81_FR_33300 81 FR 33199 - Request for Information: Supplemental Nutrition Assistance Program (SNAP) Data Exchange Standardization

81 FR 33199 - Request for Information: Supplemental Nutrition Assistance Program (SNAP) Data Exchange Standardization

DEPARTMENT OF AGRICULTURE
Food and Nutrition Service

Federal Register Volume 81, Issue 101 (May 25, 2016)

Page Range33199-33200
FR Document2016-12262

Section 4016 of the Agricultural Act of 2014 amended Section 11 of the Food and Nutrition Act of 2008 to require FNS to designate data exchange standards to govern both (1) necessary categories of information that SNAP State agencies operating related programs are required under applicable law to electronically exchange with another State agency, and (2) federal reporting and data exchange requirements under applicable law. The Act also directs FNS to consult with an interagency workgroup established by the Office of Management and Budget, which no longer exists, and to consider State government perspectives. As a result, FNS is issuing this Request for Information in order to obtain State government and other stakeholder perspectives as it considers how to best to proceed with establishing data exchange standards.

Federal Register, Volume 81 Issue 101 (Wednesday, May 25, 2016)
[Federal Register Volume 81, Number 101 (Wednesday, May 25, 2016)]
[Notices]
[Pages 33199-33200]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-12262]


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DEPARTMENT OF AGRICULTURE

Food and Nutrition Service


Request for Information: Supplemental Nutrition Assistance 
Program (SNAP) Data Exchange Standardization

AGENCY: Food and Nutrition Service (FNS), USDA.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: Section 4016 of the Agricultural Act of 2014 amended Section 
11 of the Food and Nutrition Act of 2008 to require FNS to designate 
data exchange standards to govern both (1) necessary categories of 
information that SNAP State agencies operating related programs are 
required under applicable law to electronically exchange with another 
State agency, and (2) federal reporting and data exchange requirements 
under applicable law. The Act also directs FNS to consult with an 
interagency workgroup established by the Office of Management and 
Budget, which no longer exists, and to consider State government 
perspectives. As a result, FNS is issuing this Request for Information 
in order to obtain State government and other stakeholder perspectives 
as it considers how to best to proceed with establishing data exchange 
standards.

DATES: Written comments must be received on or before July 25, 2016.

ADDRESSES: Comments may be sent to Jane Duffield, Chief, State 
Administration Branch, Program Accountability and Administration 
Division, Food and Nutrition Service (FNS), U.S. Department of 
Agriculture, 3101 Park Center Drive, Room 818, Alexandria, VA 22302. 
Comments may also be emailed to [email protected]. Comments will 
also be accepted through the Federal eRulemaking Portal. Go to http://www.regulations.gov and follow the online instructions for submitting 
comments electronically.
    All written comments will be open for public inspection at the FNS 
office located at 3101 Park Center Drive, Alexandria, Virginia, 22302, 
Room 800, during regular business hours (8:30 a.m. to 5:00 p.m., Monday 
through Friday). All responses to this notice will be summarized and 
included in the request for Office of Management and Budget (OMB) 
approval. All comments will be a matter of public record.

FOR FURTHER INFORMATION CONTACT: Requests for additional information or 
copies of this request for information should be directed to Jane 
Duffield at (703) 605-4385.

SUPPLEMENTARY INFORMATION:  Data standardization can enhance the 
ability of States and the federal government to administer the SNAP 
program more effectively by strengthening oversight, improving 
decision-making by program administrators, and fostering innovation 
through the greater use of data analytics. Data standardization may 
also help States and the federal government to reduce improper benefit 
payments, as well as to improve the detection and prevention of fraud, 
waste, and abuse by allowing for easier data sharing. Greater use of 
data sharing may improve program integrity by increasing the accuracy 
of payments, improving efficiency and case management through increased 
automation, improving decision-making by expanding verification, and by 
allowing for better-targeted efforts through data analysis of trends 
across States and populations served by the program.
    With these general interests in mind, FNS is seeking information 
from stakeholders on the following particular questions:
    1. Legislation requires FNS to propose a rule to identify federally 
required data exchanges, including the specification and timing of the 
exchanges to be standardized. FNS is also required to address the 
factors used to determine whether and when to standardize data 
exchanges, specify State implementation options, and to describe future 
milestones. Please provide your input on the following questions:
    a. Should FNS consider requiring additional data exchanges that are 
not currently required by SNAP regulations? If so, what additional data 
exchanges would improve communication between the States and FNS?
    b. What frequency should be considered for any data exchange that 
is currently required by regulation, or any data exchange that is not 
currently required and is being proposed in response to the preceding 
question?
    c. What implementation options should be available to States in 
enacting a standardized data exchange?
    d. What constraints, if any, would the technologies used to operate 
existing SNAP eligibility systems have on meeting data exchange 
requirements?
    e. If FNS were to standardize a data exchange, how much time would 
be required for States to adapt processes and systems to comply?
    2. The Act specifies that FNS should not require a change to an 
existing data exchange standard for Federal reporting if that standard 
has already been found to be effective and efficient. What criteria 
should FNS consider to determine whether an existing data

