81_FR_31342 81 FR 31246 - Prospective Grant of an Exclusive License: The Development of an Anti-GPC3 Chimeric Antigen Receptor (CAR) Based on HN3 for the Treatment of Human Cancers

81 FR 31246 - Prospective Grant of an Exclusive License: The Development of an Anti-GPC3 Chimeric Antigen Receptor (CAR) Based on HN3 for the Treatment of Human Cancers

DEPARTMENT OF HEALTH AND HUMAN SERVICES
National Institutes of Health

Federal Register Volume 81, Issue 96 (May 18, 2016)

Page Range31246-31247
FR Document2016-11659

This notice, in accordance with 35 U.S.C. 209(c)(1) and 37 CFR Part 404.7(a)(1)(i), that the National Institutes of Health, Department of Health and Human Services, is contemplating the grant of an exclusive license to practice the inventions embodied in: Intellectual Property: U.S. Provisional Patent Application 61/ 654,232 entitled ``High-affinity Monoclonal Antibodies To Glypican-3 And Use Thereof'' [HHS Ref. E-136-2012/0-US-01]; PCT Patent Application PCT/US2013/043633 entitled ``High-affinity Monoclonal Antibodies To Glypican-3 And Use Thereof'' [HHS Ref. E-136-2012/0-PCT-02]; Chinese Patent Application 201380039993.7 entitled ``High-affinity Monoclonal Antibodies To Glypican-3 And Use Thereof'' [HHS Ref. E-136-2012/0-CN- 03]; Japanese Patent Application 2015-515243 entitled ``High-affinity Monoclonal Antibodies To Glypican-3 And Use Thereof'' [HHS Ref. E-136- 2012/0-JP-04]; South Korea Patent Application 10-2014-7037046 entitled ``High-affinity Monoclonal Antibodies To Glypican-3 And Use Thereof'' [HHS Ref. E-136-2012/0-KR-05]; Singapore Patent Application 11201407972R entitled ``High-affinity Monoclonal Antibodies To Glypican-3 And Use Thereof'' [HHS Ref. E-136-2012/0-SG-06]; United States Patent Application 14/403,896 entitled ``High-affinity Monoclonal Antibodies To Glypican-3 And Use Thereof'' [HHS Ref. E-136- 2012/0-US-07]; and all continuing U.S. and foreign patents/patent applications for the technology family, to Lentigen Technology, Inc. The patent rights to these inventions have been assigned to and/or exclusively licensed to the Government of the United States of America. The prospective exclusive licensed territory may be the United States, Australia, Canada, the European Union, Russia, China, Hong Kong, Japan, Taiwan, South Korea and Singapore, and the field of use may be limited to: ``The development of a glypican-3 (GPC3) chimeric antigen receptor (CAR)-based immunotherapy using autologous (meaning one individual is both the donor and the recipient) primary human lymphocytes (T cells or NK cells) transfected with a lentiviral or retroviral vector, wherein the vector expresses a CAR having (1) a single antigen specificity and (2) comprising at least: (a) the complementary determining region (CDR) sequences of the anti-GPC3 antibody known as HN3; and (b) a T cell signaling domain; for the prophylaxis and treatment of GPC3-expressing cancers.''

Federal Register, Volume 81 Issue 96 (Wednesday, May 18, 2016)
[Federal Register Volume 81, Number 96 (Wednesday, May 18, 2016)]
[Notices]
[Pages 31246-31247]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-11659]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

National Institutes of Health


Prospective Grant of an Exclusive License: The Development of an 
Anti-GPC3 Chimeric Antigen Receptor (CAR) Based on HN3 for the 
Treatment of Human Cancers

