81_FR_32397 81 FR 32298 - Patent Processing (Updating)

81 FR 32298 - Patent Processing (Updating)

DEPARTMENT OF COMMERCE
United States Patent and Trademark Office

Federal Register Volume 81, Issue 99 (May 23, 2016)

Page Range32298-32302
FR Document2016-12042

The United States Patent and Trademark Office (USPTO), as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on this extension of a continuing information collection, as required by the Paperwork Reduction Act of 1995, Public Law 104-13 (44 U.S.C. 3506(c)(2)(A)).

Federal Register, Volume 81 Issue 99 (Monday, May 23, 2016)
[Federal Register Volume 81, Number 99 (Monday, May 23, 2016)]
[Notices]
[Pages 32298-32302]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-12042]


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DEPARTMENT OF COMMERCE

United States Patent and Trademark Office


Patent Processing (Updating)

ACTION: Proposed collection; comment request.

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SUMMARY: The United States Patent and Trademark Office (USPTO), as part 
of its continuing effort to reduce paperwork and respondent burden, 
invites the general public and other Federal agencies to take this 
opportunity to comment on this extension of a continuing information 
collection, as required by the Paperwork Reduction Act of 1995, Public 
Law 104-13 (44 U.S.C. 3506(c)(2)(A)).

DATES: Written comments must be submitted on or before July 22, 2016.

ADDRESSES: You may submit comments by any of the following methods:
     Email: [email protected]. Include ``0651-
0031 inquiry'' in the subject line of the message.
     Federal Rulemaking Portal: http://www.regulations.gov.
     Mail: Marcie Lovett, Records Management Division Director, 
Office of the Chief Information Officer, United States Patent and 
Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450.

FOR FURTHER INFORMATION CONTACT: Requests for additional information 
should be directed to Raul Tamayo, Senior Legal Advisor, Office of 
Patent Legal Administration, United States Patent and Trademark Office, 
P.O. Box 1450, Alexandria, VA 22313-1450; by telephone at 571-272-7728; 
or by email to [email protected] with ``0651-0031 inquiry'' in the 
subject line. Additional information about this collection is also 
available at http://www.reginfo.gov under ``Information Collection 
Review.''

SUPPLEMENTARY INFORMATION: 

I. Abstract

    The United States Patent and Trademark Office (USPTO) is required 
by 35 U.S.C. 131 to examine an application for patent and, when 
appropriate, issue a patent. The USPTO is also required to publish 
patent applications, with certain exceptions, promptly after the 
expiration of a period of eighteen months from the earliest filing date 
for which a benefit is sought under Title 35, United States Code 
(``eighteen-month publication''). Certain situations may arise which 
require that additional information be supplied in order for the USPTO 
to further process the patent or application. The USPTO administers the 
statutes through various sections of the rules of practice in 37 CFR 
part 1.
    The information in this collection can be used by the USPTO to 
continue the processing of the patent or application to ensure that 
applicants are complying with the patent regulations and to aid in the 
prosecution of the application.

II. Method of Collection

    The forms associated with this collection may be downloaded from 
the USPTO Web site in Portable Document Format (PDF), filled out 
electronically, and then either printed for mailing or submitted to the 
USPTO online through EFS-Web. The ``EFS-Web only'' items in this 
collection must be submitted to the USPTO online through EFS-Web. In 
addition, the USPTO provides an electronic interface on its Web site 
that the public can use to submit the information associated with the 
Electronic Applicant Initiated Interview Request Form.

III. Data

    OMB Number: 0651-0031.
    IC Instruments and Forms: PTO/AIA/22, PTO/AIA/24, PTO/AIA/24B, PTO/
AIA/31, PTO/AIA/32, PTO/AIA/33, PTO/AIA/40, PTO/AIA/41, PTO/AIA/96, 
PTO/SB/08a, PTO/SB/08b, PTO/SB/17i, PTO/SB/21, PTO/SB/22, PTO/SB/24, 
PTO/SB/24B, PTO/SB/25, PTO/SB/26, PTO/SB/27, PTO/SB/30, PTO/SB/31, PTO/
SB/32, PTO/SB/33, PTO/SB/35, PTO/SB/36, PTO/SB/37, PTO/SB/38, PTO/SB/
39, PTO/SB/43, PTO/SB/61, PTO/SB/63, PTO/SB/64, PTO/SB/64a, PTO/SB/67, 
PTO/SB/68, PTO/SB/91, PTO/SB/92, PTO/SB/96, PTO/SB/97, PTO/SB/130, PTO-
2053-A/B, PTO-2054-A/B, PTO-2055-A/B, PTOL-413A, and PTOL-413C.
    Type of Review: Revision of a Previously-Existing Information 
Collection.
    Affected Public: Individuals or households; businesses or other 
for-profits; and non-profit institutions.
    Estimated Number of Respondents: 3,542,082 responses per year.
    Estimated Time per Response: The USPTO estimates that it will take 
the public between 2 minutes (.03 hours) and 8 hours to submit a single 
item in this collection depending on the instrument used, including the 
time to gather the necessary information, prepare the appropriate form 
or petition, and submit the completed request to the USPTO. The time 
per response, estimated annual responses, and estimated annual hour 
burden associated with each instrument in this collection are shown in 
the table below.
    Estimated Total Annual Respondent Burden Hours: 3,631,187.33 hours.
    Estimated Total Annual Respondent (Hourly) Cost Burden: 
$952,818,894.17. The USPTO expects that attorneys and/or paralegals 
will complete the instruments listed in the table below. The 
professional hourly rates for attorneys and paralegals, based on 
AIPLA's 2015 Report of the Economic Survey, are $410 and $125 
respectively. Using these hourly rates, the USPTO estimates that the 
total respondent cost burden for this collection is $952,818,894.17 per 
year.

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                                                   Estimated       Estimated
       IC No.                   Item             response time      annual      Estimated annual    Rate ($/hr)
                                                   (minutes)       responses     burden (hours)
                                                           (a)             (b)    (a) x (b)/60 =             (d)
                                                                                             (c)
----------------------------------------------------------------------------------------------------------------
1...................  EFS-Web IDS (Information             120         635,000      1,270,000.00          410.00
                       Disclosure Statements)
                       that do not require the
                       fee set forth in 37 CFR
                       1.17(p).

[[Page 32299]]

