81_FR_29662 81 FR 29570 - Agency Information Collection Activities: Submission for OMB Review; Comment Request

81 FR 29570 - Agency Information Collection Activities: Submission for OMB Review; Comment Request

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Substance Abuse and Mental Health Services Administration

Federal Register Volume 81, Issue 92 (May 12, 2016)

Page Range29570-29571
FR Document2016-11184

Federal Register, Volume 81 Issue 92 (Thursday, May 12, 2016)
[Federal Register Volume 81, Number 92 (Thursday, May 12, 2016)]
[Notices]
[Pages 29570-29571]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-11184]


-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Substance Abuse and Mental Health Services Administration


Agency Information Collection Activities: Submission for OMB 
Review; Comment Request

    Periodically, the Substance Abuse and Mental Health Services 
Administration (SAMHSA) will publish a summary of information 
collection requests under OMB review, in compliance with the Paperwork 
Reduction Act (44 U.S.C. Chapter 35). To request a copy of these 
documents, call the SAMHSA Reports Clearance Officer on (240) 276-1243.

Project: Primary and Behavioral Health Care Integration Evaluation--NEW

    The Substance Abuse and Mental Health Services Administration's 
(SAMHSA) Center for Behavioral Health Statistics and Quality (CBHSQ) is 
requesting approval from the Office of Management and Budget (OMB) for 
new data collection activities associated with their Primary and 
Behavioral Health Care Integration (PBHCI) program.
    This information collection is needed to provide SAMHSA with 
objective information to document the reach and impact of the PBHCI 
program. The information will be used to monitor quality assurance and 
quality performance outcomes for organizations funded by this grant 
program. The information will also be used to assess the impact of 
services on behavioral health and physical health services for 
individuals served by this program. .
    Collection of the information included in this request is 
authorized by Section 505 of the Public Health Service Act (42 U.S.C. 
290aa-4)--Data Collection.
    SAMHSA launched the PBHCI program in FY 2009 with the understanding 
that adults with serious mental illness (SMI) experience heightened 
rates of morbidity and mortality, in large part due to elevated 
incidence and prevalence of risk factors such as obesity, diabetes, 
hypertension, and dyslipidemia. These risk factors are influenced by a 
variety of factors, including inadequate physical activity and poor 
nutrition; smoking; side effects from atypical antipsychotic 
medications; and lack of access to health care services. Many of these 
health conditions are preventable through routine health promotion 
activities, primary care screening, monitoring, treatment and care 
management/coordination strategies and/or other outreach programs.

[[Page 29571]]

    The purpose of the PBHCI grant program is to establish projects for 
the provision of coordinated and integrated services through the co-
location of primary and specialty care medical services in community-
based behavioral health settings. The program's goal is to improve the 
physical health status of adults with serious mental illnesses (and 
those with co-occurring substance use disorders) who have or are at 
risk for co-occurring primary care conditions and chronic diseases.
    As the largest federal effort to implement integrated behavioral 
and physical health care in community behavioral health settings, 
SAMHSA's PBHCI program offers an unprecedented opportunity to identify 
which approaches to integration improve outcomes, how outcomes are 
shaped by the characteristics of the treatment setting and community, 
and which models have the greatest potential for sustainability and 
replication. SAMHSA awarded the first cohort of 13 PBHCI grants in 
fiscal year (FY) 2009, and between FY 2009 and FY 2014, SAMHSA funded a 
total of seven cohorts comprising 127 grants. An eighth cohort, funded 
in fall 2015, included 60 new grants.
    The data collection described in this request will build upon the 
first PBHCI evaluation and provide essential data on the implementation 
of integrated primary and behavioral health care, along with rigorous 
estimates of its effects on health.
    The Center for Behavioral Health Statistics and Quality is 
requesting clearance for ten data collection instruments and forms 
related to the implementation and impact studies to be conducted as 
part of the evaluation:

1. PBHCI grantee director survey
2. PBHCI frontline staff survey
3. Telephone interview protocol
4. On-site staff interview protocol
5. Client focus group guide
6. Data extraction tool for grantee registry/electronic health records 
(EHRs)
7. Initial client letter for physical exam and health assessment
8. Consent form for client physical exam and health assessment
9. Consent form for client focus group
10. Client physical exam and health assessment questionnaire
    The table below reflects the annualized hourly burden.