[[Page 33200]]

exchange standard is effective and efficient?
    3. State agencies already have focused efforts on integrating case 
management initiatives in order to better coordinate assistance for 
families with complex service needs across multiple program areas. What 
factors should FNS consider in a future rule to address SNAP data 
standardization so as not to adversely impact ongoing or planned 
initiatives?
    4. In promulgating rules, what Federal or State laws should FNS be 
aware of that either hinder or promote data exchange standards?
    5. What factors should FNS consider as part of the data exchange 
standardization effort to further strengthen client confidentiality? 
For example, should FNS mandate industry standard security protocols, 
such as requirements that Social Security Numbers (SSN) be encrypted 
and that States utilize data masking, or that States may not use SSN as 
a unique client identifier? If so, how can FNS promote further data 
interoperability while maintaining data security?
    6. Are there any data standardization practices in your current 
data management process that could apply here, such as standardizing 
your data field names and definitions, including security 
classification, and implementing access policies to ensure input data 
cleansing and output data consistency?
    7. Do States provide training to workers involved in the 
administration and enforcement of SNAP about data sharing?
    8. Do States conduct security training with all staff involved in 
the administration and enforcement of the program that covers the 
client confidentiality requirements of the Food and Nutrition Act of 
2008, as well as the SNAP regulations? If so, please address additional 
questions below:
    a. What is the frequency of the training?
    b. Does the State maintain a record of each individual worker's 
security training history?
    c. Does the training cover additional security topics?
    9. What factors should FNS consider regarding the impact data 
exchange standards would have on States that integrate data sources 
external to the SNAP State agency?
    10. What barriers, if any, should FNS consider in implementing 
federally required data exchanges for SNAP program administration?
    11. What factors should FNS consider for States that utilize an 
enterprise data warehouse for reporting and analyzing data in SNAP as 
well as across programs?
    12. Efforts to promote data interoperability to improve oversight, 
data analysis, and decision-making are only as good as the quality of 
the data itself. What factors should FNS consider to strengthen SNAP 
data integrity in support of data exchange standards?
    13. In addition to data exchange standards, should FNS consider 
additional steps related to this effort, such as providing standardized 
data sharing agreements for SNAP data?
    14. What other concerns or barriers, if any, exist in successfully 
implementing data exchanges that were not addressed by any of the 
previous questions that FNS should consider?

    Dated: May 10, 2016.
Audrey Rowe,
Administrator, Food and Nutrition Service.
[FR Doc. 2016-12262 Filed 5-24-16; 8:45 am]
 BILLING CODE 3410-30-P



                                                                              Federal Register / Vol. 81, No. 101 / Wednesday, May 25, 2016 / Notices                                             33199