 
1...................  Information Disclosure               120          20,000         40,000.00          410.00
                       Statements that do not
                       require the fee set
                       forth in 37 CFR 1.17(p).
1...................  EFS-Web IDS (Information             120         115,000        230,000.00          410.00
                       Disclosure Statements)
                       that require the fee
                       set forth in 37 CFR
                       1.17(p).
1...................  Information Disclosure               120           5,000         10,000.00          410.00
                       Statements that require
                       the fee set forth in 37
                       CFR 1.17(p).
2...................  Electronic Transmittal               120         850,000      1,700,000.00          125.00
                       Form.
2...................  Transmittal Form........             120          50,000        100,000.00          125.00
3...................  Electronic Petition for                6         290,000         29,000.00          125.00
                       Extension of Time under
                       37 CFR 1.136(a).
3...................  Petition for Extension                 6          10,000          1,000.00          125.00
                       of Time under 37 CFR
                       1.136(a).
4...................  Electronic Express                    12           4,800            960.00          125.00
                       Abandonment under 37
                       CFR 1.138.
4...................  Express Abandonment                   12             200             40.00          125.00
                       under 37 CFR 1.138.
5...................  Electronic Statutory                  12          58,000         11,600.00          410.00
                       Disclaimers (including
                       terminal disclaimers).
5...................  Statutory Disclaimers                 12           2,000            400.00          410.00
                       (including terminal
                       disclaimers).
6...................  Electronic Request for                 6             390             39.00          410.00
                       Expedited Examination
                       of a Design Application.
6...................  Request for Expedited                  6              10              1.00          410.00
                       Examination of a Design
                       Application.
7...................  Electronic Notice of                  12          28,000          5,600.00          410.00
                       Appeal.
7...................  Notice of Appeal........              12           1,000            200.00          410.00
8...................  Electronic Petition for               60           7,500          7,500.00          410.00
                       Revival of an
                       Application for Patent
                       Abandoned
                       Unintentionally.
8...................  Petition for Revival of               60             500            500.00          410.00
                       an Application for
                       Patent Abandoned
                       Unintentionally.
9...................  Electronic Petition for               60             190            190.00          410.00
                       Revival of an
                       Application for Patent
                       Abandoned for Failure
                       to Notify the Office of
                       a Foreign or
                       International Filing.
9...................  Petition for Revival of               60              10             10.00         $410.00
                       an Application for
                       Patent Abandoned for
                       Failure to Notify the
                       Office of a Foreign or
                       International Filing.
10..................  Electronic Requests to                12          95,000         19,000.00          125.00
                       Access, Inspect and
                       Copy.
10..................  Requests to Access,                   12           5,000          1,000.00          125.00
                       Inspect and Copy.
11..................  Electronic Deposit                    12           1,600            320.00          125.00
                       Account Order Form.
11..................  Deposit Account Order                 12             100             20.00          125.00
                       Form.
12..................  Electronic Certificates                2         750,000         25,000.00          125.00
                       of Mailing or
                       Transmission.
12..................  Certificates of Mailing                2          50,000          1,666.66          125.00
                       or Transmission.
13..................  Electronic Statement                  12         240,000         48,000.00          410.00
                       Under 37 CFR 3.73(c).
13..................  Statement Under 37 CFR                12          10,000          2,000.00          410.00
                       3.73(c).
14..................  Electronic Non-                        6          23,000          2,300.00          410.00
                       publication Request.
14..................  Non-publication Request.               6           1,000            100.00          410.00
15..................  Electronic Rescission of               6             900             90.00          410.00
                       Previous Non-
                       publication Request (35
                       U.S.C. 122(b)(2)(B)(ii)
                       and, if applicable,
                       Notice of Foreign
                       Filing (35 U.S.C.
                       122(b)(2)(B)(iii).
15..................  Rescission of Previous                 6              50              5.00          410.00
                       Non-publication Request
                       (35 U.S.C.
                       122(b)(2)(B)(ii) and,
                       if applicable, Notice
                       of Foreign Filing (35
                       U.S.C.
                       122(b)(2)(B)(iii).
16..................  Electronic Filing System             150               1              2.50          125.00
                       (EFS) Copy of
                       Application for
                       Publication.
17..................  Copy of File Content                 240               1              4.00          410.00
                       Showing Redactions.
18..................  Copy of the Applicant or             120              10             20.00          125.00
                       Patentee's Record of
                       the Application
                       (including copies of
                       the correspondence,
                       list of the
                       correspondence, and
                       statements verifying
                       whether the record is
                       complete or not).
19..................  EFS-Web Request for                   12         165,000         33,000.00          410.00
                       Continued Examination
                       (RCE) Transmittal.
19..................  Request for Continued                 12           5,000          1,000.00          410.00
                       Examination (RCE)
                       Transmittal.
20..................  Electronic Request for                12             950            190.00          410.00
                       Oral Hearing Before the
                       Patent Trial and Appeal
                       Board.
20..................  Request for Oral Hearing              12              50             10.00          410.00
                       Before the Patent Trial
                       and Appeal Board.
21..................  Electronic Request for                12             700            140.00          410.00
                       Suspension of Action or
                       Deferral of Examination
                       Under 37 CFR 1.103(b),
                       (c), or (d).
21..................  Request for Suspension                12              50             10.00          410.00
                       of Action or Deferral
                       of Examination Under 37
                       CFR 1.103(b), (c), or
                       (d).
22..................  EFS-Web Request for                   12             290             58.00          125.00
                       Voluntary Publication
                       or Republication
                       (includes publication
                       fee for republication).

[[Page 32300]]

 
22..................  Request for Voluntary                 12              10              2.00          125.00
                       Publication or
                       Republication (includes
                       publication fee for
                       republication).
23..................  Electronic Applicant                  24          11,000          4,400.00          410.00
                       Initiated Interview
                       Request Form.
23..................  Applicant Initiated                   24           3,500          1,400.00          410.00
                       Interview Request Form.
24..................  Electronic Processing                  5             340             28.33          410.00
                       Fee Under 37 CFR
                       1.17(i) Transmittal.
24..................  Processing Fee Under 37                5              10              0.83          410.00
                       CFR 1.17(i) Transmittal.
25..................  Electronic Request to                  8          11,500          1,533.33          410.00
                       Retrieve Electronic
                       Priority Application(s)
                       Under 37 CFR 1.55(h).
25..................  Request to Retrieve                    8             500             66.67          410.00
                       Electronic Priority
                       Application (s) Under
                       37 CFR 1.55(h).
26..................  Electronic Authorization               6          14,500          1,450.00          410.00
                       or Rescission of
                       Authorization to Permit
                       Access to Application-
                       as-filed by
                       Participating Offices
                       Under 37 CFR 1.14(h).
26..................  Authorization or                       6             500             50.00          410.00
                       Rescission of
                       Authorization to Permit
                       Access to Application-
                       as-filed by
                       Participating Offices
                       Under 37 CFR 1.14(h).
27..................  Electronic Petition for               12           1,550            310.00          410.00
                       Express Abandonment to
                       Obtain a Refund.
27..................  Petition for Express                  12              50             10.00          410.00
                       Abandonment to Obtain a
                       Refund.
28..................  Electronic Pre-Appeal                300          10,500         52,500.00          410.00
                       Brief Request for
                       Review.
28..................  Pre-Appeal Brief Request             300             500          2,500.00          410.00
                       for Review.
29..................  EFS-Web Request for                    5          29,000          2,416.67          125.00
                       Corrected Filing
                       Receipt.
29..................  Request for Corrected                  5           1,000             83.33          125.00
                       Filing Receipt.
30..................  Request for First Action             150           1,200          3,000.00          410.00
                       Interview (Pilot
                       Program) (Electronic
                       only).
31..................  Petition to Make Special             120           2,000          4,000.00          410.00
                       Based on Age for
                       Advancement of
                       Examination under 37
                       CFR 1.102(c)(1) (EFS-
                       Web only).
32..................  Electronic Filing a                  480             110            880.00          410.00
                       submission after final
                       rejection (see 37 CFR
                       1.129(a)).
32..................  Filing a submission                  480              10             80.00          410.00
                       after final rejection
                       (see 37 CFR 1.129(a)).
33..................  Electronic correction of              45           2,900          2,175.00          410.00
                       inventorship after
                       first office action on
                       the merits.
33..................  Correction of                         45             100             75.00          410.00
                       inventorship after
                       first office action on
                       the merits.
34..................  Electronic request for                45          14,500         10,875.00          410.00
                       correction in a patent
                       application relating to
                       inventorship or an
                       inventor name, or order
                       of names, other than in
                       a reissue application
                       (37 CFR 1.48).
34..................  Request for correction                45             500            375.00          410.00
                       in a patent application
                       relating to
                       inventorship or an
                       inventor name, or order
                       of names, other than in
                       a reissue application
                       (37 CFR 1.48).
35..................  Electronic request to                 12           9,500          1,900.00          410.00
                       correct or update the
                       name of the applicant
                       under 37 CFR
                       1.46(c)(1), or change
                       the applicant under 37
                       CFR 1.46(c)(2).
35..................  Request to correct or                 12             500            100.00          410.00
                       update the name of the
                       applicant under 37 CFR
                       1.46(c)(1), or change
                       the applicant under 37
                       CFR 1.46(c)(2).
                                               -----------------------------------------------------------------
    Total...........  ........................  ..............       3,542,082      3,631,187.33  ..............
----------------------------------------------------------------------------------------------------------------

    Estimated Total Annual (Non-hour) Respondent Cost Burden: 
$420,815,258.45. There are no recordkeeping, maintenance, or capital 
start-up costs associated with this information collection. There is, 
however, a non-hour cost burden in the form of postage costs and filing 
fees.