----------------------------------------------------------------------------------------------------------------
                                     Number of     Responses per       Total         Hours per      Total hour
      Respondents/activity          respondents     respondent       responses       response         burden
----------------------------------------------------------------------------------------------------------------
                                                   Web surveys
----------------------------------------------------------------------------------------------------------------
Grantee director................              78               2         \b\ 149             0.5          \b\ 75
Grantee frontline staff survey..             782               2       \c\ 1,494             0.5         \c\ 747
----------------------------------------------------------------------------------------------------------------
                                                Phone interviews
----------------------------------------------------------------------------------------------------------------
Grantee director................              60               1              60             1.0              60
Grantee director--site interview              10               2              20             2.0              40
Grantee mental health providers--             40               2              80             1.0              80
 site interview.................
Grantee primary care providers--              40               2              80             1.5             120
 site interview.................
Grantee care coordinators--site               20               2              40             1.5              60
 interview......................
----------------------------------------------------------------------------------------------------------------
                                                  Focus groups
----------------------------------------------------------------------------------------------------------------
Focus group participants........             120               2             240             1.0             240
Extraction of grantee registry/               92              11           1,012             8.0           8,096
 EHR data.......................
SMI clients--baseline physical             2,500               1           2,500             1.0           2,500
 exam and health assessment.....
SMI clients--follow-up physical            1,750               1           1,750             1.0           1,750
 exam and health assessment.....
Comparison group clinic                       10               1              10             8.0              80
 director--coordination \d\.....
                                 -------------------------------------------------------------------------------
    Total.......................       \e\ 3,752  ..............           7,435  ..............          13,848
----------------------------------------------------------------------------------------------------------------
\a\ Hourly wage estimates are based on salary information provided in 10 PBHCI grant proposals representing
  mostly urban locations across the country and represent an average across responders of each type.
\b\ Cohort VI funding ends before the administration of the second survey. Total number of responses excludes
  the Cohort VI directors, who will not receive the second survey.
\c\ Cohort VI funding ends before the administration of the second survey. Total number of responses excludes
  the Cohort VI frontline staff, who will not receive the second survey.
\d\ Includes logistical coordination between the evaluation and site staff to conduct the physical exam and
  health assessment as well as oversight of client recruitment.
\e\ Excludes physical exam and health assessment follow-up respondents.

    Written comments and recommendations concerning the proposed 
information collection should be sent by June 13, 2016 to the SAMHSA 
Desk Officer at the Office of Information and Regulatory Affairs, 
Office of Management and Budget (OMB). To ensure timely receipt of 
comments, and to avoid potential delays in OMB's receipt and processing 
of mail sent through the U.S. Postal Service, commenters are encouraged 
to submit their comments to OMB via email to: 
[email protected]. Although commenters are encouraged to send 
their comments via email, commenters may also fax their comments to: 
202-395-7285. Commenters may also mail them to: Office of Management 
and Budget, Office of Information and Regulatory Affairs, New Executive 
Office Building, Room 10102, Washington, DC 20503.

Summer King,
Statistician.
[FR Doc. 2016-11184 Filed 5-11-16; 8:45 am]
 BILLING CODE 4162-20-P