AGENCY: National Institutes of Health, Public Health Service, 
Department of Health and Human Services.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: This notice, in accordance with 35 U.S.C. 209(c)(1) and 37 CFR 
Part 404.7(a)(1)(i), that the National Institutes of Health, Department 
of Health and Human Services, is contemplating the grant of an 
exclusive license to practice the inventions embodied in:
    Intellectual Property: U.S. Provisional Patent Application 61/
654,232 entitled ``High-affinity Monoclonal Antibodies To Glypican-3 
And Use Thereof'' [HHS Ref. E-136-2012/0-US-01]; PCT Patent Application 
PCT/US2013/043633 entitled ``High-affinity Monoclonal Antibodies To 
Glypican-3 And Use Thereof'' [HHS Ref. E-136-2012/0-PCT-02]; Chinese 
Patent Application 201380039993.7 entitled ``High-affinity Monoclonal 
Antibodies To Glypican-3 And Use Thereof'' [HHS Ref. E-136-2012/0-CN-
03]; Japanese Patent Application 2015-515243 entitled ``High-affinity 
Monoclonal Antibodies To Glypican-3 And Use Thereof'' [HHS Ref. E-136-
2012/0-JP-04]; South Korea Patent Application 10-2014-7037046 entitled 
``High-affinity Monoclonal Antibodies To Glypican-3 And Use Thereof'' 
[HHS Ref. E-136-2012/0-KR-05]; Singapore Patent Application 
11201407972R entitled ``High-affinity Monoclonal Antibodies To 
Glypican-3 And Use Thereof'' [HHS Ref. E-136-2012/0-SG-06]; United 
States Patent Application 14/403,896 entitled ``High-affinity 
Monoclonal Antibodies To Glypican-3 And Use Thereof'' [HHS Ref. E-136-
2012/0-US-07]; and all continuing U.S. and foreign patents/patent 
applications for the technology family, to Lentigen Technology, Inc.
    The patent rights to these inventions have been assigned to and/or 
exclusively licensed to the Government of the United States of America.
    The prospective exclusive licensed territory may be the United 
States, Australia, Canada, the European Union, Russia, China, Hong 
Kong, Japan, Taiwan, South Korea and Singapore, and the field of use 
may be limited to: ``The development of a glypican-3 (GPC3) chimeric 
antigen receptor (CAR)-based immunotherapy using autologous (meaning 
one individual is both the donor and the recipient) primary human 
lymphocytes (T cells or NK cells) transfected with a lentiviral or 
retroviral vector, wherein the vector expresses a CAR having (1) a 
single antigen specificity and (2) comprising at least: (a) the 
complementary determining region (CDR) sequences of the anti-GPC3 
antibody known as HN3; and (b) a T cell signaling domain; for the 
prophylaxis and treatment of GPC3-expressing cancers.''

[[Page 31247]]


DATES: Only written comments and/or applications for a license which 
are received by the NCI Technology Transfer Center on or before June 2, 
2016 will be considered.

ADDRESSES: Requests for copies of the patent application, inquiries, 
comments, and other materials relating to the contemplated exclusive 
license should be directed to: David A. Lambertson, Ph.D., Senior 
Licensing and Patenting Manager, National Cancer Institute, 9609 
Medical Center Drive, Rm 1-E530 MSC9702, Rockville, MD 20850-9702, 
Email: [email protected].

SUPPLEMENTARY INFORMATION: This invention concerns an anti-GPC3 
(Glypican-3) chimeric antigen receptor (CAR) and methods of using the 
CAR for the treatment of GPC3-expressing cancers. GPC3 is a cell 
surface antigen that is preferentially expressed on certain types of 
cancer cells, particularly liver cancers such as hepatocellular 
carcinoma (HCC). The anti-GPC3 CARs of this technology contain (1) 
antigen recognition sequences that bind specifically to GPC3 and (2) 
signaling domains that can activate the cytotoxic functions of a T 
cell. The anti-GPC3 CAR can be transduced into T cells that are 
harvested from a donor, followed by (a) selection and expansion of the 
T cells expressing the anti-GPC3 CAR, and (b) reintroduction of the T 
cells into the patient. Once the anti-GPC3 CAR-expressing T cells are 
reintroduced into the patient, the T cells can selectively bind to 
GPC3-expressing cancer cells through its antigen recognition sequences, 
thereby activating the T cell through its signaling domains to 
selectively kill the cancer cells. Through this mechanism of action, 
the selectivity of the a CAR allows the T cells to kill cancer cells 
while leaving healthy, essential cells unharmed. This can result in an 
effective therapeutic strategy with fewer side effects due to less non-
specific killing of cells.
    The prospective exclusive license will be royalty bearing and will 
comply with the terms and conditions of 35 U.S.C. 209 and 37 CFR part 
404.7. The prospective exclusive license may be granted unless the NIH 
receives written evidence and argument that establishes that the grant 
of the license would not be consistent with the requirements of 35 
U.S.C. 209 and 37 CFR part 404.7 within fifteen (15) days from the date 
of this published notice.
    Complete applications for a license in the field of use filed in 
response to this notice will be treated as objections to the grant of 
the contemplated exclusive start-up option license. Comments and 
objections submitted to this notice will not be made available for 
public inspection and, to the extent permitted by law, will not be 
released under the Freedom of Information Act, 5 U.S.C. 552.

