81_FR_27156 81 FR 27069 - United States Rail Service Issues-Performance Data Reporting

81 FR 27069 - United States Rail Service Issues-Performance Data Reporting

DEPARTMENT OF TRANSPORTATION
Surface Transportation Board

Federal Register Volume 81, Issue 87 (May 5, 2016)

Page Range27069-27082
FR Document2016-10442

Through this Supplemental Notice of Proposed Rulemaking (SNPR), the Board is proposing to establish new regulations requiring all Class I railroads and the Chicago Transportation Coordination Office (CTCO), through its Class I members, to report certain service performance metrics on a weekly basis.

Federal Register, Volume 81 Issue 87 (Thursday, May 5, 2016)
[Federal Register Volume 81, Number 87 (Thursday, May 5, 2016)]
[Proposed Rules]
[Pages 27069-27082]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-10442]



[[Page 27069]]

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DEPARTMENT OF TRANSPORTATION

Surface Transportation Board

49 CFR Part 1250

[Docket No. EP 724 (Sub-No. 4)]


United States Rail Service Issues--Performance Data Reporting

AGENCY: Surface Transportation Board (the Board or STB).

ACTION: Supplemental notice of proposed rulemaking.

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SUMMARY: Through this Supplemental Notice of Proposed Rulemaking 
(SNPR), the Board is proposing to establish new regulations requiring 
all Class I railroads and the Chicago Transportation Coordination 
Office (CTCO), through its Class I members, to report certain service 
performance metrics on a weekly basis.

DATES: Comments are due by May 31, 2016. Reply comments are due by June 
28, 2016.

ADDRESSES: Comments and replies may be submitted either via the Board's 
e-filing format or in the traditional paper format. Any person using e-
filing should attach a document and otherwise comply with the 
instructions at the E-FILING link on the Board's Web site, at http://www.stb.dot.gov. Any person submitting a filing in the traditional 
paper format should send an original and 10 copies to: Surface 
Transportation Board, Attn: Docket No. EP 724 (Sub-No. 4), 395 E Street 
SW., Washington, DC 20423-0001.
    Copies of written comments and replies will be available for 
viewing and self-copying at the Board's Public Docket Room, Room 131, 
and will be posted to the Board's Web site. Copies will also be 
available (for a fee) by contacting the Board's Chief Records Officer 
at (202) 245-0238 or 395 E Street SW., Washington, DC 20423-0001.

FOR FURTHER INFORMATION CONTACT: Allison Davis at (202) 245-0378. 
Assistance for the hearing impaired is available through the Federal 
Information Relay Service (FIRS) at (800) 877-8339.

SUPPLEMENTARY INFORMATION: The Surface Transportation Board initiated 
this rulemaking proceeding in response to the service problems that 
began to emerge in the railroad industry in late 2013. Those service 
problems affected the transportation of a wide range of commodities, 
including grain, fertilizer, ethanol, coal, automobiles, chemicals, 
propane, consumer goods, crude oil, and industrial commodities.
    In response to the service challenges, the Board held two public 
hearings, in April 2014 in Washington, DC, and in September 2014 in 
Fargo, ND, to allow interested persons to report on service problems, 
to hear from rail industry executives on plans to address rail service 
problems, and to explore options to improve service. During and after 
these hearings, parties expressed concerns about the lack of publicly 
available information related to rail service and requested access to 
performance data from the railroads to better understand the scope, 
magnitude, and impact of the service issues,\1\ as well as the 
underlying causes and the prospects for recovery.
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    \1\ See generally National Grain and Feed Association Letter, 
U.S. Rail Serv. Issues, EP 724 (filed May 6, 2014); Western Coal 
Traffic League Letter, U.S. Rail Serv. Issues, EP 724 (filed Apr. 
17, 2014); Apr. Hr'g Tr. 154-155, U.S. Rail Serv. Issues, EP 724 
(Apr. 10, 2014); Western Coal Traffic League Statement 5-6, U.S. 
Rail Serv. Issues, EP 724 (filed Sept. 5, 2014); Sept. Hr'g Tr. 48, 
290, U.S. Rail Serv. Issues, EP 724 (Sept. 4, 2014).
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    Based on these concerns and to better understand railroad operating 
conditions, the Board issued an October 8, 2014 order requiring all 
Class I railroads and the Class I railroad members of the CTCO to file 
weekly reports containing specific performance data. See U.S. Rail 
Serv. Issues--Data Collection (Interim Data Order), EP 724 (Sub-No. 3) 
(STB served Oct. 8, 2014).\2\ Railroads were asked to report weekly 
average train speeds, weekly average terminal dwell times, weekly 
average cars online, number of trains held short of destination, and 
loading metrics for grain and coal service, among other information. 
The data were intended to give both the Board and its stakeholders 
access to near real-time information about the operations and 
performance of the Class I railroads and the fluidity of the Chicago 
gateway. In addition, the data were expected to assist rail shippers in 
making logistics decisions, planning operations and production, and 
mitigating potential losses.
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    \2\ On motion of Canadian Pacific Railway Company, the Board 
modified the Interim Data Order by decision served on February 23, 
2016, to allow it to discontinue reporting data related to the Rapid 
City, Pierre & Eastern Railroad, Inc.
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    On October 22, 2014, the Class I railroads and the Association of 
American Railroads (AAR) (on behalf of the CTCO) filed the first set of 
weekly reports in response to the Interim Data Order. As requested by 
the Board, each carrier provided an explanation of its methodology for 
deriving performance data in response to each request. Generally, the 
reports corresponded to the elements of the Interim Data Order; 
however, some railroads approached individual requests differently, 
leading to variations in the reported data. The different approaches 
were due primarily to the railroads' disparate data-keeping systems, 
different railroad operating practices, and/or unintended ambiguities 
in certain requests. Certain railroads also departed from the Board's 
prescribed reporting in order to maintain consistency with their own 
weekly data runs and analyses. For the most part, however, railroads 
made reasonable efforts to respond to each request, substituting 
analogous data when the precise information requested could not readily 
be derived.
    The weekly filings have allowed the Board and its stakeholders to 
monitor the industry's performance and have allowed the Board to 
develop baseline data. Based on the Board's experience with the 
reporting to date, and as expressly contemplated in the Interim Data 
Order, the Board proposed new regulations for permanent reporting by 
the members of the Class I railroad industry and the CTCO, through its 
Class I members. See U.S. Rail Serv. Issues--Performance Data 
Reporting, EP 724 (Sub-No. 4) (STB served Dec. 30, 2014) (80 FR 473, 
January 6, 2015) (NPR).
    The proposed reporting requirements in the NPR include many of the 
requests contained in the Interim Data Order. The NPR proposes nine 
weekly metrics that would apply to Class I railroads: (1) System 
average train speed; (2) weekly average terminal dwell time; (3) weekly 
average cars online; (4) weekly average dwell time at origin or 
interchange; (5) weekly total number of loaded and empty trains held 
short of destination or scheduled interchange; (6) daily average number 
of loaded and empty cars operating in normal movement which have not 
moved in specified periods of time; (7) weekly total number of grain 
cars loaded and billed, by State; (8) total overdue car orders, average 
days late, total new orders in the past week, total orders filled in 
the past week, and number of orders cancelled in the past week; and (9) 
weekly total coal unit train loadings or carloadings by region. The NPR 
also proposes metrics pertaining to service in Chicago as well as 
reporting on major rail infrastructure projects. The NPR proposes to 
exempt Kansas City Southern Railway Company from filing state-specific 
information in response to Requests Nos. 7 and 8, due to the nature of 
its grain business and its very limited number of customers in a small 
number of states in its service territory.
    Following receipt of comments in response to the NPR, the Board 
issued an order announcing that it would waive its ex parte 
communications rules in order to allow Board staff to hold

[[Page 27070]]

meetings with interested parties to develop a more complete record with 
regard to technical issues in this proceeding. See U.S. Rail Serv. 
Issues--Performance Data Reporting (Waiver Decision), EP 724 (Sub-No. 
4) (STB served Nov. 9, 2015). As a result of the comments and meetings, 
the Board is issuing this SNPR to revise the proposed rule. A summary 
of the proposed changes are outlined in Table 1 in Appendix A of this 
decision.
    We will address one preliminary issue before summarizing the 
comments and explaining our proposed revisions to the NPR.

Preliminary Matter

    On November 30, 2015, practitioners Thomas F. McFarland and Gordon 
P. MacDougall petitioned the Board to reconsider its Waiver Decision. 
McFarland and MacDougall had not previously participated in this 
proceeding, but assert an interest in future performance metrics in 
their roles as counsel before the Board. (Pet. 2.) They assert that the 
Waiver Decision is a departure from long-standing rules and that the 
Board does not have the authority to waive its prohibition against ex 
parte communication. (Pet. 3, 9) Alternatively, McFarland and 
MacDougall argue that the Board did not render findings adequate to 
waive its rules, citing 49 U.S.C. 10502, the statute dealing with the 
Board's exemption power. (Pet. 11.)
    On December 21, 2015, AAR filed a reply to the petition, arguing 
that the Waiver Decision complies with the Board's rules and all 
governing law. (AAR Reply 3, Dec. 21, 2015.) AAR states that although 
the Board's rules do generally prohibit ex parte communications, they 
also contemplate the Board's authority to waive those rules. AAR also 
cites the Board's regulations at 49 CFR 1100.3, pursuant to which the 
Board is to construe its rules liberally ``to secure just, speedy and 
inexpensive determination of the issues presented.'' (AAR Reply 3, Dec. 
21, 2015.)
    Under 49 U.S.C. 1322(c) \3\ and 49 CFR 1115.3(b), the Board will 
grant a petition for reconsideration only upon a showing that the prior 
action: (1) Will be affected materially because of new evidence or 
changed circumstances; or (2) involves material error. Allegheny Valley 
R.R.--Pet. for Declaratory Order, FD 35239, slip op. at 3 (STB served 
July 16, 2013). The Board finds that McFarland and MacDougall did not 
allege new evidence or changed circumstances and failed to demonstrate 
material error in the Waiver Decision.
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    \3\ Formerly 49 U.S.C. 721. See Public Law 114-110, 3(a)(5), 129 
Stat. 2228, 2228.
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    The Board was well within its powers to hold individual meetings 
with interested parties in this proceeding. As stated in the Waiver 
Decision, slip op. at 2, the Board may waive its regulation on ex parte 
communication in appropriate proceedings. The Board is entitled to 
discretion in administering its own procedural rules as it deems 
necessary to resolve urgent transportation problems. See Am. Farm Lines 
v. Black Ball Freight Serv., 397 U.S. 532, 539 (1970) (citing the well-
established proposition that ``[i]t is always within the discretion of 
a court or an administrative agency to relax or modify its procedural 
rules adopted for the orderly transaction of business before it when in 
a given case the ends of justice require it.''). Likewise, there is no 
basis for the claim that the Board must justify a waiver of its rules 
by satisfying the exemption standards of 49 U.S.C. 10502, which applies 
to exemptions from statutory provisions, not Board regulations. 
Furthermore, the argument that the Board's ex parte prohibition arose 
from 1962 recommendations by the Administrative Conference of the 
United States (ACUS) is outdated. In 2014, ACUS reaffirmed a 1977 
recommendation against a general prohibition on ex parte communications 
in informal rulemakings.\4\ Its recent recommendation reaffirmed its 
view that:
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    \4\ The 1977 recommendation states:
    A general prohibition applicable to all agencies against the 
receipt of private oral or written communications is undesirable, 
because it would deprive agencies of the flexibility needed to 
fashion rulemaking procedures appropriate to the issues involved, 
and would introduce a degree of formality that would, at least in 
most instances, result in procedures that are unduly complicated, 
slow and expensive, and, at the same time, perhaps not conducive to 
developing all relevant information.
    Ex parte Communications in Informal Rulemaking Proceedings, 42 
FR 54251, 54253 (Oct. 5, 1977).

    Ex parte communications, which may be oral or written, convey a 
variety of benefits to both agencies and the public. . . . These 
meetings can facilitate a more candid and potentially interactive 
dialogue of key issues and may satisfy the natural desire of 
interested persons to feel heard. In addition, if an agency engages 
in rulemaking in an area that implicates sensitive information, ex 
parte communications may be an indispensable avenue for agencies to 
obtain the information necessary to develop sound, workable 
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policies.

    ``Ex Parte'' Communications in Informal Rulemaking Proceedings, 
79 FR 35988, 35994 (June 25, 2014).

    The purpose of the Board's Waiver Decision is consistent with the 
reasons suggested by ACUS, in particular, to fashion procedures for 
informal rulemakings appropriate to the issues involved. The Waiver 
Decision also provided safeguards to ensure fairness and accessibility 
to parties. The Board put in place measures that permitted any 
interested party the opportunity to meet with Board staff, to review 
the substance of comments made in the individual meetings by reading 
summaries of the meetings posted on the Board's Web site, and to 
comment in response to the information contained in the meeting 
summaries. Accordingly, there is no basis for McFarland and 
MacDougall's claims of material error in the decision.\5\ The Petition 
for Reconsideration will be denied.
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    \5\ Procedurally, the petition was not timely. The Waiver 
Decision stated that individual meetings would take place between 
November 16, 2015, and December 7, 2015; the meetings began on 
November 19, 2015. McFarland and MacDougall did not file their 
petition until November 30, 2015.
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Discussion of Comments and Supplemental Proposed Rules

    The following parties provided comments in this proceeding, either 
in the form of written submissions or oral comments during the ex parte 
meetings that were then summarized and posted by the Board, or both:
    Alliance for Rail Competition et al. (ARC); American Chemistry 
Council (ACC); Association of American Railroads (AAR); BASF 
Corporation (BASF); BNSF Railway Company (BNSF); Canadian Pacific 
Railway Company (CP); Chicago Metropolitan Agency for Planning (CMAP); 
CSX Transportation, Inc. (CSXT); Freight Rail Customer Alliance (FRCA); 
High Road Consulting, Ltd. (HRC); Kansas City Southern Railway Company 
(KCS); Thomas F. McFarland and Gordon P. MacDougall (McFarland and 
MacDougall); National Grain and Feed Association (NGFA); National 
Industrial Transportation League (NITL); Norfolk Southern Railway 
Company (NSR); South Dakota Corn Growers Association (SDCGA); The 
Fertilizer Institute (TFI); Texas Trading and Transportation Services, 
LLC, et al. (TTMS); The Honorable John Thune, Chairman, Senate 
Committee on Commerce, Science, and Transportation (Senator Thune); 
Union Pacific Railway Company (UP); U.S. Department of Agriculture 
(USDA); U.S. Department of Transportation (USDOT); and Western Coal 
Traffic League, et al. (WCTL).
    In response to the NPR and the invitation for stakeholder meetings, 
the Board received a significant volume of comments and proposals from 
stakeholders. We have carefully

[[Page 27071]]

reviewed those comments and meeting summaries in order to identify both 
general themes regarding service reporting and better technical methods 
for collecting information. We now propose revised rules that we 
believe will be more helpful to the agency and the public.
    The NPR's proposal covers a broad set of railroad service metrics 
derived largely from the Interim Data Order requests, along with 
definitions and requirements governing those metrics.\6\ Below we 
generally summarize the comments received on the NPR, and we explain 
the changes now proposed in this SNPR. Although not all comments and 
recommendations have been adopted in the SNPR, we have worked to 
carefully consider the many comments, written and oral, that comprise 
this docket.
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    \6\ With regard to Requests Nos. 7 and 8, KCS was not required 
to report information by State, but instead only system-wide data. 
See NPR, slip op. at 7.
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Reporting Week and Timing

    The NPR defines the reporting week as Sunday to Saturday with 
reports due the following Tuesday.
    Railroad Interests. The railroad interests generally request a 
Saturday through Friday reporting week. While several railroads support 
a Friday filing deadline, others would be amenable to maintaining the 
Interim Data Order's Wednesday deadline. (AAR Comments 18, March 2, 
2015; NSR Comments 3-4, March 2, 2015; UP Comments 8-9, March 2, 2015; 
NSR Mtg. Summary 1; BNSF Mtg. Summary 3; UP Mtg. Summary 6.) CSXT 
requests that each carrier be permitted to define its own reporting 
week. (CSXT Comments 4, March 2, 2015.) CSXT also requests that the 
Board allow 12 months for the railroads to comply with any new data 
requirements. (Id. at 7.)
    Shipper Interests and Other Stakeholders. No comments provided.
    Revised Proposal. The Board proposes to modify the reporting week 
and day, as suggested by the railroad interests. Railroads advise that 
for internal data reporting and the reports made to AAR on a weekly 
basis, their reporting week runs from 12:01 a.m. Saturday through 11:59 
p.m. Friday. They suggest that modifying the reporting week would 
require them to establish parallel reporting systems, which would be 
duplicative and potentially lead to confusion. They also stated that 
they have adopted processes to facilitate reporting under the Interim 
Data Order, which would be disrupted by the modification proposed in 
the NPR. The railroads also stress that having to submit the weekly 
reports to the Board on Tuesday would not allow sufficient time to 
review, process, and quality-check the data. Although several suggest a 
Friday reporting day, there was no opposition to maintaining the 
Interim Data Order's Wednesday reporting day. Shippers and other 
stakeholders voice no objection to the reporting week proposed here, or 
the Wednesday reporting day, and neither affects the substantive value 
of the data collected. Therefore, the Board proposes that the reporting 
day will be Wednesday for the preceding reporting week, measured from 
12:01 a.m. Saturday through 11:59 p.m. Friday.

Definition of Unit Train

    The NPR defined unit train as comprising 50 or more railcars of the 
same or similar type, carrying a single commodity in bulk.
    Railroad Interests. AAR and several railroads request clarification 
of the definition of ``unit train'' as used in the NPR. (AAR Comments 
17, March 2, 2015; BNSF Comments 10, March 2, 2015; CSXT Comments 5-6, 
March 2, 2015; NSR Comments 4, March 2, 2015; UP Comments 9-10, March 
2, 2015; AAR Mtg. Summary 2.) AAR explains that the proposed definition 
of unit train ``would divorce service reporting from how railroads and 
their customers think about shipments in a commercial sense'' and 
suggests that the Board instead rely on each railroad's unit train 
designations. (AAR Comments 17, March 2, 2015.) Similarly, UP argues 
that the definition should focus on the nature of the railroad's 
operation instead of the number of carloads in a train, which, it 
states, would align with how it does business. (UP Comments 11, March 
2, 2015.) In response to the Interim Data Order, UP states that it 
relies on its train-category symbols to identify and classify trains, 
not the number of cars in a train. (Id. at 10-11.) UP also argues that 
the Board should substitute the term ``trainload'' for unit train. UP 
asserts that unit train implies a shuttle-type service and that using 
trainload would better reflect the diversity of movement types for bulk 
trains in non-manifest service. (Id. at 11-12.)
    Shipper Interests and Other Stakeholders. Shippers and other 
stakeholders generally agree that the definition of a unit train should 
be clarified. (NGFA Mtg. Summary 1-2; HRC Comments 4, Dec. 23, 2015.) 
NGFA states that it may be appropriate for each railroad to provide its 
own definition at the outset of reporting. (NGFA Mtg. Summary 2.)
    Revised Proposal. The Board proposes to withdraw the proposed 
definition of ``unit train.'' Based on written comments and individual 
meetings with stakeholders, we believe that a static definition of 
``unit train'' for the service metric reporting could distort data 
reporting. Instead, the Board believes that the better course of action 
for service metric reporting here is to allow railroads to report unit 
train data based on how train symbols (or codes) are assigned in 
accordance with each railroad's operating practices.

Requests No. 1 (Train Speed), No. 2 (Terminal Dwell Time), and No. 3 
(Cars Online)

    Request No. 1 seeks system-average train speed, measured for line-
haul movements between terminals and calculated by dividing total 
train-miles by total hours operated for: (a) Intermodal; (b) grain 
unit; (c) coal unit; (d) automotive unit; (e) crude oil unit; (f) 
ethanol unit; (g) manifest; and (h) all other. Request No. 2 asks for 
weekly average terminal dwell time, the average time a car resides at a 
specified terminal location expressed in hours, excluding cars on run-
through trains (i.e., cars that arrive at, and depart from, a terminal 
on the same through train) for the carrier's system, as well as its 10 
largest terminals in terms of railcars processed. Request No. 3 also 
seeks weekly average cars on line by the following car types for the 
reporting week: (a) Box; (b) covered hopper; (c) gondola; (d) 
intermodal; (e) multilevel (automotive); (f) open hopper; (g) tank; (h) 
other; and (i) total.
    Railroad Interests. The railroads do not oppose these data 
requests. Specifically, they note that the data sought in Requests Nos. 
1-3 corresponds with data that six Class I railroads already make 
publicly available on a weekly basis through the AAR. (AAR Comments 8, 
12, March 2, 2015; UP Comments 12, March 2, 2015.) They argue that 
Request Nos. 1-3, with the potential addition of a weekly carloadings 
metric would be sufficient to monitor overall network fluidity. (CP 
Comments 2, March 2, 2015; NSR Comments 2, March 2, 2015; UP Comments 
4, 12, March 2, 2015.)
    Additionally, the railroads provide the Board with weekly 
carloading traffic reports covering 20 carload commodity categories and 
the two intermodal service types. (AAR Comments 13, March 2, 2015.) AAR 
asserts that this and other ``available information and public metrics 
indicated to the Board early on that service was being disrupted and 
allowed the Board to focus on the relevant issues it needed to

[[Page 27072]]

monitor'' during the 2013-14 service disruptions. (Id. at 13.) AAR 
states that the Board should continue to monitor this information. 
(Id.) UP also suggests adding a system-average train speed component to 
Request No. 1 for all trains. (UP Comments 4, March 2, 2015.)
    Shipper Interests and Other Stakeholders. For Request No. 1, NGFA 
would expand the ``grain unit'' train category to include five 
subcategories. (NGFA Comments 6, March 2, 2015.) For Request No. 2, it 
would require that dwell times be broken down into four traffic 
categories. (Id.) BASF notes that the weekly average dwell time for 
each carrier's 10 largest terminals is a critical measurement; it uses 
the data to alter its production and movement. (BASF Mtg. Summary 1.) 
For Request No. 3, NGFA requests that the Board require carriers to 
delineate ``tank cars'' by cars used to haul hazmat and non-hazmat 
materials. (NGFA Comments 6, March 2, 2015.) NGFA also requests that 
the metric include a weekly summary of cars that are industry-placed 
(i.e., cars placed at industry for loading or unloading). (Id.)
    Revised Proposal. For Request No. 1, the Board proposes to cure an 
omission from both the Interim Data Order and the NPR by adding an 
overall ``system'' component to the reporting of average train speeds. 
This would align the request with railroads' current AAR reporting. 
Additionally, we propose to add a line item for unit train shipments of 
fertilizer to this request in order to better monitor service issues 
with regard to this commodity, which emerged as a critical issue during 
2013-14.\7\ Since fertilizer moves in both manifest and unit train 
service, the Board requests that parties comment on whether a 
sufficient volume of fertilizer moves in unit train service to make 
this request meaningful for the agency to monitor rail service to 
fertilizer shippers.\8\
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    \7\ For the same reasons, we are also proposing changes to 
Requests Nos. 1, 4, 5, and 6 to add fertilizer reporting.
    \8\ Although requests 1-3 are currently reported to AAR by six 
of the seven Class I railroads, and AAR makes this data publicly 
available, this reporting to AAR is voluntary. In the event that AAR 
changed its practices, the Board would lose access to this 
information, which is not otherwise available. Additionally, the 
data that AAR makes available to the public does not extend beyond 
the previous 53 weeks.
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    For purposes of incorporating fertilizer shipments into this 
request, and additional requests, below, the Board seeks input from 
stakeholders as to the relevant Standard Transportation Commodity Codes 
(STCCs) for fertilizers moving by rail, including those that typically 
move in unit train service. Initially, the Board proposes the following 
STCCs: 14-7XX-XX, 28-125-XX, 28-18X-XX, 28-19X-XX, 28-71X-XX, and 49-
18X-XX.
    For Requests No. 2 and No. 3, the Board proposes to retain these 
requests as proposed in the NPR. Terminal dwell and cars online are key 
indicators of railroad fluidity, and the requests mirror data that the 
Class I railroads report to AAR. Both railroad and shipper interests 
support the retention of these items. With respect to these and other 
requests, the Board addresses commenters' arguments for greater or 
lesser granularity below.

