81_FR_32376 81 FR 32277 - Notice of Funds Availability (NOFA) for the Rural Community Development Initiative (RCDI) for Fiscal Year 2016

81 FR 32277 - Notice of Funds Availability (NOFA) for the Rural Community Development Initiative (RCDI) for Fiscal Year 2016

DEPARTMENT OF AGRICULTURE
Rural Housing Service

Federal Register Volume 81, Issue 99 (May 23, 2016)

Page Range32277-32286
FR Document2016-12070

The Rural Housing Service (RHS), an agency within the USDA Rural Development mission area herein referred to as the Agency announces the availability of funding under the Rural Community Development Initiative (RCDI) program. Applicants must provide matching funds in an amount at least equal to the Federal grant. These grants will be made to qualified intermediary organizations that will provide financial and technical assistance to recipients to develop their capacity and ability to undertake projects related to housing, community facilities, or community and economic development that will support the community. This Notice lists the information needed to submit an application for these funds. This Notice contains revised evaluation criteria that are streamlined, in order to enhance program efficiency and delivery.

Federal Register, Volume 81 Issue 99 (Monday, May 23, 2016)
[Federal Register Volume 81, Number 99 (Monday, May 23, 2016)]
[Notices]
[Pages 32277-32286]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-12070]


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DEPARTMENT OF AGRICULTURE

Rural Housing Service


Notice of Funds Availability (NOFA) for the Rural Community 
Development Initiative (RCDI) for Fiscal Year 2016

AGENCY: Rural Housing Service, USDA.

ACTION: Notice.

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SUMMARY: The Rural Housing Service (RHS), an agency within the USDA 
Rural Development mission area herein referred to as the Agency 
announces the availability of funding under the Rural Community 
Development Initiative (RCDI) program. Applicants must provide matching 
funds in an amount at least equal to the Federal grant. These grants 
will be made to qualified intermediary organizations that will provide 
financial and technical assistance to recipients to develop their 
capacity and ability to undertake projects related to housing, 
community facilities, or community and economic development that will 
support the community.
    This Notice lists the information needed to submit an application 
for these funds. This Notice contains revised evaluation criteria that 
are streamlined, in order to enhance program efficiency and delivery.

DATES: The deadline for receipt of an application is 4 p.m. local time, 
July 22, 2016. The application date and time are firm. The Agency will 
not consider any application received after the deadline. Applicants 
intending to mail applications must provide sufficient time to permit 
delivery on or before the closing deadline date and time. Acceptance by 
the United States Postal Service or private mailer does not constitute 
delivery. Facsimile (FAX), electronic mail and postage due applications 
will not be accepted.

ADDRESSES: Entities wishing to apply for assistance may download the 
application documents and requirements delineated in this Notice from 
the RCDI Web site: http://www.rd.usda.gov/programs-services/rural-community-development-initiative-grants.
    Application information for electronic submissions may be found at 
http://www.grants.gov.
    Applicants may also request paper application packages from the 
Rural Development office in their state. A list of Rural Development 
State offices contacts can be found via http://www.rd.usda.gov/files/RCDI_State_Contacts.pdf.

FOR FURTHER INFORMATION CONTACT: The Rural Development office for the 
state in which the applicant is located. A list of Rural Development 
State Office contacts is provided at the following link: http://www.rd.usda.gov/files/RCDI_State_Contacts.pdf.

Paperwork Reduction Act

    The paperwork burden has been cleared by the Office of Management 
and Budget (OMB) under OMB Control Number 0575-0180.

SUPPLEMENTARY INFORMATION: 

Overview

    Federal Agency: Rural Housing Service.
    Funding Opportunity Title: Rural Community Development Initiative.
    Announcement Type: Initial Announcement.
    Catalog of Federal Domestic Assistance (CFDA) Number: 10.446.
    Dates: The deadline for receipt of an application is 4 p.m. local 
time, July 22, 2016. The application date and time are firm. The Agency 
will not consider any application received after the deadline. 
Applicants intending to mail applications must provide sufficient time 
to permit delivery on or before the closing deadline date and time. 
Acceptance by the United States Postal Service or private mailer does 
not constitute delivery. Facsimile (FAX), electronic mail and postage 
due applications will not be accepted.

A. Program Description

    Congress first authorized the RCDI in 1999 (Pub. L. 106-78, which 
was amended most recently by the Consolidated Appropriations Act, 2016 
(Pub. L. 114-113)). The RCDI was authorized to develop the capacity and 
ability of qualified private, nonprofit community-based housing and 
community development organizations, low-income rural communities, and 
federally recognized Native American Tribes to undertake projects 
related to housing, community facilities, or community and economic 
development in rural areas. Strengthening the recipient's capacity in 
these areas will benefit the communities they serve. The RCDI structure 
requires the intermediary (grantee) to provide a program of financial 
and technical assistance to recipients. The recipients will, in turn, 
provide programs to their communities (beneficiaries).
    Of particular note this year, the Agency is encouraging 
applications for projects based in or servicing high poverty areas. 
This emphasis will support Rural Development's (RD) mission of 
improving the quality of life for rural Americans and commitment to

[[Page 32278]]

directing resources to those who most need them.

B. Federal Award Information

    Congress, in the Consolidated Appropriations Act, 2016 (Pub. L. 
114-113), appropriated $4,000,000 in Fiscal Year (FY) 2016 for the RCDI 
program. The amount of funding received in the FY 2016 Appropriations 
Act can also be found at the following link: http://www.rd.usda.gov/files/RD_FY2016AppropriationsTable.pdf.
    Qualified private, nonprofit and public (including tribal) 
intermediary organizations proposing to carry out financial and 
technical assistance programs will be eligible to receive the grant 
funding.
    The intermediary will be required to provide matching funds in an 
amount at least equal to the RCDI grant.
    A grant will be the type of assistance instrument awarded to 
successful applications.
    The respective minimum and maximum grant amount per intermediary is 
$50,000 and $250,000.
    Grant funds must be utilized within 3 years from date of the award.
    A grantee that has an outstanding RCDI grant over 3 years old, as 
of the application due date in this Notice, is not eligible to apply 
for this round of funding.
    The intermediary must provide a program of financial and technical 
assistance to one or more of the following: A private, nonprofit 
community-based housing and development organization, a low-income 
rural community or a federally recognized tribe.
    Applicants must certify compliance with sections 743 and 744 of the 
Consolidated Appropriations Act, 2016, Public Law 114-113. These 
provisions state:

    SEC. 743.
    (a) None of the funds appropriated or otherwise made available 
by this or any other Act may be available for a contract, grant, or 
cooperative agreement with an entity that requires employees or 
contractors of such entity seeking to report fraud, waste, or abuse 
to sign internal confidentiality agreements or statements 
prohibiting or otherwise restricting such employees or contractors 
from lawfully reporting such waste, fraud, or abuse to a designated 
investigative or law enforcement representative of a Federal 
department or agency authorized to receive such information.
    (b) The limitation in subsection (a) shall not contravene 
requirements applicable to Standard Form 312, Form 4414, or any 
other form issued by a Federal department or agency governing the 
nondisclosure of classified information.

    SEC. 744.
    (a) No funds appropriated in this or any other Act may be used 
to implement or enforce the agreements in Standard Forms 312 and 
4414 of the Government or any other nondisclosure policy, form, or 
agreement if such policy, form, or agreement does not contain the 
following provisions: ``These provisions are consistent with and do 
not supersede, conflict with, or otherwise alter the employee 
obligations, rights, or liabilities created by existing statute or 
Executive order relating to (1) classified information, (2) 
communications to Congress, (3) the reporting to an Inspector 
General of a violation of any law, rule, or regulation, or 
mismanagement, a gross waste of funds, an abuse of authority, or a 
substantial and specific danger to public health or safety, or (4) 
any other whistleblower protection. The definitions, requirements, 
obligations, rights, sanctions, and liabilities created by 
controlling Executive orders and statutory provisions are 
incorporated into this agreement and are controlling.'': Provided, 
That notwithstanding the preceding provision of this section, a 
nondisclosure policy form or agreement that is to be executed by a 
person connected with the conduct of an intelligence or 
intelligence-related activity, other than an employee or officer of 
the United States Government, may contain provisions appropriate to 
the particular activity for which such document is to be used. Such 
form or agreement shall, at a minimum, require that the person will 
not disclose any classified information received in the course of 
such activity unless specifically authorized to do so by the United 
States Government. Such nondisclosure forms shall also make it clear 
that they do not bar disclosures to Congress, or to an authorized 
official of an executive agency or the Department of Justice, that 
are essential to reporting a substantial violation of law.
    (b) A nondisclosure agreement may continue to be implemented and 
enforced notwithstanding subsection (a) if it complies with the 
requirements for such agreement that were in effect when the 
agreement was entered into.
    (c) No funds appropriated in this or any other Act may be used 
to implement or enforce any agreement entered into during fiscal 
year 2014 which does not contain substantially similar language to 
that required in subsection (a).

C. Eligibility Information

    Applicants must meet all of the following eligibility requirements 
by the application deadline. Applications which fail to meet any of 
these requirements by the application deadline will be deemed 
ineligible and will not be evaluated further, and will not receive a 
Federal award.

1. Eligible Applicants

    (a) Qualified private, nonprofit, (including faith-based and 
community organizations and philanthropic foundations), in accordance 
with 7 CFR part 16, and public (including tribal) intermediary 
organizations are eligible applicants. Definitions that describe 
eligible organizations and other key terms are listed below.
    (b) The recipient must be a nonprofit community-based housing and 
development organization, low-income rural community, or federally 
recognized tribe based on the RCDI definitions of these groups.
    (c) Private nonprofit, faith or community-based organizations must 
provide a certificate of incorporation and good standing from the 
Secretary of the State of incorporation, or other similar and valid 
documentation of current nonprofit status. For low-income rural 
community recipients, the Agency requires evidence that the entity is a 
public body and census data verifying that the median household income 
of the community where the office receiving the financial and technical 
assistance is located is at, or below, 80 percent of the State or 
national median household income, whichever is higher. For federally 
recognized tribes, the Agency needs the page listing their name from 
the current Federal Register list of tribal entities recognized and 
eligible for funding services (see the definition of federally 
recognized tribes in this Notice for details on this list).
    (d) Any corporation (1) that has been convicted of a felony 
criminal violation under any Federal law within the past 24 months or 
(2) that has any unpaid Federal tax liability that has been assessed, 
for which all judicial and administrative remedies have been exhausted 
or have lapsed, and that is not being paid in a timely manner pursuant 
to an agreement with the authority responsible for collecting the tax 
liability; is not eligible for financial assistance provided with funds 
appropriated by the Consolidated Appropriations Act, 2016, unless a 
Federal agency has considered suspension or debarment of the 
corporation and has made a determination that this further action is 
not necessary to protect the interests of the Government.

2. Cost Sharing or Matching

    There is a matching requirement of at least equal to the amount of 
the grant. If this matching funds requirement is not met, the 
application will be deemed ineligible. See section D, Application and 
Submission Information, for required pre-award and post award matching 
funds documentation submission.
    The intermediary must provide matching funds at least equal to the 
amount of the grant. Verification of matching funds must be submitted 
with

[[Page 32279]]

the application. Matching funds must be committed for a period equal to 
the grant performance period. The intermediary will be required to 
provide matching funds in an amount at least equal to the RCDI grant. 
In-kind contributions such as salaries, donated time and effort, real 
and nonexpendable personal property and goods and services cannot be 
used as matching funds.
    Matching funds are cash or confirmed funding commitments and must 
be at least equal to the grant amount and committed for a period of not 
less than the grant performance period. These funds can only be used 
for eligible RCDI activities. Matching funds must be used to support 
the overall purpose of the RCDI program.
    In-kind contributions such as salaries, donated time and effort, 
real and nonexpendable personal property and goods and services cannot 
be used as matching funds.
    Grant funds and matching funds must be used in equal proportions. 
This does not mean funds have to be used equally by line item.
    The request for advance or reimbursement and supporting 
documentation must show that RCDI fund usage does not exceed the 
cumulative amount of matching funds used.
    Grant funds will be disbursed pursuant to relevant provisions of 2 
CFR parts 200 and 400. Verification of matching funds must be submitted 
with the application. See Section D, other program requirements, for 
matching funds documentation and pre-award requirements.
    The intermediary is responsible for demonstrating that matching 
funds are available, and committed for a period of not less than the 
grant performance period to the RCDI proposal. Matching funds may be 
provided by the intermediary or a third party. Other Federal funds may 
be used as matching funds if authorized by statute and the purpose of 
the funds is an eligible RCDI purpose.
    RCDI funds will be disbursed on an advance or reimbursement basis. 
Matching funds cannot be expended prior to execution of the RCDI Grant 
Agreement.

3. Other Program Requirements

    (a) The recipient and beneficiary, but not the intermediary, must 
be located in an eligible rural area. The physical location of the 
recipient's office that will be receiving the financial and technical 
assistance must be in an eligible rural area. If the recipient is a 
low-income community, the median household income of the area where the 
office is located must be at or below 80 percent of the State or 
national median household income, whichever is higher. The applicable 
Rural Development State Office can assist in determining the 
eligibility of an area.
    A listing of Rural Development State Office contacts can be found 
at the following link: http://www.rd.usda.gov/files/RCDI_State_Contacts.pdf. A map showing eligible rural areas can be 
found at the following link: http://eligibility.sc.egov.usda.gov/eligibility/welcomeAction.do?pageAction=RBSmenu&NavKey=property@13.
    (b) RCDI grantees that have an outstanding grant over 3 years old, 
as of the application due date in this Notice, will not be eligible to 
apply for this round of funding. Grant and matching funds must be 
utilized in a timely manner to ensure that the goals and objectives of 
the program are met.
    (c) Individuals cannot be recipients.
    (d) The intermediary must provide a program of financial and 
technical assistance to the recipient.
    (e) The intermediary organization must have been legally organized 
for a minimum of 3 years and have at least 3 years prior experience 
working with private nonprofit community-based housing and development 
organizations, low-income rural communities, or tribal organizations in 
the areas of housing, community facilities, or community and economic 
development.
    (f) Proposals must be structured to utilize the grant funds within 
3 years from the date of the award.
    (g) Each applicant, whether singularly or jointly, may only submit 
one application for RCDI funds under this Notice. This restriction does 
not preclude the applicant from providing matching funds for other 
applications.
    (h) Recipients can benefit from more than one RCDI application; 
however, after grant selections are made, the recipient can only 
benefit from multiple RCDI grants if the type of financial and 
technical assistance the recipient will receive is not duplicative. The 
services described in multiple RCDI grant applications must have 
separate and identifiable accounts for compliance purposes.
    (i) The intermediary and the recipient cannot be the same entity. 
The recipient can be a related entity to the intermediary, if it meets 
the definition of a recipient, provided the relationship does not 
create a Conflict of Interest that cannot be resolved to Rural 
Development's satisfaction.
    (j) If the recipient is a low-income rural community, identify the 
unit of government to which the financial and technical assistance will 
be provided, e.g., town council or village board. The financial and 
technical assistance must be provided to the organized unit of 
government representing that community, not the community at large.

