81_FR_32397
Page Range | 32298-32302 | |
FR Document | 2016-12042 |
[Federal Register Volume 81, Number 99 (Monday, May 23, 2016)] [Notices] [Pages 32298-32302] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2016-12042] ----------------------------------------------------------------------- DEPARTMENT OF COMMERCE United States Patent and Trademark Office Patent Processing (Updating) ACTION: Proposed collection; comment request. ----------------------------------------------------------------------- SUMMARY: The United States Patent and Trademark Office (USPTO), as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on this extension of a continuing information collection, as required by the Paperwork Reduction Act of 1995, Public Law 104-13 (44 U.S.C. 3506(c)(2)(A)). DATES: Written comments must be submitted on or before July 22, 2016. ADDRESSES: You may submit comments by any of the following methods:Email: [email protected]. Include ``0651- 0031 inquiry'' in the subject line of the message. Federal Rulemaking Portal: http://www.regulations.gov. Mail: Marcie Lovett, Records Management Division Director, Office of the Chief Information Officer, United States Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. FOR FURTHER INFORMATION CONTACT: Requests for additional information should be directed to Raul Tamayo, Senior Legal Advisor, Office of Patent Legal Administration, United States Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450; by telephone at 571-272-7728; or by email to [email protected] with ``0651-0031 inquiry'' in the subject line. Additional information about this collection is also available at http://www.reginfo.gov under ``Information Collection Review.'' SUPPLEMENTARY INFORMATION: I. Abstract The United States Patent and Trademark Office (USPTO) is required by 35 U.S.C. 131 to examine an application for patent and, when appropriate, issue a patent. The USPTO is also required to publish patent applications, with certain exceptions, promptly after the expiration of a period of eighteen months from the earliest filing date for which a benefit is sought under Title 35, United States Code (``eighteen-month publication''). Certain situations may arise which require that additional information be supplied in order for the USPTO to further process the patent or application. The USPTO administers the statutes through various sections of the rules of practice in 37 CFR part 1. The information in this collection can be used by the USPTO to continue the processing of the patent or application to ensure that applicants are complying with the patent regulations and to aid in the prosecution of the application. II. Method of Collection The forms associated with this collection may be downloaded from the USPTO Web site in Portable Document Format (PDF), filled out electronically, and then either printed for mailing or submitted to the USPTO online through EFS-Web. The ``EFS-Web only'' items in this collection must be submitted to the USPTO online through EFS-Web. In addition, the USPTO provides an electronic interface on its Web site that the public can use to submit the information associated with the Electronic Applicant Initiated Interview Request Form. III. Data OMB Number: 0651-0031. IC Instruments and Forms: PTO/AIA/22, PTO/AIA/24, PTO/AIA/24B, PTO/ AIA/31, PTO/AIA/32, PTO/AIA/33, PTO/AIA/40, PTO/AIA/41, PTO/AIA/96, PTO/SB/08a, PTO/SB/08b, PTO/SB/17i, PTO/SB/21, PTO/SB/22, PTO/SB/24, PTO/SB/24B, PTO/SB/25, PTO/SB/26, PTO/SB/27, PTO/SB/30, PTO/SB/31, PTO/ SB/32, PTO/SB/33, PTO/SB/35, PTO/SB/36, PTO/SB/37, PTO/SB/38, PTO/SB/ 39, PTO/SB/43, PTO/SB/61, PTO/SB/63, PTO/SB/64, PTO/SB/64a, PTO/SB/67, PTO/SB/68, PTO/SB/91, PTO/SB/92, PTO/SB/96, PTO/SB/97, PTO/SB/130, PTO- 2053-A/B, PTO-2054-A/B, PTO-2055-A/B, PTOL-413A, and PTOL-413C. Type of Review: Revision of a Previously-Existing Information Collection. Affected Public: Individuals or households; businesses or other for-profits; and non-profit institutions. Estimated Number of Respondents: 3,542,082 responses per year. Estimated Time per Response: The USPTO estimates that it will take the public between 2 minutes (.03 hours) and 8 hours to submit a single item in this collection depending on the instrument used, including the time to gather the necessary information, prepare the appropriate form or petition, and submit the completed request to the USPTO. The time per response, estimated annual responses, and estimated annual hour burden associated with each instrument in this collection are shown in the table below. Estimated Total