                                                     Summary Of Collection: The Food                      DEPARTMENT OF AGRICULTURE                             SUPPLEMENTARY INFORMATION:      Data
                                                  and Nutrition Service (FNS), as part of                                                                       standardization can enhance the ability
                                                  its continuing effort to reduce                         Food and Nutrition Service                            of States and the federal government to
                                                  paperwork and respondent burden,                                                                              administer the SNAP program more
                                                                                                          Request for Information: Supplemental                 effectively by strengthening oversight,
                                                  invites the general public to comment
                                                                                                          Nutrition Assistance Program (SNAP)                   improving decision-making by program
                                                  on the ‘‘Generic Clearance for the
                                                                                                          Data Exchange Standardization                         administrators, and fostering innovation
                                                  Collection of Qualitative Feedback on
                                                  Agency Service Delivery ’’ for approval                 AGENCY: Food and Nutrition Service                    through the greater use of data analytics.
                                                  under the Paperwork Reduction Act                       (FNS), USDA.                                          Data standardization may also help
                                                                                                                                                                States and the federal government to
                                                  (PRA) (44 U.S.C. 3501 et. seq.). This                   ACTION: Notice.                                       reduce improper benefit payments, as
                                                  collection is being developed as part of
                                                                                                                                                                well as to improve the detection and
                                                  a Federal Government-wide effort to                     SUMMARY:   Section 4016 of the
                                                                                                                                                                prevention of fraud, waste, and abuse by
                                                  streamline the process for seeking                      Agricultural Act of 2014 amended
                                                                                                                                                                allowing for easier data sharing. Greater
                                                  feedback from the public on service                     Section 11 of the Food and Nutrition
                                                                                                                                                                use of data sharing may improve
                                                  delivery. This notice announces our                     Act of 2008 to require FNS to designate
                                                                                                                                                                program integrity by increasing the
                                                  intent to submit this ‘‘fast track’’                    data exchange standards to govern both                accuracy of payments, improving
                                                  collection to the Office of Management                  (1) necessary categories of information               efficiency and case management
                                                  and Budget (OMB) for approval and to                    that SNAP State agencies operating                    through increased automation,
                                                  solicit comments on specific aspects for                related programs are required under                   improving decision-making by
                                                  the proposed information collection.                    applicable law to electronically                      expanding verification, and by allowing
                                                                                                          exchange with another State agency,                   for better-targeted efforts through data
                                                     Need And Use Of The Information:                     and (2) federal reporting and data
                                                  The proposed information collection                                                                           analysis of trends across States and
                                                                                                          exchange requirements under applicable                populations served by the program.
                                                  activity provides a means to garner                     law. The Act also directs FNS to consult
                                                  qualitative customer and stakeholder                                                                             With these general interests in mind,
                                                                                                          with an interagency workgroup                         FNS is seeking information from
                                                  feedback in an efficient and timely                     established by the Office of Management               stakeholders on the following particular
                                                  manner. By qualitative feedback we                      and Budget, which no longer exists, and               questions:
                                                  mean, information that provides useful                  to consider State government                             1. Legislation requires FNS to propose
                                                  insights on perceptions and opinions,                   perspectives. As a result, FNS is issuing             a rule to identify federally required data
                                                  but are not statistical surveys that yield              this Request for Information in order to              exchanges, including the specification
                                                  quantitative results that can be                        obtain State government and other                     and timing of the exchanges to be
                                                  generalized to the population. This                     stakeholder perspectives as it considers              standardized. FNS is also required to
                                                  feedback will, (1) provide insights into                how to best to proceed with establishing              address the factors used to determine
                                                  customer or stakeholder perceptions,                    data exchange standards.                              whether and when to standardize data
                                                  experiences and expectations, (2)                       DATES: Written comments must be                       exchanges, specify State
                                                  provide an early warning of issues with                 received on or before July 25, 2016.                  implementation options, and to describe
                                                  service and, (3) focus attention on areas               ADDRESSES: Comments may be sent to                    future milestones. Please provide your
                                                  where communication, training or                        Jane Duffield, Chief, State                           input on the following questions:
                                                  changes in operations might improve                     Administration Branch, Program                           a. Should FNS consider requiring
                                                  delivery of products or services. This                  Accountability and Administration                     additional data exchanges that are not
                                                  collection will allow for ongoing,                      Division, Food and Nutrition Service                  currently required by SNAP regulations?
                                                  collaborative and actionable                            (FNS), U.S. Department of Agriculture,                If so, what additional data exchanges
                                                  communications between the Agency                       3101 Park Center Drive, Room 818,                     would improve communication between
                                                  and its customers and stakeholders. It                  Alexandria, VA 22302. Comments may                    the States and FNS?
                                                                                                          also be emailed to SNAPSAB@                              b. What frequency should be
                                                  will also allow feedback to contribute
                                                                                                          fns.usda.gov. Comments will also be                   considered for any data exchange that is
                                                  directly to the improvement of program
                                                                                                          accepted through the Federal                          currently required by regulation, or any
                                                  management.                                                                                                   data exchange that is not currently
                                                                                                          eRulemaking Portal. Go to http://
                                                     Description of Respondents:                                                                                required and is being proposed in
                                                                                                          www.regulations.gov and follow the
                                                  Individuals and Households, Businesses                  online instructions for submitting                    response to the preceding question?
                                                  and Organizations, State, Local or Tribal                                                                        c. What implementation options
                                                                                                          comments electronically.
                                                  Government.                                                                                                   should be available to States in enacting
                                                                                                            All written comments will be open for
                                                     Number of Respondents: 30,000.                                                                             a standardized data exchange?
                                                                                                          public inspection at the FNS office                      d. What constraints, if any, would the
                                                     Frequency of Responses:                              located at 3101 Park Center Drive,                    technologies used to operate existing
                                                  Recordkeeping; Reporting: Annually.                     Alexandria, Virginia, 22302, Room 800,                SNAP eligibility systems have on
                                                                                                          during regular business hours (8:30 a.m.              meeting data exchange requirements?
                                                     Total Burden Hours: 30,000.                          to 5:00 p.m., Monday through Friday).                    e. If FNS were to standardize a data
                                                  Ruth Brown,                                             All responses to this notice will be                  exchange, how much time would be
                                                  Departmental Information Collection                     summarized and included in the request                required for States to adapt processes
                                                                                                          for Office of Management and Budget                   and systems to comply?
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                                                  Clearance Officer.
                                                  [FR Doc. 2016–12259 Filed 5–24–16; 8:45 am]
                                                                                                          (OMB) approval. All comments will be                     2. The Act specifies that FNS should
                                                                                                          a matter of public record.                            not require a change to an existing data
                                                  BILLING CODE 3410–30–P
                                                                                                          FOR FURTHER INFORMATION CONTACT:                      exchange standard for Federal reporting
                                                                                                          Requests for additional information or                if that standard has already been found
                                                                                                          copies of this request for information                to be effective and efficient. What
                                                                                                          should be directed to Jane Duffield at                criteria should FNS consider to
                                                                                                          (703) 605–4385.                                       determine whether an existing data


