81_FR_34477 81 FR 34373 - Agency Information Collection Activities; Submission for OMB Review; Comment Request; Employee Retirement Income Security Act of 1974 Investment Manager Electronic Registration

81 FR 34373 - Agency Information Collection Activities; Submission for OMB Review; Comment Request; Employee Retirement Income Security Act of 1974 Investment Manager Electronic Registration

DEPARTMENT OF LABOR
Office of the Secretary

Federal Register Volume 81, Issue 104 (May 31, 2016)

Page Range34373-34374
FR Document2016-12695

The Department of Labor (DOL) is submitting the Employee Benefits Security Administration (EBSA) sponsored information collection request (ICR) titled, ``Employee Retirement Income Security Act of 1974 Investment Manager Electronic Registration,'' to the Office of Management and Budget (OMB) for review and approval for continued use, without change, in accordance with the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq. Public comments on the ICR are invited.

Federal Register, Volume 81 Issue 104 (Tuesday, May 31, 2016)
[Federal Register Volume 81, Number 104 (Tuesday, May 31, 2016)]
[Notices]
[Pages 34373-34374]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-12695]


-----------------------------------------------------------------------

DEPARTMENT OF LABOR

Office of the Secretary


Agency Information Collection Activities; Submission for OMB 
Review; Comment Request; Employee Retirement Income Security Act of 
1974 Investment Manager Electronic Registration

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Department of Labor (DOL) is submitting the Employee 
Benefits Security Administration (EBSA) sponsored information 
collection request (ICR) titled, ``Employee Retirement Income Security 
Act of 1974 Investment Manager Electronic Registration,'' to the Office 
of Management and Budget (OMB) for review and approval for continued 
use, without change, in accordance with the Paperwork Reduction Act of 
1995 (PRA), 44 U.S.C. 3501 et seq. Public comments on the ICR are 
invited.

DATES: The OMB will consider all written comments that agency receives 
on or before June 30, 2016.

ADDRESSES: A copy of this ICR with applicable supporting documentation; 
including a description of the likely respondents, proposed frequency 
of response, and estimated total burden may be obtained free of charge 
from the RegInfo.gov Web site at http://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=201605-1210-001 (this link will only become active 
on the day following publication of this notice) or by contacting 
Michel Smyth by telephone at 202-693-4129, TTY 202-693-8064, (these are 
not toll-free numbers) or by email at [email protected].
    Submit comments about this request by mail or courier to the Office 
of Information and Regulatory Affairs, Attn: OMB Desk Officer for DOL-
EBSA, Office of Management and Budget, Room 10235, 725 17th Street NW., 
Washington, DC 20503; by Fax: 202-395-5806 (this is not a toll-free 
number); or by email: [email protected]. Commenters are 
encouraged, but not required, to send a courtesy copy of any comments 
by mail or courier to the U.S. Department of Labor-OASAM, Office of the 
Chief Information Officer, Attn: Departmental Information Compliance 
Management Program, Room N1301, 200 Constitution Avenue NW., 
Washington, DC 20210; or by email: [email protected].

FOR FURTHER INFORMATION CONTACT: Contact Michel Smyth by telephone at 
202-693-4129, TTY 202-693-8064,

[[Page 34374]]

(these are not toll-free numbers) or by email at 
[email protected].

    Authority:  44 U.S.C. 3507(a)(1)(D).

