Public                   imperative that spectator craft stay clear            and benefits, of reducing costs, of
                                                      Participation and Request for                           since maneuvering the tall ships to                   harmonizing rules, and of promoting
                                                      Comments’’ portion of the                               avoid large crowds of spectator craft                 flexibility. This NPRM has not been
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                                                      SUPPLEMENTARY INFORMATION section for
                                                                                                              would not be possible. Due to the high                designated a ‘‘significant regulatory
                                                      further instructions on submitting                      profile nature and extensive publicity                action,’’ under Executive Order 12866.
                                                      comments.                                               associated with this event, each Captain              Accordingly, the NPRM has not been
                                                      FOR FURTHER INFORMATION CONTACT:     If                 of the Port (COTP) expects a large                    reviewed by the Office of Management
                                                      you have questions about this proposed                  number of spectators in confined areas                and Budget.
                                                      rulemaking, call or email Mark Bobal,                   adjacent to the tall ships. The                          This regulatory action determination
                                                      Ninth District Inspections and                          combination of large numbers of                       is based on the size, location, duration,
                                                      Investigations Branch, Passenger Vessel                 recreational boaters, congested                       and time-of-day of the safety zone.
                                                      Safety Specialist, U.S. Coast Guard;                    waterways, boaters crossing                           Vessel traffic would be able to safely


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Document Created: 2016-05-04 01:23:29
Document Modified: 2016-05-04 01:23:29
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionAdvance notice of proposed rulemaking.
DatesWritten comments must be postmarked and electronic comments must be submitted on or before August 2, 2016. Commenters should be aware that the electronic Federal Docket Management System will not accept comments after Midnight Eastern Time on the last day of the comment period.
ContactShermaine Kenner, Office of Regulatory Affairs, Enforcement Programs and Services, Bureau of Alcohol, Tobacco, Firearms, and Explosives, U.S. Department of Justice, 99 New York Avenue NE., Washington, DC 20226; telephone: (202) 648-7070.
FR Citation81 FR 26764 
RIN Number1140-AA33
CFR Citation27 CFR 478
27 CFR 479
CFR AssociatedAdministrative Practice and Procedure; Arms and Munitions; Customs Duties and Inspection; Exports; Imports; Intergovernmental Relations; Law Enforcement Officers; Military Personnel; Penalties; Reporting and Recordkeeping Requirements; Research; Seizures and Forfeitures; Transportation and Excise Taxes

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