81_FR_32764 81 FR 32664 - Inclusion of Four Native U.S. Freshwater Turtle Species in Appendix III of the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES)

81 FR 32664 - Inclusion of Four Native U.S. Freshwater Turtle Species in Appendix III of the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES)

DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service

Federal Register Volume 81, Issue 100 (May 24, 2016)

Page Range32664-32678
FR Document2016-11201

We, the U.S. Fish and Wildlife Service (Service), are listing the common snapping turtle (Chelydra serpentina), Florida softshell turtle (Apalone ferox), smooth softshell turtle (Apalone mutica), and spiny softshell turtle (Apalone spinifera) in Appendix III of the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES or Convention), including live and dead whole specimens, and all readily recognizable parts, products, and derivatives. Listing these four native U.S. freshwater turtle species (including their subspecies, except Apalone spinifera atra, which is already included in Appendix I of CITES) in Appendix III of CITES is necessary to allow us to adequately monitor international trade in these species; to determine whether exports are occurring legally, with respect to State and Federal law; and to determine whether further measures under CITES or other laws are required to conserve these species and their subspecies.

Federal Register, Volume 81 Issue 100 (Tuesday, May 24, 2016)
[Federal Register Volume 81, Number 100 (Tuesday, May 24, 2016)]
[Rules and Regulations]
[Pages 32664-32678]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-11201]


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DEPARTMENT OF THE INTERIOR

Fish and Wildlife Service

50 CFR Part 23

[Docket No. FWS-HQ-ES-2013-0052]
RIN 1018-AZ53


Inclusion of Four Native U.S. Freshwater Turtle Species in 
Appendix III of the Convention on International Trade in Endangered 
Species of Wild Fauna and Flora (CITES)

AGENCY: Fish and Wildlife Service, Interior.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: We, the U.S. Fish and Wildlife Service (Service), are listing 
the common snapping turtle (Chelydra serpentina), Florida softshell 
turtle (Apalone ferox), smooth softshell turtle (Apalone mutica), and 
spiny softshell turtle (Apalone spinifera) in Appendix III of the 
Convention on International Trade in Endangered Species of Wild Fauna 
and Flora (CITES or Convention), including live and dead whole 
specimens, and all readily recognizable parts, products, and 
derivatives. Listing these four native U.S. freshwater turtle species 
(including their subspecies, except Apalone spinifera atra, which is 
already included in Appendix I of CITES) in Appendix III of CITES is 
necessary to allow us to adequately monitor international trade in 
these species; to determine whether exports are occurring legally, with 
respect to State and Federal law; and to determine whether further 
measures under CITES or other laws are required to conserve these 
species and their subspecies.

DATES: This listing is effective November 21, 2016.

ADDRESSES: You may obtain information about permits for international 
trade in these species and their subspecies by contacting the U.S. Fish 
and Wildlife Service, Division of Management Authority, Branch of 
Permits, MS: IA, 5275 Leesburg Pike, Falls Church, VA 22041-3803; 
telephone: 703-358-2104 or 800-358-2104; facsimile: 703-358-2281; 
email: [email protected]; Web site: http://www.fws.gov/international.

FOR FURTHER INFORMATION CONTACT: Craig Hoover, Chief, Division of 
Management Authority, U.S. Fish and Wildlife Service, MS: IA; 5275 
Leesburg Pike, Falls Church, VA 22041-3803; telephone 703-358-2095; 
facsimile 703-358-2298. If you use a telecommunications device for the 
deaf (TDD), call the Federal Information Relay Service (FIRS) at 800-
877-8339.

SUPPLEMENTARY INFORMATION: 

Background

    The Service's International Wildlife Trade Program convened a 
freshwater turtle workshop in St. Louis, Missouri, in September 2010, 
to discuss the pressing management, regulatory, scientific, and 
enforcement needs associated with the harvest and trade of freshwater 
turtles in the United States. In response to one of the recommendations 
put forth at the St. Louis workshop, in November 2011, the Service 
hosted a workshop in Baton Rouge, Louisiana, to develop best management 
practices for turtle farms operating in the United States. All 16 
States with turtle farms attended the 2011 workshop. Information on 
these workshops can be found on our Web site at http://www.fws.gov/international/animals/freshwater-turtles.html or from the Service's 
International Wildlife Trade Program (see FOR FURTHER INFORMATION 
CONTACT).
    On October 30, 2014, we published in the Federal Register (79 FR 
64553) a document proposing listing the common snapping turtle 
(Chelydra serpentina), Florida softshell turtle (Apalone ferox), smooth 
softshell turtle (Apalone mutica), and spiny softshell turtle (Apalone 
spinifera), including their subspecies, except Apalone spinifera atra, 
which is already included in Appendix I of CITES, in Appendix III of 
CITES. We accepted public comments on that proposal for 60 days, ending 
December 29, 2014. We have reviewed and considered all public comments 
we received on the proposal (see the Summary of Comments and Our 
Responses section, below). Our final decision reflects consideration of 
the information and opinions we have received.

[[Page 32665]]

Species Information

Common Snapping Turtle

    The common snapping turtle (Chelydra serpentina, Linnaeus 1758) is 
the second-largest freshwater turtle species native to the United 
States. Currently, two subspecies are widely recognized: C. s. osceola 
(Stejneger, 1918), distributed in the Florida peninsula, and C. s. 
serpentina (Linnaeus, 1758), distributed throughout the remainder of 
the species' range, which encompasses most of the eastern two-thirds of 
the United States and portions of southern Canada, including Nova 
Scotia. The species has been introduced into the wild outside its range 
both within and outside the United States, including in China and 
Taiwan, where it is also bred on turtle farms. The common snapping 
turtle is easily recognized by a roughly textured black to grey 
carapace (top shell), a long tail studded with large saw-toothed 
tubercles, large claws, and a large head with strong jaws and a sharp 
beak.
    The species is readily distinguished from the alligator snapping 
turtle (Macrochelys temminckii) because the latter has a larger head, 
hooked beak, a smooth tail, and three distinct keels on the carapace. 
There are other morphological differences as well. The common snapping 
turtle inhabits a wide variety of freshwater habitats, including 
rivers, ponds, lakes, swamps, and marshes, although it prefers slow-
moving aquatic habitats with mud or sand bottoms, abundant vegetation, 
and submerged tree branches, trunks, and brush. Common snapping turtles 
feed on a wide variety of both plants and animals (Ernst and Lovich 
2009, pp. 9, 132-133).

Florida Softshell Turtle

    The Florida softshell turtle (Apalone ferox, Schneider 1783) is one 
of three species of softshell turtle native to the United States. The 
Florida softshell, the largest North American softshell turtle, occurs 
from southern South Carolina, through southern Georgia and Florida, and 
west into the extreme southern portions of Alabama. No subspecies are 
currently recognized. Females may reach a maximum carapace length 
(SCLmax) of 67.3 centimeters, over twice the size of males, which may 
reach 32.4 centimeters SCLmax. The leathery skin-covered carapace has 
rough, rounded tubercles (bumps) on its front edge; the limbs are grey 
to brown with lighter-colored mottling. The feet are webbed, and the 
species has an extended nose tip. In large specimens, the head can grow 
disproportionately large compared to the body. The Florida softshell 
inhabits calm waters, including rivers, swamps, marshes, lakes, and 
ponds. The species may spend extended periods of time submerged, buried 
in the silty or sandy bottom. The Florida softshell is largely 
carnivorous, eating a variety of aquatic and sometimes terrestrial 
animals, although it may also consume vegetation (Ernst and Lovich 
2009, p. 611).

Smooth Softshell Turtle

    The smooth softshell turtle (Apalone mutica, Le Sueur 1827) is the 
smallest of the three softshell species native to the United States. 
The species is generally found in streams, rivers, and channels. It 
inhabits the Ohio River drainage (Ohio, Indiana, and Illinois), the 
upper Mississippi River watershed (Minnesota and Wisconsin), the 
Missouri River in the Dakotas, south through the watershed and 
eventually spreading to the western Florida Panhandle, and west to 
Central Texas (including all States between these areas). The smooth 
softshell is considered extirpated in Pennsylvania, where it previously 
inhabited the Allegheny River. An isolated population exists in New 
Mexico's Canadian River drainage. Two subspecies are recognized: The 
smooth softshell turtle (A. m. mutica; Le Sueur 1827) and the Gulf 
Coast smooth softshell turtle (A. m. calvata; Webb 1959). Females may 
reach 35.6 centimeters SCLmax, and males may reach 26.6 centimeters 
SCLmax. The carapaces of males may have blotchy dark markings, and a 
yellow stripe is present on each side of the head; females have darkly 
mottled carapaces, and the yellow head stripe may be faint or 
nonexistent in older animals. The smooth softshell has webbed feet and 
an extended nose tip. The species is fully aquatic, only leaving the 
water to nest or bask. Smooth softshells consume insect larvae, other 
aquatic invertebrates, small fish, and plant material (Ernst and Lovich 
2009, pp. 619-620).

Spiny Softshell Turtle

    The spiny softshell turtle (Apalone spinifera, Le Sueur 1827) is a 
small softshell with webbed feet and large claws. It has a leathery 
shell colored from brown to sand to grey, with dark black ocelli or 
blotches and a pair of light stripes on the side of its head. Limbs are 
grey and may have dark streaks or spots. The population of the spiny 
softshell in the United States is divided into six subspecies: The 
spiny softshell turtle (A. s. spinifera, Le Sueur 1827), Gulf Coast 
spiny softshell (A. s. aspera, Agassiz 1857), Texas spiny softshell (A. 
s. emoryi, Agassiz 1857), Guadalupe spiny softshell (A. s. 
guadalupensis, Webb 1962), western spiny softshell (A. s. hartwegi, 
Conant and Goin 1948), and pallid spiny softshell (A. s. pallida, Webb 
1962). An additional subspecies, the Cuatro Cienegas spiny softshell 
(A. s. atra [=Apalone atra], Webb and Legler 1960), occurs in Mexico 
and is listed in Appendix I of CITES and as endangered under the U.S. 
Endangered Species Act (as Trionyx ater) (see title 50 of the Code of 
Federal Regulations (CFR) at Sec.  17.11(h)).
    The spiny softshell inhabits the largest range of the three 
softshell turtles of North America, occurring from New York, south to 
Florida, west through Texas to New Mexico, and over most of the 
midwestern United States, including the States bordering the Great 
Lakes, and extreme southern portions of Canada, and naturally in 
northern portions of Mexico. It has also been introduced widely in 
other parts of Mexico. Disjunct populations also are found from New 
Mexico to California and in Montana and Wyoming. Isolated populations 
are found in several States. The spiny softshell inhabits creeks and 
rivers, but also occurs in other types of water bodies, including 
artificial bodies, as long as the bottom is sandy or muddy to support 
its burrowing behavior. The species is almost entirely aquatic and 
largely carnivorous; its reported list of food items is extensive and 
includes insects, molluscs, and other invertebrates, fish, amphibians, 
and small snakes. It will also consume plant material (Ernst and Lovich 
2009, pp. 632-633).
    For further information on these species, including their 
subspecies, you may refer to our proposed rule published in the Federal 
Register on October 30, 2014 (79 FR 64553).

CITES

    CITES, an international treaty, regulates the import, export, re-
export, and introduction from the sea of certain animal and plant 
species. Currently 181 countries and the European Union have ratified, 
accepted, approved, or acceded to CITES; these 182 entities are known 
as Parties.
    The text of the Convention and the official list of all species 
included in its three Appendices are available from the CITES 
Secretariat's Web site at http://www.cites.org or upon request from the 
Division of Management Authority at the address provided in FOR FURTHER 
INFORMATION CONTACT, above.
    Section 8A of the Endangered Species Act of 1973, as amended (16 
U.S.C. 1531 et seq.), designates the Secretary of the Interior as the 
U.S. Management

[[Page 32666]]

Authority and U.S. Scientific Authority for CITES. These authorities 
have been delegated to the U.S. Fish and Wildlife Service. The original 
U.S. regulations implementing CITES took effect on May 23, 1977 (42 FR 
10465, February 22, 1977), after the first meeting of the Conference of 
the Parties (CoP) was held. The CoP meets every 2 to 3 years to vote on 
proposed resolutions and decisions that interpret and implement the 
text of the Convention and on amendments to the list of species in the 
CITES Appendices. The last major revision of U.S. CITES regulations was 
in 2014 (79 FR 30399, May 27, 2014) and incorporated provisions from 
applicable resolutions and decisions adopted at meetings of the 
Conference of the Parties up to and including the fifteenth meeting 
(CoP15), which took place in 2010. The U.S. CITES implementing 
regulations are codified at 50 CFR part 23.

CITES Appendices

    Species covered by the Convention are listed in one of three 
Appendices. Appendix I includes species threatened with extinction that 
are or may be affected by international trade, and are generally 
prohibited from commercial trade. Appendix II includes species that, 
although not necessarily threatened with extinction now, may become so 
unless the trade is strictly controlled. It also lists species that 
must be regulated so that trade in other listed species may be brought 
under effective control (e.g., because of similarity of appearance to 
other listed species). Appendix III includes native species, identified 
by any Party, that are regulated domestically to prevent or restrict 
exploitation, where the Party requests the help of other Parties to 
monitor and control the trade of the species.
    To include a species in or remove a species from Appendices I or 
II, a Party must propose an amendment to the Appendices for 
consideration at a meeting of the CoP. The adoption of such a proposal 
requires approval of at least two-thirds of the Parties present and 
voting. However, a Party may add a native species to Appendix III 
independently at any time, without the vote of other Parties, under 
Articles II and XVI of the Convention. Likewise, if the status of an 
Appendix-III species improves or new information shows that it no 
longer needs to be listed, the listing country can remove the species 
from Appendix III without consulting the other CITES Parties.
    Inclusion of native U.S. species in Appendix III provides the 
following benefits:
    (1) An Appendix-III listing ensures the assistance of the other 
CITES Parties, through the implementation of CITES permitting 
requirements in controlling international trade in these species.
    (2) Listing these species in Appendix III enhances the enforcement 
of State and Federal conservation measures enacted for the species by 
regulating international trade in the species. Shipments containing 
CITES-listed species receive greater scrutiny from border officials in 
both the exporting and importing countries. Many foreign countries have 
limited legal authority and resources to inspect shipments of non-
CITES-listed wildlife. Appendix-III listings for U.S. species will give 
these importing countries the legal basis to inspect such shipments, 
and to deal with CITES and national violations when they detect them.
    (3) Another practical outcome of listing a species in Appendix III 
is that better records are kept and international trade in the species 
is better monitored. We will gain and share improved information on 
such trade with State fish and wildlife agencies, and others who have 
jurisdiction over resident populations of the Appendix-III species. 
They will then be able to better determine the impact of trade on the 
species and the effectiveness of existing State management activities, 
regulations, and cooperative efforts. International trade data and 
other relevant information gathered as a result of an Appendix-III 
listing will help policymakers determine whether we should propose the 
species for inclusion in Appendix II, or remove it from or retain it in 
Appendix III.
    (4) When any live CITES-listed species (including an Appendix-III 
species) is exported (or imported), it must be packed and shipped 
according to the International Air Transport Association (IATA) Live 
Animals Regulations or the CITES Guidelines for the non-air transport 
of live wild animals and plants (available from the CITES Secretariat's 
Web site at https://www.cites.org/eng/resources/transport/index.php) to 
reduce the risk of injury and cruel treatment. This requirement helps 
to ensure the survival and health of the animals when they are shipped 
internationally.

Listing a Native U.S. Species in Appendix III

    Article II, paragraph 3, of CITES states that ``Appendix III shall 
include all species which any Party identifies as being subject to 
regulation within its jurisdiction for the purpose of preventing or 
restricting exploitation, and as needing the cooperation of other 
Parties in the control of trade.'' Article XVI, paragraph 1, of the 
Convention states further that ``any Party may at any time submit to 
the Secretariat a list of species which it identifies as being subject 
to regulation within its jurisdiction for the purpose mentioned in 
paragraph 3 of Article II. Appendix III shall include the names of the 
Parties submitting the species for inclusion therein, the scientific 
names of the species so submitted, and any parts or derivatives of the 
animals or plants concerned that are specified in relation to the 
species for the purposes of subparagraph (b) of Article I.''
    At the ninth meeting of the Conference of the Parties to CITES 
(CoP9), held in the United States in 1994, the Parties adopted 
Resolution Conf. 9.25 (amended at the 10th, 14th, 15th, and 16th 
meetings of the CoP), which provides further guidance to Parties for 
the listing of their native species in Appendix III. The Resolution, 
which is the basis for our criteria for listing species in Appendix III 
provided in our regulations at 50 CFR 23.90(c), recommends that a 
Party:
    (a) Ensure that (i) the species is native to its country; (ii) its 
national regulations are adequate to prevent or restrict exploitation 
and to control trade, for the conservation of the species, and include 
penalties for illegal taking, trade, or possession and provisions for 
confiscation; and (iii) its national enforcement measures are adequate 
to implement these regulations;
    (b) Determine that, notwithstanding these regulations and measures, 
circumstances indicate that the cooperation of the Parties is needed to 
control illegal trade; and
    (c) Inform the Management Authorities of other range States, the 
known major importing countries, the Secretariat, and the Animals 
Committee or the Plants Committee that it is considering the inclusion 
of the species in Appendix III and seek their opinion on the potential 
effects of such inclusion.
    Therefore, we apply the following criteria in deciding to list U.S. 
species in Appendix III as outlined at 50 CFR 23.90(c):
    (1) The species must be native to the United States.
    (2) The species must be protected under State, tribal, or Federal 
regulations to prevent or restrict exploitation and control trade, and 
the laws or regulations are being implemented.
    (3) The species is in international trade, and circumstances 
indicate that

[[Page 32667]]

the cooperation of other Parties would help to control illegal trade.
    (4) We must inform the Management Authorities of other range 
countries, the known major importing countries, the Secretariat, and 
the Animals Committee or the Plants Committee that we are considering 
the listing and seek their opinions on the potential effects of the 
listing.
    We have complied with the criteria outlined at 50 CFR 23.90(c) as 
follows:
    Sec.  23.90(c)(1): These four freshwater turtle species (including 
their subspecies, except Apalone spinifera atra, which is already 
included in Appendix I of CITES) are native to the United States.
    Sec.  23.90(c)(2): These four native U.S. freshwater turtle species 
are regulated by State laws and regulations throughout their ranges to 
prevent or restrict exploitation and control trade, and the laws and 
regulations are being implemented. For further information on the 
conservation status of these species, including their subspecies, you 
may refer to our proposed rule published in the Federal Register on 
October 30, 2014 (79 FR 64553). In response to our proposed rule 
(October 30, 2014; 79 FR 64553), 10 of the comments we received were 
from State agencies (see the Summary of Comments and Our Responses 
section, below). Our final decision reflects consideration of the 
additional information and opinions we have received from those State 
agencies.
    Sec.  23.90(c)(3): We have documented these four native U.S. 
freshwater turtle species in international trade. In our proposed rule 
published in the Federal Register on October 30, 2014 (79 FR 64553), we 
describe recent trends in exportations of: Live common snapping turtles 
and meat, live Florida softshell turtles and eggs, live smooth 
softshell turtles, and live spiny softshell turtles. We update that 
information as follows:

                                          Table 1--U.S. Exportations of Live Common Snapping Turtles 2009-2014
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                          2009             2010             2011             2012             2013             2014
--------------------------------------------------------------------------------------------------------------------------------------------------------
Live common snapping turtles exported from the             655,549          709,869          811,717        1,081,246        1,261,426        1,352,289
 United States....................................
--------------------------------------------------------------------------------------------------------------------------------------------------------


                                         Table 2--U.S. Exportations of Live Florida Softshell Turtles 2009-2014
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                          2009             2010             2011             2012             2013             2014
--------------------------------------------------------------------------------------------------------------------------------------------------------
Live Florida softshell turtles exported from the           214,787          209,453          367,629          436,995          207,185          213,453
 United States....................................
--------------------------------------------------------------------------------------------------------------------------------------------------------


                                          Table 3--U.S. Exportations of Live Spiny Softshell Turtles 2009-2014
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                          2009             2010             2011             2012             2013             2014
--------------------------------------------------------------------------------------------------------------------------------------------------------
Live spiny softshell turtles exported from the              46,117           56,056           55,713           71,740           69,581            5,487
 United States....................................
--------------------------------------------------------------------------------------------------------------------------------------------------------


                                          Table 4--U.S. Exportations of Live Smooth Softshell Turtles 2009-2014
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                          2009             2010             2011             2012             2013             2014
--------------------------------------------------------------------------------------------------------------------------------------------------------
Live smooth softshell turtles exported from the                200                0                0              230                0                0
 United States....................................
--------------------------------------------------------------------------------------------------------------------------------------------------------

    Although a significant proportion of the exported live specimens 
originated from turtle farms, the need for increased cooperation from 
other parties to control illegal trade is based upon the following:
     Despite varying export levels of the species from year to 
year, there is potential for significant increases in export demands in 
the future.
     Even with extensive turtle farming operations, the harvest 
pressure on wild turtle populations remain high (see Issue 30 and Issue 
33 below).
     Increased cooperation will help the U.S. better understand 
temporal trends and the source of exported turtles.
     The level of wild harvest utilized to maintain turtle farm 
production is unknown.
    Sec.  23.90(c)(4): We have consulted with the CITES Secretariat and 
the Animals Committee regarding our proposal to list these four native 
U.S. freshwater turtle species in Appendix III. The Secretariat and the 
Animals Committee have informed us that our proposal to list these four 
native U.S. freshwater turtle species in Appendix III is consistent 
with Resolution Conf. 9.25 (Rev. CoP16), and they have not raised any 
objections to this proposed listing. Further, we have also informed the 
Management Authorities of other range countries. Mainland China and 
Hong Kong are the major importers of these species from the United 
States. Accordingly, we have sought out their views on the potential 
effects of including these species in CITES Appendix III. Mainland 
China referred our request to Hong Kong and Hong Kong replied that they 
have ``no strong view'' on our proposal to list these four native U.S. 
freshwater turtle species in Appendix III. Hong Kong suggested that we 
consider that visual identification guides and protocols for genetic 
testing on these four native U.S. freshwater turtle species be 
available (and preferably shared with the Parties) in advance of the 
listing.
    For further information about the listing process, you may refer to 
our proposed rule published in the Federal Register on October 30, 2014 
(79 FR 64553).

Permits and Other Requirements

    The export of an Appendix-III species listed by the United States 
requires an export permit issued by the Service's

[[Page 32668]]

Division of Management Authority (DMA). DMA will issue a permit only 
if: The applicant obtained the specimen(s) legally, in compliance with 
applicable U.S. laws, including relevant State and tribal wildlife laws 
and regulations; and live specimens are packed and shipped in 
accordance with the IATA Live Animals Regulations or the CITES 
Guidelines for the non-air transport of live wild animals and plants 
(available from the CITES Secretariat's Web site at https://www.cites.org/eng/resources/transport/index.php) to reduce the risk of 
injury, damage to health, or cruel treatment. DMA, in determining if an 
applicant legally obtained a specimen, may consult relevant State, 
tribal, and Federal agencies. Because the conservation and management 
of these species is primarily under the jurisdiction of State and 
tribal agencies, we may consult those agencies to ensure that specimens 
destined for export were obtained in compliance with State and tribal 
laws and regulations. Unlike species listed in Appendices I and II, no 
non-detriment finding is required from the Service's Division of 
Scientific Authority (DSA) for export of an Appendix-III species. 
However, DSA will monitor and evaluate the trade, to decide if there is 
a conservation concern that would require any further action on our 
part. With a few exceptions, any shipment containing wildlife must 
enter or exit the United States at a designated port for wildlife, must 
be declared to a Service Office of Law Enforcement (OLE) Wildlife 
Inspector upon import, export, or re-export, and must comply with all 
applicable regulations.