    Dated: May 12, 2016.
Richard U. Rodriguez,
Associate Director, Technology Transfer Center, National Cancer 
Institute.
[FR Doc. 2016-11659 Filed 5-17-16; 8:45 am]
 BILLING CODE 4140-01-P



                                                31246                                   Federal Register / Vol. 81, No. 96 / Wednesday, May 18, 2016 / Notices

                                                OIRA_submission@omb.eop.gov or by                                            This program will further support                               Likely Respondents: The respondents
                                                fax to 202–395–5806.                                                       integrated rural health networks that                          are recipients of the Rural Network
                                                FOR FURTHER INFORMATION CONTACT: To                                        can partner with local community                               Allied Health Training Program grant
                                                request a copy of the clearance requests                                   colleges and other accredited                                  funding.
                                                submitted to OMB for review, email the                                     educational institutions (such as                                 Burden Statement: Burden in this
                                                HRSA Information Collection Clearance                                      vocational and technical colleges) to                          context means the time expended by
                                                Officer at paperwork@hrsa.gov or call                                      develop formal clinical training                               persons to generate, maintain, retain,
                                                (301) 443–1984.                                                            programs.                                                      disclose or provide the information
                                                SUPPLEMENTARY INFORMATION:                                                   Need and Proposed Use of the                                 requested. This includes the time
                                                Information Collection Request Title:                                      Information: For this program,                                 needed to review instructions; to
                                                Rural Network Allied Health Training                                       performance measures were drafted to                           develop, acquire, install and utilize
                                                Program Performance Improvement                                            provide data to the program and to                             technology and systems for the purpose
                                                Measurement System (PIMS)                                                  enable HRSA to provide aggregate                               of collecting, validating and verifying
                                                                                                                           program data required by Congress                              information, processing and
                                                   OMB No.: 0906–xxxx—NEW.
                                                   Abstract: The Rural Network Allied                                      under the Government Performance and                           maintaining information, and disclosing
                                                Health Training Program will support                                       Results Act of 1993. These measures                            and providing information; to train
                                                the development of formal, mature rural                                    cover the principal topic areas of                             personnel and to be able to respond to
                                                health networks that focus on activities                                   interest to the Federal Office of Rural                        a collection of information; to search
                                                that achieve efficiencies, expand access                                   Health Policy (FORHP), including: (a)                          data sources; to complete and review
                                                to, coordinate and improve the quality                                     Access to care; (b) population                                 the collection of information; and to
                                                of essential health care services, and                                     demographics; (c) staffing; (d)                                transmit or otherwise disclose the
                                                strengthen the rural health care system                                    consortium/network; (e) sustainability;                        information. The total annual burden
                                                as a whole. This purpose will be                                           and (f) project specific domains. Several                      hours estimated for this ICR are
                                                achieved through the recruitment,                                          measures will be used for this program.                        summarized in the table below.
                                                clinical training, and retention of allied                                 All measures will speak to FORHP’s                                Total Estimated Annualized Burden
                                                health professionals.                                                      progress toward meeting the goals.                             Hours:

                                                                                                                                                                                                            Average
                                                                                                                                                                 Number of
                                                                                                                                              Number of                                      Total        burden per              Total burden
                                                                                   Form name                                                                   responses per
                                                                                                                                             respondents                                  responses        response                  hours
                                                                                                                                                                 respondent                                (in hours)

                                                Rural Network Allied Health Training Program Perform-
                                                  ance Measures .................................................................                         10                         1            10                    6.55              65.5

                                                      Total ..............................................................................                10   ........................           10   ........................            65.5



                                                Jason E. Bennett,                                                             Intellectual Property: U.S. Provisional                     E–136–2012/0–US–07]; and all
                                                Director, Division of the Executive Secretariat.                           Patent Application 61/654,232 entitled                         continuing U.S. and foreign patents/
                                                [FR Doc. 2016–11672 Filed 5–17–16; 8:45 am]                                ‘‘High-affinity Monoclonal Antibodies                          patent applications for the technology
                                                BILLING CODE 4165–15–P                                                     To Glypican-3 And Use Thereof’’ [HHS                           family, to Lentigen Technology, Inc.
                                                                                                                           Ref. E–136–2012/0–US–01]; PCT Patent                              The patent rights to these inventions
                                                                                                                           Application PCT/US2013/043633                                  have been assigned to and/or
                                                DEPARTMENT OF HEALTH AND                                                   entitled ‘‘High-affinity Monoclonal                            exclusively licensed to the Government
                                                HUMAN SERVICES                                                             Antibodies To Glypican-3 And Use                               of the United States of America.
                                                                                                                           Thereof’’ [HHS Ref. E–136–2012/0–                                 The prospective exclusive licensed
                                                National Institutes of Health                                              PCT–02]; Chinese Patent Application                            territory may be the United States,
                                                                                                                           201380039993.7 entitled ‘‘High-affinity                        Australia, Canada, the European Union,
                                                Prospective Grant of an Exclusive                                          Monoclonal Antibodies To Glypican-3                            Russia, China, Hong Kong, Japan,
                                                License: The Development of an Anti-                                       And Use Thereof’’ [HHS Ref. E–136–                             Taiwan, South Korea and Singapore,
                                                GPC3 Chimeric Antigen Receptor                                             2012/0–CN–03]; Japanese Patent                                 and the field of use may be limited to:
                                                (CAR) Based on HN3 for the Treatment                                       Application 2015–515243 entitled                               ‘‘The development of a glypican-3
                                                of Human Cancers                                                           ‘‘High-affinity Monoclonal Antibodies                          (GPC3) chimeric antigen receptor (CAR)-
                                                                                                                           To Glypican-3 And Use Thereof’’ [HHS                           based immunotherapy using autologous
                                                AGENCY: National Institutes of Health,
                                                                                                                           Ref. E–136–2012/0–JP–04]; South Korea                          (meaning one individual is both the
                                                Public Health Service, Department of
                                                                                                                           Patent Application 10–2014–7037046                             donor and the recipient) primary human
                                                Health and Human Services.
                                                                                                                           entitled ‘‘High-affinity Monoclonal                            lymphocytes (T cells or NK cells)
                                                ACTION:      Notice.                                                       Antibodies To Glypican-3 And Use                               transfected with a lentiviral or retroviral
                                                                                                                           Thereof’’ [HHS Ref. E–136–2012/0–KR–                           vector, wherein the vector expresses a
                                                SUMMARY:   This notice, in accordance                                      05]; Singapore Patent Application                              CAR having (1) a single antigen
sradovich on DSK3TPTVN1PROD with NOTICES




                                                with 35 U.S.C. 209(c)(1) and 37 CFR                                        11201407972R entitled ‘‘High-affinity                          specificity and (2) comprising at least:
                                                Part 404.7(a)(1)(i), that the National                                     Monoclonal Antibodies To Glypican-3                            (a) the complementary determining
                                                Institutes of Health, Department of                                        And Use Thereof’’ [HHS Ref. E–136–                             region (CDR) sequences of the anti-GPC3
                                                Health and Human Services, is                                              2012/0–SG–06]; United States Patent                            antibody known as HN3; and (b) a T cell
                                                contemplating the grant of an exclusive                                    Application 14/403,896 entitled ‘‘High-                        signaling domain; for the prophylaxis
                                                license to practice the inventions                                         affinity Monoclonal Antibodies To                              and treatment of GPC3-expressing
                                                embodied in:                                                               Glypican-3 And Use Thereof’’ [HHS Ref.                         cancers.’’