SUPPLEMENTARY INFORMATION: This ICR seeks to extend PRA authority for 
the Employee Retirement Income Security Act of 1974 (ERISA) Investment 
Manager Electronic Registration information collection. Regulations 29 
CFR 2510.3-38 provides that, in order to meet the definition of 
investment manager under ERISA section 3(38), a State-registered 
investment adviser must register electronically through a centralized 
electronic filing system established by the Securities and Exchange 
Commission or a State investment authority called the Investment 
Adviser Registration Depository. ERISA section 3(38) authorizes this 
information collection. See 29 U.S.C. 1002(38)(B).
    This information collection is subject to the PRA. A Federal agency 
generally cannot conduct or sponsor a collection of information, and 
the public is generally not required to respond to an information 
collection, unless it is approved by the OMB under the PRA and displays 
a currently valid OMB Control Number. In addition, notwithstanding any 
other provisions of law, no person shall generally be subject to 
penalty for failing to comply with a collection of information that 
does not display a valid Control Number. See 5 CFR 1320.5(a) and 
1320.6. The DOL obtains OMB approval for this information collection 
under Control Number 1210-0125.
    OMB authorization for an ICR cannot be for more than three (3) 
years without renewal, and the current approval for this collection is 
scheduled to expire on May 31, 2016. The DOL seeks to extend PRA 
authorization for this information collection for three (3) more years, 
without any change to existing requirements. The DOL notes that 
existing information collection requirements submitted to the OMB 
receive a month-to-month extension while they undergo review. For 
additional substantive information about this ICR, see the related 
notice published in the Federal Register on November 23, 2015 (80 FR 
72990).
    Interested parties are encouraged to send comments to the OMB, 
Office of Information and Regulatory Affairs at the address shown in 
the ADDRESSES section within thirty (30) days of publication of this 
notice in the Federal Register. In order to help ensure appropriate 
consideration, comments should mention OMB Control Number 1210-0125. 
The OMB is particularly interested in comments that:
     Evaluate whether the proposed collection of information is 
necessary for the proper performance of the functions of the agency, 
including whether the information will have practical utility;
     Evaluate the accuracy of the agency's estimate of the 
burden of the proposed collection of information, including the 
validity of the methodology and assumptions used;
     Enhance the quality, utility, and clarity of the 
information to be collected; and
     Minimize the burden of the collection of information on 
those who are to respond, including through the use of appropriate 
automated, electronic, mechanical, or other technological collection 
techniques or other forms of information technology, e.g., permitting 
electronic submission of responses.
    Agency: DOL-EBSA.
    Title of Collection: Employee Retirement Income Security Act of 
1974 Investment Manager Electronic Registration.
    OMB Control Number: 1210-0125.
    Affected Public: Private Sector--business or other for-profits and 
not-for-profit institutions.
    Total Estimated Number of Respondents: 4.
    Total Estimated Number of Responses: 4.
    Total Estimated Annual Time Burden: 4 hours.
    Total Estimated Annual Other Costs Burden: $270.

    Dated: May 24, 2016.
Michel Smyth,
Departmental Clearance Officer.
[FR Doc. 2016-12695 Filed 5-27-16; 8:45 am]
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                                                                               Federal Register / Vol. 81, No. 104 / Tuesday, May 31, 2016 / Notices                                             34373