Permits, Findings, and Fees

    To apply for a CITES permit, an individual or business is required 
to submit a completed CITES export permit application to DMA (with 
check or money order to cover the application fee). You may obtain 
information about CITES permits from our Web site at http://www.fws.gov/international/ or from DMA (see ADDRESSES, above). We will 
review the application to decide if the export meets the applicable 
criteria at 50 CFR 23.60.
    In addition, live animals must be shipped to reduce the risk of 
injury, damage to health, or cruel treatment. We carry out this CITES 
requirement by stating clearly on all CITES permits that shipments must 
comply with the IATA Live Animals Regulations or the CITES Guidelines 
for the non-air transport of live wild animals and plants (available 
from the CITES Secretariat's Web site at https://www.cites.org/eng/resources/transport/index.php). The Service's Office of Law Enforcement 
(OLE) is authorized to inspect shipments of CITES-listed species at the 
time of export to ensure that they comply with these regulations. 
Additional information on permit requirements is available from DMA 
(see ADDRESSES, above). Additional information on designated ports for 
wildlife, declaration of shipments, inspection, and clearance of 
shipments is available upon request from OLE; contact the port in which 
shipment will obtain clearance (http://www.fws.gov/le/inspection-offices.html); email: [email protected]; Web site: http://www.fws.gov/le.

Lacey Act

    Under section 3372(a)(1) of the Lacey Act Amendments of 1981 (16 
U.S.C. 3371-3378), it is unlawful to import, export, transport, sell, 
receive, acquire, or purchase any wildlife taken, possessed, 
transported, or sold in violation of any law, treaty, or regulation of 
the United States or in violation of any Indian tribal law. This 
prohibition applies, for example, in instances where these four native 
U.S. freshwater turtle species were unlawfully collected from Federal 
lands, such as those Federal lands within the range of these four 
native U.S. freshwater turtle species that are managed by the U.S. 
Forest Service, the National Park Service, the U.S. Fish and Wildlife 
Service, or another Federal agency.
    It is unlawful under section 3372(a)(2)(A) of the Lacey Act to 
import, export, transport, sell, receive, acquire, or purchase in 
interstate or foreign commerce any wildlife taken, possessed, 
transported, or sold in violation of any law or regulation of any State 
or in violation of any foreign law.
    These four native U.S. freshwater turtle species are protected to 
varying degrees by State and Tribal laws within the United States, with 
significant differences in levels and types of protection which we 
summarized in our proposed rule (79 FR 64553) and clarified in some 
instances with this final rule (see the Summary of Comments and Our 
Responses section, below). Because many State laws and regulations 
regulate the take of these four native U.S. freshwater turtle species, 
certain acts (import, export, transport, sell, receive, acquire, 
purchase) with these four native U.S. freshwater turtle species taken 
unlawfully under State law could result in a violation of the Lacey Act 
Amendments of 1981 and thus provide for Federal enforcement action due 
to a violation of State law.

Summary of Comments and Our Responses

    We requested comments on our October 30, 2014, proposed rule (79 FR 
64553) for 60 days, ending December 29, 2014. We received a total of 
26,343 comments during the comment period. Of these, 26,271 were form 
letters that voiced support for the proposed action, but did not 
provide significant supporting information for the proposed CITES 
Appendix-III listing of these four native U.S. freshwater turtle 
species.
    For the 72 comments we received that were not form letters, 10 of 
the comments were from State agencies, 9 were from nongovernmental 
organizations, and 53 were from private individuals. These comments are 
summarized and responded to below.
    Regarding the State agency comments, five State agencies generally 
supported listing all four of these native U.S. freshwater turtle 
species in Appendix III, and one State agency generally supported 
listing the common snapping turtle, smooth softshell turtle, and spiny 
softshell turtle species in Appendix III, while having no opinion of 
including the Florida softshell turtle. One State agency generally 
supported listing the common snapping turtle and spiny softshell turtle 
species in Appendix III, while having no opinion of including the 
smooth softshell turtle and the Florida softshell turtle. One State 
agency generally supported listing the common snapping turtle in 
Appendix III, but was opposed to including all three softshell turtle 
species in Appendix III. One State agency was opposed to listing all 
four of these native U.S. freshwater turtle species in Appendix III, 
and one State agency did not explicitly express support or opposition 
for the proposal, but rather concern about how the listing would create 
additional permitting requirements, expenses, potential loss of 
revenue, and export processing time.
    Regarding the comments from nongovernmental organizations and 
private individuals, 44 generally supported the proposal to list all 
four of these native U.S. freshwater turtle species in Appendix III, 
and 18 generally opposed the proposal to list these four native U.S. 
freshwater turtle species in Appendix III.
    We have considered all substantive information specifically related 
to the proposed rule that was provided to us during the open comment 
period. Several of the comments included opinions or information not 
directly related to the proposed rule, such as views expressing 
interest in increasing habitat for these species. We have not

[[Page 32669]]

addressed those comments, as they do not have direct bearing on the 
Appendix-III listing of these turtles and their subspecies. We have 
summarized the relevant comments, grouped them into general issues, and 
provided our responses to these issues below. Public comments and 
comments from State agencies regarding these issues are grouped 
separately. Some commenters submitted additional reports and references 
for our consideration, which we reviewed and considered as appropriate.

Public Comments

    Issue 1: Several commenters provided supporting data and 
information regarding the biology, range, distribution, life history, 
threats, and current conservation efforts affecting these four native 
U.S. freshwater turtle species.
    Our Response: We thank all the commenters for their interest in the 
conservation of these four native U.S. freshwater turtle species and 
thank those commenters who provided information for our consideration 
in making this CITES Appendix-III listing determination. Some 
information submitted was duplicative of the information contained in 
the proposed rule; some comments contained information that provided 
additional clarity or support for information contained in the proposed 
rule.
    Issue 2: Because these species are not endangered or threatened, 
the proposed rule is an unnecessary tax on turtle farmers. This 
proposed rule appears to be an attempt to regulate a legitimate 
business rather than to help a species in peril. Listing these animals 
should not adversely affect breeders using captive-bred turtles that 
have millions of dollars invested in their farms and earn a living 
producing these animals. Captive breeding of these species is 
sustainable and economically important. The cost of permits could be 
prohibitive to small businesses. Delays in permitting could have 
serious economic consequences. Increased Federal regulation will only 
increase government presence and be an undue tax burden.
    Our Response: Our intent is to implement an Appendix-III permitting 
system for these species that will not be burdensome to U.S. turtle 
farmers or exporters, while ensuring that persons engaging in illegal 
trade are stopped. We will also use the listing to gather data on trade 
in these species, to better quantify the level of trade and the impact 
of trade on these species. These data will be made available to State 
wildlife management agencies, to improve management programs and 
further the conservation of these species.
    Issue 3: The proposed listing is an example of over-regulation and 
has no purpose other than to determine if it is even necessary. The 
government has to justify it as a fact- finding regulation. The Service 
fails to address why the current Declaration of Wildlife Export Form 
(FWS Form 3-177) is insufficient to monitor international trade and 
whether exports are occurring legally with respect to State law. The 
proposed rule does not distinguish export of these species as captive-
bred or wild-caught when this information is required by FWS Form 3-
177. If monitoring these species is what the Service needs to improve, 
there are other ways available other than adding these species to 
protected lists. It is not clear what additional information the 
Service will gain by listing these species in Appendix III.
    Our Response: Many importing and re-exporting countries do not have 
national legislation that requires inspection of all wildlife, 
particularly if the species in question is not listed under CITES. One 
reason for listing these species is to improve enforcement of Federal 
and State laws by enlisting the support of other CITES Parties. An 
Appendix-III listing will increase inspection and reporting of imports, 
exports, and re-exports of these four native U.S. freshwater turtle 
species by all CITES Parties, not just the United States. The listing 
will also improve the quantity of turtle export data. It will help us 
detect trade trends and, in consultation with the States, implement 
pro-active conservation or trade management measures that better 
control exports and detect illegal trade.
    Issue 4: Protecting these species may be more successful if 
international trade was banned completely by listing them in Appendix I 
of CITES.
    Our Response: The CITES Parties meet periodically to review what 
species in international trade should be regulated and to consider 
other aspects of the implementation of CITES. To include a species in 
or remove a species from Appendices I or II, a Party must propose an 
amendment to the Appendices for consideration at a meeting of the CoP. 
The adoption of such a proposal requires approval of at least two-
thirds of the Parties present and voting. However, a Party may add a 
native species to Appendix III independently at any time, without the 
approval of the Parties, under Articles II and XVI of the Convention. 
Prior to a CoP, we solicit recommendations for amending Appendices I 
and II, as well as recommendations for resolutions, decisions, and 
agenda items for discussion at the CoP. We invite such recommendations 
via a notice published in the Federal Register that includes a public 
comment period. The appropriate time to request inclusion of the 
species in Appendix I or II is during that public comment period. Our 
regulations governing this public process are found at 50 CFR 23.87. 
CoP17 is scheduled to be held in Johannesburg, South Africa, from 
September 24, 2016, to October 5, 2016. In the interim, international 
trade data and other relevant information gathered as a result of a 
CITES Appendix-III listing will help us determine whether we should 
propose the species for inclusion in Appendix I or II, remove it from 
Appendix III, or retain it in Appendix III. If, after monitoring the 
trade of any U.S. CITES Appendix-III species and evaluating its status, 
we determine that the species meets the CITES criteria for listing in 
Appendix I or II, based on the criteria set forth at 50 CFR 23.89, we 
will consider whether to propose the species for inclusion in Appendix 
I or II.
    Issue 5: We support adding these turtle species to CITES Appendix 
III. However, we encourage the Service to add these turtle species to 
CITES Appendix II.
    Our Response: See our response to Issue 4.
    Issue 6: There are large numbers of Americans who enjoy eating 
turtles; legitimate turtle farms should not be over-regulated.
    Our Response: This listing will allow us to monitor and evaluate 
the export of these species from the United States. The goal is to 
insure that the trade is legal, which we hope will minimize adverse 
impacts on wild populations. These listings are intended to support 
implementation of existing laws and control illegal trade. These 
listings will assist State and tribal agencies by ensuring that only 
those specimens that were collected or produced legally are permitted 
for export.
    Issue 7: CITES is not the proper avenue for taking action on these 
species at this time. The International Union for Conservation of 
Nature (IUCN) considered these species to be of ``Least Concern.''
    Our Response: The criteria for listing species in CITES Appendix 
III are different from the criteria used by the IUCN in evaluating 
species for the Red List. The criteria for deciding to list U.S. 
species in Appendix III are provided at 50 CFR 23.90. As detailed 
above, we have applied these criteria in deciding to list these four 
species in Appendix III.

[[Page 32670]]

    Issue 8: Population harvest control of the common snapping turtle 
should be regulated by the States. Each State is able to protect its 
interests by adopting appropriate regulations to protect these turtle 
species and ensure trade is legal and sustainable.
    Our Response: The conservation and management of these species is 
primarily under the jurisdiction of State and tribal agencies. However, 
we will monitor and evaluate the international trade in these species, 
to decide if there is a conservation concern that would require any 
further action on our part. These listings will assist State and tribal 
agencies by ensuring that only those specimens that were collected or 
produced legally are permitted for export.
    Issue 9: The proposal presents no scientific evidence that this 
action is warranted, but rather is using the CITES listing as a means 
to gather information. The science used to make a determination of the 
effects of exports on the wild population should be obtained by less 
draconian measures. Adding these turtles and their subspecies to CITES 
Appendix III would only hurt the already struggling turtle farmers. A 
study to collect and assess the current status and practices should be 
conducted before this action is taken.
    Our Response: We refer the commenter to the discussion under 
Listing a Native U.S. Species in Appendix III, above which includes new 
information on exportation of these species for 2012-2014. We have 
carefully considered the threats facing these species (described in our 
October 30, 2014, proposed rule) and the criteria for listing a species 
in Appendix III, and determined that the listing is appropriate. As 
required by the Convention, we will monitor trade in these species. We 
will periodically consult with the States and review the effectiveness 
of the listing, documented levels of illegal trade, and the volume of 
legal trade in the species, particularly trade in those specimens 
harvested from the wild. After these consultations, we will determine 
if further action is needed.
    Issue 10: Understanding the domestic origin of freshwater turtle 
shipments or the domestic origin of the turtles themselves is essential 
to understanding the commercial trade of freshwater turtles in the 
United States. The current gap in information is of concern.
    Our Response: We agree. These listings will help close that 
information gap and inform management decisions by State and tribal 
agencies and the Service.
    Issue 11: Captive breeding turtle farm operations for human 
consumption and the pet trade reduce pressure from harvest of wild 
populations.
    Our Response: It is unknown at this time if captive turtle breeding 
operations reduce harvest pressure on wild populations of these 
species. Turtles are produced in the United States by farms that 
specialize in propagating captive-bred hatchlings to meet demand for 
commercial trade, but turtles are also entering trade through 
collection from the wild. Listing these species in CITES Appendix III 
is necessary to allow us to adequately monitor international trade in 
these taxa; to determine whether exports are occurring legally, with 
respect to State law; and to determine whether further measures under 
CITES or other laws are required to conserve these species.
    Issue 12: The number of snapping turtles reportedly collected under 
Pennsylvania's commercial permit has more than doubled during the past 
decade. Although declines in Pennsylvania's snapping turtle populations 
are not apparent at the present time, there is concern that 
continuation of this trend is not sustainable.
    Our Response: Although snapping turtle populations are known to be 
vigorous throughout much of the species' range, long-term persistent 
take makes the species vulnerable to decline.
    Issue 13: The improved reporting of traded animals resulting from 
an Appendix-III listing would be highly valuable in understanding the 
trade trends and the likely impacts of trade on wild populations.
    Our Response: We agree.
    Issue 14: The vast majority of published peer-reviewed research 
papers on these species concern basic biology, ecology, and toxicology 
in the case of Chelydra; the number of papers examining the effects of 
offtake are minimal.
    Our Response: We agree. An Appendix-III listing will lend 
additional support to State wildlife agencies in their efforts to 
regulate and manage these species, improve data gathering to increase 
our knowledge of trade in these species, and strengthen State and 
Federal wildlife enforcement activities to prevent poaching and illegal 
trade.
    Issue 15: With regard to the taxonomy used in your Federal Register 
publication, it is worth noting that it corresponds to the CITES 
Standard reference for turtles (Fritz & Havas 2007; Vertebrate Zoology 
57(2):149-368) in recognizing the subspecies osceola as valid. However, 
following a thorough molecular phylogenetic evaluation by Shaffer et 
al. (2008, in the Biology of the Snapping Turtle volume cited above), 
this subspecies is no longer recognized as taxonomically valid by the 
Committee on Standard English and Scientific Names of the American 
Society of Ichthyologists and Herpetologists, the Canadian Association 
of Herpetologists, the Canadian Amphibian and Reptile Conservation 
Network, Partners in Amphibian and Reptile Conservation, the Society 
for the Study of Amphibians and Reptiles and the Herpetologists' League 
(Crother 2012; ISBN 978-0-916984-85-4) or the Turtle Taxonomy Working 
Group (TTWG 2014: http://www.iucn-tftsg.org/checklist/). Should these 
species indeed be included in Appendix III, then this would be a matter 
to bring to the attention of the Nomenclature Specialist--Zoology of 
the CITES Animals Committee.
    Our Response: We appreciate this comment and will bring this to the 
attention of the Nomenclature Specialist. Irrespective of the taxonomic 
differentiation of the common snapping turtle, all recognized common 
snapping turtle subspecies will be included in the CITES Appendix-III 
listing.
    Issue 16: We surveyed the 36 range States for the common snapping 
turtle, 30 range States for the spiny softshell turtle, 23 range States 
for the smooth softshell turtle, and 4 range States for the Florida 
softshell turtle to determine the regulations currently in place to 
conserve the species. We have found that each of the States has 
instituted protections, if not outright harvest prohibitions. In 
particular, 14 of 36 range States representing approximately 35 percent 
of the common snapping turtle's natural range prohibit commercial 
harvest, with 19 of the remaining 22 range States allowing licensed, 
commercial harvest and 9 of the 22 requiring a minimum size of at least 
11 inches, which provides for natural reproduction. Relative to the 
spiny softshell turtle, 18 of 30 range States, representing 
approximately 50 percent of its natural range, prohibit commercial 
harvest, with 11 of the remaining 12 States requiring a harvest license 
and 6 of the 12 States either requiring a minimum size or a harvest 
season that avoids affecting natural reproduction. Concerning the 
smooth softshell turtle, 14 of 23 range States, representing 
approximately 40 percent of its natural range, prohibit commercial 
harvest, with 8 of the remaining 9 range States requiring a harvest 
license and 4 of the 9 States requiring a minimum size or harvest 
season that avoids affecting reproduction. The Florida softshell occurs 
in four States and, of those four

[[Page 32671]]

States, two States (Florida and South Carolina) that represent 90 
percent of its natural range prohibit harvest, and the other two 
require a commercial license, with one State requiring a minimum size 
to avoid effecting reproduction.
    Our Response: We note that one of the criteria for listing a 
species in CITES Appendix III is that there are domestic regulations in 
place to prevent or restrict exploitation and to control trade (see 
discussion under Listing a Native U.S. Species in Appendix III, above). 
Existing laws have not been completely successful in preventing the 
unauthorized collection and trade of these four native U.S. freshwater 
turtle species. Listing these species, including their subspecies 
(except the Cuatro Cienegas spiny softshell turtle, which is already 
listed in Appendix I), in Appendix III is necessary to allow us to 
adequately monitor international trade in these taxa; to determine 
whether exports are occurring legally, with respect to State law; and 
to determine whether further measures under CITES or other laws are 
required to conserve these species and subspecies.
    Issue 17: Recently acquired export data for 2012 and 2013 for just 
the wild-caught cohorts of these four native U.S. freshwater turtle 
species indicate that 295,373 common snapping turtles, 63,986 Florida 
soft-shelled turtles, 230 smooth soft-shelled turtles, and 25,495 spiny 
soft-shelled turtles were exported over that 2-year period. Reviewing 
all of the data, we would also strongly support adding to the CITES 
Appendix-III listing razor-backed musk turtles (Sternotherus 
carinatus), of which 72,526 wild-caught turtles were exported, and 
common musk turtles (Sternotherus odoratus), of which 100,361 wild-
caught turtles were exported during that same 2-year time period. 
Sternotherus species are particularly vulnerable to over-collection, as 
females produce a very small numbers of eggs each year.
    Our Response: These two species were discussed at the Service's 
freshwater turtle workshop in St. Louis in September 2010. Although the 
Working Group at the meeting recommended no wild-caught commercial off-
take of these two species, it did not recommend including these two 
species in CITES Appendix III. We evaluate the need for CITES species 
listings or proposals on a regular, ongoing basis, and we will continue 
to consider the appropriateness of an Appendix-III listing for these 
two species.
    Issue 18: The trade in turtles, particularly for the markets in 
Asia, has decimated turtle populations worldwide. What was once known 
as the Asian turtle crisis has become a worldwide turtle crisis because 
of the lengths these markets will go to acquire turtles for food and 
medicinal purposes.
    Our Response: We agree that there is a substantial large-scale 
international commercial trade in many turtle species. Turtles are 
produced in the United States by farms that specialize in propagating 
captive-bred hatchlings specifically to meet this demand for commercial 
trade, but turtles are also entering trade through collection from the 
wild. Listing these species in CITES Appendix III is necessary to allow 
us to adequately monitor international trade in these taxa; to 
determine whether exports are occurring legally, with respect to State 
law; and to determine whether further measures under CITES or other 
laws are required to conserve these species.
    Issue 19: The aquaculture industry in China preferentially imports 
wild-caught adult turtles as breeders.
    Our Response: We are aware that there is a demand for large, wild-
caught turtles both for food and as breeding adults. Long-term 
persistent take of wild-caught turtles makes these species vulnerable 
to decline. We acknowledge that more study is needed to determine what 
levels of harvest of mature adults of these species are sustainable.
    Issue 20: The Service does not provide any specific evidence or 
recent cases to support their assertions that State laws are not 
effectively regulating turtle harvest and that illegal trade and 
unauthorized collection (poaching) of these species is occurring in the 
United States.
    Our Response: In our October 30, 2014, proposed rule (79 FR 64553), 
we stated that existing laws have not been completely successful in 
preventing the unauthorized collection and trade of these four native 
U.S. freshwater turtle species. Existing regulatory mechanisms detailed 
in the proposed rule in this regard, as well as comments we received on 
the proposed rule, support our initial determination. For example, the 
State of Virginia, Department of Game and Inland Fisheries, commented 
that ``We have cross-referenced annual reports from harvesters with 
processors and have seen as much as 30,000 pounds unreported in a 
single season. This discrepancy between harvester reports and processor 
reports appears to be an issue in other [S]tates as well.''
    Issue 21: This proposed rule was initiated by economically powerful 
and litigious environmental groups with campaigns that seek to 
criminalize pet turtle ownership.
    Our Response: The commenter did not provide any evidence of this 
assertion. In fact, the Service's International Wildlife Trade Program 
convened a freshwater turtle workshop in St. Louis, Missouri, in 
September 2010, to discuss the pressing management, regulatory, 
scientific, and enforcement needs associated with the harvest and trade 
of freshwater turtles in the United States (see Background, above). The 
Conservation, Status & Monitoring Working Group at the workshop 
recommended that listing these species in CITES Appendix III be 
considered. Based on the recommendations contained in Resolution Conf. 
9.25 (Rev. CoP16) and the listing criteria provided in our regulations 
at 50 CFR 23.90, these four native U.S. freshwater turtle species, 
including all subspecies, qualify for listing in CITES Appendix III.
    Issue 22: The proposed rule cites Congdon et al. that snapping 
turtles are late maturing. However, the Congdon et al. study took place 
in a cold climate State. In the warm southeastern United States, where 
most turtle farming occurs, turtles may reach maturity in as little as 
2 to 3 years.
    Our Response: We agree that under controlled conditions, turtles 
may reach maturity earlier than would normally occur in the wild. 
However, maturity rates of captive-bred turtles are not relevant to 
this listing action.
    Issue 23: There is no information that the Service consulted Native 
American Tribes as required at 50 CFR 23.90.
    Our Response: Pursuant to 50 CFR 23.90(e)(1), we are required to 
consult with and solicit comments from all States and Tribes where the 
species occurs and all other range countries. We met this requirement 
when we solicited comments during a 60-day comment period from all 
interested parties in our October 30, 2014, proposed rule (79 FR 64553) 
and by also directly reaching out to tribal entities to notify them of 
our proposed rule and to solicit comments from Tribes on our proposed 
rule. U.S. Fish and Wildlife Service Regional Native American Liaison's 
serve as the point of contact between the Service and Tribes. We worked 
collaboratively with U.S. Fish and Wildlife Service Regional Native 
American Liaison's to contact Tribes where these species occur within 
their respective regions for the purpose of informing them of our 
proposed rule and to solicit comments on the proposed rule. We did not 
receive any tribal comments to the proposed rule.
    Issue 24: The Association of Fish and Wildlife Agencies does not 
represent individual recommendations from

[[Page 32672]]

directors of State wildlife agencies. The proposed rule suggests that 
State wildlife agencies have approved the Appendix-III listing of these 
turtle species.
    Our Response: We did not intend to imply or assume that State 
wildlife directors have approved the Appendix-III listing of these 
turtle species. In fact, we made clear in our October 30, 2014, 
proposed rule that we have consulted the States, through the 
Association of Fish and Wildlife Agencies, on this proposed action. 
Further, the Conservation, Status & Monitoring Working Group at the 
freshwater turtle workshop in St. Louis, Missouri, in September 2010, 
recommended that listing these species in CITES Appendix III be 
considered (see Background, above). Our 60-day comment period for the 
proposed rule allowed all interested parties an opportunity to comment 
on our proposal to list these four native U.S. freshwater turtle 
species in CITES Appendix III, and we received comments from 10 State 
agencies, as described below.
    Issue 25: Restricting State possession of these species and 
enacting breeding laws are restrictive domestic measures that are 
contrary to Article XIV of CITES.
    Our Response: The commenter is in error regarding the 
interpretation of Article XIV of the Convention and regarding the 
effect of this Appendix-III listing. An Appendix-III listing is not a 
stricter domestic measure, nor does it restrict State possession of 
these four native U.S. freshwater turtle species or enact breeding laws 
for these species. Article XIV of the Convention explicitly recognizes 
the rights of Parties to adopt stricter domestic measures to restrict 
or prohibit trade, taking, possession, or transport of any wildlife or 
plant species. Resolution Conf. 11.3 (Rev. CoP16) further recommends 
that Parties make use of stricter domestic measures if they have 
determined ``that an Appendix-II or -III species is being traded . . . 
in a manner detrimental to the survival of that species'' or is being 
``traded in contravention of the laws of any country involved in the 
transaction.'' When necessary, the United States has utilized stricter 
domestic measures, such as the ESA, Marine Mammal Protection Act (16 
U.S.C. 1361 et seq.), and Lacey Act Amendments of 1981 (16 U.S.C. 3371-
3378), to implement CITES.
    Issue 26: Concerns by citizens who possess and breed common 
snapping turtles and softshell turtles should be publicly addressed 
first in an amended proposed rule, before publishing any final rule 
adding these species to Appendix III of CITES.
    Our Response: The rulemaking process is designed to allow for 
public input through the public comment period on the proposed rule, 
and agency response to those comments in the preamble to the final 
rule, as we have done here. We decline to accept this suggestion.