                                                    29570                          Federal Register / Vol. 81, No. 92 / Thursday, May 12, 2016 / Notices

                                                    year national objectives for improving                  nationally known experts in areas such                DEPARTMENT OF HEALTH AND
                                                    the health of all Americans. Every 10                   as biostatistics, business, epidemiology,             HUMAN SERVICES
                                                    years, the Department issues a                          health communications, health
                                                    comprehensive set of national public                    economics, health information                         Substance Abuse and Mental Health
                                                    health objectives. To assist with this                  technology, health policy, health                     Services Administration
                                                    task for the development of Healthy                     sciences, health systems, international
                                                    People 2020, the Department utilized a                                                                        Agency Information Collection
                                                                                                            health, outcomes research, public health
                                                    scientific advisory committee, the                                                                            Activities: Submission for OMB
                                                                                                            law, social determinants of health,                   Review; Comment Request
                                                    Secretary’s Advisory Committee on                       special populations, and state and local
                                                    National Health Promotion and Disease                                                                           Periodically, the Substance Abuse and
                                                                                                            health public health and from a variety
                                                    Prevention Objectives for 2020. It was                                                                        Mental Health Services Administration
                                                                                                            of public, private, philanthropic, and
                                                    recommended that the same process be                                                                          (SAMHSA) will publish a summary of
                                                    used to assist with development of                      academic settings.
                                                                                                                                                                  information collection requests under
                                                    Healthy People 2030 because the                            Members will be appointed to the
                                                                                                                                                                  OMB review, in compliance with the
                                                    Department must create a more focused                   Committee by the Secretary of HHS or
                                                                                                                                                                  Paperwork Reduction Act (44 U.S.C.
                                                    set of ten-year national disease                        a designated representative and invited
                                                                                                                                                                  Chapter 35). To request a copy of these
                                                    prevention and health promotion                         to serve for the duration of the                      documents, call the SAMHSA Reports
                                                    objectives that reflect the Nation’s needs              Committee. All appointed members of                   Clearance Officer on (240) 276–1243.
                                                    and carries stakeholder support. The                    the Committee will be classified as
                                                    title for the new committee is the                      special government employees (SGEs).                  Project: Primary and Behavioral Health
                                                    Secretary’s Advisory Committee on                                                                             Care Integration Evaluation—NEW
                                                                                                               Administrative Management and
                                                    National Health Promotion and Disease                                                                            The Substance Abuse and Mental
                                                    Prevention Objectives for 2030 (the                     Support. The Committee will provide
                                                                                                            advice to the Secretary of HHS, through               Health Services Administration’s
                                                    Committee).                                                                                                   (SAMHSA) Center for Behavioral Health
                                                       Objectives and Scope of Activities. In               the Assistant Secretary for Health
                                                                                                            (ASH). The ASH will provide oversight                 Statistics and Quality (CBHSQ) is
                                                    1979, HHS established the Healthy
                                                                                                            for the Committee’s function and                      requesting approval from the Office of
                                                    People initiative to develop a framework
                                                                                                            activities. Management and support                    Management and Budget (OMB) for new
                                                    for improving the health of all people in
                                                                                                            services for the Committee will be                    data collection activities associated with
                                                    the United States. Healthy People
                                                    provides evidence-based, ten-year                       provided by the Office of Disease                     their Primary and Behavioral Health
                                                    national objectives for improving the                                                                         Care Integration (PBHCI) program.
                                                                                                            Prevention and Health Promotion
                                                    health of all Americans. Healthy People                                                                          This information collection is needed
                                                                                                            (ODPHP). ODPHP is a program office
                                                    offers a strategic agenda to align health                                                                     to provide SAMHSA with objective
                                                                                                            within the Office of the Assistant                    information to document the reach and
                                                    promotion and disease prevention                        Secretary for Health, which is a staff
                                                    activities in communities around the                                                                          impact of the PBHCI program. The
                                                                                                            division in the HHS Office of the                     information will be used to monitor
                                                    country. The Healthy People initiative is               Secretary.
                                                    grounded in the principle that setting                                                                        quality assurance and quality
                                                    national objective and monitoring                          To comply with the provisions of                   performance outcomes for organizations
                                                    progress can motivate action.                           FACA, the charters for the 2018                       funded by this grant program. The
                                                       The Committee will provide                           Physical Activity Guidelines Advisory                 information will also be used to assess
                                                    independent advice based on current                     Committee and the Secretary’s Advisory                the impact of services on behavioral
                                                    scientific evidence for use by the                      Committee on National Health                          health and physical health services for
                                                    Secretary of HHS or a designated                        Promotion and Disease Prevention                      individuals served by this program. .
                                                    representative in the development of                    Objectives for 2030 will be filed with                   Collection of the information
                                                    Healthy People 2030. The Committee                      the appropriate Congressional                         included in this request is authorized by
                                                    will advise the Secretary on the                        committees and the Library of Congress                Section 505 of the Public Health Service
                                                    Department’s approach for Healthy                       fifteen calendar days after notice of this            Act (42 U.S.C. 290aa–4)—Data
                                                    People 2030. Framed around health                       action being taken has been published                 Collection.
                                                    determinants and risk factors, this                                                                              SAMHSA launched the PBHCI
                                                                                                            in the Federal Register. After the
                                                    approach will generate a focused set of                                                                       program in FY 2009 with the
                                                                                                            charters have been filed, copies of these
                                                    objective that address high-impact                                                                            understanding that adults with serious
                                                                                                            documents can be obtained from the
                                                    public health challenges.                                                                                     mental illness (SMI) experience
                                                                                                            ODPHP Web site under the appropriate                  heightened rates of morbidity and
                                                       Description of Duties. The work of the
                                                                                                            program headings. Copies of the                       mortality, in large part due to elevated
                                                    Committee is solely advisory in nature.
                                                    The Committee will perform the single,                  charters for the two designated                       incidence and prevalence of risk factors
                                                    time-limited task of providing advice                   committees also can be obtained by                    such as obesity, diabetes, hypertension,
                                                    regarding creating Healthy People 2030.                 accessing the FACA database that is                   and dyslipidemia. These risk factors are
                                                    The Committee’s duties include                          maintained by the Committee                           influenced by a variety of factors,
                                                    providing advice about the Healthy                      Management Secretariat under the                      including inadequate physical activity
                                                    People 2030 mission statement, vision                   General Services Administration. The                  and poor nutrition; smoking; side effects
                                                    statement, framework, and                               Web site address for the FACA database                from atypical antipsychotic
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    organizational structure.                               is http://facadatabase.gov/.                          medications; and lack of access to
                                                       Membership and Designation. The                        Dated: May 3, 2016.                                 health care services. Many of these
                                                    Committee will consist of no more than                                                                        health conditions are preventable
                                                                                                            Karen B. DeSalvo,
                                                    13 members. One or more members will                                                                          through routine health promotion
                                                    be selected to serve as the Chair, Vice                 Acting Assistant Secretary for Health.                activities, primary care screening,
                                                    Chair, and/or Co-Chairs. The Committee                  [FR Doc. 2016–11235 Filed 5–11–16; 8:45 am]           monitoring, treatment and care
                                                    membership may include former                           BILLING CODE 4150–32–P                                management/coordination strategies
                                                    Assistant Secretaries for Health and                                                                          and/or other outreach programs.