Request No. 4 (Dwell Time at Origin or Interchange--Unit Train)

    This metric seeks weekly average dwell time at origin or 
interchange location for loaded unit train shipments sorted by grain, 
coal, automotive, crude oil, ethanol, and all other unit trains.
    Railroad Interests. The railroads contend that the information 
required by this request would not provide additional insight, would be 
burdensome for the railroads to collect, and would not provide added 
benefits to the public or the Board. (AAR Comments 14-15, March 2, 
2015.) UP argues that the value of the data provided by the metric 
would be questionable because it does not account for operational 
differences between unit train shipments of different commodities on a 
single railroad or between different railroads. (UP Comments 3, 12-13, 
March 2, 2015.) UP contends that any comparisons would therefore be 
misleading because they would more likely reflect these operational 
differences than performance issues. (Id.) UP also opposes the addition 
of the interchange component. It explains that adding a measure of 
dwell time at interchange is problematic because of complex interchange 
arrangements between carriers and differences in how carriers measure 
elapsed time between two events such as when each carrier considers a 
train to be released and available, and because it could result in data 
that do not reflect actual service performance. (UP Comments 3, 14-15, 
March 2, 2015.)
    UP suggests normalizing, or standardizing, the data by presenting 
it in relation to the size and volume of each railroad rather than 
absolute values. UP argues that this would prevent misleading 
comparisons between railroads, avoid creating unjustified concerns, and 
allow the Board and stakeholders to develop a more meaningful baseline. 
(Id. at 6.)
    Shipper Interests and Other Stakeholders. WCTL, NGFA, and BASF all 
request that the Board add detail to this metric. NGFA argues that 
reporting by additional commodity type should be required. (NGFA 
Comments 7, March 2, 2015.) It recommends including destination dwell 
time in this metric. (Id.) NGFA also recommends requiring ``the weekly 
percentage of a rail carrier's local service design plan that has been 
fulfilled for all manifest traffic, broken down by business traffic 
category.'' (Id.) It argues that this would capture the actual percent 
of local industry switches versus plan for the week. (Id.) WCTL urges 
the Board to retain reporting of interchange times and require carriers 
to report dwell times at each railroad's 10 largest interchange 
locations and at individual interchanges for empty coal unit trains (in 
addition to loaded coal unit trains). (WCTL Comments 8, March 2, 2015; 
WCTL Mtg. Summary 3.) BASF requests that this metric include manifest 
trains. (BASF Mtg. Summary 2.)
    Revised Proposal. For Request No. 4, the Board proposes to delete 
the ``at interchange'' component of the NPR, which would align the 
request with the Interim Data Order. This change reflects railroads' 
comments that measuring the elapsed time at interchange would be 
difficult because railroads do not operate with a common understanding 
as to when a train is considered to be ``released'' or ``accepted'' at 
interchange or share common practices for measuring elapsed time at 
interchange. On further consideration, we believe that this additional 
information would not materially help the Board's monitoring of service 
performance in light of the other data that the Board would collect, 
such as dwell at origin, terminal dwell, trains holding, and cars that 
have not moved in two days or longer.

Request No. 5 (Trains Held Short of Destination or Interchange)

    This metric seeks to capture the weekly total number of loaded and 
empty trains held short of destination or scheduled interchange for 
longer than six consecutive hours, sorted by train type (intermodal, 
grain unit, coal unit, automotive unit, crude oil unit, ethanol unit, 
other unit, and all other) and by cause (crew, locomotive power, track 
maintenance, mechanical issue, or other (with explanation)).
    Railroad Interests. The railroads contend that the information 
required by this request would not provide additional insight, would be 
burdensome for the railroads to collect, and would not provide added 
benefits to the public or the Board. (AAR Comments 14, March 2, 2015; 
BNSF Comments 4, 5, 6-8, March 2, 2015.)

[[Page 27073]]

BNSF points out that the NPR's proposed metric differs from the one in 
the Interim Data Order by no longer using the ``snapshot'' approach and 
instead requiring that the railroad identify every instance during a 
week in which empty or loaded trains sit for at least six hours. (BNSF 
Comments 5, March 2, 2015.) BNSF and CSXT suggest that eliminating the 
snapshot approach would necessitate creating a new report that would 
require considerable resources and would not reflect a train held as 
the term is commonly understood in the railroad industry. (BNSF 
Comments 6, March 2, 2015; CSXT Comments 4-5, March 2, 2015.) CSXT 
comments that providing the ``cause'' of a train held would be 
problematic because it is subjective and must be manually entered. 
(CSXT Comments 5, March 2, 2015.) BNSF asserts that data regarding 
trains held may be misleading because a train may be held due to 
factors outside the railroad's control, or according to plan, and thus 
may not be indicative of a service disruption. (BNSF Comments 7, March 
2, 2015.) As with Request No. 4, UP suggests that the Board normalize 
this data request to account for differences between types of traffic 
and between carriers. (UP Comments 6, March 2, 2015.)
    Shipper Interests and Other Stakeholders. WCTL comments that the 
Board should clarify the ``other'' category and require a more detailed 
explanation of the causes for trains being held. (WCTL Comments 8-9, 
March 2, 2015; WCTL Mtg. Summary 3.) ACC also requests additional 
information for the underlying reasons why trains were held. (ACC 
Comments 2, March 2, 2015.) NGFA suggests the metric could be expanded 
to include a breakdown of the type of train by different commodities 
and unit train service. (NGFA Comments 7, March 2, 2015.)
    Revised Proposal. For Request No. 5, the Board proposes to 
eliminate the six-hour component of this metric. This modification 
would allow railroads to run a same-time snapshot each day to report 
the average numbers of trains holding by train type. This approach 
comports with the railroads' current practices for monitoring fluidity. 
The Board originally proposed the six-hour component in an effort to 
capture trains holding outside of their normal operating plan. However, 
the railroads emphasized that a six-hour hold may be consistent with a 
specific train's operating plan or a train could be instructed to hold 
for six hours or longer to alleviate congestion or otherwise improve 
overall network fluidity. As such, the Board believes that capturing a 
weekly average figure should provide insight into fluidity and allow 
the agency to detect aberrations, which may prompt further inquiry. For 
example, if a railroad averages 25 coal trains holding per day for 
eight consecutive weeks, but then the number spikes to 50 or more 
trains for two consecutive weeks, this could prompt the agency to seek 
further information. Additionally, we propose to add a line item for 
unit train shipments of fertilizer to this request for the reason 
stated above. See supra n.7. Again, the Board requests that parties 
comment on whether a sufficient volume of fertilizer moves in unit 
train service to make it meaningful data or recommend alternative 
proposals to gauge rail service to fertilizer shippers.
    With regard to reporting the cause for why a locomotive was held, 
some shipper interests advocated that we break down the ``other'' 
category into additional specific categories. (WCTL Comments 3, March 
2, 2015.) On the other hand, railroad interests explain that the 
assignment of cause is a manual and subjective process, which is 
initially performed by the dispatcher or a field-level employee based 
on limited information available at the time. Railroad interests 
therefore advocate for eliminating the reporting of causes for trains 
held. (BNSF Comments 6, March 2, 2015.) Upon further consideration, the 
Board believes that tracking causation remains important, but that the 
key issues for purposes of monitoring fluidity are availability of 
power and crew. Accordingly, the Board proposes to eliminate ``track 
maintenance'' and ``mechanical issue'' as categories of causes, but to 
retain ``other'' as a catch-all category.

Request No. 6 (Cars Held at Origin or Destination)

    This metric requires the daily average number of loaded and empty 
cars, operating in normal movement and billed to an origin or 
destination, which have not moved in (a) more than 120 hours; and (b) 
more than 48 hours, but less than or equal to 120 hours, all sorted by 
service type (intermodal, grain, coal, crude oil, automotive, ethanol, 
or all other).
    Railroad Interests. The railroads contend that the information 
required by this request would not provide additional insight, would be 
burdensome for the railroads to collect, and would not provide added 
benefits to the public or the Board. (AAR Comments 14, March 2, 2015; 
BNSF Comments 4, 5, 6-8, March 2, 2015.) CSXT urges the Board to limit 
reporting to yard and terminal activity because ``train line of road 
velocity is the central interest outside of terminals,'' which should 
be sufficient to assess train operations (CSXT Comments 6-7, March 2, 
2015, emphasis original.) CSXT also indicates that it was not providing 
the Board with information showing cars held for 120 hours because it 
does not measure that data. (CSXT Mtg. Summary 3.) BNSF argues that, 
like a trains held metric, a cars held metric may reflect factors 
outside the railroad's control or a car may be held according to plan, 
and thus may not be indicative of a rail service disruption. (BNSF 
Comments 7, March 2, 2015.)
    Shipper Interests and Other Stakeholders. NGFA requests that the 
Board require reporting by additional commodity type. (NGFA Comments 7-
8, March 2, 2015.) BASF requests that this metric include manifest 
trains. (BASF Mtg. Summary 2.)
    Revised Proposal. For Request No. 6, the Board proposes to modify 
this request by requiring railroads to report only cars that have not 
moved in 48 hours or more. Both shippers and railroads comment that the 
``greater than 120-hour'' demarcation was superfluous because 
stationary cars generally become a concern at the 48 hour point, or 
sooner. Moreover, several railroads advise that they generally track 
this metric, either at the 36 or 48 hour point. By keeping the metric 
consistent with how the railroads actually track this information, the 
metric would not be overly burdensome. Additionally, the Board proposes 
to add a subcategory for cars moving in fertilizer service.

Request No. 7 (Grain Cars Loaded and Billed)

    This metric seeks to capture the weekly total number of grain cars 
loaded and billed, reported by State, and aggregated for the following 
STCCs: 01131 (barley), 01132 (corn), 01133 (oats), 01135 (rye), 01136 
(sorghum grains), 01137 (wheat), 01139 (grain, not elsewhere 
classified), 01144 (soybeans), 01341 (beans, dry), 01342 (peas, dry), 
and 01343 (cowpeas, lentils, or lupines). It also seeks reporting on 
the total cars loaded and billed in shuttle service (or dedicated train 
service) versus total cars loaded and billed in all other ordering 
systems, including private cars.
    Railroad Interests. The railroads contend that the information 
required by this request would not provide additional insight, would be 
burdensome for the railroads to collect, and would not provide added 
benefits to the public or the Board. (AAR Comments 14, March 2, 2015.) 
AAR argues that metrics related to grain and

[[Page 27074]]

specific regions were triggered by the ``unique economic and 
operational factors that emerged during 2013-2014'' and that there is 
no indication the same focus would be warranted for a potential future 
service disruption. (Id. at 15.) AAR stresses that the Board's focus 
``should be on the fluidity of the national system'' and that micro-
level, commodity-specific reporting may ``obscure rather than clarify 
how a particular railroad or . . . the rail industry's network as a 
whole is performing.'' (Id.)
    Shipper Interests and Other Stakeholders. NGFA requests that the 
Board require reporting to be further delineated by car type and to 
expand the listing of STCCs to which the metric applies. (NGFA Comments 
8, March 2, 2015.)
    Revised Proposal. For Request No. 7, the Board does not propose any 
changes to the NPR metric. This metric provides information that is 
useful in monitoring grain carloadings by service type on a state by 
state basis, and would be helpful in the event of future service 
issues.

Request No. 8 (Grain Car Orders)

    This metric seeks, for the same aggregated STCCs included in 
Request No. 7, a report by State for the following: (a) The total 
number of overdue car orders (a car order equals one car; overdue means 
not delivered within the delivery window); (b) the average number of 
days late for all overdue grain car orders; (c) the total number of new 
orders received during the past week; (d) the total number of orders 
filled during the past week; and (e) the number of orders cancelled, 
respectively, by shipper and railroad during the past week.
    Railroad Interests. The railroads contend that the information 
required by this request would not provide additional insight, would be 
burdensome for the railroads to collect, and would not provide added 
benefits to the public or the Board. (AAR Comments 14, March 2, 2015.) 
In particular, the railroads comment that they each have disparate 
commercial practices when it comes to shipping grain, and therefore 
this metric does not provide meaningful insight. CSX refers, in part, 
to car ordering through its ``BidCSX'' auction program, during peak 
season, and regular car ordering during the off-peak season. Unfilled 
regular car orders are expired on a weekly basis. (CSX Comment 4, Oct. 
22, 2014, EP 724 (Sub-No. 3).) NS states that it does not operate its 
grain network on the basis of car orders, at all. (NSR Comments at 4.) 
UP refers to a number of problems, including a mismatch between orders 
and order ``closing dates,'' aggregating different commercial programs 
into one metric, and, more fundamentally, the exclusion of unit train 
service, which is not based on car orders. (UP Comments 18-19.)
    Shipper Interests and Other Stakeholders. NGFA states that because 
railroads use different methodologies to define when a car order is 
received, the Board needs to provide a standardized approach. (NGFA 
Comments 8, March 2, 2015.) NGFA asserts that this will facilitate 
comparisons between railroads. (Id.) NGFA also argues that the Board 
should require reporting of whether the railroad placed or pulled cars 
that were ordered or cancelled due to a railroad spotting more cars 
than a facility requested. (Id.) Finally, NGFA suggests that the Board 
require a cars ordered metric for short line railroads that haul 
significant amounts of grain in order to avoid erroneous conclusions 
about Class I carriers that interchange with those short lines. (Id.)
    Revised Proposal. For Request No. 8, the Board seeks to continue 
receiving weekly information related to railroads' service to grain 
shippers, including how well railroads are meeting demand for grain 
cars and whether railroads are experiencing substantial backlogs of 
unfilled orders. However, it appears that the proposed request does not 
comport with railroads' commercial practices in serving their grain 
shipping customers. First, Request No. 8 seeks to capture ordering data 
pertaining to grain cars moving in carload (or manifest) service, yet 
the vast majority of grain traffic moves in unit train service (and as 
such, is captured elsewhere by other requests). And even for those cars 
that do move in unit train service, the unit train commercial offerings 
available to customers vary among carriers. For example, some railroads 
commit trainsets to specific customers for a defined period of time. 
During that period, the customers control the movement of their 
trainsets, and, depending on the commercial terms, can resell the 
trainsets to other shippers. The activity of these trainsets is not 
captured in the railroads' car ordering systems and thus would not be 
easily reportable for purposes of this metric.
    In addition, even for grain cars that do move in carload service, 
the focus of Request No. 8 still would not properly capture the car 
ordering data the Board intends to seek in the NPR, as railroads also 
maintain disparate ordering systems for carload shipments. 
Specifically, there is no uniformity among the Class Is as to how the 
number of new orders is derived, when an order becomes past due, or how 
to measure the number of days an order is overdue. (NSR Comments 4, 
March 2, 2015; UP Comments 18-19, March 2, 2015; CSXT Comments 4, Oct. 
22, 2014, EP 724 (Sub-No. 3).)
    Accordingly, the Board proposes a simpler approach by asking that 
railroads report running totals of grain car orders placed versus grain 
car orders filled by State for cars moving in manifest service. The 
Board also requests that the railroads report the number of unfilled 
orders that are 1-10 days overdue and 11+ days overdue, as measured 
from the due date for placement under the carrier's governing tariff. 
However, the Board expressly requests comments from stakeholders and 
railroads that would refine this metric regarding grain car order 
fulfillment so that the final rule will best achieve the Board's goal 
to effectively monitor service to grain shippers.

Request No. 9 (Coal Carloadings)

    Under Request No. 9, railroads would no longer be required to 
provide data comparing actual coal loadings against their service plans 
(as required by the Interim Data Order), but instead, to report the 
total number of coal unit train loadings (by production region) on a 
weekly basis.
    Railroad Interests. The railroads contend that the information 
required by this request would not provide additional insight, would be 
burdensome for the railroads to collect, and would not provide added 
benefits to the public or the Board. (AAR Comments 14, March 2, 2015.) 
In response to arguments from parties asking the Board to return to a 
performance versus plan component, several railroads noted that plans 
for coal loadings are not static, but rather are fluid, reflecting 
utility customers' generation decisions, conditions at the mine, 
equipment availability, unplanned outages, and commercial issues, among 
other factors. (UP Reply 8, April 29, 2015; NSR Mtg. Summary 1; BNSF 
Mtg. Summary 4.)
    Shipper Interests and Other Stakeholders. WCTL argues for the Board 
to continue using the performance versus plan component that is used in 
the Interim Data Order. WCTL states that the elimination of the 
comparison to plan in the NPR diminishes the usefulness of the data 
point by making it difficult to evaluate whether the railroads are 
keeping up with demand. (WCTL Comments 9, March 2, 2015; WCTL Mtg. 
Summary 3.) NGFA again requests that the Board require reporting by 
additional

[[Page 27075]]

commodity and traffic categories. (NGFA Comments 8-9, March 2, 2015.) 
NGFA also requests that the Board require reporting on velocity and 
cycle time by corridor for grains and oilseeds shipped by unit train 
and by relevant corridor for other commodities that ship by unit train. 
(Id. at 9.)
    Revised Proposal. For Request No. 9, the Board proposes to modify 
this request by reverting back to what is currently reported in the 
Interim Data Order, which requires railroads to report actual coal 
loadings against their service plan. Railroads would be permitted the 
flexibility to report in terms of carloads or trains. The Board 
recognizes the concerns railroads have regarding this request, given 
the numerous factors involved in developing fluid monthly or weekly 
loading plans for coal traffic.\9\ The Board believes, however, that 
there is value in having coal loadings reported against plan for 
purposes of ascertaining whether railroads are meeting their own 
expectations regarding the needs of their utility customers.
---------------------------------------------------------------------------

    \9\ These factors include customer demand, mine production and 
capacity, railroad fluidity and resource availability, and 
contractual commitments.
---------------------------------------------------------------------------

New Requests No. 10 (Grain Unit Train Performance), No. 11 (Originated 
Carloads by Commodity Group), and No. 12 (Car Order Fulfillment Rate by 
Car Type)

    The Board proposes three additional metrics not included in the 
NPR.
    New Request No. 10 would continue a requirement in the Interim Data 
Order under which BNSF and CP report average grain shuttle (or 
dedicated grain train) trips per month (TPM), by region. Under Request 
No. 10 carriers would be required to include this data in their first 
report of each month, covering the previous calendar month.\10\ TPM 
should be reported on an average basis--for example, if a particular 
train set makes three origin to destination moves and another train set 
makes five origin to destination moves during the same calendar month, 
the railroad's average would be four TPM. Class I railroads other than 
BNSF and CP have indicated that their operations do not permit this 
reporting, for various reasons.\11\ Accordingly, the Board anticipates 
issuing a waiver decision with the final rules that would permit other 
Class I railroads to satisfy their obligations under Request No. 10 by 
reporting average grain unit train TPM for their total system, 
including this data in their first report of each month, covering the 
previous calendar month. Such reports would not include planned TPM or 
data by region. For purposes of reporting under this item, other Class 
I railroads would report for all grain unit train movements, regardless 
of whether or not they maintain a grain shuttle or dedicated train 
program.
---------------------------------------------------------------------------

    \10\ We note that BNSF has been reporting this data broken out 
by week; BNSF may continue to do so, if it chooses, but it would 
only be required to report figures for the previous calendar month.
    \11\ See, e.g., UP Comments 2, Oct. 22, 2014, EP 724 (Sub-No. 3) 
(``Item 9 asks for data on `plan versus performance' for round trips 
on grain shuttle trains by region. Union Pacific cannot comply with 
this request because it does not have a `plan' for round trips on 
grain shuttles. As more fully explained in Union Pacific's filings 
in Ex Parte 665 (Sub-No. 1), movement of our shuttle trains is 
determined by our customers, not by Union Pacific.''); CSXT Comments 
4, Oct. 22, 2014, EP 724 (Sub-No. 3) (``CSX grain trains do not 
operate as a `shuttle' nor do they operate in `loops' between 
origins and destinations. As requested by the customer, a train-set 
will be placed and will be transported to destination anywhere on 
CSX, or to a CSX interline connection. CSX does not recognize sub-
regions within its service territory.'')
---------------------------------------------------------------------------

    New Request No. 11 would require the Class I railroads to report 
weekly originated carloads by major commodity group and intermodal 
units, as proposed by multiple Class I railroads. The Board believes 
that having this information on a weekly basis will better allow it to 
track demand and volume growth or decline on the rail network and to 
correlate other metrics. The Class I railroads presently report this 
information to AAR and many make it available on their Web sites. 
Consequently, the reporting burden is minimal. However, the Board also 
proposes that the railroads break out an additional commodity category 
for ``fertilizer.'' As noted above, the Board seeks stakeholder 
guidance on the primary fertilizer STCCs.
    New Request No. 12 would require Class I railroads to report their 
weekly car order fulfillment rates by major car type. Fulfillment 
should be stated as a percentage of cars due to be placed during the 
reporting week versus cars actually or constructively placed. The car 
types to be reported are for railroad owned or leased open hoppers, 
covered hoppers, gondolas, auto racks, center-beam, boxcars, flatcars, 
and tank cars. The Board believes that this request will provide the 
agency with an understanding of railroads' service to broad classes of 
industries which routinely ship products via specific car types (for 
example, grain moves primarily in covered hopper cars, so looking at 
the car fulfillment rates for covered hopper cars would give grain 
shippers some indication of how their service compares to other grain 
shippers). Additionally, this request would allow railroad customers to 
monitor their order fulfillment against their broader peer group.