Comments From States

State of Arkansas, Arkansas Game and Fish Commission (AGFC)
    Issue 27: AGFC supports this proposed action. The commercial 
harvest of aquatic turtles has been a component of wildlife resource 
use by Arkansans for many decades. Three of the four proposed species 
are commercially harvested in Arkansas: the common snapping turtle, 
spiny softshell, and smooth softshell. AGFC regulatory changes in 2006 
initiated reporting requirements of all turtles harvested from the 
wild. A quick summary of these harvest data show that between 2004-2014 
a total of 46,274 snapping turtles and 70,894 softshell turtles (both 
species of soft-shelled turtles combined) were harvested from Arkansas 
waters. It should be noted that these data are incomplete due to either 
incorrect (listed in pounds of turtle instead of number of individuals) 
or unreported harvests. Also, these numbers do not reflect whether the 
animals were exported or retained as captive brood stock. However, it 
is most likely that the majority of these turtles were exported from 
the State, destined for the Asian market. Current AGFC regulations 
impose no limits on the harvest of these species, in terms of season, 
size class, or numbers, within those areas designated as open to 
commercial aquatic turtle harvest, which covers approximately one half 
of the State.
    The only foreseeable impact this CITES listing would have would be 
on those Arkansas harvesters and dealers that wished to ship turtles 
directly overseas to foreign buyers. The vast majority of Arkansas 
turtle sales (including the species in question here) are made to 
buyers and brokers in California who then ship the turtles overseas, 
and the onus falls on the broker to obtain all required export permits 
and fulfill any reporting requirements. The proposed CITES Appendix-III 
listing of these three commercial aquatic turtle species would appear 
to have no adverse impacts or place any undue regulatory burden on the 
current commercial aquatic turtle harvester and dealer community in 
Arkansas. Therefore, the AGFC supports the proposed CITES Appendix-III 
listing of these species as it would allow better tracking of 
international exports of these commercially viable turtle species.
    Our Response: We thank the State of Arkansas for its comments.
State of Colorado, Colorado Parks and Wildlife (CPW)
    Issue 28: CPW staff members have reviewed the proposal and 
generally support the inclusion of the common snapping turtle and spiny 
softshell turtle in Appendix III of CITES. CPW has no comment on the 
other two species proposed for inclusion as they are not found in 
Colorado. Both of these native species (common snapping turtle and 
spiny softshell turtle) are regulated in Colorado, and we agree that 
their inclusion in CITES Appendix III will increase our ability to 
monitor their take from the State and allow for better enforcement of 
their international trade. One specific point we would like to clarify 
from the Federal Register publication is the State regulations as they 
apply to the spiny softshell. The Federal Register publication states 
that collection for personal use is permitted in Colorado. It should be 
noted that Colorado does not allow possession or collection of the 
spiny softshell turtle, except by special permit/license.
    Our Response: We thank the State of Colorado for its comments and 
for correcting the record regarding the regulation for possession and 
collection of spiny softshell turtles in Colorado.
State of Florida, Florida Department of Agriculture and Consumer 
Services (FDACS)
    Issue 29: FDACS is the lead agency for the State of Florida for 
aquaculture. The department is charged by State law with enhancing the 
growth of aquaculture while protecting Florida's environment.
    Currently, the department has 56 certified aquaculture facilities 
that are growing and marketing freshwater turtles, the majority of 
which include one or several of the species proposed for CITES 
Appendix-III listing. Turtles are marketed domestically and 
internationally to the pet trade and for food consumption. Florida 
aquaculture turtle producers reported sales in 2012 of approximately 
$1.2 million based upon a survey conducted for the FDACS by the Florida 
Agricultural Statistics Service. Aquaculture farms certified by FDACS 
are subject to on-farm inspections for compliance with chapter 597, 
Florida Aquaculture Policy Act, Florida Statutes and with chapter 5L-3, 
Aquaculture Best Management Practices, Florida Administrative Code.

[[Page 32673]]

Each farm must include their unique identification number on all 
business-related paper trails (receipts, bills of lading, bills of 
sale), and we encourage including this identification number on 
packaging. FDACS conducts unannounced farm inspections for compliance 
with State laws, which includes regulations relative to the possession, 
transportation, and sale of native species.
    Since 2009, Florida law has prohibited all commercial harvest and 
trade of native freshwater turtles and eggs from the wild. Existing 
farms were able to obtain brood stock under a special permit from 
Florida Fish and Wildlife Conservation Commission; however, the permit 
is no longer available. Farms must be self-sustaining or obtain stock 
from other licensed farms or from other States that allow legal 
commercial harvest and sale of these species. Documentation of stock 
sources must be maintained by Florida turtle aquaculturists. Wild 
populations are further protected by these regulations required of all 
certified Florida turtle farms. Addition of the proposed turtle species 
in CITES Appendix III will create additional permitting requirements 
for certified turtle farms exporting products. A Service Import/Export 
License and filing of the declaration form (FWS Form 3-177) are 
required for aquaculture turtle shipments along with associated 
inspection fees. If these species are added to CITES Appendix III, a 
CITES export permit and potentially a Designated Port Exception Permit 
will be required for aquaculture shipments. A majority of the Florida 
turtle farms export hatchlings or market size adults, so a quick 
turnaround on export applications is critical. Additional permitting 
requirements increase export time and expenses for farms and 
potentially result in a loss of revenue if permits cannot be obtained 
in a timely manner.
    Our Response: We will continue to work with State and tribal 
agencies and the regulated industry to ensure that our permitting 
process is as streamlined and efficient as possible, while still 
meeting our legal obligations.
State of Iowa, Iowa Department of Natural Resources (IDNR)
    Issue 30: The State of Iowa's regulations on the commercial harvest 
of wild turtles are among the least restrictive in the United States. 
This harvest is limited to the common snapping turtle, smooth softshell 
turtle, spiny softshell turtle, and painted turtle. Twenty-six years of 
recorded harvest statistics show the annual total harvest of common 
snapping turtles and both species of softshell turtles has steadily 
increased from 1987 to 2012. A steady increase in the number of 
licensed turtle harvesters has been associated with this increase. Much 
of these increases have been attributed to the demand for turtles in 
Asia. Lack of stringent reporting requirements prevents IDNR from 
knowing where many harvested turtles are marketed. However, it is 
believed many of the adults are exported to other States for use in 
turtle aquaculture facilities. Statistical harvest data, turtle life-
history information, and available research lead the IDNR to believe 
harvest is exceeding the capability for wild turtles to sustain their 
populations.
    An IDNR committee charged with determining the status of wild 
turtle populations found that the commercial harvest of common snapping 
turtles, smooth softshell turtles, and spiny softshell turtles is 
threatening these species due to overharvest and that it is inevitable 
that these populations will be on a decline if more restrictive harvest 
regulations are not enacted. However, it should be mentioned that loss 
of habitat quality and quantity, predation, and water quality are other 
probable factors influencing turtle populations.
    IDNR tentatively supports the Service's efforts to include the four 
native U.S. freshwater turtle species in Appendix III of CITES. 
However, there is concern for the IDNR's role in meeting CITES 
Appendix-III requirements. Undoubtedly more staff time will be needed 
to administer, coordinate, and enforce Federal CITES regulations. Iowa 
may also need to promulgate rules for regulatory purposes. Before full 
support can be given, the Service must clearly communicate with all 
States the processes involved in issuing CITES tags, and those 
processes must not be overly burdensome to the States.
    Our Response: A CITES Appendix-III listing only applies to import, 
export, and re-export of specimens covered by the listing. In June 
2006, the United States listed the alligator snapping turtle 
(Macroclemys temminckii) and all species of map turtle (Graptemys spp.) 
in Appendix III of CITES. There are no U.S. CITES tagging requirements 
for any turtle species, and we do not foresee any regulatory or 
administrative burdens that will fall to the States. Export permits 
will be the responsibility of the exporter.
State of Louisiana, Louisiana Department of Agriculture and Forestry 
(LDAF)
    Issue 31: LDAF is opposed to this proposed rule for the following 
reasons:
     Additional expenses will be incurred by turtle farmers for 
more CITES permits and inspections. All shipments containing a CITES 
species must be inspected at the airport prior to shipment. The Service 
charges an inspection fee, as does the shipping agent responsible for 
correctly packing and handling the shipment.
     Legitimate farmers are being punished due to the actions 
of illegal traders that may be collecting turtles from the wild, while 
Louisiana turtles are captive-raised.
     The Service has no way to determine if exported turtles 
are wild-caught or captive-raised from export documents because they 
have no source code for captive-raised turtles. On the export form (FWS 
Form 3-177), all turtles are required to be listed as ``LIV'' and ``W'' 
for live, wild-caught, and this is not a true reflection of Louisiana 
exports, which are farm-raised.
     The Service cites export statistics when demand was high 
but due to the cyclical nature of the turtle market, demand for 
softshells has dramatically fallen in the last few years and demand for 
snappers is slowing down, especially in the Asian market.

Therefore, we oppose the listing of these four species of turtles under 
CITES Appendix III. However, if they are to be listed, we ask that they 
be added to the Master File that is approved by the Service every year.
    Our Response: The trade information presented in our October 30, 
2014, proposed rule (79 FR 64553) was the best available data at the 
time. We have updated that information above (see Listing a Native U.S. 
Species in Appendix III) which shows that exportation of live snapping 
turtles from the United States increased by 69.7% during 2012-2014 as 
compared to 2009-2011. Also during 2012-2014 as compared to 2009-2011, 
live softshell turtles exported from the United States increased by 
5.7%.
    Personal collection and commercial harvest of these species is 
permitted in Louisiana. In our proposed rule, we acknowledge that 
export levels vary from year to year. We also believe that the 
potential remains for significant exports in the future based on 
overseas demand. It is not the case, as a matter of law, that all CITES 
shipments must be inspected. The requirement to declare these species 
at the time of export and make them available for inspection already 
applies. Subsequent to this listing, we expect that we will be working 
with interested parties to explore the feasibility of a Master File 
system for these species as well as an

[[Page 32674]]

assessment of how our reporting forms can accurately discriminate 
between wild-caught and farm-raised turtles.
State of Louisiana, Louisiana Department of Wildlife and Fisheries 
(LDWF)
    Issue 32: Exports of the common snapping turtle have increased 
steadily during the past 10 years, from about 130,000 turtles in 2003, 
to 3,157,000 turtles in 2013. In 2013, Louisiana turtle farmers 
exported less than 2 percent of the national total. We have been able 
to determine that the majority of exported snapping turtles are farmed 
hatchlings that originate from sources and operations in the Midwest. 
At this time, we do not oppose a CITES Appendix-III listing for the 
common snapping turtle.
    Of the three softshell turtle species proposed for listing in CITES 
Appendix III, the smooth softshell rarely enters into commerce, and 
exports have declined from about 10,000 in 2003, to about 75 per year 
in the past 3 years. The spiny softshell has shown no substantial 
increase: average of 36,000 per year (2003-2006) to an average of 
62,000 per year (2010-2013). Hatchlings that were raised on Louisiana 
turtle farms accounted for 15 percent of spiny softshell exports in 
2013. The IUCN considers the conservation status of the smooth and 
spiny softshells as ``Least Concern.'' Based on this status, the 
relatively low export numbers, a relatively inactive market, and the 
fact that many to most of the exported turtles are farm-raised 
hatchlings, we see no justification for the action, and therefore 
recommend against a CITES Appendix-III listing for the smooth and spiny 
softshells.
    The Florida softshell has shown an increase in exports during the 
past 10 years, from an average of about 44,000 per year (2003-2006) to 
an average of about 428,000 per year (2010-2013). The proposed rule 
makes outdated claims relative to this species (e.g., ``It is the most 
intensively harvested freshwater turtle in Florida'' and ``The level of 
wild harvest necessary to maintain farm production is unknown''). 
Florida banned all commercial take of freshwater turtles in 2009, and 
limited personal take to one turtle per day. Licensed turtle farms were 
given until 2011 to collect turtles for breeding stock. Thus, there is 
no longer a threat of harvest of Florida softshell in Florida, as wild 
harvest has been illegal for 3 years, and remains so. The other three 
range States for the Florida softshell have very limited population 
sizes (Alabama), or regulate the number that may be removed for 
commerce (Georgia and South Carolina). One Florida turtle farm 
accounted for about one-third of all Florida softshell hatchlings that 
were exported in 2013. Because commerce and exports of Florida 
softshell are almost completely limited to farm-raised hatchlings, and 
because its status is also considered ``Least Concern'' by IUCN, we see 
no justification for the action and therefore recommend against a CITES 
Appendix-III listing for the Florida softshell.
    Our Response: We thank the LDWF for its comments. The criteria for 
listing species in CITES Appendix III are different from the criteria 
used by the IUCN in evaluating the conservation status of a species. 
The criteria for deciding to list U.S. species in Appendix III are 
outlined at 50 CFR 23.90. As detailed above (see Listing a Native U.S. 
Species in Appendix III), we have complied with these criteria in 
deciding to list these four species in CITES Appendix III.
State of Minnesota, Minnesota Department of Natural Resources (MDNR)
    Issue 33: MDNR has reviewed the proposed rule and supports the 
Service's proposal. The common snapping turtle occurs throughout most 
of Minnesota, and commercial harvest of this species has been widely 
practiced for many years. Because monitoring and regulation of this 
harvest was believed to be inadequate, the common snapping turtle was 
designated a Species of Special Concern under Minnesota's Endangered 
Species Act (Minnesota Statutes, Chapter 84.08 95) in 1984. While no 
formal population monitoring data were available, abundant anecdotal 
accounts of declining populations supported this concern. In response 
to the considerable scientific evidence that the commercial harvest of 
wild turtle populations is not sustainable in northern latitudes, in 
2004, the MDNR undertook a major revision of the State's statutes and 
rules governing turtle harvest. Among many changes was a phase-out of 
commercial harvest by placing a moratorium on the sale of new harvest 
licenses and implementing several improvements in reporting and 
recordkeeping. While a complete elimination of commercial harvest is 
still many years off, regulation and monitoring of harvest has been 
improved, and in 2013, the MDNR removed the common snapping turtle's 
designation under the Minnesota's Endangered Species Act. Although the 
enclosed report indicates that the number of commercial licenses issued 
has declined since 2002, the harvest of common snapping turtles remains 
substantial, and shows little evidence of a decline in the near term. 
Consequently, the MDNR supports the Service's proposal to list the 
common snapping turtle in CITES Appendix III.
    The smooth softshell turtle is restricted to the lower reaches of 
the St. Croix, Minnesota, and Mississippi Rivers in Minnesota. Due to 
its vulnerability to channelization, siltation, water pollution, and 
disturbance of nesting sites by humans and predators, the smooth 
softshell turtle was designated a Species of Special Concern under 
Minnesota's Endangered Species Act in 1984, and retains that 
designation to this date. Research into the habitat use of this species 
is ongoing within the MDNR. Harvest of the smooth softshell turtle is 
not permitted in Minnesota. Given the species vulnerable status within 
the State, MDNR supports the Service's proposal to list the smooth 
softshell turtle in CITES Appendix III.
    The spiny softshell turtle is found throughout the central and 
southern portions of Minnesota, and commercial harvest is permitted. 
Because harvest pressure on this species has historically not been as 
great as the pressure placed upon the common snapping turtle, this 
species has not received the concern given to the common snapping 
turtle. The enclosed report provides evidence that the harvest of this 
species is small and continuing to decline. While improvements in 
commercial harvest regulations have benefitted this species, concerns 
that commercial turtle harvest at any scale from wild populations is 
not sustainable in Minnesota leads the MDNR to support the Service's 
proposal to include the spiny softshell turtle in Appendix III of 
CITES.
    An additional change made to Minnesota's laws in 2004 created the 
regulatory framework for turtle farming in the State. While there has 
been relatively little activity in this area to date, there is evidence 
that turtle farming will become an increasingly popular activity in 
Minnesota in the future, and listing of these three turtles in CITES 
Appendix III would aid the MDNR in monitoring that activity and its 
relationship to harvest from the wild.
    Our Response: We thank the MDNR for its comments, including 
additional clarity on the status of these species in Minnesota.
State of North Carolina, North Carolina Wildlife Resources Commission 
(NCWRC)
    Issue 34: NCWRC supports the proposal to include the common 
snapping turtle, Florida softshell turtle, smooth softshell turtle, and 
spiny softshell turtle in CITES Appendix III so

[[Page 32675]]

that they are monitored in international trade. Although only two of 
the species (common snapping turtle and spiny softshell turtle) occur 
in North Carolina, the listing of all four North American turtles is 
warranted to prevent any common snapping turtle or U.S. softshell 
turtle from being illegally exported in international trade. As these 
turtles are not being monitored in international trade at this time, it 
is important to begin monitoring these turtles to determine the 
exportation rate to overseas markets and how these markets may expand 
in the future. This export monitoring could have an impact on how these 
turtles are managed within their current native ranges to ensure stable 
populations.
    Current North Carolina wildlife regulations allow the common 
snapping turtle to be collected for personal consumption and trade, 
while the spiny softshell turtle may not be commercially collected. 
North Carolina regulations currently allow 10 snapping turtles to be 
collected per day, and 100 per year, by each collector. These limits 
were put in place due to high harvest numbers (thousands for some 
individual collectors) occurring for snapping turtles and other species 
prior to 2003. At the State level, we increased monitoring efforts and 
took regulatory action over a decade ago, and efforts should be 
increased at the Federal level to do the same. International trade in 
these species to meet the growing demand from other regions of the 
world could result in population declines within North Carolina and 
other States.
    The apparent increase in exports of the common snapping turtle (as 
shown in the 2009-2011 data in the October 30, 2014, proposed rule at 
79 FR 64557), coupled with declining turtle populations in Asia (see 
van Dijk, P.P., B.L. Stuart, and A.G.J. Rhodin, Editors. 2000. Asian 
Turtle Trade: Proceedings of a Workshop on Conservation and Trade of 
Freshwater Turtles and Tortoises in Asia, Chelonian Research 
Monographs, Number 2: pp. 1-164), could lead to increasing numbers of 
common snapping turtles and softshell turtles impacted in the United 
States. The findings of Congdon, Dunham, and Sels (1994. Demographics 
of Common Snapping Turtle, (Chelydra serpentina): Implications for 
Conservation and Management of Long-lived Organisms. American 
Zoologists, Volume 34: pp. 397-408) on snapping turtle survivorship and 
possible impacts from commercial harvesting suggest that long-lived 
vertebrates have more difficulty recovering from commercial harvest, 
and that because of long generation times, detection of population 
recovery may be delayed.
    Export monitoring of common snapping turtles and the three 
softshell turtles that are the subjects of the proposed rule is 
warranted to determine if their trade increases over time. At present, 
declines are not apparent in populations of these turtle species, but 
as fewer turtles are available from other countries, North American 
turtle populations are at risk from unregulated export.
    Our Response: We thank the NCWRC for its comments, including 
current North Carolina regulatory information regarding the common 
snapping turtle and spiny softshell turtle.
State of Texas, Texas Parks & Wildlife Department (TPWD)
    Issue 35: TPWD currently permits commercial collection (from 
private water bodies) of three of the four freshwater turtle species 
listed in the Service's proposal to amend CITES Appendix III. Those 
species are the smooth softshell turtle, spiny softshell turtle, and 
common snapping turtle. The Florida softshell turtle does not occur in 
Texas. Collection of any freshwater turtle species from public water 
bodies is not allowed in Texas. Export to international markets has 
historically been the primary driver of freshwater turtle commercial 
collection in Texas. Assessing the impact of this practice has been 
challenging. Detection of illegal collection and trade by State law 
enforcement officials is difficult. Therefore, TPWD supports including 
the above-mentioned turtles in Appendix III of CITES. TPWD believes 
this inclusion will provide valuable data regarding freshwater turtle 
trade and will better inform management efforts and harvest guidelines.
    Our Response: We thank the TPWD for its comments, including current 
regulatory information regarding the collection of freshwater turtles 
in Texas.
State of Virginia, Virginia Department of Game and Inland Fisheries 
(DGIF)
    Issue 36: DGIF supports the proposed action to include the snapping 
turtle, Florida softshell, smooth softshell, and spiny softshell in 
CITES Appendix III so that they can be monitored in international 
trade. Of the four species that are the subjects of the proposed rule, 
the snapping turtle and spiny softshell both occur in Virginia, and 
only the snapping turtle is permitted for commercial harvest. During 
2002-2013, the harvest of snapping turtles in Virginia increased 12-
fold (1,200 percent), with 2013 reports documenting the highest single-
year harvest (7,926 individual turtles). These harvest numbers should 
be considered conservative estimates, given the inaccuracies often 
found in harvest reports. We have cross-referenced annual reports from 
harvesters with processors and have seen as much as 30,000 pounds 
unreported in a single season. This discrepancy between harvester 
reports and processor reports appears to be an issue in other States as 
well. Although it is one of the fastest growing commercial harvests in 
many States, the commercial harvest of snapping turtles is also one of 
the poorest managed and monitored commercial harvests.
    Our Response: We thank the DGIF for its comments, including 
important information regarding the commercial harvest of the common 
snapping turtle.
    Issue 37: According to Crother (2012), the common name for 
``snapping turtle'' does not include the word ``common.'' According to 
Crother (2012), the common names for ``Florida softshell'' and ``spiny 
softshell'' do not include ``turtle.''
    Our Response: Although we use common names where appropriate, they 
cannot be relied upon for identification of any specimen, as they may 
vary greatly in local usage. Our use of a common name is based on 
current wider usage. In addition, the Integrated Taxonomic Information 
System (ITIS), a database representing a partnership of U.S., Canadian, 
and Mexican agencies, other organizations, and taxonomic specialists 
designed to provide scientifically credible taxonomic information, 
includes the common names ``common snapping turtle,'' ``Florida 
softshell turtle,'' and ``spiny softshell turtle''; therefore, we 
accept the use of these common names where appropriate. Because of the 
potential for confusion with common names, specimens must be identified 
on CITES permits using the scientific (Latin) name.
    Issue 38: We recommend not including or highlighting harvest 
reports from those States where the snapping turtle is considered 
invasive. These few States are irrelevant to the overall conservation 
of the species.
    Our Response: A CITES Appendix-III listing of the common snapping 
turtle applies to specimens destined for export that are derived from 
throughout the United States. On February 3, 1999, Executive Order 
13112 was signed, which directed Federal agencies to address invasive 
species issues to not authorize, fund, or carry out actions likely to 
cause or promote the introduction or spread of invasive species, and 
also established the

[[Page 32676]]

National Invasive Species Council. Executive Order 13112 requires 
monitoring invasive species populations accurately and reliably. 
Requiring harvest reports from those States where the snapping turtle 
is considered invasive could preclude additional introductions and 
potential `laundering' of illegal specimens and will contribute to 
compliance with Executive Order 13112.
    Issue 39: The Service's export database (LEMIS) only reports what 
is exported, not those animals processed for domestic sale. Considering 
the typical sex ratio of snapping turtles is about 1:1 and mostly 
females are being exported, the summary in the proposed rule may 
grossly underestimate the actual harvest amounts. This situation is 
exacerbated by inaccurate commercial harvest reporting and by 
unreported recreational harvest. Therefore, the actual number of 
snapping turtles being harvested could be potentially twice the numbers 
summarized by the Service. In the proposed rule's summary of total 
harvest figures, ``farm-raised'' turtles include the offspring of wild-
caught, gravid snapping turtles. We contend that those animals are 
being taken from the wild and should be reported as such.
    Our Response: We acknowledge the need to improve reporting of 
harvest levels of these species. A CITES Appendix-III listing of these 
species will assist us in this effort.
    Issue 40: The snapping turtle harvest size limits are often focused 
on larger individuals, which is contrary to the life history of a long-
lived species with low nest and hatchling survivorship and high adult 
survivorship. In such reproductive strategies, we want to protect the 
larger reproductive adults, but we have found that harvesters do not 
want smaller turtles.
    Our Response: Long-term persistent take of wild-caught turtles 
makes these species vulnerable to decline. We acknowledge that more 
study is needed to determine what levels of harvest of mature adults of 
these species are sustainable.