4. Eligible Grant Purposes

    Fund uses must be consistent with the RCDI purpose. A nonexclusive 
list of eligible grant uses includes the following:
    (a) Provide technical assistance to develop recipients' capacity 
and ability to undertake projects related to housing, community 
facilities, or community and economic development, e.g., the 
intermediary hires a staff person to provide technical assistance to 
the recipient or the recipient hires a staff person, under the 
supervision of the intermediary, to carry out the technical assistance 
provided by the intermediary.
    (b) Develop the capacity of recipients to conduct community 
development programs, e.g., homeownership education or training for 
business entrepreneurs.
    (c) Develop the capacity of recipients to conduct development 
initiatives, e.g., programs that support micro-enterprise and 
sustainable development.
    (d) Develop the capacity of recipients to increase their leveraging 
ability and access to alternative funding sources by providing training 
and staffing.
    (e) Develop the capacity of recipients to provide the technical 
assistance component for essential community facilities projects.
    (f) Assist recipients in completing pre-development requirements 
for housing, community facilities, or community and economic 
development projects by providing resources for professional services, 
e.g., architectural, engineering, or legal.
    (g) Improve recipient's organizational capacity by providing 
training and resource material on developing strategic plans, board 
operations, management, financial systems, and information technology.
    (h) Purchase of computers, software, and printers, limited to 
$10,000 per award, at the recipient level when directly related to the 
technical assistance program being undertaken by the intermediary.
    (i) Provide funds to recipients for training-related travel costs 
and training expenses related to RCDI.

5. Ineligible Fund Uses

    The following is a list of ineligible grant uses:
    (a) Pass-through grants, and any funds provided to the recipient in 
a lump sum that are not reimbursements.

[[Page 32280]]

    (b) Funding a revolving loan fund (RLF).
    (c) Construction (in any form).
    (d) Salaries for positions involved in construction, renovations, 
rehabilitation, and any oversight of these types of activities.
    (e) Intermediary preparation of strategic plans for recipients.
    (f) Funding prostitution, gambling, or any illegal activities.
    (g) Grants to individuals.
    (h) Funding a grant where there may be a conflict of interest, or 
an appearance of a conflict of interest, involving any action by the 
Agency.
    (i) Paying obligations incurred before the beginning date without 
prior Agency approval or after the ending date of the grant agreement.
    (j) Purchasing real estate.
    (k) Improvement or renovation of the grantee's, or recipient's 
office space or for the repair or maintenance of privately owned 
vehicles.
    (l) Any purpose prohibited in 2 CFR part 200 or 400.
    (m) Using funds for recipient's general operating costs.
    (n) Using grant or matching funds for Individual Development 
Accounts.
    (o) Purchasing vehicles.

6. Program Examples and Restrictions

    The following are examples of eligible and ineligible purposes 
under the RCDI program. (These examples are illustrative and are not 
meant to limit the activities proposed in the application. Activities 
that meet the objectives of the RCDI program and meet the criteria 
outlined in this Notice will be considered eligible.)
    (a) The intermediary must work directly with the recipient, not the 
ultimate beneficiaries. As an example:
    The intermediary provides training to the recipient on how to 
conduct homeownership education classes. The recipient then provides 
ongoing homeownership education to the residents of the community--the 
ultimate beneficiaries. This ``train the trainer'' concept fully meets 
the intent of this initiative. The intermediary is providing technical 
assistance that will build the recipient's capacity by enabling them to 
conduct homeownership education classes for the public.
    This is an eligible purpose. However, if the intermediary directly 
provided homeownership education classes to individuals in the 
recipient's service area, this would not be an eligible purpose because 
the recipient would be bypassed.
    (b) If the intermediary is working with a low-income community as 
the recipient, the intermediary must provide the technical assistance 
to the entity that represents the low-income community and is 
identified in the application. Examples of entities representing a low-
income community are a village board or a town council.
    If the intermediary provides technical assistance to the Board of 
the low-income community on how to establish a cooperative, this would 
be an eligible purpose. However, if the intermediary works directly 
with individuals from the community to establish the cooperative, this 
is not an eligible purpose.
    The recipient's capacity is built by learning skills that will 
enable them to support sustainable economic development in their 
communities on an ongoing basis.
    (c) The intermediary may provide technical assistance to the 
recipient on how to create and operate a revolving loan fund. The 
intermediary may not monitor or operate the revolving loan fund. RCDI 
funds, including matching funds, cannot be used to fund revolving loan 
funds.
    (d) The intermediary may work with recipients in building their 
capacity to provide planning and leadership development training. The 
recipients of this training would be expected to assume leadership 
roles in the development and execution of regional strategic plans. The 
intermediary would work with multiple recipients in helping communities 
recognize their connections to the greater regional and national 
economies.
    (e) The intermediary could provide training and technical 
assistance to the recipients on developing emergency shelter and 
feeding, short-term housing, search and rescue, and environmental 
accident, prevention, and cleanup program plans. For longer term 
disaster and economic crisis responses, the intermediary could work 
with the recipients to develop job placement and training programs, and 
develop coordinated transit systems for displaced workers.

D. Application and Submission Information

1. Address To Request Application Package

    Entities wishing to apply for assistance may download the 
application documents and requirements delineated in this Notice from 
the RCDI Web site: http://www.rd.usda.gov/programs-services/rural-community-development-initiative-grants.
    Application information for electronic submissions may be found at 
http://www.grants.gov.
    Applicants may also request paper application packages from the 
Rural Development office in their state. A list of Rural Development 
State office contacts can be found via http://www.rd.usda.gov/files/RCDI_State_Contacts.pdf. You may also obtain a copy by calling 202-205-
9685.

2. Content and Form of Application Submission

    If the applicant is ineligible or the application is incomplete, 
the Agency will inform the applicant in writing of the decision, 
reasons therefore, and its appeal rights and no further evaluation of 
the application will occur.
    A complete application for RCDI funds must include the following:
    (a) A summary page, double-spaced between items, listing the 
following: (This information should not be presented in narrative 
form.)
    (1) Applicant's name,
    (2) Applicant's address,
    (3) Applicant's telephone number,
    (4) Name of applicant's contact person, email address and telephone 
number,
    (5) Applicant's fax number,
    (6) County where applicant is located,
    (7) Congressional district number where applicant is located,
    (8) Amount of grant request, and
    (9) Number of recipients.
    (b) A detailed Table of Contents containing page numbers for each 
component of the application.
    (c) A project overview, no longer than one page, including the 
following items, which will also be addressed separately and in detail 
under ``Building Capacity and Expertise'' of the ``Evaluation 
Criteria.''
    (1) The type of technical assistance to be provided to the 
recipients and how it will be implemented.
    (2) How the capacity and ability of the recipients will be 
improved.
    (3) The overall goals to be accomplished.
    (4) The benchmarks to be used to measure the success of the 
program. Benchmarks should be specific and quantifiable.
    (d) Organizational documents, such as a certificate of 
incorporation and a current good standing certification from the 
Secretary of State where the applicant is incorporated and other 
similar and valid documentation of current non-profit status, from the 
intermediary that confirms it has been legally organized for a minimum 
of 3 years as the applicant entity.
    (e) Verification of source and amount of matching funds, e.g., a 
copy of a bank

[[Page 32281]]

statement if matching funds are in cash or a copy of the confirmed 
funding commitment from the funding source.
    The verification must show that matching funds are available for 
the duration of the grant performance period. The verification of 
matching funds must be submitted with the application or the 
application will be considered incomplete.
    The applicant will be contacted by the Agency prior to grant award 
to verify that the matching funds provided with the application 
continue to be available. The applicant will have 15 days from the date 
contacted to submit verification that matching funds continue to be 
available.
    If the applicant is unable to provide the verification within that 
timeframe, the application will be considered ineligible. The applicant 
must maintain bank statements on file or other documentation for a 
period of at least 3 years after grant closing except that the records 
shall be retained beyond the 3-year period if audit findings have not 
been resolved.
    (f) The following information for each recipient:
    (1) Recipient's entity name,
    (2) Complete address (mailing and physical location, if different),
    (3) County where located,
    (4) Number of Congressional district where recipient is located,
    (5) Contact person's name, email address and telephone number and,
    (6) Form RD 400-4, ``Assurance Agreement.'' If the Form RD 400-4 is 
not submitted for the applicant and each recipient, the recipient will 
be considered ineligible. No information pertaining to that recipient 
will be included in the income or population scoring criteria and the 
requested funding may be adjusted due to the deletion of the recipient.
    (g) Submit evidence that each recipient entity is eligible. 
Documentation must be submitted to verify recipient eligibility. 
Acceptable documentation varies depending on the type of recipient:
    (1) Nonprofits--provide a current valid letter confirming non-
profit status from the Secretary of the State of incorporation, a 
current good standing certification from the Secretary of the State of 
incorporation, or other valid documentation of current nonprofit status 
of each recipient.
    A nonprofit recipient must provide evidence that it is a valid 
nonprofit when the intermediary applies for the RCDI grant. 
Organizations with pending requests for nonprofit designations are not 
eligible.
    (2) Low-income rural community--provide evidence the entity is a 
public body (copy of Charter, relevant Acts of Assembly, relevant court 
orders (if created judicially) or other valid documentation), a copy of 
the 2010 census data to verify the population, and 2010 American 
Community Survey (ACS) 5-year estimates (2006-2010 data set) data as 
evidence that the median household income is at, or below, 80 percent 
of either the State or national median household income. We will only 
accept data and printouts from http://www.census.gov.
    (3) Federally recognized tribes--provide the page listing their 
name from the Federal Register list of tribal entities published most 
recently by the Bureau of Indian Affairs. The 2015 list is available at 
80 FR 1942-48 and http://www.indianaffairs.gov/cs/groups/public/documents/text/idc1-029079.pdf.
    (h) Each of the ``Evaluation Criteria'' must be addressed 
specifically and individually by category. Present these criteria in 
narrative form. Documentation must be limited to five pages per 
criterion. The ``Population and Income'' criteria for recipient 
locations can be provided in the form of a list; however, the source of 
the data must be included on the page(s).
    (i) A timeline identifying specific activities and proposed dates 
for completion.
    (j) A detailed project budget that includes the RCDI grant amount 
and matching funds. This should be a line-item budget, by category. 
Categories such as salaries, administrative, other, and indirect costs 
that pertain to the proposed project must be clearly defined. 
Supporting documentation listing the components of these categories 
must be included. The budget should be dated: Year 1, year 2, year 3, 
as applicable.
    (k) The indirect cost category in the project budget should be used 
only when a grant applicant has a federally negotiated indirect cost 
rate. A copy of the current rate agreement must be provided with the 
application. Non-federal entities that have never received a negotiated 
indirect cost rate, except for those non-Federal entities described in 
Appendix VII to Part 200--States and Local Government and Indian Tribe 
Indirect Cost Proposals, paragraph (d)(1)(B), may use the de minimis 
rate of 10% of modified total direct costs (MTDC).
    (l) Form SF-424, ``Application for Federal Assistance.'' (Do not 
complete Form SF-424A, ``Budget Information.'' A separate line-item 
budget should be presented as described in Letter (J) of this section.)
    (m) Form SF-424B, ``Assurances--Non-Construction Programs.''
    (n) Form AD-1047, ``Certification Regarding Debarment, Suspension, 
and Other Responsibility Matters--Primary Covered Transactions.''
    (o) Form AD-1048, ``Certification Regarding Debarment, Suspension, 
Ineligibility and Voluntary Exclusion--Lower Tier Covered 
Transactions.''
    (p) Form AD-1049, ``Certification Regarding Drug-Free Workplace 
Requirements.''
    (q) Certification of Non-Lobbying Activities.
    (r) Standard Form LLL, ``Disclosure of Lobbying Activities,'' if 
applicable.
    (s) Form RD 400-4, ``Assurance Agreement,'' for the applicant and 
each recipient.
    (t) Identify and report any association or relationship with Rural 
Development employees. (A statement acknowledging whether or not a 
relationship exists is required).
    (u) Form AD-3030, ``Representations Regarding Felony Conviction and 
Tax Delinquent Status for Corporate Applicants,'' if you are a 
corporation. A corporation is any entity that has filed articles of 
incorporation in one of the 50 States, the District of Columbia, the 
Federated States of Micronesia, the Republic of Palau, and the Republic 
of the Marshall Islands, or the various territories of the United 
States including American Samoa, Guam, Midway Islands, Northern Mariana 
Islands, Puerto Rico, or the U.S. Virgin Islands. Corporations include 
both for profit and non-profit entities.

3. Dun and Bradstreet Data Universal Numbering System (DUNS) and System 
for Awards Management (SAM)

    Grant applicants must obtain a Dun and Bradstreet Data Universal 
Numbering System (DUNS) number and register in the System for Award 
Management (SAM) prior to submitting a pre-application pursuant to 2 
CFR 25.200(b). In addition, an entity applicant must maintain 
registration in SAM at all times during which it has an active Federal 
award or an application or plan under consideration by the Agency. 
Similarly, all recipients of Federal financial assistance are required 
to report information about first-tier subawards and executive 
compensation in accordance to 2 CFR part 170. So long as an entity 
applicant does not have an exception under 2 CFR 170.110(b), the 
applicant must have the necessary processes and systems in place to 
comply with the reporting requirements should the applicant receive 
funding. See 2 CFR 170.200(b).

[[Page 32282]]

    An applicant, unless excepted under 2 CFR 25.110(b), (c), or (d), 
is required to:
    (a) Be registered in SAM before submitting its application;
    (b) Provide a valid DUNS number in its application; and
    (c) Continue to maintain an active SAM registration with current 
information at all times during which it has an active Federal award or 
an application or plan under consideration by a Federal awarding 
agency.
    The Federal awarding agency may not make a federal award to an 
applicant until the applicant has complied with all applicable DUNS and 
SAM requirements and, if an applicant has not fully complied with the 
requirements by the time the Federal awarding agency is ready to make a 
Federal award, the Federal awarding agency may determine that the 
applicant is not qualified to receive a Federal award and use that 
determination as a basis for making a Federal award to another 
applicant.
    As required by the Office of Management and Budget (OMB), all grant 
applications must provide a DUNS number when applying for Federal 
grants, on or after October 1, 2003. Organizations can receive a DUNS 
number at no cost by calling the dedicated toll-free number at 1-866-
705-5711 or via Internet at http://fedgov.dnb.com/webform. Additional 
information concerning this requirement can be obtained on the 
Grants.gov Web site at http://www.grants.gov. Similarly, applicants may 
register for SAM at https://www.sam.gov or by calling 1-866-606-8220.
    The DUNS number should be identified in the ``Organizational DUNS'' 
field on Standard Form (SF) 424, ``Application for Federal 
Assistance.'' Since there are no specific fields for a Commercial and 
Government Entity (CAGE) code and expiration date, they may be 
identified anywhere on the Form SF 424. If the applicant does not 
provide the CAGE code and expiration date and the DUNS number in the 
application, it will not be considered for funding. The required forms 
and certifications can be downloaded from the RCDI Web site at: http://www.rd.usda.gov/programs-services/rural-community-development-initiative-grants.