Chicago

    The NPR asks that the Class I railroads operating at the Chicago 
gateway jointly report the following performance data elements for the 
reporting week: (1) Average daily car volume in the following Chicago 
area yards: Barr, Bensenville, Blue Island, Calumet, Cicero, Clearing, 
Corwith, Gibson, Kirk, Markham, and Proviso for the reporting week; and 
(2) average daily number of trains held for delivery to Chicago sorted 
by receiving carrier for the reporting week. Moreover, the request 
required Class I railroad members of the CTCO to provide certain 
information regarding the CTCO Alert Level status and protocols.
    Railroad Interests. CP argues that obtaining a number of operating 
metrics from the Belt Railway Company of Chicago (BRC) and the Indiana 
Harbor Belt Railroad (IHB) would provide a more complete picture of 
operational fluidity in Chicago and the health of the network. (CP 
Comments 3, March 2, 2015.) CP elaborated that, given the experience in 
the winter of 2013-14, it recognizes that the Board has a legitimate 
interest in understanding the congestion in Chicago and that BRC and 
IHB are the heart of the Chicago terminal. CP added that reporting 
changes in the Chicago terminal's operating level is useful. (CP Mtg. 
Summary 2).
    Shipper Interests and Other Stakeholders. Shippers and stakeholders 
generally agree that a focus on Chicago is important. (NITL Comments 4, 
March 2, 2015; USDOT Reply 7; WCTL Comments 7 n.6, March 2, 2015.) NITL 
suggests that the Board include dwell time in the Chicago metrics and 
develop appropriate and specific metrics for BRC and IHB. (NITL 
Comments 4-5, March 2, 2015.) NGFA suggests that the Board expand the 
Chicago data to include cars idled for more than 48 hours in a Chicago 
area yard for origin, destination, and interchange traffic. (NGFA 
Comments 9, March 2, 2015.) CMAP made a number of requests for 
additional data specific to the Chicago terminal. (CMAP Mtg. Summary 1-
2.)
    Revised Proposal. As the Board noted in the Interim Data Order, 
railroads cited congestion in Chicago as one significant cause of 
network service problems. While congestion in the area was particularly 
acute during the winter of 2013-14, it has been a recurring problem at 
this crucial network hub. Chicago is an important hub in national rail 
operations, and extreme congestion there has an impact on rail service 
in the Upper Midwest and beyond. Most

[[Page 27076]]

participants either endorse the current reporting of Chicago metrics or 
did not provide comments. However, CMAP and CP propose to significantly 
augment the granularity of reporting. For example, CMAP suggests that 
the Board require reporting of speed and transit times for federally 
supported Chicago Region Environmental and Transportation Efficiency 
Program corridors, including information on train length, crosstown 
transit times through the Chicago terminal, and the number of 
intermodal container lifts at key Chicago terminals. (CMAP Mtg. Summary 
1-2.) CP, in turn, suggests that the Board should request from BRC and 
IHB weekly reports including: The number of cars arrived per day; 
number of cars humped or processed per day; number of cars re-humped or 
reprocessed per day; number of cars pulled per day, number of trains 
departed each day by railroad; average terminal dwell; average 
departure yard dwell; and percentage of trains departed on-time each 
day by railroad. (CP Comments 3, March 2, 2015.)
    The Board appreciates the recommendations provided by CMAP and CP 
to further augment the Board's monitoring of the Chicago gateway. 
Therefore, we invite comment on how such reporting could be provided by 
the BRC and IHB with the least amount of burden to these carriers. We 
also seek views on whether such reporting would be better handled on a 
temporary basis in the event of an emerging service issue.

Infrastructure Reporting

    The NPR requires that each Class I railroad, on a quarterly basis, 
report on major work-in-progress rail infrastructure projects, 
including location by State, planned completion date for each project, 
percentage complete for each project at the time of reporting, and 
project description and purpose.
    Railroad Interests. AAR and several railroads request clarification 
of the terms ``project,'' ``qualifying projects,'' ``project purpose,'' 
``percentage complete,'' ``maintenance-of-way,'' and ``planned 
completion date.'' (AAR Comments 17-18, March 2, 2015; BNSF Comments 
10-12, March 2, 2015; UP Comments 19-20, March 2, 2015.) They also 
submit that the Board should consider altering the infrastructure 
request to an annual narrative report and periodic updates. (AAR 
Comments 17-18, March 2, 2015; BNSF Comments 10, March 2, 2015; AAR 
Mtg. Summary 2.) UP argues that limiting the projects on which the 
railroad must report would reduce repetition between reports and 
relieve some burden on the reporting railroads. (UP Comments 20, March 
2, 2015.) UP also states that the proposed reporting date (the first 
Tuesday of each quarter) often falls before the date it closes its 
books and suggests the third Tuesday of each quarter to avoid this 
problem. (Id. at 21.) CP opposes providing project-specific information 
or requirements that could inhibit the railroad's ability to adjust its 
capital spending decisions. (CP Comments 4, March 2, 2015.)
    Shipper Interests and Other Stakeholders. WCTL suggests that the 
Board review planned infrastructure projects with an eye toward meeting 
long-term common carrier obligations. (WCTL Comments 10, March 2, 
2015.) BASF considers the requirement reasonable and valuable. (BASF 
Mtg. Summary 2.)
    Revised Proposal. The Board proposes to significantly modify the 
previously proposed version of 1250.3(d), which seeks information 
related to major infrastructure projects. As the railroads point out, 
much of the information called for in this request is available to the 
public through presentations to investors, outreach at industry 
conferences, in marketing materials, in trade press and media reports, 
and through financial filings. To the extent that reporting of this 
information would allow the Board to identify congestion or service 
issues arising from major infrastructure projects, railroads also point 
out that their customers are typically made aware of potential 
disruptions and traffic delays through regular email updates and 
information available on railroad Web sites, which describe maintenance 
and capital projects in real-time or near real-time. Some railroads 
also raise confidentiality and competitive concerns about reporting on 
customer-specific projects and long term strategic projects such as 
land acquisitions. (BNSF Comments 11, March 2, 2015.) Railroads also 
object to this request, asserting that many of the terms, such as 
``planned completion date,'' ``percentage complete,'' and ``project 
description and purpose'' are subjective and ambiguous. As an 
alternative, railroads suggest that this information could be provided 
to the Board through the Chairman's annual ``Peak Season'' letter or in 
another manner that would not subject them to additional regulatory 
obligations.
    Based on the comments received, this request is being revised to 
require annually a description of significant rail infrastructure 
projects that will be commenced during the current calendar year, and a 
six-month update on those projects. Railroads are instructed to respond 
in a narrative form to briefly describe each project, its purpose, 
location, and projected date of completion. Reports are to be filed on 
March 1 of each year and updated on September 1. The Board proposes to 
define a significant project as one with a budget of $75 million or 
more. Our goal is to establish a dollar figure threshold that captures 
significant projects for all six of the Class I carriers, recognizing 
variations in size and capital budgets. Parties should comment on 
whether a different threshold is more appropriate.

Other Recommendations

    Railroad Interests. AAR and many of the Class I railroads argue 
that the NPR is overbroad and should be streamlined to include fewer 
and less granular metrics. They state that more granular metrics may 
not be helpful in the long run as an indicator of carrier performance. 
(AAR Comments 1, 9-10, 15, March 2, 2015; CSXT Comments 3-4, March 2, 
2015; UP Comments 3, March 2, 2015.) They argue that too much 
granularity may obscure information showing how a railroad or the 
industry is performing and that the focus should be on the fluidity of 
the national system. (AAR Comments 15, March 2, 2015; BNSF Comments 4-
5, March 2, 2015; CP Comments 1-2, March 2, 2015; UP Comments 3-5, 
March 2, 2015.) As an alternative to permanent granular reporting, NSR 
argues that commodity- or region-specific reporting should be used in 
response to performance issues and then be phased out as performance 
improves. (NSR Comments 2-3, March 2, 2015.)
    The railroad interests also assert that the Board must examine 
service issues within the context of the entire supply chain. (CP 
Comments 1-2, March 2, 2015; UP Comments 1, March 2, 2015; UP Reply 3-
4, 4-6.) They argue that factors throughout the supply chain can cause 
or compound rail service issues. As such, they argue, a railroad's 
responsibility for service problems may be limited, in any given 
situation. (CP Comments 2, March 2, 2015.)
    The railroads emphasize that they currently provide considerable 
service information to their customers, the public, and the Board on 
their Web sites and through the AAR. They argue that the existing 
information allows the Board and the public to monitor service issues, 
performance, and system fluidity. (AAR Comments 12-13, March 2, 2015; 
UP Comments 7-8, March 2, 2015; BNSF Reply 2.)
    UP states that a data reporting rule is not necessary for the Board 
to perform its functions properly. (UP Comments

[[Page 27077]]

21, March 2, 2015.) AAR cautions that ongoing data collection should be 
limited to information that is necessary for the Board to properly 
perform its statutory responsibilities. (AAR Comments 9, March 2, 
2015.) It states that because of the Board's limited authority to 
remedy certain service disruptions, many of the costs and burdens 
outweigh the benefits of the NPR. (Id. at 10.) CSXT advocates for 
creating a voluntary set of rules, asserting that a flexible, voluntary 
framework would suffice for the information the Board seeks and it 
would also reduce the burden to the railroads. (CSXT Comments 3-4, 7, 
March 2, 2015.)
    Finally, AAR and the railroads expressed concern about parties' use 
of the data to make comparisons between railroads, commodity groups, or 
geographic regions. (AAR Comments 15, March 2, 2015; CSXT Comments 3-4, 
March 2, 2015; UP Reply 6-7, March 2, 2015; KCS Mtg. Summary 1; UP Mtg. 
Summary 1.) They contend that different commodities and customer groups 
are served differently, and that comparisons of performance either 
cannot be made or are not valid unless they account for such 
distinctions. (AAR Comments 15, March 2, 2015; UP Comments 6-7, March 
2, 2015.) CSXT states that comparing carriers against each other should 
not be the goal and could be counterproductive since each system is 
unique. CSXT further asserts that what matters is the trend on each 
carrier. (CSXT Comments 3-4, March 2, 2015.) \12\
---------------------------------------------------------------------------

    \12\ AAR also recommends that the Board clarify whether the 
carriers should file through the normal formal filing process and by 
emailing the Board's Office of Public Affairs, Governmental Affairs, 
and Compliance (OPAGAC) (as is currently done), or only by emailing 
OPAGAC. (AAR Comments 19, March 2, 2015.) The Board has clarified 
that carriers should file their reports only with OPAGAC.
---------------------------------------------------------------------------

    Shipper Interests and Other Stakeholders. Shipper interests and 
other stakeholders generally requested greater granularity and more 
metrics, including metrics that would be segregated by geography and 
commodity, which they argue would provide insight and transparency into 
railroad performance. (NGFA Comments 4, March 2, 2015; USDOT Reply 1-2; 
WCTL Reply 1-2; NGFA Reply 7-12; NGFA Mtg. Summary 1.) They suggest 
that data be uniform across railroads to facilitate comparisons. (TTMS 
Comments 4, March 2, 2015; NGFA Comments 3-4, 5, March 2, 2015.) ACC 
suggests that the Board establish criteria to facilitate the 
modification or addition of future data requests on then-current 
service issues. (ACC Comments 2, March 2, 2015.) TFI asks the Board to 
make clear that if commodities are excluded in the final rule, data 
about those commodities are not precluded from being collected in 
response to future performance issues. (TFI Comments 8, March 2, 2015.) 
NGFA asks the Board to require Canadian providers to separately 
delineate Canadian service. (NGFA Comments 5-6, March 2, 2015.) WCTL 
requests additional coal data in the trains held metric, more 
information about coal trainsets, data about restrictions on equipment 
and crews, and cycle times over key corridors. (WCTL Comments 11-13, 
March 2, 2015; WCTL Mtg. Summary 1-2.) ACC requests resource counts 
(such as locomotive and crew counts) by region. (ACC Comments 1-2, 
March 2, 2015.) NITL asks the Board to require data broken down further 
by key corridors and additional data about manifest service and 
fertilizer. (NITL Comments 5-7, March 2, 2015.) TFI seeks to ensure 
that railroads are not favoring other commodities over fertilizer and 
asks for metrics similar to the proposed grain-specific metrics. (TFI 
Comments 2-4, 6, 8, March 2, 2015; TFI Mtg. Summary 1; TFI Comments 1, 
Dec. 23, 2015.) Senator Thune recommends that the final rule include 
several metrics the railroads are currently reporting under the Interim 
Data Order. (Thune Comments 1-2.)
    USDA requests that the Board add weekly carloadings for major 
commodities and collect information about railcar auction markets. 
(USDA Comments 4-5, March 2, 2015; USDA Mtg. Summary 1-2.) NGFA urges 
the Board to include a measure of local service, such as industry spot 
and pull reports, as well as scheduled curfew hours that may cause 
stoppages. (NGFA Comments 5, 10, March 2, 2015.) TTMS suggests that the 
board include railroad ``dash board'' data. (TTMS Comments 4, March 2, 
2015.) HRC suggests that the Board consider adding percent of car 
orders filled, percent of cars placed versus percent of cars ordered 
in, and number of missed switches. (HRC Mtg. Summary, Ex. 1 at 13.) ARC 
argues that the Board must require reporting for trains other than unit 
trains and states that rail service must evolve to meet the changing 
face of the agricultural commodity mix by meeting smaller shipment/
shipper priorities. (ARC Comments 6-7, 9-10, March 2, 2015.) Finally, 
USDA and NGFA comment that the Board should create a user friendly data 
portal for rail performance data on its Web site. (USDA Comments 5, 
March 2, 2015; NGFA Comments 5, March 2, 2015.)
    McFarland and MacDougall submitted comments regarding the meeting 
summaries posted on the Board's Web site. (McFarland and MacDougall 
Comments 3-6, Dec. 23, 2015.)
    Revised Proposal. As stated earlier, the changes to the Board's 
proposed rules reflect the robust discussion to date regarding what 
data would be most beneficial to collect and monitor. Although not 
every suggested change is contained in our revised proposal, the 
general themes behind many of those proposals have informed our 
decision-making. We address those themes below.
    We are not persuaded at this stage that we need additional, more 
granular performance data. Some shipper parties advocated for a number 
of additional metrics, but they have not sufficiently explained why or 
how their recommendations would materially enhance the Board's ability 
to monitor rail service, as compared to Interim Data Order or NPR. At 
this point, the Board believes that the burden of more granular metrics 
outweighs their value as a tool for identifying regional or national 
system-wide problems. Should more granular data become necessary due to 
emerging service issues, the Board has the authority to request such 
information on a case-by-case and as-needed basis. On the other hand, 
the railroad comments make clear that the industry would prefer less 
granularity. We believe that the Board has struck a reasonable balance 
between these competing concerns in our supplemental proposal.
    The Board also received comments requesting reporting by short line 
railroads and requiring Canadian railroads to report on their 
operations in Canada. Although short lines play an indispensable role 
in the Nation's freight rail network, commenters have not shown that 
reporting of short line service data would materially enhance the STB's 
perspective on system fluidity. As a practical matter, service problems 
of national or regional significance tend to emerge on Class I 
railroads, rather than on short line railroads. Additionally, the Board 
is concerned about the burden that reporting requirements would place 
on short line carriers, which often do not have the resources available 
to Class I carriers. As discussed earlier, we do seek comment on CP's 
request to require reporting from certain Chicago-area belt lines. With 
regard to Canadian railroads' operations in Canada, the Board is 
necessarily governed by its statutory jurisdictional limitations.
    Some commenters seek improvements regarding the availability of 
service data

[[Page 27078]]

on the Board's Web site. The Board presently makes the service data 
available on a specific Web page and has also developed a live master 
spreadsheet that is updated each week and can be downloaded by 
stakeholders.\13\ The Board anticipates further improvements to data 
availability as it enhances Web site functionality going forward.
---------------------------------------------------------------------------

    \13\ See EP 724--Rail Service Issues Reports, http://www.stb.dot.gov/stb/railserviceissues/rail_service_reports.html.
---------------------------------------------------------------------------

    CSXT questions the need for a permanent weekly reporting rule at 
all, and AAR questions whether the cost and burdens of the NPR outweigh 
the benefits when the Board has a limited ability to remedy a service 
disruption. We believe the need and justification for a permanent 
reporting rule is clear. The Board has the authority to require reports 
by rail carriers (49 U.S.C. 1321, 11145), and has an interest in 
ensuring transparency and accountability, improving rail service (19 
U.S.C. 10101(4)), and has the responsibility under a variety of 
statutory provisions for monitoring the adequacy of service by rail 
carriers (49 U.S.C. 11123, 10907). Notably, railroads have the 
responsibility to provide service on reasonable request (49 U.S.C. 
11101) and to provide safe and adequate car service (49 U.S.C. 11121). 
The permanent reporting proposed here would aid the Board and industry 
stakeholders in identifying whether railroads are adequately meeting 
those statutory requirements. In particular, the permanent collection 
of performance data on a weekly basis would allow continuity of the 
current reporting and improve the Board's ability to identify and help 
resolve future regional or national service disruptions more quickly, 
as well as determine whether more granular data is needed. Transparency 
would also benefit rail shippers and other stakeholders by helping them 
to better plan operations and make informed decisions based on 
publically available, near real-time data, and their own analysis of 
performance trends over time.
    The railroads expressed a general concern that the data not be used 
to compare railroads against one another. The Board is confident that 
stakeholders recognize that there are significant differences between 
the railroads as to geography, network, customer base, traffic volumes, 
resources, operating practices, and business philosophy. In collecting 
data pursuant to the Interim Data Order and as proposed in this 
rulemaking, the Board's main objective is to be able to identify trends 
and monitor potential service issues on individual Class I railroads.
    In seeking public comments, the Board requests that interested 
stakeholders evaluate the utility of each revised data request, offer 
specific proposed modifications, and/or propose other requests that 
would assist the Board and the public in gaining complete and accurate 
near real-time assessment of the performance of Class I railroads.
    Regulatory Flexibility Act. The Regulatory Flexibility Act of 1980 
(RFA), 5 U.S.C. 601-612, generally requires a description and analysis 
of new rules that would have a significant economic impact on a 
substantial number of small entities. In drafting a rule, an agency is 
required to: (1) Assess the effect that its regulation will have on 
small entities; (2) analyze effective alternatives that may minimize a 
regulation's impact; and (3) make the analysis available for public 
comment. 601-604. In its notice of proposed rulemaking, the agency must 
either include an initial regulatory flexibility analysis, 603(a), or 
certify that the proposed rule would not have a ``significant impact on 
a substantial number of small entities.'' 605(b). The impact must be a 
direct impact on small entities ``whose conduct is circumscribed or 
mandated'' by the proposed rule. White Eagle Coop. v. Conner, 553 F.3d 
467, 480 (7th Cir. 2009).
    The rules proposed here would not have a significant economic 
impact upon a substantial number of small entities, within the meaning 
of the RFA. The reporting requirements would apply only to Class I rail 
carriers, which, under the Board's regulations, have annual carrier 
operating revenues of $250 million or more in 1991 dollars (adjusted 
for inflation using 2014 data, the revenue threshold for a Class I rail 
carrier is $475,754,803). Class I carriers generally do not fall within 
the Small Business Administration's definition of a small business for 
the rail transportation industry.\14\ Therefore, the Board certifies 
under 5 U.S.C. 605(b) that this proposed rule will not have a 
significant economic impact on a substantial number of small entities 
within the meaning of the RFA. A copy of this decision will be served 
upon the Chief Counsel for Advocacy, Office of Advocacy, U.S. Small 
Business Administration, Washington, DC 20416.
---------------------------------------------------------------------------

    \14\ The Small Business Administration's Office of Size 
Standards has established a size standard for rail transportation, 
pursuant to which a line-haul railroad is considered small if its 
number of employees is 1,500 or less, and a short line railroad is 
considered small if its number of employees is 500 or less. 13 CFR 
121.201 (industry subsector 482).
---------------------------------------------------------------------------

    Paperwork Reduction Act. Pursuant to the Paperwork Reduction Act 
(PRA), 44 U.S.C. 3501-3549, and Office of Management and Budget (OMB) 
regulations at 5 CFR 1320.8(d)(3), the Board seeks comments regarding: 
(1) Whether the collection of information in the proposed rule, and 
further described in this section, is necessary for the proper 
performance of the functions of the Board, including whether the 
collection has practical utility; (2) the accuracy of the Board's 
burden estimates; (3) ways to enhance the quality, utility, and clarity 
of the information collected; and (4) ways to minimize the burden of 
the collection of information on the respondents, including the use of 
automated collection techniques or other forms of information 
technology, when appropriate. Information pertinent to these issues is 
included below. The collection in this proposed rule will be submitted 
to OMB for review as required under 44 U.S.C. 3507(d) and 5 CFR 
1320.11.
    The additional information below is included to assist those who 
may wish to submit comments pertinent to review under the Paperwork 
Reduction Act:

Description of Collection

    Title: Rail Service Data Collection.
    OMB Control Number: 2140-XXXX.
    STB Form Number: None.
    Type of Review: New collection.
    Respondents: Class I railroads (on behalf of themselves and the 
Chicago Transportation Coordination Office (``CTCO'')).
    Number of Respondents: Seven.
    Estimated Time per Response: The proposed rules seek three related 
responses, as indicated in the table below.

                   Table--Estimated Time per Response
------------------------------------------------------------------------
                                                              Estimated
                                                               time per
                     Type of responses                         response
                                                               (hours)
------------------------------------------------------------------------
Weekly.....................................................            3
Semiannually...............................................            3
On occasion................................................            3
------------------------------------------------------------------------

    Frequency: The frequencies of the three related collections sought 
under the proposed rules are set forth in the table below.

[[Page 27079]]



                      Table--Frequency of Responses
------------------------------------------------------------------------
             Type of responses                  Frequency of responses
------------------------------------------------------------------------
Weekly.....................................  52/year.
Semiannually...............................  2/year.
On occasion................................  2/year.
------------------------------------------------------------------------

    Total Burden Hours (annually including all respondents): The 
recurring burden hours are estimated to be no more than 1,182 hours per 
year, as derived in the table below. In addition, there are some one-
time, start-up costs of approximately 2 hours for each respondent 
filing a quarterly report that must be added to the first year's total 
burden hours. To avoid inflating the estimated total annual hourly 
burden, the two-hour start-up burden has been divided by three and 
spread over the three-year approval period. Thus, the total annual 
burden hours for each of the three years are estimated at no more than 
1,186.67 hours per year.

                                      Table--Total Burden Hours (per Year)
                                   [Excluding 2-hour one time start up burden]
----------------------------------------------------------------------------------------------------------------
                                                         Estimated time
           Type of responses                Number of     per response    Frequency of responses   Total yearly
                                           respondents       (hours)                               burden hours
----------------------------------------------------------------------------------------------------------------
Weekly.................................               7               3  52/year................           1,092
Semiannually...........................               7               3  2/year.................              42
On occasion............................               1               3  2/year.................               6
                                        ------------------------------------------------------------------------
    Total..............................  ..............  ..............  .......................           1,182
----------------------------------------------------------------------------------------------------------------

    Total ``Non-hour Burden'' Cost: None identified. Reports will be 
submitted electronically to the Board.
    Needs and Uses: The new information proposed here would aid the 
Board in identifying rail service issues, determining if more granular 
data would be appropriate, and working toward improving service when 
necessary. Transparency would also benefit rail shippers and other 
stakeholders by helping them to better plan operations and make 
informed decisions based on publicly available, near real-time data, 
and their own analysis of performance trends over time.
    Retention Period: Information in this report will be maintained in 
the Board's files for 10 years, after which it is transferred to the 
National Archives.

Summary of Revised Proposal

    Having considered all written and oral comments on the NPR, the 
Board seeks to revise the proposed metrics. Accordingly, the Board is 
issuing this SNPR to seek supplemental public comments on proposed new 
regulations to be codified at 49 CFR 1250.1-1250.3 to require Class I 
rail carriers, Class I carriers operating in the Chicago gateway, and 
the CTCO, through its Class I members, to submit to the Board weekly 
reports on railroad performance. The table below provides a brief 
description of the differences between this revised proposal and the 
NPR, which were explained in detail above.