Annual Respondent Burden Hours: 3,631,187.33 hours. Estimated Total Annual Respondent (Hourly) Cost Burden: $952,818,894.17. The USPTO expects that attorneys and/or paralegals will complete the instruments listed in the table below. The professional hourly rates for attorneys and paralegals, based on AIPLA's 2015 Report of the Economic Survey, are $410 and $125 respectively. Using these hourly rates, the USPTO estimates that the total respondent cost burden for this collection is $952,818,894.17 per year. ---------------------------------------------------------------------------------------------------------------- Estimated Estimated IC No. Item response time annual Estimated annual Rate ($/hr) (minutes) responses burden (hours) (a) (b) (a) x (b)/60 = (d) (c) ---------------------------------------------------------------------------------------------------------------- 1................... EFS-Web IDS (Information 120 635,000 1,270,000.00 410.00 Disclosure Statements) that do not require the fee set forth in 37 CFR 1.17(p). [[Page 32299]] 1................... Information Disclosure 120 20,000 40,000.00 410.00 Statements that do not require the fee set forth in 37 CFR 1.17(p). 1................... EFS-Web IDS (Information 120 115,000 230,000.00 410.00 Disclosure Statements) that require the fee set forth in 37 CFR 1.17(p). 1................... Information Disclosure 120 5,000 10,000.00 410.00 Statements that require the fee set forth in 37 CFR 1.17(p). 2................... Electronic Transmittal 120 850,000 1,700,000.00 125.00 Form. 2................... Transmittal Form........ 120 50,000 100,000.00 125.00 3................... Electronic Petition for 6 290,000 29,000.00 125.00 Extension of Time under 37 CFR 1.136(a). 3................... Petition for Extension 6 10,000 1,000.00 125.00 of Time under 37 CFR 1.136(a). 4................... Electronic Express 12 4,800 960.00 125.00 Abandonment under 37 CFR 1.138. 4................... Express Abandonment 12 200 40.00 125.00 under 37 CFR 1.138. 5................... Electronic Statutory 12 58,000 11,600.00 410.00 Disclaimers (including terminal disclaimers). 5................... Statutory Disclaimers 12 2,000 400.00 410.00 (including terminal disclaimers). 6................... Electronic Request for 6 390 39.00 410.00 Expedited Examination of a Design Application. 6................... Request for Expedited 6 10 1.00 410.00 Examination of a Design Application. 7................... Electronic Notice of 12 28,000 5,600.00 410.00 Appeal. 7................... Notice of Appeal........ 12 1,000 200.00 410.00 8................... Electronic Petition for 60 7,500 7,500.00 410.00 Revival of an Application for Patent Abandoned Unintentionally. 8................... Petition for Revival of 60 500 500.00 410.00 an Application for Patent Abandoned Unintentionally. 9................... Electronic Petition for 60 190 190.00 410.00 Revival of an Application for Patent Abandoned for Failure to Notify the Office of a Foreign or International Filing. 9................... Petition for Revival of 60 10 10.00 $410.00 an Application for Patent Abandoned for Failure to Notify the Office of a Foreign or International Filing. 10.................. Electronic Requests to 12 95,000 19,000.00 125.00 Access, Inspect and Copy. 10.................. Requests to Access, 12 5,000 1,000.00 125.00 Inspect and Copy. 11.................. Electronic Deposit 12 1,600 320.00 125.00 Account Order Form. 11.................. Deposit Account Order 12 100 20.00 125.00 Form. 12.................. Electronic Certificates 2 750,000 25,000.00 125.00 of Mailing or Transmission. 12.................. Certificates of Mailing 2 50,000 1,666.66 125.00 or Transmission. 13.................. Electronic Statement 12 240,000 48,000.00 410.00 Under 37 CFR 3.73(c). 13.................. Statement Under 37 CFR 12 10,000 2,000.00 410.00 3.73(c). 14.................. Electronic Non- 6 23,000 2,300.00 410.00 publication Request. 14.................. Non-publication Request. 6 1,000 100.00 410.00 15.................. Electronic Rescission of 6 900 90.00 410.00 Previous Non- publication Request (35 U.S.C. 122(b)(2)(B)(ii) and, if applicable, Notice of Foreign Filing (35 U.S.C. 122(b)(2)(B)(iii). 15.................. Rescission of Previous 6 50 5.00 410.00 Non-publication Request (35 U.S.C. 122(b)(2)(B)(ii) and, if applicable, Notice of Foreign Filing (35 U.S.C. 122(b)(2)(B)(iii). 16.................. Electronic Filing System 150 1 2.50 125.00 (EFS) Copy of Application for Publication. 17.................. Copy of File Content 240 1 4.00 410.00 Showing Redactions. 