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                                                  33200                       Federal Register / Vol. 81, No. 101 / Wednesday, May 25, 2016 / Notices

                                                  exchange standard is effective and                      warehouse for reporting and analyzing                 are met. The agreement permits
                                                  efficient?                                              data in SNAP as well as across                        additional duties to be charged if the
                                                     3. State agencies already have focused               programs?                                             price of an individual shipment of
                                                  efforts on integrating case management                     12. Efforts to promote data                        imported products falls below the
                                                  initiatives in order to better coordinate               interoperability to improve oversight,                average price for similar goods imported
                                                  assistance for families with complex                    data analysis, and decision-making are                during the years 1986–88 by a specified
                                                  service needs across multiple program                   only as good as the quality of the data               percentage. It also permits additional
                                                  areas. What factors should FNS consider                 itself. What factors should FNS consider              duties to be imposed if the volume of
                                                  in a future rule to address SNAP data                   to strengthen SNAP data integrity in                  imports of an article exceeds the average
                                                  standardization so as not to adversely                  support of data exchange standards?                   of the most recent 3 years for which data
                                                  impact ongoing or planned initiatives?                     13. In addition to data exchange                   are available by 5, 10, or 25 percent,
                                                     4. In promulgating rules, what Federal               standards, should FNS consider                        depending on the article. These
                                                  or State laws should FNS be aware of                    additional steps related to this effort,              additional duties may not be imposed
                                                  that either hinder or promote data                      such as providing standardized data                   on quantities for which minimum or
                                                  exchange standards?                                     sharing agreements for SNAP data?                     current access commitments were made
                                                     5. What factors should FNS consider                     14. What other concerns or barriers, if            during the Uruguay Round negotiations,
                                                  as part of the data exchange                            any, exist in successfully implementing               and only one type of safeguard, price or
                                                  standardization effort to further                       data exchanges that were not addressed                quantity, may be applied at any given
                                                  strengthen client confidentiality? For                  by any of the previous questions that                 time to an article.
                                                  example, should FNS mandate industry                    FNS should consider?
                                                  standard security protocols, such as                                                                             Section 405 of the Uruguay Round
                                                                                                           Dated: May 10, 2016.                                 Agreements Act requires that the
                                                  requirements that Social Security                       Audrey Rowe,
                                                  Numbers (SSN) be encrypted and that                                                                           President cause to be published in the
                                                                                                          Administrator, Food and Nutrition Service.            Federal Register information regarding
                                                  States utilize data masking, or that
                                                  States may not use SSN as a unique
                                                                                                          [FR Doc. 2016–12262 Filed 5–24–16; 8:45 am]           the price and quantity safeguards,
                                                  client identifier? If so, how can FNS                   BILLING CODE 3410–30–P                                including the quantity trigger levels,
                                                  promote further data interoperability                                                                         which must be updated annually based
                                                  while maintaining data security?                                                                              upon import levels during the most
                                                                                                          DEPARTMENT OF AGRICULTURE                             recent 3 years. The President delegated
                                                     6. Are there any data standardization
                                                  practices in your current data                                                                                this duty to the Secretary of Agriculture
                                                                                                          Foreign Agricultural Service
                                                  management process that could apply                                                                           in Presidential Proclamation No. 6763,
                                                  here, such as standardizing your data                   WTO Agricultural Quantity-Based                       dated December 23, 1994, 60 FR 1005
                                                  field names and definitions, including                  Safeguard Trigger Levels                              (Jan. 4, 1995). The Secretary of
                                                  security classification, and                                                                                  Agriculture further delegated this duty,