  Table 1--Summary of Changes in the Data Requests Between the NPR and
                                  SNPR
------------------------------------------------------------------------
                  NPR                        Proposed changes in SNPR
------------------------------------------------------------------------
Sunday to Saturday reporting week with   Adopt a Saturday through Friday
 reports to be filed the following        reporting week with reports to
 Tuesday.                                 be filed the following
                                          Wednesday.
Unit trains are defined as comprising    Allow carriers to report unit
 60 or more railcars of the same or       train data based on their
 similar type, carrying a single          assignment of train codes in
 commodity in bulk.                       the ordinary course of
                                          business.
(1) System-average train speed for       Add line items for system
 intermodal, grain unit, coal unit,       average and fertilizer unit.
 automotive unit, crude oil unit,
 ethanol unit, manifest, and all other.
(2) Weekly average terminal dwell time   No proposed changes.
 for each carrier's system and its 10
 largest terminals.
(3) Weekly average cars online for       No proposed changes.
 seven car types, other, and total.
(4) Weekly average dwell time at origin  Delete the interchange location
 or interchange for loaded unit train     component and modify the list
 shipments sorted by grain, coal,         of train types to which the
 automotive, crude oil, ethanol, and      request would apply, including
 all other unit trains.                   the addition of fertilizer
                                          unit.
(5) Weekly total number of loaded and    Delete the six hour component.
 empty trains held short of destination  Delete all other from the list
 or scheduled interchange for longer      of train types.
 than six hours by train type            Add fertilizer unit and
 (intermodal, grain unit, coal unit,      manifest to the list of train
 automotive unit, crude oil unit,         types.
 ethanol unit, other unit, and all       Reduce list of causes to crew,
 other) and by cause (crew, locomotive    locomotive power, or other.
 power, track maintenance, mechanical    Instruct railroads to run a
 issue, or other).                        same-time snapshot of trains
                                          holding each day and then
                                          calculate the average for the
                                          reporting week.
(6) Daily average number of loaded and   Delete the > 120 hours
 empty cars operating in normal           requirement.
 movement, which have not moved in >     Modify the > 48 but <= 120
 120 hours and > 48 but <= 120 hours,     hours requirement to >= 48
 sorted by service type and measured by   hours.
 a daily same-time snapshot.
(7) Weekly total number of grain cars    No proposed changes.
 loaded and billed, by State, for
 certain Standard Transportation
 Commodity Codes (STCCs). Also include
 total cars loaded and billed in
 shuttle service versus all other
 ordering systems.
(8) For the STCCs delineated in Request  Modify to require reporting of
 No. 7, total overdue car orders,         weekly running totals of grain
 average days late, total new orders in   car orders in manifest service
 the past week, total orders filled in    submitted versus grain car
 the past week, number of orders          orders filled, and for
 cancelled in the past week.              unfilled orders, the number of
                                          car orders that are 1-10 days
                                          past due and 11 or more days
                                          past due.

[[Page 27080]]

 
(9) Weekly total coal unit train         Return to the form of prior
 loadings or car loadings by coal         Request No. 10 in the Interim
 production region.                       Data Order and require actual
                                          coal loadings against railroad
                                          service plans.
(10)...................................  Add new Request No. 10
                                          requesting grain shuttle (or
                                          dedicated grain train) trips
                                          per month.
(11)...................................  Add new Request No. 11
                                          requesting the weekly
                                          originated carloads by 23
                                          commodity categories.
(12)...................................  Add new Request No. 12
                                          requesting car order
                                          fulfillment percentage for the
                                          reporting week by 10 car
                                          types.
Chicago. Class Is operating in Chicago   No proposed changes. Seeking
 must jointly report each week: Average   comment on whether to require
 daily car volume in certain yards, and   additional reporting as
 average daily number of cars held for    requested by CP and CMAP.
 delivery to Chicago sorted by
 receiving carrier. Class I railroad
 members of the CTCO must provide
 certain information regarding the CTCO
 Alert Level status and protocols.
Infrastructure. A quarterly report on    Modify to require an annual
 major work-in-progress rail              report of significant rail
 infrastructure projects, including       infrastructure projects that
 location by State, planned completion    will be commenced during that
 date for each project, percentage        calendar year, and a six-month
 complete for each project at the time    update on those projects. The
 of reporting, and project description    report is to be in a narrative
 and purpose.                             form briefly describing each
                                          project, its purpose,
                                          location, and projected date
                                          of completion. The Board
                                          proposes to define a
                                          significant project as one
                                          with a budget of $75 million
                                          or more.
------------------------------------------------------------------------

List of Subjects in 49 CFR Part 1250

    Administrative practice and procedure, Railroads, Reporting and 
recordkeeping requirements.

    It is ordered:
    1. The Petition for Reconsideration is denied.
    2. Comments on the Supplemental Notice of Proposed Rulemaking are 
due by May 31, 2016. Reply comments are due by June 28, 2016.
    3. A copy of this decision will be served upon the Chief Counsel 
for Advocacy, Office of Advocacy, U.S. Small Business Administration.
    4. Notice of this decision will be published in the Federal 
Register.
    5. This decision is applicable on its service date.

    Decided: April 29, 2016.

    By the Board, Chairman Elliott, Vice Chairman Miller, and 
Commissioner Begeman.
Tia Delano,
Clearance Clerk.

    For the reasons set forth in the preamble, the Surface 
Transportation Board proposes to amend title 49, chapter X, subchapter 
D, of the Code of Federal Regulations by adding part 1250 to read as 
follows:

PART 1250--RAILROAD PERFORMANCE DATA REPORTING

Sec.
1250.1 Reporting requirements.
1250.2 Railroad performance data elements.

    Authority:  49 U.S.C. 1321 and 11145.


Sec.  1250.1  Reporting requirements.

    (a) Each Class I railroad is required to report to the Board on a 
weekly basis, the performance data set forth in Sec.  1250.2(a)(1) 
through (12), except for Sec.  1250.2(a)(10) which shall be reported 
with the first report of each month. The Class I railroads operating at 
the Chicago gateway are required to jointly report on a weekly basis 
the performance data set forth in Sec.  1250.2(b)(1) and (2). The 
reports required under Sec.  1250.2(b)(1) and (2) may be submitted by 
the Association of American Railroads (AAR). The data must be reported 
to the Board between 9 a.m. and 5 p.m. Eastern Time on Wednesday of 
each week, covering the previous reporting week (12:01 a.m. Saturday to 
11:59 p.m. Friday), except for Sec.  1250.2(a)(10), which covers the 
previous calendar month. In the event that a particular Wednesday is a 
Federal holiday or falls on a day when STB offices are closed for any 
other reason, then the data should be reported on the next business day 
when the offices are open. The data must be emailed to 
[email protected] in Excel format, using an electronic 
spreadsheet made available by the Board's Office of Public Assistance, 
Governmental Affairs, and Compliance (OPAGAC). Each week's report must 
include data only for that week, and should not include data for 
previous weeks. Each reporting railroad shall provide an explanation of 
its methodology for deriving the data with its initial filing. Unless 
otherwise provided, the data will be publicly available and posted on 
the Board's Web site.
    (b) For reporting under Sec.  1250.2(c)(1) and (2), changes in the 
Alert Level status or the protocol of service contingency measures 
shall be reported by email to the Director of the Office of Public 
Assistance, Governmental Affairs and Compliance and 
[email protected].
    (c) For reporting under Sec.  1250.2(d), the narrative report 
should be submitted via email to the Director of the Office of Public 
Assistance, Governmental Affairs and Compliance and 
[email protected].


Sec.  1250.2  Railroad performance data elements.

    (a) Each Class I railroad must report the following performance 
data elements for the reporting week. However, with regard to 
paragraphs (a)(7) and (8) of this section, Kansas City Southern Railway 
Company is not required to report information by State, but instead 
shall report system-wide data.
    (1) System-average train speed for the overall system and for the 
following train types for the reporting week. Train speed should be 
measured for line-haul movements between terminals. The average speed 
for each train type should be calculated by dividing total train-miles 
by total hours operated.
    (i) Intermodal;
    (ii) Grain unit;
    (iii) Coal unit;
    (iv) Automotive unit;
    (v) Crude oil unit;
    (vi) Ethanol unit;
    (vii) Manifest;
    (viii) Fertilizer unit;
    (ix) System.
    (2) Weekly average terminal dwell time, measured in hours, 
excluding cars on run-through trains (i.e., cars that arrive at, and 
depart from, a terminal on the same through train) for the carrier's 
system and its 10 largest terminals in terms of railcars processed. 
Terminal dwell is the average time a car resides at a specified 
terminal location expressed in hours.

[[Page 27081]]

    (3) Weekly average cars on line by the following car types for the 
reporting week. Each railroad is requested to average its daily on-line 
inventory of freight cars. Articulated cars should be counted as a 
single unit. Cars on private tracks (e.g., at a customer's facility) 
should be counted on the last railroad on which they were located. 
Maintenance-of-way cars and other cars in railroad service are to be 
excluded.
    (i) Box;
    (ii) Covered hopper;
    (iii) Gondola;
    (iv) Intermodal;
    (v) Multilevel (Automotive);
    (vi) Open hopper;
    (vii) Tank;
    (viii) Other;
    (ix) Total.
    (4) Weekly average dwell time at origin for the following train 
types: Grain unit, coal unit, automotive, crude oil unit, ethanol unit, 
fertilizer unit, all other unit trains, and manifest. For the purposes 
of this data element, dwell time refers to the time period from release 
of a unit train at origin until actual movement by the receiving 
carrier. For manifest trains, dwell time refers to the time period from 
when the train is released at the terminal until actual movement by the 
railroad.
    (5) The weekly average number of trains holding per day sorted by 
train type (intermodal, grain unit, coal unit, automotive unit, crude 
oil unit, ethanol unit, fertilizer unit, other unit, and manifest) and 
by cause (crew, locomotive power, or other). Railroads are instructed 
to run a same-time snapshot of trains holding each day, and then to 
calculate the average for the reporting week.
    (6) The weekly average of loaded and empty cars, operating in 
normal movement and billed to an origin or destination, which have not 
moved in 48 hours or more sorted by service type (intermodal, grain, 
coal, crude oil, automotive, ethanol, fertilizer, or all other). In 
order to derive the averages for the reporting week, carriers are 
requested to run a same-time snapshot each day of the reporting week, 
capturing cars that have not moved in 48 hours or more. The number of 
cars captured on the daily snapshot for each category should be added, 
and then divided by the number of days in the reporting week, typically 
seven days. In deriving this data, carriers should include cars in 
normal service anywhere on their system, but should not include cars 
placed at a customer facility, in constructive placement, placed for 
interchange to another carrier, in bad order status, in storage, or 
operating in railroad service (e.g., ballast).
    (7) The weekly total number of grain cars loaded and billed, 
reported by State, aggregated for the following Standard Transportation 
Commodity Codes (STCCs): 01131 (barley), 01132 (corn), 01133 (oats), 
01135 (rye), 01136 (sorghum grains), 01137 (wheat), 01139 (grain, not 
elsewhere classified), 01144 (soybeans), 01341 (beans, dry), 01342 
(peas, dry), and 01343 (cowpeas, lentils, or lupines). ``Total grain 
cars loaded and billed'' includes cars in shuttle service; dedicated 
train service; reservation, lottery, open and other ordering systems; 
and private cars. Additionally, separately report the total cars loaded 
and billed in shuttle service (or dedicated train service), if any, 
versus total cars loaded and billed in all other ordering systems, 
including private cars.
    (8) For the aggregated STCCs in paragraph (a)(7) of this section, 
report by State the following:
    (i) Running total of orders placed;
    (ii) The running total of orders filled;
    (iii) For orders which have not been filled, the number of orders 
that are 1-10 days past due and 11+ days past due, as measured from 
when the car was due for placement under the railroad's governing 
tariff. Railroads are instructed to report data for railroad-owned or 
leased cars that will move in manifest service.
    (9) Weekly average coal unit train loadings or carloadings versus 
planned loadings for the reporting week by coal production region. 
Railroads have the option to report unit train loadings or carloadings, 
but should be consistent week over week.
    (10) The average grain shuttle or dedicated grain train trips per 
month (TPM), for the total system and by region, versus planned TPM, 
for the total system and by region, included in the first report of 
each month, covering the previous calendar month.
    (11) Weekly originated carloads by the following commodity 
categories:
    (i) Chemicals;
    (ii) Coal;
    (iii) Coke;
    (iv) Crushed stone, sand, and gravel;
    (v) Farm products except grain;
    (vi) Fertilizer (STCC Codes: 14-7XX-XX, 28-125-XX, 28-18X-XX, 28-
19X-XX, 28-71X-XX, and 49-18X-XX);
    (vii) Food and kindred products;
    (viii) Grain mill products;
    (ix) Grain;
    (x) Iron and steel scrap;
    (xi) Lumber and wood products;
    (xii) Metallic ores;
    (xiii) Metals;
    (xiv) Motor vehicles and equipment;
    (xv) Non metallic minerals;
    (xvi) Petroleum products;
    (xvii) Primary forest products;
    (xviii) Pulp, paper, and allied products;
    (xix) Stone, clay, and glass products;
    (xx) Waste and scrap materials;
    (xxi) All other;
    (xxii) Containers;
    (xxiii) Trailers.
    (12)(i) Car order fulfillment percentage for the reporting week by 
car type:
    (A) Box;
    (B) Covered hopper;
    (C) Center-beam;
    (D) Gondola;
    (E) Flatcar;
    (F) Intermodal;
    (G) Multilevel (automotive);
    (H) Open hopper;
    (I) Tank car;
    (J) Other.
    (ii) Car order fulfillment should be stated as the percentage of 
cars due to be placed during the reporting week, as determined by the 
governing tariff, versus cars actually and on constructive placement.
    (b) The Class I railroads operating at the Chicago gateway (or AAR 
on behalf of the Class I railroads operating at the Chicago gateway) 
must jointly report the following performance data elements for the 
reporting week:
    (1) Average daily car volume in the following Chicago area yards: 
Barr, Bensenville, Blue Island, Calumet, Cicero, Clearing, Corwith, 
Gibson, Kirk, Markham, and Proviso for the reporting week; and
    (2) Average daily number of trains held for delivery to Chicago 
sorted by receiving carrier for the reporting week. The average daily 
number should be derived by taking a same time snapshot each day of the 
reporting week, capturing the trains held for each railroad at that 
time, and then adding those snapshots together and dividing by the days 
in the reporting week. For purposes of this request, ``held for 
delivery'' refers to a train staged by the delivering railroad short of 
its scheduled arrival at the Chicago gateway at the request of the 
receiving railroad, and that has missed its scheduled window for 
arrival.

    Note to paragraph (b):  If Chicago terminal yards not identified 
in paragraph (b)(1) of this section are included in the Chicago 
Transportation Coordination Office's (CTCO) assessment of the 
fluidity of the gateway for purposes of implementing service 
contingency measures, then the data requested in paragraph (b)(1) of 
this section shall also be reported for those yards.

    (c) The Class I railroad members of the CTCO (or one Class I 
railroad member of the CTCO designated to file on behalf of all Class I 
railroad members, or AAR) must:

[[Page 27082]]

    (1) File a written notice with the Board when the CTCO changes its 
operating Alert Level status, within one business day of that change in 
status.
    (2) If the CTCO revises its protocol of service contingency 
measures, file with the Board a detailed explanation of the new 
protocol, including both triggers and countermeasures, within seven 
days of its adoption.
    (d) Class I railroads are instructed to submit annually a 
description of significant rail infrastructure projects that will be 
commenced during the current calendar year, and a six month update on 
those projects. Initial reports are to be filed on March 1 and updated 
on September 1. Railroads are requested to report in a narrative form 
that briefly describes each project, its purpose, location (State/
counties), and projected date of completion. ``Significant project'' is 
defined as a project with anticipated expenditures of $75 million or 
more over the life of the project. In the event that March 1 or 
September 1 is a Federal holiday or falls on a day when STB offices are 
closed for any other reason, then the report should be submitted on the 
next business day when the offices are open.

[FR Doc. 2016-10442 Filed 5-4-16; 8:45 am]
 BILLING CODE 4915-01-P



                                                                         Federal Register / Vol. 81, No. 87 / Thursday, May 5, 2016 / Proposed Rules                                                27069

                                               DEPARTMENT OF TRANSPORTATION                            April 2014 in Washington, DC, and in                      different approaches were due primarily
                                                                                                       September 2014 in Fargo, ND, to allow                     to the railroads’ disparate data-keeping
                                               Surface Transportation Board                            interested persons to report on service                   systems, different railroad operating
                                                                                                       problems, to hear from rail industry                      practices, and/or unintended
                                               49 CFR Part 1250                                        executives on plans to address rail                       ambiguities in certain requests. Certain
                                               [Docket No. EP 724 (Sub-No. 4)]                         service problems, and to explore options                  railroads also departed from the Board’s
                                                                                                       to improve service. During and after                      prescribed reporting in order to
                                               United States Rail Service Issues—                      these hearings, parties expressed                         maintain consistency with their own
                                               Performance Data Reporting                              concerns about the lack of publicly                       weekly data runs and analyses. For the
                                                                                                       available information related to rail                     most part, however, railroads made
                                               AGENCY:  Surface Transportation Board                   service and requested access to                           reasonable efforts to respond to each
                                               (the Board or STB).                                     performance data from the railroads to                    request, substituting analogous data
                                               ACTION: Supplemental notice of                          better understand the scope, magnitude,                   when the precise information requested
                                               proposed rulemaking.                                    and impact of the service issues,1 as                     could not readily be derived.
                                                                                                       well as the underlying causes and the                        The weekly filings have allowed the
                                               SUMMARY:    Through this Supplemental
                                                                                                       prospects for recovery.                                   Board and its stakeholders to monitor
                                               Notice of Proposed Rulemaking (SNPR),
                                                                                                          Based on these concerns and to better                  the industry’s performance and have
                                               the Board is proposing to establish new
                                                                                                       understand railroad operating                             allowed the Board to develop baseline
                                               regulations requiring all Class I railroads
                                                                                                       conditions, the Board issued an October                   data. Based on the Board’s experience
                                               and the Chicago Transportation
                                                                                                       8, 2014 order requiring all Class I                       with the reporting to date, and as
                                               Coordination Office (CTCO), through its
                                                                                                       railroads and the Class I railroad                        expressly contemplated in the Interim
                                               Class I members, to report certain
                                                                                                       members of the CTCO to file weekly                        Data Order, the Board proposed new
                                               service performance metrics on a
                                                                                                       reports containing specific performance                   regulations for permanent reporting by
                                               weekly basis.
                                                                                                       data. See U.S. Rail Serv. Issues—Data                     the members of the Class I railroad
                                               DATES: Comments are due by May 31,                                                                                industry and the CTCO, through its
                                                                                                       Collection (Interim Data Order), EP 724
                                               2016. Reply comments are due by June                                                                              Class I members. See U.S. Rail Serv.
                                                                                                       (Sub-No. 3) (STB served Oct. 8, 2014).2
                                               28, 2016.                                                                                                         Issues—Performance Data Reporting, EP
                                                                                                       Railroads were asked to report weekly
                                               ADDRESSES: Comments and replies may                     average train speeds, weekly average                      724 (Sub-No. 4) (STB served Dec. 30,
                                               be submitted either via the Board’s e-                  terminal dwell times, weekly average                      2014) (80 FR 473, January 6, 2015)
                                               filing format or in the traditional paper               cars online, number of trains held short                  (NPR).
                                               format. Any person using e-filing should                of destination, and loading metrics for                      The proposed reporting requirements
                                               attach a document and otherwise                         grain and coal service, among other                       in the NPR include many of the requests
                                               comply with the instructions at the E–                  information. The data were intended to                    contained in the Interim Data Order.
                                               FILING link on the Board’s Web site, at                 give both the Board and its stakeholders                  The NPR proposes nine weekly metrics
                                               http://www.stb.dot.gov. Any person                      access to near real-time information                      that would apply to Class I railroads: (1)
                                               submitting a filing in the traditional                  about the operations and performance of                   System average train speed; (2) weekly
                                               paper format should send an original                                                                              average terminal dwell time; (3) weekly
                                                                                                       the Class I railroads and the fluidity of
                                               and 10 copies to: Surface Transportation                                                                          average cars online; (4) weekly average
                                                                                                       the Chicago gateway. In addition, the
                                               Board, Attn: Docket No. EP 724 (Sub-                                                                              dwell time at origin or interchange; (5)
                                                                                                       data were expected to assist rail
                                               No. 4), 395 E Street SW., Washington,                                                                             weekly total number of loaded and
                                                                                                       shippers in making logistics decisions,
                                               DC 20423–0001.                                                                                                    empty trains held short of destination or
                                                  Copies of written comments and                       planning operations and production,
                                                                                                       and mitigating potential losses.                          scheduled interchange; (6) daily average
                                               replies will be available for viewing and                                                                         number of loaded and empty cars
                                                                                                          On October 22, 2014, the Class I
                                               self-copying at the Board’s Public                                                                                operating in normal movement which
                                                                                                       railroads and the Association of
                                               Docket Room, Room 131, and will be                                                                                have not moved in specified periods of
                                                                                                       American Railroads (AAR) (on behalf of
                                               posted to the Board’s Web site. Copies                                                                            time; (7) weekly total number of grain
                                                                                                       the CTCO) filed the first set of weekly
                                               will also be available (for a fee) by                                                                             cars loaded and billed, by State; (8) total
                                               contacting the Board’s Chief Records                    reports in response to the Interim Data
                                                                                                       Order. As requested by the Board, each                    overdue car orders, average days late,
                                               Officer at (202) 245–0238 or 395 E Street                                                                         total new orders in the past week, total
                                               SW., Washington, DC 20423–0001.                         carrier provided an explanation of its
                                                                                                       methodology for deriving performance                      orders filled in the past week, and
                                               FOR FURTHER INFORMATION CONTACT:                                                                                  number of orders cancelled in the past
                                                                                                       data in response to each request.
                                               Allison Davis at (202) 245–0378.                                                                                  week; and (9) weekly total coal unit
                                                                                                       Generally, the reports corresponded to
                                               Assistance for the hearing impaired is                                                                            train loadings or carloadings by region.
                                                                                                       the elements of the Interim Data Order;
                                               available through the Federal                                                                                     The NPR also proposes metrics
                                                                                                       however, some railroads approached
                                               Information Relay Service (FIRS) at                                                                               pertaining to service in Chicago as well
                                                                                                       individual requests differently, leading
                                               (800) 877–8339.                                                                                                   as reporting on major rail infrastructure
                                                                                                       to variations in the reported data. The
                                               SUPPLEMENTARY INFORMATION: The                                                                                    projects. The NPR proposes to exempt
                                               Surface Transportation Board initiated                     1 See generally National Grain and Feed                Kansas City Southern Railway Company
                                               this rulemaking proceeding in response                  Association Letter, U.S. Rail Serv. Issues, EP 724        from filing state-specific information in
                                               to the service problems that began to                   (filed May 6, 2014); Western Coal Traffic League          response to Requests Nos. 7 and 8, due
                                               emerge in the railroad industry in late                 Letter, U.S. Rail Serv. Issues, EP 724 (filed Apr. 17,    to the nature of its grain business and
                                                                                                       2014); Apr. Hr’g Tr. 154–155, U.S. Rail Serv. Issues,
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                                               2013. Those service problems affected                   EP 724 (Apr. 10, 2014); Western Coal Traffic League
                                                                                                                                                                 its very limited number of customers in
                                               the transportation of a wide range of                   Statement 5–6, U.S. Rail Serv. Issues, EP 724 (filed      a small number of states in its service
                                               commodities, including grain, fertilizer,               Sept. 5, 2014); Sept. Hr’g Tr. 48, 290, U.S. Rail Serv.   territory.
                                               ethanol, coal, automobiles, chemicals,                  Issues, EP 724 (Sept. 4, 2014).                              Following receipt of comments in
                                                                                                          2 On motion of Canadian Pacific Railway
                                               propane, consumer goods, crude oil,                                                                               response to the NPR, the Board issued
                                                                                                       Company, the Board modified the Interim Data
                                               and industrial commodities.                             Order by decision served on February 23, 2016, to
                                                                                                                                                                 an order announcing that it would
                                                  In response to the service challenges,               allow it to discontinue reporting data related to the     waive its ex parte communications rules
                                               the Board held two public hearings, in                  Rapid City, Pierre & Eastern Railroad, Inc.               in order to allow Board staff to hold