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                                                                                  Federal Register / Vol. 81, No. 96 / Wednesday, May 18, 2016 / Notices                                                            31247

                                                DATES:  Only written comments and/or                             within fifteen (15) days from the date of                    Regulatory Affairs, OIRA_submission@
                                                applications for a license which are                             this published notice.                                       omb.eop.gov or by fax to 202–395–6974,
                                                received by the NCI Technology                                     Complete applications for a license in                     Attention: NIH Desk Officer.
                                                Transfer Center on or before June 2,                             the field of use filed in response to this                     Comment Due Date: Comments
                                                2016 will be considered.                                         notice will be treated as objections to                      regarding this information collection are
                                                ADDRESSES: Requests for copies of the                            the grant of the contemplated exclusive                      best assured of having their full effect if
                                                patent application, inquiries, comments,                         start-up option license. Comments and                        received within 30 days of the date of
                                                and other materials relating to the                              objections submitted to this notice will                     this publication.
                                                contemplated exclusive license should                            not be made available for public
                                                                                                                 inspection and, to the extent permitted                      FOR FURTHER INFORMATION CONTACT:        To
                                                be directed to: David A. Lambertson,
                                                                                                                 by law, will not be released under the                       obtain a copy of the data collection
                                                Ph.D., Senior Licensing and Patenting
                                                                                                                 Freedom of Information Act, 5 U.S.C.                         plans and instruments, or request more
                                                Manager, National Cancer Institute,
                                                                                                                 552.                                                         information on the proposed project,
                                                9609 Medical Center Drive, Rm 1–E530
                                                                                                                                                                              contact: Goli Samimi, Program Director,
                                                MSC9702, Rockville, MD 20850–9702,                                 Dated: May 12, 2016.
                                                                                                                                                                              Breast and Gynecologic Cancer Research
                                                Email: david.lambertson@nih.gov.                                 Richard U. Rodriguez,                                        Group, Division of Cancer Prevention.
                                                SUPPLEMENTARY INFORMATION: This                                  Associate Director, Technology Transfer                      9609 Medical Center Drive, MSC 9783,
                                                invention concerns an anti-GPC3                                  Center, National Cancer Institute.
                                                                                                                                                                              Bethesda, MD 20892, or call non-toll-
                                                (Glypican-3) chimeric antigen receptor                           [FR Doc. 2016–11659 Filed 5–17–16; 8:45 am]                  free number (240) 276–6582, or Email
                                                (CAR) and methods of using the CAR for                           BILLING CODE 4140–01–P                                       your request, including your address to:
                                                the treatment of GPC3-expressing                                                                                              goli.samimi@nih.gov. Formal requests
                                                cancers. GPC3 is a cell surface antigen                                                                                       for additional plans and instruments
                                                that is preferentially expressed on                              DEPARTMENT OF HEALTH AND                                     must be requested in writing.
                                                certain types of cancer cells, particularly                      HUMAN SERVICES
                                                liver cancers such as hepatocellular                                                                                             Proposed Collection: Survey to assess
                                                carcinoma (HCC). The anti-GPC3 CARs                              National Institutes of Health                                the feasibility of establishing a
                                                of this technology contain (1) antigen                                                                                        gynecologic specimen bank (NCI), 0925–
                                                                                                                 Submission for OMB Review; 30-Day                            NEW, National Cancer Institute (NCI),
                                                recognition sequences that bind
                                                                                                                 Comment Request; Survey To Assess                            National Institutes of Health (NIH).
                                                specifically to GPC3 and (2) signaling
                                                                                                                 the Feasibility of Establishing a                               Need and Use of Information
                                                domains that can activate the cytotoxic
                                                                                                                 Gynecologic Specimen Bank (NCI)                              Collection: The National Cancer
                                                functions of a T cell. The anti-GPC3
                                                CAR can be transduced into T cells that                          SUMMARY:   Under the provisions of                           Institute is assessing the feasibility of