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                                                                                               Federal Register / Vol. 81, No. 92 / Thursday, May 12, 2016 / Notices                                                                        29571

                                                      The purpose of the PBHCI grant                                            the characteristics of the treatment                           instruments and forms related to the
                                                    program is to establish projects for the                                    setting and community, and which                               implementation and impact studies to
                                                    provision of coordinated and integrated                                     models have the greatest potential for                         be conducted as part of the evaluation:
                                                    services through the co-location of                                         sustainability and replication. SAMHSA                         1. PBHCI grantee director survey
                                                    primary and specialty care medical                                          awarded the first cohort of 13 PBHCI                           2. PBHCI frontline staff survey
                                                    services in community-based behavioral                                      grants in fiscal year (FY) 2009, and                           3. Telephone interview protocol
                                                    health settings. The program’s goal is to                                   between FY 2009 and FY 2014,
                                                                                                                                                                                               4. On-site staff interview protocol
                                                    improve the physical health status of                                       SAMHSA funded a total of seven
                                                    adults with serious mental illnesses                                                                                                       5. Client focus group guide
                                                                                                                                cohorts comprising 127 grants. An
                                                    (and those with co-occurring substance                                      eighth cohort, funded in fall 2015,                            6. Data extraction tool for grantee
                                                    use disorders) who have or are at risk                                      included 60 new grants.                                             registry/electronic health records
                                                    for co-occurring primary care conditions                                       The data collection described in this                            (EHRs)
                                                    and chronic diseases.                                                       request will build upon the first PBHCI                        7. Initial client letter for physical exam
                                                      As the largest federal effort to                                          evaluation and provide essential data on                            and health assessment
                                                    implement integrated behavioral and                                         the implementation of integrated                               8. Consent form for client physical exam
                                                    physical health care in community                                           primary and behavioral health care,                                 and health assessment
                                                    behavioral health settings, SAMHSA’s                                        along with rigorous estimates of its                           9. Consent form for client focus group
                                                    PBHCI program offers an unprecedented                                       effects on health.                                             10. Client physical exam and health
                                                    opportunity to identify which                                                  The Center for Behavioral Health                                 assessment questionnaire
                                                    approaches to integration improve                                           Statistics and Quality is requesting                              The table below reflects the
                                                    outcomes, how outcomes are shaped by                                        clearance for ten data collection                              annualized hourly burden.