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                                               27070                     Federal Register / Vol. 81, No. 87 / Thursday, May 5, 2016 / Proposed Rules

                                               meetings with interested parties to                     demonstrate material error in the Waiver                fashion procedures for informal
                                               develop a more complete record with                     Decision.                                               rulemakings appropriate to the issues
                                               regard to technical issues in this                         The Board was well within its powers                 involved. The Waiver Decision also
                                               proceeding. See U.S. Rail Serv. Issues—                 to hold individual meetings with                        provided safeguards to ensure fairness
                                               Performance Data Reporting (Waiver                      interested parties in this proceeding. As               and accessibility to parties. The Board
                                               Decision), EP 724 (Sub-No. 4) (STB                      stated in the Waiver Decision, slip op.                 put in place measures that permitted
                                               served Nov. 9, 2015). As a result of the                at 2, the Board may waive its regulation                any interested party the opportunity to
                                               comments and meetings, the Board is                     on ex parte communication in                            meet with Board staff, to review the
                                               issuing this SNPR to revise the proposed                appropriate proceedings. The Board is                   substance of comments made in the
                                               rule. A summary of the proposed                         entitled to discretion in administering                 individual meetings by reading
                                               changes are outlined in Table 1 in                      its own procedural rules as it deems                    summaries of the meetings posted on
                                               Appendix A of this decision.                            necessary to resolve urgent                             the Board’s Web site, and to comment
                                                  We will address one preliminary issue                transportation problems. See Am. Farm                   in response to the information
                                               before summarizing the comments and                     Lines v. Black Ball Freight Serv., 397                  contained in the meeting summaries.
                                               explaining our proposed revisions to the                U.S. 532, 539 (1970) (citing the well-                  Accordingly, there is no basis for
                                               NPR.                                                    established proposition that ‘‘[i]t is                  McFarland and MacDougall’s claims of
                                                                                                       always within the discretion of a court                 material error in the decision.5 The
                                               Preliminary Matter
                                                                                                       or an administrative agency to relax or                 Petition for Reconsideration will be
                                                  On November 30, 2015, practitioners                  modify its procedural rules adopted for                 denied.
                                               Thomas F. McFarland and Gordon P.                       the orderly transaction of business
                                               MacDougall petitioned the Board to                      before it when in a given case the ends                 Discussion of Comments and
                                               reconsider its Waiver Decision.                         of justice require it.’’). Likewise, there is           Supplemental Proposed Rules
                                               McFarland and MacDougall had not                        no basis for the claim that the Board                     The following parties provided
                                               previously participated in this                         must justify a waiver of its rules by                   comments in this proceeding, either in
                                               proceeding, but assert an interest in                   satisfying the exemption standards of 49                the form of written submissions or oral
                                               future performance metrics in their roles               U.S.C. 10502, which applies to                          comments during the ex parte meetings
                                               as counsel before the Board. (Pet. 2.)                  exemptions from statutory provisions,                   that were then summarized and posted
                                               They assert that the Waiver Decision is                 not Board regulations. Furthermore, the                 by the Board, or both:
                                               a departure from long-standing rules                    argument that the Board’s ex parte                        Alliance for Rail Competition et al.
                                               and that the Board does not have the                    prohibition arose from 1962                             (ARC); American Chemistry Council
                                               authority to waive its prohibition                      recommendations by the Administrative                   (ACC); Association of American
                                               against ex parte communication. (Pet. 3,                Conference of the United States (ACUS)                  Railroads (AAR); BASF Corporation
                                               9) Alternatively, McFarland and                         is outdated. In 2014, ACUS reaffirmed a                 (BASF); BNSF Railway Company
                                               MacDougall argue that the Board did not                 1977 recommendation against a general                   (BNSF); Canadian Pacific Railway
                                               render findings adequate to waive its                   prohibition on ex parte communications                  Company (CP); Chicago Metropolitan
                                               rules, citing 49 U.S.C. 10502, the statute              in informal rulemakings.4 Its recent                    Agency for Planning (CMAP); CSX
                                               dealing with the Board’s exemption                      recommendation reaffirmed its view                      Transportation, Inc. (CSXT); Freight Rail
                                               power. (Pet. 11.)                                       that:                                                   Customer Alliance (FRCA); High Road
                                                  On December 21, 2015, AAR filed a                                                                            Consulting, Ltd. (HRC); Kansas City
                                                                                                          Ex parte communications, which may be
                                               reply to the petition, arguing that the                 oral or written, convey a variety of benefits
                                                                                                                                                               Southern Railway Company (KCS);
                                               Waiver Decision complies with the                       to both agencies and the public. . . . These            Thomas F. McFarland and Gordon P.
                                               Board’s rules and all governing law.                    meetings can facilitate a more candid and               MacDougall (McFarland and
                                               (AAR Reply 3, Dec. 21, 2015.) AAR                       potentially interactive dialogue of key issues          MacDougall); National Grain and Feed
                                               states that although the Board’s rules do               and may satisfy the natural desire of                   Association (NGFA); National Industrial
                                               generally prohibit ex parte                             interested persons to feel heard. In addition,          Transportation League (NITL); Norfolk
                                                                                                       if an agency engages in rulemaking in an area           Southern Railway Company (NSR);
                                               communications, they also contemplate                   that implicates sensitive information, ex
                                               the Board’s authority to waive those                                                                            South Dakota Corn Growers Association
                                                                                                       parte communications may be an
                                               rules. AAR also cites the Board’s                       indispensable avenue for agencies to obtain
                                                                                                                                                               (SDCGA); The Fertilizer Institute (TFI);
                                               regulations at 49 CFR 1100.3, pursuant                  the information necessary to develop sound,             Texas Trading and Transportation
                                               to which the Board is to construe its                   workable policies.                                      Services, LLC, et al. (TTMS); The
                                               rules liberally ‘‘to secure just, speedy                   ‘‘Ex Parte’’ Communications in Informal              Honorable John Thune, Chairman,
                                               and inexpensive determination of the                    Rulemaking Proceedings, 79 FR 35988, 35994              Senate Committee on Commerce,
                                               issues presented.’’ (AAR Reply 3, Dec.                  (June 25, 2014).                                        Science, and Transportation (Senator
                                               21, 2015.)                                                The purpose of the Board’s Waiver                     Thune); Union Pacific Railway
                                                  Under 49 U.S.C. 1322(c) 3 and 49 CFR                 Decision is consistent with the reasons                 Company (UP); U.S. Department of
                                               1115.3(b), the Board will grant a petition              suggested by ACUS, in particular, to                    Agriculture (USDA); U.S. Department of
                                               for reconsideration only upon a showing                                                                         Transportation (USDOT); and Western
                                               that the prior action: (1) Will be affected               4 The 1977 recommendation states:                     Coal Traffic League, et al. (WCTL).
                                               materially because of new evidence or                      A general prohibition applicable to all agencies       In response to the NPR and the
                                               changed circumstances; or (2) involves                  against the receipt of private oral or written          invitation for stakeholder meetings, the
                                                                                                       communications is undesirable, because it would         Board received a significant volume of
                                               material error. Allegheny Valley R.R.—                  deprive agencies of the flexibility needed to fashion
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                                               Pet. for Declaratory Order, FD 35239,                   rulemaking procedures appropriate to the issues
                                                                                                                                                               comments and proposals from
                                               slip op. at 3 (STB served July 16, 2013).               involved, and would introduce a degree of formality     stakeholders. We have carefully
                                               The Board finds that McFarland and                      that would, at least in most instances, result in
                                                                                                       procedures that are unduly complicated, slow and          5 Procedurally, the petition was not timely. The
                                               MacDougall did not allege new evidence                  expensive, and, at the same time, perhaps not           Waiver Decision stated that individual meetings
                                               or changed circumstances and failed to                  conducive to developing all relevant information.       would take place between November 16, 2015, and
                                                                                                          Ex parte Communications in Informal                  December 7, 2015; the meetings began on November
                                                 3 Formerly 49 U.S.C. 721. See Public Law 114–         Rulemaking Proceedings, 42 FR 54251, 54253 (Oct.        19, 2015. McFarland and MacDougall did not file
                                               110, 3(a)(5), 129 Stat. 2228, 2228.                     5, 1977).                                               their petition until November 30, 2015.



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                                                                         Federal Register / Vol. 81, No. 87 / Thursday, May 5, 2016 / Proposed Rules                                             27071

                                               reviewed those comments and meeting                     railroads also stress that having to                     Revised Proposal. The Board proposes
                                               summaries in order to identify both                     submit the weekly reports to the Board                to withdraw the proposed definition of
                                               general themes regarding service                        on Tuesday would not allow sufficient                 ‘‘unit train.’’ Based on written
                                               reporting and better technical methods                  time to review, process, and quality-                 comments and individual meetings with
                                               for collecting information. We now                      check the data. Although several suggest              stakeholders, we believe that a static
                                               propose revised rules that we believe                   a Friday reporting day, there was no                  definition of ‘‘unit train’’ for the service
                                               will be more helpful to the agency and                  opposition to maintaining the Interim                 metric reporting could distort data
                                               the public.                                             Data Order’s Wednesday reporting day.                 reporting. Instead, the Board believes
                                                 The NPR’s proposal covers a broad set                 Shippers and other stakeholders voice                 that the better course of action for
                                               of railroad service metrics derived                     no objection to the reporting week                    service metric reporting here is to allow
                                               largely from the Interim Data Order                     proposed here, or the Wednesday                       railroads to report unit train data based
                                               requests, along with definitions and                    reporting day, and neither affects the                on how train symbols (or codes) are
                                               requirements governing those metrics.6                  substantive value of the data collected.              assigned in accordance with each
                                               Below we generally summarize the                        Therefore, the Board proposes that the                railroad’s operating practices.
                                               comments received on the NPR, and we                    reporting day will be Wednesday for the
                                                                                                                                                             Requests No. 1 (Train Speed), No. 2
                                               explain the changes now proposed in                     preceding reporting week, measured
                                                                                                                                                             (Terminal Dwell Time), and No. 3 (Cars
                                               this SNPR. Although not all comments                    from 12:01 a.m. Saturday through 11:59
                                                                                                                                                             Online)
                                               and recommendations have been                           p.m. Friday.
                                               adopted in the SNPR, we have worked                                                                              Request No. 1 seeks system-average
                                                                                                       Definition of Unit Train                              train speed, measured for line-haul
                                               to carefully consider the many
                                               comments, written and oral, that                           The NPR defined unit train as                      movements between terminals and
                                               comprise this docket.                                   comprising 50 or more railcars of the                 calculated by dividing total train-miles
                                                                                                       same or similar type, carrying a single               by total hours operated for: (a)
                                               Reporting Week and Timing                               commodity in bulk.                                    Intermodal; (b) grain unit; (c) coal unit;
                                                  The NPR defines the reporting week                      Railroad Interests. AAR and several                (d) automotive unit; (e) crude oil unit;
                                               as Sunday to Saturday with reports due                  railroads request clarification of the                (f) ethanol unit; (g) manifest; and (h) all
                                               the following Tuesday.                                  definition of ‘‘unit train’’ as used in the           other. Request No. 2 asks for weekly
                                                  Railroad Interests. The railroad                     NPR. (AAR Comments 17, March 2,                       average terminal dwell time, the average
                                               interests generally request a Saturday                  2015; BNSF Comments 10, March 2,                      time a car resides at a specified terminal
                                               through Friday reporting week. While                    2015; CSXT Comments 5–6, March 2,                     location expressed in hours, excluding
                                               several railroads support a Friday filing               2015; NSR Comments 4, March 2, 2015;                  cars on run-through trains (i.e., cars that
                                                                                                       UP Comments 9–10, March 2, 2015;                      arrive at, and depart from, a terminal on
                                               deadline, others would be amenable to
                                                                                                       AAR Mtg. Summary 2.) AAR explains                     the same through train) for the carrier’s
                                               maintaining the Interim Data Order’s
                                                                                                       that the proposed definition of unit train            system, as well as its 10 largest
                                               Wednesday deadline. (AAR Comments
                                                                                                       ‘‘would divorce service reporting from                terminals in terms of railcars processed.
                                               18, March 2, 2015; NSR Comments 3–
                                                                                                       how railroads and their customers think               Request No. 3 also seeks weekly average
                                               4, March 2, 2015; UP Comments 8–9,
                                                                                                       about shipments in a commercial sense’’               cars on line by the following car types
                                               March 2, 2015; NSR Mtg. Summary 1;
                                                                                                       and suggests that the Board instead rely              for the reporting week: (a) Box; (b)
                                               BNSF Mtg. Summary 3; UP Mtg.
                                                                                                       on each railroad’s unit train                         covered hopper; (c) gondola; (d)
                                               Summary 6.) CSXT requests that each
                                                                                                       designations. (AAR Comments 17,                       intermodal; (e) multilevel (automotive);
                                               carrier be permitted to define its own
                                                                                                       March 2, 2015.) Similarly, UP argues                  (f) open hopper; (g) tank; (h) other; and
                                               reporting week. (CSXT Comments 4,                       that the definition should focus on the               (i) total.
                                               March 2, 2015.) CSXT also requests that                 nature of the railroad’s operation                       Railroad Interests. The railroads do
                                               the Board allow 12 months for the                       instead of the number of carloads in a                not oppose these data requests.
                                               railroads to comply with any new data                   train, which, it states, would align with             Specifically, they note that the data
                                               requirements. (Id. at 7.)                               how it does business. (UP Comments 11,                sought in Requests Nos. 1–3
                                                  Shipper Interests and Other                          March 2, 2015.) In response to the                    corresponds with data that six Class I
                                               Stakeholders. No comments provided.                     Interim Data Order, UP states that it                 railroads already make publicly
                                                  Revised Proposal. The Board proposes                 relies on its train-category symbols to               available on a weekly basis through the
                                               to modify the reporting week and day,                   identify and classify trains, not the                 AAR. (AAR Comments 8, 12, March 2,
                                               as suggested by the railroad interests.                 number of cars in a train. (Id. at 10–11.)            2015; UP Comments 12, March 2, 2015.)
                                               Railroads advise that for internal data                 UP also argues that the Board should                  They argue that Request Nos. 1–3, with
                                               reporting and the reports made to AAR                   substitute the term ‘‘trainload’’ for unit            the potential addition of a weekly
                                               on a weekly basis, their reporting week                 train. UP asserts that unit train implies             carloadings metric would be sufficient
                                               runs from 12:01 a.m. Saturday through                   a shuttle-type service and that using                 to monitor overall network fluidity. (CP
                                               11:59 p.m. Friday. They suggest that                    trainload would better reflect the                    Comments 2, March 2, 2015; NSR
                                               modifying the reporting week would                      diversity of movement types for bulk                  Comments 2, March 2, 2015; UP
                                               require them to establish parallel                      trains in non-manifest service. (Id. at               Comments 4, 12, March 2, 2015.)
                                               reporting systems, which would be                       11–12.)                                                  Additionally, the railroads provide
                                               duplicative and potentially lead to                        Shipper Interests and Other                        the Board with weekly carloading traffic
                                               confusion. They also stated that they                   Stakeholders. Shippers and other                      reports covering 20 carload commodity
                                               have adopted processes to facilitate                    stakeholders generally agree that the                 categories and the two intermodal
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                                               reporting under the Interim Data Order,                 definition of a unit train should be                  service types. (AAR Comments 13,
                                               which would be disrupted by the                         clarified. (NGFA Mtg. Summary 1–2;                    March 2, 2015.) AAR asserts that this
                                               modification proposed in the NPR. The                   HRC Comments 4, Dec. 23, 2015.) NGFA                  and other ‘‘available information and
                                                  6 With regard to Requests Nos. 7 and 8, KCS was
                                                                                                       states that it may be appropriate for each            public metrics indicated to the Board
                                               not required to report information by State, but
                                                                                                       railroad to provide its own definition at             early on that service was being
                                               instead only system-wide data. See NPR, slip op. at     the outset of reporting. (NGFA Mtg.                   disrupted and allowed the Board to
                                               7.                                                      Summary 2.)                                           focus on the relevant issues it needed to


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                                               27072                      Federal Register / Vol. 81, No. 87 / Thursday, May 5, 2016 / Proposed Rules

                                               monitor’’ during the 2013–14 service                    XX, 28–18X–XX, 28–19X–XX, 28–71X–                     this metric. NGFA argues that reporting
                                               disruptions. (Id. at 13.) AAR states that               XX, and 49–18X–XX.                                    by additional commodity type should be
                                               the Board should continue to monitor                       For Requests No. 2 and No. 3, the                  required. (NGFA Comments 7, March 2,
                                               this information. (Id.) UP also suggests                Board proposes to retain these requests               2015.) It recommends including
                                               adding a system-average train speed                     as proposed in the NPR. Terminal dwell                destination dwell time in this metric.
                                               component to Request No. 1 for all                      and cars online are key indicators of                 (Id.) NGFA also recommends requiring
                                               trains. (UP Comments 4, March 2, 2015.)                 railroad fluidity, and the requests mirror            ‘‘the weekly percentage of a rail carrier’s
                                                  Shipper Interests and Other                          data that the Class I railroads report to             local service design plan that has been
                                               Stakeholders. For Request No. 1, NGFA                   AAR. Both railroad and shipper                        fulfilled for all manifest traffic, broken
                                               would expand the ‘‘grain unit’’ train                   interests support the retention of these              down by business traffic category.’’ (Id.)
                                               category to include five subcategories.                 items. With respect to these and other                It argues that this would capture the
                                               (NGFA Comments 6, March 2, 2015.)                       requests, the Board addresses                         actual percent of local industry switches
                                               For Request No. 2, it would require that                commenters’ arguments for greater or                  versus plan for the week. (Id.) WCTL
                                               dwell times be broken down into four                    lesser granularity below.                             urges the Board to retain reporting of
                                               traffic categories. (Id.) BASF notes that                                                                     interchange times and require carriers to
                                                                                                       Request No. 4 (Dwell Time at Origin or
                                               the weekly average dwell time for each                                                                        report dwell times at each railroad’s 10
                                                                                                       Interchange—Unit Train)
                                               carrier’s 10 largest terminals is a critical                                                                  largest interchange locations and at
                                               measurement; it uses the data to alter its                 This metric seeks weekly average                   individual interchanges for empty coal
                                               production and movement. (BASF Mtg.                     dwell time at origin or interchange                   unit trains (in addition to loaded coal
                                               Summary 1.) For Request No. 3, NGFA                     location for loaded unit train shipments              unit trains). (WCTL Comments 8, March
                                               requests that the Board require carriers                sorted by grain, coal, automotive, crude              2, 2015; WCTL Mtg. Summary 3.) BASF
                                               to delineate ‘‘tank cars’’ by cars used to              oil, ethanol, and all other unit trains.              requests that this metric include
                                               haul hazmat and non-hazmat materials.                      Railroad Interests. The railroads                  manifest trains. (BASF Mtg. Summary
                                               (NGFA Comments 6, March 2, 2015.)                       contend that the information required                 2.)
                                               NGFA also requests that the metric                      by this request would not provide                        Revised Proposal. For Request No. 4,
                                               include a weekly summary of cars that                   additional insight, would be                          the Board proposes to delete the ‘‘at
                                               are industry-placed (i.e., cars placed at               burdensome for the railroads to collect,              interchange’’ component of the NPR,
                                               industry for loading or unloading). (Id.)               and would not provide added benefits                  which would align the request with the
                                                  Revised Proposal. For Request No. 1,                 to the public or the Board. (AAR                      Interim Data Order. This change reflects
                                               the Board proposes to cure an omission                  Comments 14–15, March 2, 2015.) UP                    railroads’ comments that measuring the
                                               from both the Interim Data Order and                    argues that the value of the data                     elapsed time at interchange would be
                                               the NPR by adding an overall ‘‘system’’                 provided by the metric would be                       difficult because railroads do not
                                               component to the reporting of average                   questionable because it does not                      operate with a common understanding
                                               train speeds. This would align the                      account for operational differences                   as to when a train is considered to be
                                               request with railroads’ current AAR                     between unit train shipments of                       ‘‘released’’ or ‘‘accepted’’ at interchange
                                               reporting. Additionally, we propose to                  different commodities on a single                     or share common practices for
                                               add a line item for unit train shipments                railroad or between different railroads.              measuring elapsed time at interchange.
                                               of fertilizer to this request in order to               (UP Comments 3, 12–13, March 2,                       On further consideration, we believe
                                               better monitor service issues with regard               2015.) UP contends that any                           that this additional information would
                                               to this commodity, which emerged as a                   comparisons would therefore be                        not materially help the Board’s
                                               critical issue during 2013–14.7 Since                   misleading because they would more                    monitoring of service performance in
                                               fertilizer moves in both manifest and                   likely reflect these operational                      light of the other data that the Board
                                               unit train service, the Board requests                  differences than performance issues.                  would collect, such as dwell at origin,
                                               that parties comment on whether a                       (Id.) UP also opposes the addition of the             terminal dwell, trains holding, and cars
                                               sufficient volume of fertilizer moves in                interchange component. It explains that               that have not moved in two days or
                                               unit train service to make this request                 adding a measure of dwell time at                     longer.
                                               meaningful for the agency to monitor                    interchange is problematic because of
                                                                                                       complex interchange arrangements                      Request No. 5 (Trains Held Short of
                                               rail service to fertilizer shippers.8
                                                  For purposes of incorporating                        between carriers and differences in how               Destination or Interchange)
                                               fertilizer shipments into this request,                 carriers measure elapsed time between                   This metric seeks to capture the
                                               and additional requests, below, the                     two events such as when each carrier                  weekly total number of loaded and
                                               Board seeks input from stakeholders as                  considers a train to be released and                  empty trains held short of destination or
                                               to the relevant Standard Transportation                 available, and because it could result in             scheduled interchange for longer than
                                               Commodity Codes (STCCs) for fertilizers                 data that do not reflect actual service               six consecutive hours, sorted by train
                                               moving by rail, including those that                    performance. (UP Comments 3, 14–15,                   type (intermodal, grain unit, coal unit,
                                               typically move in unit train service.                   March 2, 2015.)                                       automotive unit, crude oil unit, ethanol
                                               Initially, the Board proposes the                          UP suggests normalizing, or                        unit, other unit, and all other) and by
                                               following STCCs: 14–7XX–XX, 28–125–                     standardizing, the data by presenting it              cause (crew, locomotive power, track
                                                                                                       in relation to the size and volume of                 maintenance, mechanical issue, or other
                                                  7 For the same reasons, we are also proposing        each railroad rather than absolute                    (with explanation)).
                                               changes to Requests Nos. 1, 4, 5, and 6 to add          values. UP argues that this would                       Railroad Interests. The railroads
                                               fertilizer reporting.                                                                                         contend that the information required
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                                                  8 Although requests 1–3 are currently reported to
                                                                                                       prevent misleading comparisons
                                               AAR by six of the seven Class I railroads, and AAR      between railroads, avoid creating                     by this request would not provide
                                               makes this data publicly available, this reporting to   unjustified concerns, and allow the                   additional insight, would be
                                               AAR is voluntary. In the event that AAR changed         Board and stakeholders to develop a                   burdensome for the railroads to collect,
                                               its practices, the Board would lose access to this      more meaningful baseline. (Id. at 6.)                 and would not provide added benefits
                                               information, which is not otherwise available.
                                               Additionally, the data that AAR makes available to
                                                                                                          Shipper Interests and Other                        to the public or the Board. (AAR
                                               the public does not extend beyond the previous 53       Stakeholders. WCTL, NGFA, and BASF                    Comments 14, March 2, 2015; BNSF
                                               weeks.                                                  all request that the Board add detail to              Comments 4, 5, 6–8, March 2, 2015.)