Decision To List Four Native U.S. Freshwater Turtle Species

    Based on the recommendations contained in Resolution Conf. 9.25 
(Rev. CoP16) and the listing criteria provided in our regulations at 50 
CFR 23.90, these four native U.S. freshwater turtle species, including 
all subspecies, qualify for listing in CITES Appendix III. Declines 
have been documented or locally severe declines may be possible in at 
least some portions of the range of these four native U.S. freshwater 
turtle species, although the Florida softshell seems to be resistant to 
high levels of commercial harvest. Take of Florida softshells in 
Florida is regulated, and it is a species of special concern in South 
Carolina. Although snapping turtle populations are known to be vigorous 
throughout much of the species' range, long-term persistent take makes 
the species vulnerable to decline. Existing laws have not been 
completely successful in preventing the unauthorized collection and 
trade of these four native U.S. freshwater turtle species. Listing 
these four native U.S. freshwater turtle species, including their 
subspecies, except the Cuatro Cienegas spiny softshell turtle (A. s. 
atra [=Apalone atra], Webb and Legler 1960), which is already listed in 
CITES Appendix I, in CITES Appendix III is necessary to allow us to 
adequately monitor international trade in these taxa; to determine 
whether exports are occurring legally, with respect to State law; and 
to determine whether further measures under CITES or other laws are 
required to conserve these species and subspecies. An Appendix-III 
listing will lend additional support to State wildlife agencies in 
their efforts to regulate and manage these species, improve data 
gathering to increase our knowledge of trade in these species, and 
strengthen State and Federal wildlife enforcement activities to prevent 
poaching and illegal trade. Furthermore, listing these species in 
Appendix III will enlist the assistance of other countries in our 
efforts to monitor and control trade in these species and subspecies.
    Accordingly, we are listing the common snapping turtle (Chelydra 
serpentina), Florida softshell turtle (Apalone ferox), smooth softshell 
turtle (Apalone mutica), and spiny softshell turtle (Apalone spinifera) 
in Appendix III of CITES. The listing includes live and dead whole 
specimens, and all readily recognizable parts, products, and 
derivatives, of these species and their subspecies, except Apalone 
spinifera atra, which is already included in Appendix I of CITES. The 
term ``readily recognizable'' is defined in our regulations at 50 CFR 
23.5 and means any specimen that appears from a visual, physical, 
scientific, or forensic examination or test; an accompanying document, 
packaging, mark, or label; or any other circumstances to be a part, 
product, or derivative of any CITES wildlife or plant, unless such 
part, product, or derivative is specifically exempt from the provisions 
of CITES or 50 CFR part 23.
    Our regulations at 50 CFR 23.90 require us to publish a proposed 
rule and a final rule for a CITES Appendix-III listing even though, if 
a proposed rule is adopted, the final rule will not result in any 
changes to the Code of Federal Regulations. Instead, this final rule 
will result in DMA notifying the CITES Secretariat to amend Appendix 
III by including these four native U.S. freshwater turtle species 
(including their subspecies, except Apalone spinifera atra, which is 
already included in Appendix I of CITES), in Appendix III of CITES for 
the United States.
    Subsequent to today's publication in the Federal Register of this 
final rule to list these species and their subspecies in CITES Appendix 
III, we will notify the CITES Secretariat. An Appendix-III listing 
becomes effective 90 days after the Secretariat notifies the CITES 
Parties of the listing. The effective date of this rule (see DATES, 
above) has been extended to give the CITES Secretariat sufficient time 
to notify all Parties of the listing.

Required Determinations

Regulatory Planning and Review--Executive Orders 12866 and 13563

    Executive Order 12866 provides that the Office of Information and 
Regulatory Affairs (OIRA) in the Office of Management and Budget will 
review all significant rules. The Office of Information and Regulatory 
Affairs has determined that this rule is not significant.
    Executive Order 13563 reaffirms the principles of E.O. 12866 while 
calling for improvements in the nation's regulatory system to promote 
predictability, to reduce uncertainty, and to use the best, most 
innovative, and least burdensome tools for achieving regulatory ends. 
The executive order directs agencies to consider regulatory approaches 
that reduce burdens and maintain flexibility and freedom of choice for 
the public where these approaches are relevant, feasible, and 
consistent with regulatory objectives. E.O. 13563 emphasizes further 
that the regulatory system must allow for public participation and an 
open exchange of ideas. We have developed this rule in a manner 
consistent with these requirements.

Regulatory Flexibility Act (5 U.S.C. 601 et seq.) and Small Business 
Regulatory Enforcement Fairness Act

    Under the Regulatory Flexibility Act (5 U.S.C. 601 et seq.), as 
amended by the Small Business Regulatory Enforcement Fairness Act (5 
U.S.C. 802(2)), whenever an agency is required to publish a notice of 
rulemaking for any proposed or final rule, it must prepare and make 
available

[[Page 32677]]

for public comment a regulatory flexibility analysis that describes the 
effect of the rule on small entities (i.e., small businesses, small 
organizations, and small government jurisdictions). However, no 
regulatory flexibility analysis is required if the head of an agency 
certifies the rule will not have a significant economic impact on a 
substantial number of small entities. The Department of the Interior 
certifies that this action will not have a significant effect on a 
substantial number of small entities for the reasons discussed below.
    This final rule establishes the means to monitor the international 
trade in species native to the United States and does not impose any 
new or changed restriction on the trade of legally acquired specimens. 
Based on current exports of these four native U.S. freshwater turtle 
species, we estimate that the costs to implement this rule will be less 
than $100,000 annually due to the costs associated with obtaining 
permits.
    According to the Small Business Administration, small entities 
include small organizations, such as independent nonprofit 
organizations; small governmental jurisdictions, including school 
boards and city and town governments that serve fewer than 50,000 
residents; and small businesses (13 CFR 121.201). Small businesses 
include aquaculture businesses with less than $750,000.00 in annual 
sales. This final rule:
    (a) Will not have an annual effect on the economy of $100 million 
or more.
    (b) Will not cause a major increase in costs or prices for 
consumers, individual industries, Federal, State, or local government 
agencies, or geographic regions.
    (c) Will not have significant adverse effects on competition, 
employment, investment, productivity, innovation, or the ability of 
U.S.-based enterprises to compete with foreign-based enterprises.

Unfunded Mandates Reform Act (2 U.S.C. 1501 et seq.)

    In accordance with the Unfunded Mandates Reform Act (2 U.S.C. 
1501), the Service has determined that this rulemaking will not impose 
a cost of $100 million or more in any given year on local or State 
governments or private entities. The implementation of this rule is by 
Federal agencies, and there is no cost imposed on any State or local 
entities or tribal governments. This rule will not have a significant 
or unique effect on State, local, or tribal governments or the private 
sector because the Service, as the lead agency for CITES implementation 
in the United States, is responsible for the issuance of permits and 
the authorization of shipments of live wildlife, and wildlife parts and 
products, for CITES-listed species.

Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.)

    This final rule does not contain any new collections of information 
that require approval by Office of Management and Budget (OMB) under 
the Paperwork Reduction Act of 1995. Information that we will collect 
under this final rule on FWS Form 3-200-27 is covered by an existing 
OMB approval and has been assigned OMB control number 1018-0093, which 
expires on May 31, 2017. We may not conduct or sponsor, and a person is 
not required to respond to, a collection of information unless it 
displays a currently valid OMB control number.

National Environmental Policy Act (NEPA) (42 U.S.C. 4321 et seq.)

    This final rule has been analyzed under the criteria of the 
National Environmental Policy Act (42 U.S.C. 4321 et seq.), the 
Department of the Interior procedures for compliance with NEPA 
(Departmental Manual (DM) and 43 CFR part 46), and Council on 
Environmental Quality regulations for implementing the procedural 
provisions of NEPA (40 CFR 1500-1508). This final rule does not amount 
to a major Federal action significantly affecting the quality of the 
human environment. An environmental impact statement or evaluation is 
not required. This final rule is a regulation that is of an 
administrative, legal, technical, or procedural nature, and its 
environmental effects are too broad, speculative, or conjectural to 
lend themselves to meaningful analysis under NEPA. The FWS has 
determined that this final rule is categorically excluded from further 
NEPA review as provided by 516 DM 2, Appendix 1.9, of the Department of 
the Interior National Environmental Policy Act Revised Implementing 
Procedures and 43 CFR 46.210(i). No further documentation will be made.

Takings (Executive Order 12630)

    In accordance with Executive Order (E.O.) 12630 (``Government 
Actions and Interference with Constitutionally Protected Private 
Property Rights''), we have determined that this final rule will not 
have significant takings implications. While export, which was 
previously unregulated, will now be regulated, export will still be 
allowed.

Federalism (Executive Order 13132)

    In accordance with E.O. 13132 (Federalism), this final rule will 
not have significant Federalism effects. A federalism summary impact 
statement is not required because this final rule will not have a 
substantial direct effect on the States, on the relationship between 
the Federal Government and the States, or on the distribution of power 
and responsibilities among the various levels of government. Although 
this final rule will generate information that will be beneficial to 
State wildlife agencies, we do not anticipate that any State monitoring 
or control programs will need to be developed to fulfill the purpose of 
this final rule. We have consulted the States, through the Association 
of Fish and Wildlife Agencies, on this action. In addition, 10 of the 
comments we received to our proposed rule (October 30, 2014; 79 FR 
64553) were from State agencies, and our final decision reflects 
consideration of the information and opinions we have received from 
those State agencies. This final rule will help us more effectively 
conserve these species and will help those affected by CITES to 
understand how to conduct lawful international trade in wildlife and 
wildlife products.

Civil Justice Reform (Executive Order 12988)

    The Department, in promulgating this rule, has determined that it 
will not unduly burden the judicial system and that it meets the 
requirements of sections 3(a) and 3(b)(2) of Executive Order 12988.

Government-to-Government Relationship With Tribes

    In accordance with the President's memorandum of April 29, 1994, 
Government-to-Government Relations With Native American Tribal 
Governments (59 FR 22951), E.O. 13175, and the Department of the 
Interior's manual at 512 DM 2, we have a responsibility to communicate 
meaningfully with Federally recognized Indian Tribes on a government-
to-government basis. U.S. Fish and Wildlife Service Regional Native 
American Liaison's serve as the point of contact between the Service 
and Tribes. We worked collaboratively with U.S. Fish and Wildlife 
Service Regional Native American Liaison's to contact Tribes where 
these species occur within their respective regions for the purpose of 
informing them of our proposed rule and to solicit comments on the 
proposed rule. In accordance with Secretarial Order 3206 of June 5, 
1997

[[Page 32678]]

(American Indian Tribal Rights, Federal-Tribal Trust Responsibilities, 
and the Endangered Species Act), we readily acknowledge our 
responsibilities to work directly with Tribes in developing programs 
for healthy ecosystems, to acknowledge that tribal lands are not 
subject to the same controls as Federal public lands, to remain 
sensitive to Indian culture, and to make information available to 
Tribes. We determined that this final rule will not interfere with the 
Tribes' ability to manage themselves or their funds or to regulate 
these turtle species on tribal lands.

Energy Supply, Distribution, or Use (Executive Order 13211)

    E.O. 13211 requires agencies to prepare Statements of Energy 
Effects when undertaking actions that significantly affect energy 
supply, distribution, or use. This final rule will not significantly 
affect energy supplies, distribution, or use. Therefore, this action is 
not a significant energy action, and no Statement of Energy Effects is 
required.

References Cited

    A complete list of all references cited in this final rule is 
available upon request from the Division of Management Authority, U.S. 
Fish and Wildlife Service (see FOR FURTHER INFORMATION CONTACT).

Author

    The primary author of this final rule is Clifton A. Horton, 
Division of Management Authority, U.S. Fish and Wildlife Service (see 
FOR FURTHER INFORMATION CONTACT).

Amendment to CITES Appendix III

    Our regulations at 50 CFR 23.90 require us to publish a proposed 
rule and, if appropriate, a final rule for a CITES Appendix-III 
listing, even though the final rule will not result in any changes to 
the Code of Federal Regulations. Accordingly, for the reasons provided 
in this final rule, we will ask the CITES Secretariat to amend Appendix 
III of CITES to include for the United States these four native U.S. 
freshwater turtle species: the common snapping turtle (Chelydra 
serpentina), Florida softshell turtle (Apalone ferox), smooth softshell 
turtle (Apalone mutica), and spiny softshell turtle (Apalone 
spinifera). This listing includes live and dead whole specimens, and 
all readily recognizable parts, products, and derivatives of these 
species and their subspecies, except Apalone spinifera atra, which is 
already included in Appendix I of CITES.
    As a result of this action, exporters must obtain an export permit 
issued by the Service's Division of Management Authority; pack and ship 
live specimens according to the IATA Live Animals Regulations or the 
CITES Guidelines for the non-air transport of live wild animals and 
plants; and follow all applicable regulations pertaining to the export 
of wildlife, including declaration of the shipment to the Service prior 
to export.

    Dated: April 1, 2016.
Stephen Guertin,
Acting Director, Fish and Wildlife Service.
[FR Doc. 2016-11201 Filed 5-23-16; 8:45 am]
 BILLING CODE 4333-15-P



                                                32664                Federal Register / Vol. 81, No. 100 / Tuesday, May 24, 2016 / Rules and Regulations

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                                                                                                                                                                                                        Federal assist-
                                                                                                        Community           Effective date authorization/cancellation of     Current effective
                                                                 State and location                                                                                                                     ance no longer
                                                                                                           No.                 sale of flood insurance in community             map date                 available in
                                                                                                                                                                                                           SFHAs

                                                Bonita, Village of, Morehouse Parish ...........                220316   April 3, 1997, Emerg; April 1, 2007, Reg;           ......do ...............      Do.
                                                                                                                           July 6, 2016, Susp.
                                                Collinston, Village of, Morehouse Parish .....                  220399   June 17, 1991, Emerg; N/A, Reg; July 6,             ......do ...............      Do.
                                                                                                                           2016, Susp.
                                                Mer Rouge, Village of, Morehouse Parish ...                     220128   May 3, 1973, Emerg; June 27, 1978, Reg;             ......do ...............      Do.
                                                                                                                           July 6, 2016, Susp.
                                                Morehouse Parish, Unincorporated Areas ...                      220367   April 14, 1983, Emerg; October 15, 1985,            ......do ...............      Do.
                                                                                                                           Reg; July 6, 2016, Susp.
                                                New Mexico: Dona Ana County, Unincor-                           350012   January 19, 1976, Emerg; September 27,              ......do ...............      Do.
                                                  porated Areas.                                                           1991, Reg; July 6, 2016, Susp.
                                                Hatch, Village of, Dona Ana County ............                 350013   December 10, 1974, Emerg; January 3,                ......do ...............      Do.
                                                                                                                           1986, Reg; July 6, 2016, Susp.
                                                Las Cruces, City of, Dona Ana County ........                   355332   July 24, 1970, Emerg; June 11, 1971, Reg;           ......do ...............      Do.
                                                                                                                           July 6, 2016, Susp.
                                                Mesilla, Town of, Dona Ana County .............                 350113   March 7, 1975, Emerg; May 28, 1985, Reg;            ......do ...............      Do.
                                                                                                                           July 6, 2016, Susp.
                                                Sunland Park, City of, Dona Ana County .....                    350147   N/A, Emerg; November 8, 2006, Reg; July             ......do ...............      Do.
                                                                                                                           6, 2016, Susp.
                                                   *.....do = Ditto.
                                                   Code for reading third column: Emerg. —Emergency; Reg. —Regular; Susp. —Suspension.


                                                  Dated: May 12, 2016.                                    species (including their subspecies,                   in September 2010, to discuss the
                                                Michael M. Grimm,                                         except Apalone spinifera atra, which is                pressing management, regulatory,
                                                Assistant Administrator for Mitigation,                   already included in Appendix I of                      scientific, and enforcement needs
                                                Federal Insurance and Mitigation                          CITES) in Appendix III of CITES is                     associated with the harvest and trade of
                                                Administration, Department of Homeland                    necessary to allow us to adequately                    freshwater turtles in the United States.
                                                Security, Federal Emergency Management                    monitor international trade in these                   In response to one of the
                                                Agency.                                                   species; to determine whether exports                  recommendations put forth at the St.
                                                [FR Doc. 2016–12123 Filed 5–23–16; 8:45 am]               are occurring legally, with respect to                 Louis workshop, in November 2011, the
                                                BILLING CODE 9110–12–P                                    State and Federal law; and to determine                Service hosted a workshop in Baton
                                                                                                          whether further measures under CITES                   Rouge, Louisiana, to develop best
                                                                                                          or other laws are required to conserve                 management practices for turtle farms
                                                DEPARTMENT OF THE INTERIOR                                these species and their subspecies.                    operating in the United States. All 16
                                                                                                          DATES: This listing is effective                       States with turtle farms attended the
                                                Fish and Wildlife Service                                 November 21, 2016.                                     2011 workshop. Information on these
                                                                                                          ADDRESSES: You may obtain information                  workshops can be found on our Web
                                                50 CFR Part 23
                                                                                                          about permits for international trade in               site at http://www.fws.gov/international/
                                                [Docket No. FWS–HQ–ES–2013–0052]                          these species and their subspecies by                  animals/freshwater-turtles.html or from
                                                RIN 1018–AZ53                                             contacting the U.S. Fish and Wildlife                  the Service’s International Wildlife
                                                                                                          Service, Division of Management                        Trade Program (see FOR FURTHER
                                                Inclusion of Four Native U.S.                             Authority, Branch of Permits, MS: IA,                  INFORMATION CONTACT).
                                                Freshwater Turtle Species in Appendix                     5275 Leesburg Pike, Falls Church, VA
                                                III of the Convention on International                    22041–3803; telephone: 703–358–2104                       On October 30, 2014, we published in
                                                Trade in Endangered Species of Wild                       or 800–358–2104; facsimile: 703–358–                   the Federal Register (79 FR 64553) a
                                                Fauna and Flora (CITES)                                   2281; email: managementauthority@                      document proposing listing the common
                                                                                                          fws.gov; Web site: http://www.fws.gov/                 snapping turtle (Chelydra serpentina),
                                                AGENCY:   Fish and Wildlife Service,                      international.                                         Florida softshell turtle (Apalone ferox),
                                                Interior.                                                                                                        smooth softshell turtle (Apalone
                                                                                                          FOR FURTHER INFORMATION CONTACT:
                                                ACTION: Final rule.                                                                                              mutica), and spiny softshell turtle
                                                                                                          Craig Hoover, Chief, Division of
                                                SUMMARY:    We, the U.S. Fish and                         Management Authority, U.S. Fish and                    (Apalone spinifera), including their
                                                Wildlife Service (Service), are listing the               Wildlife Service, MS: IA; 5275 Leesburg                subspecies, except Apalone spinifera
                                                common snapping turtle (Chelydra                          Pike, Falls Church, VA 22041–3803;                     atra, which is already included in
                                                serpentina), Florida softshell turtle                     telephone 703–358–2095; facsimile                      Appendix I of CITES, in Appendix III of
                                                (Apalone ferox), smooth softshell turtle                  703–358–2298. If you use a                             CITES. We accepted public comments
                                                (Apalone mutica), and spiny softshell                     telecommunications device for the deaf                 on that proposal for 60 days, ending
                                                turtle (Apalone spinifera) in Appendix                    (TDD), call the Federal Information                    December 29, 2014. We have reviewed
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                                                III of the Convention on International                    Relay Service (FIRS) at 800–877–8339.                  and considered all public comments we
                                                Trade in Endangered Species of Wild                       SUPPLEMENTARY INFORMATION:                             received on the proposal (see the
                                                Fauna and Flora (CITES or Convention),                                                                           Summary of Comments and Our
                                                including live and dead whole                             Background                                             Responses section, below). Our final
                                                specimens, and all readily recognizable                     The Service’s International Wildlife                 decision reflects consideration of the
                                                parts, products, and derivatives. Listing                 Trade Program convened a freshwater                    information and opinions we have
                                                these four native U.S. freshwater turtle                  turtle workshop in St. Louis, Missouri,                received.