                                                                                                                                                                      Responses
                                                                                                                                                   Number of                                      Total          Hours per               Total hour
                                                                                 Respondents/activity                                                                     per
                                                                                                                                                  respondents                                  responses         response                 burden
                                                                                                                                                                      respondent

                                                                                                                                                    Web surveys

                                                    Grantee director ...................................................................                    78                            2           b 149                     0.5              b 75

                                                    Grantee frontline staff survey ..............................................                          782                            2         c 1,494                     0.5             c 747


                                                                                                                                                   Phone interviews

                                                    Grantee      director ...................................................................                  60                         1              60                     1.0               60
                                                    Grantee      director—site interview ..........................................                            10                         2              20                     2.0               40
                                                    Grantee      mental health providers—site interview .................                                      40                         2              80                     1.0               80
                                                    Grantee      primary care providers—site interview ..................                                      40                         2              80                     1.5              120
                                                    Grantee      care coordinators—site interview ..........................                                   20                         2              40                     1.5               60

                                                                                                                                                    Focus groups

                                                    Focus group participants .....................................................                         120                           2             240                      1.0              240
                                                    Extraction of grantee registry/EHR data ..............................                                  92                          11           1,012                      8.0            8,096
                                                    SMI clients—baseline physical exam and health assess-
                                                      ment ..................................................................................            2,500                            1          2,500                      1.0            2,500
                                                    SMI clients—follow-up physical exam and health assess-
                                                      ment ..................................................................................            1,750                            1          1,750                      1.0            1,750
                                                    Comparison group clinic director—coordination d ................                                        10                            1             10                      8.0               80

                                                           Total ..............................................................................         e 3,752     ........................         7,435    ........................        13,848
                                                       a Hourly wage estimates are based on salary information provided in 10 PBHCI grant proposals representing mostly urban locations across the
                                                    country and represent an average across responders of each type.
                                                       b Cohort VI funding ends before the administration of the second survey. Total number of responses excludes the Cohort VI directors, who will
                                                    not receive the second survey.
                                                       c Cohort VI funding ends before the administration of the second survey. Total number of responses excludes the Cohort VI frontline staff, who
                                                    will not receive the second survey.
                                                       d Includes logistical coordination between the evaluation and site staff to conduct the physical exam and health assessment as well as over-
                                                    sight of client recruitment.
                                                       e Excludes physical exam and health assessment follow-up respondents.




                                                      Written comments and                                                      their comments to OMB via email to:                            Affairs, New Executive Office Building,
                                                    recommendations concerning the                                              OIRA_Submission@omb.eop.gov.                                   Room 10102, Washington, DC 20503.
                                                    proposed information collection should                                      Although commenters are encouraged to
                                                                                                                                                                                               Summer King,
                                                    be sent by June 13, 2016 to the                                             send their comments via email,
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    SAMHSA Desk Officer at the Office of                                        commenters may also fax their                                  Statistician.
                                                    Information and Regulatory Affairs,                                         comments to: 202–395–7285.                                     [FR Doc. 2016–11184 Filed 5–11–16; 8:45 am]
                                                    Office of Management and Budget                                             Commenters may also mail them to:                              BILLING CODE 4162–20–P
                                                    (OMB). To ensure timely receipt of                                          Office of Management and Budget,
                                                    comments, and to avoid potential delays                                     Office of Information and Regulatory
                                                    in OMB’s receipt and processing of mail
                                                    sent through the U.S. Postal Service,
                                                    commenters are encouraged to submit


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Document Created: 2016-05-12 01:07:51
Document Modified: 2016-05-12 01:07:51
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation81 FR 29570 

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