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                                                                         Federal Register / Vol. 81, No. 87 / Thursday, May 5, 2016 / Proposed Rules                                             27073

                                               BNSF points out that the NPR’s                          such, the Board believes that capturing               to yard and terminal activity because
                                               proposed metric differs from the one in                 a weekly average figure should provide                ‘‘train line of road velocity is the central
                                               the Interim Data Order by no longer                     insight into fluidity and allow the                   interest outside of terminals,’’ which
                                               using the ‘‘snapshot’’ approach and                     agency to detect aberrations, which may               should be sufficient to assess train
                                               instead requiring that the railroad                     prompt further inquiry. For example, if               operations (CSXT Comments 6–7,
                                               identify every instance during a week in                a railroad averages 25 coal trains                    March 2, 2015, emphasis original.)
                                               which empty or loaded trains sit for at                 holding per day for eight consecutive                 CSXT also indicates that it was not
                                               least six hours. (BNSF Comments 5,                      weeks, but then the number spikes to 50               providing the Board with information
                                               March 2, 2015.) BNSF and CSXT suggest                   or more trains for two consecutive                    showing cars held for 120 hours because
                                               that eliminating the snapshot approach                  weeks, this could prompt the agency to                it does not measure that data. (CSXT
                                               would necessitate creating a new report                 seek further information. Additionally,               Mtg. Summary 3.) BNSF argues that,
                                               that would require considerable                         we propose to add a line item for unit                like a trains held metric, a cars held
                                               resources and would not reflect a train                 train shipments of fertilizer to this                 metric may reflect factors outside the
                                               held as the term is commonly                            request for the reason stated above. See              railroad’s control or a car may be held
                                               understood in the railroad industry.                    supra n.7. Again, the Board requests                  according to plan, and thus may not be
                                               (BNSF Comments 6, March 2, 2015;                        that parties comment on whether a                     indicative of a rail service disruption.
                                               CSXT Comments 4–5, March 2, 2015.)                      sufficient volume of fertilizer moves in              (BNSF Comments 7, March 2, 2015.)
                                               CSXT comments that providing the                        unit train service to make it meaningful                 Shipper Interests and Other
                                               ‘‘cause’’ of a train held would be                      data or recommend alternative                         Stakeholders. NGFA requests that the
                                               problematic because it is subjective and                proposals to gauge rail service to                    Board require reporting by additional
                                               must be manually entered. (CSXT                         fertilizer shippers.                                  commodity type. (NGFA Comments 7–
                                               Comments 5, March 2, 2015.) BNSF                           With regard to reporting the cause for             8, March 2, 2015.) BASF requests that
                                               asserts that data regarding trains held                 why a locomotive was held, some                       this metric include manifest trains.
                                               may be misleading because a train may                   shipper interests advocated that we                   (BASF Mtg. Summary 2.)
                                               be held due to factors outside the                      break down the ‘‘other’’ category into                   Revised Proposal. For Request No. 6,
                                               railroad’s control, or according to plan,               additional specific categories. (WCTL                 the Board proposes to modify this
                                               and thus may not be indicative of a                     Comments 3, March 2, 2015.) On the                    request by requiring railroads to report
                                               service disruption. (BNSF Comments 7,                   other hand, railroad interests explain                only cars that have not moved in 48
                                               March 2, 2015.) As with Request No. 4,                  that the assignment of cause is a manual              hours or more. Both shippers and
                                               UP suggests that the Board normalize                    and subjective process, which is                      railroads comment that the ‘‘greater than
                                               this data request to account for                        initially performed by the dispatcher or              120-hour’’ demarcation was superfluous
                                               differences between types of traffic and                a field-level employee based on limited               because stationary cars generally
                                               between carriers. (UP Comments 6,                       information available at the time.                    become a concern at the 48 hour point,
                                               March 2, 2015.)                                         Railroad interests therefore advocate for             or sooner. Moreover, several railroads
                                                  Shipper Interests and Other                          eliminating the reporting of causes for               advise that they generally track this
                                               Stakeholders. WCTL comments that the                    trains held. (BNSF Comments 6, March                  metric, either at the 36 or 48 hour point.
                                               Board should clarify the ‘‘other’’                      2, 2015.) Upon further consideration,                 By keeping the metric consistent with
                                               category and require a more detailed                    the Board believes that tracking                      how the railroads actually track this
                                               explanation of the causes for trains                    causation remains important, but that                 information, the metric would not be
                                               being held. (WCTL Comments 8–9,                         the key issues for purposes of                        overly burdensome. Additionally, the
                                               March 2, 2015; WCTL Mtg. Summary 3.)                    monitoring fluidity are availability of               Board proposes to add a subcategory for
                                               ACC also requests additional                            power and crew. Accordingly, the Board                cars moving in fertilizer service.
                                               information for the underlying reasons                  proposes to eliminate ‘‘track                         Request No. 7 (Grain Cars Loaded and
                                               why trains were held. (ACC Comments                     maintenance’’ and ‘‘mechanical issue’’
                                                                                                                                                             Billed)
                                               2, March 2, 2015.) NGFA suggests the                    as categories of causes, but to retain
                                               metric could be expanded to include a                   ‘‘other’’ as a catch-all category.                       This metric seeks to capture the
                                               breakdown of the type of train by                                                                             weekly total number of grain cars
                                                                                                       Request No. 6 (Cars Held at Origin or                 loaded and billed, reported by State,
                                               different commodities and unit train
                                                                                                       Destination)                                          and aggregated for the following STCCs:
                                               service. (NGFA Comments 7, March 2,
                                               2015.)                                                    This metric requires the daily average              01131 (barley), 01132 (corn), 01133
                                                  Revised Proposal. For Request No. 5,                 number of loaded and empty cars,                      (oats), 01135 (rye), 01136 (sorghum
                                               the Board proposes to eliminate the six-                operating in normal movement and                      grains), 01137 (wheat), 01139 (grain, not
                                               hour component of this metric. This                     billed to an origin or destination, which             elsewhere classified), 01144 (soybeans),
                                               modification would allow railroads to                   have not moved in (a) more than 120                   01341 (beans, dry), 01342 (peas, dry),
                                               run a same-time snapshot each day to                    hours; and (b) more than 48 hours, but                and 01343 (cowpeas, lentils, or lupines).
                                               report the average numbers of trains                    less than or equal to 120 hours, all                  It also seeks reporting on the total cars
                                               holding by train type. This approach                    sorted by service type (intermodal,                   loaded and billed in shuttle service (or
                                               comports with the railroads’ current                    grain, coal, crude oil, automotive,                   dedicated train service) versus total cars
                                               practices for monitoring fluidity. The                  ethanol, or all other).                               loaded and billed in all other ordering
                                               Board originally proposed the six-hour                    Railroad Interests. The railroads                   systems, including private cars.
                                               component in an effort to capture trains                contend that the information required                    Railroad Interests. The railroads
                                                                                                       by this request would not provide                     contend that the information required
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                                               holding outside of their normal
                                               operating plan. However, the railroads                  additional insight, would be                          by this request would not provide
                                               emphasized that a six-hour hold may be                  burdensome for the railroads to collect,              additional insight, would be
                                               consistent with a specific train’s                      and would not provide added benefits                  burdensome for the railroads to collect,
                                               operating plan or a train could be                      to the public or the Board. (AAR                      and would not provide added benefits
                                               instructed to hold for six hours or longer              Comments 14, March 2, 2015; BNSF                      to the public or the Board. (AAR
                                               to alleviate congestion or otherwise                    Comments 4, 5, 6–8, March 2, 2015.)                   Comments 14, March 2, 2015.) AAR
                                               improve overall network fluidity. As                    CSXT urges the Board to limit reporting               argues that metrics related to grain and


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                                               27074                     Federal Register / Vol. 81, No. 87 / Thursday, May 5, 2016 / Proposed Rules

                                               specific regions were triggered by the                  including a mismatch between orders                   an order becomes past due, or how to
                                               ‘‘unique economic and operational                       and order ‘‘closing dates,’’ aggregating              measure the number of days an order is
                                               factors that emerged during 2013–2014’’                 different commercial programs into one                overdue. (NSR Comments 4, March 2,
                                               and that there is no indication the same                metric, and, more fundamentally, the                  2015; UP Comments 18–19, March 2,
                                               focus would be warranted for a potential                exclusion of unit train service, which is             2015; CSXT Comments 4, Oct. 22, 2014,
                                               future service disruption. (Id. at 15.)                 not based on car orders. (UP Comments                 EP 724 (Sub-No. 3).)
                                               AAR stresses that the Board’s focus                     18–19.)                                                  Accordingly, the Board proposes a
                                               ‘‘should be on the fluidity of the                         Shipper Interests and Other                        simpler approach by asking that
                                               national system’’ and that micro-level,                 Stakeholders. NGFA states that because                railroads report running totals of grain
                                               commodity-specific reporting may                        railroads use different methodologies to              car orders placed versus grain car orders
                                               ‘‘obscure rather than clarify how a                     define when a car order is received, the              filled by State for cars moving in
                                               particular railroad or . . . the rail                   Board needs to provide a standardized                 manifest service. The Board also
                                               industry’s network as a whole is                        approach. (NGFA Comments 8, March 2,                  requests that the railroads report the
                                               performing.’’ (Id.)                                     2015.) NGFA asserts that this will                    number of unfilled orders that are 1–10
                                                  Shipper Interests and Other                          facilitate comparisons between                        days overdue and 11+ days overdue, as
                                               Stakeholders. NGFA requests that the                    railroads. (Id.) NGFA also argues that                measured from the due date for
                                               Board require reporting to be further                   the Board should require reporting of                 placement under the carrier’s governing
                                               delineated by car type and to expand                    whether the railroad placed or pulled                 tariff. However, the Board expressly
                                               the listing of STCCs to which the metric                cars that were ordered or cancelled due               requests comments from stakeholders
                                               applies. (NGFA Comments 8, March 2,                     to a railroad spotting more cars than a               and railroads that would refine this
                                               2015.)                                                  facility requested. (Id.) Finally, NGFA               metric regarding grain car order
                                                  Revised Proposal. For Request No. 7,                 suggests that the Board require a cars                fulfillment so that the final rule will
                                               the Board does not propose any changes                  ordered metric for short line railroads               best achieve the Board’s goal to
                                               to the NPR metric. This metric provides                 that haul significant amounts of grain in             effectively monitor service to grain
                                               information that is useful in monitoring                order to avoid erroneous conclusions                  shippers.
                                               grain carloadings by service type on a                  about Class I carriers that interchange
                                               state by state basis, and would be                                                                            Request No. 9 (Coal Carloadings)
                                                                                                       with those short lines. (Id.)
                                               helpful in the event of future service                     Revised Proposal. For Request No. 8,                  Under Request No. 9, railroads would
                                               issues.                                                 the Board seeks to continue receiving                 no longer be required to provide data
                                                                                                       weekly information related to railroads’              comparing actual coal loadings against
                                               Request No. 8 (Grain Car Orders)                                                                              their service plans (as required by the
                                                                                                       service to grain shippers, including how
                                                  This metric seeks, for the same                      well railroads are meeting demand for                 Interim Data Order), but instead, to
                                               aggregated STCCs included in Request                    grain cars and whether railroads are                  report the total number of coal unit train
                                               No. 7, a report by State for the                        experiencing substantial backlogs of                  loadings (by production region) on a
                                               following: (a) The total number of                      unfilled orders. However, it appears that             weekly basis.
                                               overdue car orders (a car order equals                  the proposed request does not comport                    Railroad Interests. The railroads
                                               one car; overdue means not delivered                    with railroads’ commercial practices in               contend that the information required
                                               within the delivery window); (b) the                    serving their grain shipping customers.               by this request would not provide
                                               average number of days late for all                     First, Request No. 8 seeks to capture                 additional insight, would be
                                               overdue grain car orders; (c) the total                 ordering data pertaining to grain cars                burdensome for the railroads to collect,
                                               number of new orders received during                    moving in carload (or manifest) service,              and would not provide added benefits
                                               the past week; (d) the total number of                  yet the vast majority of grain traffic                to the public or the Board. (AAR
                                               orders filled during the past week; and                 moves in unit train service (and as such,             Comments 14, March 2, 2015.) In
                                               (e) the number of orders cancelled,                     is captured elsewhere by other                        response to arguments from parties
                                               respectively, by shipper and railroad                   requests). And even for those cars that               asking the Board to return to a
                                               during the past week.                                   do move in unit train service, the unit               performance versus plan component,
                                                  Railroad Interests. The railroads                    train commercial offerings available to               several railroads noted that plans for
                                               contend that the information required                   customers vary among carriers. For                    coal loadings are not static, but rather
                                               by this request would not provide                       example, some railroads commit                        are fluid, reflecting utility customers’
                                               additional insight, would be                            trainsets to specific customers for a                 generation decisions, conditions at the
                                               burdensome for the railroads to collect,                defined period of time. During that                   mine, equipment availability,
                                               and would not provide added benefits                    period, the customers control the                     unplanned outages, and commercial
                                               to the public or the Board. (AAR                        movement of their trainsets, and,                     issues, among other factors. (UP Reply
                                               Comments 14, March 2, 2015.) In                         depending on the commercial terms,                    8, April 29, 2015; NSR Mtg. Summary
                                               particular, the railroads comment that                  can resell the trainsets to other shippers.           1; BNSF Mtg. Summary 4.)
                                               they each have disparate commercial                     The activity of these trainsets is not                   Shipper Interests and Other
                                               practices when it comes to shipping                     captured in the railroads’ car ordering               Stakeholders. WCTL argues for the
                                               grain, and therefore this metric does not               systems and thus would not be easily                  Board to continue using the
                                               provide meaningful insight. CSX refers,                 reportable for purposes of this metric.               performance versus plan component
                                               in part, to car ordering through its                       In addition, even for grain cars that do           that is used in the Interim Data Order.
                                               ‘‘BidCSX’’ auction program, during peak                 move in carload service, the focus of                 WCTL states that the elimination of the
                                               season, and regular car ordering during                 Request No. 8 still would not properly                comparison to plan in the NPR
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                                               the off-peak season. Unfilled regular car               capture the car ordering data the Board               diminishes the usefulness of the data
                                               orders are expired on a weekly basis.                   intends to seek in the NPR, as railroads              point by making it difficult to evaluate
                                               (CSX Comment 4, Oct. 22, 2014, EP 724                   also maintain disparate ordering                      whether the railroads are keeping up
                                               (Sub-No. 3).) NS states that it does not                systems for carload shipments.                        with demand. (WCTL Comments 9,
                                               operate its grain network on the basis of               Specifically, there is no uniformity                  March 2, 2015; WCTL Mtg. Summary 3.)
                                               car orders, at all. (NSR Comments at 4.)                among the Class Is as to how the                      NGFA again requests that the Board
                                               UP refers to a number of problems,                      number of new orders is derived, when                 require reporting by additional


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                                                                          Federal Register / Vol. 81, No. 87 / Thursday, May 5, 2016 / Proposed Rules                                             27075

                                               commodity and traffic categories.                        Accordingly, the Board anticipates                      Chicago
                                               (NGFA Comments 8–9, March 2, 2015.)                      issuing a waiver decision with the final                   The NPR asks that the Class I
                                               NGFA also requests that the Board                        rules that would permit other Class I                   railroads operating at the Chicago
                                               require reporting on velocity and cycle                  railroads to satisfy their obligations                  gateway jointly report the following
                                               time by corridor for grains and oilseeds                 under Request No. 10 by reporting                       performance data elements for the
                                               shipped by unit train and by relevant                    average grain unit train TPM for their                  reporting week: (1) Average daily car
                                               corridor for other commodities that ship                 total system, including this data in their              volume in the following Chicago area
                                               by unit train. (Id. at 9.)                               first report of each month, covering the                yards: Barr, Bensenville, Blue Island,
                                                  Revised Proposal. For Request No. 9,                  previous calendar month. Such reports                   Calumet, Cicero, Clearing, Corwith,
                                               the Board proposes to modify this                        would not include planned TPM or data                   Gibson, Kirk, Markham, and Proviso for
                                               request by reverting back to what is                     by region. For purposes of reporting                    the reporting week; and (2) average
                                               currently reported in the Interim Data                   under this item, other Class I railroads
                                                                                                                                                                daily number of trains held for delivery
                                               Order, which requires railroads to report                would report for all grain unit train
                                                                                                                                                                to Chicago sorted by receiving carrier for
                                               actual coal loadings against their service               movements, regardless of whether or not
                                               plan. Railroads would be permitted the                                                                           the reporting week. Moreover, the
                                                                                                        they maintain a grain shuttle or
                                               flexibility to report in terms of carloads                                                                       request required Class I railroad
                                                                                                        dedicated train program.
                                               or trains. The Board recognizes the                         New Request No. 11 would require                     members of the CTCO to provide certain
                                               concerns railroads have regarding this                   the Class I railroads to report weekly                  information regarding the CTCO Alert
                                               request, given the numerous factors                      originated carloads by major commodity                  Level status and protocols.
                                               involved in developing fluid monthly or                  group and intermodal units, as proposed                    Railroad Interests. CP argues that
                                               weekly loading plans for coal traffic.9                  by multiple Class I railroads. The Board                obtaining a number of operating metrics
                                               The Board believes, however, that there                  believes that having this information on                from the Belt Railway Company of
                                               is value in having coal loadings reported                a weekly basis will better allow it to                  Chicago (BRC) and the Indiana Harbor
                                               against plan for purposes of ascertaining                track demand and volume growth or                       Belt Railroad (IHB) would provide a
                                               whether railroads are meeting their own                  decline on the rail network and to                      more complete picture of operational
                                               expectations regarding the needs of their                correlate other metrics. The Class I                    fluidity in Chicago and the health of the
                                               utility customers.                                       railroads presently report this                         network. (CP Comments 3, March 2,
                                                                                                        information to AAR and many make it                     2015.) CP elaborated that, given the
                                               New Requests No. 10 (Grain Unit Train                                                                            experience in the winter of 2013–14, it
                                                                                                        available on their Web sites.
                                               Performance), No. 11 (Originated                                                                                 recognizes that the Board has a
                                                                                                        Consequently, the reporting burden is
                                               Carloads by Commodity Group), and                                                                                legitimate interest in understanding the
                                                                                                        minimal. However, the Board also
                                               No. 12 (Car Order Fulfillment Rate by                                                                            congestion in Chicago and that BRC and
                                                                                                        proposes that the railroads break out an
                                               Car Type)                                                                                                        IHB are the heart of the Chicago
                                                                                                        additional commodity category for
                                                  The Board proposes three additional                   ‘‘fertilizer.’’ As noted above, the Board               terminal. CP added that reporting
                                               metrics not included in the NPR.                         seeks stakeholder guidance on the                       changes in the Chicago terminal’s
                                                  New Request No. 10 would continue                     primary fertilizer STCCs.                               operating level is useful. (CP Mtg.
                                               a requirement in the Interim Data Order                     New Request No. 12 would require                     Summary 2).
                                               under which BNSF and CP report                           Class I railroads to report their weekly                   Shipper Interests and Other
                                               average grain shuttle (or dedicated grain                car order fulfillment rates by major car                Stakeholders. Shippers and
                                               train) trips per month (TPM), by region.                 type. Fulfillment should be stated as a                 stakeholders generally agree that a focus
                                               Under Request No. 10 carriers would be                   percentage of cars due to be placed                     on Chicago is important. (NITL
                                               required to include this data in their                   during the reporting week versus cars                   Comments 4, March 2, 2015; USDOT
                                               first report of each month, covering the                 actually or constructively placed. The                  Reply 7; WCTL Comments 7 n.6, March
                                               previous calendar month.10 TPM should                    car types to be reported are for railroad               2, 2015.) NITL suggests that the Board
                                               be reported on an average basis—for                      owned or leased open hoppers, covered                   include dwell time in the Chicago
                                               example, if a particular train set makes                 hoppers, gondolas, auto racks, center-                  metrics and develop appropriate and
                                               three origin to destination moves and                    beam, boxcars, flatcars, and tank cars.                 specific metrics for BRC and IHB. (NITL
                                               another train set makes five origin to                   The Board believes that this request will               Comments 4–5, March 2, 2015.) NGFA
                                               destination moves during the same                        provide the agency with an                              suggests that the Board expand the
                                               calendar month, the railroad’s average                   understanding of railroads’ service to                  Chicago data to include cars idled for
                                               would be four TPM. Class I railroads                     broad classes of industries which                       more than 48 hours in a Chicago area
                                               other than BNSF and CP have indicated                    routinely ship products via specific car                yard for origin, destination, and
                                               that their operations do not permit this                 types (for example, grain moves                         interchange traffic. (NGFA Comments 9,
                                               reporting, for various reasons.11                        primarily in covered hopper cars, so                    March 2, 2015.) CMAP made a number
                                                                                                        looking at the car fulfillment rates for                of requests for additional data specific
                                                  9 These factors include customer demand, mine
                                                                                                        covered hopper cars would give grain                    to the Chicago terminal. (CMAP Mtg.
                                               production and capacity, railroad fluidity and                                                                   Summary 1–2.)
                                               resource availability, and contractual commitments.      shippers some indication of how their
                                                  10 We note that BNSF has been reporting this data     service compares to other grain                            Revised Proposal. As the Board noted
                                               broken out by week; BNSF may continue to do so,          shippers). Additionally, this request                   in the Interim Data Order, railroads
                                               if it chooses, but it would only be required to report   would allow railroad customers to                       cited congestion in Chicago as one
                                               figures for the previous calendar month.
                                                                                                        monitor their order fulfillment against                 significant cause of network service
                                                  11 See, e.g., UP Comments 2, Oct. 22, 2014, EP 724
                                                                                                                                                                problems. While congestion in the area
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                                               (Sub-No. 3) (‘‘Item 9 asks for data on ‘plan versus      their broader peer group.
                                               performance’ for round trips on grain shuttle trains
                                                                                                                                                                was particularly acute during the winter
                                               by region. Union Pacific cannot comply with this         (‘‘CSX grain trains do not operate as a ‘shuttle’ nor   of 2013–14, it has been a recurring
                                               request because it does not have a ‘plan’ for round      do they operate in ‘loops’ between origins and          problem at this crucial network hub.
                                               trips on grain shuttles. As more fully explained in      destinations. As requested by the customer, a train-    Chicago is an important hub in national
                                               Union Pacific’s filings in Ex Parte 665 (Sub-No. 1),     set will be placed and will be transported to
                                               movement of our shuttle trains is determined by our      destination anywhere on CSX, or to a CSX interline
                                                                                                                                                                rail operations, and extreme congestion
                                               customers, not by Union Pacific.’’); CSXT                connection. CSX does not recognize sub-regions          there has an impact on rail service in
                                               Comments 4, Oct. 22, 2014, EP 724 (Sub-No. 3)            within its service territory.’’)                        the Upper Midwest and beyond. Most