18.................. Copy of the Applicant or 120 10 20.00 125.00 Patentee's Record of the Application (including copies of the correspondence, list of the correspondence, and statements verifying whether the record is complete or not). 19.................. EFS-Web Request for 12 165,000 33,000.00 410.00 Continued Examination (RCE) Transmittal. 19.................. Request for Continued 12 5,000 1,000.00 410.00 Examination (RCE) Transmittal. 20.................. Electronic Request for 12 950 190.00 410.00 Oral Hearing Before the Patent Trial and Appeal Board. 20.................. Request for Oral Hearing 12 50 10.00 410.00 Before the Patent Trial and Appeal Board. 21.................. Electronic Request for 12 700 140.00 410.00 Suspension of Action or Deferral of Examination Under 37 CFR 1.103(b), (c), or (d). 21.................. Request for Suspension 12 50 10.00 410.00 of Action or Deferral of Examination Under 37 CFR 1.103(b), (c), or (d). 22.................. EFS-Web Request for 12 290 58.00 125.00 Voluntary Publication or Republication (includes publication fee for republication). [[Page 32300]] 22.................. Request for Voluntary 12 10 2.00 125.00 Publication or Republication (includes publication fee for republication). 23.................. Electronic Applicant 24 11,000 4,400.00 410.00 Initiated Interview Request Form. 23.................. Applicant Initiated 24 3,500 1,400.00 410.00 Interview Request Form. 24.................. Electronic Processing 5 340 28.33 410.00 Fee Under 37 CFR 1.17(i) Transmittal. 24.................. Processing Fee Under 37 5 10 0.83 410.00 CFR 1.17(i) Transmittal. 25.................. Electronic Request to 8 11,500 1,533.33 410.00 Retrieve Electronic Priority Application(s) Under 37 CFR 1.55(h). 25.................. Request to Retrieve 8 500 66.67 410.00 Electronic Priority Application (s) Under 37 CFR 1.55(h). 26.................. Electronic Authorization 6 14,500 1,450.00 410.00 or Rescission of Authorization to Permit Access to Application- as-filed by Participating Offices Under 37 CFR 1.14(h). 26.................. Authorization or 6 500 50.00 410.00 Rescission of Authorization to Permit Access to Application- as-filed by Participating Offices Under 37 CFR 1.14(h). 27.................. Electronic Petition for 12 1,550 310.00 410.00 Express Abandonment to Obtain a Refund. 27.................. Petition for Express 12 50 10.00 410.00 Abandonment to Obtain a Refund. 28.................. Electronic Pre-Appeal 300 10,500 52,500.00 410.00 Brief Request for Review. 28.................. Pre-Appeal Brief Request 300 500 2,500.00 410.00 for Review. 29.................. EFS-Web Request for 5 29,000 2,416.67 125.00 Corrected Filing Receipt. 29.................. Request for Corrected 5 1,000 83.33 125.00 Filing Receipt. 30.................. Request for First Action 150 1,200 3,000.00 410.00 Interview (Pilot Program) (Electronic only). 31.................. Petition to Make Special 120 2,000 4,000.00 410.00 Based on Age for Advancement of Examination under 37 CFR 1.102(c)(1) (EFS- Web only). 32.................. Electronic Filing a 480 110 880.00 410.00 submission after final rejection (see 37 CFR 1.129(a)). 32.................. Filing a submission 480 10 80.00 410.00 after final rejection (see 37 CFR 1.129(a)). 33.................. Electronic correction of 45 2,900 2,175.00 410.00 inventorship after first office action on the merits. 33.................. Correction of 45 100 75.00 410.00 inventorship after first office action on the merits. 34.................. Electronic request for 45 14,500 10,875.00 410.00 correction in a patent application relating to inventorship or an inventor name, or order of names, other than in a reissue application (37 CFR 1.48). 34.................. Request for correction 45 500 375.00 410.00 in a patent application relating to inventorship or an inventor name, or order of names, other than in a reissue application (37 CFR 1.48). 35.................. Electronic request to 12 9,500 1,900.00 410.00 correct or update the name of the applicant under 37 CFR 1.46(c)(1), or change the applicant under 37 CFR 1.46(c)(2). 35.................. Request to correct or 12 500 100.00 410.00 update the name of the applicant under 37 CFR 1.46(c)(1), or change the applicant under 37 CFR 1.46(c)(2). ----------------------------------------------------------------- Total........... ........................ .............. 