Postage

    The public may submit the paper forms and petitions in this 
collection to the USPTO by mail through the United States Postal 
Service. If the submission is sent by first-class mail, the public may 
also include a signed certification of the date of mailing in order to 
receive credit for timely filing. Therefore, the USPTO estimates that 
approximately 167,161 submissions per year may be mailed. The USPTO 
estimates that the average submission will be mailed in a standard 
flat-rate priority mail envelope at a cost of $6.45, resulting in a 
total postage cost of $1,078,188.45.

Filing Fees

[[Page 32301]]



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                                                                Estimated
           IC No.                         Item                   annual        Filing fee    Total annual  (non-
                                                                responses    per response *   hour)  cost burden
                                                                        (a)             (b)      (a) x (b) = (c)
----------------------------------------------------------------------------------------------------------------
1..........................  Information Disclosure                  90,000         $180.00       $16,200,000.00
                              Statements (IDS) that require
                              the fee set forth in 37 CFR
                              1.17(p).
1..........................  IDS that require the fee set         S: 27,500       S: $90.00     S: $2,475,000.00
                              forth in 37 CFR 1.17(p)              M: 2,500       M: $45.00       M: $112,500.00
                              (small entity).
3..........................  One-month Extension of Time            102,500         $200.00       $20,500,000.00
                              under 37 CFR 1.136(a).
3..........................  One-month Extension of Time          S: 38,000      S: $100.00     S: $3,800,000.00
                              under 37 CFR 1.136(a) (small         M: 4,000       M: $50.00       M: $200,000.00
                              entity).
3..........................  Two-month Extension of Time             43,600         $600.00       $26,160,000.00
                              under 37 CFR 1.136(a).
3..........................  Two-month Extension of Time          S: 22,000      S: $300.00     S: $6,600,000.00
                              under 37 CFR 1.136(a) (small         M: 2,100      M: $150.00       M: $315,000.00
                              entity).
3..........................  Three-month Extension of Time           40,000       $1,400.00       $56,000,000.00
                              under 37 CFR 1.136(a).
3..........................  Three-month Extension of Time        S: 32,000      S: $700.00    S: $22,400,000.00
                              under 37 CFR 1.136(a) (small         M: 3,000      M: $350.00     M: $1,050,000.00
                              entity).
3..........................  Four-month Extension of Time             2,500       $2,200.00        $5,500,000.00
                              under 37 CFR 1.136(a).
3..........................  Four-month Extension of Time          S: 2,500    S: $1,100.00     S: $2,750,000.00
                              under 37 CFR 1.136(a) (small           M: 350      M: $550.00       M: $192,500.00
                              entity).
3..........................  Five-month Extension of Time             3,500       $3,000.00       $10,500,000.00
                              under 37 CFR 1.136(a).
3..........................  Five-month Extension of Time          S: 3,700    S: $1,000.00     S: $3,700,000.00
                              under 37 CFR 1.136(a) (small           M: 250      M: $500.00       M: $125,000.00
                              entity).
5..........................  Statutory Disclaimer                    60,000         $160.00        $9,600,000.00
                              (including terminal
                              disclaimer).
5..........................  Statutory Disclaimer                     6,289         $160.00        $1,006,240.00
                              (including terminal
                              disclaimer) (small entity).
6..........................  Request for Expedited                      200         $900.00          $180,000.00
                              Examination of a Design
                              Application.
6..........................  Request for Expedited                   S: 160      S: $450.00        S: $72,000.00
                              Examination of a Design                 M: 40      M: $225.00         M: $9,000.00
                              Application (small entity).
7..........................  Notice of Appeal..............          22,500         $800.00       $18,000,000.00
7..........................  Notice of Appeal (small               S: 6,000      S: $400.00     S: $2,400,000.00
                              entity).                               M: 500      M: $200.00       M: $100,000.00
8..........................  Petition for Revival of an               3,500       $1,700.00        $5,950,000.00
                              Application for Patent
                              Abandoned Unintentionally.
8..........................  Petition for Revival of an               4,500         $850.00        $3,825,000.00
                              Application for Patent
                              Abandoned Unintentionally
                              (small entity).
9..........................  Petition for revival of an                 150       $1,700.00          $255,000.00
                              application for patent
                              abandoned for failure to
                              notify the office of a
                              foreign or international
                              filing.
9..........................  Petition for revival of an                  50         $850.00           $42,500.00
                              application for patent
                              abandoned for failure to
                              notify the office of a
                              foreign or international
                              filing (small entity).
17.........................  Copy of File Content Showing                 1         $130.00              $130.00
                              Redactions.
19.........................  Request for Continued                   78,400       $1,200.00       $94,080,000.00
                              Examination (RCE) Transmittal
                              (First Request).
19.........................  Request for Continued                S: 28,000      S: $600.00    S: $16,800,000.00
                              Examination (RCE) Transmittal        M: 5,600      M: $300.00     M: $1,680,000.00
                              (First Request) (small
                              entity).
19.........................  Request for Continued                   40,600       $1,700.00       $69,020,000.00
                              Examination (RCE) Transmittal
                              (Second and Subsequent
                              Requests).
19.........................  Request for Continued                S: 14,500      S: $850.00    S: $12,325,000.00
                              Examination (RCE) Transmittal        M: 2,900      M: $425.00     M: $1,232,500.00
                              (Second and Subsequent
                              Requests) (small entity).
20.........................  Request for Oral Hearing                   700          $1,300          $910,000.00
                              Before the Patent Trial and
                              Appeal Board.
20.........................  Request for Oral Hearing                S: 240      S: $650.00       S: $156,000.00
                              Before the Patent Trial and             M: 10      M: $325.00         M: $3,250.00
                              Appeal Board (small entity).
21.........................  Request for Suspension of                  520         $140.00           $72,800.00
                              Action or Deferral of
                              Examination Under 37 CFR
                              1.103(b), (c), or (d).
21.........................  Request for Suspension of               S: 190       S: $70.00        S: $13,300.00
                              Action or Deferral of                   M: 40       M: $35.00         M: $1,400.00
                              Examination Under 37 CFR
                              1.103(b), (c), or (d) (small
                              entity).
22.........................  Request for Voluntary                      300         $130.00           $39,000.00
                              Publication or Republication
                              (includes publication fee for
                              republication).
24.........................  Processing Fee Under 37 CFR                340         $130.00           $44,200.00
                              1.17(i) Transmittal.
32.........................  Filing a submission after                   60         $840.00           $50,400.00
                              final rejection (see 37 CFR
                              1.129(a)).
32.........................  Filing a submission after                S: 50      S: $420.00        S: $21,000.00
                              final rejection (see 37 CFR             M: 10      M: $210.00         M: $2,100.00
                              1.129(a)) (small entity).
33.........................  Correction of inventorship               2,100         $600.00        $1,260,000.00
                              after first office action on
                              the merits.
33.........................  Correction of inventorship              S: 750      S: $300.00       S: $225,000.00
                              after first office action on           M: 150      M: $150.00        M: $22,500.00
                              the merits (small entity).
34.........................  Request for correction in a             10,500         $140.00        $1,470,000.00
                              patent application relating
                              to inventorship or an
                              inventor name, or order of
                              names, other than in a
                              reissue application (37 CFR
                              1.48).
34.........................  Request for correction in a           S: 3,750       S: $70.00       S: $262,500.00
                              patent application relating            M: 750       M: $35.00        M: $26,250.00
                              to inventorship or an
                              inventor name, or order of
                              names, other than in a
                              reissue application (37 CFR
                              1.48).
                                                            ----------------------------------------------------
    Total..................  ..............................         740,425  ..............      $419,737,070.00
----------------------------------------------------------------------------------------------------------------
* ``S'' and ``M'' denote ``Small Entity'' and ``Micro Entity'' and reference the lower fee rates offered to
  small entities.