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                                               27076                     Federal Register / Vol. 81, No. 87 / Thursday, May 5, 2016 / Proposed Rules

                                               participants either endorse the current                 reports and relieve some burden on the                respond in a narrative form to briefly
                                               reporting of Chicago metrics or did not                 reporting railroads. (UP Comments 20,                 describe each project, its purpose,
                                               provide comments. However, CMAP                         March 2, 2015.) UP also states that the               location, and projected date of
                                               and CP propose to significantly augment                 proposed reporting date (the first                    completion. Reports are to be filed on
                                               the granularity of reporting. For                       Tuesday of each quarter) often falls                  March 1 of each year and updated on
                                               example, CMAP suggests that the Board                   before the date it closes its books and               September 1. The Board proposes to
                                               require reporting of speed and transit                  suggests the third Tuesday of each                    define a significant project as one with
                                               times for federally supported Chicago                   quarter to avoid this problem. (Id. at 21.)           a budget of $75 million or more. Our
                                               Region Environmental and                                CP opposes providing project-specific                 goal is to establish a dollar figure
                                               Transportation Efficiency Program                       information or requirements that could                threshold that captures significant
                                               corridors, including information on                     inhibit the railroad’s ability to adjust its          projects for all six of the Class I carriers,
                                               train length, crosstown transit times                   capital spending decisions. (CP                       recognizing variations in size and
                                               through the Chicago terminal, and the                   Comments 4, March 2, 2015.)                           capital budgets. Parties should comment
                                               number of intermodal container lifts at                    Shipper Interests and Other                        on whether a different threshold is more
                                               key Chicago terminals. (CMAP Mtg.                       Stakeholders. WCTL suggests that the                  appropriate.
                                               Summary 1–2.) CP, in turn, suggests that                Board review planned infrastructure
                                                                                                       projects with an eye toward meeting                   Other Recommendations
                                               the Board should request from BRC and
                                               IHB weekly reports including: The                       long-term common carrier obligations.                    Railroad Interests. AAR and many of
                                               number of cars arrived per day; number                  (WCTL Comments 10, March 2, 2015.)                    the Class I railroads argue that the NPR
                                               of cars humped or processed per day;                    BASF considers the requirement                        is overbroad and should be streamlined
                                               number of cars re-humped or                             reasonable and valuable. (BASF Mtg.                   to include fewer and less granular
                                               reprocessed per day; number of cars                     Summary 2.)                                           metrics. They state that more granular
                                               pulled per day, number of trains                           Revised Proposal. The Board proposes               metrics may not be helpful in the long
                                               departed each day by railroad; average                  to significantly modify the previously                run as an indicator of carrier
                                               terminal dwell; average departure yard                  proposed version of 1250.3(d), which                  performance. (AAR Comments 1, 9–10,
                                               dwell; and percentage of trains departed                seeks information related to major                    15, March 2, 2015; CSXT Comments 3–
                                               on-time each day by railroad. (CP                       infrastructure projects. As the railroads             4, March 2, 2015; UP Comments 3,
                                               Comments 3, March 2, 2015.)                             point out, much of the information                    March 2, 2015.) They argue that too
                                                  The Board appreciates the                            called for in this request is available to            much granularity may obscure
                                               recommendations provided by CMAP                        the public through presentations to                   information showing how a railroad or
                                               and CP to further augment the Board’s                   investors, outreach at industry                       the industry is performing and that the
                                               monitoring of the Chicago gateway.                      conferences, in marketing materials, in               focus should be on the fluidity of the
                                               Therefore, we invite comment on how                     trade press and media reports, and                    national system. (AAR Comments 15,
                                               such reporting could be provided by the                 through financial filings. To the extent              March 2, 2015; BNSF Comments 4–5,
                                               BRC and IHB with the least amount of                    that reporting of this information would              March 2, 2015; CP Comments 1–2,
                                               burden to these carriers. We also seek                  allow the Board to identify congestion                March 2, 2015; UP Comments 3–5,
                                               views on whether such reporting would                   or service issues arising from major                  March 2, 2015.) As an alternative to
                                               be better handled on a temporary basis                  infrastructure projects, railroads also               permanent granular reporting, NSR
                                               in the event of an emerging service                     point out that their customers are                    argues that commodity- or region-
                                               issue.                                                  typically made aware of potential                     specific reporting should be used in
                                                                                                       disruptions and traffic delays through                response to performance issues and then
                                               Infrastructure Reporting                                regular email updates and information                 be phased out as performance improves.
                                                  The NPR requires that each Class I                   available on railroad Web sites, which                (NSR Comments 2–3, March 2, 2015.)
                                               railroad, on a quarterly basis, report on               describe maintenance and capital                         The railroad interests also assert that
                                               major work-in-progress rail                             projects in real-time or near real-time.              the Board must examine service issues
                                               infrastructure projects, including                      Some railroads also raise confidentiality             within the context of the entire supply
                                               location by State, planned completion                   and competitive concerns about                        chain. (CP Comments 1–2, March 2,
                                               date for each project, percentage                       reporting on customer-specific projects               2015; UP Comments 1, March 2, 2015;
                                               complete for each project at the time of                and long term strategic projects such as              UP Reply 3–4, 4–6.) They argue that
                                               reporting, and project description and                  land acquisitions. (BNSF Comments 11,                 factors throughout the supply chain can
                                               purpose.                                                March 2, 2015.) Railroads also object to              cause or compound rail service issues.
                                                  Railroad Interests. AAR and several                  this request, asserting that many of the              As such, they argue, a railroad’s
                                               railroads request clarification of the                  terms, such as ‘‘planned completion                   responsibility for service problems may
                                               terms ‘‘project,’’ ‘‘qualifying projects,’’             date,’’ ‘‘percentage complete,’’ and                  be limited, in any given situation. (CP
                                               ‘‘project purpose,’’ ‘‘percentage                       ‘‘project description and purpose’’ are               Comments 2, March 2, 2015.)
                                               complete,’’ ‘‘maintenance-of-way,’’ and                 subjective and ambiguous. As an                          The railroads emphasize that they
                                               ‘‘planned completion date.’’ (AAR                       alternative, railroads suggest that this              currently provide considerable service
                                               Comments 17–18, March 2, 2015; BNSF                     information could be provided to the                  information to their customers, the
                                               Comments 10–12, March 2, 2015; UP                       Board through the Chairman’s annual                   public, and the Board on their Web sites
                                               Comments 19–20, March 2, 2015.) They                    ‘‘Peak Season’’ letter or in another                  and through the AAR. They argue that
                                               also submit that the Board should                       manner that would not subject them to                 the existing information allows the
                                               consider altering the infrastructure
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                                                                                                       additional regulatory obligations.                    Board and the public to monitor service
                                               request to an annual narrative report                      Based on the comments received, this               issues, performance, and system
                                               and periodic updates. (AAR Comments                     request is being revised to require                   fluidity. (AAR Comments 12–13, March
                                               17–18, March 2, 2015; BNSF Comments                     annually a description of significant rail            2, 2015; UP Comments 7–8, March 2,
                                               10, March 2, 2015; AAR Mtg. Summary                     infrastructure projects that will be                  2015; BNSF Reply 2.)
                                               2.) UP argues that limiting the projects                commenced during the current calendar                    UP states that a data reporting rule is
                                               on which the railroad must report                       year, and a six-month update on those                 not necessary for the Board to perform
                                               would reduce repetition between                         projects. Railroads are instructed to                 its functions properly. (UP Comments


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                                                                         Federal Register / Vol. 81, No. 87 / Thursday, May 5, 2016 / Proposed Rules                                           27077

                                               21, March 2, 2015.) AAR cautions that                   March 2, 2015.) TFI asks the Board to                    McFarland and MacDougall submitted
                                               ongoing data collection should be                       make clear that if commodities are                    comments regarding the meeting
                                               limited to information that is necessary                excluded in the final rule, data about                summaries posted on the Board’s Web
                                               for the Board to properly perform its                   those commodities are not precluded                   site. (McFarland and MacDougall
                                               statutory responsibilities. (AAR                        from being collected in response to                   Comments 3–6, Dec. 23, 2015.)
                                               Comments 9, March 2, 2015.) It states                   future performance issues. (TFI                          Revised Proposal. As stated earlier,
                                               that because of the Board’s limited                     Comments 8, March 2, 2015.) NGFA                      the changes to the Board’s proposed
                                               authority to remedy certain service                     asks the Board to require Canadian                    rules reflect the robust discussion to
                                               disruptions, many of the costs and                      providers to separately delineate                     date regarding what data would be most
                                               burdens outweigh the benefits of the                    Canadian service. (NGFA Comments 5–                   beneficial to collect and monitor.
                                               NPR. (Id. at 10.) CSXT advocates for                    6, March 2, 2015.) WCTL requests                      Although not every suggested change is
                                               creating a voluntary set of rules,                      additional coal data in the trains held               contained in our revised proposal, the
                                               asserting that a flexible, voluntary                    metric, more information about coal                   general themes behind many of those
                                               framework would suffice for the                         trainsets, data about restrictions on                 proposals have informed our decision-
                                               information the Board seeks and it                      equipment and crews, and cycle times                  making. We address those themes
                                               would also reduce the burden to the                     over key corridors. (WCTL Comments                    below.
                                               railroads. (CSXT Comments 3–4, 7,                       11–13, March 2, 2015; WCTL Mtg.                          We are not persuaded at this stage
                                               March 2, 2015.)                                         Summary 1–2.) ACC requests resource                   that we need additional, more granular
                                                  Finally, AAR and the railroads                       counts (such as locomotive and crew                   performance data. Some shipper parties
                                               expressed concern about parties’ use of                 counts) by region. (ACC Comments 1–2,                 advocated for a number of additional
                                               the data to make comparisons between                    March 2, 2015.) NITL asks the Board to                metrics, but they have not sufficiently
                                               railroads, commodity groups, or                         require data broken down further by key               explained why or how their
                                               geographic regions. (AAR Comments 15,                   corridors and additional data about                   recommendations would materially
                                               March 2, 2015; CSXT Comments 3–4,                       manifest service and fertilizer. (NITL                enhance the Board’s ability to monitor
                                               March 2, 2015; UP Reply 6–7, March 2,                   Comments 5–7, March 2, 2015.) TFI                     rail service, as compared to Interim Data
                                               2015; KCS Mtg. Summary 1; UP Mtg.                       seeks to ensure that railroads are not                Order or NPR. At this point, the Board
                                               Summary 1.) They contend that                           favoring other commodities over                       believes that the burden of more
                                               different commodities and customer                      fertilizer and asks for metrics similar to            granular metrics outweighs their value
                                               groups are served differently, and that                 the proposed grain-specific metrics. (TFI             as a tool for identifying regional or
                                               comparisons of performance either                       Comments 2–4, 6, 8, March 2, 2015; TFI                national system-wide problems. Should
                                               cannot be made or are not valid unless                  Mtg. Summary 1; TFI Comments 1, Dec.                  more granular data become necessary
                                               they account for such distinctions.                                                                           due to emerging service issues, the
                                                                                                       23, 2015.) Senator Thune recommends
                                               (AAR Comments 15, March 2, 2015; UP                                                                           Board has the authority to request such
                                                                                                       that the final rule include several
                                               Comments 6–7, March 2, 2015.) CSXT                                                                            information on a case-by-case and as-
                                                                                                       metrics the railroads are currently
                                               states that comparing carriers against                                                                        needed basis. On the other hand, the
                                                                                                       reporting under the Interim Data Order.
                                               each other should not be the goal and                                                                         railroad comments make clear that the
                                                                                                       (Thune Comments 1–2.)
                                               could be counterproductive since each                                                                         industry would prefer less granularity.
                                                                                                          USDA requests that the Board add                   We believe that the Board has struck a
                                               system is unique. CSXT further asserts
                                                                                                       weekly carloadings for major                          reasonable balance between these
                                               that what matters is the trend on each
                                                                                                       commodities and collect information                   competing concerns in our
                                               carrier. (CSXT Comments 3–4, March 2,
                                                                                                       about railcar auction markets. (USDA                  supplemental proposal.
                                               2015.) 12
                                                                                                       Comments 4–5, March 2, 2015; USDA                        The Board also received comments
                                                  Shipper Interests and Other
                                                                                                       Mtg. Summary 1–2.) NGFA urges the                     requesting reporting by short line
                                               Stakeholders. Shipper interests and
                                                                                                       Board to include a measure of local                   railroads and requiring Canadian
                                               other stakeholders generally requested
                                                                                                       service, such as industry spot and pull               railroads to report on their operations in
                                               greater granularity and more metrics,
                                                                                                       reports, as well as scheduled curfew                  Canada. Although short lines play an
                                               including metrics that would be
                                                                                                       hours that may cause stoppages. (NGFA                 indispensable role in the Nation’s
                                               segregated by geography and
                                                                                                       Comments 5, 10, March 2, 2015.) TTMS                  freight rail network, commenters have
                                               commodity, which they argue would
                                                                                                       suggests that the board include railroad              not shown that reporting of short line
                                               provide insight and transparency into
                                                                                                       ‘‘dash board’’ data. (TTMS Comments 4,                service data would materially enhance
                                               railroad performance. (NGFA Comments
                                                                                                       March 2, 2015.) HRC suggests that the                 the STB’s perspective on system
                                               4, March 2, 2015; USDOT Reply 1–2;
                                                                                                       Board consider adding percent of car                  fluidity. As a practical matter, service
                                               WCTL Reply 1–2; NGFA Reply 7–12;
                                                                                                       orders filled, percent of cars placed                 problems of national or regional
                                               NGFA Mtg. Summary 1.) They suggest
                                                                                                       versus percent of cars ordered in, and                significance tend to emerge on Class I
                                               that data be uniform across railroads to
                                                                                                       number of missed switches. (HRC Mtg.                  railroads, rather than on short line
                                               facilitate comparisons. (TTMS
                                                                                                       Summary, Ex. 1 at 13.) ARC argues that                railroads. Additionally, the Board is
                                               Comments 4, March 2, 2015; NGFA
                                                                                                       the Board must require reporting for                  concerned about the burden that
                                               Comments 3–4, 5, March 2, 2015.) ACC
                                                                                                       trains other than unit trains and states              reporting requirements would place on
                                               suggests that the Board establish criteria
                                                                                                       that rail service must evolve to meet the             short line carriers, which often do not
                                               to facilitate the modification or addition
                                                                                                       changing face of the agricultural                     have the resources available to Class I
                                               of future data requests on then-current
                                                                                                       commodity mix by meeting smaller                      carriers. As discussed earlier, we do
                                               service issues. (ACC Comments 2,
                                                                                                       shipment/shipper priorities. (ARC
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                                                                                                                                                             seek comment on CP’s request to require
                                                 12 AAR also recommends that the Board clarify         Comments 6–7, 9–10, March 2, 2015.)                   reporting from certain Chicago-area belt
                                               whether the carriers should file through the normal     Finally, USDA and NGFA comment that                   lines. With regard to Canadian railroads’
                                               formal filing process and by emailing the Board’s       the Board should create a user friendly               operations in Canada, the Board is
                                               Office of Public Affairs, Governmental Affairs, and     data portal for rail performance data on              necessarily governed by its statutory
                                               Compliance (OPAGAC) (as is currently done), or
                                               only by emailing OPAGAC. (AAR Comments 19,
                                                                                                       its Web site. (USDA Comments 5, March                 jurisdictional limitations.
                                               March 2, 2015.) The Board has clarified that carriers   2, 2015; NGFA Comments 5, March 2,                       Some commenters seek improvements
                                               should file their reports only with OPAGAC.             2015.)                                                regarding the availability of service data


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                                               27078                     Federal Register / Vol. 81, No. 87 / Thursday, May 5, 2016 / Proposed Rules

                                               on the Board’s Web site. The Board                      monitor potential service issues on                     Advocacy, U.S. Small Business
                                               presently makes the service data                        individual Class I railroads.                           Administration, Washington, DC 20416.
                                               available on a specific Web page and                       In seeking public comments, the                        Paperwork Reduction Act. Pursuant to
                                               has also developed a live master                        Board requests that interested
                                                                                                                                                               the Paperwork Reduction Act (PRA), 44
                                               spreadsheet that is updated each week                   stakeholders evaluate the utility of each
                                                                                                                                                               U.S.C. 3501–3549, and Office of
                                               and can be downloaded by                                revised data request, offer specific
                                                                                                                                                               Management and Budget (OMB)
                                               stakeholders.13 The Board anticipates                   proposed modifications, and/or propose
                                                                                                       other requests that would assist the                    regulations at 5 CFR 1320.8(d)(3), the
                                               further improvements to data
                                                                                                       Board and the public in gaining                         Board seeks comments regarding: (1)
                                               availability as it enhances Web site
                                                                                                       complete and accurate near real-time                    Whether the collection of information in
                                               functionality going forward.
                                                  CSXT questions the need for a                        assessment of the performance of Class                  the proposed rule, and further described
                                               permanent weekly reporting rule at all,                 I railroads.                                            in this section, is necessary for the
                                               and AAR questions whether the cost                         Regulatory Flexibility Act. The                      proper performance of the functions of
                                               and burdens of the NPR outweigh the                     Regulatory Flexibility Act of 1980                      the Board, including whether the
                                               benefits when the Board has a limited                   (RFA), 5 U.S.C. 601–612, generally                      collection has practical utility; (2) the
                                               ability to remedy a service disruption.                 requires a description and analysis of                  accuracy of the Board’s burden
                                               We believe the need and justification for               new rules that would have a significant                 estimates; (3) ways to enhance the
                                               a permanent reporting rule is clear. The                economic impact on a substantial                        quality, utility, and clarity of the
                                               Board has the authority to require                      number of small entities. In drafting a                 information collected; and (4) ways to
                                               reports by rail carriers (49 U.S.C. 1321,               rule, an agency is required to: (1) Assess              minimize the burden of the collection of
                                               11145), and has an interest in ensuring                 the effect that its regulation will have on             information on the respondents,
                                               transparency and accountability,                        small entities; (2) analyze effective                   including the use of automated
                                               improving rail service (19 U.S.C.                       alternatives that may minimize a                        collection techniques or other forms of
                                               10101(4)), and has the responsibility                   regulation’s impact; and (3) make the                   information technology, when
                                               under a variety of statutory provisions                 analysis available for public comment.                  appropriate. Information pertinent to
                                               for monitoring the adequacy of service                  601–604. In its notice of proposed                      these issues is included below. The
                                               by rail carriers (49 U.S.C. 11123, 10907).              rulemaking, the agency must either                      collection in this proposed rule will be
                                               Notably, railroads have the                             include an initial regulatory flexibility               submitted to OMB for review as
                                               responsibility to provide service on                    analysis, 603(a), or certify that the                   required under 44 U.S.C. 3507(d) and 5
                                               reasonable request (49 U.S.C. 11101)                    proposed rule would not have a                          CFR 1320.11.
                                               and to provide safe and adequate car                    ‘‘significant impact on a substantial                     The additional information below is
                                               service (49 U.S.C. 11121). The                          number of small entities.’’ 605(b). The
                                                                                                                                                               included to assist those who may wish
                                               permanent reporting proposed here                       impact must be a direct impact on small
                                                                                                                                                               to submit comments pertinent to review
                                               would aid the Board and industry                        entities ‘‘whose conduct is
                                                                                                                                                               under the Paperwork Reduction Act:
                                               stakeholders in identifying whether                     circumscribed or mandated’’ by the
                                               railroads are adequately meeting those                  proposed rule. White Eagle Coop. v.                     Description of Collection
                                               statutory requirements. In particular, the              Conner, 553 F.3d 467, 480 (7th Cir.
                                               permanent collection of performance                     2009).                                                     Title: Rail Service Data Collection.
                                               data on a weekly basis would allow                         The rules proposed here would not                       OMB Control Number: 2140–XXXX.
                                               continuity of the current reporting and                 have a significant economic impact
                                                                                                                                                                  STB Form Number: None.
                                               improve the Board’s ability to identify                 upon a substantial number of small
                                               and help resolve future regional or                     entities, within the meaning of the RFA.                   Type of Review: New collection.
                                               national service disruptions more                       The reporting requirements would                           Respondents: Class I railroads (on
                                               quickly, as well as determine whether                   apply only to Class I rail carriers, which,             behalf of themselves and the Chicago
                                               more granular data is needed.                           under the Board’s regulations, have                     Transportation Coordination Office
                                               Transparency would also benefit rail                    annual carrier operating revenues of                    (‘‘CTCO’’)).
                                               shippers and other stakeholders by                      $250 million or more in 1991 dollars
                                                                                                                                                                  Number of Respondents: Seven.
                                               helping them to better plan operations                  (adjusted for inflation using 2014 data,
                                               and make informed decisions based on                    the revenue threshold for a Class I rail                   Estimated Time per Response: The
                                               publically available, near real-time data,              carrier is $475,754,803). Class I carriers              proposed rules seek three related
                                               and their own analysis of performance                   generally do not fall within the Small                  responses, as indicated in the table
                                               trends over time.                                       Business Administration’s definition of                 below.
                                                  The railroads expressed a general                    a small business for the rail
                                               concern that the data not be used to                    transportation industry.14 Therefore, the                      TABLE—ESTIMATED TIME PER
                                               compare railroads against one another.                  Board certifies under 5 U.S.C. 605(b)                                 RESPONSE
                                               The Board is confident that stakeholders                that this proposed rule will not have a
                                               recognize that there are significant                    significant economic impact on a                                                                        Estimated
                                               differences between the railroads as to                 substantial number of small entities                                                                     time per
                                                                                                                                                                        Type of responses
                                               geography, network, customer base,                      within the meaning of the RFA. A copy                                                                   response
                                                                                                                                                                                                                 (hours)
                                               traffic volumes, resources, operating                   of this decision will be served upon the
                                               practices, and business philosophy. In                  Chief Counsel for Advocacy, Office of                   Weekly ......................................               3
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                                               collecting data pursuant to the Interim                                                                         Semiannually ............................                   3
                                               Data Order and as proposed in this                         14 The Small Business Administration’s Office of
                                                                                                                                                               On occasion ..............................                  3
                                               rulemaking, the Board’s main objective                  Size Standards has established a size standard for
                                                                                                       rail transportation, pursuant to which a line-haul
                                               is to be able to identify trends and                    railroad is considered small if its number of             Frequency: The frequencies of the
                                                                                                       employees is 1,500 or less, and a short line railroad   three related collections sought under
                                                 13 See EP 724—Rail Service Issues Reports, http://    is considered small if its number of employees is
                                               www.stb.dot.gov/stb/railserviceissues/rail_service_     500 or less. 13 CFR 121.201 (industry subsector         the proposed rules are set forth in the
                                               reports.html.                                           482).                                                   table below.