                                                are harvested from a donor, followed by                          Section 3507(a)(1)(D) of the Paperwork                       developing a tissue bank that would
                                                (a) selection and expansion of the T                             Reduction Act of 1995, the National                          include tube and ovary tissues from
                                                cells expressing the anti-GPC3 CAR, and                          Cancer Institute, the National Institutes                    women undergoing surgery for benign
                                                (b) reintroduction of the T cells into the                       of Health, has submitted to the Office of                    conditions, risk reduction and early
                                                patient. Once the anti-GPC3 CAR-                                 Management and Budget (OMB) a                                stage cancer. Collecting tissues from
                                                expressing T cells are reintroduced into                         request for review and approval of the                       tubes and ovaries containing clinically
                                                the patient, the T cells can selectively                         information collection listed below.                         unsuspected precursors or early stage
                                                bind to GPC3-expressing cancer cells                             This proposed information collection                         cancer is challenging, especially among
                                                through its antigen recognition                                  was previously published in the Federal                      women that are not at increased genetic
                                                sequences, thereby activating the T cell                         Register on March 8, 2016 page 12111                         risk. However, given that many
                                                through its signaling domains to                                 and allowed 60 days for public                               pathology laboratories have enhanced
                                                selectively kill the cancer cells. Through                       comment. No comments were received.                          their processing protocols for
                                                this mechanism of action, the selectivity                        The purpose of this notice is to allow an                    gynecologic surgical specimens
                                                of the a CAR allows the T cells to kill                          additional 30 days for public comment.                       removed for benign indications, it may
                                                cancer cells while leaving healthy,                              The National Cancer Institute (NCI),                         be possible to develop a tissue resource.
                                                essential cells unharmed. This can                               National Institutes of Health, may not                       Accordingly, we are requesting
                                                result in an effective therapeutic                               conduct or sponsor, and the respondent                       information via a survey about the
                                                strategy with fewer side effects due to                          is not required to respond to, an                            volume of samples that are accessioned
                                                less non-specific killing of cells.                              information collection that has been                         at different pathology laboratories, and
                                                   The prospective exclusive license will                        extended, revised, or implemented on or                      the methods used to process these
                                                be royalty bearing and will comply with                          after October 1, 1995, unless it displays                    samples. These data would provide
                                                the terms and conditions of 35 U.S.C.                            a currently valid OMB control number.                        information necessary to assess the
                                                209 and 37 CFR part 404.7. The                                      Direct Comments to OMB: Written                           feasibility of establishing a tissue bank
                                                prospective exclusive license may be                             comments and/or suggestions regarding                        for research and provide insights into
                                                granted unless the NIH receives written                          the item(s) contained in this notice,                        the best design of a pilot study.
                                                evidence and argument that establishes                           especially regarding the estimated                              OMB approval is requested for 1 year.
                                                that the grant of the license would not                          public burden and associated response                        There are no costs to respondents other
                                                be consistent with the requirements of                           time, should be directed to the: Office                      than their time. The total estimated
                                                35 U.S.C. 209 and 37 CFR part 404.7                              of Management and Budget, Office of                          annualized burden hours are 42 hours.
sradovich on DSK3TPTVN1PROD with NOTICES




                                                                                                               ESTIMATED ANNUALIZED BURDEN HOURS
                                                                                                                                                                            Frequency of        Time per
                                                                                                                                                            Number of
                                                        Category of respondent                                       Form name                                              response per        response       Burden hours
                                                                                                                                                           respondents       respondent         (in hours)

                                                Lab Managers ...................................   Survey ..............................................             250                 1             10/60             42




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Document Created: 2016-05-18 00:06:06
Document Modified: 2016-05-18 00:06:06
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesOnly written comments and/or applications for a license which are received by the NCI Technology Transfer Center on or before June 2, 2016 will be considered.
FR Citation81 FR 31246 

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