4. Submission Dates and Times

    The deadline for receipt of an application is 4 p.m. local time, 
July 22, 2016. The application date and time are firm. The Agency will 
not consider any application received after the deadline. You may 
submit your application in paper form or electronically through 
Grants.gov. Applicants intending to mail applications must provide 
sufficient time to permit delivery on or before the closing deadline 
date and time. Acceptance by the United States Postal Service or 
private mailer does not constitute delivery. Facsimile (FAX), 
electronic mail and postage due applications will not be accepted.
    To submit a paper application, the original application package 
must be submitted to the Rural Development State Office where the 
applicant's headquarters is located.
    A listing of Rural Development State Offices contacts can be found 
via http://www.rd.usda.gov/files/RCDI_State_Contacts.pdf. Applications 
will not be accepted via FAX or electronic mail.
    Applicants may file an electronic application at http://www.grants.gov. Grants.gov contains full instructions on all required 
passwords, credentialing, and software. Follow the instructions at 
Grants.gov for registering and submitting an electronic application. If 
a system problem or technical difficulty occurs with an electronic 
application, please use the customer support resources available at the 
Grants.gov Web site.
    Technical difficulties submitting an application through Grants.gov 
will not be a reason to extend the application deadline. If an 
application is unable to be submitted through Grants.gov, a paper 
application must be received in the appropriate Rural Development State 
Office by the deadline noted previously.
    First time Grants.gov users should carefully read and follow the 
registration steps listed on the Web site. These steps need to be 
initiated early in the application process to avoid delays in 
submitting your application online.
    In order to register with System for Award Management (SAM), your 
organization will need a DUNS number. Be sure to complete the Marketing 
Partner ID (MPID) and Electronic Business Primary Point of Contact 
fields during the SAM registration process.
    These are mandatory fields that are required when submitting grant 
applications through Grants.gov. Additional application instructions 
for submitting an electronic application can be found by selecting this 
funding opportunity on Grants.gov.

5. Funding Restrictions

    Meeting expenses. In accordance with 31 U.S.C. 1345, ``Expenses of 
Meetings,'' appropriations may not be used for travel, transportation, 
and subsistence expenses for a meeting. RCDI grant funds cannot be used 
for these meeting-related expenses. Matching funds may, however, be 
used to pay for these expenses.
    RCDI funds may be used to pay for a speaker as part of a program, 
equipment to facilitate the program, and the actual room that will 
house the meeting.
    RCDI funds cannot be used for meetings; they can, however, be used 
for travel, transportation, or subsistence expenses for program-related 
training and technical assistance purposes. Any training not delineated 
in the application must be approved by the Agency to verify compliance 
with 31 U.S.C. 1345. Travel and per diem expenses (including meals and 
incidental expenses) will be allowed in accordance with 2 CFR parts 200 
and 400.

E. Application Review Information

1. Evaluation Criteria

    Applications will be evaluated using the following criteria and 
weights:
(a) Building Capacity and Expertise--Maximum 40 Points
    The applicant must demonstrate how they will improve the 
recipients' capacity, through a program of financial and technical 
assistance, as it relates to the RCDI purposes.
    Capacity-building financial and technical assistance should provide 
new functions to the recipients or expand existing functions that will 
enable the recipients to undertake projects in the areas of housing, 
community facilities, or community and economic development that will 
benefit the community. Capacity-building financial and technical 
assistance may include, but is not limited to: Training to conduct 
community development programs, e.g., homeownership education, or the 
establishment of minority business entrepreneurs, cooperatives, or 
micro-enterprises; organizational development, e.g., assistance to 
develop or improve board operations, management, and financial systems; 
instruction on how to develop and implement a strategic plan; 
instruction on how to access alternative funding sources to increase 
leveraging opportunities; staffing, e.g., hiring a person at 
intermediary or recipient level to provide technical assistance to 
recipients.
    The program of financial and technical assistance that is to be 
provided, its delivery, and the measurability of the program's 
effectiveness will determine the merit of the application.
    All applications will be competitively ranked with the applications 
providing

[[Page 32283]]

the most improvement in capacity development and measurable activities 
being ranked the highest.
    The narrative response must contain the following items. This list 
also contains the points for each item.
    (1) Describe the nature of financial and technical assistance to be 
provided to the recipients and the activities that will be conducted to 
deliver the technical assistance; (10 Points)
    (2) Explain how financial and technical assistance will develop or 
increase the recipient's capacity. Indicate whether a new function is 
being developed or if existing functions are being expanded or 
performed more effectively; (7 Points)
    (3) Identify which RCDI purpose areas will be addressed with this 
assistance: Housing, community facilities, or community and economic 
development; (3 Points)
    (4) Describe how the results of the technical assistance will be 
measured. What benchmarks will be used to measure effectiveness? 
Benchmarks should be specific and quantifiable; (5 Points)
    (5) Demonstrate that it has conducted programs of financial and 
technical assistance and achieved measurable results in the areas of 
housing, community facilities, or community and economic development in 
rural areas; (10 Points)
    (6) Provide in a chart or excel spreadsheet, the organization name, 
point of contact, address, phone number, email address, and the type 
and amount of the financial and technical assistance the applicant 
organization has provided to the following for the last 3 years: (5 
Points)
    (i) Nonprofit organizations in rural areas.
    (ii) Low-income communities in rural areas (also include the type 
of entity, e.g., city government, town council, or village board).
    (iii) Federally recognized tribes or any other culturally diverse 
organizations.
(b) Soundness of Approach--Maximum 15 Points
    The applicant can receive up to 15 points for soundness of 
approach. The overall proposal will be considered under this criterion.
    Applicants must list the page numbers in the application that 
address these factors.
    The maximum 15 points for this criterion will be based on the 
following:
    (1) The proposal fits the objectives for which applications were 
invited, is clearly stated, and the applicant has defined how this 
proposal will be implemented. (7 Points)
    (2) The ability to provide the proposed financial and technical 
assistance based on prior accomplishments. (6 Points)
    (3) Cost effectiveness will be evaluated based on the budget in the 
application. The proposed grant amount and matching funds should be 
utilized to maximize capacity building at the recipient level. (2 
Points)
(c) Population and Income--Maximum 15 Points
    Population is based on the average population from the 2010 census 
data for the communities in which the recipients are located. The 
physical address, not mailing address, for each recipient must be used 
for this criterion. Community is defined for scoring purposes as a 
city, town, village, county, parish, borough, or census-designated 
place where the recipient's office is physically located.
    The applicant must submit the census data from the following Web 
site in the form of a printout of the applicable ``Fact Sheet'' to 
verify the population figures used for each recipient. The data can be 
accessed on the Internet at http://www.census.gov; click on ``American 
FactFinder,'' fill in field and click ``Go''; the name and population 
data for each recipient location must be listed in this section.
    The average population of the recipient locations will be used and 
will be scored as follows:

------------------------------------------------------------------------
                                                              Scoring
                       Population                            (points)
------------------------------------------------------------------------
10,000 or less..........................................               5
10,001 to 20,000........................................               4
20,001 to 30,000........................................               3
30,001 to 40,000........................................               2
40,001 to 50,000........................................               1
------------------------------------------------------------------------

    The average of the median household income for the communities 
where the recipients are physically located will determine the points 
awarded. The physical address, not mailing address, for each recipient 
must be used for this criterion. Applicants may compare the average 
recipient median household income to the State median household income 
or the national median household income, whichever yields the most 
points. The national median household income to be used is $51,914.
    The applicant must submit the income data in the form of a printout 
of the applicable information from the following Web site to verify the 
income for each recipient. The data being used is from the 2010 
American Community Survey (ACS) 5-year estimates (2006-2010 data set). 
The data can be accessed on the Internet at http://www.census.gov; 
click on ``American FactFinder'' (under ``Find Data'' at bottom of 
page), ``Advanced Search'' (click on ``Show Me All'' tab, ``Topics,'' 
``Dataset,'' locate 2010 ACS 5 year estimates, close table, check the 
``Median Income'' table (S1903 on page 2), fill in the ``state, county 
or place'' field (at top of page), select ``Go'' and click ``View''; 
the name and income data for each recipient location must be listed in 
this section (use the Household and Median Income column). Points will 
be awarded as follows:

------------------------------------------------------------------------
                                                              Scoring
             Average recipient median income                 (points)
------------------------------------------------------------------------
Less than or equal to 70 percent of state or national                 10
 median household income................................
Greater than 70, but less than or equal to 80 percent of               5
 state or national median household income..............
In excess of 80 percent of state or national median                    0
 household Income.......................................
------------------------------------------------------------------------

(d) State Director's Points Based on Project Merit--Maximum 10 Points
    (1) This criterion will be addressed by the Agency, not the 
applicant.
    (2) Up to 10 points may be awarded by the Rural Development State 
Director to any application(s) that benefits their state regardless of 
whether the applicant is headquartered in their state. The total points 
awarded under this criterion, to all applications, will not exceed 10.
    (3) When an intermediary submits an application that will benefit a 
state that is not the same as the state in which the intermediary is 
headquartered, it is the intermediary's responsibility to notify the 
State Director of the state which is receiving the benefit of their 
application. In such cases, State Directors awarding points to 
applications benefiting their state must notify the reviewing state in 
writing.
    (4) Assignment of any points under this criterion requires a 
written justification and must be tied to and awarded based on how 
closely the

[[Page 32284]]

application aligns with the Rural Development State Office's strategic 
goals.
(e) Support of Agency's Strategic Goals--Maximum 20 Points
    This criterion will be addressed by the Agency, not the applicant. 
The Agency Administrator may award up to 20 points to any application 
to the extent that the application supports Strategic Goal One in the 
USDA Strategic Plan 2014-2018. This plan can be found at the following 
link: www.usda.gov/documents/usda-strategic-plan-fy-2014-2018.pdf.
    Points may be awarded to applications that meet at least one of the 
following six criteria below (note: the maximum points can be given to 
any one of the following six criteria):
    (1) The project is based in a census tract with poverty greater 
than or equal to 20% (should provide the address and census tract in 
which the recipient is located);
    (2) The project is based in a community (village, town, city, or 
Census Designated Place) that is 75% CF grant eligible (rural community 
having a population of 5,000 or less and median household income (MHI) 
of 60% or less of the state's non-metropolitan median household income 
(NMHI) (should provide address, population (2010 census) and MHI (ACS 
2006-2010 dataset) data in which the recipient is located);
    (3) The project's service area includes at least one census tract 
with poverty greater than or equal to 20% (should provide the address 
and census tract in which the recipient will conduct or deliver 
approved project activity);
    (4) The project's service area includes at least one community 
(village, town, city, or Census Designated Place) that is 75% CF grant 
eligible (rural community having a population of 5,000 or less and MHI 
of 60% or less of the state's NMHI) (should provide address, population 
(2010 census) and MHI (ACS 2006-2010 dataset) data in which the 
recipient will conduct or deliver approved project activity);
    (5) The project serves a StrikeForce area (see link below) (should 
identify the StrikeForce area).
    (6) The project serves a Promise Zone (see link below) (should 
identify the specific Promise Zone) and eligible applicant provides 
evidence of partnership with a Promise Zone Lead Applicant 
organization.
    For a listing of StrikeForce areas and designated Promise Zones, 
click on the following link: http://www.usda.gov/wps/portal/usda/usdahome?navid=STRIKE_FORCE, then click the StrikeForce or Promise 
Zones button from the left menu. For a mapping tool identifying census 
tracts with poverty greater than or equal to 20 percent, click on the 
following link: http://rdgdwe.sc.egov.usda.gov/rdpoverty/index.html.

2. Review and Selection Process

(a) Rating and Ranking
    Applications will be rated and ranked on a national basis by a 
review panel based on the ``Evaluation Criteria'' contained in this 
Notice.
    If there is a tied score after the applications have been rated and 
ranked, the tie will be resolved by reviewing the scores for ''Building 
Capacity and Expertise'' and the applicant with the highest score in 
that category will receive a higher ranking. If the scores for 
``Building Capacity and Expertise'' are the same, the scores will be 
compared for the next criterion, in sequential order, until one highest 
score can be determined.
(b) Initial Screening
    The Agency will screen each application to determine eligibility 
during the period immediately following the application deadline. 
Listed below are examples of reasons for rejection from previous 
funding rounds. The following reasons for rejection are not all 
inclusive; however, they represent the majority of the applications 
previously rejected.
    (1) Recipients were not located in eligible rural areas based on 
the definition in this Notice.
    (2) Applicants failed to provide evidence of recipient's status, 
i.e., documentation supporting nonprofit evidence of organization.
    (3) Applicants failed to provide evidence of committed matching 
funds or matching funds were not committed for a period at least equal 
to the grant performance period.
    (4) Application did not follow the RCDI structure with an 
intermediary and recipients.
    (5) Recipients were not identified in the application.
    (6) Intermediary did not provide evidence it had been incorporated 
for at least 3 years as the applicant entity.
    (7) Applicants failed to address the ``Evaluation Criteria.''
    (8) The purpose of the proposal did not qualify as an eligible RCDI 
purpose.
    (9) Inappropriate use of funds (e.g., construction or renovations).
    (10) The applicant proposed providing financial and technical 
assistance directly to individuals.
    (11) The application package was not received by closing date and 
time.

F. Federal Award Administration Information

1. Federal Award Notice

    Within the limit of funds available for such purpose, the awarding 
official of the Agency shall make grants in ranked order to eligible 
applicants under the procedures set forth in this Notice.
    Successful applicants will receive a selection letter by mail 
containing instructions on requirements necessary to proceed with 
execution and performance of the award.
    This letter is not an authorization to begin performance. In 
addition, selected applicants will be requested to verify that 
components of the application have not changed at the time of selection 
and on the award obligation date, if requested by the Agency.
    The award is not approved until all information has been verified, 
and the awarding official of the Agency has signed Form RD 1940-1, 
``Request for Obligation of Funds'' and the grant agreement.
    Unsuccessful applicants will receive notification including appeal 
rights by mail.

2. Administrative and National Policy Requirements

    Grantees will be required to do the following:
    (a) Execute a Rural Community Development Initiative Grant 
Agreement.
    (b) Execute Form RD 1940-1, ``Request for Obligation of Funds.''
    (c) Use Form SF 270, ``Request for Advance or Reimbursement,'' to 
request reimbursements. Provide receipts for expenditures, timesheets 
and any other documentation to support the request for reimbursement.
    (d) Provide financial status and project performance reports on a 
quarterly basis starting with the first full quarter after the grant 
award.
    (e) Maintain a financial management system that is acceptable to 
the Agency.
    (f) Ensure that records are maintained to document all activities 
and expenditures utilizing RCDI grant funds and matching funds. 
Receipts for expenditures will be included in this documentation.
    (g) Provide annual audits or management reports on Form RD 442-2, 
``Statement of Budget, Income and Equity,'' and Form RD 442-3, 
``Balance Sheet,'' depending on the amount of Federal funds expended 
and the outstanding balance.
    (h) Collect and maintain data provided by recipients on race, sex, 
and national origin and ensure recipients collect and maintain the same 
data on

[[Page 32285]]

beneficiaries. Race and ethnicity data will be collected in accordance 
with OMB Federal Register notice, ``Revisions to the Standards for the 
Classification of Federal Data on Race and Ethnicity,'' (62 FR 58782), 
October 30, 1997. Sex data will be collected in accordance with Title 
IX of the Education Amendments of 1972. These items should not be 
submitted with the application but should be available upon request by 
the Agency.
    (i) Provide a final project performance report.
    (j) Identify and report any association or relationship with Rural 
Development employees.
    (k) The intermediary and recipient must comply with Title VI of the 
Civil Rights Act of 1964, Title IX of the Education Amendments of 1972, 
Section 504 of the Rehabilitation Act of 1973, Executive Order 12250, 
Age Act of 1975, Executive Order 13166 Limited English Proficiency and 
7 CFR part 1901, subpart E.
    (l) The grantee must comply with policies, guidance, and 
requirements as described in the following applicable Code of Federal 
Regulations, and any successor regulations:
    (i) 2 CFR parts 200 and 400 (Uniform Administrative Requirements, 
Cost Principles, and Audit Requirements For Federal Awards).
    (ii) 2 CFR parts 417 and 180 (Government-wide Debarment and 
Suspension (Nonprocurement).
    (m) Form AD-3031, ``Assurance Regarding Felony Conviction or Tax 
Delinquent Status for Corporate Applicants,'' Must be signed by 
corporate applicants who receive an award under this Notice.