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                                                                   Federal Register / Vol. 81, No. 100 / Tuesday, May 24, 2016 / Rules and Regulations                                            32665

                                                Species Information                                     softshell inhabits calm waters, including             Guadalupe spiny softshell (A. s.
                                                                                                        rivers, swamps, marshes, lakes, and                   guadalupensis, Webb 1962), western
                                                Common Snapping Turtle
                                                                                                        ponds. The species may spend extended                 spiny softshell (A. s. hartwegi, Conant
                                                   The common snapping turtle                           periods of time submerged, buried in                  and Goin 1948), and pallid spiny
                                                (Chelydra serpentina, Linnaeus 1758) is                 the silty or sandy bottom. The Florida                softshell (A. s. pallida, Webb 1962). An
                                                the second-largest freshwater turtle                    softshell is largely carnivorous, eating a            additional subspecies, the Cuatro
                                                species native to the United States.                    variety of aquatic and sometimes                      Cienegas spiny softshell (A. s. atra
                                                Currently, two subspecies are widely                    terrestrial animals, although it may also             [=Apalone atra], Webb and Legler 1960),
                                                recognized: C. s. osceola (Stejneger,                   consume vegetation (Ernst and Lovich                  occurs in Mexico and is listed in
                                                1918), distributed in the Florida                       2009, p. 611).                                        Appendix I of CITES and as endangered
                                                peninsula, and C. s. serpentina                                                                               under the U.S. Endangered Species Act
                                                (Linnaeus, 1758), distributed throughout                Smooth Softshell Turtle
                                                                                                                                                              (as Trionyx ater) (see title 50 of the Code
                                                the remainder of the species’ range,                       The smooth softshell turtle (Apalone               of Federal Regulations (CFR) at
                                                which encompasses most of the eastern                   mutica, Le Sueur 1827) is the smallest                § 17.11(h)).
                                                two-thirds of the United States and                     of the three softshell species native to                 The spiny softshell inhabits the
                                                portions of southern Canada, including                  the United States. The species is                     largest range of the three softshell turtles
                                                Nova Scotia. The species has been                       generally found in streams, rivers, and               of North America, occurring from New
                                                introduced into the wild outside its                    channels. It inhabits the Ohio River                  York, south to Florida, west through
                                                range both within and outside the                       drainage (Ohio, Indiana, and Illinois),               Texas to New Mexico, and over most of
                                                United States, including in China and                   the upper Mississippi River watershed                 the midwestern United States, including
                                                Taiwan, where it is also bred on turtle                 (Minnesota and Wisconsin), the                        the States bordering the Great Lakes,
                                                farms. The common snapping turtle is                    Missouri River in the Dakotas, south                  and extreme southern portions of
                                                easily recognized by a roughly textured                 through the watershed and eventually                  Canada, and naturally in northern
                                                black to grey carapace (top shell), a long              spreading to the western Florida                      portions of Mexico. It has also been
                                                tail studded with large saw-toothed                     Panhandle, and west to Central Texas                  introduced widely in other parts of
                                                tubercles, large claws, and a large head                (including all States between these                   Mexico. Disjunct populations also are
                                                with strong jaws and a sharp beak.                      areas). The smooth softshell is                       found from New Mexico to California
                                                   The species is readily distinguished                 considered extirpated in Pennsylvania,                and in Montana and Wyoming. Isolated
                                                from the alligator snapping turtle                      where it previously inhabited the                     populations are found in several States.
                                                (Macrochelys temminckii) because the                    Allegheny River. An isolated population               The spiny softshell inhabits creeks and
                                                latter has a larger head, hooked beak, a                exists in New Mexico’s Canadian River                 rivers, but also occurs in other types of
                                                smooth tail, and three distinct keels on                drainage. Two subspecies are                          water bodies, including artificial bodies,
                                                the carapace. There are other                           recognized: The smooth softshell turtle               as long as the bottom is sandy or muddy
                                                morphological differences as well. The                  (A. m. mutica; Le Sueur 1827) and the                 to support its burrowing behavior. The
                                                common snapping turtle inhabits a wide                  Gulf Coast smooth softshell turtle (A. m.             species is almost entirely aquatic and
                                                variety of freshwater habitats, including               calvata; Webb 1959). Females may reach                largely carnivorous; its reported list of
                                                rivers, ponds, lakes, swamps, and                       35.6 centimeters SCLmax, and males                    food items is extensive and includes
                                                marshes, although it prefers slow-                      may reach 26.6 centimeters SCLmax.                    insects, molluscs, and other
                                                moving aquatic habitats with mud or                     The carapaces of males may have                       invertebrates, fish, amphibians, and
                                                sand bottoms, abundant vegetation, and                  blotchy dark markings, and a yellow                   small snakes. It will also consume plant
                                                submerged tree branches, trunks, and                    stripe is present on each side of the                 material (Ernst and Lovich 2009, pp.
                                                brush. Common snapping turtles feed                     head; females have darkly mottled                     632–633).
                                                on a wide variety of both plants and                    carapaces, and the yellow head stripe                    For further information on these
                                                animals (Ernst and Lovich 2009, pp. 9,                  may be faint or nonexistent in older                  species, including their subspecies, you
                                                132–133).                                               animals. The smooth softshell has                     may refer to our proposed rule
                                                                                                        webbed feet and an extended nose tip.                 published in the Federal Register on
                                                Florida Softshell Turtle
                                                                                                        The species is fully aquatic, only                    October 30, 2014 (79 FR 64553).
                                                   The Florida softshell turtle (Apalone                leaving the water to nest or bask.
                                                ferox, Schneider 1783) is one of three                  Smooth softshells consume insect                      CITES
                                                species of softshell turtle native to the               larvae, other aquatic invertebrates, small               CITES, an international treaty,
                                                United States. The Florida softshell, the               fish, and plant material (Ernst and                   regulates the import, export, re-export,
                                                largest North American softshell turtle,                Lovich 2009, pp. 619–620).                            and introduction from the sea of certain
                                                occurs from southern South Carolina,                                                                          animal and plant species. Currently 181
                                                through southern Georgia and Florida,                   Spiny Softshell Turtle
                                                                                                                                                              countries and the European Union have
                                                and west into the extreme southern                         The spiny softshell turtle (Apalone                ratified, accepted, approved, or acceded
                                                portions of Alabama. No subspecies are                  spinifera, Le Sueur 1827) is a small                  to CITES; these 182 entities are known
                                                currently recognized. Females may                       softshell with webbed feet and large                  as Parties.
                                                reach a maximum carapace length                         claws. It has a leathery shell colored                   The text of the Convention and the
                                                (SCLmax) of 67.3 centimeters, over                      from brown to sand to grey, with dark                 official list of all species included in its
                                                twice the size of males, which may                      black ocelli or blotches and a pair of                three Appendices are available from the
                                                reach 32.4 centimeters SCLmax. The                      light stripes on the side of its head.                CITES Secretariat’s Web site at http://
                                                leathery skin-covered carapace has                      Limbs are grey and may have dark                      www.cites.org or upon request from the
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                                                rough, rounded tubercles (bumps) on its                 streaks or spots. The population of the               Division of Management Authority at
                                                front edge; the limbs are grey to brown                 spiny softshell in the United States is               the address provided in FOR FURTHER
                                                with lighter-colored mottling. The feet                 divided into six subspecies: The spiny                INFORMATION CONTACT, above.
                                                are webbed, and the species has an                      softshell turtle (A. s. spinifera, Le Sueur              Section 8A of the Endangered Species
                                                extended nose tip. In large specimens,                  1827), Gulf Coast spiny softshell (A. s.              Act of 1973, as amended (16 U.S.C. 1531
                                                the head can grow disproportionately                    aspera, Agassiz 1857), Texas spiny                    et seq.), designates the Secretary of the
                                                large compared to the body. The Florida                 softshell (A. s. emoryi, Agassiz 1857),               Interior as the U.S. Management


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                                                32666              Federal Register / Vol. 81, No. 100 / Tuesday, May 24, 2016 / Rules and Regulations

                                                Authority and U.S. Scientific Authority                    (1) An Appendix-III listing ensures                and as needing the cooperation of other
                                                for CITES. These authorities have been                  the assistance of the other CITES                     Parties in the control of trade.’’ Article
                                                delegated to the U.S. Fish and Wildlife                 Parties, through the implementation of                XVI, paragraph 1, of the Convention
                                                Service. The original U.S. regulations                  CITES permitting requirements in                      states further that ‘‘any Party may at any
                                                implementing CITES took effect on May                   controlling international trade in these              time submit to the Secretariat a list of
                                                23, 1977 (42 FR 10465, February 22,                     species.                                              species which it identifies as being
                                                1977), after the first meeting of the                      (2) Listing these species in Appendix              subject to regulation within its
                                                Conference of the Parties (CoP) was                     III enhances the enforcement of State                 jurisdiction for the purpose mentioned
                                                held. The CoP meets every 2 to 3 years                  and Federal conservation measures                     in paragraph 3 of Article II. Appendix
                                                to vote on proposed resolutions and                     enacted for the species by regulating                 III shall include the names of the Parties
                                                decisions that interpret and implement                  international trade in the species.                   submitting the species for inclusion
                                                the text of the Convention and on                       Shipments containing CITES-listed                     therein, the scientific names of the
                                                amendments to the list of species in the                species receive greater scrutiny from                 species so submitted, and any parts or
                                                CITES Appendices. The last major                        border officials in both the exporting                derivatives of the animals or plants
                                                revision of U.S. CITES regulations was                  and importing countries. Many foreign                 concerned that are specified in relation
                                                in 2014 (79 FR 30399, May 27, 2014)                     countries have limited legal authority                to the species for the purposes of
                                                and incorporated provisions from                        and resources to inspect shipments of                 subparagraph (b) of Article I.’’
                                                applicable resolutions and decisions                    non-CITES-listed wildlife. Appendix-III                  At the ninth meeting of the
                                                adopted at meetings of the Conference                   listings for U.S. species will give these             Conference of the Parties to CITES
                                                of the Parties up to and including the                  importing countries the legal basis to                (CoP9), held in the United States in
                                                fifteenth meeting (CoP15), which took                   inspect such shipments, and to deal                   1994, the Parties adopted Resolution
                                                place in 2010. The U.S. CITES                           with CITES and national violations                    Conf. 9.25 (amended at the 10th, 14th,
                                                implementing regulations are codified at                when they detect them.                                15th, and 16th meetings of the CoP),
                                                50 CFR part 23.                                            (3) Another practical outcome of                   which provides further guidance to
                                                                                                        listing a species in Appendix III is that             Parties for the listing of their native
                                                CITES Appendices                                        better records are kept and international             species in Appendix III. The Resolution,
                                                   Species covered by the Convention                    trade in the species is better monitored.             which is the basis for our criteria for
                                                are listed in one of three Appendices.                  We will gain and share improved                       listing species in Appendix III provided
                                                Appendix I includes species threatened                  information on such trade with State                  in our regulations at 50 CFR 23.90(c),
                                                with extinction that are or may be                      fish and wildlife agencies, and others
                                                                                                                                                              recommends that a Party:
                                                affected by international trade, and are                who have jurisdiction over resident
                                                                                                                                                                 (a) Ensure that (i) the species is native
                                                                                                        populations of the Appendix-III species.
                                                generally prohibited from commercial                                                                          to its country; (ii) its national
                                                                                                        They will then be able to better
                                                trade. Appendix II includes species that,                                                                     regulations are adequate to prevent or
                                                                                                        determine the impact of trade on the
                                                although not necessarily threatened                                                                           restrict exploitation and to control trade,
                                                                                                        species and the effectiveness of existing
                                                with extinction now, may become so                                                                            for the conservation of the species, and
                                                                                                        State management activities,
                                                unless the trade is strictly controlled. It                                                                   include penalties for illegal taking,
                                                                                                        regulations, and cooperative efforts.
                                                also lists species that must be regulated                                                                     trade, or possession and provisions for
                                                                                                        International trade data and other
                                                so that trade in other listed species may                                                                     confiscation; and (iii) its national
                                                                                                        relevant information gathered as a result
                                                be brought under effective control (e.g.,                                                                     enforcement measures are adequate to
                                                                                                        of an Appendix-III listing will help
                                                because of similarity of appearance to                                                                        implement these regulations;
                                                                                                        policymakers determine whether we
                                                other listed species). Appendix III                                                                              (b) Determine that, notwithstanding
                                                                                                        should propose the species for inclusion
                                                includes native species, identified by                                                                        these regulations and measures,
                                                                                                        in Appendix II, or remove it from or
                                                any Party, that are regulated                                                                                 circumstances indicate that the
                                                                                                        retain it in Appendix III.
                                                domestically to prevent or restrict                        (4) When any live CITES-listed                     cooperation of the Parties is needed to
                                                exploitation, where the Party requests                  species (including an Appendix-III                    control illegal trade; and
                                                the help of other Parties to monitor and                species) is exported (or imported), it                   (c) Inform the Management
                                                control the trade of the species.                       must be packed and shipped according                  Authorities of other range States, the
                                                   To include a species in or remove a                  to the International Air Transport                    known major importing countries, the
                                                species from Appendices I or II, a Party                Association (IATA) Live Animals                       Secretariat, and the Animals Committee
                                                must propose an amendment to the                        Regulations or the CITES Guidelines for               or the Plants Committee that it is
                                                Appendices for consideration at a                       the non-air transport of live wild                    considering the inclusion of the species
                                                meeting of the CoP. The adoption of                     animals and plants (available from the                in Appendix III and seek their opinion
                                                such a proposal requires approval of at                 CITES Secretariat’s Web site at https://              on the potential effects of such
                                                least two-thirds of the Parties present                 www.cites.org/eng/resources/transport/                inclusion.
                                                and voting. However, a Party may add                    index.php) to reduce the risk of injury                  Therefore, we apply the following
                                                a native species to Appendix III                        and cruel treatment. This requirement                 criteria in deciding to list U.S. species
                                                independently at any time, without the                  helps to ensure the survival and health               in Appendix III as outlined at 50 CFR
                                                vote of other Parties, under Articles II                of the animals when they are shipped                  23.90(c):
                                                and XVI of the Convention. Likewise, if                 internationally.                                         (1) The species must be native to the
                                                the status of an Appendix-III species                                                                         United States.
                                                improves or new information shows that                  Listing a Native U.S. Species in                         (2) The species must be protected
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                                                it no longer needs to be listed, the                    Appendix III                                          under State, tribal, or Federal
                                                listing country can remove the species                    Article II, paragraph 3, of CITES states            regulations to prevent or restrict
                                                from Appendix III without consulting                    that ‘‘Appendix III shall include all                 exploitation and control trade, and the
                                                the other CITES Parties.                                species which any Party identifies as                 laws or regulations are being
                                                   Inclusion of native U.S. species in                  being subject to regulation within its                implemented.
                                                Appendix III provides the following                     jurisdiction for the purpose of                          (3) The species is in international
                                                benefits:                                               preventing or restricting exploitation,               trade, and circumstances indicate that


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                                                                       Federal Register / Vol. 81, No. 100 / Tuesday, May 24, 2016 / Rules and Regulations                                              32667

                                                the cooperation of other Parties would                        Appendix I of CITES) are native to the                 agencies (see the Summary of
                                                help to control illegal trade.                                United States.                                         Comments and Our Responses section,
                                                   (4) We must inform the Management                             § 23.90(c)(2): These four native U.S.               below). Our final decision reflects
                                                Authorities of other range countries, the                     freshwater turtle species are regulated                consideration of the additional
                                                known major importing countries, the                          by State laws and regulations                          information and opinions we have
                                                Secretariat, and the Animals Committee                        throughout their ranges to prevent or                  received from those State agencies.
                                                or the Plants Committee that we are                           restrict exploitation and control trade,                 § 23.90(c)(3): We have documented
                                                considering the listing and seek their                        and the laws and regulations are being                 these four native U.S. freshwater turtle
                                                opinions on the potential effects of the                      implemented. For further information                   species in international trade. In our
                                                listing.                                                      on the conservation status of these                    proposed rule published in the Federal
                                                                                                              species, including their subspecies, you               Register on October 30, 2014 (79 FR
                                                   We have complied with the criteria                         may refer to our proposed rule                         64553), we describe recent trends in
                                                outlined at 50 CFR 23.90(c) as follows:                       published in the Federal Register on                   exportations of: Live common snapping
                                                   § 23.90(c)(1): These four freshwater                       October 30, 2014 (79 FR 64553). In                     turtles and meat, live Florida softshell
                                                turtle species (including their                               response to our proposed rule (October                 turtles and eggs, live smooth softshell
                                                subspecies, except Apalone spinifera                          30, 2014; 79 FR 64553), 10 of the                      turtles, and live spiny softshell turtles.
                                                atra, which is already included in                            comments we received were from State                   We update that information as follows:

                                                                              TABLE 1—U.S. EXPORTATIONS OF LIVE COMMON SNAPPING TURTLES 2009–2014
                                                                                                             2009                2010                  2011            2012              2013         2014

                                                Live common snapping turtles exported
                                                  from the United States .........................          655,549             709,869            811,717          1,081,246          1,261,426    1,352,289


                                                                              TABLE 2—U.S. EXPORTATIONS OF LIVE FLORIDA SOFTSHELL TURTLES 2009–2014
                                                                                                             2009                2010                  2011            2012              2013         2014

                                                Live Florida softshell turtles exported
                                                  from the United States .........................          214,787             209,453            367,629           436,995           207,185       213,453


                                                                                TABLE 3—U.S. EXPORTATIONS OF LIVE SPINY SOFTSHELL TURTLES 2009–2014
                                                                                                             2009                2010                  2011            2012              2013         2014

                                                Live spiny softshell turtles exported from
                                                  the United States ..................................      46,117              56,056             55,713             71,740            69,581        5,487


                                                                              TABLE 4—U.S. EXPORTATIONS OF LIVE SMOOTH SOFTSHELL TURTLES 2009–2014
                                                                                                             2009                2010                  2011            2012              2013         2014

                                                Live smooth softshell turtles exported
                                                  from the United States .........................            200                  0                    0              230                0             0



                                                   Although a significant proportion of                         § 23.90(c)(4): We have consulted with                our request to Hong Kong and Hong
                                                the exported live specimens originated                        the CITES Secretariat and the Animals                  Kong replied that they have ‘‘no strong
                                                from turtle farms, the need for increased                     Committee regarding our proposal to list               view’’ on our proposal to list these four
                                                cooperation from other parties to control                     these four native U.S. freshwater turtle               native U.S. freshwater turtle species in
                                                illegal trade is based upon the                               species in Appendix III. The Secretariat               Appendix III. Hong Kong suggested that
                                                following:                                                    and the Animals Committee have                         we consider that visual identification
                                                   • Despite varying export levels of the                     informed us that our proposal to list                  guides and protocols for genetic testing
                                                species from year to year, there is                           these four native U.S. freshwater turtle               on these four native U.S. freshwater
                                                potential for significant increases in                        species in Appendix III is consistent                  turtle species be available (and
                                                export demands in the future.                                 with Resolution Conf. 9.25 (Rev.                       preferably shared with the Parties) in
                                                                                                              CoP16), and they have not raised any                   advance of the listing.
                                                   • Even with extensive turtle farming
                                                                                                              objections to this proposed listing.                      For further information about the
                                                operations, the harvest pressure on wild
                                                                                                              Further, we have also informed the                     listing process, you may refer to our
                                                turtle populations remain high (see
                                                                                                              Management Authorities of other range                  proposed rule published in the Federal
                                                Issue 30 and Issue 33 below).
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                                                                                                              countries. Mainland China and Hong                     Register on October 30, 2014 (79 FR
                                                   • Increased cooperation will help the                      Kong are the major importers of these                  64553).
                                                U.S. better understand temporal trends                        species from the United States.
                                                and the source of exported turtles.                                                                                  Permits and Other Requirements
                                                                                                              Accordingly, we have sought out their
                                                   • The level of wild harvest utilized to                    views on the potential effects of                         The export of an Appendix-III species
                                                maintain turtle farm production is                            including these species in CITES                       listed by the United States requires an
                                                unknown.                                                      Appendix III. Mainland China referred                  export permit issued by the Service’s


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                                                32668              Federal Register / Vol. 81, No. 100 / Tuesday, May 24, 2016 / Rules and Regulations

                                                Division of Management Authority                        authorized to inspect shipments of                    Summary of Comments and Our
                                                (DMA). DMA will issue a permit only if:                 CITES-listed species at the time of                   Responses
                                                The applicant obtained the specimen(s)                  export to ensure that they comply with                   We requested comments on our
                                                legally, in compliance with applicable                  these regulations. Additional                         October 30, 2014, proposed rule (79 FR
                                                U.S. laws, including relevant State and                 information on permit requirements is                 64553) for 60 days, ending December 29,
                                                tribal wildlife laws and regulations; and               available from DMA (see ADDRESSES,                    2014. We received a total of 26,343
                                                live specimens are packed and shipped                   above). Additional information on                     comments during the comment period.
                                                in accordance with the IATA Live                        designated ports for wildlife,                        Of these, 26,271 were form letters that
                                                Animals Regulations or the CITES                        declaration of shipments, inspection,                 voiced support for the proposed action,
                                                Guidelines for the non-air transport of                 and clearance of shipments is available               but did not provide significant
                                                live wild animals and plants (available                 upon request from OLE; contact the port               supporting information for the proposed
                                                from the CITES Secretariat’s Web site at                in which shipment will obtain clearance               CITES Appendix-III listing of these four
                                                https://www.cites.org/eng/resources/                    (http://www.fws.gov/le/inspection-                    native U.S. freshwater turtle species.
                                                transport/index.php) to reduce the risk                 offices.html); email: lawenforcement@                    For the 72 comments we received that
                                                of injury, damage to health, or cruel                   fws.gov; Web site: http://www.fws.gov/                were not form letters, 10 of the
                                                treatment. DMA, in determining if an                    le.                                                   comments were from State agencies, 9
                                                applicant legally obtained a specimen,
                                                                                                        Lacey Act                                             were from nongovernmental
                                                may consult relevant State, tribal, and
                                                                                                                                                              organizations, and 53 were from private
                                                Federal agencies. Because the                              Under section 3372(a)(1) of the Lacey              individuals. These comments are
                                                conservation and management of these                    Act Amendments of 1981 (16 U.S.C.                     summarized and responded to below.
                                                species is primarily under the                          3371–3378), it is unlawful to import,                    Regarding the State agency comments,
                                                jurisdiction of State and tribal agencies,              export, transport, sell, receive, acquire,            five State agencies generally supported
                                                we may consult those agencies to ensure                 or purchase any wildlife taken,                       listing all four of these native U.S.
                                                that specimens destined for export were                 possessed, transported, or sold in                    freshwater turtle species in Appendix
                                                obtained in compliance with State and                   violation of any law, treaty, or                      III, and one State agency generally
                                                tribal laws and regulations. Unlike                     regulation of the United States or in                 supported listing the common snapping
                                                species listed in Appendices I and II, no               violation of any Indian tribal law. This              turtle, smooth softshell turtle, and spiny
                                                non-detriment finding is required from                  prohibition applies, for example, in
                                                the Service’s Division of Scientific                                                                          softshell turtle species in Appendix III,
                                                                                                        instances where these four native U.S.                while having no opinion of including
                                                Authority (DSA) for export of an                        freshwater turtle species were
                                                Appendix-III species. However, DSA                                                                            the Florida softshell turtle. One State
                                                                                                        unlawfully collected from Federal                     agency generally supported listing the
                                                will monitor and evaluate the trade, to                 lands, such as those Federal lands
                                                decide if there is a conservation concern                                                                     common snapping turtle and spiny
                                                                                                        within the range of these four native                 softshell turtle species in Appendix III,
                                                that would require any further action on                U.S. freshwater turtle species that are
                                                our part. With a few exceptions, any                                                                          while having no opinion of including
                                                                                                        managed by the U.S. Forest Service, the               the smooth softshell turtle and the
                                                shipment containing wildlife must enter                 National Park Service, the U.S. Fish and
                                                or exit the United States at a designated                                                                     Florida softshell turtle. One State
                                                                                                        Wildlife Service, or another Federal                  agency generally supported listing the
                                                port for wildlife, must be declared to a                agency.
                                                Service Office of Law Enforcement                                                                             common snapping turtle in Appendix
                                                                                                           It is unlawful under section                       III, but was opposed to including all
                                                (OLE) Wildlife Inspector upon import,
                                                                                                        3372(a)(2)(A) of the Lacey Act to import,             three softshell turtle species in
                                                export, or re-export, and must comply
                                                                                                        export, transport, sell, receive, acquire,            Appendix III. One State agency was
                                                with all applicable regulations.
                                                                                                        or purchase in interstate or foreign                  opposed to listing all four of these
                                                Permits, Findings, and Fees                             commerce any wildlife taken,                          native U.S. freshwater turtle species in
                                                   To apply for a CITES permit, an                      possessed, transported, or sold in                    Appendix III, and one State agency did
                                                individual or business is required to                   violation of any law or regulation of any             not explicitly express support or
                                                submit a completed CITES export                         State or in violation of any foreign law.             opposition for the proposal, but rather
                                                permit application to DMA (with check                      These four native U.S. freshwater                  concern about how the listing would
                                                or money order to cover the application                 turtle species are protected to varying               create additional permitting
                                                fee). You may obtain information about                  degrees by State and Tribal laws within               requirements, expenses, potential loss of
                                                CITES permits from our Web site at                      the United States, with significant                   revenue, and export processing time.
                                                http://www.fws.gov/international/ or                    differences in levels and types of                       Regarding the comments from
                                                from DMA (see ADDRESSES, above). We                     protection which we summarized in our                 nongovernmental organizations and
                                                will review the application to decide if                proposed rule (79 FR 64553) and                       private individuals, 44 generally
                                                the export meets the applicable criteria                clarified in some instances with this                 supported the proposal to list all four of
                                                at 50 CFR 23.60.                                        final rule (see the Summary of                        these native U.S. freshwater turtle
                                                   In addition, live animals must be                    Comments and Our Responses section,                   species in Appendix III, and 18
                                                shipped to reduce the risk of injury,                   below). Because many State laws and                   generally opposed the proposal to list
                                                damage to health, or cruel treatment. We                regulations regulate the take of these                these four native U.S. freshwater turtle
                                                carry out this CITES requirement by                     four native U.S. freshwater turtle                    species in Appendix III.
                                                stating clearly on all CITES permits that               species, certain acts (import, export,                   We have considered all substantive
                                                shipments must comply with the IATA                     transport, sell, receive, acquire,                    information specifically related to the
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                                                Live Animals Regulations or the CITES                   purchase) with these four native U.S.                 proposed rule that was provided to us
                                                Guidelines for the non-air transport of                 freshwater turtle species taken                       during the open comment period.
                                                live wild animals and plants (available                 unlawfully under State law could result               Several of the comments included
                                                from the CITES Secretariat’s Web site at                in a violation of the Lacey Act                       opinions or information not directly
                                                https://www.cites.org/eng/resources/                    Amendments of 1981 and thus provide                   related to the proposed rule, such as
                                                transport/index.php). The Service’s                     for Federal enforcement action due to a               views expressing interest in increasing
                                                Office of Law Enforcement (OLE) is                      violation of State law.                               habitat for these species. We have not