[[Page 32302]]

    Therefore, the USPTO estimates that the total annual (non-hour) 
cost burden for this collection will be $420,815,258.45, with 
$1,078,188.45 in postage costs and $419,737,070.00 in filing fees.

IV. Request for Comments

    Comments are invited on:
    (a) Whether the proposed collection of information is necessary for 
the proper performance of the functions of the agency, including 
whether the information shall have practical utility;
    (b) the accuracy of the agency's estimate of the burden (including 
hours and cost) of the proposed collection of information;
    (c) ways to enhance the quality, utility, and clarity of the 
information to be collected; and
    (d) ways to minimize the burden of the collection of information on 
respondents, e.g., the use of automated collection techniques or other 
forms of information technology.
    Comments submitted in response to this notice will be summarized or 
included in the request for OMB approval of this information 
collection; they also will become a matter of public record.

    Dated: May 16, 2016.
Marcie Lovett,
Records Management Division Director, OCIO, United States Patent and 
Trademark Office.
[FR Doc. 2016-12042 Filed 5-20-16; 8:45 am]
 BILLING CODE 3510-16-P



                                                32298                                 Federal Register / Vol. 81, No. 99 / Monday, May 23, 2016 / Notices

                                                identified in this notice and any issues                        States Patent and Trademark Office,                  Electronic Applicant Initiated Interview
                                                arising after publication of this notice                        P.O. Box 1450, Alexandria, VA 22313–                 Request Form.
                                                that require emergency action under                             1450.
                                                                                                                                                                     III. Data
                                                section 305(c) of the Magnuson-Stevens                          FOR FURTHER INFORMATION CONTACT:
                                                Fishery Conservation and Management                             Requests for additional information                     OMB Number: 0651–0031.
                                                Act, provided the public has been                               should be directed to Raul Tamayo,                      IC Instruments and Forms: PTO/AIA/
                                                notified of the intent to take final action                     Senior Legal Advisor, Office of Patent               22, PTO/AIA/24, PTO/AIA/24B, PTO/
                                                to address the emergency.                                       Legal Administration, United States                  AIA/31, PTO/AIA/32, PTO/AIA/33,
                                                Special Accommodations                                          Patent and Trademark Office, P.O. Box                PTO/AIA/40, PTO/AIA/41, PTO/AIA/
                                                                                                                1450, Alexandria, VA 22313–1450; by                  96, PTO/SB/08a, PTO/SB/08b, PTO/SB/
                                                  This meeting is accessible to people                          telephone at 571–272–7728; or by email               17i, PTO/SB/21, PTO/SB/22, PTO/SB/
                                                with disabilities. Requests for auxiliary                       to Raul.Tamayo@uspto.gov with ‘‘0651–                24, PTO/SB/24B, PTO/SB/25, PTO/SB/
                                                aids should be directed to the SAFMC                            0031 inquiry’’ in the subject line.                  26, PTO/SB/27, PTO/SB/30, PTO/SB/
                                                office (see ADDRESSES) at least 10                              Additional information about this                    31, PTO/SB/32, PTO/SB/33, PTO/SB/
                                                business days prior to the meeting.                             collection is also available at http://              35, PTO/SB/36, PTO/SB/37, PTO/SB/
                                                  Note: The times and sequence specified in                     www.reginfo.gov under ‘‘Information                  38, PTO/SB/39, PTO/SB/43, PTO/SB/
                                                this agenda are subject to change.                              Collection Review.’’                                 61, PTO/SB/63, PTO/SB/64, PTO/SB/
                                                                                                                SUPPLEMENTARY INFORMATION:                           64a, PTO/SB/67, PTO/SB/68, PTO/SB/
                                                   Authority: 16 U.S.C. 1801 et seq.                                                                                 91, PTO/SB/92, PTO/SB/96, PTO/SB/
                                                                                                                I. Abstract
                                                  Dated: May 18, 2016.                                                                                               97, PTO/SB/130, PTO–2053–A/B, PTO–
                                                Tracey L. Thompson,                                                The United States Patent and                      2054–A/B, PTO–2055–A/B, PTOL–
                                                Acting Deputy Director, Office of Sustainable                   Trademark Office (USPTO) is required                 413A, and PTOL–413C.
                                                Fisheries, National Marine Fisheries Service.                   by 35 U.S.C. 131 to examine an                          Type of Review: Revision of a
                                                [FR Doc. 2016–12037 Filed 5–20–16; 8:45 am]
                                                                                                                application for patent and, when                     Previously-Existing Information
                                                                                                                appropriate, issue a patent. The USPTO               Collection.
                                                BILLING CODE 3510–22–P
                                                                                                                is also required to publish patent                      Affected Public: Individuals or
                                                                                                                applications, with certain exceptions,               households; businesses or other for-
                                                DEPARTMENT OF COMMERCE                                          promptly after the expiration of a period            profits; and non-profit institutions.
                                                                                                                of eighteen months from the earliest                    Estimated Number of Respondents:
                                                United States Patent and Trademark                              filing date for which a benefit is sought            3,542,082 responses per year.
                                                Office                                                          under Title 35, United States Code
                                                                                                                                                                        Estimated Time per Response: The
                                                                                                                (‘‘eighteen-month publication’’). Certain
                                                Patent Processing (Updating)                                                                                         USPTO estimates that it will take the
                                                                                                                situations may arise which require that
                                                                                                                                                                     public between 2 minutes (.03 hours)
                                                                                                                additional information be supplied in
                                                ACTION:      Proposed collection; comment                                                                            and 8 hours to submit a single item in
                                                                                                                order for the USPTO to further process
                                                request.                                                                                                             this collection depending on the
                                                                                                                the patent or application. The USPTO
                                                                                                                                                                     instrument used, including the time to
                                                SUMMARY:   The United States Patent and                         administers the statutes through various
                                                                                                                                                                     gather the necessary information,
                                                Trademark Office (USPTO), as part of its                        sections of the rules of practice in 37
                                                                                                                                                                     prepare the appropriate form or petition,
                                                continuing effort to reduce paperwork                           CFR part 1.
                                                                                                                   The information in this collection can            and submit the completed request to the
                                                and respondent burden, invites the                                                                                   USPTO. The time per response,
                                                                                                                be used by the USPTO to continue the
                                                general public and other Federal                                                                                     estimated annual responses, and
                                                                                                                processing of the patent or application
                                                agencies to take this opportunity to                                                                                 estimated annual hour burden
                                                                                                                to ensure that applicants are complying
                                                comment on this extension of a                                                                                       associated with each instrument in this
                                                                                                                with the patent regulations and to aid in
                                                continuing information collection, as                                                                                collection are shown in the table below.
                                                                                                                the prosecution of the application.
                                                required by the Paperwork Reduction                                                                                     Estimated Total Annual Respondent
                                                Act of 1995, Public Law 104–13 (44                              II. Method of Collection                             Burden Hours: 3,631,187.33 hours.
                                                U.S.C. 3506(c)(2)(A)).                                             The forms associated with this                       Estimated Total Annual Respondent
                                                DATES: Written comments must be                                 collection may be downloaded from the                (Hourly) Cost Burden: $952,818,894.17.
                                                submitted on or before July 22, 2016.                           USPTO Web site in Portable Document                  The USPTO expects that attorneys and/
                                                ADDRESSES: You may submit comments                              Format (PDF), filled out electronically,             or paralegals will complete the
                                                by any of the following methods:                                and then either printed for mailing or               instruments listed in the table below.
                                                  • Email: InformationCollection@                               submitted to the USPTO online through                The professional hourly rates for
                                                uspto.gov. Include ‘‘0651–0031 inquiry’’                        EFS-Web. The ‘‘EFS-Web only’’ items in               attorneys and paralegals, based on
                                                in the subject line of the message.                             this collection must be submitted to the             AIPLA’s 2015 Report of the Economic
                                                  • Federal Rulemaking Portal: http://                          USPTO online through EFS-Web. In                     Survey, are $410 and $125 respectively.
                                                www.regulations.gov.                                            addition, the USPTO provides an                      Using these hourly rates, the USPTO
                                                  • Mail: Marcie Lovett, Records                                electronic interface on its Web site that            estimates that the total respondent cost
                                                Management Division Director, Office of                         the public can use to submit the                     burden for this collection is
                                                the Chief Information Officer, United                           information associated with the                      $952,818,894.17 per year.
sradovich on DSK3TPTVN1PROD with NOTICES