3. Reporting

    After grant approval and through grant completion, you will be 
required to provide the following, as indicated in the Grant Agreement:
    (a) SF-425, ``Federal Financial Report'' and SF-PPR, ``Performance 
Progress Report'' will be required on a quarterly basis (due 30 working 
days after each calendar quarter). The Performance Progress Report 
shall include the elements described in the grant agreement.
    (b) Final financial and performance reports will be due 90 calendar 
days after the period of performance end date.
    (c) A summary at the end of the final report with elements as 
described in the grant agreement to assist in documenting the annual 
performance goals of the RCDI program for Congress.

G. Federal Awarding Agency Contact

    Contact the Rural Development office in the State where the 
applicant's headquarters is located. A list of Rural Development State 
Offices contacts can be found via http://www.rd.usda.gov/files/RCDI_State_Contacts.pdf.

H. Other Information

    Survey on Ensuring Equal Opportunity for Applicants, OMB No. 1894-
0010 (applies to nonprofit applicants only--submission is optional).
    No reimbursement will be made for any funds expended prior to 
execution of the RCDI Grant Agreement unless the intermediary is a non-
profit or educational entity and has requested and received written 
Agency approval of the costs prior to the actual expenditure.
    This exception is applicable for up to 90 days prior to grant 
closing and only applies to grantees that have received written 
approval but have not executed the RCDI Grant Agreement.
    The Agency cannot retroactively approve reimbursement for 
expenditures prior to execution of the RCDI Grant Agreement.

Program Definitions

    Agency--The Rural Housing Service (RHS) or its successor.
    Beneficiary--Entities or individuals that receive benefits from 
assistance provided by the recipient.
    Capacity--The ability of a recipient to implement housing, 
community facilities, or community and economic development projects.
    Conflict of interest--A situation in which a person or entity has 
competing personal, professional, or financial interests that make it 
difficult for the person or business to act impartially. Regarding use 
of both grant and matching funds, Federal procurement standards 
prohibit transactions that involve a real or apparent conflict of 
interest for owners, employees, officers, agents, or their immediate 
family members having a financial or other interest in the outcome of 
the project; or that restrict open and free competition for 
unrestrained trade. Specifically, project funds may not be used for 
services or goods going to, or coming from, a person or entity with a 
real or apparent conflict of interest, including, but not limited to, 
owner(s) and their immediate family members. An example of conflict of 
interest occurs when the grantee's employees, board of directors, or 
the immediate family of either, have the appearance of a professional 
or personal financial interest in the recipients receiving the benefits 
or services of the grant.
    Federally recognized tribes--Tribal entities recognized and 
eligible for funding and services from the Bureau of Indian Affairs, 
based on the most recent notice in the Federal Register published by 
the Bureau of Indian Affairs. Tribally Designated Housing Entities are 
eligible RCDI recipients.
    Financial assistance--Funds, not to exceed $10,000 per award, used 
by the intermediary to purchase supplies and equipment to build the 
recipient's capacity.
    Funds--The RCDI grant and matching money.
    Intermediary--A qualified private, nonprofit (including faith-based 
and community organizations and philanthropic organizations), or public 
(including tribal) organization that provides financial and technical 
assistance to multiple recipients.
    Low-income rural community--An authority, district, economic 
development authority, regional council, or unit of government 
representing an incorporated city, town, village, county, township, 
parish, or borough whose income is at or below 80 percent of either the 
state or national Median Household Income as measured by the 2010 
Census.
    Matching funds--Cash or confirmed funding commitments. Matching 
funds must be at least equal to the grant amount and committed for a 
period of not less than the grant performance period.
    Recipient---The entity that receives the financial and technical 
assistance from the Intermediary. The recipient must be a nonprofit 
community-based housing and development organization, a low-income 
rural community or a federally recognized Tribe.
    Rural and rural area--Any area other than (i) a city or town that 
has a population of greater than 50,000 inhabitants; and (ii) the 
urbanized area contiguous and adjacent to such city or town.
    Technical assistance--Skilled help in improving the recipient's 
abilities in the areas of housing, community facilities, or community 
and economic development.

Non-Discrimination Statement

    In accordance with Federal civil rights law and U.S. Department of 
Agriculture (USDA) civil rights regulations and policies, the USDA, its 
Agencies, offices, and employees, and institutions participating in or 
administering USDA programs are prohibited from discriminating based on 
race, color, national origin, religion, sex,

[[Page 32286]]

gender identity (including gender expression), sexual orientation, 
disability, age, marital status, family/parental status, income derived 
from a public assistance program, political beliefs, or reprisal or 
retaliation for prior civil rights activity, in any program or activity 
conducted or funded by USDA (not all bases apply to all programs). 
Remedies and complaint filing deadlines vary by program or incident.
    Persons with disabilities who require alternative means of 
communication for program information (e.g., Braille, large print, 
audiotape, American Sign Language, etc.) should contact the responsible 
Agency or USDA's TARGET Center at (202) 720-2600 (voice and TTY) or 
contact USDA through the Federal Relay Service at (800) 877-8339. 
Additionally, program information may be made available in languages 
other than English.
    To file a program discrimination complaint, complete the USDA 
Program Discrimination Complaint Form, AD-3027, found online at http://www.ascr.usda.gov/complaint_filing_cust.html and at any USDA office or 
write a letter addressed to USDA and provide in the letter all of the 
information requested in the form. To request a copy of the complaint 
form, call (866) 632-9992. Submit your completed form or letter to USDA 
by:
    (1) By mail: U.S. Department of Agriculture Office of the Assistant 
Secretary for Civil Rights 1400 Independence Avenue SW., Washington DC 
20250-9410;
    (2) Fax: (202) 690-7442; or
    (3) Email: [email protected].

Persons With Disabilities

    Individuals who are deaf, hard of hearing, or have speech 
disabilities and you wish to file either an EEO or program complaint 
please contact USDA through the Federal Relay Service at (800) 877-8339 
or (800) 845-6136 (in Spanish).
    Persons with disabilities who wish to file a program complaint, 
please see information above on how to contact us by mail directly or 
by email.
    If you require alternative means of communication for program 
information (e.g., Braille, large print, audiotape, etc.) please 
contact USDA's TARGET Center at (202) 720-2600 (voice and TDD).

Appeal Process

    All adverse determinations regarding applicant eligibility and the 
awarding of points as part of the selection process are appealable 
pursuant to 7 CFR part 11. Instructions on the appeal process will be 
provided at the time an applicant is notified of the adverse decision.
    In the event the applicant is awarded a grant that is less than the 
amount requested, the applicant will be required to modify its 
application to conform to the reduced amount before execution of the 
grant agreement. The Agency reserves the right to reduce or withdraw 
the award if acceptable modifications are not submitted by the awardee 
within 15 working days from the date the request for modification is 
made. Any modifications must be within the scope of the original 
application.

    Dated: May 17, 2016.
Tony Hernandez,
Administrator, Rural Housing Service.
[FR Doc. 2016-12070 Filed 5-20-16; 8:45 am]
 BILLING CODE 3410-XV-P



                                                                                Federal Register / Vol. 81, No. 99 / Monday, May 23, 2016 / Notices                                              32277

                                                teleconference, please contact the                      DEPARTMENT OF AGRICULTURE                             which the applicant is located. A list of
                                                person listed under FOR FURTHER                                                                               Rural Development State Office contacts
                                                INFORMATION CONTACT.                                    Rural Housing Service                                 is provided at the following link: http://
                                                   Written comments may be submitted                                                                          www.rd.usda.gov/files/
                                                                                                        Notice of Funds Availability (NOFA) for               RCDI_State_Contacts.pdf.
                                                as described under SUPPLEMENTARY                        the Rural Community Development
                                                INFORMATION. All comments, including                    Initiative (RCDI) for Fiscal Year 2016                Paperwork Reduction Act
                                                names and addresses when provided,                                                                              The paperwork burden has been
                                                are placed in the record and are                        AGENCY:   Rural Housing Service, USDA.
                                                                                                        ACTION:   Notice.                                     cleared by the Office of Management
                                                available for public inspection and                                                                           and Budget (OMB) under OMB Control
                                                copying. The public may inspect                         SUMMARY:    The Rural Housing Service                 Number 0575–0180.
                                                comments received at the Craig Ranger                   (RHS), an agency within the USDA                      SUPPLEMENTARY INFORMATION:
                                                District. Please call ahead to facilitate               Rural Development mission area herein
                                                entry into the building.                                referred to as the Agency announces the               Overview
                                                FOR FURTHER INFORMATION CONTACT:
                                                                                                        availability of funding under the Rural                  Federal Agency: Rural Housing
                                                Amy Manuel, RAC Coordinator, by                         Community Development Initiative                      Service.
                                                                                                        (RCDI) program. Applicants must                          Funding Opportunity Title: Rural
                                                phone at 907–228–6200 or via email at
                                                                                                        provide matching funds in an amount at                Community Development Initiative.
                                                amymmanuel@fs.fed.us.
                                                                                                        least equal to the Federal grant. These                  Announcement Type: Initial
                                                   Individuals who use                                  grants will be made to qualified                      Announcement.
                                                telecommunication devices for the deaf                  intermediary organizations that will                     Catalog of Federal Domestic
                                                (TDD) may call the Federal Information                  provide financial and technical                       Assistance (CFDA) Number: 10.446.
                                                Relay Service (FIRS) at 1–800–877–8339                  assistance to recipients to develop their                Dates: The deadline for receipt of an
                                                between 8:00 a.m. and 8:00 p.m.,                        capacity and ability to undertake                     application is 4 p.m. local time, July 22,
                                                Eastern Standard Time, Monday                           projects related to housing, community                2016. The application date and time are
                                                through Friday.                                         facilities, or community and economic                 firm. The Agency will not consider any
                                                                                                        development that will support the                     application received after the deadline.
                                                SUPPLEMENTARY INFORMATION:      The                     community.
                                                purpose of the meeting is to review and                                                                       Applicants intending to mail
                                                                                                           This Notice lists the information                  applications must provide sufficient
                                                recommend projects authorized under                     needed to submit an application for
                                                Title II of the Act.                                                                                          time to permit delivery on or before the
                                                                                                        these funds. This Notice contains                     closing deadline date and time.
                                                  The meeting is open to the public.                    revised evaluation criteria that are                  Acceptance by the United States Postal
                                                The agenda will include time for people                 streamlined, in order to enhance                      Service or private mailer does not
                                                to make oral statements of three minutes                program efficiency and delivery.                      constitute delivery. Facsimile (FAX),
                                                or less. Individuals wishing to make an                 DATES: The deadline for receipt of an                 electronic mail and postage due
                                                oral statement should request in writing                application is 4 p.m. local time, July 22,            applications will not be accepted.
                                                by June 8, 2016, to be scheduled on the                 2016. The application date and time are
                                                agenda. Anyone who would like to                        firm. The Agency will not consider any                A. Program Description
                                                bring related matters to the attention of               application received after the deadline.                Congress first authorized the RCDI in
                                                the committee may file written                          Applicants intending to mail                          1999 (Pub. L. 106–78, which was
                                                statements with the committee staff                     applications must provide sufficient                  amended most recently by the
                                                before or after the meeting. Written                    time to permit delivery on or before the              Consolidated Appropriations Act, 2016
                                                comments and requests for time to make                  closing deadline date and time.                       (Pub. L. 114–113)). The RCDI was
                                                                                                        Acceptance by the United States Postal                authorized to develop the capacity and
                                                oral comments must be sent to Matthew
                                                                                                        Service or private mailer does not                    ability of qualified private, nonprofit
                                                Anderson, Designated Federal Officer,
                                                                                                        constitute delivery. Facsimile (FAX),                 community-based housing and
                                                P.O. Box 500, Craig, Alaska 99921; by                   electronic mail and postage due
                                                email to mdanderson@fs.fed.us, or via                                                                         community development organizations,
                                                                                                        applications will not be accepted.                    low-income rural communities, and
                                                facsimile to 907–826–2972.
                                                                                                        ADDRESSES: Entities wishing to apply for              federally recognized Native American
                                                  Meeting Accommodations: If you are                    assistance may download the                           Tribes to undertake projects related to
                                                a person requiring reasonable                           application documents and                             housing, community facilities, or
                                                accommodation, please make requests                     requirements delineated in this Notice                community and economic development
                                                in advance for sign language                            from the RCDI Web site: http://                       in rural areas. Strengthening the
                                                interpreting, assistive listening devices,              www.rd.usda.gov/programs-services/                    recipient’s capacity in these areas will
                                                or other reasonable accommodation. For                  rural-community-development-                          benefit the communities they serve. The
                                                access to the facility or proceedings,                  initiative-grants.                                    RCDI structure requires the
                                                please contact the person listed in the                    Application information for electronic             intermediary (grantee) to provide a
                                                section titled FOR FURTHER INFORMATION                  submissions may be found at http://                   program of financial and technical
                                                CONTACT. All reasonable                                 www.grants.gov.                                       assistance to recipients. The recipients
                                                accommodation requests are managed                         Applicants may also request paper                  will, in turn, provide programs to their
                                                on a case by case basis.                                application packages from the Rural                   communities (beneficiaries).
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                                                                                                        Development office in their state. A list               Of particular note this year, the
                                                  Dated: May 4, 2016.                                   of Rural Development State offices                    Agency is encouraging applications for
                                                Matt D. Anderson,                                       contacts can be found via http://                     projects based in or servicing high
                                                District Ranger.                                        www.rd.usda.gov/files/                                poverty areas. This emphasis will
                                                [FR Doc. 2016–11795 Filed 5–20–16; 8:45 am]             RCDI_State_Contacts.pdf.                              support Rural Development’s (RD)
                                                BILLING CODE 3411–15–P                                  FOR FURTHER INFORMATION CONTACT: The                  mission of improving the quality of life
                                                                                                        Rural Development office for the state in             for rural Americans and commitment to


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                                                32278                           Federal Register / Vol. 81, No. 99 / Monday, May 23, 2016 / Notices

