81 FR 26856 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 86 (May 4, 2016)

Page Range		26856-26856
FR Document		2016-10395

Federal Register, Volume 81 Issue 86 (Wednesday, May 4, 2016)

[Federal Register Volume 81, Number 86 (Wednesday, May 4, 2016)]
[Notices]
[Page 26856]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-10395]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.

Extension:
    Form F-8.
    SEC File No. 270-332, OMB Control No. 3235-0378.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget this request for extension of the previously approved 
collection of information discussed below.
    Form F-8 (17 CFR 239.38) may be used to register securities of 
certain Canadian issuers under the Securities Act of 1933 (15 U.S.C. 
77a et seq.) that will be used in an exchange offer or business 
combination. The information collected is intended to ensure that the 
information required to be filed by the Commission permits verification 
of compliance with securities law requirements and assures the public 
availability of such information. The information provided is mandatory 
and all information is made available to the public upon request. We 
estimate that Form F-8 takes approximately one hour per response to 
prepare and is filed by approximately 5 respondents. We estimate that 
25% of one hour per response (15 minutes) is prepared by the company 
for a total annual reporting burden of one hour (15 minutes/60 minutes 
per response x 5 responses = 1.25 hours rounded to nearest whole 
number).
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
[email protected]; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected]. Comments must be submitted to OMB within 30 
days of this notice.

    Dated: April 29, 2016.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-10395 Filed 5-3-16; 8:45 am]
 BILLING CODE 8011-01-P

26856 Federal Register / Vol. 81, No. 86 / Wednesday, May 4, 2016 / Notices

Dyson, Director/Chief Information compliance with rule 204–3 imposes a and Exchange Commission
Officer, Securities and Exchange burden of approximately 39 hours (‘‘Commission’’) has submitted to the
Commission, c/o Remi Pavlik-Simon, annually based on an average adviser Office of Management and Budget this
100 F Street NE., Washington, DC 20549 having 1,494 clients. Our latest data request for extension of the previously
or send an email to: PRA_Mailbox@ indicate that there were 11,956 advisers approved collection of information
sec.gov. Comments must be submitted to registered with the Commission as of discussed below.
OMB within 30 days of this notice. January 4, 2016. Based on this figure,
Form F–8 (17 CFR 239.38) may be
Dated: April 28, 2016. the Commission estimates a total annual
burden of 466,145 for this collection of used to register securities of certain
Robert W. Errett, Canadian issuers under the Securities
information.
Deputy Secretary. Act of 1933 (15 U.S.C. 77a et seq.) that
Rule 204–3 does not require
[FR Doc. 2016–10367 Filed 5–3–16; 8:45 am]
recordkeeping or record retention. The will be used in an exchange offer or
BILLING CODE 8011–01–P collection of information requirements business combination. The information
under the rule are mandatory. The collected is intended to ensure that the
information collected pursuant to the information required to be filed by the
SECURITIES AND EXCHANGE rule is not filed with the Commission, Commission permits verification of
COMMISSION but rather takes the form of disclosures compliance with securities law
Submission for OMB Review; to clients and prospective clients. requirements and assures the public
Comment Request Accordingly, these disclosures are not availability of such information. The
kept confidential. An agency may not information provided is mandatory and
Upon Written Request, Copies Available conduct or sponsor, and a person is not all information is made available to the
From: Securities and Exchange required to respond to, a collection of public upon request. We estimate that
Commission, Office of FOIA Services, information unless it displays a Form F–8 takes approximately one hour
100 F Street NE., Washington, DC currently valid control number. per response to prepare and is filed by
20549–2736. The public may view the background approximately 5 respondents. We
Extension: Rule 204–3, SEC File No. 270– documentation for this information estimate that 25% of one hour per
42, OMB Control No. 3235–0047. collection at the following Web site, response (15 minutes) is prepared by the
www.reginfo.gov. Comments should be company for a total annual reporting
Notice is hereby given that pursuant
directed to: (i) Desk Officer for the burden of one hour (15 minutes/60
to the Paperwork Reduction Act of 1995
Securities and Exchange Commission,
(44 U.S.C. 3501 et seq.) the Securities minutes per response × 5 responses =
Office of Information and Regulatory
and Exchange Commission 1.25 hours rounded to nearest whole
Affairs, Office of Management and
(‘‘Commission’’) has submitted to the number).
Budget, Room 10102, New Executive
Office of Management and Budget a An agency may not conduct or
Office Building, Washington, DC 20503,
request for extension of the previously
or by sending an email to: Shagufta_ sponsor, and a person is not required to
approved collection of information
Ahmed@omb.eop.gov; and (ii) Pamela respond to, a collection of information
discussed below.
The title for the collection of Dyson, Director/Chief Information unless it displays a currently valid
information is ‘‘Rule 204–3 (17 CFR Officer, Securities and Exchange control number.
275.204–3) under the Investment Commission, c/o Remi Pavlik-Simon, The public may view the background
Advisers Act of 1940.’’ (15 U.S.C. 80b). 100 F Street NE., Washington, DC 20549 documentation for this information
Rule 204–3, the ‘‘brochure rule,’’ or send an email to: PRA_Mailbox@
collection at the following Web site,
requires advisers to deliver their sec.gov. Comments must be submitted to
www.reginfo.gov. Comments should be
brochures and brochure supplements at OMB within 30 days of this notice.
directed to: (i) Desk Officer for the
the start of an advisory relationship and Dated: April 28, 2016. Securities and Exchange Commission,
to deliver annually thereafter the full Robert W. Errett, Office of Information and Regulatory
updated brochures or a summary of Deputy Secretary. Affairs, Office of Management and
material changes to their brochures. The [FR Doc. 2016–10369 Filed 5–3–16; 8:45 am] Budget, Room 10102, New Executive
rule also requires that advisers deliver BILLING CODE 8011–01–P Office Building, Washington, DC 20503,
amended brochures or brochure or by sending an email to:
supplements (or just a statement Shagufta_Ahmed@omb.eop.gov; and (ii)
describing the amendments) to clients SECURITIES AND EXCHANGE Pamela Dyson, Director/Chief
only when disciplinary information in COMMISSION Information Officer, Securities and
the brochures or supplements becomes
Submission for OMB Review; Exchange Commission, c/o Remi Pavlik-
materially inaccurate.
The brochure assists the client in Comment Request Simon, 100 F Street NE., Washington,
determining whether to retain, or DC 20549 or send an email to:
continue employing, the adviser. The Upon Written Request Copies Available PRA_Mailbox@sec.gov. Comments must
information that Rule 204–3 requires to From: Securities and Exchange be submitted to OMB within 30 days of
be contained in the brochure is also Commission, Office of FOIA Services, this notice.
used by the Commission and staff in its 100 F Street NE., Washington, DC
asabaliauskas on DSK3SPTVN1PROD with NOTICES

Dated: April 29, 2016.
enforcement, regulatory, and 20549–2736.
Robert W. Errett,
examination programs. This collection Extension:
Form F–8. Deputy Secretary.
of information is found at 17 CFR
275.204–3 and is mandatory. SEC File No. 270–332, OMB Control No. [FR Doc. 2016–10395 Filed 5–3–16; 8:45 am]
The respondents to this information 3235–0378. BILLING CODE 8011–01–P
collection are investment advisers Notice is hereby given that, pursuant
registered with the Commission. The to the Paperwork Reduction Act of 1995
Commission has estimated that (44 U.S.C. 3501 et seq.), the Securities

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Document Created: 2016-05-04 01:23:01
Document Modified: 2016-05-04 01:23:01

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		81 FR 26856