3,542,082 3,631,187.33 .............. ---------------------------------------------------------------------------------------------------------------- Estimated Total Annual (Non-hour) Respondent Cost Burden: $420,815,258.45. There are no recordkeeping, maintenance, or capital start-up costs associated with this information collection. There is, however, a non-hour cost burden in the form of postage costs and filing fees. Postage The public may submit the paper forms and petitions in this collection to the USPTO by mail through the United States Postal Service. If the submission is sent by first-class mail, the public may also include a signed certification of the date of mailing in order to receive credit for timely filing. Therefore, the USPTO estimates that approximately 167,161 submissions per year may be mailed. The USPTO estimates that the average submission will be mailed in a standard flat-rate priority mail envelope at a cost of $6.45, resulting in a total postage cost of $1,078,188.45. Filing Fees [[Page 32301]] ---------------------------------------------------------------------------------------------------------------- Estimated IC No. Item annual Filing fee Total annual (non- responses per response * hour) cost burden (a) (b) (a) x (b) = (c) ---------------------------------------------------------------------------------------------------------------- 1.......................... Information Disclosure 90,000 $180.00 $16,200,000.00 Statements (IDS) that require the fee set forth in 37 CFR 1.17(p). 1.......................... IDS that require the fee set S: 27,500 S: $90.00 S: $2,475,000.00 forth in 37 CFR 1.17(p) M: 2,500 M: $45.00 M: $112,500.00 (small entity). 3.......................... One-month Extension of Time 102,500 $200.00 $20,500,000.00 under 37 CFR 1.136(a). 3.......................... One-month Extension of Time S: 38,000 S: $100.00 S: $3,800,000.00 under 37 CFR 1.136(a) (small M: 4,000 M: $50.00 M: $200,000.00 entity). 3.......................... Two-month Extension of Time 43,600 $600.00 $26,160,000.00 under 37 CFR 1.136(a). 3.......................... Two-month Extension of Time S: 22,000 S: $300.00 S: $6,600,000.00 under 37 CFR 1.136(a) (small M: 2,100 M: $150.00 M: $315,000.00 entity). 3.......................... Three-month Extension of Time 40,000 $1,400.00 $56,000,000.00 under 37 CFR 1.136(a). 3.......................... Three-month Extension of Time S: 32,000 S: $700.00 S: $22,400,000.00 under 37 CFR 1.136(a) (small M: 3,000 M: $350.00 M: $1,050,000.00 entity). 3.......................... Four-month Extension of Time 2,500 $2,200.00 $5,500,000.00 under 37 CFR 1.136(a). 3.......................... Four-month Extension of Time S: 2,500 S: $1,100.00 S: $2,750,000.00 under 37 CFR 1.136(a) (small M: 350 M: $550.00 M: $192,500.00 entity). 3.......................... Five-month Extension of Time 3,500 $3,000.00 $10,500,000.00 under 37 CFR 1.136(a). 3.......................... Five-month Extension of Time S: 3,700 S: $1,000.00 S: $3,700,000.00 under 37 CFR 1.136(a) (small M: 250 M: $500.00 M: $125,000.00 entity). 5.......................... Statutory Disclaimer 60,000 $160.00 $9,600,000.00 (including terminal disclaimer). 5.......................... Statutory Disclaimer 6,289 $160.00 $1,006,240.00 (including terminal disclaimer) (small entity). 6.......................... Request for Expedited 200 $900.00 $180,000.00 Examination of a Design Application. 6.......................... Request for Expedited S: 160 S: $450.00 S: $72,000.00 Examination of a Design M: 40 M: $225.00 M: $9,000.00 Application (small entity). 7.......................... Notice of Appeal.............. 22,500 $800.00 $18,000,000.00 7.......................... Notice of Appeal (small S: 6,000 S: $400.00 S: $2,400,000.00 entity). M: 500 M: $200.00 M: $100,000.00 8.......................... Petition for Revival of an 3,500 $1,700.00 $5,950,000.00 Application for Patent Abandoned Unintentionally. 8.......................... Petition for Revival of an 4,500 $850.00 $3,825,000.00 Application for Patent Abandoned Unintentionally (small entity). 9.......................... Petition for revival of an 150 $1,700.00 $255,000.00 application for patent abandoned for failure to notify the office of a foreign or international filing. 9.......................... Petition for revival of an 50 $850.00 $42,500.00 application for patent abandoned for failure to notify the office of a foreign or international filing (small entity). 17......................... Copy of File Content Showing 1 $130.00 $130.00 Redactions. 19......................... Request for Continued 78,400 $1,200.00 $94,080,000.00 Examination (RCE) Transmittal (First Request). 