                                                                                                          AGENCY:   Foreign Agricultural Service,               which lies with the Administrator of the
                                                  implementing access policies to ensure
                                                                                                          U.S. Department of Agriculture.                       Foreign Agricultural Service (7 CFR
                                                  input data cleansing and output data
                                                                                                          ACTION: Notice of product coverage and                2.43(a)(2)). The Annex to this notice
                                                  consistency?
                                                     7. Do States provide training to                     trigger levels for safeguard measures                 contains the updated quantity trigger
                                                  workers involved in the administration                  provided for in the World Trade                       levels.
                                                  and enforcement of SNAP about data                      Organization (WTO) Agreement on                          Additional information on the
                                                  sharing?                                                Agriculture.                                          products subject to safeguards and the
                                                     8. Do States conduct security training               SUMMARY:    This notice lists the updated             additional duties which may apply can
                                                  with all staff involved in the                          quantity-based trigger levels for                     be found in subchapter IV of Chapter 99
                                                  administration and enforcement of the                   products which may be subject to                      of the Harmonized Tariff Schedule of
                                                  program that covers the client                          additional import duties under the                    the United States (2016) and in the
                                                  confidentiality requirements of the Food                safeguard provisions of the WTO                       Secretary of Agriculture’s Notice of
                                                  and Nutrition Act of 2008, as well as the               Agreement on Agriculture. This notice                 Uruguay Round Agricultural Safeguard
                                                  SNAP regulations? If so, please address                 also includes the relevant period                     Trigger Levels, published in the Federal
                                                  additional questions below:                             applicable for the trigger levels on each             Register at 60 FR 427 (Jan. 4, 1995).
                                                     a. What is the frequency of the                      of the listed products.                                  Notice: As provided in Section 405 of
                                                  training?                                                                                                     the Uruguay Round Agreements Act,
                                                                                                          DATES: May 25, 2016.
                                                     b. Does the State maintain a record of
                                                                                                          FOR FURTHER INFORMATION CONTACT:                      consistent with Article 5 of the WTO
                                                  each individual worker’s security
                                                                                                          Safeguard Staff, Import Policies and                  Agreement on Agriculture, the safeguard
                                                  training history?
                                                                                                          Export Reporting Division, Office of                  quantity trigger levels previously
                                                     c. Does the training cover additional
                                                                                                          Trade Programs, Foreign Agricultural                  notified are superceded by the levels
                                                  security topics?
                                                     9. What factors should FNS consider                  Service, U.S. Department of Agriculture,              indicated in the Annex to this notice.
                                                  regarding the impact data exchange                      Stop 1020, 1400 Independence Avenue                   The definitions of these products were
                                                  standards would have on States that                     SW., Washington, DC 20250–1020; by                    provided in the Notice of Safeguard
                                                  integrate data sources external to the                  telephone (202) 720–0638; or by fax                   Action published in the Federal
                                                  SNAP State agency?                                      (202) 720–0876.                                       Register, at 60 FR 427 (Jan. 4, 1995).
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                                                     10. What barriers, if any, should FNS                SUPPLEMENTARY INFORMATION: Article 5                    Issued at Washington, DC, this 25th day of
                                                  consider in implementing federally                      of the WTO Agreement on Agriculture                   April 2016.
                                                  required data exchanges for SNAP                        provides that additional import duties                Suzanne Palmieri,
                                                  program administration?                                 may be imposed on imports of products                 Administrator, Foreign Agricultural Service.
                                                     11. What factors should FNS consider                 subject to tariffication as a result of the
                                                  for States that utilize an enterprise data              Uruguay Round, if certain conditions                  Annex




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Document Created: 2018-02-07 15:03:32
Document Modified: 2018-02-07 15:03:32
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesWritten comments must be received on or before July 25, 2016.
ContactRequests for additional information or copies of this request for information should be directed to Jane Duffield at (703) 605-4385.
FR Citation81 FR 33199 

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