                                                directing resources to those who most                      (a) No funds appropriated in this or any           applicants. Definitions that describe
                                                need them.                                              other Act may be used to implement or                 eligible organizations and other key
                                                                                                        enforce the agreements in Standard Forms              terms are listed below.
                                                B. Federal Award Information                            312 and 4414 of the Government or any other              (b) The recipient must be a nonprofit
                                                   Congress, in the Consolidated                        nondisclosure policy, form, or agreement if           community-based housing and
                                                                                                        such policy, form, or agreement does not
                                                Appropriations Act, 2016 (Pub. L. 114–                  contain the following provisions: ‘‘These
                                                                                                                                                              development organization, low-income
                                                113), appropriated $4,000,000 in Fiscal                 provisions are consistent with and do not             rural community, or federally
                                                Year (FY) 2016 for the RCDI program.                    supersede, conflict with, or otherwise alter          recognized tribe based on the RCDI
                                                The amount of funding received in the                   the employee obligations, rights, or liabilities      definitions of these groups.
                                                FY 2016 Appropriations Act can also be                  created by existing statute or Executive order           (c) Private nonprofit, faith or
                                                found at the following link: http://                    relating to (1) classified information, (2)           community-based organizations must
                                                www.rd.usda.gov/files/                                  communications to Congress, (3) the                   provide a certificate of incorporation
                                                RD_FY2016AppropriationsTable.pdf.                       reporting to an Inspector General of a                and good standing from the Secretary of
                                                   Qualified private, nonprofit and                     violation of any law, rule, or regulation, or         the State of incorporation, or other
                                                                                                        mismanagement, a gross waste of funds, an             similar and valid documentation of
                                                public (including tribal) intermediary                  abuse of authority, or a substantial and
                                                organizations proposing to carry out                                                                          current nonprofit status. For low-
                                                                                                        specific danger to public health or safety, or
                                                financial and technical assistance                      (4) any other whistleblower protection. The
                                                                                                                                                              income rural community recipients, the
                                                programs will be eligible to receive the                definitions, requirements, obligations, rights,       Agency requires evidence that the entity
                                                grant funding.                                          sanctions, and liabilities created by                 is a public body and census data
                                                   The intermediary will be required to                 controlling Executive orders and statutory            verifying that the median household
                                                provide matching funds in an amount at                  provisions are incorporated into this                 income of the community where the
                                                least equal to the RCDI grant.                          agreement and are controlling.’’: Provided,           office receiving the financial and
                                                   A grant will be the type of assistance               That notwithstanding the preceding                    technical assistance is located is at, or
                                                                                                        provision of this section, a nondisclosure            below, 80 percent of the State or
                                                instrument awarded to successful
                                                                                                        policy form or agreement that is to be                national median household income,
                                                applications.                                           executed by a person connected with the
                                                   The respective minimum and                                                                                 whichever is higher. For federally
                                                                                                        conduct of an intelligence or intelligence-
                                                maximum grant amount per                                related activity, other than an employee or
                                                                                                                                                              recognized tribes, the Agency needs the
                                                intermediary is $50,000 and $250,000.                   officer of the United States Government, may          page listing their name from the current
                                                   Grant funds must be utilized within 3                contain provisions appropriate to the                 Federal Register list of tribal entities
                                                years from date of the award.                           particular activity for which such document           recognized and eligible for funding
                                                   A grantee that has an outstanding                    is to be used. Such form or agreement shall,          services (see the definition of federally
                                                RCDI grant over 3 years old, as of the                  at a minimum, require that the person will            recognized tribes in this Notice for
                                                                                                        not disclose any classified information               details on this list).
                                                application due date in this Notice, is
                                                                                                        received in the course of such activity unless           (d) Any corporation (1) that has been
                                                not eligible to apply for this round of                 specifically authorized to do so by the United
                                                funding.                                                                                                      convicted of a felony criminal violation
                                                                                                        States Government. Such nondisclosure                 under any Federal law within the past
                                                   The intermediary must provide a                      forms shall also make it clear that they do not
                                                program of financial and technical                      bar disclosures to Congress, or to an
                                                                                                                                                              24 months or (2) that has any unpaid
                                                assistance to one or more of the                        authorized official of an executive agency or         Federal tax liability that has been
                                                following: A private, nonprofit                         the Department of Justice, that are essential         assessed, for which all judicial and
                                                community-based housing and                             to reporting a substantial violation of law.          administrative remedies have been
                                                development organization, a low-                           (b) A nondisclosure agreement may                  exhausted or have lapsed, and that is
                                                                                                        continue to be implemented and enforced               not being paid in a timely manner
                                                income rural community or a federally
                                                                                                        notwithstanding subsection (a) if it complies         pursuant to an agreement with the
                                                recognized tribe.                                       with the requirements for such agreement
                                                   Applicants must certify compliance                                                                         authority responsible for collecting the
                                                                                                        that were in effect when the agreement was            tax liability; is not eligible for financial
                                                with sections 743 and 744 of the                        entered into.
                                                Consolidated Appropriations Act, 2016,                     (c) No funds appropriated in this or any
                                                                                                                                                              assistance provided with funds
                                                Public Law 114–113. These provisions                    other Act may be used to implement or                 appropriated by the Consolidated
                                                state:                                                  enforce any agreement entered into during             Appropriations Act, 2016, unless a
                                                                                                        fiscal year 2014 which does not contain               Federal agency has considered
                                                   SEC. 743.                                                                                                  suspension or debarment of the
                                                                                                        substantially similar language to that
                                                   (a) None of the funds appropriated or
                                                                                                        required in subsection (a).                           corporation and has made a
                                                otherwise made available by this or any other
                                                Act may be available for a contract, grant, or          C. Eligibility Information                            determination that this further action is
                                                cooperative agreement with an entity that                                                                     not necessary to protect the interests of
                                                requires employees or contractors of such                 Applicants must meet all of the                     the Government.
                                                entity seeking to report fraud, waste, or abuse         following eligibility requirements by the
                                                to sign internal confidentiality agreements or          application deadline. Applications                    2. Cost Sharing or Matching
                                                statements prohibiting or otherwise                     which fail to meet any of these                          There is a matching requirement of at
                                                restricting such employees or contractors               requirements by the application                       least equal to the amount of the grant.
                                                from lawfully reporting such waste, fraud, or           deadline will be deemed ineligible and                If this matching funds requirement is
                                                abuse to a designated investigative or law              will not be evaluated further, and will               not met, the application will be deemed
                                                enforcement representative of a Federal                 not receive a Federal award.                          ineligible. See section D, Application
                                                department or agency authorized to receive
                                                                                                                                                              and Submission Information, for
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                                                such information.                                       1. Eligible Applicants
                                                   (b) The limitation in subsection (a) shall                                                                 required pre-award and post award
                                                not contravene requirements applicable to                  (a) Qualified private, nonprofit,                  matching funds documentation
                                                Standard Form 312, Form 4414, or any other              (including faith-based and community                  submission.
                                                form issued by a Federal department or                  organizations and philanthropic                          The intermediary must provide
                                                agency governing the nondisclosure of                   foundations), in accordance with 7 CFR                matching funds at least equal to the
                                                classified information.                                 part 16, and public (including tribal)                amount of the grant. Verification of
                                                   SEC. 744.                                            intermediary organizations are eligible               matching funds must be submitted with


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                                                                                Federal Register / Vol. 81, No. 99 / Monday, May 23, 2016 / Notices                                              32279

                                                the application. Matching funds must be                 household income of the area where the                technical assistance will be provided,
                                                committed for a period equal to the                     office is located must be at or below 80              e.g., town council or village board. The
                                                grant performance period. The                           percent of the State or national median               financial and technical assistance must
                                                intermediary will be required to provide                household income, whichever is higher.                be provided to the organized unit of
                                                matching funds in an amount at least                    The applicable Rural Development State                government representing that
                                                equal to the RCDI grant. In-kind                        Office can assist in determining the                  community, not the community at large.
                                                contributions such as salaries, donated                 eligibility of an area.
                                                                                                           A listing of Rural Development State               4. Eligible Grant Purposes
                                                time and effort, real and nonexpendable
                                                personal property and goods and                         Office contacts can be found at the                      Fund uses must be consistent with the
                                                services cannot be used as matching                     following link: http://www.rd.usda.gov/               RCDI purpose. A nonexclusive list of
                                                funds.                                                  files/RCDI_State_Contacts.pdf. A map                  eligible grant uses includes the
                                                  Matching funds are cash or confirmed                  showing eligible rural areas can be                   following:
                                                funding commitments and must be at                      found at the following link: http://                     (a) Provide technical assistance to
                                                least equal to the grant amount and                     eligibility.sc.egov.usda.gov/eligibility/             develop recipients’ capacity and ability
                                                committed for a period of not less than                 welcomeAction.do?pageAction=RBS                       to undertake projects related to housing,
                                                the grant performance period. These                     menu&NavKey=property@13.                              community facilities, or community and
                                                funds can only be used for eligible RCDI                   (b) RCDI grantees that have an                     economic development, e.g., the
                                                activities. Matching funds must be used                 outstanding grant over 3 years old, as of             intermediary hires a staff person to
                                                to support the overall purpose of the                   the application due date in this Notice,              provide technical assistance to the
                                                RCDI program.                                           will not be eligible to apply for this                recipient or the recipient hires a staff
                                                  In-kind contributions such as salaries,               round of funding. Grant and matching                  person, under the supervision of the
                                                donated time and effort, real and                       funds must be utilized in a timely                    intermediary, to carry out the technical
                                                nonexpendable personal property and                     manner to ensure that the goals and                   assistance provided by the intermediary.
                                                goods and services cannot be used as                    objectives of the program are met.                       (b) Develop the capacity of recipients
                                                matching funds.                                            (c) Individuals cannot be recipients.              to conduct community development
                                                  Grant funds and matching funds must                      (d) The intermediary must provide a                programs, e.g., homeownership
                                                be used in equal proportions. This does                 program of financial and technical                    education or training for business
                                                not mean funds have to be used equally                  assistance to the recipient.                          entrepreneurs.
                                                by line item.                                              (e) The intermediary organization                     (c) Develop the capacity of recipients
                                                  The request for advance or                            must have been legally organized for a                to conduct development initiatives, e.g.,
                                                reimbursement and supporting                            minimum of 3 years and have at least                  programs that support micro-enterprise
                                                documentation must show that RCDI                       3 years prior experience working with                 and sustainable development.
                                                fund usage does not exceed the                          private nonprofit community-based                        (d) Develop the capacity of recipients
                                                cumulative amount of matching funds                     housing and development organizations,                to increase their leveraging ability and
                                                used.                                                   low-income rural communities, or tribal               access to alternative funding sources by
                                                  Grant funds will be disbursed                         organizations in the areas of housing,                providing training and staffing.
                                                pursuant to relevant provisions of 2 CFR                community facilities, or community and                   (e) Develop the capacity of recipients
                                                parts 200 and 400. Verification of                      economic development.                                 to provide the technical assistance
                                                matching funds must be submitted with                      (f) Proposals must be structured to                component for essential community
                                                the application. See Section D, other                   utilize the grant funds within 3 years                facilities projects.
                                                program requirements, for matching                      from the date of the award.                              (f) Assist recipients in completing pre-
                                                funds documentation and pre-award                          (g) Each applicant, whether singularly             development requirements for housing,
                                                requirements.                                           or jointly, may only submit one                       community facilities, or community and
                                                  The intermediary is responsible for                   application for RCDI funds under this                 economic development projects by
                                                demonstrating that matching funds are                   Notice. This restriction does not                     providing resources for professional
                                                available, and committed for a period of                preclude the applicant from providing                 services, e.g., architectural, engineering,
                                                not less than the grant performance                     matching funds for other applications.                or legal.
                                                period to the RCDI proposal. Matching                      (h) Recipients can benefit from more                  (g) Improve recipient’s organizational
                                                funds may be provided by the                            than one RCDI application; however,                   capacity by providing training and
                                                intermediary or a third party. Other                    after grant selections are made, the                  resource material on developing
                                                Federal funds may be used as matching                   recipient can only benefit from multiple              strategic plans, board operations,
                                                funds if authorized by statute and the                  RCDI grants if the type of financial and              management, financial systems, and
                                                purpose of the funds is an eligible RCDI                technical assistance the recipient will               information technology.
                                                purpose.                                                receive is not duplicative. The services                 (h) Purchase of computers, software,
                                                  RCDI funds will be disbursed on an                    described in multiple RCDI grant                      and printers, limited to $10,000 per
                                                advance or reimbursement basis.                         applications must have separate and                   award, at the recipient level when
                                                Matching funds cannot be expended                       identifiable accounts for compliance                  directly related to the technical
                                                prior to execution of the RCDI Grant                    purposes.                                             assistance program being undertaken by
                                                Agreement.                                                 (i) The intermediary and the recipient             the intermediary.
                                                                                                        cannot be the same entity. The recipient                 (i) Provide funds to recipients for
                                                3. Other Program Requirements                           can be a related entity to the                        training-related travel costs and training
                                                   (a) The recipient and beneficiary, but               intermediary, if it meets the definition
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                                                                                                                                                              expenses related to RCDI.
                                                not the intermediary, must be located in                of a recipient, provided the relationship
                                                an eligible rural area. The physical                    does not create a Conflict of Interest that           5. Ineligible Fund Uses
                                                location of the recipient’s office that                 cannot be resolved to Rural                              The following is a list of ineligible
                                                will be receiving the financial and                     Development’s satisfaction.                           grant uses:
                                                technical assistance must be in an                         (j) If the recipient is a low-income                  (a) Pass-through grants, and any funds
                                                eligible rural area. If the recipient is a              rural community, identify the unit of                 provided to the recipient in a lump sum
                                                low-income community, the median                        government to which the financial and                 that are not reimbursements.


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                                                32280                           Federal Register / Vol. 81, No. 99 / Monday, May 23, 2016 / Notices