19......................... Request for Continued S: 28,000 S: $600.00 S: $16,800,000.00 Examination (RCE) Transmittal M: 5,600 M: $300.00 M: $1,680,000.00 (First Request) (small entity). 19......................... Request for Continued 40,600 $1,700.00 $69,020,000.00 Examination (RCE) Transmittal (Second and Subsequent Requests). 19......................... Request for Continued S: 14,500 S: $850.00 S: $12,325,000.00 Examination (RCE) Transmittal M: 2,900 M: $425.00 M: $1,232,500.00 (Second and Subsequent Requests) (small entity). 20......................... Request for Oral Hearing 700 $1,300 $910,000.00 Before the Patent Trial and Appeal Board. 20......................... Request for Oral Hearing S: 240 S: $650.00 S: $156,000.00 Before the Patent Trial and M: 10 M: $325.00 M: $3,250.00 Appeal Board (small entity). 21......................... Request for Suspension of 520 $140.00 $72,800.00 Action or Deferral of Examination Under 37 CFR 1.103(b), (c), or (d). 21......................... Request for Suspension of S: 190 S: $70.00 S: $13,300.00 Action or Deferral of M: 40 M: $35.00 M: $1,400.00 Examination Under 37 CFR 1.103(b), (c), or (d) (small entity). 22......................... Request for Voluntary 300 $130.00 $39,000.00 Publication or Republication (includes publication fee for republication). 24......................... Processing Fee Under 37 CFR 340 $130.00 $44,200.00 1.17(i) Transmittal. 32......................... Filing a submission after 60 $840.00 $50,400.00 final rejection (see 37 CFR 1.129(a)). 32......................... Filing a submission after S: 50 S: $420.00 S: $21,000.00 final rejection (see 37 CFR M: 10 M: $210.00 M: $2,100.00 1.129(a)) (small entity). 33......................... Correction of inventorship 2,100 $600.00 $1,260,000.00 after first office action on the merits. 33......................... Correction of inventorship S: 750 S: $300.00 S: $225,000.00 after first office action on M: 150 M: $150.00 M: $22,500.00 the merits (small entity). 34......................... Request for correction in a 10,500 $140.00 $1,470,000.00 patent application relating to inventorship or an inventor name, or order of names, other than in a reissue application (37 CFR 1.48). 34......................... Request for correction in a S: 3,750 S: $70.00 S: $262,500.00 patent application relating M: 750 M: $35.00 M: $26,250.00 to inventorship or an inventor name, or order of names, other than in a reissue application (37 CFR 1.48). ---------------------------------------------------- Total.................. .............................. 740,425 .............. $419,737,070.00 ---------------------------------------------------------------------------------------------------------------- * ``S'' and ``M'' denote ``Small Entity'' and ``Micro Entity'' and reference the lower fee rates offered to small entities. [[Page 32302]] Therefore, the USPTO estimates that the total annual (non-hour) cost burden for this collection will be $420,815,258.45, with $1,078,188.45 in postage costs and $419,737,070.00 in filing fees. IV. Request for Comments Comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden (including hours and cost) of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, e.g., the use of automated collection techniques or other forms of information technology. Comments submitted in response to this notice will be summarized or included in the request for OMB approval of this information collection; they also will become a matter of public record. Dated: May 16, 2016. Marcie Lovett, Records Management Division Director, OCIO, United States Patent and Trademark Office. [FR Doc. 2016-12042 Filed 5-20-16; 8:45 am] BILLING CODE 3510-16-P
Category | Regulatory Information | |
Collection | Federal Register | |
sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
Publisher | Office of the Federal Register, National Archives and Records Administration | |
Section | Notices | |
Action | Proposed collection; comment request. | |
Dates | Written comments must be submitted on or before July 22, 2016. | |
Contact | Requests for additional information should be directed to Raul Tamayo, Senior Legal Advisor, Office of Patent Legal Administration, United States Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450; by telephone at 571-272-7728; or by email to [email protected] with ``0651-0031 inquiry'' in the subject line. Additional information about this collection is also available at http://www.reginfo.gov under ``Information Collection Review.'' | |
FR Citation | 81 FR 32298 |