                                                Washington, DC 20503; by Fax: 202–                      renewal, and the current approval for                 DEPARTMENT OF LABOR
                                                395–5806 (this is not a toll-free                       this collection is scheduled to expire on
                                                number); or by email: OIRA_                             May 31, 2016. The DOL seeks to extend                 Office of the Secretary
                                                submission@omb.eop.gov. Commenters                      PRA authorization for this information
                                                are encouraged, but not required, to                    collection for three (3) more years,                  Agency Information Collection
                                                send a courtesy copy of any comments                    without any change to existing                        Activities; Submission for OMB
                                                by mail or courier to the U.S.                          requirements. The DOL notes that                      Review; Comment Request; Employee
                                                Department of Labor-OASAM, Office of                    existing information collection                       Retirement Income Security Act of
                                                the Chief Information Officer, Attn:                    requirements submitted to the OMB                     1974 Investment Manager Electronic
                                                Departmental Information Compliance                     receive a month-to-month extension                    Registration
                                                Management Program, Room N1301,                         while they undergo review. For                        ACTION:   Notice.
                                                200 Constitution Avenue NW.,                            additional substantive information
                                                Washington, DC 20210; or by email:                      about this ICR, see the related notice                SUMMARY:   The Department of Labor
                                                DOL_PRA_PUBLIC@dol.gov.                                 published in the Federal Register on                  (DOL) is submitting the Employee
                                                FOR FURTHER INFORMATION CONTACT:                        March 11, 2016 (81 FR 12952).                         Benefits Security Administration
                                                Contact Michel Smyth by telephone at                      Interested parties are encouraged to                (EBSA) sponsored information
                                                202–693–4129, TTY 202–693–8064,                         send comments to the OMB, Office of                   collection request (ICR) titled,
                                                (these are not toll-free numbers) or by                 Information and Regulatory Affairs at                 ‘‘Employee Retirement Income Security
                                                email at DOL_PRA_PUBLIC@dol.gov.                        the address shown in the ADDRESSES                    Act of 1974 Investment Manager
                                                                                                        section within thirty (30) days of                    Electronic Registration,’’ to the Office of
                                                   Authority: 44 U.S.C. 3507(a)(1)(D).
                                                                                                        publication of this notice in the Federal             Management and Budget (OMB) for
                                                SUPPLEMENTARY INFORMATION:      This ICR                Register. In order to help ensure
                                                seeks to extend PRA authority for the                                                                         review and approval for continued use,
                                                                                                        appropriate consideration, comments                   without change, in accordance with the
                                                Trade Adjustment Assistance Program                     should mention OMB Control Number
                                                Reserve Funding Request information                                                                           Paperwork Reduction Act of 1995
                                                                                                        1205–0275. The OMB is particularly                    (PRA), 44 U.S.C. 3501 et seq. Public
                                                collection. The DOL requires financial                  interested in comments that:
                                                data for the Trade Adjustment                                                                                 comments on the ICR are invited.
                                                                                                          • Evaluate whether the proposed                     DATES: The OMB will consider all
                                                Assistance (TAA) and North America                      collection of information is necessary
                                                Free Trade Agreement-TAA programs                                                                             written comments that agency receives
                                                                                                        for the proper performance of the
                                                administered by States. The required                                                                          on or before June 30, 2016.
                                                                                                        functions of the agency, including
                                                data are necessary in order to meet                                                                           ADDRESSES: A copy of this ICR with
                                                                                                        whether the information will have
                                                statutory requirements prescribed in the                practical utility;                                    applicable supporting documentation;
                                                Trade Act of 1974, as amended by the                      • Evaluate the accuracy of the                      including a description of the likely
                                                Trade Adjustment Assistance Act of                      agency’s estimate of the burden of the                respondents, proposed frequency of
                                                2002, the American Recovery and                         proposed collection of information,                   response, and estimated total burden
                                                Reinvestment Act of 2009 (Division B,                   including the validity of the                         may be obtained free of charge from the
                                                Title I, Subtitle I), the Omnibus Trade                 methodology and assumptions used;                     RegInfo.gov Web site at http://
                                                and Competitiveness Act of 1988, and                      • Enhance the quality, utility, and                 www.reginfo.gov/public/do/
                                                the North American Free Trade Act.                      clarity of the information to be                      PRAViewICR?ref_nbr=201605-1210-001
                                                Using Form ETA–9117, a State may                        collected; and                                        (this link will only become active on the
                                                request reserve funds before the final                    • Minimize the burden of the                        day following publication of this notice)
                                                distribution to cover training costs, job               collection of information on those who                or by contacting Michel Smyth by
                                                search allowances, relocation                           are to respond, including through the                 telephone at 202–693–4129, TTY 202–
                                                allowances, employment and case                         use of appropriate automated,                         693–8064, (these are not toll-free
                                                management services, and State                          electronic, mechanical, or other                      numbers) or by email at DOL_PRA_
                                                administration of these benefits. Trade                 technological collection techniques or                PUBLIC@dol.gov.
                                                Act of 1974, as amended section                         other forms of information technology,                   Submit comments about this request
                                                236(a)(2) authorizes this information                   e.g., permitting electronic submission of             by mail or courier to the Office of
                                                collection. See 19 U.S.C. 2296(a)(2).                   responses.                                            Information and Regulatory Affairs,
                                                   This information collection is subject                 Agency: DOL–ETA.                                    Attn: OMB Desk Officer for DOL–EBSA,
                                                to the PRA. A Federal agency generally                    Title of Collection: Trade Adjustment               Office of Management and Budget,
                                                cannot conduct or sponsor a collection                  Assistance Program Reserve Funding                    Room 10235, 725 17th Street NW.,
                                                of information, and the public is                       Request.                                              Washington, DC 20503; by Fax: 202–
                                                generally not required to respond to an                   OMB Control Number: 1205–0275.                      395–5806 (this is not a toll-free
                                                information collection, unless it is                      Affected Public: State, Local, and                  number); or by email: OIRA_
                                                approved by the OMB under the PRA                       Tribal Governments.                                   submission@omb.eop.gov. Commenters
                                                                                                          Total Estimated Number of                           are encouraged, but not required, to
                                                and displays a currently valid OMB
                                                                                                        Respondents: 25.                                      send a courtesy copy of any comments
                                                Control Number. In addition,
                                                                                                          Total Estimated Number of                           by mail or courier to the U.S.
                                                notwithstanding any other provisions of
                                                                                                        Responses: 25.                                        Department of Labor-OASAM, Office of
                                                law, no person shall generally be subject                 Total Estimated Annual Time Burden:
                                                to penalty for failing to comply with a                                                                       the Chief Information Officer, Attn:
                                                                                                        50 hours.                                             Departmental Information Compliance
                                                collection of information that does not
sradovich on DSK3TPTVN1PROD with NOTICES