                                                   (b) Funding a revolving loan fund                    recipient, the intermediary must                        Application information for electronic
                                                (RLF).                                                  provide the technical assistance to the               submissions may be found at http://
                                                   (c) Construction (in any form).                      entity that represents the low-income                 www.grants.gov.
                                                   (d) Salaries for positions involved in               community and is identified in the                      Applicants may also request paper
                                                construction, renovations,                              application. Examples of entities                     application packages from the Rural
                                                rehabilitation, and any oversight of                    representing a low-income community                   Development office in their state. A list
                                                these types of activities.                              are a village board or a town council.                of Rural Development State office
                                                   (e) Intermediary preparation of                         If the intermediary provides technical             contacts can be found via http://
                                                strategic plans for recipients.                         assistance to the Board of the low-                   www.rd.usda.gov/files/RCDI_State_
                                                   (f) Funding prostitution, gambling, or               income community on how to establish                  Contacts.pdf. You may also obtain a
                                                any illegal activities.                                 a cooperative, this would be an eligible              copy by calling 202–205–9685.
                                                   (g) Grants to individuals.                           purpose. However, if the intermediary
                                                   (h) Funding a grant where there may                                                                        2. Content and Form of Application
                                                                                                        works directly with individuals from                  Submission
                                                be a conflict of interest, or an                        the community to establish the
                                                appearance of a conflict of interest,                   cooperative, this is not an eligible                     If the applicant is ineligible or the
                                                involving any action by the Agency.                     purpose.                                              application is incomplete, the Agency
                                                   (i) Paying obligations incurred before                                                                     will inform the applicant in writing of
                                                the beginning date without prior Agency                    The recipient’s capacity is built by               the decision, reasons therefore, and its
                                                approval or after the ending date of the                learning skills that will enable them to              appeal rights and no further evaluation
                                                grant agreement.                                        support sustainable economic                          of the application will occur.
                                                   (j) Purchasing real estate.                          development in their communities on                      A complete application for RCDI
                                                   (k) Improvement or renovation of the                 an ongoing basis.                                     funds must include the following:
                                                grantee’s, or recipient’s office space or                  (c) The intermediary may provide                      (a) A summary page, double-spaced
                                                for the repair or maintenance of                        technical assistance to the recipient on              between items, listing the following:
                                                privately owned vehicles.                               how to create and operate a revolving                 (This information should not be
                                                   (l) Any purpose prohibited in 2 CFR                  loan fund. The intermediary may not                   presented in narrative form.)
                                                part 200 or 400.                                        monitor or operate the revolving loan                    (1) Applicant’s name,
                                                   (m) Using funds for recipient’s general              fund. RCDI funds, including matching                     (2) Applicant’s address,
                                                operating costs.                                        funds, cannot be used to fund revolving                  (3) Applicant’s telephone number,
                                                   (n) Using grant or matching funds for                loan funds.                                              (4) Name of applicant’s contact
                                                Individual Development Accounts.                           (d) The intermediary may work with                 person, email address and telephone
                                                   (o) Purchasing vehicles.                             recipients in building their capacity to              number,
                                                                                                        provide planning and leadership                          (5) Applicant’s fax number,
                                                6. Program Examples and Restrictions                                                                             (6) County where applicant is located,
                                                                                                        development training. The recipients of
                                                   The following are examples of eligible                                                                        (7) Congressional district number
                                                                                                        this training would be expected to
                                                and ineligible purposes under the RCDI                                                                        where applicant is located,
                                                                                                        assume leadership roles in the                           (8) Amount of grant request, and
                                                program. (These examples are                            development and execution of regional                    (9) Number of recipients.
                                                illustrative and are not meant to limit                 strategic plans. The intermediary would                  (b) A detailed Table of Contents
                                                the activities proposed in the                          work with multiple recipients in                      containing page numbers for each
                                                application. Activities that meet the                   helping communities recognize their                   component of the application.
                                                objectives of the RCDI program and                      connections to the greater regional and                  (c) A project overview, no longer than
                                                meet the criteria outlined in this Notice               national economies.                                   one page, including the following items,
                                                will be considered eligible.)                              (e) The intermediary could provide                 which will also be addressed separately
                                                   (a) The intermediary must work                       training and technical assistance to the              and in detail under ‘‘Building Capacity
                                                directly with the recipient, not the                    recipients on developing emergency                    and Expertise’’ of the ‘‘Evaluation
                                                ultimate beneficiaries. As an example:                  shelter and feeding, short-term housing,              Criteria.’’
                                                   The intermediary provides training to                search and rescue, and environmental                     (1) The type of technical assistance to
                                                the recipient on how to conduct                         accident, prevention, and cleanup                     be provided to the recipients and how
                                                homeownership education classes. The                    program plans. For longer term disaster               it will be implemented.
                                                recipient then provides ongoing                         and economic crisis responses, the                       (2) How the capacity and ability of the
                                                homeownership education to the                          intermediary could work with the                      recipients will be improved.
                                                residents of the community—the                          recipients to develop job placement and                  (3) The overall goals to be
                                                ultimate beneficiaries. This ‘‘train the                training programs, and develop                        accomplished.
                                                trainer’’ concept fully meets the intent                coordinated transit systems for                          (4) The benchmarks to be used to
                                                of this initiative. The intermediary is                 displaced workers.                                    measure the success of the program.
                                                providing technical assistance that will                                                                      Benchmarks should be specific and
                                                build the recipient’s capacity by                       D. Application and Submission                         quantifiable.
                                                enabling them to conduct                                Information                                              (d) Organizational documents, such as
                                                homeownership education classes for                     1. Address To Request Application                     a certificate of incorporation and a
                                                the public.                                             Package                                               current good standing certification from
                                                   This is an eligible purpose. However,                                                                      the Secretary of State where the
                                                if the intermediary directly provided                     Entities wishing to apply for                       applicant is incorporated and other
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                                                homeownership education classes to                      assistance may download the                           similar and valid documentation of
                                                individuals in the recipient’s service                  application documents and                             current non-profit status, from the
                                                area, this would not be an eligible                     requirements delineated in this Notice                intermediary that confirms it has been
                                                purpose because the recipient would be                  from the RCDI Web site: http://                       legally organized for a minimum of 3
                                                bypassed.                                               www.rd.usda.gov/programs-services/                    years as the applicant entity.
                                                   (b) If the intermediary is working with              rural-community-development-                             (e) Verification of source and amount
                                                a low-income community as the                           initiative-grants.                                    of matching funds, e.g., a copy of a bank


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                                                                                Federal Register / Vol. 81, No. 99 / Monday, May 23, 2016 / Notices                                             32281

                                                statement if matching funds are in cash                    (2) Low-income rural community—                       (m) Form SF–424B, ‘‘Assurances—
                                                or a copy of the confirmed funding                      provide evidence the entity is a public               Non-Construction Programs.’’
                                                commitment from the funding source.                     body (copy of Charter, relevant Acts of                  (n) Form AD–1047, ‘‘Certification
                                                   The verification must show that                      Assembly, relevant court orders (if                   Regarding Debarment, Suspension, and
                                                matching funds are available for the                    created judicially) or other valid                    Other Responsibility Matters—Primary
                                                duration of the grant performance                       documentation), a copy of the 2010                    Covered Transactions.’’
                                                period. The verification of matching                    census data to verify the population,                    (o) Form AD–1048, ‘‘Certification
                                                funds must be submitted with the                        and 2010 American Community Survey                    Regarding Debarment, Suspension,
                                                application or the application will be                  (ACS) 5-year estimates (2006–2010 data                Ineligibility and Voluntary Exclusion—
                                                considered incomplete.                                  set) data as evidence that the median                 Lower Tier Covered Transactions.’’
                                                   The applicant will be contacted by the               household income is at, or below, 80                     (p) Form AD–1049, ‘‘Certification
                                                Agency prior to grant award to verify                   percent of either the State or national               Regarding Drug-Free Workplace
                                                that the matching funds provided with                   median household income. We will                      Requirements.’’
                                                the application continue to be available.               only accept data and printouts from                      (q) Certification of Non-Lobbying
                                                The applicant will have 15 days from                    http://www.census.gov.                                Activities.
                                                the date contacted to submit verification                  (3) Federally recognized tribes—                      (r) Standard Form LLL, ‘‘Disclosure of
                                                that matching funds continue to be                      provide the page listing their name from              Lobbying Activities,’’ if applicable.
                                                available.                                              the Federal Register list of tribal entities             (s) Form RD 400–4, ‘‘Assurance
                                                   If the applicant is unable to provide                published most recently by the Bureau
                                                                                                                                                              Agreement,’’ for the applicant and each
                                                the verification within that timeframe,                 of Indian Affairs. The 2015 list is
                                                                                                                                                              recipient.
                                                the application will be considered                      available at 80 FR 1942–48 and http://
                                                                                                                                                                 (t) Identify and report any association
                                                ineligible. The applicant must maintain                 www.indianaffairs.gov/cs/groups/
                                                                                                                                                              or relationship with Rural Development
                                                bank statements on file or other                        public/documents/text/idc1-029079.pdf.
                                                                                                           (h) Each of the ‘‘Evaluation Criteria’’            employees. (A statement acknowledging
                                                documentation for a period of at least 3                                                                      whether or not a relationship exists is
                                                years after grant closing except that the               must be addressed specifically and
                                                                                                        individually by category. Present these               required).
                                                records shall be retained beyond the 3-                                                                          (u) Form AD–3030, ‘‘Representations
                                                                                                        criteria in narrative form.
                                                year period if audit findings have not                                                                        Regarding Felony Conviction and Tax
                                                                                                        Documentation must be limited to five
                                                been resolved.                                                                                                Delinquent Status for Corporate
                                                                                                        pages per criterion. The ‘‘Population
                                                   (f) The following information for each                                                                     Applicants,’’ if you are a corporation. A
                                                                                                        and Income’’ criteria for recipient
                                                recipient:                                                                                                    corporation is any entity that has filed
                                                                                                        locations can be provided in the form of
                                                   (1) Recipient’s entity name,                         a list; however, the source of the data               articles of incorporation in one of the 50
                                                   (2) Complete address (mailing and                    must be included on the page(s).                      States, the District of Columbia, the
                                                physical location, if different),                          (i) A timeline identifying specific                Federated States of Micronesia, the
                                                   (3) County where located,                            activities and proposed dates for                     Republic of Palau, and the Republic of
                                                   (4) Number of Congressional district                 completion.                                           the Marshall Islands, or the various
                                                where recipient is located,                                (j) A detailed project budget that                 territories of the United States including
                                                   (5) Contact person’s name, email                     includes the RCDI grant amount and                    American Samoa, Guam, Midway
                                                address and telephone number and,                       matching funds. This should be a line-                Islands, Northern Mariana Islands,
                                                   (6) Form RD 400–4, ‘‘Assurance                       item budget, by category. Categories                  Puerto Rico, or the U.S. Virgin Islands.
                                                Agreement.’’ If the Form RD 400–4 is                    such as salaries, administrative, other,              Corporations include both for profit and
                                                not submitted for the applicant and each                and indirect costs that pertain to the                non-profit entities.
                                                recipient, the recipient will be                        proposed project must be clearly
                                                considered ineligible. No information                                                                         3. Dun and Bradstreet Data Universal
                                                                                                        defined. Supporting documentation                     Numbering System (DUNS) and System
                                                pertaining to that recipient will be                    listing the components of these
                                                included in the income or population                                                                          for Awards Management (SAM)
                                                                                                        categories must be included. The budget
                                                scoring criteria and the requested                      should be dated: Year 1, year 2, year 3,                Grant applicants must obtain a Dun
                                                funding may be adjusted due to the                      as applicable.                                        and Bradstreet Data Universal
                                                deletion of the recipient.                                 (k) The indirect cost category in the              Numbering System (DUNS) number and
                                                   (g) Submit evidence that each                        project budget should be used only                    register in the System for Award
                                                recipient entity is eligible.                           when a grant applicant has a federally                Management (SAM) prior to submitting
                                                Documentation must be submitted to                      negotiated indirect cost rate. A copy of              a pre-application pursuant to 2 CFR
                                                verify recipient eligibility. Acceptable                the current rate agreement must be                    25.200(b). In addition, an entity
                                                documentation varies depending on the                   provided with the application. Non-                   applicant must maintain registration in
                                                type of recipient:                                      federal entities that have never received             SAM at all times during which it has an
                                                   (1) Nonprofits—provide a current                     a negotiated indirect cost rate, except for           active Federal award or an application
                                                valid letter confirming non-profit status               those non-Federal entities described in               or plan under consideration by the
                                                from the Secretary of the State of                      Appendix VII to Part 200—States and                   Agency. Similarly, all recipients of
                                                incorporation, a current good standing                  Local Government and Indian Tribe                     Federal financial assistance are required
                                                certification from the Secretary of the                 Indirect Cost Proposals, paragraph                    to report information about first-tier
                                                State of incorporation, or other valid                  (d)(1)(B), may use the de minimis rate                subawards and executive compensation
                                                documentation of current nonprofit                      of 10% of modified total direct costs                 in accordance to 2 CFR part 170. So long
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                                                status of each recipient.                               (MTDC).                                               as an entity applicant does not have an
                                                   A nonprofit recipient must provide                      (l) Form SF–424, ‘‘Application for                 exception under 2 CFR 170.110(b), the
                                                evidence that it is a valid nonprofit                   Federal Assistance.’’ (Do not complete                applicant must have the necessary
                                                when the intermediary applies for the                   Form SF–424A, ‘‘Budget Information.’’                 processes and systems in place to
                                                RCDI grant. Organizations with pending                  A separate line-item budget should be                 comply with the reporting requirements
                                                requests for nonprofit designations are                 presented as described in Letter (J) of               should the applicant receive funding.
                                                not eligible.                                           this section.)                                        See 2 CFR 170.200(b).


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                                                32282                           Federal Register / Vol. 81, No. 99 / Monday, May 23, 2016 / Notices

                                                   An applicant, unless excepted under                  You may submit your application in                    funds cannot be used for these meeting-
                                                2 CFR 25.110(b), (c), or (d), is required               paper form or electronically through                  related expenses. Matching funds may,
                                                to:                                                     Grants.gov. Applicants intending to                   however, be used to pay for these
                                                   (a) Be registered in SAM before                      mail applications must provide                        expenses.
                                                submitting its application;                             sufficient time to permit delivery on or                 RCDI funds may be used to pay for a
                                                   (b) Provide a valid DUNS number in                   before the closing deadline date and                  speaker as part of a program, equipment
                                                its application; and                                    time. Acceptance by the United States                 to facilitate the program, and the actual
                                                   (c) Continue to maintain an active                   Postal Service or private mailer does not             room that will house the meeting.
                                                SAM registration with current                           constitute delivery. Facsimile (FAX),                    RCDI funds cannot be used for
                                                information at all times during which it                electronic mail and postage due                       meetings; they can, however, be used for
                                                has an active Federal award or an                       applications will not be accepted.                    travel, transportation, or subsistence
                                                application or plan under consideration                    To submit a paper application, the                 expenses for program-related training
                                                by a Federal awarding agency.                           original application package must be                  and technical assistance purposes. Any
                                                   The Federal awarding agency may not                  submitted to the Rural Development                    training not delineated in the
                                                make a federal award to an applicant                    State Office where the applicant’s                    application must be approved by the
                                                until the applicant has complied with                   headquarters is located.                              Agency to verify compliance with 31
                                                all applicable DUNS and SAM                                A listing of Rural Development State               U.S.C. 1345. Travel and per diem
                                                requirements and, if an applicant has                   Offices contacts can be found via http://             expenses (including meals and
                                                not fully complied with the                             www.rd.usda.gov/files/RCDI_State_                     incidental expenses) will be allowed in
                                                requirements by the time the Federal                    Contacts.pdf. Applications will not be                accordance with 2 CFR parts 200 and
                                                awarding agency is ready to make a                      accepted via FAX or electronic mail.                  400.
                                                Federal award, the Federal awarding                        Applicants may file an electronic
                                                agency may determine that the                                                                                 E. Application Review Information
                                                                                                        application at http://www.grants.gov.
                                                applicant is not qualified to receive a                 Grants.gov contains full instructions on              1. Evaluation Criteria
                                                Federal award and use that                              all required passwords, credentialing,                   Applications will be evaluated using
                                                determination as a basis for making a                   and software. Follow the instructions at              the following criteria and weights:
                                                Federal award to another applicant.                     Grants.gov for registering and
                                                   As required by the Office of                         submitting an electronic application. If              (a) Building Capacity and Expertise—
                                                Management and Budget (OMB), all                        a system problem or technical difficulty              Maximum 40 Points
                                                grant applications must provide a DUNS                  occurs with an electronic application,                   The applicant must demonstrate how
                                                number when applying for Federal                        please use the customer support                       they will improve the recipients’
                                                grants, on or after October 1, 2003.                    resources available at the Grants.gov                 capacity, through a program of financial
                                                Organizations can receive a DUNS                        Web site.                                             and technical assistance, as it relates to
                                                number at no cost by calling the                           Technical difficulties submitting an               the RCDI purposes.
                                                dedicated toll-free number at 1–866–                    application through Grants.gov will not                  Capacity-building financial and
                                                705–5711 or via Internet at http://                     be a reason to extend the application                 technical assistance should provide new
                                                fedgov.dnb.com/webform. Additional                      deadline. If an application is unable to              functions to the recipients or expand
                                                information concerning this                             be submitted through Grants.gov, a                    existing functions that will enable the
                                                requirement can be obtained on the                      paper application must be received in                 recipients to undertake projects in the
                                                Grants.gov Web site at http://                          the appropriate Rural Development                     areas of housing, community facilities,
                                                www.grants.gov. Similarly, applicants                   State Office by the deadline noted                    or community and economic
                                                may register for SAM at https://                        previously.                                           development that will benefit the
                                                www.sam.gov or by calling 1–866–606–                       First time Grants.gov users should                 community. Capacity-building financial
                                                8220.                                                   carefully read and follow the                         and technical assistance may include,
                                                   The DUNS number should be                            registration steps listed on the Web site.            but is not limited to: Training to
                                                identified in the ‘‘Organizational                      These steps need to be initiated early in             conduct community development
                                                DUNS’’ field on Standard Form (SF)                      the application process to avoid delays               programs, e.g., homeownership
                                                424, ‘‘Application for Federal                          in submitting your application online.                education, or the establishment of
                                                Assistance.’’ Since there are no specific                  In order to register with System for               minority business entrepreneurs,
                                                fields for a Commercial and Government                  Award Management (SAM), your                          cooperatives, or micro-enterprises;
                                                Entity (CAGE) code and expiration date,                 organization will need a DUNS number.                 organizational development, e.g.,
                                                they may be identified anywhere on the                  Be sure to complete the Marketing                     assistance to develop or improve board
                                                Form SF 424. If the applicant does not                  Partner ID (MPID) and Electronic                      operations, management, and financial
                                                provide the CAGE code and expiration                    Business Primary Point of Contact fields              systems; instruction on how to develop
                                                date and the DUNS number in the                         during the SAM registration process.                  and implement a strategic plan;
                                                application, it will not be considered for                 These are mandatory fields that are                instruction on how to access alternative
                                                funding. The required forms and                         required when submitting grant                        funding sources to increase leveraging
                                                certifications can be downloaded from                   applications through Grants.gov.                      opportunities; staffing, e.g., hiring a
                                                the RCDI Web site at: http://                           Additional application instructions for               person at intermediary or recipient level
                                                www.rd.usda.gov/programs-services/                      submitting an electronic application can              to provide technical assistance to
                                                rural-community-development-                            be found by selecting this funding                    recipients.
                                                                                                                                                                 The program of financial and
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                                                initiative-grants.                                      opportunity on Grants.gov.
                                                                                                                                                              technical assistance that is to be
                                                4. Submission Dates and Times                           5. Funding Restrictions                               provided, its delivery, and the
                                                   The deadline for receipt of an                          Meeting expenses. In accordance with               measurability of the program’s
                                                application is 4 p.m. local time, July 22,              31 U.S.C. 1345, ‘‘Expenses of Meetings,’’             effectiveness will determine the merit of
                                                2016. The application date and time are                 appropriations may not be used for                    the application.
                                                firm. The Agency will not consider any                  travel, transportation, and subsistence                  All applications will be competitively
                                                application received after the deadline.                expenses for a meeting. RCDI grant                    ranked with the applications providing