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                                                                   Federal Register / Vol. 81, No. 100 / Tuesday, May 24, 2016 / Rules and Regulations                                            32669

                                                addressed those comments, as they do                    management programs and further the                   decisions, and agenda items for
                                                not have direct bearing on the                          conservation of these species.                        discussion at the CoP. We invite such
                                                Appendix-III listing of these turtles and                  Issue 3: The proposed listing is an                recommendations via a notice published
                                                their subspecies. We have summarized                    example of over-regulation and has no                 in the Federal Register that includes a
                                                the relevant comments, grouped them                     purpose other than to determine if it is              public comment period. The
                                                into general issues, and provided our                   even necessary. The government has to                 appropriate time to request inclusion of
                                                responses to these issues below. Public                 justify it as a fact- finding regulation.             the species in Appendix I or II is during
                                                comments and comments from State                        The Service fails to address why the                  that public comment period. Our
                                                agencies regarding these issues are                     current Declaration of Wildlife Export                regulations governing this public
                                                grouped separately. Some commenters                     Form (FWS Form 3–177) is insufficient                 process are found at 50 CFR 23.87.
                                                submitted additional reports and                        to monitor international trade and                    CoP17 is scheduled to be held in
                                                references for our consideration, which                 whether exports are occurring legally                 Johannesburg, South Africa, from
                                                we reviewed and considered as                           with respect to State law. The proposed               September 24, 2016, to October 5, 2016.
                                                appropriate.                                            rule does not distinguish export of these             In the interim, international trade data
                                                                                                        species as captive-bred or wild-caught                and other relevant information gathered
                                                Public Comments                                         when this information is required by                  as a result of a CITES Appendix-III
                                                   Issue 1: Several commenters provided                 FWS Form 3–177. If monitoring these                   listing will help us determine whether
                                                supporting data and information                         species is what the Service needs to                  we should propose the species for
                                                regarding the biology, range,                           improve, there are other ways available               inclusion in Appendix I or II, remove it
                                                distribution, life history, threats, and                other than adding these species to                    from Appendix III, or retain it in
                                                current conservation efforts affecting                  protected lists. It is not clear what                 Appendix III. If, after monitoring the
                                                these four native U.S. freshwater turtle                additional information the Service will               trade of any U.S. CITES Appendix-III
                                                species.                                                gain by listing these species in                      species and evaluating its status, we
                                                   Our Response: We thank all the                       Appendix III.                                         determine that the species meets the
                                                commenters for their interest in the                       Our Response: Many importing and                   CITES criteria for listing in Appendix I
                                                                                                        re-exporting countries do not have                    or II, based on the criteria set forth at 50
                                                conservation of these four native U.S.
                                                                                                        national legislation that requires                    CFR 23.89, we will consider whether to
                                                freshwater turtle species and thank
                                                                                                        inspection of all wildlife, particularly if           propose the species for inclusion in
                                                those commenters who provided
                                                                                                        the species in question is not listed                 Appendix I or II.
                                                information for our consideration in
                                                                                                        under CITES. One reason for listing                      Issue 5: We support adding these
                                                making this CITES Appendix-III listing
                                                                                                        these species is to improve enforcement               turtle species to CITES Appendix III.
                                                determination. Some information
                                                                                                        of Federal and State laws by enlisting                However, we encourage the Service to
                                                submitted was duplicative of the
                                                                                                        the support of other CITES Parties. An                add these turtle species to CITES
                                                information contained in the proposed
                                                                                                        Appendix-III listing will increase                    Appendix II.
                                                rule; some comments contained
                                                                                                        inspection and reporting of imports,                     Our Response: See our response to
                                                information that provided additional                    exports, and re-exports of these four                 Issue 4.
                                                clarity or support for information                      native U.S. freshwater turtle species by                 Issue 6: There are large numbers of
                                                contained in the proposed rule.                         all CITES Parties, not just the United                Americans who enjoy eating turtles;
                                                   Issue 2: Because these species are not               States. The listing will also improve the             legitimate turtle farms should not be
                                                endangered or threatened, the proposed                  quantity of turtle export data. It will               over-regulated.
                                                rule is an unnecessary tax on turtle                    help us detect trade trends and, in                      Our Response: This listing will allow
                                                farmers. This proposed rule appears to                  consultation with the States, implement               us to monitor and evaluate the export of
                                                be an attempt to regulate a legitimate                  pro-active conservation or trade                      these species from the United States.
                                                business rather than to help a species in               management measures that better                       The goal is to insure that the trade is
                                                peril. Listing these animals should not                 control exports and detect illegal trade.             legal, which we hope will minimize
                                                adversely affect breeders using captive-                   Issue 4: Protecting these species may              adverse impacts on wild populations.
                                                bred turtles that have millions of dollars              be more successful if international trade             These listings are intended to support
                                                invested in their farms and earn a living               was banned completely by listing them                 implementation of existing laws and
                                                producing these animals. Captive                        in Appendix I of CITES.                               control illegal trade. These listings will
                                                breeding of these species is sustainable                   Our Response: The CITES Parties                    assist State and tribal agencies by
                                                and economically important. The cost of                 meet periodically to review what                      ensuring that only those specimens that
                                                permits could be prohibitive to small                   species in international trade should be              were collected or produced legally are
                                                businesses. Delays in permitting could                  regulated and to consider other aspects               permitted for export.
                                                have serious economic consequences.                     of the implementation of CITES. To                       Issue 7: CITES is not the proper
                                                Increased Federal regulation will only                  include a species in or remove a species              avenue for taking action on these
                                                increase government presence and be an                  from Appendices I or II, a Party must                 species at this time. The International
                                                undue tax burden.                                       propose an amendment to the                           Union for Conservation of Nature
                                                   Our Response: Our intent is to                       Appendices for consideration at a                     (IUCN) considered these species to be of
                                                implement an Appendix-III permitting                    meeting of the CoP. The adoption of                   ‘‘Least Concern.’’
                                                system for these species that will not be               such a proposal requires approval of at                  Our Response: The criteria for listing
                                                burdensome to U.S. turtle farmers or                    least two-thirds of the Parties present               species in CITES Appendix III are
                                                exporters, while ensuring that persons                  and voting. However, a Party may add                  different from the criteria used by the
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                                                engaging in illegal trade are stopped. We               a native species to Appendix III                      IUCN in evaluating species for the Red
                                                will also use the listing to gather data on             independently at any time, without the                List. The criteria for deciding to list U.S.
                                                trade in these species, to better quantify              approval of the Parties, under Articles II            species in Appendix III are provided at
                                                the level of trade and the impact of trade              and XVI of the Convention. Prior to a                 50 CFR 23.90. As detailed above, we
                                                on these species. These data will be                    CoP, we solicit recommendations for                   have applied these criteria in deciding
                                                made available to State wildlife                        amending Appendices I and II, as well                 to list these four species in Appendix
                                                management agencies, to improve                         as recommendations for resolutions,                   III.


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                                                32670              Federal Register / Vol. 81, No. 100 / Tuesday, May 24, 2016 / Rules and Regulations

                                                   Issue 8: Population harvest control of                  Issue 11: Captive breeding turtle farm             Shaffer et al. (2008, in the Biology of the
                                                the common snapping turtle should be                    operations for human consumption and                  Snapping Turtle volume cited above),
                                                regulated by the States. Each State is                  the pet trade reduce pressure from                    this subspecies is no longer recognized
                                                able to protect its interests by adopting               harvest of wild populations.                          as taxonomically valid by the
                                                appropriate regulations to protect these                   Our Response: It is unknown at this                Committee on Standard English and
                                                turtle species and ensure trade is legal                time if captive turtle breeding                       Scientific Names of the American
                                                and sustainable.                                        operations reduce harvest pressure on                 Society of Ichthyologists and
                                                   Our Response: The conservation and                   wild populations of these species.                    Herpetologists, the Canadian
                                                management of these species is                          Turtles are produced in the United                    Association of Herpetologists, the
                                                primarily under the jurisdiction of State               States by farms that specialize in                    Canadian Amphibian and Reptile
                                                and tribal agencies. However, we will                   propagating captive-bred hatchlings to                Conservation Network, Partners in
                                                monitor and evaluate the international                  meet demand for commercial trade, but                 Amphibian and Reptile Conservation,
                                                trade in these species, to decide if there              turtles are also entering trade through               the Society for the Study of Amphibians
                                                is a conservation concern that would                    collection from the wild. Listing these               and Reptiles and the Herpetologists’
                                                require any further action on our part.                 species in CITES Appendix III is                      League (Crother 2012; ISBN 978–0–
                                                These listings will assist State and tribal             necessary to allow us to adequately                   916984–85–4) or the Turtle Taxonomy
                                                agencies by ensuring that only those                    monitor international trade in these                  Working Group (TTWG 2014: http://
                                                specimens that were collected or                        taxa; to determine whether exports are                www.iucn-tftsg.org/checklist/). Should
                                                produced legally are permitted for                      occurring legally, with respect to State              these species indeed be included in
                                                export.                                                 law; and to determine whether further                 Appendix III, then this would be a
                                                   Issue 9: The proposal presents no                    measures under CITES or other laws are                matter to bring to the attention of the
                                                scientific evidence that this action is                 required to conserve these species.                   Nomenclature Specialist—Zoology of
                                                warranted, but rather is using the CITES                   Issue 12: The number of snapping                   the CITES Animals Committee.
                                                listing as a means to gather information.               turtles reportedly collected under                       Our Response: We appreciate this
                                                The science used to make a                              Pennsylvania’s commercial permit has                  comment and will bring this to the
                                                determination of the effects of exports                 more than doubled during the past                     attention of the Nomenclature
                                                on the wild population should be                        decade. Although declines in                          Specialist. Irrespective of the taxonomic
                                                obtained by less draconian measures.                    Pennsylvania’s snapping turtle                        differentiation of the common snapping
                                                Adding these turtles and their                          populations are not apparent at the                   turtle, all recognized common snapping
                                                subspecies to CITES Appendix III would                  present time, there is concern that                   turtle subspecies will be included in the
                                                                                                        continuation of this trend is not                     CITES Appendix-III listing.
                                                only hurt the already struggling turtle
                                                                                                        sustainable.                                             Issue 16: We surveyed the 36 range
                                                farmers. A study to collect and assess
                                                                                                           Our Response: Although snapping                    States for the common snapping turtle,
                                                the current status and practices should                                                                       30 range States for the spiny softshell
                                                                                                        turtle populations are known to be
                                                be conducted before this action is taken.                                                                     turtle, 23 range States for the smooth
                                                                                                        vigorous throughout much of the
                                                   Our Response: We refer the                                                                                 softshell turtle, and 4 range States for
                                                                                                        species’ range, long-term persistent take
                                                commenter to the discussion under                                                                             the Florida softshell turtle to determine
                                                                                                        makes the species vulnerable to decline.
                                                Listing a Native U.S. Species in                           Issue 13: The improved reporting of                the regulations currently in place to
                                                Appendix III, above which includes                      traded animals resulting from an                      conserve the species. We have found
                                                new information on exportation of these                 Appendix-III listing would be highly                  that each of the States has instituted
                                                species for 2012–2014. We have                          valuable in understanding the trade                   protections, if not outright harvest
                                                carefully considered the threats facing                 trends and the likely impacts of trade on             prohibitions. In particular, 14 of 36
                                                these species (described in our October                 wild populations.                                     range States representing approximately
                                                30, 2014, proposed rule) and the criteria                  Our Response: We agree.                            35 percent of the common snapping
                                                for listing a species in Appendix III, and                 Issue 14: The vast majority of                     turtle’s natural range prohibit
                                                determined that the listing is                          published peer-reviewed research                      commercial harvest, with 19 of the
                                                appropriate. As required by the                         papers on these species concern basic                 remaining 22 range States allowing
                                                Convention, we will monitor trade in                    biology, ecology, and toxicology in the               licensed, commercial harvest and 9 of
                                                these species. We will periodically                     case of Chelydra; the number of papers                the 22 requiring a minimum size of at
                                                consult with the States and review the                  examining the effects of offtake are                  least 11 inches, which provides for
                                                effectiveness of the listing, documented                minimal.                                              natural reproduction. Relative to the
                                                levels of illegal trade, and the volume of                 Our Response: We agree. An                         spiny softshell turtle, 18 of 30 range
                                                legal trade in the species, particularly                Appendix-III listing will lend additional             States, representing approximately 50
                                                trade in those specimens harvested from                 support to State wildlife agencies in                 percent of its natural range, prohibit
                                                the wild. After these consultations, we                 their efforts to regulate and manage                  commercial harvest, with 11 of the
                                                will determine if further action is                     these species, improve data gathering to              remaining 12 States requiring a harvest
                                                needed.                                                 increase our knowledge of trade in these              license and 6 of the 12 States either
                                                   Issue 10: Understanding the domestic                 species, and strengthen State and                     requiring a minimum size or a harvest
                                                origin of freshwater turtle shipments or                Federal wildlife enforcement activities               season that avoids affecting natural
                                                the domestic origin of the turtles                      to prevent poaching and illegal trade.                reproduction. Concerning the smooth
                                                themselves is essential to understanding                   Issue 15: With regard to the taxonomy              softshell turtle, 14 of 23 range States,
                                                the commercial trade of freshwater                      used in your Federal Register                         representing approximately 40 percent
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                                                turtles in the United States. The current               publication, it is worth noting that it               of its natural range, prohibit commercial
                                                gap in information is of concern.                       corresponds to the CITES Standard                     harvest, with 8 of the remaining 9 range
                                                   Our Response: We agree. These                        reference for turtles (Fritz & Havas 2007;            States requiring a harvest license and 4
                                                listings will help close that information               Vertebrate Zoology 57(2):149–368) in                  of the 9 States requiring a minimum size
                                                gap and inform management decisions                     recognizing the subspecies osceola as                 or harvest season that avoids affecting
                                                by State and tribal agencies and the                    valid. However, following a thorough                  reproduction. The Florida softshell
                                                Service.                                                molecular phylogenetic evaluation by                  occurs in four States and, of those four


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                                                                   Federal Register / Vol. 81, No. 100 / Tuesday, May 24, 2016 / Rules and Regulations                                          32671

                                                States, two States (Florida and South                   worldwide. What was once known as                        Our Response: The commenter did
                                                Carolina) that represent 90 percent of its              the Asian turtle crisis has become a                  not provide any evidence of this
                                                natural range prohibit harvest, and the                 worldwide turtle crisis because of the                assertion. In fact, the Service’s
                                                other two require a commercial license,                 lengths these markets will go to acquire              International Wildlife Trade Program
                                                with one State requiring a minimum                      turtles for food and medicinal purposes.              convened a freshwater turtle workshop
                                                size to avoid effecting reproduction.                      Our Response: We agree that there is               in St. Louis, Missouri, in September
                                                   Our Response: We note that one of the                a substantial large-scale international               2010, to discuss the pressing
                                                criteria for listing a species in CITES                 commercial trade in many turtle                       management, regulatory, scientific, and
                                                Appendix III is that there are domestic                 species. Turtles are produced in the                  enforcement needs associated with the
                                                regulations in place to prevent or                      United States by farms that specialize in             harvest and trade of freshwater turtles in
                                                restrict exploitation and to control trade              propagating captive-bred hatchlings                   the United States (see Background,
                                                (see discussion under Listing a Native                  specifically to meet this demand for                  above). The Conservation, Status &
                                                U.S. Species in Appendix III, above).                   commercial trade, but turtles are also                Monitoring Working Group at the
                                                Existing laws have not been completely                  entering trade through collection from                workshop recommended that listing
                                                successful in preventing the                            the wild. Listing these species in CITES              these species in CITES Appendix III be
                                                unauthorized collection and trade of                    Appendix III is necessary to allow us to              considered. Based on the
                                                these four native U.S. freshwater turtle                adequately monitor international trade                recommendations contained in
                                                species. Listing these species, including               in these taxa; to determine whether                   Resolution Conf. 9.25 (Rev. CoP16) and
                                                their subspecies (except the Cuatro                     exports are occurring legally, with                   the listing criteria provided in our
                                                Cienegas spiny softshell turtle, which is               respect to State law; and to determine                regulations at 50 CFR 23.90, these four
                                                already listed in Appendix I), in                       whether further measures under CITES                  native U.S. freshwater turtle species,
                                                Appendix III is necessary to allow us to                or other laws are required to conserve                including all subspecies, qualify for
                                                adequately monitor international trade                  these species.                                        listing in CITES Appendix III.
                                                in these taxa; to determine whether                        Issue 19: The aquaculture industry in                 Issue 22: The proposed rule cites
                                                exports are occurring legally, with                     China preferentially imports wild-                    Congdon et al. that snapping turtles are
                                                respect to State law; and to determine                  caught adult turtles as breeders.                     late maturing. However, the Congdon et
                                                whether further measures under CITES                       Our Response: We are aware that                    al. study took place in a cold climate
                                                or other laws are required to conserve                                                                        State. In the warm southeastern United
                                                                                                        there is a demand for large, wild-caught
                                                these species and subspecies.                                                                                 States, where most turtle farming
                                                                                                        turtles both for food and as breeding
                                                   Issue 17: Recently acquired export                                                                         occurs, turtles may reach maturity in as
                                                                                                        adults. Long-term persistent take of
                                                data for 2012 and 2013 for just the wild-                                                                     little as 2 to 3 years.
                                                caught cohorts of these four native U.S.                wild-caught turtles makes these species                  Our Response: We agree that under
                                                freshwater turtle species indicate that                 vulnerable to decline. We acknowledge                 controlled conditions, turtles may reach
                                                295,373 common snapping turtles,                        that more study is needed to determine                maturity earlier than would normally
                                                63,986 Florida soft-shelled turtles, 230                what levels of harvest of mature adults               occur in the wild. However, maturity
                                                smooth soft-shelled turtles, and 25,495                 of these species are sustainable.                     rates of captive-bred turtles are not
                                                spiny soft-shelled turtles were exported                   Issue 20: The Service does not                     relevant to this listing action.
                                                over that 2-year period. Reviewing all of               provide any specific evidence or recent                  Issue 23: There is no information that
                                                the data, we would also strongly                        cases to support their assertions that                the Service consulted Native American
                                                support adding to the CITES Appendix-                   State laws are not effectively regulating             Tribes as required at 50 CFR 23.90.
                                                III listing razor-backed musk turtles                   turtle harvest and that illegal trade and                Our Response: Pursuant to 50 CFR
                                                (Sternotherus carinatus), of which                      unauthorized collection (poaching) of                 23.90(e)(1), we are required to consult
                                                72,526 wild-caught turtles were                         these species is occurring in the United              with and solicit comments from all
                                                exported, and common musk turtles                       States.                                               States and Tribes where the species
                                                (Sternotherus odoratus), of which                          Our Response: In our October 30,                   occurs and all other range countries. We
                                                100,361 wild-caught turtles were                        2014, proposed rule (79 FR 64553), we                 met this requirement when we solicited
                                                exported during that same 2-year time                   stated that existing laws have not been               comments during a 60-day comment
                                                period. Sternotherus species are                        completely successful in preventing the               period from all interested parties in our
                                                particularly vulnerable to over-                        unauthorized collection and trade of                  October 30, 2014, proposed rule (79 FR
                                                collection, as females produce a very                   these four native U.S. freshwater turtle              64553) and by also directly reaching out
                                                small numbers of eggs each year.                        species. Existing regulatory mechanisms               to tribal entities to notify them of our
                                                   Our Response: These two species                      detailed in the proposed rule in this                 proposed rule and to solicit comments
                                                were discussed at the Service’s                         regard, as well as comments we received               from Tribes on our proposed rule. U.S.
                                                freshwater turtle workshop in St. Louis                 on the proposed rule, support our initial             Fish and Wildlife Service Regional
                                                in September 2010. Although the                         determination. For example, the State of              Native American Liaison’s serve as the
                                                Working Group at the meeting                            Virginia, Department of Game and                      point of contact between the Service
                                                recommended no wild-caught                              Inland Fisheries, commented that ‘‘We                 and Tribes. We worked collaboratively
                                                commercial off-take of these two                        have cross-referenced annual reports                  with U.S. Fish and Wildlife Service
                                                species, it did not recommend including                 from harvesters with processors and                   Regional Native American Liaison’s to
                                                these two species in CITES Appendix                     have seen as much as 30,000 pounds                    contact Tribes where these species
                                                III. We evaluate the need for CITES                     unreported in a single season. This                   occur within their respective regions for
                                                species listings or proposals on a                      discrepancy between harvester reports                 the purpose of informing them of our
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                                                regular, ongoing basis, and we will                     and processor reports appears to be an                proposed rule and to solicit comments
                                                continue to consider the                                issue in other [S]tates as well.’’                    on the proposed rule. We did not
                                                appropriateness of an Appendix-III                         Issue 21: This proposed rule was                   receive any tribal comments to the
                                                listing for these two species.                          initiated by economically powerful and                proposed rule.
                                                   Issue 18: The trade in turtles,                      litigious environmental groups with                      Issue 24: The Association of Fish and
                                                particularly for the markets in Asia, has               campaigns that seek to criminalize pet                Wildlife Agencies does not represent
                                                decimated turtle populations                            turtle ownership.                                     individual recommendations from