                                                                                                                                                                                       Estimated
                                                                                                                                                Estimated         Estimated             annual        Rate
                                                     IC No.                                              Item                                 response time         annual              burden        ($/hr)
                                                                                                                                                (minutes)         responses             (hours)

                                                                                                                                                    (a)              (b)         (a) × (b)/60 = (c)    (d)

                                                1 ..................   EFS-Web IDS (Information Disclosure Statements) that                               120         635,000          1,270,000.00      410.00
                                                                         do not require the fee set forth in 37 CFR 1.17(p).



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                                                                                           Federal Register / Vol. 81, No. 99 / Monday, May 23, 2016 / Notices                                                             32299

                                                                                                                                                                                                         Estimated
                                                                                                                                                                  Estimated         Estimated             annual          Rate
                                                      IC No.                                                   Item                                             response time         annual              burden          ($/hr)
                                                                                                                                                                  (minutes)         responses             (hours)

                                                                                                                                                                      (a)              (b)           (a) × (b)/60 = (c)    (d)

                                                1 ..................      Information Disclosure Statements that do not require the                                         120          20,000             40,000.00        410.00
                                                                             fee set forth in 37 CFR 1.17(p).
                                                1 ..................      EFS-Web IDS (Information Disclosure Statements) that                                              120         115,000            230,000.00        410.00
                                                                             require the fee set forth in 37 CFR 1.17(p).
                                                1 ..................      Information Disclosure Statements that require the fee                                            120              5,000          10,000.00        410.00
                                                                             set forth in 37 CFR 1.17(p).
                                                2 ..................      Electronic Transmittal Form ...............................................                       120         850,000          1,700,000.00        125.00
                                                2 ..................      Transmittal Form ................................................................                 120          50,000            100,000.00        125.00
                                                3 ..................      Electronic Petition for Extension of Time under 37 CFR                                              6         290,000             29,000.00        125.00
                                                                             1.136(a).
                                                3    ..................   Petition for Extension of Time under 37 CFR 1.136(a) .....                                          6          10,000              1,000.00        125.00
                                                4    ..................   Electronic Express Abandonment under 37 CFR 1.138 ...                                              12           4,800                960.00        125.00
                                                4    ..................   Express Abandonment under 37 CFR 1.138 ....................                                        12             200                 40.00        125.00
                                                5    ..................   Electronic Statutory Disclaimers (including terminal dis-                                          12          58,000             11,600.00        410.00
                                                                             claimers).
                                                5 ..................      Statutory Disclaimers (including terminal disclaimers) ......                                      12              2,000              400.00       410.00
                                                6 ..................      Electronic Request for Expedited Examination of a De-                                               6                390               39.00       410.00
                                                                             sign Application.
                                                6 ..................      Request for Expedited Examination of a Design Applica-                                              6                 10                1.00       410.00
                                                                             tion.
                                                7 ..................      Electronic Notice of Appeal ...............................................                        12          28,000               5,600.00       410.00
                                                7 ..................      Notice of Appeal ................................................................                  12           1,000                 200.00       410.00
                                                8 ..................      Electronic Petition for Revival of an Application for Patent                                       60           7,500               7,500.00       410.00
                                                                             Abandoned Unintentionally.
                                                8 ..................      Petition for Revival of an Application for Patent Aban-                                            60               500               500.00       410.00
                                                                             doned Unintentionally.
                                                9 ..................      Electronic Petition for Revival of an Application for Patent                                       60               190               190.00       410.00
                                                                             Abandoned for Failure to Notify the Office of a Foreign
                                                                             or International Filing.
                                                9 ..................      Petition for Revival of an Application for Patent Aban-                                            60                 10               10.00      $410.00
                                                                             doned for Failure to Notify the Office of a Foreign or
                                                                             International Filing.
                                                10    ................    Electronic Requests to Access, Inspect and Copy ...........                                        12          95,000             19,000.00        125.00
                                                10    ................    Requests to Access, Inspect and Copy ............................                                  12           5,000              1,000.00        125.00
                                                11    ................    Electronic Deposit Account Order Form ............................                                 12           1,600                320.00        125.00
                                                11    ................    Deposit Account Order Form .............................................                           12             100                 20.00        125.00
                                                12    ................    Electronic Certificates of Mailing or Transmission ............                                     2         750,000             25,000.00        125.00
                                                12    ................    Certificates of Mailing or Transmission .............................                               2          50,000              1,666.66        125.00
                                                13    ................    Electronic Statement Under 37 CFR 3.73(c) .....................                                    12         240,000             48,000.00        410.00
                                                13    ................    Statement Under 37 CFR 3.73(c) ......................................                              12          10,000              2,000.00        410.00
                                                14    ................    Electronic Non-publication Request ...................................                              6          23,000              2,300.00        410.00
                                                14    ................    Non-publication Request ....................................................                        6           1,000                100.00        410.00
                                                15    ................    Electronic Rescission of Previous Non-publication Re-                                               6             900                 90.00        410.00
                                                                             quest (35 U.S.C. 122(b)(2)(B)(ii) and, if applicable, No-
                                                                             tice of Foreign Filing (35 U.S.C. 122(b)(2)(B)(iii).
                                                15 ................       Rescission of Previous Non-publication Request (35                                                  6                 50                5.00       410.00
                                                                             U.S.C. 122(b)(2)(B)(ii) and, if applicable, Notice of For-
                                                                             eign Filing (35 U.S.C. 122(b)(2)(B)(iii).
                                                16 ................       Electronic Filing System (EFS) Copy of Application for                                            150                  1                2.50       125.00
                                                                             Publication.
                                                17 ................       Copy of File Content Showing Redactions ........................                                  240                  1                4.00       410.00
                                                18 ................       Copy of the Applicant or Patentee’s Record of the Appli-                                          120                 10               20.00       125.00
                                                                             cation (including copies of the correspondence, list of
                                                                             the correspondence, and statements verifying whether
                                                                             the record is complete or not).
                                                19 ................       EFS-Web Request for Continued Examination (RCE)                                                    12         165,000             33,000.00        410.00
                                                                             Transmittal.
                                                19 ................       Request for Continued Examination (RCE) Transmittal ....                                           12              5,000            1,000.00       410.00
                                                20 ................       Electronic Request for Oral Hearing Before the Patent                                              12                950              190.00       410.00
                                                                             Trial and Appeal Board.
sradovich on DSK3TPTVN1PROD with NOTICES