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                                                                                    Federal Register / Vol. 81, No. 99 / Monday, May 23, 2016 / Notices                                                                  32283

                                                the most improvement in capacity                             (b) Soundness of Approach—Maximum                               The average population of the
                                                development and measurable activities                        15 Points                                                     recipient locations will be used and will
                                                being ranked the highest.                                      The applicant can receive up to 15                          be scored as follows:
                                                   The narrative response must contain                       points for soundness of approach. The
                                                the following items. This list also                          overall proposal will be considered                                                                       Scoring
                                                                                                                                                                                       Population
                                                contains the points for each item.                                                                                                                                     (points)
                                                                                                             under this criterion.
                                                   (1) Describe the nature of financial
                                                                                                               Applicants must list the page                                10,000   or less .......................               5
                                                and technical assistance to be provided
                                                                                                             numbers in the application that address                        10,001   to 20,000 ..................                  4
                                                to the recipients and the activities that
                                                                                                             these factors.                                                 20,001   to 30,000 ..................                  3
                                                will be conducted to deliver the                               The maximum 15 points for this
                                                technical assistance; (10 Points)                                                                                           30,001   to 40,000 ..................                  2
                                                                                                             criterion will be based on the following:                      40,001   to 50,000 ..................                  1
                                                   (2) Explain how financial and
                                                                                                               (1) The proposal fits the objectives for
                                                technical assistance will develop or
                                                                                                             which applications were invited, is
                                                increase the recipient’s capacity.                                                                                            The average of the median household
                                                                                                             clearly stated, and the applicant has
                                                Indicate whether a new function is                                                                                         income for the communities where the
                                                                                                             defined how this proposal will be
                                                being developed or if existing functions                                                                                   recipients are physically located will
                                                                                                             implemented. (7 Points)
                                                are being expanded or performed more                                                                                       determine the points awarded. The
                                                                                                               (2) The ability to provide the
                                                effectively; (7 Points)                                                                                                    physical address, not mailing address,
                                                   (3) Identify which RCDI purpose areas                     proposed financial and technical
                                                                                                             assistance based on prior                                     for each recipient must be used for this
                                                will be addressed with this assistance:
                                                Housing, community facilities, or                            accomplishments. (6 Points)                                   criterion. Applicants may compare the
                                                                                                               (3) Cost effectiveness will be                              average recipient median household
                                                community and economic development;
                                                                                                             evaluated based on the budget in the                          income to the State median household
                                                (3 Points)
                                                   (4) Describe how the results of the                       application. The proposed grant amount                        income or the national median
                                                technical assistance will be measured.                       and matching funds should be utilized                         household income, whichever yields the
                                                What benchmarks will be used to                              to maximize capacity building at the                          most points. The national median
                                                measure effectiveness? Benchmarks                            recipient level. (2 Points)                                   household income to be used is $51,914.
                                                should be specific and quantifiable; (5                      (c) Population and Income—Maximum                                The applicant must submit the
                                                Points)                                                      15 Points                                                     income data in the form of a printout of
                                                   (5) Demonstrate that it has conducted
                                                                                                                Population is based on the average                         the applicable information from the
                                                programs of financial and technical
                                                                                                             population from the 2010 census data                          following Web site to verify the income
                                                assistance and achieved measurable
                                                results in the areas of housing,                             for the communities in which the                              for each recipient. The data being used
                                                community facilities, or community and                       recipients are located. The physical                          is from the 2010 American Community
                                                economic development in rural areas;                         address, not mailing address, for each                        Survey (ACS) 5-year estimates (2006–
                                                (10 Points)                                                  recipient must be used for this criterion.                    2010 data set). The data can be accessed
                                                   (6) Provide in a chart or excel                           Community is defined for scoring                              on the Internet at http://
                                                spreadsheet, the organization name,                          purposes as a city, town, village, county,                    www.census.gov; click on ‘‘American
                                                point of contact, address, phone                             parish, borough, or census-designated                         FactFinder’’ (under ‘‘Find Data’’ at
                                                number, email address, and the type                          place where the recipient’s office is                         bottom of page), ‘‘Advanced Search’’
                                                and amount of the financial and                              physically located.                                           (click on ‘‘Show Me All’’ tab, ‘‘Topics,’’
                                                technical assistance the applicant                              The applicant must submit the census                       ‘‘Dataset,’’ locate 2010 ACS 5 year
                                                organization has provided to the                             data from the following Web site in the                       estimates, close table, check the
                                                following for the last 3 years: (5 Points)                   form of a printout of the applicable
                                                                                                                                                                           ‘‘Median Income’’ table (S1903 on page
                                                   (i) Nonprofit organizations in rural                      ‘‘Fact Sheet’’ to verify the population
                                                                                                                                                                           2), fill in the ‘‘state, county or place’’
                                                areas.                                                       figures used for each recipient. The data
                                                                                                                                                                           field (at top of page), select ‘‘Go’’ and
                                                   (ii) Low-income communities in rural                      can be accessed on the Internet at http://
                                                                                                             www.census.gov; click on ‘‘American                           click ‘‘View’’; the name and income data
                                                areas (also include the type of entity,
                                                                                                             FactFinder,’’ fill in field and click ‘‘Go’’;                 for each recipient location must be
                                                e.g., city government, town council, or
                                                village board).                                              the name and population data for each                         listed in this section (use the Household
                                                   (iii) Federally recognized tribes or any                  recipient location must be listed in this                     and Median Income column). Points
                                                other culturally diverse organizations.                      section.                                                      will be awarded as follows:

                                                                                                                                                                                                                       Scoring
                                                                                                           Average recipient median income                                                                             (points)

                                                Less than or equal to 70 percent of state or national median household income .............................................................................                       10
                                                Greater than 70, but less than or equal to 80 percent of state or national median household income ............................................                                    5
                                                In excess of 80 percent of state or national median household Income ............................................................................................                  0



                                                (d) State Director’s Points Based on                         is headquartered in their state. The total                    receiving the benefit of their
                                                                                                             points awarded under this criterion, to                       application. In such cases, State
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                                                Project Merit—Maximum 10 Points
                                                                                                             all applications, will not exceed 10.                         Directors awarding points to
                                                  (1) This criterion will be addressed by                       (3) When an intermediary submits an                        applications benefiting their state must
                                                the Agency, not the applicant.                               application that will benefit a state that                    notify the reviewing state in writing.
                                                  (2) Up to 10 points may be awarded                         is not the same as the state in which the                       (4) Assignment of any points under
                                                by the Rural Development State Director                      intermediary is headquartered, it is the                      this criterion requires a written
                                                to any application(s) that benefits their                    intermediary’s responsibility to notify                       justification and must be tied to and
                                                state regardless of whether the applicant                    the State Director of the state which is                      awarded based on how closely the


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                                                32284                           Federal Register / Vol. 81, No. 99 / Monday, May 23, 2016 / Notices

                                                application aligns with the Rural                       click the StrikeForce or Promise Zones                F. Federal Award Administration
                                                Development State Office’s strategic                    button from the left menu. For a                      Information
                                                goals.                                                  mapping tool identifying census tracts
                                                                                                                                                              1. Federal Award Notice
                                                                                                        with poverty greater than or equal to 20
                                                (e) Support of Agency’s Strategic                                                                                Within the limit of funds available for
                                                                                                        percent, click on the following link:
                                                Goals—Maximum 20 Points                                                                                       such purpose, the awarding official of
                                                                                                        http://rdgdwe.sc.egov.usda.gov/
                                                   This criterion will be addressed by                  rdpoverty/index.html.                                 the Agency shall make grants in ranked
                                                the Agency, not the applicant. The                                                                            order to eligible applicants under the
                                                Agency Administrator may award up to                    2. Review and Selection Process                       procedures set forth in this Notice.
                                                20 points to any application to the                     (a) Rating and Ranking                                   Successful applicants will receive a
                                                extent that the application supports                                                                          selection letter by mail containing
                                                                                                           Applications will be rated and ranked
                                                Strategic Goal One in the USDA                                                                                instructions on requirements necessary
                                                                                                        on a national basis by a review panel
                                                Strategic Plan 2014–2018. This plan can                                                                       to proceed with execution and
                                                                                                        based on the ‘‘Evaluation Criteria’’
                                                be found at the following link:                                                                               performance of the award.
                                                                                                        contained in this Notice.                                This letter is not an authorization to
                                                www.usda.gov/documents/usda-                               If there is a tied score after the
                                                strategic-plan-fy-2014-2018.pdf.                                                                              begin performance. In addition, selected
                                                                                                        applications have been rated and
                                                   Points may be awarded to                                                                                   applicants will be requested to verify
                                                                                                        ranked, the tie will be resolved by
                                                applications that meet at least one of the                                                                    that components of the application have
                                                                                                        reviewing the scores for ’’Building
                                                following six criteria below (note: the                                                                       not changed at the time of selection and
                                                                                                        Capacity and Expertise’’ and the
                                                maximum points can be given to any                                                                            on the award obligation date, if
                                                                                                        applicant with the highest score in that
                                                one of the following six criteria):                                                                           requested by the Agency.
                                                   (1) The project is based in a census                 category will receive a higher ranking. If
                                                                                                                                                                 The award is not approved until all
                                                tract with poverty greater than or equal                the scores for ‘‘Building Capacity and
                                                                                                                                                              information has been verified, and the
                                                to 20% (should provide the address and                  Expertise’’ are the same, the scores will
                                                                                                                                                              awarding official of the Agency has
                                                census tract in which the recipient is                  be compared for the next criterion, in
                                                                                                                                                              signed Form RD 1940–1, ‘‘Request for
                                                located);                                               sequential order, until one highest score
                                                                                                                                                              Obligation of Funds’’ and the grant
                                                   (2) The project is based in a                        can be determined.
                                                                                                                                                              agreement.
                                                community (village, town, city, or                      (b) Initial Screening                                    Unsuccessful applicants will receive
                                                Census Designated Place) that is 75%                                                                          notification including appeal rights by
                                                                                                           The Agency will screen each
                                                CF grant eligible (rural community                                                                            mail.
                                                                                                        application to determine eligibility
                                                having a population of 5,000 or less and
                                                                                                        during the period immediately                         2. Administrative and National Policy
                                                median household income (MHI) of
                                                                                                        following the application deadline.                   Requirements
                                                60% or less of the state’s non-
                                                                                                        Listed below are examples of reasons for
                                                metropolitan median household income                                                                             Grantees will be required to do the
                                                                                                        rejection from previous funding rounds.
                                                (NMHI) (should provide address,                                                                               following:
                                                                                                        The following reasons for rejection are                  (a) Execute a Rural Community
                                                population (2010 census) and MHI (ACS
                                                                                                        not all inclusive; however, they                      Development Initiative Grant
                                                2006–2010 dataset) data in which the
                                                                                                        represent the majority of the                         Agreement.
                                                recipient is located);
                                                   (3) The project’s service area includes              applications previously rejected.                        (b) Execute Form RD 1940–1,
                                                                                                           (1) Recipients were not located in
                                                at least one census tract with poverty                                                                        ‘‘Request for Obligation of Funds.’’
                                                                                                        eligible rural areas based on the                        (c) Use Form SF 270, ‘‘Request for
                                                greater than or equal to 20% (should
                                                                                                        definition in this Notice.                            Advance or Reimbursement,’’ to request
                                                provide the address and census tract in                    (2) Applicants failed to provide
                                                which the recipient will conduct or                                                                           reimbursements. Provide receipts for
                                                                                                        evidence of recipient’s status, i.e.,
                                                deliver approved project activity);                                                                           expenditures, timesheets and any other
                                                                                                        documentation supporting nonprofit
                                                   (4) The project’s service area includes                                                                    documentation to support the request
                                                                                                        evidence of organization.
                                                at least one community (village, town,                     (3) Applicants failed to provide                   for reimbursement.
                                                city, or Census Designated Place) that is                                                                        (d) Provide financial status and
                                                                                                        evidence of committed matching funds
                                                75% CF grant eligible (rural community                                                                        project performance reports on a
                                                                                                        or matching funds were not committed
                                                having a population of 5,000 or less and                                                                      quarterly basis starting with the first full
                                                                                                        for a period at least equal to the grant
                                                MHI of 60% or less of the state’s NMHI)                                                                       quarter after the grant award.
                                                                                                        performance period.
                                                (should provide address, population                        (4) Application did not follow the                    (e) Maintain a financial management
                                                (2010 census) and MHI (ACS 2006–2010                    RCDI structure with an intermediary                   system that is acceptable to the Agency.
                                                dataset) data in which the recipient will                                                                        (f) Ensure that records are maintained
                                                                                                        and recipients.
                                                conduct or deliver approved project                        (5) Recipients were not identified in              to document all activities and
                                                activity);                                              the application.                                      expenditures utilizing RCDI grant funds
                                                   (5) The project serves a StrikeForce                    (6) Intermediary did not provide                   and matching funds. Receipts for
                                                area (see link below) (should identify                  evidence it had been incorporated for at              expenditures will be included in this
                                                the StrikeForce area).                                  least 3 years as the applicant entity.                documentation.
                                                   (6) The project serves a Promise Zone                   (7) Applicants failed to address the                  (g) Provide annual audits or
                                                (see link below) (should identify the                   ‘‘Evaluation Criteria.’’                              management reports on Form RD 442–
                                                specific Promise Zone) and eligible                        (8) The purpose of the proposal did                2, ‘‘Statement of Budget, Income and
                                                applicant provides evidence of                                                                                Equity,’’ and Form RD 442–3, ‘‘Balance
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                                                                                                        not qualify as an eligible RCDI purpose.
                                                partnership with a Promise Zone Lead                       (9) Inappropriate use of funds (e.g.,              Sheet,’’ depending on the amount of
                                                Applicant organization.                                 construction or renovations).                         Federal funds expended and the
                                                   For a listing of StrikeForce areas and                  (10) The applicant proposed                        outstanding balance.
                                                designated Promise Zones, click on the                  providing financial and technical                        (h) Collect and maintain data
                                                following link: http://www.usda.gov/                    assistance directly to individuals.                   provided by recipients on race, sex, and
                                                wps/portal/usda/                                           (11) The application package was not               national origin and ensure recipients
                                                usdahome?navid=STRIKE_FORCE, then                       received by closing date and time.                    collect and maintain the same data on


