81_FR_26930 81 FR 26844 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

81 FR 26844 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 86 (May 4, 2016)

Page Range26844-26844
FR Document2016-10438

Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Dates: The application was filed on March 21, 2016 and amended on March 28, 2016. Applicant's Address: 71 South Wacker Drive, Chicago, Illinois 60606.

Federal Register, Volume 81 Issue 86 (Wednesday, May 4, 2016)
[Federal Register Volume 81, Number 86 (Wednesday, May 4, 2016)]
[Notices]
[Page 26844]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-10438]


=======================================================================
-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. IC-32099]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

April 29, 2016.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
April 2016. A copy of each application may be obtained via the 
Commission's Web site by searching for the file number, or for an 
applicant using the Company name box, at http://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by writing to the 
SEC's Secretary at the address below and serving the relevant applicant 
with a copy of the request, personally or by mail. Hearing requests 
should be received by the SEC by 5:30 p.m. on May 24, 2016, and should 
be accompanied by proof of service on applicants, in the form of an 
affidavit or, for lawyers, a certificate of service. Pursuant to Rule 
0-5 under the Act, hearing requests should state the nature of the 
writer's interest, any facts bearing upon the desirability of a hearing 
on the matter, the reason for the request, and the issues contested. 
Persons who wish to be notified of a hearing may request notification 
by writing to the Commission's Secretary.

ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange 
Commission, 100 F Street NE., Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Hae-Sung Lee, Attorney-Adviser, at 
(202) 551-7345 or Chief Counsel's Office at (202) 551-6821; SEC, 
Division of Investment Management, Chief Counsel's Office, 100 F Street 
NE., Washington, DC 20549-8010.

Goldman Sachs Municipal Opportunity Fund [File No. 811-22248]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
never made a public offering of its securities and does not propose to 
make a public offering or engage in business of any kind.
    Filing Dates: The application was filed on March 21, 2016 and 
amended on March 28, 2016.
    Applicant's Address: 71 South Wacker Drive, Chicago, Illinois 
60606.

Gottex Trust [File No. 811-22889]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On March 4, 2016, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses of $93,525 incurred in connection with the liquidation were 
paid by applicant and applicant's investment adviser.
    Filing Date: The application was filed on April 4, 2016.
    Applicant's Address: One Boston Place, Suite 2600, 201 Washington 
St., Boston, Massachusetts 02109.

The Hartford Alternative Strategies Fund [File No. 811-22610]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On November 23, 2015, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses of approximately $35,000 incurred in connection with the 
liquidation were paid by applicant's investment adviser.
    Filing Date: The application was filed on April 7, 2016.
    Applicant's Address: 5 Radnor Corporate Center, Suite 300, 100 
Matsonford Road, Radnor, Pennsylvania 19087.

Cheswold Lane Funds [File No. 811-21891]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On February 29, 2016, applicant made a 
liquidating distribution to its sole remaining shareholder, based on 
net asset value. Applicant incurred no expenses in connection with the 
liquidation.
    Filing Dates: The application was filed on April 1, 2016 and 
amended on April 27, 2016.
    Applicant's Address: 100 Front Street, Suite 960, West 
Conshohocken, Pennsylvania 19428.
    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.

Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-10438 Filed 5-3-16; 8:45 am]
BILLING CODE 8011-01-P