                                                                                                          Total Estimated Annual Other Costs
                                                display a valid Control Number. See 5                                                                         Management Program, Room N1301,
                                                                                                        Burden: $0.
                                                CFR 1320.5(a) and 1320.6. The DOL                                                                             200 Constitution Avenue NW.,
                                                                                                          Dated: May 25, 2016.                                Washington, DC 20210; or by email:
                                                obtains OMB approval for this
                                                information collection under Control                    Michel Smyth,                                         DOL_PRA_PUBLIC@dol.gov.
                                                Number 1205–0275.                                       Departmental Clearance Officer.                       FOR FURTHER INFORMATION CONTACT:
                                                   OMB authorization for an ICR cannot                  [FR Doc. 2016–12700 Filed 5–27–16; 8:45 am]           Contact Michel Smyth by telephone at
                                                be for more than three (3) years without                BILLING CODE 4510–FN–P                                202–693–4129, TTY 202–693–8064,


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                                                34374                          Federal Register / Vol. 81, No. 104 / Tuesday, May 31, 2016 / Notices

                                                (these are not toll-free numbers) or by                   • Evaluate whether the proposed                     Paperwork Reduction Act (PRA) of 1995
                                                email at DOL_PRA_PUBLIC@dol.gov.                        collection of information is necessary                (44 U.S.C. 3501 et seq.). Public
                                                   Authority: 44 U.S.C. 3507(a)(1)(D).                  for the proper performance of the                     comments on the ICR are invited.
                                                SUPPLEMENTARY INFORMATION:      This ICR                functions of the agency, including                    DATES: The OMB will consider all
                                                seeks to extend PRA authority for the                   whether the information will have                     written comments that agency receives
                                                Employee Retirement Income Security                     practical utility;                                    on or before June 30, 2016.
                                                                                                          • Evaluate the accuracy of the                      ADDRESSES: A copy of this ICR with
                                                Act of 1974 (ERISA) Investment
                                                                                                        agency’s estimate of the burden of the                applicable supporting documentation;
                                                Manager Electronic Registration
                                                                                                        proposed collection of information,                   including a description of the likely
                                                information collection. Regulations 29
                                                                                                        including the validity of the                         respondents, proposed frequency of
                                                CFR 2510.3–38 provides that, in order to
                                                                                                        methodology and assumptions used;                     response, and estimated total burden
                                                meet the definition of investment
                                                                                                          • Enhance the quality, utility, and                 may be obtained free of charge from the
                                                manager under ERISA section 3(38), a
                                                                                                        clarity of the information to be                      RegInfo.gov Web site at http://
                                                State-registered investment adviser must
                                                                                                        collected; and                                        www.reginfo.gov/public/do/
                                                register electronically through a
                                                                                                          • Minimize the burden of the                        PRAViewICR?ref_nbr=201605-1205-005
                                                centralized electronic filing system
                                                                                                        collection of information on those who                (this link will only become active on the
                                                established by the Securities and
                                                                                                        are to respond, including through the                 day following publication of this notice)
                                                Exchange Commission or a State
                                                                                                        use of appropriate automated,                         or by contacting Michel Smyth by
                                                investment authority called the
                                                                                                        electronic, mechanical, or other                      telephone at 202–693–4129, TTY 202–
                                                Investment Adviser Registration
                                                                                                        technological collection techniques or                693–8064, (these are not toll-free
                                                Depository. ERISA section 3(38)
                                                                                                        other forms of information technology,                numbers) or sending an email to DOL_
                                                authorizes this information collection.
                                                                                                        e.g., permitting electronic submission of             PRA_PUBLIC@dol.gov.
                                                See 29 U.S.C. 1002(38)(B).
                                                                                                        responses.                                               Submit comments about this request
                                                  This information collection is subject
                                                                                                          Agency: DOL–EBSA.                                   by mail or courier to the Office of
                                                to the PRA. A Federal agency generally
                                                                                                          Title of Collection: Employee                       Information and Regulatory Affairs,
                                                cannot conduct or sponsor a collection
                                                                                                        Retirement Income Security Act of 1974                Attn: OMB Desk Officer for DOL–ETA,
                                                of information, and the public is
                                                                                                        Investment Manager Electronic                         Office of Management and Budget,
                                                generally not required to respond to an
                                                                                                        Registration.                                         Room 10235, 725 17th Street NW.,
                                                information collection, unless it is                      OMB Control Number: 1210–0125.
                                                approved by the OMB under the PRA                                                                             Washington, DC 20503; by Fax: 202–