                                                20 ................       Request for Oral Hearing Before the Patent Trial and Ap-                                           12                 50               10.00       410.00
                                                                             peal Board.
                                                21 ................       Electronic Request for Suspension of Action or Deferral                                            12               700               140.00       410.00
                                                                             of Examination Under 37 CFR 1.103(b), (c), or (d).
                                                21 ................       Request for Suspension of Action or Deferral of Exam-                                              12                 50               10.00       410.00
                                                                             ination Under 37 CFR 1.103(b), (c), or (d).
                                                22 ................       EFS-Web Request for Voluntary Publication or Republi-                                              12               290                58.00       125.00
                                                                             cation (includes publication fee for republication).



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                                                32300                                       Federal Register / Vol. 81, No. 99 / Monday, May 23, 2016 / Notices

                                                                                                                                                                                                                         Estimated
                                                                                                                                                                            Estimated               Estimated             annual                 Rate
                                                     IC No.                                                        Item                                                   response time               annual              burden                 ($/hr)
                                                                                                                                                                            (minutes)               responses             (hours)

                                                                                                                                                                                  (a)                  (b)           (a) × (b)/60 = (c)            (d)

                                                22 ................     Request for Voluntary Publication or Republication (in-                                                              12                10                 2.00                 125.00
                                                                           cludes publication fee for republication).
                                                23 ................     Electronic Applicant Initiated Interview Request Form ......                                                         24          11,000               4,400.00                410.00
                                                23 ................     Applicant Initiated Interview Request Form .......................                                                   24           3,500               1,400.00                410.00
                                                24 ................     Electronic Processing Fee Under 37 CFR 1.17(i) Trans-                                                                 5             340                  28.33                410.00
                                                                           mittal.
                                                24 ................     Processing Fee Under 37 CFR 1.17(i) Transmittal ...........                                                            5             10                   0.83                410.00
                                                25 ................     Electronic Request to Retrieve Electronic Priority Applica-                                                            8         11,500               1,533.33                410.00
                                                                           tion(s) Under 37 CFR 1.55(h).
                                                25 ................     Request to Retrieve Electronic Priority Application (s)                                                                8              500                66.67                410.00
                                                                           Under 37 CFR 1.55(h).
                                                26 ................     Electronic Authorization or Rescission of Authorization to                                                             6         14,500               1,450.00                 410.00
                                                                           Permit Access to Application-as-filed by Participating
                                                                           Offices Under 37 CFR 1.14(h).
                                                26 ................     Authorization or Rescission of Authorization to Permit Ac-                                                             6              500                50.00                 410.00
                                                                           cess to Application-as-filed by Participating Offices
                                                                           Under 37 CFR 1.14(h).
                                                27 ................     Electronic Petition for Express Abandonment to Obtain a                                                              12              1,550              310.00                 410.00
                                                                           Refund.
                                                27   ................   Petition for Express Abandonment to Obtain a Refund ....                                                            12               50                 10.00                 410.00
                                                28   ................   Electronic Pre-Appeal Brief Request for Review ...............                                                     300           10,500             52,500.00                 410.00
                                                28   ................   Pre-Appeal Brief Request for Review ................................                                               300              500              2,500.00                 410.00
                                                29   ................   EFS-Web Request for Corrected Filing Receipt ...............                                                         5           29,000              2,416.67                 125.00
                                                29   ................   Request for Corrected Filing Receipt ................................                                                5            1,000                 83.33                 125.00
                                                30   ................   Request for First Action Interview (Pilot Program) (Elec-                                                          150            1,200              3,000.00                 410.00
                                                                           tronic only).
                                                31 ................     Petition to Make Special Based on Age for Advancement                                                              120               2,000            4,000.00                 410.00
                                                                           of Examination under 37 CFR 1.102(c)(1) (EFS-Web
                                                                           only).
                                                32 ................     Electronic Filing a submission after final rejection (see 37                                                       480                110               880.00                410.00
                                                                           CFR 1.129(a)).
                                                32 ................     Filing a submission after final rejection (see 37 CFR                                                              480                 10                80.00                410.00
                                                                           1.129(a)).
                                                33 ................     Electronic correction of inventorship after first office ac-                                                         45              2,900            2,175.00                 410.00
                                                                           tion on the merits.
                                                33 ................     Correction of inventorship after first office action on the                                                          45               100                75.00                410.00
                                                                           merits.
                                                34 ................     Electronic request for correction in a patent application                                                            45          14,500             10,875.00                  410.00
                                                                           relating to inventorship or an inventor name, or order
                                                                           of names, other than in a reissue application (37 CFR
                                                                           1.48).
                                                34 ................     Request for correction in a patent application relating to                                                           45               500               375.00                 410.00
                                                                           inventorship or an inventor name, or order of names,
                                                                           other than in a reissue application (37 CFR 1.48).
                                                35 ................     Electronic request to correct or update the name of the                                                              12              9,500            1,900.00                 410.00
                                                                           applicant under 37 CFR 1.46(c)(1), or change the ap-
                                                                           plicant under 37 CFR 1.46(c)(2).
                                                35 ................     Request to correct or update the name of the applicant                                                               12               500               100.00                 410.00
                                                                           under 37 CFR 1.46(c)(1), or change the applicant
                                                                           under 37 CFR 1.46(c)(2).

                                                      Total .....        ............................................................................................    ........................     3,542,082          3,631,187.33     ........................



                                                  Estimated Total Annual (Non-hour)                                          Postage                                                                  USPTO estimates that approximately
                                                Respondent Cost Burden:                                                         The public may submit the paper                                       167,161 submissions per year may be
                                                $420,815,258.45. There are no                                                forms and petitions in this collection to                                mailed. The USPTO estimates that the
                                                recordkeeping, maintenance, or capital                                       the USPTO by mail through the United                                     average submission will be mailed in a
                                                start-up costs associated with this                                          States Postal Service. If the submission                                 standard flat-rate priority mail envelope
sradovich on DSK3TPTVN1PROD with NOTICES




                                                information collection. There is,                                            is sent by first-class mail, the public                                  at a cost of $6.45, resulting in a total
                                                however, a non-hour cost burden in the                                       may also include a signed certification                                  postage cost of $1,078,188.45.
                                                form of postage costs and filing fees.                                       of the date of mailing in order to receive
                                                                                                                                                                                                      Filing Fees
                                                                                                                             credit for timely filing. Therefore, the




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                                                                                              Federal Register / Vol. 81, No. 99 / Monday, May 23, 2016 / Notices                                                                                    32301

                                                                                                                                                                                                Estimated                                    Total annual
                                                                                                                                                                                                                   Filing fee
                                                      IC No.                                                                    Item                                                              annual                                      (non-hour)
                                                                                                                                                                                                                 per response *
                                                                                                                                                                                                responses                                    cost burden

                                                                                                                                                                                                   (a)                    (b)               (a) × (b) = (c)