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                                                                                Federal Register / Vol. 81, No. 99 / Monday, May 23, 2016 / Notices                                               32285

                                                beneficiaries. Race and ethnicity data                  G. Federal Awarding Agency Contact                    recipients receiving the benefits or
                                                will be collected in accordance with                       Contact the Rural Development office               services of the grant.
                                                OMB Federal Register notice,                                                                                     Federally recognized tribes—Tribal
                                                                                                        in the State where the applicant’s
                                                ‘‘Revisions to the Standards for the                                                                          entities recognized and eligible for
                                                                                                        headquarters is located. A list of Rural
                                                Classification of Federal Data on Race                                                                        funding and services from the Bureau of
                                                                                                        Development State Offices contacts can
                                                and Ethnicity,’’ (62 FR 58782), October                                                                       Indian Affairs, based on the most recent
                                                                                                        be found via http://www.rd.usda.gov/
                                                30, 1997. Sex data will be collected in                                                                       notice in the Federal Register published
                                                                                                        files/RCDI_State_Contacts.pdf.
                                                accordance with Title IX of the                                                                               by the Bureau of Indian Affairs. Tribally
                                                Education Amendments of 1972. These                     H. Other Information                                  Designated Housing Entities are eligible
                                                items should not be submitted with the                    Survey on Ensuring Equal                            RCDI recipients.
                                                application but should be available                     Opportunity for Applicants, OMB No.                      Financial assistance—Funds, not to
                                                upon request by the Agency.                             1894–0010 (applies to nonprofit                       exceed $10,000 per award, used by the
                                                   (i) Provide a final project performance              applicants only—submission is                         intermediary to purchase supplies and
                                                report.                                                 optional).                                            equipment to build the recipient’s
                                                   (j) Identify and report any association                No reimbursement will be made for                   capacity.
                                                                                                                                                                 Funds—The RCDI grant and matching
                                                or relationship with Rural Development                  any funds expended prior to execution
                                                                                                                                                              money.
                                                employees.                                              of the RCDI Grant Agreement unless the                   Intermediary—A qualified private,
                                                   (k) The intermediary and recipient                   intermediary is a non-profit or                       nonprofit (including faith-based and
                                                must comply with Title VI of the Civil                  educational entity and has requested                  community organizations and
                                                Rights Act of 1964, Title IX of the                     and received written Agency approval                  philanthropic organizations), or public
                                                Education Amendments of 1972,                           of the costs prior to the actual                      (including tribal) organization that
                                                Section 504 of the Rehabilitation Act of                expenditure.                                          provides financial and technical
                                                1973, Executive Order 12250, Age Act of                   This exception is applicable for up to              assistance to multiple recipients.
                                                1975, Executive Order 13166 Limited                     90 days prior to grant closing and only                  Low-income rural community—An
                                                English Proficiency and 7 CFR part                      applies to grantees that have received                authority, district, economic
                                                1901, subpart E.                                        written approval but have not executed                development authority, regional
                                                   (l) The grantee must comply with                     the RCDI Grant Agreement.                             council, or unit of government
                                                policies, guidance, and requirements as                   The Agency cannot retroactively                     representing an incorporated city, town,
                                                described in the following applicable                   approve reimbursement for                             village, county, township, parish, or
                                                Code of Federal Regulations, and any                    expenditures prior to execution of the                borough whose income is at or below 80
                                                successor regulations:                                  RCDI Grant Agreement.                                 percent of either the state or national
                                                   (i) 2 CFR parts 200 and 400 (Uniform                 Program Definitions                                   Median Household Income as measured
                                                Administrative Requirements, Cost                                                                             by the 2010 Census.
                                                Principles, and Audit Requirements For                     Agency—The Rural Housing Service                      Matching funds—Cash or confirmed
                                                Federal Awards).                                        (RHS) or its successor.                               funding commitments. Matching funds
                                                                                                           Beneficiary—Entities or individuals                must be at least equal to the grant
                                                   (ii) 2 CFR parts 417 and 180
                                                                                                        that receive benefits from assistance                 amount and committed for a period of
                                                (Government-wide Debarment and
                                                                                                        provided by the recipient.                            not less than the grant performance
                                                Suspension (Nonprocurement).
                                                                                                           Capacity—The ability of a recipient to             period.
                                                   (m) Form AD–3031, ‘‘Assurance                        implement housing, community
                                                Regarding Felony Conviction or Tax                                                                               Recipient—-The entity that receives
                                                                                                        facilities, or community and economic                 the financial and technical assistance
                                                Delinquent Status for Corporate                         development projects.
                                                Applicants,’’ Must be signed by                                                                               from the Intermediary. The recipient
                                                                                                           Conflict of interest—A situation in                must be a nonprofit community-based
                                                corporate applicants who receive an                     which a person or entity has competing
                                                award under this Notice.                                                                                      housing and development organization,
                                                                                                        personal, professional, or financial                  a low-income rural community or a
                                                3. Reporting                                            interests that make it difficult for the              federally recognized Tribe.
                                                                                                        person or business to act impartially.                   Rural and rural area—Any area other
                                                   After grant approval and through                     Regarding use of both grant and
                                                grant completion, you will be required                                                                        than (i) a city or town that has a
                                                                                                        matching funds, Federal procurement                   population of greater than 50,000
                                                to provide the following, as indicated in               standards prohibit transactions that
                                                the Grant Agreement:                                                                                          inhabitants; and (ii) the urbanized area
                                                                                                        involve a real or apparent conflict of                contiguous and adjacent to such city or
                                                   (a) SF–425, ‘‘Federal Financial                      interest for owners, employees, officers,             town.
                                                Report’’ and SF–PPR, ‘‘Performance                      agents, or their immediate family                        Technical assistance—Skilled help in
                                                Progress Report’’ will be required on a                 members having a financial or other                   improving the recipient’s abilities in the
                                                quarterly basis (due 30 working days                    interest in the outcome of the project; or            areas of housing, community facilities,
                                                after each calendar quarter). The                       that restrict open and free competition               or community and economic
                                                Performance Progress Report shall                       for unrestrained trade. Specifically,                 development.
                                                include the elements described in the                   project funds may not be used for
                                                grant agreement.                                        services or goods going to, or coming                 Non-Discrimination Statement
                                                   (b) Final financial and performance                  from, a person or entity with a real or                  In accordance with Federal civil
                                                reports will be due 90 calendar days                    apparent conflict of interest, including,             rights law and U.S. Department of
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                                                after the period of performance end                     but not limited to, owner(s) and their                Agriculture (USDA) civil rights
                                                date.                                                   immediate family members. An example                  regulations and policies, the USDA, its
                                                   (c) A summary at the end of the final                of conflict of interest occurs when the               Agencies, offices, and employees, and
                                                report with elements as described in the                grantee’s employees, board of directors,              institutions participating in or
                                                grant agreement to assist in                            or the immediate family of either, have               administering USDA programs are
                                                documenting the annual performance                      the appearance of a professional or                   prohibited from discriminating based on
                                                goals of the RCDI program for Congress.                 personal financial interest in the                    race, color, national origin, religion, sex,


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                                                32286                           Federal Register / Vol. 81, No. 99 / Monday, May 23, 2016 / Notices

                                                gender identity (including gender                       applicant is notified of the adverse                  constitute delivery. Facsimile (FAX),
                                                expression), sexual orientation,                        decision.                                             Cash on Delivery (COD), and postage
                                                disability, age, marital status, family/                  In the event the applicant is awarded               due applications will not be accepted.
                                                parental status, income derived from a                  a grant that is less than the amount                  ADDRESSES: Applications should be
                                                public assistance program, political                    requested, the applicant will be required             submitted to the USDA—Rural Housing
                                                beliefs, or reprisal or retaliation for prior           to modify its application to conform to               Service; Attention: Mirna Reyes-Bible,
                                                civil rights activity, in any program or                the reduced amount before execution of                Finance and Loan Analyst, Multi-
                                                activity conducted or funded by USDA                    the grant agreement. The Agency                       Family Housing Preservation and Direct
                                                (not all bases apply to all programs).                  reserves the right to reduce or withdraw              Loan Division, STOP 0781 (Room 1243–
                                                Remedies and complaint filing                           the award if acceptable modifications                 S), USDA Rural Development, 1400
                                                deadlines vary by program or incident.                  are not submitted by the awardee within               Independence Avenue SW.,
                                                   Persons with disabilities who require                15 working days from the date the                     Washington, DC 20250–0781. RHS will
                                                alternative means of communication for                  request for modification is made. Any                 date and time stamp incoming
                                                program information (e.g., Braille, large               modifications must be within the scope                applications to evidence timely receipt
                                                print, audiotape, American Sign                         of the original application.                          and, upon request, will provide the
                                                Language, etc.) should contact the                        Dated: May 17, 2016.                                applicant with a written
                                                responsible Agency or USDA’s TARGET                     Tony Hernandez,                                       acknowledgement of receipt.
                                                Center at (202) 720–2600 (voice and                     Administrator, Rural Housing Service.                 FOR FURTHER INFORMATION CONTACT:
                                                TTY) or contact USDA through the                        [FR Doc. 2016–12070 Filed 5–20–16; 8:45 am]
                                                                                                                                                              Mirna Reyes-Bible, Finance and Loan
                                                Federal Relay Service at (800) 877–8339.                                                                      Analyst, Multi-Family Housing
                                                                                                        BILLING CODE 3410–XV–P
                                                Additionally, program information may                                                                         Preservation and Direct Loan Division,
                                                be made available in languages other                                                                          STOP 0781 (Room 1243–S), USDA Rural
                                                than English.                                           DEPARTMENT OF AGRICULTURE                             Development, 1400 Independence
                                                   To file a program discrimination                                                                           Avenue SW., Washington, DC 20250–
                                                complaint, complete the USDA Program                    Rural Housing Service                                 0781, telephone: (202) 720–1753 (this is
                                                Discrimination Complaint Form, AD–                                                                            not a toll free number), or via email:
                                                3027, found online at http://                           Request for Proposals: Farm Labor                     mirna.reyesbible@wdc.usda.gov.
                                                www.ascr.usda.gov/complaint_filing_                     Housing Technical Assistance Grants                   SUPPLEMENTARY INFORMATION:
                                                cust.html and at any USDA office or                     AGENCY:   Rural Housing Service, USDA.                Overview Information
                                                write a letter addressed to USDA and                    ACTION:   Notice.
                                                provide in the letter all of the                                                                                Federal Agency Name: Rural Housing
                                                information requested in the form. To                   SUMMARY:   This Request for Proposal                  Service.
                                                request a copy of the complaint form,                   (RFP) announces an availability of funds                Funding Opportunity Title: Request
                                                call (866) 632–9992. Submit your                        and the timeframe to submit proposals                 for Proposals (RFP): Farm Labor
                                                completed form or letter to USDA by:                    for Farm Labor Housing Technical                      Housing Technical Assistance Grants.
                                                  (1) By mail: U.S. Department of                       Assistance (FLH–TA) grants. Section                     Announcement Type: Initial
                                                Agriculture Office of the Assistant                     516(i) of the Housing Act of 1949, as                 Announcement.
                                                                                                                                                                Catalog of Federal Domestic
                                                Secretary for Civil Rights 1400                         amended (Act), authorizes the Rural
                                                                                                                                                              Assistance: 10.405.
                                                Independence Avenue SW., Washington                     Housing Service (RHS) to provide                        Dates: The deadline for receipt of all
                                                DC 20250–9410;                                          financial assistance (grants) to eligible             applications in response to this RFP is
                                                   (2) Fax: (202) 690–7442; or                          private and public non-profit agencies                5:00 p.m., Eastern Daylight Time, on
                                                   (3) Email: program.intake@usda.gov.                  to encourage the development of                       July 22, 2016. The application closing
                                                                                                        domestic and migrant farm labor                       deadline is firm as to date and hour.
                                                Persons With Disabilities                               housing projects. This RFP requests                   RHS will not consider any application
                                                   Individuals who are deaf, hard of                    proposals from qualified private and                  that is received after the closing
                                                hearing, or have speech disabilities and                public non-profit agencies to provide                 deadline. Applicants intending to mail
                                                you wish to file either an EEO or                       technical assistance to groups who                    applications must provide sufficient
                                                program complaint please contact                        qualify for FLH loans and grants.                     time to permit delivery on or before the
                                                USDA through the Federal Relay                             Work performed under these grants is               closing deadline. Acceptance by a post
                                                Service at (800) 877–8339 or (800) 845–                 expected to result in an increased                    office or private mailer does not
                                                6136 (in Spanish).                                      submission of quality applications for                constitute delivery. Facsimile (FAX),
                                                   Persons with disabilities who wish to                FLH loans and grants under the Section                COD, and postage due applications will
                                                file a program complaint, please see                    514 and Section 516 programs and as a                 not be accepted.
                                                information above on how to contact us                  result an increase in the availability of
                                                by mail directly or by email.                           decent, safe, and sanitary housing for                I. Program Description
                                                   If you require alternative means of                  farm laborers.                                           The technical assistance grants
                                                communication for program information                   DATES: The deadline for receipt of all                authorized under Section 516 of the Act
                                                (e.g., Braille, large print, audiotape, etc.)           applications in response to this RFP is               are for the purpose of encouraging the
                                                please contact USDA’s TARGET Center                     5:00 p.m., Eastern Daylight Time, on                  development of domestic and migrant
                                                at (202) 720–2600 (voice and TDD).                      July 22, 2016. The application closing                FLH projects under Sections 514 and
                                                                                                        deadline is firm as to date and hour.                 516 of the Act. RHS regulations for
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                                                Appeal Process                                          RHS will not consider any application                 Section 514 and Section 516 FLH
                                                  All adverse determinations regarding                  that is received after the closing                    program are published at 7 CFR part
                                                applicant eligibility and the awarding of               deadline. Applicants intending to mail                3560. Further requirements for technical
                                                points as part of the selection process                 applications must provide sufficient                  assistance grants can be found at 7 CFR
                                                are appealable pursuant to 7 CFR part                   time to permit delivery on or before the              part 3560, subpart L. Proposals must
                                                11. Instructions on the appeal process                  closing deadline. Acceptance by a post                demonstrate the capacity to provide the
                                                will be provided at the time an                         office or private mailer does not                     intended technical assistance.


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Document Created: 2018-02-07 15:07:24
Document Modified: 2018-02-07 15:07:24
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesThe deadline for receipt of an application is 4 p.m. local time, July 22, 2016. The application date and time are firm. The Agency will not consider any application received after the deadline. Applicants intending to mail applications must provide sufficient time to permit delivery on or before the closing deadline date and time. Acceptance by the United States Postal Service or private mailer does not constitute delivery. Facsimile (FAX), electronic mail and postage due applications will not be accepted.
ContactThe Rural Development office for the state in which the applicant is located. A list of Rural Development State Office contacts is provided at the following link: http:// www.rd.usda.gov/files/RCDI_State_Contacts.pdf.
FR Citation81 FR 32277 

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