                                                                                                          Affected Public: Private Sector—                    395–5806 (this is not a toll-free
                                                and displays a currently valid OMB                      business or other for-profits and not-for-
                                                Control Number. In addition,                                                                                  number); or by email: OIRA_
                                                                                                        profit institutions.                                  submission@omb.eop.gov. Commenters
                                                notwithstanding any other provisions of                   Total Estimated Number of                           are encouraged, but not required, to
                                                law, no person shall generally be subject               Respondents: 4.                                       send a courtesy copy of any comments
                                                to penalty for failing to comply with a                   Total Estimated Number of                           by mail or courier to the U.S.
                                                collection of information that does not                 Responses: 4.                                         Department of Labor-OASAM, Office of
                                                display a valid Control Number. See 5                     Total Estimated Annual Time Burden:                 the Chief Information Officer, Attn:
                                                CFR 1320.5(a) and 1320.6. The DOL                       4 hours.                                              Departmental Information Compliance
                                                obtains OMB approval for this                             Total Estimated Annual Other Costs                  Management Program, Room N1301,
                                                information collection under Control                    Burden: $270.                                         200 Constitution Avenue NW.,
                                                Number 1210–0125.
                                                                                                          Dated: May 24, 2016.                                Washington, DC 20210; or by email:
                                                  OMB authorization for an ICR cannot
                                                                                                        Michel Smyth,                                         DOL_PRA_PUBLIC@dol.gov.
                                                be for more than three (3) years without
                                                renewal, and the current approval for                   Departmental Clearance Officer.                       FOR FURTHER INFORMATION CONTACT:
                                                this collection is scheduled to expire on               [FR Doc. 2016–12695 Filed 5–27–16; 8:45 am]           Contact Michel Smyth by telephone at
                                                May 31, 2016. The DOL seeks to extend                   BILLING CODE 4510–29–P
                                                                                                                                                              202–693–4129, TTY 202–693–8064,
                                                PRA authorization for this information                                                                        (these are not toll-free numbers) or
                                                collection for three (3) more years,                                                                          sending an email to DOL_PRA_
                                                without any change to existing                          DEPARTMENT OF LABOR                                   PUBLIC@dol.gov.
                                                requirements. The DOL notes that                                                                                Authority: 44 U.S.C. 3507(a)(1)(D).
                                                existing information collection                         Office of the Secretary                               SUPPLEMENTARY INFORMATION:     This ICR
                                                requirements submitted to the OMB                                                                             seeks to extend PRA authority for the
                                                                                                        Agency Information Collection
                                                receive a month-to-month extension                                                                            Standard Job Corps Contractor
                                                                                                        Activities; Submission for OMB
                                                while they undergo review. For                                                                                Information Gathering information
                                                                                                        Review; Comment Request; Standard
                                                additional substantive information                                                                            collection. The ICR covers standard
                                                                                                        Job Corps Contractor Information
                                                about this ICR, see the related notice                                                                        operating and/or reporting forms a Job
                                                                                                        Gathering
                                                published in the Federal Register on                                                                          Corps Center uses. Workforce
                                                November 23, 2015 (80 FR 72990).                        AGENCY:   Office of the Secretary, Labor.             Innovation and Opportunity Act
                                                  Interested parties are encouraged to                  ACTION:   Notice.                                     sections 145, 151, and 159 authorize
                                                send comments to the OMB, Office of                                                                           this information collection. See 29
                                                Information and Regulatory Affairs at                   SUMMARY:   The Department of Labor                    U.S.C. 3195, 3201, and 3209.
                                                the address shown in the ADDRESSES                      (DOL) is submitting the Employment                      This information collection is subject
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                                                section within thirty (30) days of                      and Training Administration (ETA)                     to the PRA. A Federal agency generally
                                                publication of this notice in the Federal               sponsored information collection                      cannot conduct or sponsor a collection
                                                Register. In order to help ensure                       request (ICR) titled, ‘‘Standard Job Corps            of information, and the public is
                                                appropriate consideration, comments                     Contractor Information Gathering,’’ to                generally not required to respond to an
                                                should mention OMB Control Number                       the Office of Management and Budget                   information collection, unless it is
                                                1210–0125. The OMB is particularly                      (OMB) for review and approval for use,                approved by the OMB under the PRA
                                                interested in comments that:                            without change, in accordance with the                and displays a currently valid OMB


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Document Created: 2016-05-28 03:57:43
Document Modified: 2016-05-28 03:57:43
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesThe OMB will consider all written comments that agency receives on or before June 30, 2016.
ContactContact Michel Smyth by telephone at 202-693-4129, TTY 202-693-8064, (these are not toll-free numbers) or by email at [email protected]
FR Citation81 FR 34373 

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