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                                                32672              Federal Register / Vol. 81, No. 100 / Tuesday, May 24, 2016 / Rules and Regulations

                                                directors of State wildlife agencies. The               final rule adding these species to                    Arkansas. Therefore, the AGFC supports
                                                proposed rule suggests that State                       Appendix III of CITES.                                the proposed CITES Appendix-III listing
                                                wildlife agencies have approved the                        Our Response: The rulemaking                       of these species as it would allow better
                                                Appendix-III listing of these turtle                    process is designed to allow for public               tracking of international exports of these
                                                species.                                                input through the public comment                      commercially viable turtle species.
                                                   Our Response: We did not intend to                   period on the proposed rule, and agency                  Our Response: We thank the State of
                                                imply or assume that State wildlife                     response to those comments in the                     Arkansas for its comments.
                                                directors have approved the Appendix-                   preamble to the final rule, as we have                State of Colorado, Colorado Parks and
                                                III listing of these turtle species. In fact,           done here. We decline to accept this                  Wildlife (CPW)
                                                we made clear in our October 30, 2014,                  suggestion.
                                                proposed rule that we have consulted                                                                             Issue 28: CPW staff members have
                                                                                                        Comments From States                                  reviewed the proposal and generally
                                                the States, through the Association of
                                                Fish and Wildlife Agencies, on this                     State of Arkansas, Arkansas Game and                  support the inclusion of the common
                                                proposed action. Further, the                           Fish Commission (AGFC)                                snapping turtle and spiny softshell
                                                Conservation, Status & Monitoring                                                                             turtle in Appendix III of CITES. CPW
                                                                                                           Issue 27: AGFC supports this                       has no comment on the other two
                                                Working Group at the freshwater turtle                  proposed action. The commercial                       species proposed for inclusion as they
                                                workshop in St. Louis, Missouri, in                     harvest of aquatic turtles has been a                 are not found in Colorado. Both of these
                                                September 2010, recommended that                        component of wildlife resource use by                 native species (common snapping turtle
                                                listing these species in CITES Appendix                 Arkansans for many decades. Three of                  and spiny softshell turtle) are regulated
                                                III be considered (see Background,                      the four proposed species are                         in Colorado, and we agree that their
                                                above). Our 60-day comment period for                   commercially harvested in Arkansas:                   inclusion in CITES Appendix III will
                                                the proposed rule allowed all interested                the common snapping turtle, spiny                     increase our ability to monitor their take
                                                parties an opportunity to comment on                    softshell, and smooth softshell. AGFC                 from the State and allow for better
                                                our proposal to list these four native                  regulatory changes in 2006 initiated                  enforcement of their international trade.
                                                U.S. freshwater turtle species in CITES                 reporting requirements of all turtles                 One specific point we would like to
                                                Appendix III, and we received                           harvested from the wild. A quick                      clarify from the Federal Register
                                                comments from 10 State agencies, as                     summary of these harvest data show                    publication is the State regulations as
                                                described below.                                        that between 2004–2014 a total of                     they apply to the spiny softshell. The
                                                   Issue 25: Restricting State possession               46,274 snapping turtles and 70,894                    Federal Register publication states that
                                                of these species and enacting breeding                  softshell turtles (both species of soft-              collection for personal use is permitted
                                                laws are restrictive domestic measures                  shelled turtles combined) were                        in Colorado. It should be noted that
                                                that are contrary to Article XIV of                     harvested from Arkansas waters. It                    Colorado does not allow possession or
                                                CITES.                                                  should be noted that these data are                   collection of the spiny softshell turtle,
                                                   Our Response: The commenter is in                    incomplete due to either incorrect                    except by special permit/license.
                                                error regarding the interpretation of                   (listed in pounds of turtle instead of                   Our Response: We thank the State of
                                                Article XIV of the Convention and                       number of individuals) or unreported                  Colorado for its comments and for
                                                regarding the effect of this Appendix-III               harvests. Also, these numbers do not                  correcting the record regarding the
                                                listing. An Appendix-III listing is not a               reflect whether the animals were                      regulation for possession and collection
                                                stricter domestic measure, nor does it                  exported or retained as captive brood                 of spiny softshell turtles in Colorado.
                                                restrict State possession of these four                 stock. However, it is most likely that the
                                                native U.S. freshwater turtle species or                majority of these turtles were exported               State of Florida, Florida Department of
                                                enact breeding laws for these species.                  from the State, destined for the Asian                Agriculture and Consumer Services
                                                Article XIV of the Convention explicitly                market. Current AGFC regulations                      (FDACS)
                                                recognizes the rights of Parties to adopt               impose no limits on the harvest of these                Issue 29: FDACS is the lead agency for
                                                stricter domestic measures to restrict or               species, in terms of season, size class, or           the State of Florida for aquaculture. The
                                                prohibit trade, taking, possession, or                  numbers, within those areas designated                department is charged by State law with
                                                transport of any wildlife or plant                      as open to commercial aquatic turtle                  enhancing the growth of aquaculture
                                                species. Resolution Conf. 11.3 (Rev.                    harvest, which covers approximately                   while protecting Florida’s environment.
                                                CoP16) further recommends that Parties                  one half of the State.                                  Currently, the department has 56
                                                make use of stricter domestic measures                     The only foreseeable impact this                   certified aquaculture facilities that are
                                                if they have determined ‘‘that an                       CITES listing would have would be on                  growing and marketing freshwater
                                                Appendix-II or -III species is being                    those Arkansas harvesters and dealers                 turtles, the majority of which include
                                                traded . . . in a manner detrimental to                 that wished to ship turtles directly                  one or several of the species proposed
                                                the survival of that species’’ or is being              overseas to foreign buyers. The vast                  for CITES Appendix-III listing. Turtles
                                                ‘‘traded in contravention of the laws of                majority of Arkansas turtle sales                     are marketed domestically and
                                                any country involved in the                             (including the species in question here)              internationally to the pet trade and for
                                                transaction.’’ When necessary, the                      are made to buyers and brokers in                     food consumption. Florida aquaculture
                                                United States has utilized stricter                     California who then ship the turtles                  turtle producers reported sales in 2012
                                                domestic measures, such as the ESA,                     overseas, and the onus falls on the                   of approximately $1.2 million based
                                                Marine Mammal Protection Act (16                        broker to obtain all required export                  upon a survey conducted for the FDACS
                                                U.S.C. 1361 et seq.), and Lacey Act                     permits and fulfill any reporting                     by the Florida Agricultural Statistics
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                                                Amendments of 1981 (16 U.S.C. 3371–                     requirements. The proposed CITES                      Service. Aquaculture farms certified by
                                                3378), to implement CITES.                              Appendix-III listing of these three                   FDACS are subject to on-farm
                                                   Issue 26: Concerns by citizens who                   commercial aquatic turtle species would               inspections for compliance with chapter
                                                possess and breed common snapping                       appear to have no adverse impacts or                  597, Florida Aquaculture Policy Act,
                                                turtles and softshell turtles should be                 place any undue regulatory burden on                  Florida Statutes and with chapter 5L–3,
                                                publicly addressed first in an amended                  the current commercial aquatic turtle                 Aquaculture Best Management
                                                proposed rule, before publishing any                    harvester and dealer community in                     Practices, Florida Administrative Code.


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                                                                   Federal Register / Vol. 81, No. 100 / Tuesday, May 24, 2016 / Rules and Regulations                                            32673

                                                Each farm must include their unique                     of common snapping turtles and both                      • Additional expenses will be
                                                identification number on all business-                  species of softshell turtles has steadily             incurred by turtle farmers for more
                                                related paper trails (receipts, bills of                increased from 1987 to 2012. A steady                 CITES permits and inspections. All
                                                lading, bills of sale), and we encourage                increase in the number of licensed turtle             shipments containing a CITES species
                                                including this identification number on                 harvesters has been associated with this              must be inspected at the airport prior to
                                                packaging. FDACS conducts                               increase. Much of these increases have                shipment. The Service charges an
                                                unannounced farm inspections for                        been attributed to the demand for turtles             inspection fee, as does the shipping
                                                compliance with State laws, which                       in Asia. Lack of stringent reporting                  agent responsible for correctly packing
                                                includes regulations relative to the                    requirements prevents IDNR from                       and handling the shipment.
                                                possession, transportation, and sale of                 knowing where many harvested turtles                     • Legitimate farmers are being
                                                native species.                                         are marketed. However, it is believed                 punished due to the actions of illegal
                                                   Since 2009, Florida law has                          many of the adults are exported to other              traders that may be collecting turtles
                                                prohibited all commercial harvest and                   States for use in turtle aquaculture                  from the wild, while Louisiana turtles
                                                trade of native freshwater turtles and                  facilities. Statistical harvest data, turtle          are captive-raised.
                                                eggs from the wild. Existing farms were                 life-history information, and available                  • The Service has no way to
                                                able to obtain brood stock under a                      research lead the IDNR to believe                     determine if exported turtles are wild-
                                                special permit from Florida Fish and                    harvest is exceeding the capability for               caught or captive-raised from export
                                                Wildlife Conservation Commission;                       wild turtles to sustain their populations.            documents because they have no source
                                                however, the permit is no longer                           An IDNR committee charged with                     code for captive-raised turtles. On the
                                                available. Farms must be self-sustaining                determining the status of wild turtle                 export form (FWS Form 3–177), all
                                                or obtain stock from other licensed                     populations found that the commercial                 turtles are required to be listed as ‘‘LIV’’
                                                farms or from other States that allow                   harvest of common snapping turtles,                   and ‘‘W’’ for live, wild-caught, and this
                                                legal commercial harvest and sale of                    smooth softshell turtles, and spiny                   is not a true reflection of Louisiana
                                                these species. Documentation of stock                   softshell turtles is threatening these                exports, which are farm-raised.
                                                sources must be maintained by Florida                   species due to overharvest and that it is                • The Service cites export statistics
                                                turtle aquaculturists. Wild populations                 inevitable that these populations will be             when demand was high but due to the
                                                are further protected by these                          on a decline if more restrictive harvest              cyclical nature of the turtle market,
                                                regulations required of all certified                   regulations are not enacted. However, it              demand for softshells has dramatically
                                                Florida turtle farms. Addition of the                   should be mentioned that loss of habitat              fallen in the last few years and demand
                                                proposed turtle species in CITES                        quality and quantity, predation, and                  for snappers is slowing down, especially
                                                Appendix III will create additional                     water quality are other probable factors              in the Asian market.
                                                permitting requirements for certified                   influencing turtle populations.
                                                turtle farms exporting products. A                         IDNR tentatively supports the                      Therefore, we oppose the listing of these
                                                Service Import/Export License and                       Service’s efforts to include the four                 four species of turtles under CITES
                                                filing of the declaration form (FWS                     native U.S. freshwater turtle species in              Appendix III. However, if they are to be
                                                Form 3–177) are required for                            Appendix III of CITES. However, there                 listed, we ask that they be added to the
                                                aquaculture turtle shipments along with                 is concern for the IDNR’s role in                     Master File that is approved by the
                                                associated inspection fees. If these                    meeting CITES Appendix-III                            Service every year.
                                                species are added to CITES Appendix                     requirements. Undoubtedly more staff                     Our Response: The trade information
                                                III, a CITES export permit and                          time will be needed to administer,                    presented in our October 30, 2014,
                                                potentially a Designated Port Exception                 coordinate, and enforce Federal CITES                 proposed rule (79 FR 64553) was the
                                                Permit will be required for aquaculture                 regulations. Iowa may also need to                    best available data at the time. We have
                                                shipments. A majority of the Florida                    promulgate rules for regulatory                       updated that information above (see
                                                turtle farms export hatchlings or market                purposes. Before full support can be                  Listing a Native U.S. Species in
                                                size adults, so a quick turnaround on                   given, the Service must clearly                       Appendix III) which shows that
                                                export applications is critical.                        communicate with all States the                       exportation of live snapping turtles from
                                                Additional permitting requirements                      processes involved in issuing CITES                   the United States increased by 69.7%
                                                increase export time and expenses for                   tags, and those processes must not be                 during 2012–2014 as compared to 2009–
                                                farms and potentially result in a loss of               overly burdensome to the States.                      2011. Also during 2012–2014 as
                                                revenue if permits cannot be obtained in                   Our Response: A CITES Appendix-III                 compared to 2009–2011, live softshell
                                                a timely manner.                                        listing only applies to import, export,               turtles exported from the United States
                                                   Our Response: We will continue to                    and re-export of specimens covered by                 increased by 5.7%.
                                                work with State and tribal agencies and                 the listing. In June 2006, the United                    Personal collection and commercial
                                                the regulated industry to ensure that our               States listed the alligator snapping turtle           harvest of these species is permitted in
                                                permitting process is as streamlined and                (Macroclemys temminckii) and all                      Louisiana. In our proposed rule, we
                                                efficient as possible, while still meeting              species of map turtle (Graptemys spp.)                acknowledge that export levels vary
                                                our legal obligations.                                  in Appendix III of CITES. There are no                from year to year. We also believe that
                                                                                                        U.S. CITES tagging requirements for any               the potential remains for significant
                                                State of Iowa, Iowa Department of                                                                             exports in the future based on overseas
                                                                                                        turtle species, and we do not foresee any
                                                Natural Resources (IDNR)                                                                                      demand. It is not the case, as a matter
                                                                                                        regulatory or administrative burdens
                                                  Issue 30: The State of Iowa’s                         that will fall to the States. Export                  of law, that all CITES shipments must
                                                regulations on the commercial harvest                   permits will be the responsibility of the             be inspected. The requirement to
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                                                of wild turtles are among the least                     exporter.                                             declare these species at the time of
                                                restrictive in the United States. This                                                                        export and make them available for
                                                harvest is limited to the common                        State of Louisiana, Louisiana                         inspection already applies. Subsequent
                                                snapping turtle, smooth softshell turtle,               Department of Agriculture and Forestry                to this listing, we expect that we will be
                                                spiny softshell turtle, and painted turtle.             (LDAF)                                                working with interested parties to
                                                Twenty-six years of recorded harvest                      Issue 31: LDAF is opposed to this                   explore the feasibility of a Master File
                                                statistics show the annual total harvest                proposed rule for the following reasons:              system for these species as well as an


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                                                32674              Federal Register / Vol. 81, No. 100 / Tuesday, May 24, 2016 / Rules and Regulations

                                                assessment of how our reporting forms                   One Florida turtle farm accounted for                 a decline in the near term.
                                                can accurately discriminate between                     about one-third of all Florida softshell              Consequently, the MDNR supports the
                                                wild-caught and farm-raised turtles.                    hatchlings that were exported in 2013.                Service’s proposal to list the common
                                                                                                        Because commerce and exports of                       snapping turtle in CITES Appendix III.
                                                State of Louisiana, Louisiana                                                                                    The smooth softshell turtle is
                                                                                                        Florida softshell are almost completely
                                                Department of Wildlife and Fisheries                                                                          restricted to the lower reaches of the St.
                                                                                                        limited to farm-raised hatchlings, and
                                                (LDWF)                                                                                                        Croix, Minnesota, and Mississippi
                                                                                                        because its status is also considered
                                                   Issue 32: Exports of the common                      ‘‘Least Concern’’ by IUCN, we see no                  Rivers in Minnesota. Due to its
                                                snapping turtle have increased steadily                 justification for the action and therefore            vulnerability to channelization,
                                                during the past 10 years, from about                    recommend against a CITES Appendix-                   siltation, water pollution, and
                                                130,000 turtles in 2003, to 3,157,000                   III listing for the Florida softshell.                disturbance of nesting sites by humans
                                                turtles in 2013. In 2013, Louisiana turtle                 Our Response: We thank the LDWF                    and predators, the smooth softshell
                                                farmers exported less than 2 percent of                 for its comments. The criteria for listing            turtle was designated a Species of
                                                the national total. We have been able to                species in CITES Appendix III are                     Special Concern under Minnesota’s
                                                determine that the majority of exported                 different from the criteria used by the               Endangered Species Act in 1984, and
                                                snapping turtles are farmed hatchlings                  IUCN in evaluating the conservation                   retains that designation to this date.
                                                that originate from sources and                         status of a species. The criteria for                 Research into the habitat use of this
                                                operations in the Midwest. At this time,                deciding to list U.S. species in                      species is ongoing within the MDNR.
                                                we do not oppose a CITES Appendix-III                   Appendix III are outlined at 50 CFR                   Harvest of the smooth softshell turtle is
                                                listing for the common snapping turtle.                 23.90. As detailed above (see Listing a               not permitted in Minnesota. Given the
                                                   Of the three softshell turtle species                Native U.S. Species in Appendix III), we              species vulnerable status within the
                                                proposed for listing in CITES Appendix                  have complied with these criteria in                  State, MDNR supports the Service’s
                                                III, the smooth softshell rarely enters                 deciding to list these four species in                proposal to list the smooth softshell
                                                into commerce, and exports have                         CITES Appendix III.                                   turtle in CITES Appendix III.
                                                declined from about 10,000 in 2003, to                                                                           The spiny softshell turtle is found
                                                about 75 per year in the past 3 years.                  State of Minnesota, Minnesota                         throughout the central and southern
                                                The spiny softshell has shown no                        Department of Natural Resources                       portions of Minnesota, and commercial
                                                substantial increase: average of 36,000                 (MDNR)                                                harvest is permitted. Because harvest
                                                per year (2003–2006) to an average of                     Issue 33: MDNR has reviewed the                     pressure on this species has historically
                                                62,000 per year (2010–2013). Hatchlings                 proposed rule and supports the                        not been as great as the pressure placed
                                                that were raised on Louisiana turtle                    Service’s proposal. The common                        upon the common snapping turtle, this
                                                farms accounted for 15 percent of spiny                 snapping turtle occurs throughout most                species has not received the concern
                                                softshell exports in 2013. The IUCN                     of Minnesota, and commercial harvest                  given to the common snapping turtle.
                                                considers the conservation status of the                of this species has been widely                       The enclosed report provides evidence
                                                smooth and spiny softshells as ‘‘Least                  practiced for many years. Because                     that the harvest of this species is small
                                                Concern.’’ Based on this status, the                    monitoring and regulation of this                     and continuing to decline. While
                                                relatively low export numbers, a                        harvest was believed to be inadequate,                improvements in commercial harvest
                                                relatively inactive market, and the fact                the common snapping turtle was                        regulations have benefitted this species,
                                                that many to most of the exported                       designated a Species of Special Concern               concerns that commercial turtle harvest
                                                turtles are farm-raised hatchlings, we                  under Minnesota’s Endangered Species                  at any scale from wild populations is
                                                see no justification for the action, and                Act (Minnesota Statutes, Chapter 84.08                not sustainable in Minnesota leads the
                                                therefore recommend against a CITES                     95) in 1984. While no formal population               MDNR to support the Service’s proposal
                                                Appendix-III listing for the smooth and                 monitoring data were available,                       to include the spiny softshell turtle in
                                                spiny softshells.                                       abundant anecdotal accounts of                        Appendix III of CITES.
                                                   The Florida softshell has shown an                   declining populations supported this                     An additional change made to
                                                increase in exports during the past 10                  concern. In response to the considerable              Minnesota’s laws in 2004 created the
                                                years, from an average of about 44,000                  scientific evidence that the commercial               regulatory framework for turtle farming
                                                per year (2003–2006) to an average of                   harvest of wild turtle populations is not             in the State. While there has been
                                                about 428,000 per year (2010–2013).                     sustainable in northern latitudes, in                 relatively little activity in this area to
                                                The proposed rule makes outdated                        2004, the MDNR undertook a major                      date, there is evidence that turtle
                                                claims relative to this species (e.g., ‘‘It             revision of the State’s statutes and rules            farming will become an increasingly
                                                is the most intensively harvested                       governing turtle harvest. Among many                  popular activity in Minnesota in the
                                                freshwater turtle in Florida’’ and ‘‘The                changes was a phase-out of commercial                 future, and listing of these three turtles
                                                level of wild harvest necessary to                      harvest by placing a moratorium on the                in CITES Appendix III would aid the
                                                maintain farm production is                             sale of new harvest licenses and                      MDNR in monitoring that activity and
                                                unknown’’). Florida banned all                          implementing several improvements in                  its relationship to harvest from the wild.
                                                commercial take of freshwater turtles in                reporting and recordkeeping. While a                     Our Response: We thank the MDNR
                                                2009, and limited personal take to one                  complete elimination of commercial                    for its comments, including additional
                                                turtle per day. Licensed turtle farms                   harvest is still many years off, regulation           clarity on the status of these species in
                                                were given until 2011 to collect turtles                and monitoring of harvest has been                    Minnesota.
                                                for breeding stock. Thus, there is no                   improved, and in 2013, the MDNR
                                                longer a threat of harvest of Florida                   removed the common snapping turtle’s                  State of North Carolina, North Carolina
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                                                softshell in Florida, as wild harvest has               designation under the Minnesota’s                     Wildlife Resources Commission
                                                been illegal for 3 years, and remains so.               Endangered Species Act. Although the                  (NCWRC)
                                                The other three range States for the                    enclosed report indicates that the                      Issue 34: NCWRC supports the
                                                Florida softshell have very limited                     number of commercial licenses issued                  proposal to include the common
                                                population sizes (Alabama), or regulate                 has declined since 2002, the harvest of               snapping turtle, Florida softshell turtle,
                                                the number that may be removed for                      common snapping turtles remains                       smooth softshell turtle, and spiny
                                                commerce (Georgia and South Carolina).                  substantial, and shows little evidence of             softshell turtle in CITES Appendix III so


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                                                                   Federal Register / Vol. 81, No. 100 / Tuesday, May 24, 2016 / Rules and Regulations                                         32675