                                                1 ...................      Information Disclosure Statements (IDS) that require the fee set forth                                                    90,000                 $180.00           $16,200,000.00
                                                                              in 37 CFR 1.17(p).
                                                1 ...................      IDS that require the fee set forth in 37 CFR 1.17(p) (small entity) ........                                           S: 27,500            S: $90.00             S: $2,475,000.00
                                                                                                                                                                                                   M: 2,500            M: $45.00               M: $112,500.00
                                                3 ...................      One-month Extension of Time under 37 CFR 1.136(a) ..........................                                            102,500               $200.00               $20,500,000.00
                                                3 ...................      One-month Extension of Time under 37 CFR 1.136(a) (small entity) ....                                                  S: 38,000           S: $100.00             S: $3,800,000.00
                                                                                                                                                                                                   M: 4,000            M: $50.00               M: $200,000.00
                                                3 ...................      Two-month Extension of Time under 37 CFR 1.136(a) ..........................                                              43,600              $600.00               $26,160,000.00
                                                3 ...................      Two-month Extension of Time under 37 CFR 1.136(a) (small entity) ....                                                  S: 22,000           S: $300.00             S: $6,600,000.00
                                                                                                                                                                                                   M: 2,100          M: $150.00                M: $315,000.00
                                                3 ...................      Three-month Extension of Time under 37 CFR 1.136(a) .......................                                               40,000            $1,400.00               $56,000,000.00
                                                3 ...................      Three-month Extension of Time under 37 CFR 1.136(a) (small entity)                                                     S: 32,000           S: $700.00            S: $22,400,000.00
                                                                                                                                                                                                   M: 3,000          M: $350.00              M: $1,050,000.00
                                                3 ...................      Four-month Extension of Time under 37 CFR 1.136(a) .........................                                               2,500            $2,200.00                $5,500,000.00
                                                3 ...................      Four-month Extension of Time under 37 CFR 1.136(a) (small entity) ...                                                   S: 2,500         S: $1,100.00             S: $2,750,000.00
                                                                                                                                                                                                     M: 350          M: $550.00                M: $192,500.00
                                                3 ...................      Five-month Extension of Time under 37 CFR 1.136(a) ..........................                                              3,500            $3,000.00               $10,500,000.00
                                                3 ...................      Five-month Extension of Time under 37 CFR 1.136(a) (small entity) ....                                                  S: 3,700         S: $1,000.00             S: $3,700,000.00
                                                                                                                                                                                                     M: 250          M: $500.00                M: $125,000.00
                                                5   ...................    Statutory Disclaimer (including terminal disclaimer) ...............................                                      60,000              $160.00                $9,600,000.00
                                                5   ...................    Statutory Disclaimer (including terminal disclaimer) (small entity) .........                                              6,289              $160.00                $1,006,240.00
                                                6   ...................    Request for Expedited Examination of a Design Application .................                                                  200              $900.00                  $180,000.00
                                                6   ...................    Request for Expedited Examination of a Design Application (small en-                                                      S: 160           S: $450.00                S: $72,000.00
                                                                             tity).                                                                                                                   M: 40          M: $225.00                  M: $9,000.00
                                                7 ...................      Notice of Appeal ......................................................................................                   22,500              $800.00               $18,000,000.00
                                                7 ...................      Notice of Appeal (small entity) ................................................................                        S: 6,000           S: $400.00             S: $2,400,000.00
                                                                                                                                                                                                     M: 500          M: $200.00                M: $100,000.00
                                                8 ...................      Petition for Revival of an Application for Patent Abandoned Uninten-                                                       3,500            $1,700.00                $5,950,000.00
                                                                              tionally.
                                                8 ...................      Petition for Revival of an Application for Patent Abandoned Uninten-                                                          4,500              $850.00            $3,825,000.00
                                                                              tionally (small entity).
                                                9 ...................      Petition for revival of an application for patent abandoned for failure to                                                     150            $1,700.00               $255,000.00
                                                                              notify the office of a foreign or international filing.
                                                9 ...................      Petition for revival of an application for patent abandoned for failure to                                                      50              $850.00                $42,500.00
                                                                              notify the office of a foreign or international filing (small entity).
                                                17 .................       Copy of File Content Showing Redactions .............................................                                          1              $130.00                      $130.00
                                                19 .................       Request for Continued Examination (RCE) Transmittal (First Request)                                                       78,400            $1,200.00               $94,080,000.00
                                                19 .................       Request for Continued Examination (RCE) Transmittal (First Request)                                                    S: 28,000           S: $600.00            S: $16,800,000.00
                                                                              (small entity).                                                                                                      M: 5,600           M: $300.00             M: $1,680,000.00
                                                19 .................       Request for Continued Examination (RCE) Transmittal (Second and                                                           40,600            $1,700.00               $69,020,000.00
                                                                              Subsequent Requests).
                                                19 .................       Request for Continued Examination (RCE) Transmittal (Second and                                                        S: 14,500           S: $850.00            S: $12,325,000.00
                                                                              Subsequent Requests) (small entity).                                                                                 M: 2,900           M: $425.00             M: $1,232,500.00
                                                20 .................       Request for Oral Hearing Before the Patent Trial and Appeal Board ....                                                       700               $1,300                  $910,000.00
                                                20 .................       Request for Oral Hearing Before the Patent Trial and Appeal Board                                                         S: 240           S: $650.00               S: $156,000.00
                                                                              (small entity).                                                                                                         M: 10           M: $325.00                 M: $3,250.00
                                                21 .................       Request for Suspension of Action or Deferral of Examination Under 37                                                         520              $140.00                   $72,800.00
                                                                              CFR 1.103(b), (c), or (d).
                                                21 .................       Request for Suspension of Action or Deferral of Examination Under 37                                                      S: 190             S: $70.00               S: $13,300.00
                                                                              CFR 1.103(b), (c), or (d) (small entity).                                                                               M: 40             M: $35.00                M: $1,400.00
                                                22 .................       Request for Voluntary Publication or Republication (includes publica-                                                        300              $130.00                   $39,000.00
                                                                              tion fee for republication).
                                                24 .................       Processing Fee Under 37 CFR 1.17(i) Transmittal ................................                                             340                $130.00                $44,200.00
                                                32 .................       Filing a submission after final rejection (see 37 CFR 1.129(a)) .............                                                 60                $840.00                $50,400.00
                                                32 .................       Filing a submission after final rejection (see 37 CFR 1.129(a)) (small                                                     S: 50           S:   $420.00             S: $21,000.00
                                                                              entity).                                                                                                                M: 10           M:   $210.00              M: $2,100.00
                                                33 .................       Correction of inventorship after first office action on the merits .............                                           2,100                $600.00             $1,260,000.00
                                                33 .................       Correction of inventorship after first office action on the merits (small                                                 S: 750           S:   $300.00            S: $225,000.00
                                                                              entity).                                                                                                               M: 150           M:   $150.00             M: $22,500.00
                                                34 .................       Request for correction in a patent application relating to inventorship                                                   10,500                $140.00             $1,470,000.00
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                                                                              or an inventor name, or order of names, other than in a reissue ap-
                                                                              plication (37 CFR 1.48).
                                                34 .................       Request for correction in a patent application relating to inventorship                                                 S: 3,750             S: $70.00             S: $262,500.00
                                                                              or an inventor name, or order of names, other than in a reissue ap-                                                   M: 750              M: $35.00              M: $26,250.00
                                                                              plication (37 CFR 1.48).

                                                       Total ......        ..................................................................................................................       740,425      ........................    $419,737,070.00
                                                    * ‘‘S’’ and ‘‘M’’ denote ‘‘Small Entity’’ and ‘‘Micro Entity’’ and reference the lower fee rates offered to small entities.