                                                    26844                          Federal Register / Vol. 81, No. 86 / Wednesday, May 4, 2016 / Notices

                                                    portions of the filing can be accessed via               the issues contested. Persons who wish                Cheswold Lane Funds [File No. 811–
                                                    the Commission’s Web site (http://                       to be notified of a hearing may request               21891]
                                                    www.prc.gov).                                            notification by writing to the                           Summary: Applicant seeks an order
                                                      The Commission appoints Katalin K.                     Commission’s Secretary.                               declaring that it has ceased to be an
                                                    Clendenin to serve as Public                                                                                   investment company. On February 29,
                                                    Representative in this docket.                           ADDRESSES:  The Commission: Secretary,
                                                                                                             U.S. Securities and Exchange                          2016, applicant made a liquidating
                                                    III. Ordering Paragraphs                                 Commission, 100 F Street NE.,                         distribution to its sole remaining
                                                       It is ordered:                                        Washington, DC 20549–1090.                            shareholder, based on net asset value.
                                                       1. The Commission establishes Docket                                                                        Applicant incurred no expenses in
                                                                                                             FOR FURTHER INFORMATION CONTACT:    Hae-              connection with the liquidation.
                                                    No. CP2016–157 for consideration of the                  Sung Lee, Attorney-Adviser, at (202)
                                                    matters raised by the Postal Service’s                                                                            Filing Dates: The application was
                                                                                                             551–7345 or Chief Counsel’s Office at                 filed on April 1, 2016 and amended on
                                                    Notice.                                                  (202) 551–6821; SEC, Division of
                                                       2. Pursuant to 39 U.S.C. 505, Katalin                                                                       April 27, 2016.
                                                                                                             Investment Management, Chief                             Applicant’s Address: 100 Front Street,
                                                    K. Clendenin is appointed to serve as an                 Counsel’s Office, 100 F Street NE.,
                                                    officer of the Commission to represent                                                                         Suite 960, West Conshohocken,
                                                                                                             Washington, DC 20549–8010.                            Pennsylvania 19428.
                                                    the interests of the general public in this
                                                                                                             Goldman Sachs Municipal Opportunity                      For the Commission, by the Division
                                                    proceeding (Public Representative).
                                                       3. Comments are due no later than                     Fund [File No. 811–22248]                             of Investment Management, pursuant to
                                                    May 6, 2016.                                                                                                   delegated authority.
                                                       4. The Secretary shall arrange for                       Summary: Applicant, a closed-end
                                                                                                                                                                   Robert W. Errett,
                                                    publication of this order in the Federal                 investment company, seeks an order
                                                                                                             declaring that it has ceased to be an                 Deputy Secretary.
                                                    Register.                                                                                                      [FR Doc. 2016–10438 Filed 5–3–16; 8:45 am]
                                                                                                             investment company. Applicant has
                                                     By the Commission.                                      never made a public offering of its                   BILLING CODE 8011–01–P
                                                    Ruth Ann Abrams,                                         securities and does not propose to make
                                                    Acting Secretary.                                        a public offering or engage in business
                                                    [FR Doc. 2016–10447 Filed 5–3–16; 8:45 am]               of any kind.                                          SECURITIES AND EXCHANGE
                                                                                                                                                                   COMMISSION
                                                    BILLING CODE 7710–FW–P                                      Filing Dates: The application was
                                                                                                             filed on March 21, 2016 and amended                   [Release No. 34–77737; File No. SR–
                                                                                                             on March 28, 2016.                                    NASDAQ–2016–060]
                                                    SECURITIES AND EXCHANGE                                     Applicant’s Address: 71 South
                                                    COMMISSION                                                                                                     Self-Regulatory Organizations; the
                                                                                                             Wacker Drive, Chicago, Illinois 60606.                NASDAQ Stock Market LLC; Notice of
                                                    [Release No. IC–32099]                                                                                         Filing and Immediate Effectiveness of
                                                                                                             Gottex Trust [File No. 811–22889]
                                                                                                                                                                   Proposed Rule Change To Update