                                                that they are monitored in international                generation times, detection of                        harvest (7,926 individual turtles). These
                                                trade. Although only two of the species                 population recovery may be delayed.                   harvest numbers should be considered
                                                (common snapping turtle and spiny                          Export monitoring of common                        conservative estimates, given the
                                                softshell turtle) occur in North Carolina,              snapping turtles and the three softshell              inaccuracies often found in harvest
                                                the listing of all four North American                  turtles that are the subjects of the                  reports. We have cross-referenced
                                                turtles is warranted to prevent any                     proposed rule is warranted to determine               annual reports from harvesters with
                                                common snapping turtle or U.S.                          if their trade increases over time. At                processors and have seen as much as
                                                softshell turtle from being illegally                   present, declines are not apparent in                 30,000 pounds unreported in a single
                                                exported in international trade. As these               populations of these turtle species, but              season. This discrepancy between
                                                turtles are not being monitored in                      as fewer turtles are available from other             harvester reports and processor reports
                                                international trade at this time, it is                 countries, North American turtle                      appears to be an issue in other States as
                                                important to begin monitoring these                     populations are at risk from unregulated              well. Although it is one of the fastest
                                                turtles to determine the exportation rate               export.                                               growing commercial harvests in many
                                                to overseas markets and how these                          Our Response: We thank the NCWRC                   States, the commercial harvest of
                                                markets may expand in the future. This                  for its comments, including current                   snapping turtles is also one of the
                                                export monitoring could have an impact                  North Carolina regulatory information                 poorest managed and monitored
                                                on how these turtles are managed                        regarding the common snapping turtle                  commercial harvests.
                                                within their current native ranges to                   and spiny softshell turtle.                              Our Response: We thank the DGIF for
                                                ensure stable populations.                              State of Texas, Texas Parks & Wildlife                its comments, including important
                                                   Current North Carolina wildlife                      Department (TPWD)                                     information regarding the commercial
                                                regulations allow the common snapping                                                                         harvest of the common snapping turtle.
                                                                                                           Issue 35: TPWD currently permits                      Issue 37: According to Crother (2012),
                                                turtle to be collected for personal                     commercial collection (from private                   the common name for ‘‘snapping turtle’’
                                                consumption and trade, while the spiny                  water bodies) of three of the four                    does not include the word ‘‘common.’’
                                                softshell turtle may not be commercially                freshwater turtle species listed in the               According to Crother (2012), the
                                                collected. North Carolina regulations                   Service’s proposal to amend CITES                     common names for ‘‘Florida softshell’’
                                                currently allow 10 snapping turtles to be               Appendix III. Those species are the                   and ‘‘spiny softshell’’ do not include
                                                collected per day, and 100 per year, by                 smooth softshell turtle, spiny softshell              ‘‘turtle.’’
                                                each collector. These limits were put in                turtle, and common snapping turtle. The                  Our Response: Although we use
                                                place due to high harvest numbers                       Florida softshell turtle does not occur in            common names where appropriate, they
                                                (thousands for some individual                          Texas. Collection of any freshwater                   cannot be relied upon for identification
                                                collectors) occurring for snapping                      turtle species from public water bodies               of any specimen, as they may vary
                                                turtles and other species prior to 2003.                is not allowed in Texas. Export to                    greatly in local usage. Our use of a
                                                At the State level, we increased                        international markets has historically                common name is based on current
                                                monitoring efforts and took regulatory                  been the primary driver of freshwater                 wider usage. In addition, the Integrated
                                                action over a decade ago, and efforts                   turtle commercial collection in Texas.                Taxonomic Information System (ITIS), a
                                                should be increased at the Federal level                Assessing the impact of this practice has             database representing a partnership of
                                                to do the same. International trade in                  been challenging. Detection of illegal                U.S., Canadian, and Mexican agencies,
                                                these species to meet the growing                       collection and trade by State law                     other organizations, and taxonomic
                                                demand from other regions of the world                  enforcement officials is difficult.                   specialists designed to provide
                                                could result in population declines                     Therefore, TPWD supports including                    scientifically credible taxonomic
                                                within North Carolina and other States.                 the above-mentioned turtles in                        information, includes the common
                                                   The apparent increase in exports of                  Appendix III of CITES. TPWD believes                  names ‘‘common snapping turtle,’’
                                                the common snapping turtle (as shown                    this inclusion will provide valuable data             ‘‘Florida softshell turtle,’’ and ‘‘spiny
                                                in the 2009–2011 data in the October 30,                regarding freshwater turtle trade and                 softshell turtle’’; therefore, we accept
                                                2014, proposed rule at 79 FR 64557),                    will better inform management efforts                 the use of these common names where
                                                coupled with declining turtle                           and harvest guidelines.                               appropriate. Because of the potential for
                                                populations in Asia (see van Dijk, P.P.,                   Our Response: We thank the TPWD                    confusion with common names,
                                                B.L. Stuart, and A.G.J. Rhodin, Editors.                for its comments, including current                   specimens must be identified on CITES
                                                2000. Asian Turtle Trade: Proceedings                   regulatory information regarding the                  permits using the scientific (Latin)
                                                of a Workshop on Conservation and                       collection of freshwater turtles in Texas.            name.
                                                Trade of Freshwater Turtles and                                                                                  Issue 38: We recommend not
                                                Tortoises in Asia, Chelonian Research                   State of Virginia, Virginia Department of             including or highlighting harvest reports
                                                Monographs, Number 2: pp. 1–164),                       Game and Inland Fisheries (DGIF)                      from those States where the snapping
                                                could lead to increasing numbers of                       Issue 36: DGIF supports the proposed                turtle is considered invasive. These few
                                                common snapping turtles and softshell                   action to include the snapping turtle,                States are irrelevant to the overall
                                                turtles impacted in the United States.                  Florida softshell, smooth softshell, and              conservation of the species.
                                                The findings of Congdon, Dunham, and                    spiny softshell in CITES Appendix III so                 Our Response: A CITES Appendix-III
                                                Sels (1994. Demographics of Common                      that they can be monitored in                         listing of the common snapping turtle
                                                Snapping Turtle, (Chelydra serpentina):                 international trade. Of the four species              applies to specimens destined for export
                                                Implications for Conservation and                       that are the subjects of the proposed                 that are derived from throughout the
                                                Management of Long-lived Organisms.                     rule, the snapping turtle and spiny                   United States. On February 3, 1999,
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                                                American Zoologists, Volume 34: pp.                     softshell both occur in Virginia, and                 Executive Order 13112 was signed,
                                                397–408) on snapping turtle                             only the snapping turtle is permitted for             which directed Federal agencies to
                                                survivorship and possible impacts from                  commercial harvest. During 2002–2013,                 address invasive species issues to not
                                                commercial harvesting suggest that                      the harvest of snapping turtles in                    authorize, fund, or carry out actions
                                                long-lived vertebrates have more                        Virginia increased 12-fold (1,200                     likely to cause or promote the
                                                difficulty recovering from commercial                   percent), with 2013 reports                           introduction or spread of invasive
                                                harvest, and that because of long                       documenting the highest single-year                   species, and also established the


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                                                32676              Federal Register / Vol. 81, No. 100 / Tuesday, May 24, 2016 / Rules and Regulations

                                                National Invasive Species Council.                      species, although the Florida softshell               III listing even though, if a proposed
                                                Executive Order 13112 requires                          seems to be resistant to high levels of               rule is adopted, the final rule will not
                                                monitoring invasive species populations                 commercial harvest. Take of Florida                   result in any changes to the Code of
                                                accurately and reliably. Requiring                      softshells in Florida is regulated, and it            Federal Regulations. Instead, this final
                                                harvest reports from those States where                 is a species of special concern in South              rule will result in DMA notifying the
                                                the snapping turtle is considered                       Carolina. Although snapping turtle                    CITES Secretariat to amend Appendix
                                                invasive could preclude additional                      populations are known to be vigorous                  III by including these four native U.S.
                                                introductions and potential ‘laundering’                throughout much of the species’ range,                freshwater turtle species (including
                                                of illegal specimens and will contribute                long-term persistent take makes the                   their subspecies, except Apalone
                                                to compliance with Executive Order                      species vulnerable to decline. Existing               spinifera atra, which is already
                                                13112.                                                  laws have not been completely                         included in Appendix I of CITES), in
                                                  Issue 39: The Service’s export                        successful in preventing the                          Appendix III of CITES for the United
                                                database (LEMIS) only reports what is                   unauthorized collection and trade of                  States.
                                                exported, not those animals processed                   these four native U.S. freshwater turtle                 Subsequent to today’s publication in
                                                for domestic sale. Considering the                      species. Listing these four native U.S.               the Federal Register of this final rule to
                                                typical sex ratio of snapping turtles is                freshwater turtle species, including their            list these species and their subspecies in
                                                about 1:1 and mostly females are being                  subspecies, except the Cuatro Cienegas                CITES Appendix III, we will notify the
                                                exported, the summary in the proposed                   spiny softshell turtle (A. s. atra                    CITES Secretariat. An Appendix-III
                                                rule may grossly underestimate the                      [=Apalone atra], Webb and Legler 1960),               listing becomes effective 90 days after
                                                actual harvest amounts. This situation is               which is already listed in CITES                      the Secretariat notifies the CITES Parties
                                                exacerbated by inaccurate commercial                    Appendix I, in CITES Appendix III is                  of the listing. The effective date of this
                                                harvest reporting and by unreported                     necessary to allow us to adequately                   rule (see DATES, above) has been
                                                recreational harvest. Therefore, the                    monitor international trade in these                  extended to give the CITES Secretariat
                                                actual number of snapping turtles being                 taxa; to determine whether exports are                sufficient time to notify all Parties of the
                                                harvested could be potentially twice the                occurring legally, with respect to State              listing.
                                                numbers summarized by the Service. In                   law; and to determine whether further
                                                the proposed rule’s summary of total                    measures under CITES or other laws are                Required Determinations
                                                harvest figures, ‘‘farm-raised’’ turtles                required to conserve these species and                Regulatory Planning and Review—
                                                include the offspring of wild-caught,                   subspecies. An Appendix-III listing will              Executive Orders 12866 and 13563
                                                gravid snapping turtles. We contend                     lend additional support to State wildlife
                                                that those animals are being taken from                 agencies in their efforts to regulate and                Executive Order 12866 provides that
                                                the wild and should be reported as                      manage these species, improve data                    the Office of Information and Regulatory
                                                such.                                                   gathering to increase our knowledge of                Affairs (OIRA) in the Office of
                                                  Our Response: We acknowledge the                      trade in these species, and strengthen                Management and Budget will review all
                                                need to improve reporting of harvest                    State and Federal wildlife enforcement                significant rules. The Office of
                                                levels of these species. A CITES                        activities to prevent poaching and                    Information and Regulatory Affairs has
                                                Appendix-III listing of these species will              illegal trade. Furthermore, listing these             determined that this rule is not
                                                assist us in this effort.                               species in Appendix III will enlist the               significant.
                                                  Issue 40: The snapping turtle harvest                 assistance of other countries in our                     Executive Order 13563 reaffirms the
                                                size limits are often focused on larger                 efforts to monitor and control trade in               principles of E.O. 12866 while calling
                                                individuals, which is contrary to the life              these species and subspecies.                         for improvements in the nation’s
                                                history of a long-lived species with low                   Accordingly, we are listing the                    regulatory system to promote
                                                nest and hatchling survivorship and                     common snapping turtle (Chelydra                      predictability, to reduce uncertainty,
                                                high adult survivorship. In such                        serpentina), Florida softshell turtle                 and to use the best, most innovative,
                                                reproductive strategies, we want to                     (Apalone ferox), smooth softshell turtle              and least burdensome tools for
                                                protect the larger reproductive adults,                 (Apalone mutica), and spiny softshell                 achieving regulatory ends. The
                                                but we have found that harvesters do                    turtle (Apalone spinifera) in Appendix                executive order directs agencies to
                                                not want smaller turtles.                               III of CITES. The listing includes live               consider regulatory approaches that
                                                  Our Response: Long-term persistent                    and dead whole specimens, and all                     reduce burdens and maintain flexibility
                                                take of wild-caught turtles makes these                 readily recognizable parts, products,                 and freedom of choice for the public
                                                species vulnerable to decline. We                       and derivatives, of these species and                 where these approaches are relevant,
                                                acknowledge that more study is needed                   their subspecies, except Apalone                      feasible, and consistent with regulatory
                                                to determine what levels of harvest of                  spinifera atra, which is already                      objectives. E.O. 13563 emphasizes
                                                mature adults of these species are                      included in Appendix I of CITES. The                  further that the regulatory system must
                                                sustainable.                                            term ‘‘readily recognizable’’ is defined              allow for public participation and an
                                                                                                        in our regulations at 50 CFR 23.5 and                 open exchange of ideas. We have
                                                Decision To List Four Native U.S.                                                                             developed this rule in a manner
                                                                                                        means any specimen that appears from
                                                Freshwater Turtle Species                                                                                     consistent with these requirements.
                                                                                                        a visual, physical, scientific, or forensic
                                                   Based on the recommendations                         examination or test; an accompanying
                                                contained in Resolution Conf. 9.25 (Rev.                                                                      Regulatory Flexibility Act (5 U.S.C. 601
                                                                                                        document, packaging, mark, or label; or
                                                CoP16) and the listing criteria provided                                                                      et seq.) and Small Business Regulatory
                                                                                                        any other circumstances to be a part,
                                                in our regulations at 50 CFR 23.90, these                                                                     Enforcement Fairness Act
                                                                                                        product, or derivative of any CITES
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                                                four native U.S. freshwater turtle                      wildlife or plant, unless such part,                    Under the Regulatory Flexibility Act
                                                species, including all subspecies,                      product, or derivative is specifically                (5 U.S.C. 601 et seq.), as amended by the
                                                qualify for listing in CITES Appendix                   exempt from the provisions of CITES or                Small Business Regulatory Enforcement
                                                III. Declines have been documented or                   50 CFR part 23.                                       Fairness Act (5 U.S.C. 802(2)), whenever
                                                locally severe declines may be possible                    Our regulations at 50 CFR 23.90                    an agency is required to publish a notice
                                                in at least some portions of the range of               require us to publish a proposed rule                 of rulemaking for any proposed or final
                                                these four native U.S. freshwater turtle                and a final rule for a CITES Appendix-                rule, it must prepare and make available


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                                                                   Federal Register / Vol. 81, No. 100 / Tuesday, May 24, 2016 / Rules and Regulations                                         32677

                                                for public comment a regulatory                         States, is responsible for the issuance of            Federalism (Executive Order 13132)
                                                flexibility analysis that describes the                 permits and the authorization of                         In accordance with E.O. 13132
                                                effect of the rule on small entities (i.e.,             shipments of live wildlife, and wildlife              (Federalism), this final rule will not
                                                small businesses, small organizations,                  parts and products, for CITES-listed                  have significant Federalism effects. A
                                                and small government jurisdictions).                    species.                                              federalism summary impact statement is
                                                However, no regulatory flexibility                                                                            not required because this final rule will
                                                analysis is required if the head of an                  Paperwork Reduction Act of 1995 (44
                                                                                                        U.S.C. 3501 et seq.)                                  not have a substantial direct effect on
                                                agency certifies the rule will not have a
                                                                                                                                                              the States, on the relationship between
                                                significant economic impact on a                           This final rule does not contain any               the Federal Government and the States,
                                                substantial number of small entities.                   new collections of information that                   or on the distribution of power and
                                                The Department of the Interior certifies
                                                                                                        require approval by Office of                         responsibilities among the various
                                                that this action will not have a
                                                                                                        Management and Budget (OMB) under                     levels of government. Although this
                                                significant effect on a substantial
                                                                                                        the Paperwork Reduction Act of 1995.                  final rule will generate information that
                                                number of small entities for the reasons
                                                                                                        Information that we will collect under                will be beneficial to State wildlife
                                                discussed below.
                                                   This final rule establishes the means                this final rule on FWS Form 3–200–27                  agencies, we do not anticipate that any
                                                to monitor the international trade in                   is covered by an existing OMB approval                State monitoring or control programs
                                                species native to the United States and                 and has been assigned OMB control                     will need to be developed to fulfill the
                                                does not impose any new or changed                      number 1018–0093, which expires on                    purpose of this final rule. We have
                                                restriction on the trade of legally                     May 31, 2017. We may not conduct or                   consulted the States, through the
                                                acquired specimens. Based on current                    sponsor, and a person is not required to              Association of Fish and Wildlife
                                                exports of these four native U.S.                       respond to, a collection of information               Agencies, on this action. In addition, 10
                                                freshwater turtle species, we estimate                  unless it displays a currently valid OMB              of the comments we received to our
                                                that the costs to implement this rule                   control number.                                       proposed rule (October 30, 2014; 79 FR
                                                will be less than $100,000 annually due                                                                       64553) were from State agencies, and
                                                                                                        National Environmental Policy Act                     our final decision reflects consideration
                                                to the costs associated with obtaining                  (NEPA) (42 U.S.C. 4321 et seq.)
                                                permits.                                                                                                      of the information and opinions we
                                                   According to the Small Business                        This final rule has been analyzed                   have received from those State agencies.
                                                Administration, small entities include                  under the criteria of the National                    This final rule will help us more
                                                small organizations, such as                            Environmental Policy Act (42 U.S.C.                   effectively conserve these species and
                                                independent nonprofit organizations;                    4321 et seq.), the Department of the                  will help those affected by CITES to
                                                small governmental jurisdictions,                       Interior procedures for compliance with               understand how to conduct lawful
                                                including school boards and city and                                                                          international trade in wildlife and
                                                                                                        NEPA (Departmental Manual (DM) and
                                                town governments that serve fewer than                                                                        wildlife products.
                                                                                                        43 CFR part 46), and Council on
                                                50,000 residents; and small businesses                  Environmental Quality regulations for                 Civil Justice Reform (Executive Order
                                                (13 CFR 121.201). Small businesses                      implementing the procedural provisions                12988)
                                                include aquaculture businesses with                     of NEPA (40 CFR 1500–1508). This final
                                                less than $750,000.00 in annual sales.                                                                          The Department, in promulgating this
                                                                                                        rule does not amount to a major Federal               rule, has determined that it will not
                                                This final rule:                                        action significantly affecting the quality
                                                   (a) Will not have an annual effect on                                                                      unduly burden the judicial system and
                                                                                                        of the human environment. An                          that it meets the requirements of
                                                the economy of $100 million or more.                    environmental impact statement or
                                                   (b) Will not cause a major increase in                                                                     sections 3(a) and 3(b)(2) of Executive
                                                                                                        evaluation is not required. This final                Order 12988.
                                                costs or prices for consumers,                          rule is a regulation that is of an
                                                individual industries, Federal, State, or               administrative, legal, technical, or                  Government-to-Government
                                                local government agencies, or                           procedural nature, and its                            Relationship With Tribes
                                                geographic regions.                                     environmental effects are too broad,
                                                   (c) Will not have significant adverse                                                                        In accordance with the President’s
                                                                                                        speculative, or conjectural to lend                   memorandum of April 29, 1994,
                                                effects on competition, employment,
                                                                                                        themselves to meaningful analysis                     Government-to-Government Relations
                                                investment, productivity, innovation, or
                                                                                                        under NEPA. The FWS has determined                    With Native American Tribal
                                                the ability of U.S.-based enterprises to
                                                                                                        that this final rule is categorically                 Governments (59 FR 22951), E.O. 13175,
                                                compete with foreign-based enterprises.
                                                                                                        excluded from further NEPA review as                  and the Department of the Interior’s
                                                Unfunded Mandates Reform Act (2                         provided by 516 DM 2, Appendix 1.9,                   manual at 512 DM 2, we have a
                                                U.S.C. 1501 et seq.)                                    of the Department of the Interior                     responsibility to communicate
                                                   In accordance with the Unfunded                      National Environmental Policy Act                     meaningfully with Federally recognized
                                                Mandates Reform Act (2 U.S.C. 1501),                    Revised Implementing Procedures and                   Indian Tribes on a government-to-
                                                the Service has determined that this                    43 CFR 46.210(i). No further                          government basis. U.S. Fish and
                                                rulemaking will not impose a cost of                    documentation will be made.                           Wildlife Service Regional Native
                                                $100 million or more in any given year                  Takings (Executive Order 12630)                       American Liaison’s serve as the point of
                                                on local or State governments or private                                                                      contact between the Service and Tribes.
                                                entities. The implementation of this rule                 In accordance with Executive Order                  We worked collaboratively with U.S.
                                                is by Federal agencies, and there is no                 (E.O.) 12630 (‘‘Government Actions and                Fish and Wildlife Service Regional
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                                                cost imposed on any State or local                      Interference with Constitutionally                    Native American Liaison’s to contact
                                                entities or tribal governments. This rule               Protected Private Property Rights’’), we              Tribes where these species occur within
                                                will not have a significant or unique                   have determined that this final rule will             their respective regions for the purpose
                                                effect on State, local, or tribal                       not have significant takings                          of informing them of our proposed rule
                                                governments or the private sector                       implications. While export, which was                 and to solicit comments on the
                                                because the Service, as the lead agency                 previously unregulated, will now be                   proposed rule. In accordance with
                                                for CITES implementation in the United                  regulated, export will still be allowed.              Secretarial Order 3206 of June 5, 1997


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                                                32678              Federal Register / Vol. 81, No. 100 / Tuesday, May 24, 2016 / Rules and Regulations

                                                (American Indian Tribal Rights, Federal-                References Cited                                      Florida softshell turtle (Apalone ferox),
                                                Tribal Trust Responsibilities, and the                    A complete list of all references cited             smooth softshell turtle (Apalone
                                                Endangered Species Act), we readily                     in this final rule is available upon                  mutica), and spiny softshell turtle
                                                acknowledge our responsibilities to                     request from the Division of                          (Apalone spinifera). This listing
                                                work directly with Tribes in developing                 Management Authority, U.S. Fish and                   includes live and dead whole
                                                programs for healthy ecosystems, to                     Wildlife Service (see FOR FURTHER                     specimens, and all readily recognizable
                                                acknowledge that tribal lands are not                   INFORMATION CONTACT).                                 parts, products, and derivatives of these
                                                subject to the same controls as Federal                                                                       species and their subspecies, except
                                                public lands, to remain sensitive to                    Author                                                Apalone spinifera atra, which is already
                                                Indian culture, and to make information                    The primary author of this final rule              included in Appendix I of CITES.
                                                available to Tribes. We determined that                 is Clifton A. Horton, Division of
                                                                                                                                                                As a result of this action, exporters
                                                this final rule will not interfere with the             Management Authority, U.S. Fish and
                                                                                                                                                              must obtain an export permit issued by
                                                Tribes’ ability to manage themselves or                 Wildlife Service (see FOR FURTHER
                                                                                                                                                              the Service’s Division of Management
                                                their funds or to regulate these turtle                 INFORMATION CONTACT).
                                                                                                                                                              Authority; pack and ship live specimens
                                                species on tribal lands.                                Amendment to CITES Appendix III                       according to the IATA Live Animals
                                                Energy Supply, Distribution, or Use                        Our regulations at 50 CFR 23.90                    Regulations or the CITES Guidelines for
                                                (Executive Order 13211)                                 require us to publish a proposed rule                 the non-air transport of live wild
                                                                                                        and, if appropriate, a final rule for a               animals and plants; and follow all
                                                  E.O. 13211 requires agencies to                       CITES Appendix-III listing, even though               applicable regulations pertaining to the
                                                prepare Statements of Energy Effects                    the final rule will not result in any                 export of wildlife, including declaration
                                                when undertaking actions that                           changes to the Code of Federal                        of the shipment to the Service prior to
                                                significantly affect energy supply,                     Regulations. Accordingly, for the                     export.
                                                distribution, or use. This final rule will              reasons provided in this final rule, we                 Dated: April 1, 2016.
                                                not significantly affect energy supplies,               will ask the CITES Secretariat to amend
                                                                                                                                                              Stephen Guertin,
                                                distribution, or use. Therefore, this                   Appendix III of CITES to include for the
                                                action is not a significant energy action,              United States these four native U.S.                  Acting Director, Fish and Wildlife Service.
                                                and no Statement of Energy Effects is                   freshwater turtle species: the common                 [FR Doc. 2016–11201 Filed 5–23–16; 8:45 am]
                                                required.                                               snapping turtle (Chelydra serpentina),                BILLING CODE 4333–15–P
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Document Created: 2016-05-24 05:22:06
Document Modified: 2016-05-24 05:22:06
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis listing is effective November 21, 2016.
ContactCraig Hoover, Chief, Division of Management Authority, U.S. Fish and Wildlife Service, MS: IA; 5275 Leesburg Pike, Falls Church, VA 22041-3803; telephone 703-358-2095; facsimile 703-358-2298. If you use a telecommunications device for the deaf (TDD), call the Federal Information Relay Service (FIRS) at 800- 877-8339.
FR Citation81 FR 32664 
RIN Number1018-AZ53

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