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                                                32302                           Federal Register / Vol. 81, No. 99 / Monday, May 23, 2016 / Notices

                                                   Therefore, the USPTO estimates that                  ADDRESSES:     You may submit comments,               1021(b)(5) of the Act, to ‘‘facilitate
                                                the total annual (non-hour) cost burden                 identified by the title of the information            access and innovation’’ in the ‘‘markets
                                                for this collection will be                             collection, OMB Control Number (see                   for consumer financial products and
                                                $420,815,258.45, with $1,078,188.45 in                  below), and docket number (see above),                services.’’ There are two main purposes
                                                postage costs and $419,737,070.00 in                    by any of the following methods:                      for the use of these eligibility criteria.
                                                filing fees.                                               • Electronic: http://                              First, the specific criteria are intended
                                                                                                        www.regulations.gov. Follow the                       to help the Bureau identify trial
                                                IV. Request for Comments
                                                                                                        instructions for submitting comments.                 disclosure proposals that hold the
                                                  Comments are invited on:                                 • OMB: Office of Management and                    potential to demonstrate improvements
                                                  (a) Whether the proposed collection of                Budget, New Executive Office Building,                in disclosure to consumers, while
                                                information is necessary for the proper                 Room 10235, Washington, DC 20503 or                   controlling appropriately for risks to
                                                performance of the functions of the                     fax to (202) 395–5806. Mailed or faxed                consumers. Second, by using
                                                agency, including whether the                           comments to OMB should be to the                      standardized criteria across all
                                                information shall have practical utility;               attention of the OMB Desk Officer for                 submitters, the Bureau will be better
                                                  (b) the accuracy of the agency’s                      the Bureau of Consumer Financial                      placed to assess the merits of different
                                                estimate of the burden (including hours                 Protection.                                           proposals relative to each other.
                                                and cost) of the proposed collection of                    Please note that comments submitted                   Request for Comments: The Bureau
                                                information;                                            after the comment period will not be                  issued a 60-day Federal Register notice
                                                  (c) ways to enhance the quality,                      accepted. In general, all comments                    on March 9, 2016, (80 FR 12479).
                                                utility, and clarity of the information to              received will become public records,                  Comments were solicited and continue
                                                be collected; and                                       including any personal information                    to be invited on: (a) Whether the
                                                  (d) ways to minimize the burden of                    provided. Sensitive personal                          collection of information is necessary
                                                the collection of information on                        information, such as account numbers                  for the proper performance of the
                                                respondents, e.g., the use of automated                 or Social Security numbers, should not                functions of the Bureau, including
                                                collection techniques or other forms of                 be included.                                          whether the information will have
                                                information technology.                                 FOR FURTHER INFORMATION CONTACT:                      practical utility; (b) The accuracy of the
                                                  Comments submitted in response to                     Documentation prepared in support of                  Bureau’s estimate of the burden of the
                                                this notice will be summarized or                       this information collection request is                collection of information, including the
                                                included in the request for OMB                         available at www.reginfo.gov (this link               validity of the methods and the
                                                approval of this information collection;                active on the day following publication               assumptions used; (c) Ways to enhance
                                                they also will become a matter of public                of this notice). Select ‘‘Information                 the quality, utility, and clarity of the
                                                record.                                                 Collection Review,’’ under ‘‘Currently                information to be collected; and (d)
                                                  Dated: May 16, 2016.                                  under review, use the dropdown menu                   Ways to minimize the burden of the
                                                Marcie Lovett,                                          ‘‘Select Agency’’ and select ‘‘Consumer               collection of information on
                                                Records Management Division Director,                   Financial Protection Bureau’’ (recent                 respondents, including through the use
                                                OCIO, United States Patent and Trademark                submissions to OMB will be at the top                 of automated collection techniques or
                                                Office.                                                 of the list). The same documentation is               other forms of information technology.
                                                [FR Doc. 2016–12042 Filed 5–20–16; 8:45 am]             also available at www.regulations.gov.                Comments submitted in response to this
                                                BILLING CODE 3510–16–P
                                                                                                        Requests for additional information                   notice will be summarized and/or
                                                                                                        should be directed to the Consumer                    included in the request for OMB
                                                                                                        Financial Protection Bureau, (Attention:              approval. All comments will become a
                                                                                                        PRA Office), 1700 G Street NW.,                       matter of public record.
                                                BUREAU OF CONSUMER FINANCIAL                            Washington, DC 20552, (202) 435–9575,                   Dated: May 18, 2016.
                                                PROTECTION                                              or email: CFPB_PRA@cfpb.gov. Please                   Darrin A. King,
                                                [Docket No. CFPB–2016–0024]
                                                                                                        do not submit comments to this email
                                                                                                                                                              Paperwork Reduction Act Officer, Bureau of
                                                                                                        box.                                                  Consumer Financial Protection.
                                                Agency Information Collection                           SUPPLEMENTARY INFORMATION:                            [FR Doc. 2016–12082 Filed 5–20–16; 8:45 am]
                                                Activities: Submission for OMB                            Title of Collection: Policy to                      BILLING CODE 4810–AM–P
                                                Review; Comment Request                                 Encourage Trial Disclosure Programs;
                                                                                                        Information Collection.
                                                AGENCY:  Bureau of Consumer Financial
                                                                                                          OMB Control Number: 3170–0039.                      BUREAU OF CONSUMER FINANCIAL
                                                Protection.
                                                                                                          Type of Review: Extension without                   PROTECTION
                                                ACTION: Notice and request for comment.                 change of an existing information
                                                                                                                                                              [Docket No.: CFPB–2016–0023]
                                                                                                        collection.
                                                SUMMARY:   In accordance with the
                                                                                                          Affected Public: Businesses and other               Agency Information Collection
                                                Paperwork Reduction Act of 1995
                                                                                                        for-profit entities.                                  Activities: Submission for OMB
                                                (PRA), the Bureau of Consumer
                                                                                                          Estimated Number of Respondents:                    Review; Comment Request
                                                Financial Protection (Bureau) is
                                                                                                        10.
                                                requesting to renew the Office of                         Estimated Total Annual Burden                       AGENCY:  Bureau of Consumer Financial
                                                Management and Budget (OMB)                             Hours: 100.                                           Protection.
                                                approval for an existing information                      Abstract: In subsection 1032(e) of the
sradovich on DSK3TPTVN1PROD with NOTICES




                                                collection titled, ‘‘Policy to Encourage                                                                      ACTION: Notice and request for comment.
                                                                                                        Dodd-Frank Act, 12 U.S.C. 5532(e),
                                                Trial Disclosure Programs; Information                  Congress gave the Bureau authority to                 SUMMARY:  In accordance with the
                                                Collection.’’                                           provide certain legal protections to                  Paperwork Reduction Act of 1995
                                                DATES:  Written comments are                            companies to conduct trial disclosure                 (PRA), the Bureau of Consumer
                                                encouraged and must be received on or                   programs. This authority can be used to               Financial Protection (Bureau) is
                                                before June 22, 2016 to be assured of                   help further the Bureau’s statutory                   requesting to renew the Office of
                                                consideration.                                          objective, stated in subsection                       Management and Budget (OMB)


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Document Created: 2018-02-07 15:07:32
Document Modified: 2018-02-07 15:07:32
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionProposed collection; comment request.
DatesWritten comments must be submitted on or before July 22, 2016.
ContactRequests for additional information should be directed to Raul Tamayo, Senior Legal Advisor, Office of Patent Legal Administration, United States Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450; by telephone at 571-272-7728; or by email to [email protected] with ``0651-0031 inquiry'' in the subject line. Additional information about this collection is also available at http://www.reginfo.gov under ``Information Collection Review.''
FR Citation81 FR 32298 

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