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                                                                                  Federal Register / Vol. 81, No. 87 / Thursday, May 5, 2016 / Proposed Rules                                                                                                 27079

                                                 TABLE—FREQUENCY OF RESPONSES                                                Total Burden Hours (annually                                                total burden hours. To avoid inflating
                                                                                                                           including all respondents): The                                               the estimated total annual hourly
                                                                                                      Frequency            recurring burden hours are estimated to                                       burden, the two-hour start-up burden
                                                          Type of responses                               of               be no more than 1,182 hours per year,                                         has been divided by three and spread
                                                                                                      responses            as derived in the table below. In                                             over the three-year approval period.
                                                                                                                           addition, there are some one-time, start-                                     Thus, the total annual burden hours for
                                               Weekly ........................................       52/year.
                                               Semiannually ..............................           2/year.
                                                                                                                           up costs of approximately 2 hours for                                         each of the three years are estimated at
                                               On occasion ................................          2/year.
                                                                                                                           each respondent filing a quarterly report                                     no more than 1,186.67 hours per year.
                                                                                                                           that must be added to the first year’s

                                                                                                                      TABLE—TOTAL BURDEN HOURS (PER YEAR)
                                                                                                                             [Excluding 2-hour one time start up burden]

                                                                                                                                                                                                         Estimated time             Frequency
                                                                                                                                                                                Number of                                                                 Total yearly
                                                                                             Type of responses                                                                                            per response                  of
                                                                                                                                                                               respondents                                                               burden hours
                                                                                                                                                                                                             (hours)                responses

                                               Weekly ...................................................................................................................                           7                          3    52/year ....                 1,092
                                               Semiannually .........................................................................................................                               7                          3    2/year ......                   42
                                               On occasion ...........................................................................................................                              1                          3    2/year ......                    6

                                                     Total ................................................................................................................   ........................   ........................   ..................           1,182



                                                 Total ‘‘Non-hour Burden’’ Cost: None                                      decisions based on publicly available,                                        Accordingly, the Board is issuing this
                                               identified. Reports will be submitted                                       near real-time data, and their own                                            SNPR to seek supplemental public
                                               electronically to the Board.                                                analysis of performance trends over                                           comments on proposed new regulations
                                                 Needs and Uses: The new information                                       time.                                                                         to be codified at 49 CFR 1250.1–1250.3
                                               proposed here would aid the Board in                                           Retention Period: Information in this                                      to require Class I rail carriers, Class I
                                               identifying rail service issues,                                            report will be maintained in the Board’s                                      carriers operating in the Chicago
                                               determining if more granular data                                           files for 10 years, after which it is                                         gateway, and the CTCO, through its
                                               would be appropriate, and working                                           transferred to the National Archives.                                         Class I members, to submit to the Board
                                               toward improving service when                                                                                                                             weekly reports on railroad performance.
                                                                                                                           Summary of Revised Proposal
                                               necessary. Transparency would also                                                                                                                        The table below provides a brief
                                               benefit rail shippers and other                                               Having considered all written and                                           description of the differences between
                                               stakeholders by helping them to better                                      oral comments on the NPR, the Board                                           this revised proposal and the NPR,
                                               plan operations and make informed                                           seeks to revise the proposed metrics.                                         which were explained in detail above.

                                                                          TABLE 1—SUMMARY OF CHANGES IN THE DATA REQUESTS BETWEEN THE NPR AND SNPR
                                                                                                  NPR                                                                                              Proposed changes in SNPR

                                               Sunday to Saturday reporting week with reports to be filed the following                                          Adopt a Saturday through Friday reporting week with reports to be filed
                                                 Tuesday.                                                                                                           the following Wednesday.
                                               Unit trains are defined as comprising 60 or more railcars of the same                                             Allow carriers to report unit train data based on their assignment of
                                                 or similar type, carrying a single commodity in bulk.                                                              train codes in the ordinary course of business.
                                               (1) System-average train speed for intermodal, grain unit, coal unit,                                             Add line items for system average and fertilizer unit.
                                                 automotive unit, crude oil unit, ethanol unit, manifest, and all other.
                                               (2) Weekly average terminal dwell time for each carrier’s system and                                              No proposed changes.
                                                 its 10 largest terminals.
                                               (3) Weekly average cars online for seven car types, other, and total .....                                        No proposed changes.
                                               (4) Weekly average dwell time at origin or interchange for loaded unit                                            Delete the interchange location component and modify the list of train
                                                 train shipments sorted by grain, coal, automotive, crude oil, ethanol,                                            types to which the request would apply, including the addition of fer-
                                                 and all other unit trains.                                                                                        tilizer unit.
                                               (5) Weekly total number of loaded and empty trains held short of des-                                             Delete the six hour component.
                                                 tination or scheduled interchange for longer than six hours by train                                            Delete all other from the list of train types.
                                                 type (intermodal, grain unit, coal unit, automotive unit, crude oil unit,                                       Add fertilizer unit and manifest to the list of train types.
                                                 ethanol unit, other unit, and all other) and by cause (crew, loco-                                              Reduce list of causes to crew, locomotive power, or other.
                                                 motive power, track maintenance, mechanical issue, or other).                                                   Instruct railroads to run a same-time snapshot of trains holding each
                                                                                                                                                                   day and then calculate the average for the reporting week.
                                               (6) Daily average number of loaded and empty cars operating in nor-                                               Delete the > 120 hours requirement.
                                                 mal movement, which have not moved in > 120 hours and > 48 but                                                  Modify the > 48 but ≤ 120 hours requirement to ≥ 48 hours.
                                                 ≤ 120 hours, sorted by service type and measured by a daily same-
                                                 time snapshot.
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                                               (7) Weekly total number of grain cars loaded and billed, by State, for                                            No proposed changes.
                                                 certain Standard Transportation Commodity Codes (STCCs). Also in-
                                                 clude total cars loaded and billed in shuttle service versus all other
                                                 ordering systems.
                                               (8) For the STCCs delineated in Request No. 7, total overdue car or-                                              Modify to require reporting of weekly running totals of grain car orders
                                                 ders, average days late, total new orders in the past week, total or-                                            in manifest service submitted versus grain car orders filled, and for
                                                 ders filled in the past week, number of orders cancelled in the past                                             unfilled orders, the number of car orders that are 1–10 days past
                                                 week.                                                                                                            due and 11 or more days past due.



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                                               27080                               Federal Register / Vol. 81, No. 87 / Thursday, May 5, 2016 / Proposed Rules

                                                               TABLE 1—SUMMARY OF CHANGES IN THE DATA REQUESTS BETWEEN THE NPR AND SNPR—Continued
                                                                                                   NPR                                                                                  Proposed changes in SNPR

                                               (9) Weekly total coal unit train loadings or car loadings by coal produc-                                          Return to the form of prior Request No. 10 in the Interim Data Order
                                                 tion region.                                                                                                       and require actual coal loadings against railroad service plans.
                                               (10) ...........................................................................................................   Add new Request No. 10 requesting grain shuttle (or dedicated grain
                                                                                                                                                                    train) trips per month.
                                               (11) ...........................................................................................................   Add new Request No. 11 requesting the weekly originated carloads by
                                                                                                                                                                    23 commodity categories.
                                               (12) ...........................................................................................................   Add new Request No. 12 requesting car order fulfillment percentage
                                                                                                                                                                    for the reporting week by 10 car types.
                                               Chicago. Class Is operating in Chicago must jointly report each week:                                              No proposed changes. Seeking comment on whether to require addi-
                                                  Average daily car volume in certain yards, and average daily number                                               tional reporting as requested by CP and CMAP.
                                                  of cars held for delivery to Chicago sorted by receiving carrier. Class
                                                  I railroad members of the CTCO must provide certain information re-
                                                  garding the CTCO Alert Level status and protocols.
                                               Infrastructure. A quarterly report on major work-in-progress rail infra-                                           Modify to require an annual report of significant rail infrastructure
                                                  structure projects, including location by State, planned completion                                              projects that will be commenced during that calendar year, and a six-
                                                  date for each project, percentage complete for each project at the                                               month update on those projects. The report is to be in a narrative
                                                  time of reporting, and project description and purpose.                                                          form briefly describing each project, its purpose, location, and pro-
                                                                                                                                                                   jected date of completion. The Board proposes to define a significant
                                                                                                                                                                   project as one with a budget of $75 million or more.



                                               List of Subjects in 49 CFR Part 1250                                         § 1250.2(a)(10) which shall be reported                          (c) For reporting under § 1250.2(d),
                                                 Administrative practice and                                                with the first report of each month. The                       the narrative report should be submitted
                                               procedure, Railroads, Reporting and                                          Class I railroads operating at the                             via email to the Director of the Office of
                                               recordkeeping requirements.                                                  Chicago gateway are required to jointly                        Public Assistance, Governmental Affairs
                                                                                                                            report on a weekly basis the                                   and Compliance and data.reporting@
                                                 It is ordered:
                                                 1. The Petition for Reconsideration is                                     performance data set forth in                                  stb.dot.gov.
                                               denied.                                                                      § 1250.2(b)(1) and (2). The reports
                                                                                                                            required under § 1250.2(b)(1) and (2)                          § 1250.2 Railroad performance data
                                                 2. Comments on the Supplemental                                                                                                           elements.
                                               Notice of Proposed Rulemaking are due                                        may be submitted by the Association of
                                                                                                                            American Railroads (AAR). The data                                (a) Each Class I railroad must report
                                               by May 31, 2016. Reply comments are                                                                                                         the following performance data
                                               due by June 28, 2016.                                                        must be reported to the Board between
                                                                                                                            9 a.m. and 5 p.m. Eastern Time on                              elements for the reporting week.
                                                 3. A copy of this decision will be
                                                                                                                            Wednesday of each week, covering the                           However, with regard to paragraphs
                                               served upon the Chief Counsel for
                                                                                                                            previous reporting week (12:01 a.m.                            (a)(7) and (8) of this section, Kansas City
                                               Advocacy, Office of Advocacy, U.S.
                                                                                                                            Saturday to 11:59 p.m. Friday), except                         Southern Railway Company is not
                                               Small Business Administration.
                                                 4. Notice of this decision will be                                         for § 1250.2(a)(10), which covers the                          required to report information by State,
                                               published in the Federal Register.                                           previous calendar month. In the event                          but instead shall report system-wide
                                                 5. This decision is applicable on its                                      that a particular Wednesday is a Federal                       data.
                                               service date.                                                                holiday or falls on a day when STB                                (1) System-average train speed for the
                                                                                                                            offices are closed for any other reason,                       overall system and for the following
                                                 Decided: April 29, 2016.                                                                                                                  train types for the reporting week. Train
                                                                                                                            then the data should be reported on the
                                                 By the Board, Chairman Elliott, Vice                                                                                                      speed should be measured for line-haul
                                               Chairman Miller, and Commissioner
                                                                                                                            next business day when the offices are
                                                                                                                            open. The data must be emailed to                              movements between terminals. The
                                               Begeman.
                                                                                                                            data.reporting@stb.dot.gov in Excel                            average speed for each train type should
                                               Tia Delano,                                                                                                                                 be calculated by dividing total train-
                                                                                                                            format, using an electronic spreadsheet
                                               Clearance Clerk.                                                                                                                            miles by total hours operated.
                                                                                                                            made available by the Board’s Office of
                                                 For the reasons set forth in the                                           Public Assistance, Governmental                                   (i) Intermodal;
                                               preamble, the Surface Transportation                                         Affairs, and Compliance (OPAGAC).                                 (ii) Grain unit;
                                               Board proposes to amend title 49,                                            Each week’s report must include data                              (iii) Coal unit;
                                               chapter X, subchapter D, of the Code of                                      only for that week, and should not                                (iv) Automotive unit;
                                               Federal Regulations by adding part 1250                                      include data for previous weeks. Each                             (v) Crude oil unit;
                                               to read as follows:                                                          reporting railroad shall provide an                               (vi) Ethanol unit;
                                                                                                                            explanation of its methodology for                                (vii) Manifest;
                                               PART 1250—RAILROAD                                                                                                                             (viii) Fertilizer unit;
                                                                                                                            deriving the data with its initial filing.
                                               PERFORMANCE DATA REPORTING                                                                                                                     (ix) System.
                                                                                                                            Unless otherwise provided, the data will
                                               Sec.                                                                         be publicly available and posted on the                           (2) Weekly average terminal dwell
                                               1250.1        Reporting requirements.                                        Board’s Web site.                                              time, measured in hours, excluding cars
                                                                                                                              (b) For reporting under § 1250.2(c)(1)                       on run-through trains (i.e., cars that
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                                               1250.2        Railroad performance data elements.
                                                  Authority: 49 U.S.C. 1321 and 11145.                                      and (2), changes in the Alert Level                            arrive at, and depart from, a terminal on
                                                                                                                            status or the protocol of service                              the same through train) for the carrier’s
                                               § 1250.1        Reporting requirements.                                      contingency measures shall be reported                         system and its 10 largest terminals in
                                                 (a) Each Class I railroad is required to                                   by email to the Director of the Office of                      terms of railcars processed. Terminal
                                               report to the Board on a weekly basis,                                       Public Assistance, Governmental Affairs                        dwell is the average time a car resides
                                               the performance data set forth in                                            and Compliance and data.reporting@                             at a specified terminal location
                                               § 1250.2(a)(1) through (12), except for                                      stb.dot.gov.                                                   expressed in hours.


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                                                                         Federal Register / Vol. 81, No. 87 / Thursday, May 5, 2016 / Proposed Rules                                              27081

                                                  (3) Weekly average cars on line by the                  (7) The weekly total number of grain                 (xviii) Pulp, paper, and allied
                                               following car types for the reporting                   cars loaded and billed, reported by                   products;
                                               week. Each railroad is requested to                     State, aggregated for the following                     (xix) Stone, clay, and glass products;
                                               average its daily on-line inventory of                  Standard Transportation Commodity                       (xx) Waste and scrap materials;
                                               freight cars. Articulated cars should be                Codes (STCCs): 01131 (barley), 01132                    (xxi) All other;
                                               counted as a single unit. Cars on private               (corn), 01133 (oats), 01135 (rye), 01136                (xxii) Containers;
                                               tracks (e.g., at a customer’s facility)                 (sorghum grains), 01137 (wheat), 01139                  (xxiii) Trailers.
                                               should be counted on the last railroad                  (grain, not elsewhere classified), 01144                (12)(i) Car order fulfillment
                                               on which they were located.                             (soybeans), 01341 (beans, dry), 01342                 percentage for the reporting week by car
                                               Maintenance-of-way cars and other cars                  (peas, dry), and 01343 (cowpeas, lentils,             type:
                                               in railroad service are to be excluded.                 or lupines). ‘‘Total grain cars loaded and              (A) Box;
                                                  (i) Box;                                             billed’’ includes cars in shuttle service;              (B) Covered hopper;
                                                  (ii) Covered hopper;                                 dedicated train service; reservation,                   (C) Center-beam;
                                                  (iii) Gondola;                                       lottery, open and other ordering                        (D) Gondola;
                                                  (iv) Intermodal;                                     systems; and private cars. Additionally,                (E) Flatcar;
                                                  (v) Multilevel (Automotive);                         separately report the total cars loaded                 (F) Intermodal;
                                                  (vi) Open hopper;                                                                                            (G) Multilevel (automotive);
                                                                                                       and billed in shuttle service (or
                                                  (vii) Tank;                                                                                                  (H) Open hopper;
                                                  (viii) Other;                                        dedicated train service), if any, versus
                                                                                                                                                               (I) Tank car;
                                                  (ix) Total.                                          total cars loaded and billed in all other
                                                                                                                                                               (J) Other.
                                                  (4) Weekly average dwell time at                     ordering systems, including private cars.               (ii) Car order fulfillment should be
                                               origin for the following train types:                      (8) For the aggregated STCCs in
                                                                                                                                                             stated as the percentage of cars due to
                                               Grain unit, coal unit, automotive, crude                paragraph (a)(7) of this section, report
                                                                                                                                                             be placed during the reporting week, as
                                               oil unit, ethanol unit, fertilizer unit, all            by State the following:
                                                                                                                                                             determined by the governing tariff,
                                               other unit trains, and manifest. For the                   (i) Running total of orders placed;
                                                                                                                                                             versus cars actually and on constructive
                                               purposes of this data element, dwell                       (ii) The running total of orders filled;
                                                                                                          (iii) For orders which have not been               placement.
                                               time refers to the time period from                                                                             (b) The Class I railroads operating at
                                                                                                       filled, the number of orders that are 1–
                                               release of a unit train at origin until                                                                       the Chicago gateway (or AAR on behalf
                                                                                                       10 days past due and 11+ days past due,
                                               actual movement by the receiving                                                                              of the Class I railroads operating at the
                                                                                                       as measured from when the car was due
                                               carrier. For manifest trains, dwell time                                                                      Chicago gateway) must jointly report the
                                                                                                       for placement under the railroad’s
                                               refers to the time period from when the                                                                       following performance data elements for
                                                                                                       governing tariff. Railroads are instructed
                                               train is released at the terminal until                                                                       the reporting week:
                                                                                                       to report data for railroad-owned or
                                               actual movement by the railroad.                                                                                (1) Average daily car volume in the
                                                  (5) The weekly average number of                     leased cars that will move in manifest
                                                                                                                                                             following Chicago area yards: Barr,
                                               trains holding per day sorted by train                  service.
                                                                                                          (9) Weekly average coal unit train                 Bensenville, Blue Island, Calumet,
                                               type (intermodal, grain unit, coal unit,                                                                      Cicero, Clearing, Corwith, Gibson, Kirk,
                                                                                                       loadings or carloadings versus planned
                                               automotive unit, crude oil unit, ethanol                                                                      Markham, and Proviso for the reporting
                                                                                                       loadings for the reporting week by coal
                                               unit, fertilizer unit, other unit, and                                                                        week; and
                                                                                                       production region. Railroads have the
                                               manifest) and by cause (crew,                                                                                   (2) Average daily number of trains
                                                                                                       option to report unit train loadings or
                                               locomotive power, or other). Railroads                                                                        held for delivery to Chicago sorted by
                                                                                                       carloadings, but should be consistent
                                               are instructed to run a same-time                                                                             receiving carrier for the reporting week.
                                                                                                       week over week.
                                               snapshot of trains holding each day, and                                                                      The average daily number should be
                                                                                                          (10) The average grain shuttle or
                                               then to calculate the average for the                                                                         derived by taking a same time snapshot
                                                                                                       dedicated grain train trips per month
                                               reporting week.                                                                                               each day of the reporting week,
                                                  (6) The weekly average of loaded and                 (TPM), for the total system and by
                                                                                                       region, versus planned TPM, for the                   capturing the trains held for each
                                               empty cars, operating in normal                                                                               railroad at that time, and then adding
                                               movement and billed to an origin or                     total system and by region, included in
                                                                                                       the first report of each month, covering              those snapshots together and dividing
                                               destination, which have not moved in                                                                          by the days in the reporting week. For
                                               48 hours or more sorted by service type                 the previous calendar month.
                                                                                                          (11) Weekly originated carloads by the             purposes of this request, ‘‘held for
                                               (intermodal, grain, coal, crude oil,                                                                          delivery’’ refers to a train staged by the
                                                                                                       following commodity categories:
                                               automotive, ethanol, fertilizer, or all                                                                       delivering railroad short of its
                                                                                                          (i) Chemicals;
                                               other). In order to derive the averages                    (ii) Coal;                                         scheduled arrival at the Chicago
                                               for the reporting week, carriers are                       (iii) Coke;                                        gateway at the request of the receiving
                                               requested to run a same-time snapshot                      (iv) Crushed stone, sand, and gravel;              railroad, and that has missed its
                                               each day of the reporting week,                            (v) Farm products except grain;                    scheduled window for arrival.
                                               capturing cars that have not moved in                      (vi) Fertilizer (STCC Codes: 14–7XX–                 Note to paragraph (b): If Chicago terminal
                                               48 hours or more. The number of cars                    XX, 28–125–XX, 28–18X–XX, 28–19X–                     yards not identified in paragraph (b)(1) of
                                               captured on the daily snapshot for each                 XX, 28–71X–XX, and 49–18X–XX);                        this section are included in the Chicago
                                               category should be added, and then                         (vii) Food and kindred products;                   Transportation Coordination Office’s (CTCO)
                                               divided by the number of days in the                       (viii) Grain mill products;                        assessment of the fluidity of the gateway for
                                               reporting week, typically seven days. In                   (ix) Grain;                                        purposes of implementing service
                                               deriving this data, carriers should                                                                           contingency measures, then the data
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                                                                                                          (x) Iron and steel scrap;
                                               include cars in normal service anywhere                                                                       requested in paragraph (b)(1) of this section
                                                                                                          (xi) Lumber and wood products;
                                               on their system, but should not include                                                                       shall also be reported for those yards.
                                                                                                          (xii) Metallic ores;
                                               cars placed at a customer facility, in                     (xiii) Metals;                                       (c) The Class I railroad members of
                                               constructive placement, placed for                         (xiv) Motor vehicles and equipment;                the CTCO (or one Class I railroad
                                               interchange to another carrier, in bad                     (xv) Non metallic minerals;                        member of the CTCO designated to file
                                               order status, in storage, or operating in                  (xvi) Petroleum products;                          on behalf of all Class I railroad
                                               railroad service (e.g., ballast).                          (xvii) Primary forest products;                    members, or AAR) must:


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                                               27082                     Federal Register / Vol. 81, No. 87 / Thursday, May 5, 2016 / Proposed Rules

                                                 (1) File a written notice with the                    significant rail infrastructure projects              anticipated expenditures of $75 million
                                               Board when the CTCO changes its                         that will be commenced during the                     or more over the life of the project. In
                                               operating Alert Level status, within one                current calendar year, and a six month                the event that March 1 or September 1
                                               business day of that change in status.                  update on those projects. Initial reports             is a Federal holiday or falls on a day
                                                 (2) If the CTCO revises its protocol of               are to be filed on March 1 and updated                when STB offices are closed for any
                                               service contingency measures, file with                 on September 1. Railroads are requested               other reason, then the report should be
                                               the Board a detailed explanation of the                 to report in a narrative form that briefly            submitted on the next business day
                                               new protocol, including both triggers                   describes each project, its purpose,                  when the offices are open.
                                               and countermeasures, within seven days
                                                                                                       location (State/counties), and projected              [FR Doc. 2016–10442 Filed 5–4–16; 8:45 am]
                                               of its adoption.
                                                 (d) Class I railroads are instructed to               date of completion. ‘‘Significant                     BILLING CODE 4915–01–P
                                               submit annually a description of                        project’’ is defined as a project with
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Document Created: 2016-05-05 01:15:26
Document Modified: 2016-05-05 01:15:26
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionSupplemental notice of proposed rulemaking.
DatesComments are due by May 31, 2016. Reply comments are due by June 28, 2016.
ContactAllison Davis at (202) 245-0378. Assistance for the hearing impaired is available through the Federal Information Relay Service (FIRS) at (800) 877-8339.
FR Citation81 FR 27069 
CFR AssociatedAdministrative Practice and Procedure; Railroads and Reporting and Recordkeeping Requirements

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