                                                    Notice of Applications for                                  Summary: Applicant seeks an order                  Public Disclosure of Exchange Usage
                                                    Deregistration Under Section 8(f) of the                 declaring that it has ceased to be an                 of Market Data
                                                    Investment Company Act of 1940                           investment company. On March 4, 2016,
                                                                                                             applicant made a liquidating                          April 28, 2016.
                                                    April 29, 2016.
                                                                                                             distribution to its shareholders, based                  Pursuant to Section 19(b)(1) of the
                                                      The following is a notice of                                                                                 Securities Exchange Act of 1934
                                                    applications for deregistration under                    on net asset value. Expenses of $93,525
                                                                                                             incurred in connection with the                       (‘‘Act’’) 1 and Rule 19b–4 thereunder,2
                                                    section 8(f) of the Investment Company                                                                         notice is hereby given that on April 26,
                                                    Act of 1940 for the month of April 2016.                 liquidation were paid by applicant and
                                                                                                             applicant’s investment adviser.                       2016, The NASDAQ Stock Market LLC
                                                    A copy of each application may be                                                                              (‘‘Nasdaq’’ or ‘‘Exchange’’) filed with the
                                                    obtained via the Commission’s Web site                      Filing Date: The application was filed             Securities and Exchange Commission
                                                    by searching for the file number, or for                 on April 4, 2016.                                     (‘‘Commission’’) the proposed rule
                                                    an applicant using the Company name                         Applicant’s Address: One Boston                    change as described in Items I and II
                                                    box, at http://www.sec.gov/search/                       Place, Suite 2600, 201 Washington St.,                below, which Items have been prepared
                                                    search.htm or by calling (202) 551–                      Boston, Massachusetts 02109.                          by the Exchange. The Commission is
                                                    8090. An order granting each                                                                                   publishing this notice to solicit
                                                    application will be issued unless the                    The Hartford Alternative Strategies
                                                                                                             Fund [File No. 811–22610]                             comments on the proposed rule change
                                                    SEC orders a hearing. Interested persons                                                                       from interested persons.
                                                    may request a hearing on any                               Summary: Applicant seeks an order
                                                    application by writing to the SEC’s                                                                            I. Self-Regulatory Organization’s
                                                                                                             declaring that it has ceased to be an                 Statement of the Terms of Substance of
                                                    Secretary at the address below and                       investment company. On November 23,
                                                    serving the relevant applicant with a                                                                          the Proposed Rule Change
                                                                                                             2015, applicant made a liquidating
                                                    copy of the request, personally or by                    distribution to its shareholders, based                  The Exchange proposes to update
                                                    mail. Hearing requests should be                         on net asset value. Expenses of                       Exchange Rule 4759 and to amend the
                                                    received by the SEC by 5:30 p.m. on                      approximately $35,000 incurred in                     public disclosure of the sources of data
                                                    May 24, 2016, and should be
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                                                                             connection with the liquidation were                  that the Exchange utilizes when
                                                    accompanied by proof of service on                       paid by applicant’s investment adviser.               performing (1) order handling and
                                                    applicants, in the form of an affidavit or,                                                                    execution; (2) order routing; and (3)
                                                    for lawyers, a certificate of service.                     Filing Date: The application was filed
                                                                                                                                                                   related compliance processes.
                                                    Pursuant to Rule 0–5 under the Act,                      on April 7, 2016.                                        The text of the proposed rule change
                                                    hearing requests should state the nature                   Applicant’s Address: 5 Radnor                       is below. Proposed new language is
                                                    of the writer’s interest, any facts bearing              Corporate Center, Suite 300, 100
                                                    upon the desirability of a hearing on the                Matsonford Road, Radnor, Pennsylvania                   1   15 U.S.C. 78s(b)(1).
                                                    matter, the reason for the request, and                  19087.                                                  2   17 CFR 240.19b–4.



                                               VerDate Sep<11>2014    18:44 May 03, 2016   Jkt 238001   PO 00000   Frm 00072   Fmt 4703   Sfmt 4703   E:\FR\FM\04MYN1.SGM     04MYN1



Document Created: 2016-05-04 01:23:43
Document Modified: 2016-05-04 01:23:43
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
DatesThe application was filed on March 21, 2016 and amended on March 28, 2016.
ContactHae-Sung Lee, Attorney-Adviser, at (202) 551-7345 or Chief Counsel's Office at (202) 551-6821; SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE., Washington, DC 20549-8010.
FR Citation81 FR 26844 

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR