81_FR_35052 81 FR 34947 - Fisheries off West Coast States; Pacific Coast Groundfish Fishery Management Plan; Commercial Sablefish Fishing Regulations and Electronic Fish Tickets

81 FR 34947 - Fisheries off West Coast States; Pacific Coast Groundfish Fishery Management Plan; Commercial Sablefish Fishing Regulations and Electronic Fish Tickets

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 81, Issue 105 (June 1, 2016)

Page Range34947-34968
FR Document2016-12848

This proposed rule would revise fishery monitoring and equipment requirements for all commercial groundfish fisheries, including a requirement for submitting electronic fish tickets in the limited entry fixed gear fisheries and open access fisheries. This proposed rule would revise administrative procedures for limited entry permits, providing greater flexibility and efficiencies for limited entry groundfish fishery participants. This proposed rule also would require vessels registered to Vessel Monitoring Systems (VMS) to make an initial VMS declaration. This proposed rule also would make administrative changes and clarifying edits to improve consistency of the regulations with past Pacific Fishery Management Council (Council) actions and with the Pacific Coast Groundfish Fishery Management Plan (FMP). This action is needed to improve monitoring and administration of the limited entry sablefish primary fishery and address unforeseen issues arising out of the evolution of commercial sablefish fisheries and subsequent regulations.

Federal Register, Volume 81 Issue 105 (Wednesday, June 1, 2016)
[Federal Register Volume 81, Number 105 (Wednesday, June 1, 2016)]
[Proposed Rules]
[Pages 34947-34968]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-12848]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

50 CFR Part 660

[Docket No. 140905757-6404-01]
RIN 0648-BE42


Fisheries off West Coast States; Pacific Coast Groundfish Fishery 
Management Plan; Commercial Sablefish Fishing Regulations and 
Electronic Fish Tickets

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Proposed rule.

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SUMMARY: This proposed rule would revise fishery monitoring and 
equipment requirements for all commercial groundfish fisheries, 
including a requirement for submitting electronic fish tickets in the 
limited entry fixed gear fisheries and open access fisheries. This 
proposed rule would revise administrative procedures for limited entry 
permits, providing greater flexibility and efficiencies for limited 
entry groundfish fishery participants. This proposed rule also would 
require vessels registered to Vessel Monitoring Systems (VMS) to make 
an initial VMS declaration. This proposed rule also would make 
administrative changes and clarifying edits to improve consistency of 
the regulations with past Pacific Fishery Management Council (Council) 
actions and with the Pacific Coast Groundfish Fishery Management Plan 
(FMP). This action is needed to improve monitoring and administration 
of the limited entry sablefish primary fishery and address unforeseen 
issues arising out of the evolution of commercial sablefish fisheries 
and subsequent regulations.

DATES: Comments on this proposed rule must be received by July 1, 2016.

ADDRESSES: You may submit comments on this document, identified by 
NOAA-NMFS-2016-0032, by any of the following methods:
     Electronic Submissions: Submit all electronic public 
comments via the

[[Page 34948]]

Federal e-Rulemaking Portal. Go to www.regulations.gov/#!docketDetail;D=NOAA-NMFS-2016-0032, click the ``Comment Now!'' icon, 
complete the required fields, and enter or attach your comments.
     Mail: William W. Stelle, Jr., Regional Administrator, West 
Coast Region, NMFS, 7600 Sand Point Way NE., Seattle, WA 98115-0070; 
Attn: Gretchen Hanshew.
    Instructions: Comments sent by any other method, to any other 
address or individual, or received after the end of the comment period, 
may not be considered by NMFS. All comments received are a part of the 
public record and will generally be posted for public viewing on 
www.regulations.gov without change. All personal identifying 
information (e.g., name, address, etc.), confidential business 
information, or otherwise sensitive information submitted voluntarily 
by the sender will be publicly accessible. NMFS will accept anonymous 
comments (enter ``N/A'' in the required fields if you wish to remain 
anonymous).
    Written comments regarding the burden-hour estimates or other 
aspects of the collection-of-information requirements contained in this 
proposed rule may be submitted to William W. Stelle Jr., Regional 
Administrator, West Coast Region NMFS, 7600 Sand Point Way NE., 
Seattle, WA 98115-0070 and to OMB by email to 
[email protected] or fax to (202) 395-7285.
    Electronic copies of the environmental assessment (EA) for this 
action may be obtained from http://www.regulations.gov or from West 
Coast Region's Groundfish Web site: http://www.westcoast.fisheries.noaa.gov/fisheries/groundfish/index.html.

FOR FURTHER INFORMATION CONTACT: Gretchen Hanshew, 206-526-6147, 
[email protected]

SUPPLEMENTARY INFORMATION: 

Purpose of Proposed Rule and Summary of Major Actions

Purpose of the Regulatory Action

    The purpose of this proposed rule is to improve the timeliness and 
accuracy of sablefish catch reporting in the limited entry fixed gear 
fisheries and open access fisheries, to provide more flexibility and 
efficiencies for harvesters in the Shorebased Individual Fishing Quota 
(IFQ) Program and limited entry fixed gear fisheries, and to implement 
several administrative and clarifying changes to monitoring and 
permitting provisions of regulations for all of the limited entry and 
open access commercial groundfish fisheries on the West Coast.

Major Actions

    This proposed rule contains eight major actions, along with related 
minor clarifications and non-substantive changes. The first action is a 
new requirement for electronic fish tickets to be submitted for all 
commercial landings of sablefish delivered to Washington, Oregon and 
California fish buyers. The second action would provide qualified 
vessel owners an opportunity to apply for an exemption to the ownership 
limitation of three permits in the limited entry sablefish primary 
fishery. The third action would allow a single vessel to be 
simultaneously (jointly) registered to multiple limited entry permits, 
one of which may have a trawl gear endorsement. The fourth action 
prohibits vessels that have been granted an at-sea processing exemption 
for sablefish in the limited entry fixed gear fishery from processing 
sablefish at sea when that vessel is participating in the Shorebased 
IFQ Program. The fifth action would clarify that, consistent with FMP 
Amendment 6, sablefish catch in incidental open access fisheries is 
counted against the open access allocation, and is not deducted from 
the commercial harvest guideline. The sixth action would require any 
vessel that has a VMS registered with NMFS Office of Law Enforcement 
(OLE) to make a declaration with OLE. The seventh action would update 
and simplify equipment requirements for electronic fish tickets. The 
eighth action makes clear that prohibitions governing groundfish 
species taken in the limited entry fixed gear fishery should not 
prohibit taking more than the allowable quota, but rather, should 
prohibit taking and retaining. In addition, the action includes 
housekeeping changes that are intended to better align the regulations 
with defined terms, and to provide clarity and consistency between 
paragraphs.

Background

Authorities

    The groundfish fisheries in the exclusive economic zone (EEZ) off 
the west coast of the United States are managed under the FMP. The FMP 
was prepared by the Pacific Fishery Management Council (Council) under 
the Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-
Stevens Act) as amended by the Consolidated Appropriations Act of 2004 
(Pub. L. 108-199, section 801). Regulations implementing provisions of 
the FMP are located at 50 CFR part 660, subparts C through G.

Commercial Sablefish Fisheries

    This proposed rule includes several actions that would revise 
regulations for commercial fisheries that harvest sablefish. Proposed 
regulatory changes would apply to the Shorebased IFQ Program, the 
limited entry fixed gear fishery, which includes the limited entry 
sablefish primary fishery and the daily trip limit (DTL) fishery, and 
the open access fishery.
    The Shorebased IFQ Program off the west coast operates from the 
northern border between the United States and Canada to Morro Bay, 
California. Each vessel that participates in this sector must have a 
federal limited entry groundfish permit with a trawl endorsement. 
Active management of the sector began in the early 1980's with the 
establishment of harvest guidelines and trip limits for several 
species, including sablefish. Sablefish is managed as an IFQ species in 
the Shorebased IFQ Program, and may be harvested by vessels registered 
to a trawl-endorsed limited entry permit. Vessels may fish their IFQ 
with trawl gear, or may fish with fixed gear under the program's gear 
switching provisions. Few changes to the Shorebased IFQ Program 
regulations are proposed through this rulemaking.
    A federal limited entry groundfish permit is also required to 
participate in the limited entry fixed gear fishery. All limited entry 
fixed gear permits have at least one gear endorsement for longline gear 
and/or pot/trap gear. Permits may have multiple gear endorsements. In 
addition, limited entry fixed gear permits may have an endorsement to 
fish sablefish in the sablefish primary fishery.
    Each sablefish-endorsed permit is associated with an annual share 
of the sablefish allocation to the limited entry fixed gear fishery. 
Sablefish-endorsed permits are assigned to Tier 1, 2, or 3. Each Tier 1 
permit receives 1.4 percent, each Tier 2 permit receives 0.64 percent 
and each Tier 3 permit receives 0.36 percent of the sablefish 
allocation. Each year, these shares are translated into cumulative 
limits (in pounds), or tier limits, which can be caught anytime during 
the sablefish primary season.
    Regulations allow for up to three sablefish-endorsed permits to be 
stacked on a single vessel. Permit stacking was implemented through FMP 
Amendment 14 in 2002 to increase the economic efficiency of the fleet 
and promote fleet capacity reduction. Stacking more than one sablefish-
endorsed permit on a vessel allows the vessel to land sablefish up to 
the sum of the associated tier limits. However, permit stacking does 
not increase cumulative limits for any

[[Page 34949]]

other species; cumulative limits for non-sablefish species apply on a 
per-vessel basis.
    Fishing in the sablefish primary season takes place over a seven-
month period from April 1 to October 31. Vessels may land their tier 
limits at any time during the seven-month season. However, once the 
primary season opens, all sablefish landed by a vessel fishing in the 
limited entry fixed gear fishery and registered to a sablefish-endorsed 
permit is counted toward attainment of its tier limit(s). Vessels 
registered to a sablefish-endorsed permit can fish in the limited entry 
fixed gear DTL fishery (e.g. under weekly and bi-monthly trip limits) 
from January 1 through March 31 and after the primary fishery. The 
sablefish primary fishery for a vessel closes once their tier limit(s) 
is caught or when the primary season closes October 31.
    Groundfish may be taken and retained by vessels that are not 
registered to limited entry permits. These vessels are considered to be 
fishing in the open access fishery. Some vessels fishing in the open 
access fishery may be targeting groundfish species (e.g. open access 
sablefish DTL fishery). Other vessels may be targeting other species 
and retaining incidentally caught groundfish. Because there is no 
federal license limitation program for the open access fishery, the 
total number of participants in the open access fishery varies widely 
from year to year. Open access vessels can use a variety of fixed 
gears, including hook-and-line or pot/trap gear, longline, fishing 
pole, and vertical longline. Vessels that participate in the open 
access fishery and use non-groundfish trawl (e.g. shrimp trawl) gear 
may also retain groundfish species in limited amounts.

Need for These Actions

    Since FMP Amendments 6 and 14, the Council has recommended and NMFS 
has implemented over a dozen rulemakings and several FMP amendments 
directly and indirectly affecting commercial fisheries that harvest 
sablefish. These actions often did not revise all federal groundfish 
regulations, but were sector or fishery specific, species specific, or 
related to setting harvest levels or routine management measures for 
ongoing fisheries. Changes to regulations, evolution of both state and 
federal recordkeeping and reporting requirements, and unforeseen 
complications for vessels that participate in other fisheries in 
addition to the groundfish fishery, created a need for a variety of 
comprehensive updates, changes, and clarifications to federal 
groundfish regulations. The proposed action implements several changes 
that the Council recommended at different times and for a variety of 
reasons. The proposed action also includes several regulatory changes 
that are consistent with past Council recommendations and that add 
clarity and consistency both within the regulations and between the 
regulations and the FMP.
1. Electronic Fish Ticket Requirement for Sablefish Landings

General

    NMFS is proposing a federal electronic fish ticket submittal 
requirement for all commercial groundfish landings that include 
sablefish. An electronic fish ticket is a web-based form used to send 
groundfish landing data to the Pacific States Marine Fisheries 
Commission (PSMFC). Electronic fish tickets are used to collect 
information similar to the information required in state fish receiving 
tickets or landing receipts (henceforth referred to as paper tickets), 
but do not replace or change any state requirements. This requirement 
would improve timeliness and accuracy of catch data for monitoring 
harvest relative to applicable tier limits in the limited entry fixed 
gear sablefish fishery and trip limits in the limited entry fixed gear 
and open access DTL fisheries.
    Once submitted, electronic fish tickets would immediately become 
part of a centralized database administered by the PSMFC, and landing 
data becomes available instantly to authorized users. Also, new 
electronic fish ticket requirements would include mandatory reporting 
of limited entry permit numbers for all limited entry fixed gear 
landings, allowing harvest of tier limits to be distinguishable on a 
per-permit basis. Depending on the state requirements, paper tickets 
may be mailed by fish dealers to the state agencies, transcribed into a 
database, reviewed and then submitted to the PSMFC for sector-specific 
catch summary reports. Limited entry permit numbers are not required to 
be reported on the paper tickets, so a variety of catch accounting 
business rules are followed. In some cases, it can take months for 
paper ticket harvest data to become available.
    Since the start of the Shorebased IFQ Program in 2011, electronic 
fish tickets have been required for landing IFQ species. Electronic 
fish tickets have allowed vessel owners/operators, buyers and dealers, 
and fishery managers timely access to catch information for IFQ 
species. Many of the amendments in this proposed rule expand the 
required use of electronic fish tickets to the limited entry fixed gear 
and open access fisheries and are similar to those currently in place 
for the Shorebased IFQ Program. Electronic fish ticket requirements for 
the Shorebased IFQ Program are described in detail in proposed rules 
(75 FR 32994, June 10, 2010; 75 FR 53380, August 31, 2010) and in final 
rules (75 FR 60868, October 1, 2010; 75 FR 78344, December 15, 2010) 
for that program.

New Requirements for Limited Entry Fixed Gear and Open Access Fisheries

    In September 2013, the Council initiated the sablefish permit 
stacking program review, which included consideration of improvements 
to catch accounting against the tier limits associated with limited 
entry fixed gear sablefish permits. At its June 2014 meeting, the 
Council recommended that limited entry fixed gear sablefish permit 
numbers be required on fish tickets in order to improve catch 
accounting against sablefish primary fishery tier limits. In addition, 
the Council also recommended that an electronic fish ticket be required 
by federal regulation for all commercial sablefish deliveries, 
including sablefish landings in both the limited entry fixed gear and 
open access fisheries. The purpose of these new requirements would be 
to improve the accuracy and timeliness of commercial groundfish 
landings data for all groundfish species, particularly sablefish. This 
proposed rule would require electronic fish tickets, with limited entry 
permit numbers recorded for limited entry fixed gear landings, to be 
submitted for groundfish deliveries that include any amount of 
sablefish. Per the Council's recommendation, the requirement to submit 
electronic fish tickets for sablefish landings would apply to first 
receivers of fish from limited entry fixed gear and open access 
vessels.
    As in the Shorebased IFQ Program, this proposed rule makes the 
first receiver the person responsible for submitting the electronic 
fish ticket for a groundfish landing that includes sablefish. A first 
receiver is the person who receives, purchases, or takes custody, 
control, or possession of catch onshore directly from a vessel. The 
Shorebased IFQ Program uses the term ``IFQ first receiver,'' and IFQ 
landings can only occur at IFQ first receivers that have been certified 
by NMFS with an IFQ first receiver site license. This proposed rule 
uses the more broadly defined term ``first receiver,'' referring to any 
person, fish buyer or dealer that is receiving, purchasing, taking 
custody, control, or possession of a groundfish

[[Page 34950]]

landing, and would not require first receivers to have a first receiver 
site license unless they also receive IFQ landings.
    The proposed rule would require first receivers to maintain 
hardware, software, and internet service such that electronic fish 
tickets can be submitted in a timely fashion via web-based forms. These 
equipment requirements for submitting groundfish electronic fish 
tickets are described in the preamble below, under the heading, ``7. 
Equipment Requirements for Electronic Fish Tickets.''
    The proposed rule uses terms that have specific meanings when used 
in other regulatory provisions governing electronic fish tickets. 
``Recorded'' refers to any form of documentation of information that 
will later be required for submittal of the electronic fish ticket. 
``Submitted'' refers to the act of sending the completed, final 
electronic fish ticket form via the web-based platform. When a ticket 
has been submitted, it cannot be withdrawn, but it can be revised, as 
needed. The proposed rule defines a ``sablefish landing'' as an offload 
that includes any amount of sablefish harvested in either the limited 
entry fixed gear or open access fishery.
    The proposed rule includes electronic fish ticket requirements in 
order to facilitate complete, accurate and timely reporting. The 
proposed rule would prohibit transporting any groundfish from a 
sablefish landing away from the point of landing before the information 
that is required on the electronic fish ticket is recorded, and would 
prohibit processing, selling, or discarding any groundfish received 
from a sablefish landing that has not been accounted for on an 
electronic fish ticket. In addition, the electronic fish ticket must 
include a vessel identification number and a single limited entry 
permit number that the catch will be attributed to. Although the 
landing of sablefish is what would trigger the requirement to submit an 
electronic fish ticket, all groundfish landed, including sablefish and 
non-sablefish groundfish species, must be recorded on an electronic 
fish ticket.
    The proposed rule includes recordkeeping and reporting requirements 
for participants and first receivers in the limited entry fixed gear 
fishery (new language in 50 CFR 660.213) and in the open access fishery 
(new language in 50 CFR 660.313). The participants and first receivers 
must submit accurate information, must not submit false information, 
and must retain and make available any reporting records.
    Information reported on an electronic fish ticket as envisioned in 
this proposed rule would be similar to that recorded on state-mandated 
paper fish ticket. However, these new requirements for first receivers 
of sablefish caught in limited entry fixed gear and open access 
fisheries are not intended to supersede or change any state 
requirements relative to recording, submitting or retaining paper fish 
tickets. Similar to current requirements for IFQ first receivers, this 
proposed rule includes a requirement that first receivers record the 
limited entry permit number if the vessel is landing sablefish in the 
limited entry fixed gear sablefish primary fishery or the limited entry 
fixed gear DTL fishery.
    With the new electronic fish tickets required in the proposed rule, 
vessel operators would have more timely and accurate landing 
information available to them by accessing electronic fish ticket data 
via their first receiver. First receivers would be able to view 
summaries of electronic fish ticket data that they have submitted for a 
vessel and provide those summaries to the vessel operator or other 
authorized personnel. Under this proposed rule, first receivers would 
be obligated, per proposed regulations at 50 CFR 660.213, to obtain the 
signature of the vessel operator or owner on board when recording and 
submitting electronic fish ticket information and they are required to 
make that information available per proposed regulations at 50 CFR 
660.212(d).
    First receivers would have the ability to provide the vessel 
operator (or other authorized personnel) a summary of sablefish 
landings to date either on a vessel-specific basis or on a limited 
entry permit-specific basis. This same information is available to 
users with confidentiality agreements on file with PSFMC (e.g. OLE and 
fishery managers). Confidential electronic fish ticket data would not 
be publically available.
    Discussion of additional, applicable requirements for information 
to be supplied in electronic fish tickets and confidentiality 
requirements for electronic fish ticket data is also included under the 
following heading, ``New Requirements for the Limited Entry Fixed Gear 
Sablefish Primary Fishery.''

New Requirements for the Limited Entry Fixed Gear Sablefish Primary 
Fishery

    A vessel may stack up to three limited entry fixed gear sablefish 
permits. Each permit has an associated annual sablefish quota, or tier 
limit that may be harvested during the limited entry fixed gear 
sablefish primary fishery, which lasts from April 1 through October 31, 
or when an individual vessel's tier limit(s) is (are) harvested.
    The Council recommended electronic fish tickets for non-IFQ 
fisheries, in part, to improve catch monitoring of sablefish landed and 
counted against tier limits, and to make this catch information 
available to vessel operators, law enforcement, and fishery managers. 
As previously explained, electronic fish tickets would require 
reporting the limited entry permit number that authorizes the sablefish 
landing. For vessels fishing in the sablefish primary fishery, the 
limited entry permit number of only one sablefish-endorsed permit would 
be reported per ticket, even if the vessel has multiple sablefish-
endorsed permits registered to it. Rather than relying solely on their 
own recordkeeping, or incomplete/delayed paper ticket summaries, as 
under current fish ticket systems, vessel operators would have 
immediate access to accurate, summarized landings data. This would 
improve confidence in the accuracy of annual landings estimates and 
ensure that vessel owners, first receivers, OLE, and fishery managers 
all have access to the same summarized harvest data. The electronic 
fish tickets would allow immediate availability of accurate summary 
data that can be organized to show total landings of sablefish to date 
against the annual tier limit(s) associated with that vessel. Timely 
and accurate data provided by electronic fish tickets would allow 
fishers to appropriately craft their fishing strategies, provide timely 
alerts that allow law enforcement officials to investigate potential 
tier limit overages, and give fishery managers the ability to track and 
react to the current catch of sablefish relative to annual fishery 
allocations. Thus, this proposed rule's provision requiring electronic 
fish tickets for the sablefish primary fishery would directly improve 
catch accounting against tier limits, and would make that information 
available to industry, enforcement and fishery managers in a timely 
manner.
    The Council discussed the possibility of using the vessel accounts 
system in place for the Shorebased IFQ Program as a model for creating 
accounts for vessels fishing in the sablefish primary fishery. However, 
the Council did not include a vessel or permit account system as part 
of its proposed action. Vessels fishing in the limited entry fixed gear 
sablefish primary fishery are only monitoring one species and two 
sources of quota ``currency:'' the annual tier limit associated with 
the limited entry sablefish permits registered to the

[[Page 34951]]

vessel, and debits against that tier limit from proposed electronic 
fish tickets. This monitoring is not as complex as what is required for 
the Shorebased IFQ Program. Based on this, vessels fishing in the 
limited entry fixed gear sablefish primary fishery would not have 
vessel accounts as vessels fishing in the Shorebased IFQ Program do. 
Instead, vessels would estimate their tier limit balances with 
information coming directly from the electronic fish ticket system, 
provided to them by first receivers. This process is anticipated to 
meet the catch accounting needs of industry, and to meet the monitoring 
and catch accounting needs of the Council, fishery managers, and 
enforcement.
    Current regulations and catch accounting procedures do not allow 
vessel operators to choose which sablefish permit's tier limit to which 
their catch is applied. Under the provisions of this proposed rule, 
electronic fish tickets would allow vessel operators to assign portions 
of their sablefish landing among the sablefish permits registered to 
their vessel, as desired. To achieve this, multiple electronic fish 
tickets would be submitted for a single sablefish landing. When a 
vessel registered to multiple sablefish endorsed permits makes a 
sablefish landing, all catch must be recorded and submitted on 
electronic fish tickets, as described above, under the heading, ``New 
Requirements for Limited Entry Fixed Gear and Open Access Fisheries.''
    In this proposed rule, a landing of sablefish caught in the limited 
entry fixed gear sablefish primary fishery may be reported across 
multiple electronic fish tickets, with one of the limited entry 
sablefish permit numbers reported on each ticket. Following is an 
example of two available options in the case of a vessel, which is 
registered to two sablefish endorsed permits (Permits 1 and Permit 2) 
and which makes a sablefish landing of 4,500 pounds:

    Option A: The vessel operator may choose to attribute all of 
those pounds to Permit 1 by recording that permit number on one 
electronic fish ticket, resulting in a single electronic fish ticket 
counting 4,500 pounds towards the annual tier limit associated with 
Permit 1. Option B: The vessel operator may choose to apportion the 
sablefish landed between two permits, as long as the annual tier 
limits are not exceeded. Using two fish tickets, the first 
electronic fish ticket could record 3,000 pounds to Permit 1 and the 
3,000 pounds would count toward the annual tier limit associated 
with Permit 1, while the second electronic fish ticket could record 
1,500 pounds to Permit 2 and the 1,500 pounds would count towards 
the annual tier limit associated with Permit 2.

    Regardless of the number of electronic tickets submitted, the sum 
total of annual sablefish landings must not to exceed the annual tier 
limits associated with the limited entry permits registered to that 
vessel, as currently established in regulations. It would be a 
violation of the provisions of this proposed rule to submit an 
electronic fish ticket for a sablefish landing in the sablefish primary 
fishery without recording the sablefish-endorsed limited entry permit 
number.
    The improvements to catch monitoring associated with this proposed 
rule's electronic fish ticket requirement would allow the removal of 
the current 24-hour rule of separation of primary and DTL landings. 
(The regulatory text of this proposed rule removes this current 
requirement at 50 CFR 660.232(a)(3) and revises text for that section.) 
A vessel would be allowed to apportion a landing against the remainder 
of its tiers (thereby closing the sablefish primary fishery for that 
vessel, per 50 CFR 660.231(b)), and the rest of the sablefish landed 
may be submitted on a separate electronic fish ticket and would count 
against applicable limited entry fixed gear DTL trip limits. This 
allows vessels to count sablefish landed in excess of their tier limits 
as DTL landings. Thus, this proposed rule would alter the process for 
concluding a vessel's primary season and transitioning to the DTL 
fishery. This would allow vessels to harvest the entirety of their tier 
limits, but would not allow for a double-dipping effect, as the vessel 
would still be subject to the same sablefish DTL cumulative limits as 
they would have been under the 24-hour separation of primary and DTL 
landings. In addition, the proposed rule would also replace the current 
300-pound threshold, beyond which the Pacific Fisheries Information 
Network (PacFIN) considered any additional sablefish landed as counting 
against applicable DTL limits. That threshold effectively stranded up 
to 300 pounds of unharvested sablefish in the vessel's transition from 
primary to DTL sablefish fisheries.
    The proposed reporting requirements for electronic fish tickets 
would include a signature from the owner on board of either a printed 
copy of the electronic fish ticket or the dock tickets for any landing 
of sablefish in the limited entry fixed gear sablefish primary fishery, 
unless exempted from owner-on-board requirements (50 CFR 
660.231(b)(4)).
2. Exemption to Limited Entry Sablefish Permit Ownership Limitation
    Current regulations (50 CFR 660.25(b)(3)(iv)(C)) state that no 
individual person, partnership, or corporation in combination may have 
ownership interest in or hold more than three permits with sablefish 
endorsements either simultaneously or cumulatively over the primary 
season (hereby referred to as ``ownership limitation''). This ownership 
limitation was intended to prevent concentration of harvest privileges. 
However, this restriction has led to unforeseen complications because 
many persons, partnerships and corporations have harvest privileges in 
both the Alaska IFQ sablefish fishery and the Pacific coast sablefish 
fishery.
    The Alaska sablefish IFQ fishery regulations require that a 
sablefish quota owner must have at least part ownership in the vessel 
that will fish their quota. Some of these vessels also participate in 
the limited entry fixed gear sablefish fishery off the Pacific coast. 
In such situations, any sablefish permit registered to that vessel 
would count toward the three-permit ownership limitation of the person, 
corporation, or partnership with part ownership of the vessel.
    In September 2013, the Council initiated the sablefish permit 
stacking program review, which included consideration of the current 
three-permit ownership limitation (also referred to by the Council as 
an own/hold rule or own/hold control limit) and explored a regulatory 
amendment to provide relief to industry members who were limited 
because of participation in the Alaska sablefish IFQ fishery. At its 
June 2014 meeting, the Council recommended a process by which vessel 
owners who meet certain qualifying criteria may petition NMFS for a 
limited exemption to the ownership limitation.
    The Council recommended this exemption to allow owners of a vessel 
registered to limited entry fixed gear sablefish permits, who are also 
part-owners of a vessel fishing sablefish IFQ in Alaska, to seek an 
ownership limitation exemption. The exemption, if granted, would mean 
that limited entry sablefish permits registered to a vessel (in which 
they have an ownership interest) would not count toward their ownership 
limit of three permits.
    In this action, NMFS proposes new language at 50 CFR 
660.25(b)(3)(iv)(D) to provide for such a process for issuance of an 
exemption to the ownership limitation. The proposed language includes 
qualifying criteria, the application process, and a description of the 
circumstances under which the exemption would become null and void. The 
application process would include submission of a new form, which would 
be developed by NMFS and would

[[Page 34952]]

collect the ownership interest information needed to confirm that the 
vessel owner meets the exemption criteria. This form would collect 
vessel ownership interest information, broken down into percentages, 
and would be similar to the form used in the Shorebased IFQ Program. 
NMFS would use the information from the form submitted by the applicant 
to make an initial administrative determination (IAD) on the merits of 
the application. Applicants would follow the permit appeals process 
under existing regulations at 50 CFR 660.25(g) regarding appeal of the 
IAD, if needed.
    Following the suggestion of a June 2014 NMFS Report (Agenda Item 
F.6.b, NMFS Report 2; http://www.pcouncil.org/wp-content/uploads/F6b_NMFS_Rpt2_JUNE2014BB.pdf), the Council recommended that the 
qualifying criteria include a requirement that the vessel owner must 
own limited entry sablefish permit(s). However, upon further 
exploration, NMFS found that some of the potential beneficiaries of 
this ownership limitation exemption do not own limited entry sablefish 
permits, but accrue counts against the ownership limitation only by 
owning a vessel to which limited entry sablefish permits are registered 
(i.e. they are vessel owners, not permit owners). Under the qualifying 
criteria initially discussed by NMFS and the Council in June 2014, 
those individuals would not qualify for the ownership limitation 
exemption.
    Based on the overall context of the Council recommendations for an 
ownership limitation exemption, NMFS concludes that the Council meant 
for this exemption to apply to any vessel owner that has been 
negatively affected by ownership limitation provisions because of their 
interest in the Alaska sablefish IFQ fishery, even if a vessel owner 
did not have an ownership interest in a permit. Therefore, at Sec.  
660.25(b)(3)(iv)(C)(1) regarding qualifying criteria, this proposed 
rule does not include the phrase ``ownership interest in a sablefish-
endorsed limited entry permit.'' This proposed rule would allow a 
vessel owner who meets all other criteria, but does not own or have 
ownership interest in a sablefish-endorsed permit, to qualify for the 
ownership limitation exemption. NMFS is seeking public comment from 
affected industry on whether or not the final rule should include the 
phrase, ``ownership interest in a sablefish-endorsed limited entry 
permit,'' in the qualifying criteria language.
    NMFS is also seeking comment from the affected industry on whether 
to expand the qualifying criteria to include the Pacific halibut IFQ in 
Alaska. It is possible that, due to similar owner-on-board 
requirements, participation in the Pacific halibut IFQ fishery in 
Alaska may also prompt the need for a sablefish ownership limitation 
exemption.
    The proposed rule would allow the owner of a vessel registered to a 
sablefish endorsed limited entry permit (i.e. vessel owner) to apply 
for an exemption to the three-permit ownership limitation at any time. 
NMFS would issue an IAD within 60 days of receipt of a complete 
application. Under this proposed process, NMFS suggests that the 
application for an ownership limitation exemption be made by February 
1, so that an IAD may be reached before the start of the primary 
sablefish season on April 1. The reason for this is that the ownership 
limitation exemption would not waive the cumulative ownership 
limitation. This is because if a vessel owner were to start the primary 
sablefish season on April 1 at or above the three-permit limit, an 
exemption granted later in the season would not exempt the owner's 
prior history.
    The Council recommended that ``the exemption would remain in place 
so long as there are no changes to vessel ownership.'' In order to 
reduce the administrative burden for NMFS and vessel owners, the 
Council did not recommend an annual renewal of the exemption. Instead, 
the Council recommended that a change in vessel ownership would require 
action. However, NMFS notes that vessel ownership is only one of the 
components of the qualifying criteria that the Council recommended. 
Therefore, at Sec.  660.25(b)(3)(iv)(D)(3), the proposed rule states 
that once a vessel owner has been granted an exemption from the 
ownership limitation, that exemption would remain in place so long as 
the vessel owner that was granted the exemption continues to meet the 
qualifying criteria. Should the vessel owner's circumstances change 
such that they no longer meet the qualifying criteria, the exemption 
would automatically become null and void thirty days after the change 
in circumstances. Consistent with other exemptions issued by NMFS, if 
NMFS at any time finds the vessel owner no longer meets the qualifying 
criteria, NMFS will notify the vessel owner that they are not compliant 
with the ownership limitation restriction. The vessel owner may re-
apply for an ownership limitation exemption at any time if they meet 
the qualifying criteria. NMFS is seeking public comment from affected 
industry regarding proposed regulations for invalidation of the 
exemption at Sec.  660.25(b)(3)(iv)(D)(3).
    The Council also recommended a limitation on the number of 
exemptions that may be issued to a vessel owner in order to maintain 
ownership limitations for individuals that own many vessels. As 
recommended by the Council, NMFS is proposing that the exemption would 
allow a vessel owner to seek an exemption for sablefish permits 
registered on up to two vessels.
3. Joint Registration
    Originally, the license limitation program (LLP), implemented 
through Amendment 6 to the FMP (see the EA under ADDRESSES for more 
information on the LLP), allowed vessels to register both a trawl and 
fixed gear (longline and fishpot) endorsed permit at the same time. 
Subsequently, regulations were modified and no longer allow vessels to 
register multiple limited entry permits unless the permits are 
sablefish-endorsed and stacked for use in the limited entry fixed gear 
sablefish primary fishery. This restriction was put in place to keep 
trawl and fixed gear fisheries temporally separated to meet enforcement 
and monitoring needs. In 2004, a vessel monitoring program was 
implemented that allowed vessels to identify which fishery they were 
participating in through a declaration system. As part of FMP Amendment 
20 trailing actions, in April 2012 the Council recommended that vessels 
registered to a limited entry trawl permit be allowed to simultaneously 
register to a limited entry fixed gear permit, also called ``joint 
registration.'' In this proposed rule, NMFS proposes to allow joint 
registration while clarifying how fishery-specific regulations would 
still apply to vessels that are jointly registered.
    Joint registration would allow vessels that are jointly registered 
to fish in the Shorebased IFQ Program and the limited entry fixed gear 
fishery with simply a change in VMS declaration. Existing VMS and 
declaration systems meet monitoring and enforcement needs under the 
joint registration language of this proposed rule.
    Joint registration would be permitted in one of two configurations:
    (1) Configuration A: One trawl permit and one, two, or three 
sablefish endorsed permits.
    (2) Configuration B: One trawl permit and one limited entry fixed 
gear permit.
    Configuration A would continue to allow stacking of limited entry 
fixed gear sablefish permits, but would also allow a trawl endorsed 
permit to be jointly registered to the same vessel simultaneously. 
Under this

[[Page 34953]]

configuration, a vessel would be able to fish in the Shorebased IFQ 
Program, the limited entry fixed gear fishery, and the limited entry 
fixed gear sablefish primary fishery without having to transfer any of 
its limited entry permits. Configuration B would allow a single trawl 
permit and a single limited entry fixed gear permit to be jointly 
registered to the same vessel simultaneously. Under this configuration, 
a vessel would be able to fish in the Shorebased IFQ Program and the 
limited entry fixed gear fishery without having to transfer a limited 
entry permit. Under this proposed rule, registering permits to a single 
vessel, simultaneously in either one of the configurations shown above, 
would be considered ``joint registration.''
    Joint registration is separate and distinct from sablefish-endorsed 
permit stacking. A certain, specific set of regulations apply to the 
vessel that has stacked sablefish permits and is fishing in the 
sablefish primary fishery. In contrast, joint registration alone is not 
associated with a specific set of regulations or a single fishery. 
Joint registration would allow a vessel to switch between limited entry 
fishery sectors (e.g. IFQ and limited entry fixed gear) with a change 
in VMS declaration. Joint registration is not a fishery. The fishing 
regulations that would apply to the jointly registered vessel depends 
on which fishery that vessel declared into. This rulemaking proposes 
specific language pertaining to the permitting actions, rules and 
restrictions of joint registration at 50 CFR 660.25(b)(4)(iv).
    Some additional restrictions would apply if a vessel participates 
in multiple limited entry fisheries in the fishing year. These 
situations and the applicable restrictions would be described in 
crossover provisions at Sec.  660.60(h)(7). For example, if a vessel 
participates in both the Shorebased IFQ Program and the limited entry 
fixed gear fishery during a two-month cumulative limit period, then the 
smallest trip limit for non-IFQ species applies. Jointly registered 
vessels that want to fish in the open access fishery would have to 
comply with crossover provisions that apply to both trawl permits and 
limited entry fixed gear permits.
    At the November 2011 Council meeting the Enforcement Consultants 
(EC) discussed the increased importance of the declarations system, and 
the EC strongly encouraged industry leaders to impress upon their 
membership the importance of maintaining a proper declaration that 
accurately reflects their fishing activity. Accuracy in the declaration 
process is both required by law and vital to the analysis of fishing 
effort by resource managers. Implementation of joint registration makes 
a small change to the VMS declaration requirements at Sec.  
660.13(d)(5)(ii). Current VMS declaration regulations only require a 
new declaration report when a vessel would use a different gear type 
than the gear most recently declared. However, since a jointly 
registered vessel may use non-trawl gear to fish in both the Shorebased 
IFQ Program and the limited entry fixed gear fishery, clarifying 
regulations are added to require a new declaration if the vessel will 
fish in a fishery other than the fishery most recently declared. This 
edit is intended to explicitly require declarations be made when a 
jointly registered vessel switches between the Shorebased IFQ Program 
and the limited entry fixed gear fishery, regardless of the gear type 
used when participating in that fishery. While the current list of 
vessel declarations are generally gear- and fishery-specific, this new 
requirement at Sec.  660.13(d)(6)(ii) makes it clear that a change in 
declaration must be filed to legally switch between fisheries. Joint 
registration would not preclude declaring more than one gear type, if 
allowed under current regulations at Sec.  660.13(d)(6)(iv).
    This proposed rule clarifies the definition for ``base permit'' at 
Sec.  660.11 such that the use of a base permit only applies for 
sablefish endorsed permits. This does not change how the base permit 
concept has been applied to vessels registered to multiple limited 
entry sablefish permits. When a trawl endorsed permit and one or more 
sablefish endorsed permits are jointly registered, trawl endorsed 
permits must meet the current vessel length endorsement requirements at 
Sec.  660.25(b)(3)(iii)(B). The concept of a base permit only applies 
to stacked sablefish endorsed permits.
    Cumulative limits (e.g. daily, weekly, bi-monthly limits, etc.) 
continue to apply to the vessel, regardless of the number of permits 
registered to that vessel. Registering a vessel to more than one 
limited entry permit under joint registration does not entitle the 
vessel to more than one cumulative limit. Joint registration would not 
allow a vessel to register multiple limited entry fixed gear permits 
(not sablefish endorsed) along with the trawl endorsed permit.
    Registering a vessel to a limited entry permit with a specific 
endorsement often triggers certain requirements in the groundfish 
regulations. Joint registration is not intended to change fishing 
operations of groundfish fisheries or change requirements that are 
applicable to vessels because of the type of the endorsement(s) on the 
limited entry permit to which they are registered, unless otherwise 
described above.
4. Restrictions on At-Sea Processing of Sablefish
    Processing of groundfish at-sea is prohibited for vessels fishing 
in the Shorebased IFQ Program or limited entry fixed gear fishery, 
unless exempted from that prohibition. One such exemption applies to 
certain vessels fishing in the limited entry fixed gear sablefish 
primary fishery. Those exempted vessels may freeze sablefish at-sea 
during the limited entry fixed gear sablefish primary fishery.
    When trawl rationalization was implemented in 2011, the Council 
recommended that at-sea processing of groundfish in the Shorebased IFQ 
Program be prohibited, with limited exemptions. Regulations at Sec.  
660.112 (b)(1)(xii) prohibited at-sea processing of groundfish, and 
also listed the exemptions that had been granted to date, including the 
exemption to the prohibition of at-sea processing in the sablefish 
primary fishery. As written, those regulations grant vessels with an 
exemption to the prohibition of at-sea processing in the sablefish 
primary fishery an exemption from the at-sea processing prohibition 
when fishing in the Shorebased IFQ Program. However, NMFS interpreted 
regulations at Sec.  660.25(b)(6)(i) to only allow the sablefish at-sea 
processing exemption when the vessel is registered to a sablefish-
endorsed limited entry permit.
    Under current regulations, a vessel may not register a trawl-
endorsed permit and a sablefish endorsed permit at the same time, so 
they cannot take advantage of the exemption at Sec.  
660.112(b)(1)(xii)(B). Therefore, the exemption at Sec.  
660.112(b)(1)(xii)(B) cannot currently be used by vessels participating 
in the Shorebased IFQ Program; qualifying vessels that may freeze 
sablefish at-sea in the sablefish primary fishery are not allowed to 
freeze sablefish at-sea when fishing in the Shorebased IFQ Program. 
However, under this rule's proposed joint registration language, a 
vessel would be able to register to a trawl endorsed and a sablefish 
endorsed limited entry permit simultaneously. If the exemption at Sec.  
660.112(b)(1)(xii)(B) is not removed, joint registration could allow 
vessels with an exemption from the at-sea processing prohibition for 
the sablefish primary fishery to also process sablefish at sea in the 
Shorebased IFQ Program.
    At its April 2012 meeting, the Council recommended prohibiting the 
freezing

[[Page 34954]]

of sablefish at-sea when caught in the Shorebased IFQ Program, 
regardless of whether the vessel has an exemption for the limited entry 
fixed gear fishery. The Council recommends this change to regulations 
to prevent the single vessel that holds a sablefish at-sea processing 
exemption to process sablefish at-sea in the Shorebased IFQ Program, a 
fishery in which it had no prior history. NMFS is therefore proposing 
to remove the exemption to the prohibition of at-sea processing (at 
Sec.  660.112(b)(1)(xii)(B)) that extended the limited entry fixed gear 
exemption in Sec.  660.25(b)(6)(i) to vessels fishing sablefish in the 
Shorebased IFQ Program. Also, in light of joint registration, a 
clarifying sentence would be added to Sec.  660.25(b)(6)(i), stating 
that the at-sea processing exemption only applies to at-sea processing 
of sablefish caught in the limited entry fixed gear sablefish primary 
fishery.
    During development of these proposed regulations, NMFS noted that a 
similar situation as the one described above may occur when a vessel 
exempted from at-sea processing prohibitions of non-whiting groundfish 
in the Shorebased IFQ Program could utilize that exemption when fishing 
in non-IFQ fisheries. NMFS interprets the regulations to mean that the 
vessel must be registered to a limited entry trawl permit to qualify 
for this exemption. With joint registration, it may need to be 
clarified that the exemption only applies to processing non-whiting 
groundfish caught in the Shorebased IFQ Program. NMFS is seeking public 
comment on whether a clarifying sentence could be added to Sec.  
660.25(b)(6)(ii), stating that the at-sea processing exemption 
described there only applies to at-sea processing of non-whiting 
groundfish caught in the Shorebased IFQ Program.
5. Sablefish Allocations North of 36[deg] N. lat.
    The allocation structure for sablefish north of 36[deg] N. lat. was 
established in FMP Amendment 6. In April 2009, the Council recommended 
final preferred intersector allocations for groundfish species under 
Amendment 21. The Council and NMFS recommended that no change be made 
to the Amendment 6 allocation structure for sablefish. However, FMP 
Amendment 21 and its implementing regulations slightly changed the 
process for allocating sablefish north of 36[deg] N. lat. (75 FR 60868, 
October 1, 2010). In this action, NMFS is proposing regulations to 
align sablefish north of 36[deg] N. lat. allocations with the Amendment 
6 allocation structure, as recommended by the Council in 2009.
    Under FMP Amendment 6, harvest in the incidental open access 
fishery was deducted from the open access allocation after the limited 
entry/open access allocation occurred. Amendment 21 changed that 
process and deducts sablefish for the incidental open access fishery 
before the limited entry/open access allocation is made, similar to how 
the tribal fishery and scientific research deductions were made for 
other species. While this is consistent with how other groundfish 
species were treated under Amendment 21, it was inconsistent with 
Amendment 6 and the Council's intent. As clarified by the Council with 
Amendment 21-1, it was not the Council's intent to have Amendment 21 
supersede the Amendment 6 allocation structure for sablefish north of 
36[deg] N. lat. In 2014, the Council revised figure 6-1 of the FMP to 
make it consistent with Amendment 6 and the Council's intent.
    However, at that time, regulations at Sec.  660.55(h) were 
mistakenly left unrevised. In this action, NMFS proposes revising the 
text description of the sablefish north of 36[deg] N. lat. allocation 
structure to reflect the Council's intent to maintain the Amendment 6 
allocation structure and to bring the regulations at Sec.  660.55(h) 
into consistency with the FMP. Proposed regulatory changes at Sec.  
660.55(h)(2) would deduct the metric tonnage for scientific research 
and recreational fisheries before the limited entry/open access split, 
but would no longer deduct the metric tonnage for the incidental open 
access fisheries during this step. Proposed regulations would deduct 
the metric tonnage for incidental open access fisheries from the open 
access allocation after the limited entry/open access split.
6. VMS Declarations for Vessels Registered to a VMS Unit
    In 2004, the Council and NMFS implemented a vessel monitoring 
program. Since 2004, all commercial fishing vessels that take and 
retain groundfish in federal water, or transit through federal water 
with groundfish on board are required to have a working VMS. The VMS, 
along with a system of fishing declaration reporting requirements, 
allows for monitoring and enforcement of areas closed to fishing. With 
this program, NMFS type-approved hardware and software, or ``units,'' 
were installed on vessels in order to meet these new program 
requirements for the groundfish fishery. A variety of units were 
available for purchase, and vessel owners/operators could seek 
reimbursement for the cost of the units. When a VMS unit is installed 
on a vessel, it is registered with NMFS OLE and catalogued. There are a 
number of VMS units that have registered with OLE but have never made a 
fishing declaration, as required by regulations at Sec.  660.13(d).
    At its June 2013 meeting, based on advice from their EC, the 
Council recommended that a declaration report be required for all 
vessels registered to a VMS unit, and that a declaration of ``other'' 
may be appropriate if the activity they will be doing is not fishing 
(e.g. serving as a chartered vessel conducting scientific research). 
Therefore, in this action, NMFS is proposing regulation changes at 
Sec.  660.13(d) that would require all vessels registered to a VMS unit 
to submit a declaration report. Obtaining a declaration report from 
these vessels will give OLE the information necessary to monitor the 
activities of these vessels relative to the applicable regulations.
    Proposed regulations require any vessel operator upon registration 
of a VMS unit with NMFS OLE to make a declaration report regardless of 
fishing activity. This requirement would also apply to vessels that 
have already registered a VMS unit with NMFS OLE, but have not made a 
declaration report. OLE may contact a vessel operator and request that 
a declaration report be made. In such a circumstance, the proposed 
regulations would obligate the vessel operator to make a declaration 
report.
    Also, consistent with the Council's June 2013 recommendations, NMFS 
proposes revising the declaration of ``other gear'' at Sec.  
660.13(d)(5)(iv)(A)(24) to ``other'' to encompass a vessel's on the 
water activities that may not be fishing (e.g. scientific research 
activities). Vessels registered to a VMS unit would be required to make 
a declaration, regardless of fishing activities. Under proposed 
regulations, NMFS anticipates they may make a declaration of ``other'' 
if they are not fishing.
    NMFS also proposes that OLE will default a vessel's declaration to 
``other'' if they are unable to contact the vessel operator with whom 
the VMS unit is associated. As required by current regulations, the 
vessel operator must update the declaration when they meet the 
requirements to do so.
7. Equipment Requirements for Electronic Fish Tickets
    Under current regulations at Sec.  660.15(d), submission of 
electronic fish tickets must be done on personal computers with 
software that meets

[[Page 34955]]

specific NMFS requirements. The data is entered into the computer 
system. Then the information is transmitted in batches to PSMFC. The 
only step in the process that requires an internet connection is when 
data sets are transmitted to PSMFC.
    A new interface has been developed that uses the internet for both 
entry and submission of electronic fish ticket data. The new, web-based 
interface no longer requires the person submitting the electronic fish 
ticket to do so from a computer equipped with specific, NMFS-approved 
software. Instead, the only requirement for the web-based interface 
would be a hardware device (computer, tablet, smartphone, etc.) with a 
web browser or other software (e.g. application) and an internet 
connection.
    Consistent with the Council's June 2014 recommendations to expand 
the required use of electronic fish tickets to the limited entry fixed 
gear and open access fisheries, NMFS is proposing updates to equipment 
requirements pertaining to electronic fish tickets.
    Current electronic fish ticket users (e.g. IFQ first receivers) are 
already using this web-based interface, and those first receivers 
affected by the new requirements would be using the web-based 
interface. The changes proposed to regulations at Sec.  660.15(d) would 
reflect the move to a web-based electronic fish ticket for all first 
receivers, those that are receiving IFQ landings and those that would 
be receiving sablefish landings in limited entry fixed gear and open 
access fisheries under proposed electronic fish ticket regulations. 
Note that an internet connection would now be necessary for all steps 
in submission of an electronic fish ticket, from creating the new 
ticket through submission. To reflect these changes, the definition of 
``electronic fish ticket'' at Sec.  660.11 would also be revised to 
reflect the web-based form that would be used to send electronic fish 
ticket information to the PSMFC.
8. Prohibitions Regarding ``Take and Retain''
    When the Council and NMFS implemented Amendment 14 to the 
groundfish FMP, which established the sablefish primary fishery, 
regulations needed to clarify that vessels were still only allowed a 
single cumulative limit of sablefish when fishing outside of the 
primary sablefish season (66 FR 30869, June 8, 2001). Regulations were 
promulgated that prohibited taking more than a single cumulative trip 
limit. NMFS is proposing replacing ``taking, retaining'' with ``taking 
and retaining,'' consistent with the Council's recommendations under 
Amendment 14.
    There is a difference between ``taking'' fish and ``taking and 
retaining'' fish during fishing activities. ``Take'' is defined in MSA 
regulations at Sec.  600.10 as any activity that results in killing 
fish or bringing live fish on board. ``Retain'' is also defined at 
Sec.  600.10 and means to fail to return fish to the sea after a 
reasonable opportunity to sort the catch. In commercial groundfish 
fisheries, ``trip limits'' (defined at Sec.  660.11) are used to 
specify the maximum amount of a fish species or species group that may 
legally be taken and retained, possessed, or landed (per vessel, per 
time period, etc.).
    Amendment 14 promulgated regulations that prohibited vessels from 
taking more than a single trip limit in the limited entry fixed gear 
DTL fishery (at Sec.  660.323, which was later redesignated as Sec.  
660.212). The preamble to Amendment 14 explained that adding this 
prohibition was intended to make it clear that, even though the DTL 
fishery and the primary fishery could both occur during the same time 
period (e.g. April 1 through October 31), vessels in the DTL fishery 
would be restricted by applicable trip limits.
    Current regulations at Sec. Sec.  660.12 and 660.212 prohibit any 
vessel from taking more than a single cumulative trip limit, unless 
they are fishing in the sablefish primary fishery. The exception is 
consistent with regulations at Sec.  660.231 that describe how, when a 
vessel is fishing on stacked sablefish endorsed permits, it can take 
more than one cumulative limit of sablefish because they are fishing on 
more than one tier limit. However, the prohibition, as written, needs 
to be revised. Vessels in commercial groundfish fisheries, except the 
sablefish primary fishery, should not be prohibited from ``taking'' 
more than a single cumulative trip limit. For those fisheries, a 
prohibition on ``taking and retaining'' more than a single cumulative 
trip limit is more appropriate, and ``take, retain'' is replaced with 
``take and retain.''
    This change is appropriate for three reasons. First, in a mixed 
stock fishery, it is impracticable to eliminate ``take'' of a single 
species or species group while still allowing access to species or 
species groups that can sustain higher harvest levels. Second, a 
prohibition of ``take and retain'' is more enforceable. When boarding a 
vessel, enforcement agents will not always be able to measure the total 
amount of fish taken, as some could have been discarded. However, it is 
possible to quantify the number of fish on board the vessel in order to 
evaluate if more fish than the applicable trip limit have been ``taken 
and retained.'' Third, it was not the intent of FMP Amendment 14, or 
any subsequent promulgation of ``take, retain,'' prohibitions, to 
prohibit ``taking'' more than a single trip limit of a groundfish 
species or species group.
    It is for these reasons that groundfish trip limits apply when a 
species or species group is ``taken and retained.'' To better align 
prohibitions for enforcing trip limits with the definition of ``trip 
limit,'' to improve enforceability of trip limit prohibitions, and to 
bring consistency to regulations that apply to commercial groundfish 
fisheries, prohibitions at Sec. Sec.  660.12(a)(6), 660.212(a)(2), and 
660.212(d)(1) and (2) are proposed to be revised from ``take, retain'' 
to ``take and retain.''
9. Related Minor Clarifications and Non-Substantive Changes
    There are several legacy regulations that describe methodologies 
used for decisions and exemptions regarding limited entry permit 
endorsements (at Sec.  660.25(b)(3)) and at-sea processing exemptions 
(at Sec.  660.25(b)(6)) that have expired. Therefore, NMFS is proposing 
to remove them. Paragraph Sec.  660.25(b)(3)(iv)(B) describes a one-
time process for the issuance of sablefish endorsements and tier 
assignments. That process concluded in 1998. Proposed revisions to 
paragraphs Sec.  660.25(b)(6)(i) and (ii) introductory text would make 
it clear that the at-sea processing exemptions described there were 
extended to industry on a one-time basis and can no longer be sought. 
The sablefish at-sea processing exemption could not be issued after 
2006 and the non-whiting groundfish at-sea processing exemptions could 
not be issued after 2012. In addition to these revisions described 
above, additional expired regulations at Sec.  660.25(b)(6)(ii)(A) 
through (C) would be removed because they no longer describe current 
regulatory activities and are not relevant to ongoing administrative or 
fishing practices.
    Regulations at Sec.  660.55(f) describe catch accounting 
methodologies for groundfish species. Paragraph Sec.  660.55(f)(1) 
describes how catch accounting is done for species with trawl/nontrawl 
allocations. One of the cross-references in Sec.  660.55(f) refers to 
catch accounting in limited entry and open access fisheries, or 
nontrawl fisheries. The cross-reference refers to Sec.  660.55(f)(2), 
however that paragraph describes catch accounting procedures for 
Pacific whiting. The cross-reference should refer to Sec.  
660.55(f)(1)(ii), where catch accounting for nontrawl fisheries

[[Page 34956]]

is described. Therefore, this rule proposes to revise the cross 
reference at Sec.  660.55(f) from ``Sec.  660.55(f)(2)'' to ``Sec.  
660.55(f)(1)(ii).''
    In this action, edits are made to regulations at Sec.  
660.60(h)(7)(i) and (ii)(A) to clarify that trip limit crossover 
provisions do not apply to IFQ species for vessels declared into the 
Shorebased IFQ Program. Those species are managed with IFQ, and 
therefore trip limit crossover provisions in these paragraphs do not 
apply.
    To improve consistency, this action would also make clarifying 
edits to regulations at Sec.  660.60(h)(7)(ii)(B)(1) and (2) to replace 
the word ``participate'' with the defined term ``fish'' and to remove 
redundant text by changing ``. . . in the open access fishery, 
described at part 660, subpart F, with open access gear . . .'' to ``. 
. . with open access gear . . .'' Open access gear, as defined at Sec.  
660.11, can only be used in the open access fishery. It is redundant to 
refer to both the open access fishery and open access gear.
    The trawl fishery prohibitions at Sec.  660.112(a)(3)(i) make it 
illegal to intentionally submit false information. By definition, a 
false statement is an untrue statement knowingly made with the intent 
to mislead, therefore the term ``intentionally'' in the existing 
prohibition is unnecessary. This proposed rule revises the prohibition 
by deleting the word ``intentionally.'' This language is intended to 
work coincident with regulations that require submission of final and 
accurate information on electronic fish tickets, and with electronic 
fish ticket regulations that require errors to data, when found, to be 
corrected via a revision to the electronic fish ticket.
    Regulations for revising electronic fish ticket submissions, at 
Sec.  660.113(b)(4)(iii), would be modified to clarify that the only 
way to fix an error in an electronic fish ticket submission is to 
resubmit a revised electronic fish ticket. In other words, if an error 
is found in an electronic fish ticket submission, it cannot be remedied 
by submitting any other record besides an electronic fish ticket. 
Proposed regulations at Sec.  660.113(b)(4)(iii) change ``may be 
revised'' via electronic fish ticket to ``must be revised'' via 
electronic fish ticket.
    A clarifying edit is made in paragraph Sec.  660.113 (a)(2) to use 
the defined term ``date of landing'' consistently throughout the 
recordkeeping and reporting regulations.
    Current regulations at Sec.  660.231 apply to vessels participating 
in the limited entry fixed gear sablefish primary fishery. However, 
many of the regulations that apply to limited entry fixed gear fishing 
also apply to vessels fishing in the limited entry fixed gear sablefish 
primary fishery. In this action, clarifying edits would be made to 
paragraph Sec.  660.231(a) to make this clear. Section 660.231 provides 
additional details regarding management and prosecution of the limited 
entry fixed gear sablefish primary fishery, and is intended to be taken 
in the larger context of regulations that apply to limited entry fixed 
gear fisheries (limited entry fixed gear fisheries during and outside 
of the sablefish primary season).
    Throughout these proposed revisions to regulations, cross-
references would be updated to maintain accuracy given the proposed, 
substantive changes described in the sections above. Additionally, 
references to the NMFS ``Northwest'' Region would be changed to NMFS 
``West Coast'' Region to reflect an organizational change that occurred 
in October 2013. References to ``halibut'' would be revised to refer to 
``Pacific halibut'' to distinguish it from California halibut. Minor, 
non-substantive edits would also be made to remove duplicative text or 
change typographic or grammatical errors.
    All of the proposed changes to regulations described in this 
section are not intended to change the meaning of existing regulations, 
but rather are intended to reduce duplication, simplify, correct cross-
references and make other minor, related changes to bring consistency 
within groundfish regulations.

Classification

    NMFS has made a preliminary determination that the proposed action 
is consistent with groundfish FMP, the MSA, and other applicable law. 
There are no relevant federal rules that may duplicate, overlap, or 
conflict with this action. In making its final determination, NMFS will 
take into account the complete record, including the data, views, and 
comments received during the comment period. An environmental 
assessment (EA) was prepared for this action. The EA includes socio-
economic information that was used to prepare the Regulatory Impact 
Review (RIR) and Initial Regulatory Flexibility Analysis (IRFA). The EA 
is available for public comment (See ADDRESSES) and is available on 
line at www.westcoast.fisheries.noaa.gov/publications/nepa/groundfish/groundfish_nepa_documents.html.
    The Office of Management and Budget has determined that this 
proposed rule is not significant for purposes of Executive Order 12866.

Regulatory Flexibility Act

    The Regulatory Flexibility Act (RFA), 5 U.S.C. 603 et seq., 
requires government agencies to assess the effects that regulatory 
alternatives would have on small entities, including small businesses, 
and to determine ways to minimize those effects. When an agency 
proposes regulations, the RFA requires the agency to prepare and make 
available for public comment an IRFA, unless the agency can certify 
that the proposed action would not have a significant economic impact 
on a substantial number of small entities. The IRFA describes the 
impact on small businesses, non-profit enterprises, local governments, 
and other small entities, and is intended to aid the agency in 
considering all reasonable regulatory alternatives that would minimize 
the economic impact on affected small entities. After the public 
comment period, the agency prepares a Final Regulatory Flexibility 
Analysis (FRFA) that takes into consideration any new information or 
public comments. A summary of the IRFA for this action is provided 
below. The reasons why action by the agency is being considered, the 
objectives and legal basis for this rule are described in previous 
sections of the preamble, and the reporting and recordkeeping 
requirements are described in the next section.
    Following are descriptions of small entities, as defined by the RFA 
and the Small Business Administration (SBA).
    Small businesses. SBA has established guidelines on size criteria 
for all major industry sectors in the United States, including fish 
harvesting and fish processing businesses. A business involved in fish 
harvesting is a small business if it is independently owned and 
operated and not dominant in its field of operation (including its 
affiliates) and if it has combined annual receipts, not in excess of 
$20.5 million for all its affiliated operations worldwide (See 79 FR 
33647, effective July 14, 2014). For marinas and charter/party boats, a 
small business now defined as one with annual receipts, not in excess 
of $7.5 million. For related fish processing businesses, a small 
business is one that employs 750 or fewer persons.
    Small organizations. The RFA defines small organizations as any 
nonprofit enterprise that is independently owned and operated and is 
not dominant in its field.
    An estimated 99 entities are potentially impacted by this rule, 
including 77 receivers and up to 22 vessels/permit-holding entities. 
All of these entities are considered small

[[Page 34957]]

according to the SBA guidelines stated above. This rule is not 
anticipated to have a substantial or significant economic impact on 
small entities, or to place small entities at a disadvantage to large 
entities. Nonetheless, NMFS has prepared an IRFA (available as part of 
the EA described above), which is summarized below. Through the 
rulemaking process associated with this action, we are requesting 
comments on this conclusion.
    Description of Small Entities Affected by Proposed Rule Provisions 
on Electronic Fish Tickets. An estimated 77 first receivers across the 
primary and DTL fisheries will be impacted by the electronic fish 
ticket requirement. These 77 first receivers account for approximately 
34 percent of sablefish landings in these fisheries. An additional 23 
sablefish first receivers are also IFQ first receivers and already use 
electronic fish tickets to record shorebased IFQ landings. The 77 first 
receivers across the primary and DTL fisheries who do not already use 
electronic fish tickets would be most affected by the action 
alternatives. Without having employment information for these 
businesses, NMFS is considering all 77 first receivers to be small 
entities under the SBA guidelines described above.
    Description of Small Entities Affected by Proposed Rule Provisions 
on Ownership Limitation (i.e. Own/Hold Control Limit). This provision 
is likely to benefit a few individuals who own multiple vessels that 
operate in both the West Coast sablefish primary fishery and the Alaska 
sablefish IFQ fishery, and were grandfathered into the Alaska IFQ 
program. As relatively few businesses meet the SBA criteria for small 
enterprises, this provision of the proposed rule is not expected to 
impact a substantial number of small entities. At most, the 13 vessels 
that hold permits to fish in both the Alaska IFQ program and the West 
Coast sablefish primary fishery would qualify for the exemption.
    Description of Small Entities Affected by Proposed Rule Provisions 
on Joint Registration. Since 2011, a total of 20 vessels have been 
registered to both trawl and fixed gear permits in a single year. Of 
these, 16 vessels would qualify as a small business under the SBA 
criteria described above. The permits associated with large entities 
were participating in a temporary research program. These 16 vessels 
are likely to benefit from the flexibility offered by joint 
registration. In 2015, the last year with complete data, nine vessels 
registered to both trawl and fixed gear permits within the year, and 
all of these reported being small businesses. These nine vessels are 
the most likely to realize immediate benefits from the updated rule.
    Alternatives for Electronic Fish Tickets. NMFS considered four 
alternatives, including No Action, for electronic fish tickets. The No 
Action alternative (Alternative 1) would maintain current reporting 
state fish ticket reporting systems. Each of Alternatives 2 through 4 
would implement a federal requirement that first receivers of non-trawl 
commercial sablefish landings to U.S. West Coast ports record landings 
on an electronic fish ticket. The action alternatives differ from each 
other only in the fleets that they address. Alternative 2 would affect 
participants in the limited entry fixed gear sablefish primary fishery 
only. Alternative 3 would expand upon Alternative 2 to add participants 
in the limited entry fixed gear DTL fishery. Lastly, Alternative 4 
would expand upon Alternative 3 to add participants in the open access 
DTL sablefish fishery. All alternative actions except for Alternative 1 
(No Action) will result in some expenses as a result of new reporting 
requirements. NMFS assumed that all of the affected small businesses 
already have access to a technically suitable computer to submit the 
electronic fish tickets. However, if a business did not currently own a 
computer, it would incur additional costs for the initial investment in 
a computer and for a small monthly fee for an Internet connection. This 
requirement will likely result in increased administrative expenses 
with a longer submission time in those instances where first receivers 
must submit both State and Federal fish tickets. First receivers in the 
trawl program reported an hourly wage of $33.68 for non-production 
employees in 2012 (Economic Data Collection Program First Receiver and 
Shorebased Processor Report, 2009-2012). Assuming non-IFQ receivers pay 
a similar wage to non-production employees, and using the burden-hour 
estimate included in the Paperwork Reduction Act section below, 
Alternative 2 is estimated to result in an additional annual expense of 
about $2,500 for all processors combined, Alternative 3 would cost 
$10,000 in total, and Alternative 4 (preferred alternative) would cost 
the sector $20,000 or about an additional $4 per fish ticket.
    Alternatives for Ownership Limitation (i.e. Own/Hold Control 
Limit). NMFS considered three alternatives, including No Action 
(Alternative 1), with regards to ownership limitation changes. 
Alternatives 2a and 2b would result in a permit only being counted 
against the ownership limitation if a certain percentage of the vessel 
registered to that permit was owned. The two sub-alternatives vary by 
percentage of ownership: 20 percent and 30 percent for Alternatives 2a 
and 2b, respectively. Alternative 3 would result in permits counting as 
they do under No Action unless an exemption was applied for and granted 
by NMFS. There may be an opportunity for larger operations that were 
constrained by the three-permit limit to consolidate more harvest 
privileges by either acquiring Pacific coast limited entry fixed gear 
permits or by hiring out to west coast and Alaska participants to 
harvest Alaska IFQ. The degree of the current constraint, and 
consequently the opportunity provided by the alternative actions, is 
modest for the fleet as a whole, but this benefit may be important to 
some individuals.
    Alternatives for Joint Registration. NMFS considered three 
alternatives, including No Action (Alternative 1), relative to joint 
registration. Alternative 2 would allow a single trawl permit and up to 
three limited entry fixed gear permits to be registered to a vessel 
simultaneously. Alternative 3 would allow the same permit registration 
options as Alternative 2, but would have additional requirements 
relative to declarations and at-sea processing. In 2014, the last year 
for which economic data are available, the average net revenue per day 
was $4,815 for the eight vessels fishing with fixed gear in the trawl 
fishery that were also registered to a fixed-gear endorsed permit that 
year. The average net revenue per day in the fixed gear-endorsed 
fishery was $4,686 (per data provided by the Economic Data Collection 
Program on March 23, 2016). Vessels had lower variable costs per day 
while participating in the fixed gear fishery compared with the trawl 
fishery.
    Vessels that either own or lease both fixed gear and trawl permits 
may realize increased operational efficiency with joint registration, 
particularly with respect to the 100% observer coverage required when 
fishing under the trawl permit. Participants have indicated that they 
would take advantage of the alternative fishing opportunities afforded 
by this provision when scheduling trips on occasions that observers are 
unavailable for fishing under their trawl permit. If an observer wasn't 
available or had to cancel, the vessel could choose the alternative of 
declaring into the fixed gear endorsed fishery, and would not need to 
forgo the trip. Joint registration would additionally provide a minor

[[Page 34958]]

administrative convenience to the vessels that own or have multi-year 
leased permits. These operators, who currently must complete and submit 
multiple transfer forms throughout the year (typically three), would no 
longer be required to submit any paperwork related to permit transfers.
    Rejected Sub-Options for Alternatives 2 through 4 for Electronic 
Fish Tickets. While discussing the options for electronic fish tickets, 
the Council considered a sub-option for each of the action alternatives 
(Alternatives 2 through 4). Under the sub-option, sablefish deliveries 
would be recorded on state paper fish tickets, rather than on federal 
electronic fish tickets. NMFS would implement a federal requirement 
that sablefish landings, and the federal groundfish permit number 
associated with the landings, be recorded on state paper fish tickets. 
Although this sub-option would cause the least disruption to the 
existing landings process, adding new requirements to the state paper 
fish ticket system would fail to address the purpose and need for this 
action. This slight alteration in the process would not improve the 
timeliness of catch accounting or enforcement capabilities in the 
fishery.
    Adding new requirements to the state paper fish ticket system would 
also cause several logistical challenges in managing the sablefish 
fishery: (1) Sablefish landings data would not be uploaded into the 
Pacific Fisheries Information Network (PacFIN) database at a faster 
than current rate, (2) there would continue to be a lag time of several 
months between when the landings occur and when the data are available, 
and (3) further augmenting paper fish ticket recording requirements 
would be disruptive to state data collection and management practices. 
Therefore, this sub-option has been considered, but rejected from 
further analysis.
    In addition, the action alternatives originally included language 
regarding how the catch data recorded on the electronic tickets would 
be used, specifically stating, ``That tier permits be loaded into the 
IFQ Vessel Account System with deductions made as appropriate when a 
tier delivery is made and recorded on the E Fish Ticket.'' The Council 
determined that this language was overly restrictive, and that it was 
premature to discuss implementations issues such as the details of how 
the data would be processed and made available to end users. Therefore, 
the use of this language in the action alternatives has been 
considered, but rejected from further analysis.
    Rejected Sub-Options for Alternatives 2 through 4 for Ownership 
Limitation (i.e. Own/Hold Control Limit). The Council also discussed 
other action alternatives to address issues regarding the own/hold 
control rule. The first action alternative that was considered but 
rejected would have maintained a three permit limit for the own/hold 
control rule. However, control would be calculated on percentage 
ownership of permits and vessels. Total ownership (including for first 
and second generation owners) would be limited to a total of 300 
percent. The intent of this action alternative would have been to limit 
the total ownership to three permits, which is the same as the No 
Action alternative.
    The Council also considered increasing the own/hold control limit 
to six permits. Any percentage ownership would have counted as one 
permit. The Council also looked at leaving the own/hold control limit 
at three, but capping the number of tier permits an entity may register 
to a vessel at three permits, and capping the number of limited entry 
fixed gear tier vessels an entity can own at three. These changes would 
have effectively increased the maximum own/hold control limit to 12 
permits, because an entity could own three permits and have partial or 
total ownership of three vessels, each of which are registered to three 
different permits owned by others. Finally, the Council considered an 
action alternative that would leave the own/hold control limit at three 
permits, but with the calculation based only on ownership of permits. 
Holding or leasing a permit or ownership in the vessel would not have 
counted toward the three permit limit. A person could have owned three 
permits and held any number of additional permits by registering the 
vessel(s) they own to permits owned or leased by other persons.
    The Council considered but rejected these action alternatives for 
the own/hold control rule from further analysis, because the Council 
found that these alternatives were administratively burdensome to 
implement and track. The Council found that some of these alternatives 
weakened the own/hold control limit beyond what was needed to address 
the purpose and need. If implemented, these alternatives could 
undermine the purpose of having own/hold control limits in place, 
namely to maintain the owner operator nature of the fleet.
    Rejected Sub-Options for Alternatives 2 through 4 for Joint 
Registration. Another alternative that was considered to address the 
issues with joint registration was to increase the number of transfers 
allowed per year. Currently, vessels are only allowed to transfer 
permits once per year. This alternative would increase a vessel's 
flexibility to move between the LE trawl and fixed gear fishery, and it 
would also allow more flexibility for vessels to move between the LE 
and OA fisheries, reducing the wall between these sectors. However, 
such a provision would increase administrative costs and provide less 
flexibility for the fleet than offered by the other action 
alternatives, because the cap on the number of transfers allowed per 
year would remain in place. Therefore, this alternative was considered 
but rejected from further analysis.
    Impacts to Small Businesses from Actions 4-9. Except for electronic 
fish tickets, own/hold control limit and joint registration, the 
actions described above in sections 4-9 of this proposed rule are 
largely administrative and, if adopted, would not impact any of the 
small entities identified as potentially being affected by the first 
three major actions in this proposed rule. Changes associated with 
actions 4-9 would make small modifications and clarifications to 
existing requirements, maintain existing requirements in light of 
changes related to joint registration, and simplify equipment 
requirements. Thus, these measures would not have a significant 
economic impact on a substantial number of the small entities described 
in this document.

Paperwork Reduction Act

    This proposed rule contains a collection-of-information requirement 
subject to review and approval by OMB under the Paperwork Reduction Act 
(PRA). This requirement has been submitted to OMB for under the 
following control numbers:
OMB Control Number 0648-XXX. Electronic Fish Tickets
    Public reporting burden is estimated to average 10 minutes per 
response (landing) for first receivers in Washington and California, 
and two minutes per response (landing) for first receivers in Oregon. 
The total annual burden estimate for all first receivers in Washington 
is 87 hours, in California is 543 hours, and in Oregon is 36 hours. 
Public reporting burden includes the time for reviewing instructions, 
accessing the web-based platform, gathering the data needed, and 
completing and reviewing the collection of information.

[[Page 34959]]

OMB Control Number 0648-XXX. Ownership Limitation Exemption
    Public reporting burden for this collection of information is 
estimated to average 45 minutes per response, including the time for 
reviewing the instructions, searching existing data sources, gathering 
and maintaining the data needed, and completing and reviewing the 
collection of information.
    Public comment is sought regarding whether this proposed collection 
of information is necessary for the proper performance of the functions 
of the agency, including whether the information shall have practical 
utility; the accuracy of the burden estimate; ways to enhance the 
quality, utility, and clarity of the information to be collected; and 
ways to minimize the burden of the collection of information, including 
through the use of automated collection techniques or other forms of 
information technology. Send comments on these or any other aspects of 
the collection of information to West Coast Region at the ADDRESSES 
above, and by email to [email protected] or fax to (202) 395-
7285.
    Notwithstanding any other provision of the law, no person is 
required to respond to, and no person shall be subject to penalty for 
failure to comply with, a collection of information subject to the 
requirements of the PRA, unless that collection of information displays 
a currently valid OMB control number.

List of Subjects in 50 CFR Part 660

    Fisheries, Fishing, and Indian fisheries.

    Dated: May 25, 2016.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine 
Fisheries Service.

    For the reasons set out in the preamble, 50 CFR part 660 is 
proposed to be amended as follows:

PART 660--FISHERIES OFF WEST COAST STATES

0
1. The authority citation for part 660 continues to read as follows:

    Authority:  16 U.S.C. 1801 et seq., 16 U.S.C. 773 et seq., and 
16 U.S.C. 7001 et seq.

0
2. In Sec.  660.11:
0
a. Revise the definitions for ``Base permit'' and ``Electronic fish 
ticket'';
0
b. Add in alphabetical order the definition for ``Joint registration'';
0
c. Remove the definition for ``Stacking''; and
0
b. Add in alphabetical order the definition for ``Stacking or stacked''
    The revisions and additions read as follows:


Sec.  660.11  General definitions.

* * * * *
    Base permit means a sablefish-endorsed limited entry permit 
described at Sec.  660.25(b)(3)(i), subpart C, registered for use with 
a vessel that meets the permit length endorsement requirements 
appropriate to that vessel, as described at Sec.  660.25(b)(3)(iii), 
subpart C.
* * * * *
    Electronic fish ticket means a web-based form that is used to send 
landing data to the Pacific States Marine Fisheries Commission. 
Electronic fish tickets are used to collect information similar to the 
information required in state fish receiving tickets or landing 
receipts, but do not replace or change any state requirements.
* * * * *
    Joint registration or jointly registered means simultaneously 
registering both trawl-endorsed and longline or trap/pot-endorsed 
limited entry permits for use with a single vessel in one of the 
configurations described at Sec.  660.25(b)(4)(iv).
* * * * *
    Stacking or stacked means registering more than one sablefish-
endorsed limited entry permit for use with a single vessel (See Sec.  
660.25(b)(4)(iii), subpart C).
* * * * *
0
3. In Sec.  660.12, revise paragraph (a)(6) to read as follows:


Sec.  660.12  General groundfish prohibitions.

* * * * *
    (a) * * *
    (6) Take and retain, possess, or land more than a single cumulative 
limit of a particular species, per vessel, per applicable cumulative 
limit period, except for sablefish taken in the primary limited entry, 
fixed gear sablefish season from a vessel authorized to fish in that 
season, as described at Sec.  660.231, subpart E.
* * * * *
0
4. In Sec.  660.13, revise paragraph (d) introductory text, and 
paragraphs (d)(5)(ii) and (iii), and (d)(5)(iv)(A)(24) to read as 
follows:


Sec.  660.13  Recordkeeping and reporting.

* * * * *
    (d) Declaration reporting requirements--When the operator of a 
vessel registers a VMS unit with NMFS OLE, the vessel operator must 
provide NMFS with a declaration report as specified at paragraph 
(d)(5)(iv) of this section. The operator of any vessel that has already 
registered a VMS unit with NMFS OLE but has not yet made a declaration, 
as specified at paragraph (d)(5)(iv) of this section, must provide NMFS 
with a declaration report upon request from NMFS OLE.
    (5) * * *
    (ii) A declaration report will be valid until another declaration 
report revising the existing gear or fishery declaration is received by 
NMFS OLE. The vessel operator must send a new declaration report before 
leaving port on a trip that meets one of the following criteria:
    (A) A gear type that is different from the gear type most recently 
declared for the vessel will be used, or
    (B) A vessel will fish in a fishery other than the fishery most 
recently declared.
    (iii) During the period of time that a vessel has a valid 
declaration report on file with NMFS OLE, it cannot fish with a gear 
other than a gear type declared by the vessel or fish in a fishery 
other than the fishery most recently declared.
    (iv) * * *
    (A) * * *
    (24) Other, or
* * * * *
0
5. In Sec.  660.15, revise paragraphs (a) and (d) to read as follows:


Sec.  660.15  Equipment requirements.

    (a) Applicability. This section contains the equipment and 
operational requirements for scales used to weigh catch at sea, scales 
used to weigh catch at IFQ first receivers, hardware and software for 
electronic fish tickets, and computer hardware for electronic logbook 
software. Unless otherwise specified by regulation, the operator or 
manager must retain, for 3 years, a copy of all records described in 
this section and make the records available upon request to NMFS staff 
or an authorized officer.
* * * * *
    (d) Electronic fish tickets. First receivers are required to meet 
the hardware and software requirements below.
    (1) Hardware and software requirements. A personal computer system, 
tablet, mobile device, or other device that has software (e.g. web 
browser) capable of submitting information over the Internet, such that 
submission to Pacific States Marine Fisheries Commission can be 
executed effectively.
    (2) Internet access. The first receiver is responsible for 
maintaining Internet access sufficient to access the web-based 
interface and submit completed electronic fish ticket forms.
    (3) Maintenance. The first receiver is responsible for ensuring 
that all hardware and software required under this subsection are fully 
operational and functional whenever they receive,

[[Page 34960]]

purchase, or take custody, control, or possession of groundfish species 
for which an electronic fish ticket is required. ``Functional'' means 
that the software requirements and minimum hardware requirements 
described at paragraphs (d)(1) and (2) of this section are met and 
submission to Pacific States Marine Fisheries Commission can be 
executed effectively by the equipment.
    (4) Improving data quality. Vessel owners and operators, first 
receivers, or shoreside processor owners, or managers may contact NMFS 
to request assistance in improving data quality and resolving issues. 
Requests may be submitted to: Attn: Electronic Fish Ticket Monitoring, 
National Marine Fisheries Service, West Coast Region, Sustainable 
Fisheries Division, 7600 Sand Point Way, NE., Seattle, WA 98115.
0
6. In Sec.  660.25:
0
a. Revise paragraph (b)(1)(v);
0
b. Remove paragraph (b)(3)(iv)(B);
0
c. Redesignate paragraph (b)(3)(iv)(C) as (b)(3)(iv)(B);
0
d. Revise newly redesignated paragraphs (b)(3)(iv)(B)(3) and (4);
0
e. Add a new paragraph (b)(3)(iv)(C);
0
f. Revise paragraphs (b)(3)(v), (b)(4) introductory text, (b)(4)(i)(D), 
and (b)(4)(iii);
0
g. Redesignate paragraphs (b)(4)(iv) through (b)(4)(ix) as (b)(4)(v) 
through (b)(4)(x);
0
h. Add a new paragraph (b)(4)(iv);
0
i. Revise newly redesignated paragraphs (b)(4)(v)(A) and (B), 
(b)(4)(vi)(A) and (B), and (b)(4)(vii)(A); and
0
j. Revise paragraph (b)(6).
    The revisions and additions read as follows:


Sec.  660.25  Permits.

* * * * *
    (b) * * *
    (1) * * *
    (v) Initial administrative determination (IAD). SFD will make a 
determination regarding permit endorsements, renewal, replacement, 
change in permit ownership and change in vessel registration. SFD will 
notify the permit owner in writing with an explanation of any 
determination to deny a permit endorsement, renewal, replacement, 
change in permit ownership or change in vessel registration. The SFD 
will decline to act on an application for permit endorsement, renewal, 
replacement, or change in registration of a limited entry permit if the 
permit is subject to sanction provisions of the Magnuson-Stevens Act at 
16 U.S.C. 1858(a) and implementing regulations at 15 CFR part 904, 
subpart D, apply.
* * * * *
    (3) * * *
    (iv) * * *
    (B) * * *
    (3) A partnership or corporation will lose the exemptions provided 
in paragraphs (b)(3)(iv)(B)(1) and (2) of this section on the effective 
date of any change in the corporation or partnership from that which 
existed on November 1, 2000. A ``change'' in the partnership or 
corporation is defined at Sec.  660.11. A change in the partnership or 
corporation must be reported to SFD within 15 calendar days of the 
addition of a new shareholder or partner.
    (4) Any partnership or corporation with any ownership interest in a 
limited entry permit with a sablefish endorsement or in the vessel 
registered to the permit shall document the extent of that ownership 
interest with NMFS via the Identification of Ownership Interest Form 
sent to the permit owner through the annual permit renewal process and 
whenever a change in permit owner, vessel owner, and/or vessel 
registration occurs as described at paragraph (b)(4)(v) and (vi) of 
this section. NMFS will not renew a sablefish-endorsed limited entry 
permit through the annual renewal process described at paragraph 
(b)(4)(i) of this section, or approve a change in permit owner, vessel 
owner, and/or vessel registration unless the Identification of 
Ownership Interest Form has been completed. Further, if NMFS discovers 
through review of the Identification of Ownership Interest Form that an 
individual person, partnership, or corporation owns or holds more than 
3 permits and is not authorized to do so under paragraph 
(b)(3)(iv)(B)(2) of this section, the individual person, partnership or 
corporation will be notified and the permits owned or held by that 
individual person, partnership, or corporation will be void and 
reissued with the vessel status as ``unidentified'' until the permit 
owner owns and/or holds a quantity of permits appropriate to the 
restrictions and requirements described in paragraph (b)(3)(iv)(B)(2) 
of this section. If NMFS discovers through review of the Identification 
of Ownership Interest Form that a partnership or corporation has had a 
change in membership since November 1, 2000, as described in paragraph 
(b)(3)(iv)(B)(3) of this section, the partnership or corporation will 
be notified, NMFS will void any existing permits, and reissue any 
permits owned and/or held by that partnership or corporation in 
``unidentified'' status with respect to vessel registration until the 
partnership or corporation is able to register ownership of those 
permits to persons authorized under this section to own sablefish-
endorsed limited entry permits.
* * * * *
    (C) Ownership limitation exemption. As described in (b)(3)(iv)(B) 
of this section, no individual person, partnership, or corporation in 
combination may own and/or hold more than three sablefish-endorsed 
permits. A vessel owner that meets the qualifying criteria described in 
paragraph (b)(3)(iv)(C)(1) of this section may request an exemption 
from the ownership limitation.
    (1) Qualifying criteria. The three qualifying criteria for an 
ownership limitation exemption are: the vessel owner currently has no 
more than 20 percent ownership interest in a vessel registered to the 
sablefish endorsed permit, the vessel owner currently has ownership 
interest in Alaska sablefish individual fishing quota, and the vessel 
has fished in the past 12-month period in both the West Coast 
groundfish limited entry fixed gear fishery and the Sablefish IFQ 
Program in Alaska. The best evidence of a vessel owner having met these 
qualifying criteria will be state fish tickets or landings receipts 
from the West Coast states and Alaska. The qualifying vessel owner may 
seek an ownership limitation exemption for sablefish endorsed permits 
registered to no more than two vessels.
    (2) Application and issuance process for an ownership limitation 
exemption. The SFD will make the qualifying criteria and application 
instructions available online at www.westcoast.fisheries.noaa.gov/fisheries/groundfish/index.html. A vessel owner who believes that they 
may qualify for the ownership limitation exemption must submit evidence 
with their application showing how their vessel has met the qualifying 
criteria described at paragraph (b)(3)(iv)(C)(1) of this section. The 
vessel owner must also submit a Sablefish Permit Ownership Limitation 
Exemption Identification of Ownership Interest form that includes 
disclosure of percentage of ownership in the vessel and disclosure of 
individual shareholders in any entity. Paragraph (i) of this section 
sets out the relevant evidentiary standards and burden of proof. 
Applications may be submitted at any time to NMFS at: NMFS West Coast 
Region, Sustainable Fisheries Division, ATTN: Fisheries Permit Office--
Sablefish Ownership Limitation Exemption, 7600 Sand Point Way NE., 
Seattle, WA 98115. After receipt of a complete application, the SFD 
will issue an IAD in writing to the applicant determining whether the 
applicant

[[Page 34961]]

qualifies for the exemption. If an applicant chooses to file an appeal 
of the IAD, the applicant must follow the appeals process outlined at 
paragraph (g) of this section and, for the timing of the appeals, at 
paragraph (g)(4)(ii) of this section.
    (3) Exemption status. If at any time a change occurs relative to 
the qualifying criteria described at paragraph (b)(3)(iv)(C)(1), the 
vessel owner to whom the ownership limitation exemption applies must 
notify NMFS within 30 calendar days. If such changes mean the vessel 
owner no longer meets the qualifying criteria, the ownership limitation 
exemption becomes automatically null and void 30 calendar days after 
the date the vessel owner no longer meets the qualifying criteria. At 
any time, NMFS may request that the vessel owner submit a new exemption 
application. If NMFS at any time finds the vessel owner no longer meets 
the qualifying criteria described at paragraph (b)(3)(iv)(C)(1) of this 
section NMFS will issue an IAD, which may be appealed, as described at 
paragraph (g) of this section.
    (v) MS/CV endorsement. An MS/CV endorsement on a trawl limited 
entry permit conveys a conditional privilege that allows a vessel 
registered to it to fish in either the coop or non-coop fishery in the 
MS Coop Program described at Sec.  660.150, subpart D. The provisions 
for the MS/CV-endorsed limited entry permit, including eligibility, 
renewal, change of permit ownership, vessel registration, combinations, 
accumulation limits, fees, and appeals are described at Sec.  660.150. 
Each MS/CV endorsement has an associated catch history assignment (CHA) 
that is permanently linked as originally issued by NMFS and which 
cannot be divided or registered separately to another limited entry 
trawl permit. Regulations detailing this process and MS/CV-endorsed 
permit combinations are outlined in Sec.  660.150(g)(2), subpart D.
* * * * *
    (4) Limited entry permit actions--renewal, combination, stacking, 
joint registration, change of permit owner or vessel owner, and change 
in vessel registration--
    (i) * * *
    (D) Limited entry permits with sablefish endorsements, as described 
at paragraph (b)(3)(iv) of this section, will not be renewed until SFD 
has received complete documentation of permit ownership as required 
under paragraph (b)(3)(iv)(B)(4) of this section.
* * * * *
    (iii) Stacking limited entry permits. ``Stacking'' limited entry 
permits, as defined at Sec.  660.11, refers to the practice of 
registering more than one sablefish-endorsed permit for use with a 
single vessel. Only limited entry permits with sablefish endorsements 
may be stacked. Up to 3 limited entry permits with sablefish 
endorsements may be registered for use with a single vessel during the 
primary sablefish season described at Sec.  660.231, subpart E. 
Privileges, responsibilities, and restrictions associated with stacking 
permits to fish in the sablefish primary fishery are described at Sec.  
660.231, subpart E and at paragraph (b)(3)(iv) of this section.
    (iv) Joint registration of limited entry permits--(A) General. 
``Joint registration'' of limited entry permits, as defined at Sec.  
660.11, is the practice of simultaneously registering both trawl-
endorsed and longline or trap/pot-endorsed limited entry permits for 
use with a single vessel.
    (B) Restrictions. Subject to vessel size endorsements in paragraph 
(b)(3)(iii), any limited entry permit with a trawl endorsement and any 
limited entry permit with a longline or trap/pot endorsement may be 
jointly registered for use with a single vessel but only in one of the 
following configurations:
    (1) a single trawl-endorsed limited entry permit and one, two or 
three sablefish-endorsed fixed gear (longline and/or fishpot endorsed) 
limited entry permits; or
    (2) a single trawl-endorsed limited entry permit and one longline-
endorsed limited entry permit for use with a single vessel.
    (v) * * *
    (A) General. Change in permit owner and/or vessel owner 
applications must be submitted to NMFS with the appropriate 
documentation described at paragraphs (b)(4)(viii) and (ix) of this 
section. The permit owner may convey the limited entry permit to a 
different person. The new permit owner will not be authorized to use 
the permit until the change in permit owner has been registered with 
and approved by NMFS. NMFS will not approve a change in permit owner 
for a limited entry permit with a sablefish endorsement that does not 
meet the ownership requirements for such permit described at paragraph 
(b)(3)(iv)(B) of this section. NMFS will not approve a change in permit 
owner for a limited entry permit with an MS/CV endorsement or an MS 
permit that does not meet the ownership requirements for such permit 
described at Sec.  660.150(g)(3), and Sec.  660.150(f)(3), 
respectively. NMFS considers the following as a change in permit owner 
that would require registering with and approval by NMFS, including but 
not limited to: Selling the permit to another individual or entity; 
adding an individual or entity to the legal name on the permit; or 
removing an individual or entity from the legal name on the permit. A 
change in vessel owner includes any changes to the name(s) of any or 
all vessel owners, as registered with USCG or a state. The new owner(s) 
of a vessel registered to a limited entry permit must report any change 
in vessel ownership to NMFS within 30 calendar days after such change 
has been registered with the USCG or a state licensing agency.
    (B) Effective date. The change in permit ownership or change in the 
vessel holding the permit will be effective on the day the change is 
approved by NMFS, unless there is a concurrent change in the vessel 
registered to the permit. Requirements for changing the vessel 
registered to the permit are described at paragraph (b)(4)(vi) of this 
section.
* * * * *
    (vi) * * *
    (A) General. A permit may not be used with any vessel other than 
the vessel registered to that permit. For purposes of this section, a 
permit change in vessel registration occurs when, through SFD, a permit 
owner registers a limited entry permit for use with a new vessel. 
Permit change in vessel registration applications must be submitted to 
SFD with the appropriate documentation described at paragraph 
(b)(4)(viii) of this section. Upon receipt of a complete application, 
and following review and approval of the application, the SFD will 
reissue the permit registered to the new vessel. Applications to change 
vessel registration on limited entry permits with sablefish 
endorsements will not be approved until SFD has received complete 
documentation of permit ownership as described at paragraph 
(b)(3)(iv)(B)(4) and as required under paragraph (b)(4)(viii) of this 
section. Applications to change vessel registration on limited entry 
permits with trawl endorsements or MS permits will not be approved 
until SFD has received complete EDC forms as required under Sec.  
660.114, subpart D.
    (B) Application. Change in vessel registration applications must be 
submitted to NMFS with the appropriate documentation described at 
paragraphs (b)(4)(viii) and (ix) of this section. At a minimum, a 
permit owner seeking to change vessel registration of a limited entry 
permit shall submit to NMFS a signed application form and

[[Page 34962]]

his/her current limited entry permit before the first day of the 
cumulative limit period in which they wish to fish. If a permit owner 
provides a signed application and current limited entry permit after 
the first day of a cumulative limit period, the permit will not be 
effective until the succeeding cumulative limit period. NMFS will not 
approve a change in vessel registration until it receives a complete 
application, the existing permit, a current copy of the USCG 1270, and 
other required documentation.
* * * * *
    (vii) * * *
    (A) General. A permit owner may designate the vessel registration 
for a permit as ``unidentified,'' meaning that no vessel has been 
identified as registered for use with that permit. No vessel is 
authorized to use a permit with the vessel registration designated as 
``unidentified.'' A vessel owner who removes a permit from his vessel 
and registers that permit as ``unidentified'' is not exempt from VMS 
requirements at Sec.  660.14, unless specifically authorized by that 
section. When a permit owner requests that the permit's vessel 
registration be designated as ``unidentified,'' the transaction is not 
considered a change in vessel registration for purposes of this 
section. Any subsequent request by a permit owner to change from the 
``unidentified'' status of the permit in order to register the permit 
with a specific vessel will be considered a change in vessel 
registration and subject to the restriction on frequency and timing of 
changes in vessel registration.
* * * * *
    (6) At-sea processing exemptions--(i) Sablefish at-sea processing 
exemption. No new applications for sablefish at-sea processing 
exemptions will be accepted. As specified at Sec.  660.212(d)(3), 
subpart E, vessels are prohibited from processing sablefish at sea that 
were caught in the sablefish primary fishery without a sablefish at-sea 
processing exemption. Any sablefish at-sea processing exemptions were 
issued to a particular vessel and that permit and vessel owner who 
requested the exemption. The exemption is not part of the limited entry 
permit. The exemption cannot be registered with any other vessel, 
vessel owner, or permit owner for any reason. The exemption only 
applies to at-sea processing of sablefish caught in the sablefish 
primary fishery. The sablefish at-sea processing exemption will expire 
upon registration of the vessel to a new owner or if the vessel is 
totally lost, as defined at Sec.  660.11.
    (ii) Non-whiting at-sea processing exemption. No new applications 
for non-whiting at-sea processing exemptions will be accepted. As 
specified at Sec.  660.112(b)(1)(xii), subpart D, vessels are 
prohibited from processing non-whiting groundfish at sea that were 
caught in the Shorebased IFQ Program without a non-whiting at-sea 
processing exemption. Any non-whiting at-sea processing exemptions were 
issued to a particular vessel and that permit and/or vessel owner who 
requested the exemption. The exemption is not part of the limited entry 
permit. The exemption is not transferable to any other vessel, vessel 
owner, or permit owner for any reason. The exemption only applies to 
at-sea processing of non-whiting groundfish caught in the Shorebased 
IFQ Program. The non-whiting at-sea processing exemption will expire 
upon registration of the vessel to a new owner or if the vessel is 
totally lost, as defined at Sec.  660.11.
* * * * *
0
7. In Sec.  660.55, revise paragraph (f) introductory text and 
paragraphs (h)(1) and (2) to read as follows:


Sec.  660.55  Allocations.

* * * * *
    (f) Catch accounting. Catch accounting refers to how the catch in a 
fishery is monitored against the allocations described in this section. 
For species with trawl/nontrawl allocations, catch of those species are 
counted against the trawl/nontrawl allocations as explained in 
paragraph (f)(1) of this section. For species with limited entry/open 
access allocations in a given biennial cycle, catch of those species 
are counted against the limited entry/open access allocations as 
explained in paragraph (f)(1)(ii) of this section.
* * * * *
    (h) * * *
    (1) Tribal/nontribal allocation. The sablefish allocation to 
Pacific coast treaty Indian tribes is identified at Sec.  660.50(f)(2). 
The remainder is available to the nontribal fishery (limited entry, 
open access (directed and incidental), and research).
    (2) Between the limited entry and open access fisheries. The 
allocation of sablefish after tribal deductions is further reduced by 
the estimated total mortality of sablefish in research and recreational 
fisheries; the remaining yield (commercial harvest guideline) is 
divided between open access and limited entry fisheries. The limited 
entry fishery allocation is 90.6 percent of the commercial harvest 
guideline. The open access allocation is 9.4 percent of the commercial 
harvest guideline and includes incidental catch in non-groundfish 
fisheries, or incidental open access.
* * * * *
0
8. In Sec.  660.60:
0
a. Revise paragraphs (h)(7) introductory text, (h)(7)(i) introductory 
text, (h)(7)(ii)(A), (h)(7)(ii)(B)(1) introductory text, and 
(h)(7)(ii)(B)(2); and
0
b. Add paragraphs (h)(7)(ii)(B)(3) and (h)(7)(iii).
    The revisions and additions read as follows:


Sec.  660.60  Specifications and management measures.

* * * * *
    (h) * * *
* * * * *
    (7) Crossover provisions. Crossover provisions apply to three 
activities: Fishing on different sides of a management line, or fishing 
in both the limited entry and open access fisheries, or fishing in both 
the Shorebased IFQ Program and the limited entry fixed gear fishery. 
NMFS uses different types of management areas for West Coast groundfish 
management, such as the north-south management areas as defined in 
Sec.  660.11. Within a management area, a large ocean area with 
northern and southern boundary lines, trip limits, seasons, and 
conservation areas follow a single theme. Within each management area, 
there may be one or more conservation areas, defined at Sec.  660.11 
and Sec. Sec.  660.70 through 660.74. The provisions within this 
paragraph apply to vessels fishing in different management areas. 
Crossover provisions also apply to vessels that fish in both the 
limited entry and open access fisheries, or that use open access non-
trawl gear while registered to limited entry fixed gear permits. 
Crossover provisions also apply to vessels that are jointly registered, 
as defined at Sec.  660.11, fishing in both the Shorebased IFQ Program 
and the limited entry fixed gear fishery during the same cumulative 
limit period. Fishery specific crossover provisions can be found in 
subparts D through F of this part.
    (i) Fishing in management areas with different trip limits. Trip 
limits for a species or a species group may differ in different 
management areas along the coast. The following crossover provisions 
apply to vessels fishing in different geographical areas that have 
different cumulative or ``per trip'' trip limits for the same species 
or species group, with the following exceptions. Such crossover 
provisions do not apply to: IFQ species (defined at Sec.  660.140(c),

[[Page 34963]]

subpart D) for vessels that are declared into the Shorebased IFQ 
Program (see Sec.  660.13(d)(5)(iv)(A), for valid Shorebased IFQ 
Program declarations); species that are subject only to daily trip 
limits; or to trip limits for black rockfish off Washington, as 
described at Sec.  660.230(e) and Sec.  660.330(e).
* * * * *
    (ii) * * *
    (A) Fishing in limited entry and open access fisheries with 
different trip limits. Open access trip limits apply to any fishing 
conducted with open access gear, even if the vessel has a valid limited 
entry permit with an endorsement for another type of gear. Except such 
provisions do not apply to IFQ species (defined at Sec.  660.140(c), 
subpart D) for vessels that are declared into the Shorebased IFQ 
Program (see Sec.  660.13(d)(5)(iv)(A) for valid Shorebased IFQ Program 
declarations). A vessel that fishes in both the open access and limited 
entry fisheries is not entitled to two separate trip limits for the 
same species. If a vessel has a limited entry permit registered to it 
at any time during the trip limit period and uses open access gear, but 
the open access limit is smaller than the limited entry limit, the open 
access limit may not be exceeded and counts toward the limited entry 
limit. If a vessel has a limited entry permit registered to it at any 
time during the trip limit period and uses open access gear, but the 
open access limit is larger than the limited entry limit, the smaller 
limited entry limit applies, even if taken entirely with open access 
gear.
    (B) * * *
    (1) Vessel registered to a limited entry trawl permit. To fish with 
open access gear, defined at Sec.  660.11, a vessel registered to a 
limited entry trawl permit must make the appropriate fishery 
declaration, as specified at Sec.  660.14(d)(5)(iv)(A). In addition, a 
vessel registered to a limit entry trawl permit must remove the permit 
from their vessel, as specified at Sec.  660.25(b)(4)(vi), unless the 
vessel will be fishing in the open access fishery under one of the 
following declarations specified at Sec.  660.13(d):
* * * * *
    (2) Vessel registered to a limited entry fixed gear permit(s). To 
fish with open access gear, defined at Sec.  660.11, subpart C, a 
vessel registered to a limit entry fixed gear permit must make the 
appropriate open access declaration, as specified at Sec.  
660.14(d)(5)(iv)(A). Vessels registered to a sablefish-endorsed 
permit(s) fishing in the sablefish primary season (described at Sec.  
660.231, subpart E) may only fish with the gear(s) endorsed on their 
sablefish-endorsed permit(s) against those limits.
    (3) Vessel jointly registered to more than one limited entry 
permit. Vessels jointly registered (under the provisions at Sec.  
660.25(b)(4)(iv)(B)) may fish with open access gear (defined at Sec.  
660.11) if they meet the requirements of both paragraphs 
(h)(7)(ii)(B)(1) and (2) of this section.
    (iii) Fishing in both the Shorebased IFQ Program and the limited 
entry fixed gear fishery for vessels that are jointly registered.
    (A) Fishing in the Shorebased IFQ Program and limited entry fixed 
gear fishery with different trip limits. If a vessel fishes in both the 
Shorebased IFQ Program and the limited entry fixed gear fishery during 
a cumulative limit period, they are subject to the most restrictive 
trip limits for non-IFQ species.
    (B) Fishing in the Shorebased IFQ Program and the limited entry 
fixed gear sablefish primary fishery with different trip limits. If a 
vessel is jointly registered and one or more of the limited entry 
permits is sablefish endorsed, any sablefish landings made by a vessel 
declared into the limited entry fixed gear fishery after the start of 
the sablefish primary fishery count towards the tier limit(s), per 
regulations at Sec.  660.232(a)(2), subpart E. Any sablefish landings 
made by a vessel declared into the Shorebased IFQ Program must be 
covered by quota pounds, per regulations at Sec.  660.112(b), subpart 
D, and will not count towards the tier limit(s).
0
9. In Sec.  660.112:
0
a. Revise paragraphs (a)(3)(i) and (ii);
0
b. Remove paragraph (b)(1)(xii)(B); and
0
c. Redesignate paragraph (b)(1)(xii)(C) as (b)(1)(xii)(B).
    The revision reads as follows:


Sec.  660.112  Trawl fishery--prohibitions.

* * * * *
    (a) * * *
    (3) * * *
    (i) Fail to comply with all recordkeeping and reporting 
requirements at Sec.  660.13, subpart C; including failure to submit 
information, or submission of inaccurate or false information on any 
report required at Sec.  660.13(d), subpart C, and Sec.  660.113:
    (ii) Falsify or fail to make and/or file, retain or make available 
any and all reports of groundfish landings, containing all data, and in 
the exact manner, required by the regulation at Sec.  660.13, subpart 
C, or Sec.  660.113.
* * * * *
0
10. In Sec.  660.113:
0
a. Revise paragraphs (a)(2), (b)(4)(ii)(A);
0
b. Remove paragraphs (b)(4)(ii)(B) and (C) and redesignate paragraphs 
(b)(4)(ii)(D) through (F) as (b)(4)(ii)(B) through (D);
0
c. Revise newly redesignated paragraphs (b)(4)(ii)(C)(5) introductory 
text and (b)(4)(ii)(C)(6); and
0
d.) Revise paragraphs (b)(4)(iii) and (b)(4)(v).
    The revisions read as follows:


Sec.  660.113  Trawl fishery--recordkeeping and reporting.

* * * * *
    (a) * * *
    (2) All records used in the preparation of records or reports 
specified in this section or corrections to these reports must be 
maintained for a period of not less than three years after the date of 
landing and must be immediately available upon request for inspection 
by NMFS or authorized officers or others as specifically authorized by 
NMFS. Records used in the preparation of required reports specified in 
this section or corrections to these reports that are required to be 
kept include, but are not limited to, any written, recorded, graphic, 
electronic, or digital materials as well as other information stored in 
or accessible through a computer or other information retrieval system; 
worksheets; weight slips; preliminary, interim, and final tally sheets; 
receipts; checks; ledgers; notebooks; diaries; spreadsheets; diagrams; 
graphs; charts; tapes; disks; or computer printouts. All relevant 
records used in the preparation of electronic fish ticket reports or 
corrections to these reports, including dock tickets, must be 
maintained for a period of not less than three years after the date of 
landing and must be immediately available upon request for inspection 
by NMFS or authorized officers or others as specifically authorized by 
NMFS.
    (b) * * *
    (4) * * *
    (ii) * * *
    (A) Include, as part of each electronic fish ticket submission, the 
actual scale weight for each groundfish species as specified by 
requirements at Sec.  660.15(c), and the vessel identification number. 
Use, and maintain in good working order, hardware, software, and 
internet access as specified at Sec.  660.15(d).
* * * * *
    (C) * * *
    (5) Prior to submittal, three copies of the printed, signed, 
electronic fish ticket must be produced by the IFQ first receiver and a 
copy provided to each of the following:
* * * * *

[[Page 34964]]

    (6) After review and signature, the electronic fish ticket must be 
submitted within 24 hours of the completion of the offload, as 
specified in paragraph (b)(4)(ii)(B) of this section.
* * * * *
    (iii) Revising a submission. In the event that a data error is 
found, electronic fish ticket submissions must be revised by 
resubmitting the revised form electronically. Electronic fish tickets 
are to be used for the submission of final data. Preliminary data, 
including estimates of fish weights or species composition, shall not 
be submitted on electronic fish tickets.
* * * * *
    (v) Reporting requirements when a temporary waiver has been 
granted. IFQ First receivers that have been granted a temporary waiver 
from the requirement to submit electronic fish tickets must submit on 
paper the same data as is required on electronic fish tickets within 24 
hours of the date received during the period that the waiver is in 
effect. Paper fish tickets must be sent by facsimile to NMFS, West 
Coast Region, Sustainable Fisheries Division, 206-526-6736 or by 
delivering it in person to 7600 Sand Point Way, NE., Seattle, WA 98115. 
The requirements for submissions of paper tickets in this paragraph are 
separate from, and in addition to existing state requirements for 
landing receipts or fish receiving tickets.
* * * * *


Sec.  660.114  [Amended]

0
11. Amend Sec.  660.114(b) by removing the words ``Sec.  
660.25(b)(4)(v)'' wherever they appear and adding the words ``Sec.  
660.25(b)(4)(vi).''
0
12. In Sec.  660.211, add the definition of ``sablefish landing'' is in 
alphabetical order to read as follows:


Sec.  660.211  Fixed gear fishery--definitions.

* * * * *
    Sablefish landing means a landing that includes any amount of 
sablefish harvested in the limited entry fixed gear fishery.
* * * * *
0
13. In Sec.  660.212:
0
a. Revise paragraph (a)(2);
0
b. Add paragraphs (a)(3) through (6);
0
c. Revise paragraphs (b), and (d)(1) and (2).
    The revisions and additions read as follows:


Sec.  660.212  Fixed gear fishery--prohibitions.

* * * * *
    (a) * * *
    (2) Take and retain, possess, or land more than a single cumulative 
limit of a particular species, per vessel, per applicable cumulative 
limit period, except for sablefish taken in the limited entry fixed 
gear sablefish primary season from a vessel authorized to fish in that 
season, as described at Sec.  660.231 and except for IFQ species taken 
in the Shorebased IFQ Program from a vessel authorized under gear 
switching provisions as described at Sec.  660.140(k).
    (3) Transport catch that includes any amount of sablefish away from 
the point of landing before that catch has been sorted and weighed by 
federal groundfish species or species group, and recorded for 
submission on an electronic fish ticket under Sec.  660.213(e). (If 
fish will be transported to a different location for processing, all 
sorting and weighing to federal groundfish species groups must occur 
before transporting the catch away from the point of landing).
    (4) Mix catch from more than one sablefish landing prior to the 
catch being sorted and weighed for reporting on an electronic fish 
ticket under Sec.  660.213(e).
    (5) Process, sell, or discard any groundfish received from a 
sablefish landing that has not been accounted for on an electronic fish 
ticket under Sec.  660.213(e).
    (6) Upon commencing an offload of a sablefish landing at a landing 
site, fail to offload all groundfish on board the vessel at that 
landing site.
    (b) Recordkeeping and reporting. (1) Fail to comply with all 
recordkeeping and reporting requirements at Sec.  660.13, subpart C; 
including failure to submit information, or submission of inaccurate or 
false information on any report required at Sec.  660.13(d), subpart C, 
and Sec.  660.213.
    (2) Falsify or fail to make and/or file, retain or make available 
any and all reports of groundfish landings that include sablefish, 
containing all data, and in the exact manner, required by the 
regulation at Sec.  660.13, subpart C, or Sec.  660.213.
* * * * *
    (d) Sablefish fisheries. (1) Take and retain, possess or land 
sablefish under the tier limits provided for the limited entry, fixed 
gear sablefish primary season, described in Sec.  660.231(b)(3), from a 
vessel that is not registered to a limited entry permit with a 
sablefish endorsement.
    (2) Take and retain, possess or land sablefish in the sablefish 
primary season, described at Sec.  660.231(b), unless the owner of the 
limited entry permit registered for use with that vessel and 
authorizing the vessel to fish in the sablefish primary season is on 
board that vessel. Exceptions to this prohibition are provided at Sec.  
660.231(b)(4)(i) and (ii).
* * * * *
0
14. In Sec.  660.213, revise paragraph (d)(1) and add paragraph (e) to 
read as follows:


Sec.  660.213  Fixed gear fishery--recordkeeping and reporting.

* * * * *
    (d) * * *
    (1) Any person landing groundfish must retain on board the vessel 
from which groundfish are landed, and provide to an authorized officer 
upon request, copies of any and all reports of groundfish landings 
containing all data, and in the exact manner, required by the 
applicable state law throughout the cumulative limit period during 
which a landing occurred and for 15 days thereafter. All relevant 
records used in the preparation of electronic fish ticket reports or 
corrections to these reports, including dock tickets, must be 
maintained for a period of not less than three years after the date of 
landing and must be immediately available upon request for inspection 
by NMFS or authorized officers or others as specifically authorized by 
NMFS.
* * * * *
    (e) Electronic fish ticket. The first receiver, as defined at Sec.  
660.11, subpart C, of a sablefish landing from a limited entry fixed 
gear vessel is responsible for compliance with all reporting 
requirements described in this paragraph. When used in this paragraph, 
submit means to transmit final electronic fish ticket information via 
web-based form or, if a waiver is granted, by paper form. When used in 
this paragraph, record means the action of documenting electronic fish 
ticket information in any written format.
    (1) Required information. All first receivers must provide the 
following types of information: Date of landing, vessel that made the 
landing, vessel identification number, limited entry permit number(s), 
name of the vessel operator, gear type used, receiver, actual weights 
of species landed listed by species or species group including species 
with no value, condition landed, number of salmon by species, number of 
Pacific halibut, ex-vessel value of the landing by species, fish caught 
inside/outside 3 miles or both, and any other information deemed 
necessary by the Regional Administrator (or designee) as specified on 
the appropriate electronic fish ticket form.
    (2) Submissions. The first receiver must:
    (i) Include, as part of each electronic fish ticket submission, the 
actual scale

[[Page 34965]]

weight for each groundfish species as specified by requirements at 
Sec.  660.15(c), the vessel identification number, and the limited 
entry permit number. Use and maintain, for the purposes of submitting 
electronic fish tickets, equipment as specified at Sec.  660.15(d).
    (ii) Submit a completed electronic fish ticket(s) for every landing 
that includes sablefish no later than 24 hours after the date of 
landing, unless a waiver of this requirement has been granted under 
provisions specified at paragraph (e)(4) of this section.
    (iii) Submit separate electronic fish tickets for sablefish 
landings in the limited entry fixed gear sablefish primary fishery 
where the sablefish will be counted against more than one of the 
stacked permits, or against a tier limit(s) and the cumulative trip 
limit in the DTL fishery. For vessels with stacked limited entry 
sablefish permits, defined at Sec.  660.12, a landing may be divided 
and reported on separate electronic fish tickets for the purposes of 
apportioning the sablefish landings amongst the remaining tier limits 
associated with each of the stacked permits. Per regulations at Sec.  
660.232(a)(2) a vessel may land the remainder of its tier limit(s) and 
also land against the applicable DTL limits in the same landing; in 
that instance multiple fish tickets must be used to apportion sablefish 
landed against the tier(s) from the sablefish landed against cumulative 
trip limits of the DTL fishery. If multiple electronic fish tickets are 
recorded and submitted for a single sablefish landing, each electronic 
fish ticket must meet the process and submittal requirements specified 
in paragraphs (e)(iv) and (v) of this section in addition to the 
following requirements:
    (A) The sum total of all groundfish, including sablefish, from the 
landing must be submitted via electronic fish ticket(s).
    (B) The limited entry fixed gear sablefish permit number unto which 
the portion of the sablefish landing will be attributed to must be 
recorded on each electronic fish ticket or dock ticket. Only one permit 
number may be recorded on a ticket.
    (C) The owner-on board, unless exempted under regulations at Sec.  
660.231(a)(4), must review and sign documentation of the landing, as 
described in (e)(2)(iv) and (v) of this section.
    (iv) If electronic fish tickets will be submitted prior to 
processing or transport, follow these process and submittal 
requirements:
    (A) After completing the landing, the electronic fish ticket 
information must be recorded immediately.
    (B) Prior to submittal of the electronic fish ticket, the 
information recorded for the electronic fish ticket must be reviewed by 
the vessel operator who delivered the fish, and the port sampler if one 
is present. If required by regulations at Sec.  660.231(a)(4), the 
owner-on-board must also review the information recorded on the 
electronic fish ticket prior to submittal.
    (C) After review, the receiver and the vessel operator must sign a 
printed hard copy of the electronic fish ticket or, if the landing 
occurs outside of business hours, the original dock ticket. If required 
by regulations at Sec.  660.231(a)(4), the owner-on-board must also 
sign a printed copy of the electronic fish ticket or, if the landing 
occurs outside of business hours, the original dock ticket.
    (D) Prior to submittal, three copies of the signed electronic fish 
ticket must be produced by the receiver and a copy provided to each of 
the following:
    (1) The vessel operator and/or the owner-on-board;
    (2) The state of origin if required by state regulations; and
    (3) The first receiver.
    (E) After review and signature, the electronic fish ticket must be 
submitted within 24 hours after the date of landing, as specified in 
paragraph (e)(2)(ii) of this section.
    (v) If electronic fish tickets will be submitted after transport, 
follow these process and submittal requirements:
    (A) The vessel name, limited entry permit number, and the 
electronic fish ticket number must be recorded on each dock ticket 
related to that landing.
    (B) Upon completion of the dock ticket, but prior to transfer of 
the landing to another location, the dock ticket information that will 
be used to complete the electronic fish ticket must be reviewed by the 
vessel operator who delivered the fish. If the electronic fish ticket 
will report landings of sablefish in the sablefish primary fishery, the 
owner-on-board, unless exempted under regulations at Sec.  
660.231(a)(4), must review the information recorded on the dock ticket 
prior to transfer of the landing to another location.
    (C) After review, the first receiver and the vessel operator must 
sign the original copy of each dock ticket related to that landing. If 
a dock ticket includes landings of sablefish in the sablefish primary 
fishery, the owner-on-board, unless exempted under regulations at Sec.  
660.231(a)(4), must sign the original copy of that dock ticket.
    (D) Prior to submittal of the electronic fish ticket, three copies 
of the signed dock ticket must be produced by the first receiver and a 
copy provided to each of the following:
    (1) The vessel operator and/or the owner-on-board;
    (2) The state of origin if required by state regulations; and
    (3) The first receiver.
    (E) Based on the information contained in the signed dock ticket, 
the electronic fish ticket must be completed and submitted within 24 
hours of the completion of the landing, as specified in paragraph 
(e)(2)(ii) of this section.
    (F) Three copies of the electronic fish ticket must be produced by 
the first receiver and a copy provided to each of the following:
    (1) The vessel operator and/or the owner-on-board;
    (2) The state of origin if required by state regulations; and
    (3) The first receiver.
    (3) Revising a submission. In the event that a data error is found, 
electronic fish ticket submissions must be revised by resubmitting the 
revised form electronically. Electronic fish tickets are to be used for 
the submission of final data. Preliminary data, including estimates of 
fish weights or species composition, shall not be submitted on 
electronic fish tickets.
    (4) Waivers for submission. On a case-by-case basis, a temporary 
written waiver of the requirement to submit electronic fish tickets may 
be granted by the Assistant Regional Administrator or designee if he/
she determines that circumstances beyond the control of a receiver 
would result in inadequate data submissions using the electronic fish 
ticket system. The duration of the waiver will be determined on a case-
by-case basis.
    (5) Reporting requirements when a temporary waiver has been 
granted. Receivers that have been granted a temporary waiver from the 
requirement to submit electronic fish tickets must submit on paper the 
same data as is required on electronic fish tickets within 24 hours of 
the date received during the period that the waiver is in effect. Paper 
fish tickets must be sent by facsimile to NMFS, West Coast Region, 
Sustainable Fisheries Division, 206-526-6736 or by delivering it in 
person to 7600 Sand Point Way, NE., Seattle, WA 98115. The requirements 
for submissions of paper tickets in this paragraph are separate from, 
and in addition to existing state requirements for landing receipts or 
fish receiving tickets.
0
15. In Sec.  660.231, revise paragraphs (a), (b)(1), (b)(2), (b)(3), 
and (b)(4) introductory text to read as follows:

[[Page 34966]]

Sec.  660.231  Limited entry fixed gear sablefish primary fishery.

* * * * *
    (a) Sablefish endorsement. In addition to requirements pertaining 
to fishing in the limited entry fixed gear fishery (described in 
subparts C and E), a vessel may not fish in the sablefish primary 
season for the limited entry fixed gear fishery, unless at least one 
limited entry permit with both a gear endorsement for longline or trap 
(or pot) gear and a sablefish endorsement is registered for use with 
that vessel. Permits with sablefish endorsements are assigned to one of 
three tiers, as described at Sec.  660.25(b)(3)(iv), subpart C.
    (b) * * *
    (1) Season dates. North of 36[deg] N. lat., the sablefish primary 
season for the limited entry, fixed gear, sablefish-endorsed vessels 
begins at 12 noon local time on April 1 and closes at 12 noon local 
time on October 31, or closes for an individual vessel owner when the 
tier limit for the sablefish endorsed permit(s) registered to the 
vessel has been reached, whichever is earlier, unless otherwise 
announced by the Regional Administrator through the routine management 
measures process described at Sec.  660.60(c).
    (2) Gear type. During the primary season, when fishing against 
primary season cumulative limits, each vessel authorized to fish in 
that season under paragraph (a) of this section may fish for sablefish 
with any of the gear types, except trawl gear, endorsed on at least one 
of the sablefish endorsed permits registered for use with that vessel.
    (3) Cumulative limits. (i) A vessel fishing in the primary season 
will be constrained by the sablefish cumulative limit associated with 
each of the sablefish endorsed permits registered for use with that 
vessel. During the primary season, each vessel authorized to fish in 
that season under paragraph (a) of this section may take, retain, 
possess, and land sablefish, up to the cumulative limits for each of 
the sablefish endorsed permits registered for use with that vessel. If 
a vessel is stacking permits, that vessel may land up to the total of 
all cumulative limits announced in this paragraph for the tiers for 
those permits, except as limited by paragraph (b)(3)(ii) of this 
section. Up to 3 sablefish endorsed permits may be stacked for use with 
a single vessel during the primary season; thus, a single vessel may 
not take and retain, possess or land more than 3 primary season 
sablefish cumulative limits in any one year. Per regulations at Sec.  
660.12(a)(6), subpart C, all other groundfish landings are subject to 
per vessel trip limits. In 2015, the following annual limits are in 
effect: Tier 1 at 41,175 (18,677 kg), Tier 2 at 18,716 lb (8,489 kg), 
and Tier 3 at 10,695 lb (4,851 kg). For 2016 and beyond, the following 
annual limits are in effect: Tier 1 at 45,053 lb (20,436 kg), Tier 2 at 
20,479 lb (9,289 kg), and Tier 3 at 11,702 lb (5,308 kg).
    (ii) If a sablefish endorsed permit is registered to more than one 
vessel during the primary season in a single year, the second vessel 
may only take the portion of the cumulative limit for that permit that 
has not been harvested by the first vessel to which the permit was 
registered. The combined primary season sablefish landings for all 
vessels registered to that permit may not exceed the cumulative limit 
for the tier associated with that permit.
    (iii) A cumulative trip limit is the maximum amount of sablefish 
that may be taken and retained, possessed, or landed per vessel in a 
specified period of time, with no limit on the number of landings or 
trips.
    (iv) Incidental Pacific halibut retention north of Pt. Chehalis, WA 
(46[deg]53.30' N. lat.). From April 1 through October 31, vessels 
authorized to participate in the sablefish primary fishery, licensed by 
the International Pacific Halibut Commission for commercial fishing in 
Area 2A (waters off Washington, Oregon, California), and fishing with 
longline gear north of Pt. Chehalis, WA (46[deg]53.30' N. lat.) may 
possess and land up to the following cumulative limits: 110 lb (50 kg) 
dressed weight of Pacific halibut for every 1,000 pounds (454 kg) 
dressed weight of sablefish landed and up to 2 additional Pacific 
halibut in excess of the 110-pounds-per-1,000-pound ratio per landing. 
``Dressed'' Pacific halibut in this area means halibut landed 
eviscerated with their heads on. Pacific halibut taken and retained in 
the sablefish primary fishery north of Pt. Chehalis may only be landed 
north of Pt. Chehalis and may not be possessed or landed south of Pt. 
Chehalis.
    (4) Owner-on-board requirement. Any person who owns or has 
ownership interest in a limited entry permit with a sablefish 
endorsement, as described at Sec.  660.25(b)(3), subpart C, must be on 
board the vessel registered for use with that permit at any time that 
the vessel has sablefish on board the vessel that count toward that 
permit's cumulative sablefish landing limit. This person must carry 
government issued photo identification while aboard the vessel. This 
person must review and sign a printed copy of the electronic fish 
ticket(s) or dock ticket, as described at Sec.  660.213(d), unless this 
person qualified for the owner-on-board exemption. A permit owner is 
qualified for the owner-on-board exemption and not obligated to be on 
board the vessel registered for use with the sablefish-endorsed limited 
entry permit during the sablefish primary season if:
* * * * *
0
16. Section 660.232 is revised to read as follows:


Sec.  660.232  Limited entry daily trip limit (DTL) fishery for 
sablefish.

    (a) Limited entry DTL fisheries both north and south of 36[deg] N. 
lat. (1) Before the start of the sablefish primary season, all 
sablefish landings made by a vessel declared into the limited entry 
fixed gear fishery and authorized by Sec.  660.231(a) to fish in the 
sablefish primary season will be subject to the restrictions and limits 
of the limited entry DTL fishery for sablefish specified in this 
section and which is governed by routine management measures imposed 
under Sec.  660.60(c), subpart C.
    (2) Following the start of the primary season, all sablefish 
landings made by a vessel declared into the limited entry fixed gear 
fishery and authorized by Sec.  660.231(a) to fish in the primary 
season will count against the primary season cumulative limit(s) 
associated with the sablefish-endorsed permit(s) registered for use 
with that vessel. A vessel that is eligible to fish in the sablefish 
primary season may fish in the DTL fishery for sablefish once that 
vessels' primary season sablefish limit(s) have been landed, or after 
the close of the primary season, whichever occurs earlier (as described 
at Sec.  660.231(b)(1)). If the vessel continues to fish in the limited 
entry fixed gear fishery for any part of the remaining fishing year, 
any subsequent sablefish landings by that vessel will be subject to the 
restrictions and limits of the limited entry DTL fishery for sablefish.
    (3) Vessels registered for use with a limited entry fixed gear 
permit that does not have a sablefish endorsement may fish in the 
limited entry DTL fishery, consistent with regulations at Sec.  
660.230, for as long as that fishery is open during the fishing year, 
subject to routine management measures imposed under Sec.  660.60(c), 
subpart C. DTL limits for the limited entry fishery north and south of 
36[deg] N. lat. are provided in Tables 2 (North) and 2 (South) of this 
subpart.
    (b) A vessel that is jointly registered, and has participated or 
will participate in both the limited entry fixed gear fishery and the 
Shorebased IFQ Program during the fishing year, is subject to crossover 
provisions described at Sec.  660.60(h)(7), subpart C.
0
17. In Sec.  660.311, add the definition of ``sablefish landing'' in 
alphabetical order to read as follows:

[[Page 34967]]

Sec.  660.311  Open access fishery--definitions.

* * * * *
    Sablefish landing means a landing that includes any amount of 
sablefish harvested in the open access fishery.
* * * * *
0
18. In Sec.  660.312:
0
a. Revise paragraphs (a)(3) through (6);
0
b. Redesignate paragraphs (b) and (c) as (c) and (d), respectively; and
0
c. Add a new paragraph (b).
    The revisions and additions read as follows:


Sec.  660.312  Open access fishery--prohibitions.

* * * * *
    (a) * * *
    (3) Transport catch that includes any amount of sablefish away from 
the point of landing before that catch has been sorted and weighed by 
federal groundfish species or species group, and recorded for 
submission on an electronic fish ticket under Sec.  660.313(f). (If 
fish will be transported to a different location for processing, all 
sorting and weighing to federal groundfish species groups must occur 
before transporting the catch away from the point of landing).
    (4) Mix catch from more than one sablefish landing prior to the 
catch being sorted and weighed for reporting on an electronic fish 
ticket under Sec.  660.313(f).
    (5) Process, sell, or discard any groundfish received from a 
sablefish landing that has not been accounted for on an electronic fish 
ticket under Sec.  660.313(f).
    (6) Upon commencing an offload of a sablefish landing at a landing 
site, fail to offload all groundfish on board the vessel at that 
landing site.
    (b) Recordkeeping and reporting. (1) Fail to comply with all 
recordkeeping and reporting requirements at Sec.  660.13, subpart C, 
including failure to submit information, or submission of inaccurate or 
false information on any report required at Sec.  660.13(d), subpart C, 
and Sec.  660.313.
    (2) Falsify or fail to make and/or file, retain or make available 
any and all reports of groundfish landings that include sablefish, 
containing all data, and in the exact manner, required by the 
regulation at Sec.  660.13, subpart C, or Sec.  660.313.
* * * * *
0
19. Section 660.313 is revised to read as follows:


Sec.  660.313  Open access fishery--recordkeeping and reporting.

    (a) General. General reporting requirements specified at Sec.  
660.13(a) through (c), subpart C, apply to the open access fishery.
    (b) Declaration reports for vessels using nontrawl gear. 
Declaration reporting requirements for open access vessels using 
nontrawl gear (all types of open access gear other than non-groundfish 
trawl gear) are specified at Sec.  660.13(d), subpart C.
    (c) Declaration reports for vessels using non-groundfish trawl 
gear. Declaration reporting requirements for open access vessels using 
non-groundfish trawl gear are specified at Sec.  660.13(d), subpart C.
    (d) VMS requirements for open access fishery vessels. VMS 
requirements for open access fishery vessels are specified at Sec.  
660.14, subpart C.
    (e) Retention of records. Any person landing groundfish must retain 
on board the vessel from which groundfish is landed, and provide to an 
authorized officer upon request, copies of any and all reports of 
groundfish landings containing all data, and in the exact manner, 
required by the applicable state law throughout the cumulative limit 
period during which a landing occurred and for 15 days thereafter. All 
relevant records used in the preparation of electronic fish ticket 
reports or corrections to these reports, including dock tickets, must 
be maintained for a period of not less than three years after the date 
of landing and must be immediately available upon request for 
inspection by NMFS or authorized officers or others as specifically 
authorized by NMFS.
    (f) Electronic fish ticket. The first receiver, as defined at Sec.  
660.11, subpart C, of a sablefish landing from an open access vessel is 
responsible for compliance with all reporting requirements described in 
this paragraph. When used in this paragraph, submit means to transmit 
final electronic fish ticket information via web-based form or, if a 
waiver is granted, by paper form. When used in this paragraph, record 
means the action of documenting electronic fish ticket information in 
any written format.
    (1) Required information. All first receivers must provide the 
following types of information: Date of landing, vessel that made the 
landing, vessel identification number, name of the vessel operator, 
gear type used, receiver, actual weights of species landed listed by 
species or species group including species with no value, condition 
landed, number of salmon by species, number of Pacific halibut, ex-
vessel value of the landing by species, fish caught inside/outside 3 
miles or both, and any other information deemed necessary by the 
Regional Administrator (or designee) as specified on the appropriate 
electronic fish ticket form.
    (2) Submissions. The first receiver must:
    (i) Include, as part of each electronic fish ticket submission, the 
actual scale weight for each groundfish species as specified by 
requirements at Sec.  660.15(c) and the vessel identification number. 
Use and maintain, for the purposes of submitting electronic fish 
tickets, equipment as specified at Sec.  660.15(d).
    (ii) Submit a completed electronic fish ticket for every landing 
that includes sablefish no later than 24 hours after the date of 
landing, unless a waiver of this requirement has been granted under 
provisions specified at paragraph (f)(4) of this section.
    (iii) If electronic fish tickets will be submitted prior to 
processing or transport, follow these process and submittal 
requirements:
    (A) After completing the landing, the electronic fish ticket 
information must be recorded immediately.
    (B) Prior to submittal of the electronic fish ticket, the 
information recorded for the electronic fish ticket must be reviewed by 
the vessel operator who delivered the fish, and the port sampler if one 
is present.
    (C) After review, the receiver and the vessel operator must sign a 
printed hard copy of the electronic fish ticket or, if the landing 
occurs outside of business hours, the original dock ticket.
    (D) Prior to submittal, three copies of the signed electronic fish 
ticket must be produced by the receiver and a copy provided to each of 
the following:
    (1) The vessel operator;
    (2) The state of origin if required by state regulations; and
    (3) The first receiver.
    (E) After review and signature, the electronic fish ticket must be 
submitted within 24 hours after the date of landing, as specified in 
paragraph (f)(2)(ii) of this section.
    (iv) If electronic fish tickets will be submitted after transport, 
follow these process and submittal requirements:
    (A) The vessel name and the electronic fish ticket number must be 
recorded on each dock ticket related to that landing.
    (C) Upon completion of the dock ticket, but prior to transfer of 
the offload to another location, the dock ticket information that will 
be used to complete the electronic fish ticket must be reviewed by the 
vessel operator who delivered the fish.
    (D) After review, the first receiver and the vessel operator must 
sign the original copy of each dock ticket related to that landing.
    (E) Prior to submittal of the electronic fish ticket, three copies 
of the signed

[[Page 34968]]

dock ticket must be produced by the first receiver and a copy provided 
to each of the following:
    (1) The vessel operator;
    (2) The state of origin if required by state regulations; and
    (3) The first receiver.
    (F) Based on the information contained in the signed dock ticket, 
the electronic fish ticket must be completed and submitted within 24 
hours of the date of landing, as specified in paragraph (f)(2)(ii) of 
this section.
    (G) Three copies of the electronic fish ticket must be produced by 
the first receiver and a copy provided to each of the following:
    (1) The vessel operator;
    (2) The state of origin if required by state regulations; and
    (3) The first receiver.
    (3) Revising a submission. In the event that a data error is found, 
electronic fish ticket submissions must be revised by resubmitting the 
revised form electronically. Electronic fish tickets are to be used for 
the submission of final data. Preliminary data, including estimates of 
fish weights or species composition, shall not be submitted on 
electronic fish tickets.
    (4) Waivers for submission. On a case-by-case basis, a temporary 
written waiver of the requirement to submit electronic fish tickets may 
be granted by the Assistant Regional Administrator or designee if he/
she determines that circumstances beyond the control of a receiver 
would result in inadequate data submissions using the electronic fish 
ticket system. The duration of the waiver will be determined on a case-
by-case basis.
    (5) Reporting requirements when a temporary waiver has been 
granted. Receivers that have been granted a temporary waiver from the 
requirement to submit electronic fish tickets must submit on paper the 
same data as is required on electronic fish tickets within 24 hours of 
the date of landing during the period that the waiver is in effect. 
Paper fish tickets must be sent by facsimile to NMFS, West Coast 
Region, Sustainable Fisheries Division, 206-526-6736 or by delivering 
it in person to 7600 Sand Point Way NE., Seattle, WA 98115. The 
requirements for submissions of paper tickets in this paragraph are 
separate from, and in addition to existing state requirements for 
landing receipts or fish receiving tickets.

[FR Doc. 2016-12848 Filed 5-31-16; 8:45 am]
BILLING CODE 3510-22-P



                                                                         Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules                                                 34947

                                                    Dated: May 19, 2016.                                  sector for the remainder of the fishing               the RA determines, using the best
                                                  Samuel D. Rauch III,                                    year. On and after the effective date of              scientific information available, that no
                                                  Deputy Assistant Administrator for                      such a notification, all sale or purchase             reduction is necessary.
                                                  Regulatory Programs, National Marine                    of blueline tilefish is prohibited and                  (3) The combined commercial and
                                                  Fisheries Service.                                      harvest or possession of blueline tilefish            recreational sector ACL (total ACL) is
                                                    For the reasons set out in the                        in or from the South Atlantic EEZ is                  174,798 lb (79,287 kg), round weight.
                                                  preamble, 50 CFR part 622 is proposed                   limited to the bag and possession limits.             [FR Doc. 2016–12846 Filed 5–31–16; 8:45 am]
                                                  to be amended as follows:                               These bag and possession limits apply                 BILLING CODE 3510–22–P
                                                                                                          in the South Atlantic on board a vessel
                                                  PART 622—FISHERIES OF THE                               for which a valid Federal commercial or
                                                  CARIBBEAN, GULF OF MEXICO, AND                          charter vessel/headboat permit for                    DEPARTMENT OF COMMERCE
                                                  SOUTH ATLANTIC                                          South Atlantic snapper-grouper has
                                                                                                          been issued, without regard to where                  National Oceanic and Atmospheric
                                                  ■ 1. The authority citation for part 622                such species were harvested, i.e., in                 Administration
                                                  continues to read as follows:                           state or Federal waters.
                                                      Authority: 16 U.S.C. 1801 et seq.                      (ii) If commercial landings exceed the             50 CFR Part 660
                                                                                                          ACL, and the combined commercial and
                                                  ■ 2. In § 622.7, add paragraph (f) to read              recreational ACL (total ACL) specified                [Docket No. 140905757–6404–01]
                                                  as follows:                                             in paragraph (z)(3) of this section, is               RIN 0648–BE42
                                                  § 622.7    Fishing years.                               exceeded, and blueline tilefish is
                                                                                                          overfished, based on the most recent                  Fisheries off West Coast States;
                                                  *     *      *    *    *                                                                                      Pacific Coast Groundfish Fishery
                                                    (f) South Atlantic yellowtail                         Status of U.S. Fisheries Report to
                                                                                                          Congress, the AA will file a notification             Management Plan; Commercial
                                                  snapper—August 1 through July 31 .
                                                                                                          with the Office of the Federal Register,              Sablefish Fishing Regulations and
                                                  ■ 3. In § 622.187:
                                                  ■ a. Revise paragraph (b)(2)(iii);                      at or near the beginning of the following             Electronic Fish Tickets
                                                  ■ b. Remove and reserve paragraph                       fishing year to reduce the commercial                 AGENCY:  National Marine Fisheries
                                                  (b)(2)(iv); and                                         ACL for that following year by the                    Service (NMFS), National Oceanic and
                                                  ■ c. Revise paragraph (b)(7).                           amount of the commercial ACL overage
                                                                                                                                                                Atmospheric Administration (NOAA),
                                                    The revisions read as follows:                        in the prior fishing year.
                                                                                                                                                                Commerce.
                                                                                                             (2) Recreational sector. (i) If
                                                  § 622.187    Bag and possession limits.                 recreational landings for blueline                    ACTION: Proposed rule.
                                                  *       *    *    *     *                               tilefish, as estimated by the SRD, are                SUMMARY:   This proposed rule would
                                                     (b) * * *                                            projected to reach the recreational ACL               revise fishery monitoring and
                                                     (2) * * *                                            of 87,277 lb (39,588 kg), round weight,               equipment requirements for all
                                                     (iii) No more than one fish may be a                 the AA will file a notification with the              commercial groundfish fisheries,
                                                  golden tilefish; and                                    Office of the Federal Register to close               including a requirement for submitting
                                                  *       *    *    *     *                               the recreational sector for the remainder             electronic fish tickets in the limited
                                                     (7) Black sea bass—7.                                of the fishing year, unless the RA
                                                                                                                                                                entry fixed gear fisheries and open
                                                  *       *    *    *     *                               determines that no closure is necessary
                                                                                                                                                                access fisheries. This proposed rule
                                                  ■ 4. In § 622.191, revise paragraph                     based on the best scientific information
                                                                                                                                                                would revise administrative procedures
                                                  (a)(10) to read as follows:                             available. On and after the effective date
                                                                                                                                                                for limited entry permits, providing
                                                                                                          of such a notification, the bag and
                                                                                                                                                                greater flexibility and efficiencies for
                                                  § 622.191    Commercial trip limits.                    possession limits are zero.
                                                                                                             (ii) If recreational landings for                  limited entry groundfish fishery
                                                  *      *     *     *     *                                                                                    participants. This proposed rule also
                                                     (a) * * *                                            blueline tilefish, exceed the applicable
                                                                                                          recreational ACL, and the combined                    would require vessels registered to
                                                     (10) Blueline tilefish. Until the ACL                                                                      Vessel Monitoring Systems (VMS) to
                                                  specified in § 622.193(z)(1)(i) is reached              commercial and recreational ACL (total
                                                                                                          ACL) specified in paragraph (z)(3) of                 make an initial VMS declaration. This
                                                  or projected to be reached, 300 lb (136                                                                       proposed rule also would make
                                                  kg), gutted weight; 336 lb (152 kg),                    this section is exceeded, and blueline
                                                                                                          tilefish is overfished, based on the most             administrative changes and clarifying
                                                  round weight. See § 622.193(z)(1)(i) for                                                                      edits to improve consistency of the
                                                  the limitations regarding blueline                      recent Status of U.S. Fisheries Report to
                                                                                                          Congress, the AA will file a notification             regulations with past Pacific Fishery
                                                  tilefish after the commercial ACL is                                                                          Management Council (Council) actions
                                                  reached.                                                with the Office of the Federal Register,
                                                                                                          to reduce the length of the recreational              and with the Pacific Coast Groundfish
                                                  *      *     *     *     *                                                                                    Fishery Management Plan (FMP). This
                                                  ■ 5. In § 622.193, revise paragraph (z) to
                                                                                                          fishing season in the following fishing
                                                                                                          year to ensure recreational landings do               action is needed to improve monitoring
                                                  read as follows:                                                                                              and administration of the limited entry
                                                                                                          not exceed the recreational ACL the
                                                  § 622.193 Annual catch limits (ACLs),                   following fishing year. When NMFS                     sablefish primary fishery and address
                                                  annual catch targets (ACTs), and                        reduces the length of the following                   unforeseen issues arising out of the
                                                  accountability measures (AMs).                          recreational fishing season and closes                evolution of commercial sablefish
                                                  *     *       *   *     *                               the recreational sector, the following                fisheries and subsequent regulations.
sradovich on DSK3TPTVN1PROD with PROPOSALS




                                                    (z) Blueline tilefish—(1) Commercial                  closure provisions apply: The bag and                 DATES: Comments on this proposed rule
                                                  sector. (i) If commercial landings for                  possession limits for blueline tilefish in            must be received by July 1, 2016.
                                                  blueline tilefish, as estimated by the                  or from the South Atlantic EEZ are zero.              ADDRESSES: You may submit comments
                                                  SRD, reach or are projected to reach the                Additionally, the recreational ACL will               on this document, identified by NOAA–
                                                  commercial ACL of 87,521 lb (39,699                     be reduced by the amount of the                       NMFS–2016–0032, by any of the
                                                  kg), round weight, the AA will file a                   recreational ACL overage in the prior                 following methods:
                                                  notification with the Office of the                     fishing year. The fishing season and                     • Electronic Submissions: Submit all
                                                  Federal Register to close the commercial                recreational ACL will not be reduced if               electronic public comments via the


                                             VerDate Sep<11>2014   17:32 May 31, 2016   Jkt 238001   PO 00000   Frm 00032   Fmt 4702   Sfmt 4702   E:\FR\FM\01JNP1.SGM   01JNP1


                                                  34948                  Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules

                                                  Federal e-Rulemaking Portal. Go to                      Major Actions                                         Commercial Sablefish Fisheries
                                                  www.regulations.gov/                                                                                             This proposed rule includes several
                                                  #!docketDetail;D=NOAA-NMFS-2016-                           This proposed rule contains eight
                                                                                                          major actions, along with related minor               actions that would revise regulations for
                                                  0032, click the ‘‘Comment Now!’’ icon,                                                                        commercial fisheries that harvest
                                                  complete the required fields, and enter                 clarifications and non-substantive
                                                                                                          changes. The first action is a new                    sablefish. Proposed regulatory changes
                                                  or attach your comments.                                                                                      would apply to the Shorebased IFQ
                                                     • Mail: William W. Stelle, Jr.,                      requirement for electronic fish tickets to
                                                                                                          be submitted for all commercial                       Program, the limited entry fixed gear
                                                  Regional Administrator, West Coast                                                                            fishery, which includes the limited
                                                  Region, NMFS, 7600 Sand Point Way                       landings of sablefish delivered to
                                                                                                          Washington, Oregon and California fish                entry sablefish primary fishery and the
                                                  NE., Seattle, WA 98115–0070; Attn:                                                                            daily trip limit (DTL) fishery, and the
                                                  Gretchen Hanshew.                                       buyers. The second action would
                                                                                                          provide qualified vessel owners an                    open access fishery.
                                                     Instructions: Comments sent by any
                                                                                                          opportunity to apply for an exemption                    The Shorebased IFQ Program off the
                                                  other method, to any other address or
                                                                                                          to the ownership limitation of three                  west coast operates from the northern
                                                  individual, or received after the end of
                                                                                                          permits in the limited entry sablefish                border between the United States and
                                                  the comment period, may not be
                                                                                                          primary fishery. The third action would               Canada to Morro Bay, California. Each
                                                  considered by NMFS. All comments
                                                                                                          allow a single vessel to be                           vessel that participates in this sector
                                                  received are a part of the public record
                                                                                                          simultaneously (jointly) registered to                must have a federal limited entry
                                                  and will generally be posted for public
                                                                                                          multiple limited entry permits, one of                groundfish permit with a trawl
                                                  viewing on www.regulations.gov
                                                                                                          which may have a trawl gear                           endorsement. Active management of the
                                                  without change. All personal identifying
                                                                                                          endorsement. The fourth action                        sector began in the early 1980’s with the
                                                  information (e.g., name, address, etc.),
                                                                                                          prohibits vessels that have been granted              establishment of harvest guidelines and
                                                  confidential business information, or
                                                                                                          an at-sea processing exemption for                    trip limits for several species, including
                                                  otherwise sensitive information
                                                                                                          sablefish in the limited entry fixed gear             sablefish. Sablefish is managed as an
                                                  submitted voluntarily by the sender will
                                                                                                          fishery from processing sablefish at sea              IFQ species in the Shorebased IFQ
                                                  be publicly accessible. NMFS will
                                                                                                          when that vessel is participating in the              Program, and may be harvested by
                                                  accept anonymous comments (enter ‘‘N/
                                                                                                          Shorebased IFQ Program. The fifth                     vessels registered to a trawl-endorsed
                                                  A’’ in the required fields if you wish to
                                                                                                          action would clarify that, consistent                 limited entry permit. Vessels may fish
                                                  remain anonymous).
                                                     Written comments regarding the                       with FMP Amendment 6, sablefish                       their IFQ with trawl gear, or may fish
                                                  burden-hour estimates or other aspects                  catch in incidental open access fisheries             with fixed gear under the program’s gear
                                                  of the collection-of-information                        is counted against the open access                    switching provisions. Few changes to
                                                  requirements contained in this proposed                 allocation, and is not deducted from the              the Shorebased IFQ Program regulations
                                                  rule may be submitted to William W.                     commercial harvest guideline. The sixth               are proposed through this rulemaking.
                                                                                                          action would require any vessel that has                 A federal limited entry groundfish
                                                  Stelle Jr., Regional Administrator, West
                                                                                                          a VMS registered with NMFS Office of                  permit is also required to participate in
                                                  Coast Region NMFS, 7600 Sand Point
                                                                                                          Law Enforcement (OLE) to make a                       the limited entry fixed gear fishery. All
                                                  Way NE., Seattle, WA 98115–0070 and
                                                                                                          declaration with OLE. The seventh                     limited entry fixed gear permits have at
                                                  to OMB by email to OIRA_Submission@
                                                                                                          action would update and simplify                      least one gear endorsement for longline
                                                  omb.eop.gov or fax to (202) 395–7285.
                                                     Electronic copies of the                             equipment requirements for electronic                 gear and/or pot/trap gear. Permits may
                                                  environmental assessment (EA) for this                  fish tickets. The eighth action makes                 have multiple gear endorsements. In
                                                  action may be obtained from http://                     clear that prohibitions governing                     addition, limited entry fixed gear
                                                  www.regulations.gov or from West Coast                  groundfish species taken in the limited               permits may have an endorsement to
                                                  Region’s Groundfish Web site: http://                   entry fixed gear fishery should not                   fish sablefish in the sablefish primary
                                                  www.westcoast.fisheries.noaa.gov/                       prohibit taking more than the allowable               fishery.
                                                  fisheries/groundfish/index.html.                        quota, but rather, should prohibit taking                Each sablefish-endorsed permit is
                                                                                                          and retaining. In addition, the action                associated with an annual share of the
                                                  FOR FURTHER INFORMATION CONTACT:
                                                                                                          includes housekeeping changes that are                sablefish allocation to the limited entry
                                                  Gretchen Hanshew, 206–526–6147,                                                                               fixed gear fishery. Sablefish-endorsed
                                                  gretchen.hanshew@noaa.gov                               intended to better align the regulations
                                                                                                          with defined terms, and to provide                    permits are assigned to Tier 1, 2, or 3.
                                                  SUPPLEMENTARY INFORMATION:                                                                                    Each Tier 1 permit receives 1.4 percent,
                                                                                                          clarity and consistency between
                                                  Purpose of Proposed Rule and                            paragraphs.                                           each Tier 2 permit receives 0.64 percent
                                                  Summary of Major Actions                                                                                      and each Tier 3 permit receives 0.36
                                                                                                          Background                                            percent of the sablefish allocation. Each
                                                  Purpose of the Regulatory Action                                                                              year, these shares are translated into
                                                                                                          Authorities
                                                     The purpose of this proposed rule is                                                                       cumulative limits (in pounds), or tier
                                                  to improve the timeliness and accuracy                    The groundfish fisheries in the                     limits, which can be caught anytime
                                                  of sablefish catch reporting in the                     exclusive economic zone (EEZ) off the                 during the sablefish primary season.
                                                  limited entry fixed gear fisheries and                  west coast of the United States are                      Regulations allow for up to three
                                                  open access fisheries, to provide more                  managed under the FMP. The FMP was                    sablefish-endorsed permits to be stacked
                                                  flexibility and efficiencies for harvesters             prepared by the Pacific Fishery                       on a single vessel. Permit stacking was
                                                  in the Shorebased Individual Fishing                    Management Council (Council) under                    implemented through FMP Amendment
sradovich on DSK3TPTVN1PROD with PROPOSALS




                                                  Quota (IFQ) Program and limited entry                   the Magnuson-Stevens Fishery                          14 in 2002 to increase the economic
                                                  fixed gear fisheries, and to implement                  Conservation and Management Act                       efficiency of the fleet and promote fleet
                                                  several administrative and clarifying                   (Magnuson-Stevens Act) as amended by                  capacity reduction. Stacking more than
                                                  changes to monitoring and permitting                    the Consolidated Appropriations Act of                one sablefish-endorsed permit on a
                                                  provisions of regulations for all of the                2004 (Pub. L. 108–199, section 801).                  vessel allows the vessel to land sablefish
                                                  limited entry and open access                           Regulations implementing provisions of                up to the sum of the associated tier
                                                  commercial groundfish fisheries on the                  the FMP are located at 50 CFR part 660,               limits. However, permit stacking does
                                                  West Coast.                                             subparts C through G.                                 not increase cumulative limits for any


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                                                                         Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules                                           34949

                                                  other species; cumulative limits for non-               groundfish regulations. The proposed                  required use of electronic fish tickets to
                                                  sablefish species apply on a per-vessel                 action implements several changes that                the limited entry fixed gear and open
                                                  basis.                                                  the Council recommended at different                  access fisheries and are similar to those
                                                     Fishing in the sablefish primary                     times and for a variety of reasons. The               currently in place for the Shorebased
                                                  season takes place over a seven-month                   proposed action also includes several                 IFQ Program. Electronic fish ticket
                                                  period from April 1 to October 31.                      regulatory changes that are consistent                requirements for the Shorebased IFQ
                                                  Vessels may land their tier limits at any               with past Council recommendations and                 Program are described in detail in
                                                  time during the seven-month season.                     that add clarity and consistency both                 proposed rules (75 FR 32994, June 10,
                                                  However, once the primary season                        within the regulations and between the                2010; 75 FR 53380, August 31, 2010)
                                                  opens, all sablefish landed by a vessel                 regulations and the FMP.                              and in final rules (75 FR 60868, October
                                                  fishing in the limited entry fixed gear                                                                       1, 2010; 75 FR 78344, December 15,
                                                  fishery and registered to a sablefish-                  1. Electronic Fish Ticket Requirement                 2010) for that program.
                                                  endorsed permit is counted toward                       for Sablefish Landings
                                                  attainment of its tier limit(s). Vessels                                                                      New Requirements for Limited Entry
                                                                                                          General                                               Fixed Gear and Open Access Fisheries
                                                  registered to a sablefish-endorsed permit
                                                                                                             NMFS is proposing a federal                           In September 2013, the Council
                                                  can fish in the limited entry fixed gear
                                                  DTL fishery (e.g. under weekly and bi-                  electronic fish ticket submittal                      initiated the sablefish permit stacking
                                                  monthly trip limits) from January 1                     requirement for all commercial                        program review, which included
                                                  through March 31 and after the primary                  groundfish landings that include                      consideration of improvements to catch
                                                  fishery. The sablefish primary fishery                  sablefish. An electronic fish ticket is a             accounting against the tier limits
                                                  for a vessel closes once their tier limit(s)            web-based form used to send groundfish                associated with limited entry fixed gear
                                                  is caught or when the primary season                    landing data to the Pacific States Marine             sablefish permits. At its June 2014
                                                  closes October 31.                                      Fisheries Commission (PSMFC).                         meeting, the Council recommended that
                                                     Groundfish may be taken and retained                 Electronic fish tickets are used to collect           limited entry fixed gear sablefish permit
                                                  by vessels that are not registered to                   information similar to the information                numbers be required on fish tickets in
                                                  limited entry permits. These vessels are                required in state fish receiving tickets or           order to improve catch accounting
                                                  considered to be fishing in the open                    landing receipts (henceforth referred to              against sablefish primary fishery tier
                                                  access fishery. Some vessels fishing in                 as paper tickets), but do not replace or              limits. In addition, the Council also
                                                  the open access fishery may be targeting                change any state requirements. This                   recommended that an electronic fish
                                                  groundfish species (e.g. open access                    requirement would improve timeliness                  ticket be required by federal regulation
                                                  sablefish DTL fishery). Other vessels                   and accuracy of catch data for                        for all commercial sablefish deliveries,
                                                  may be targeting other species and                      monitoring harvest relative to applicable             including sablefish landings in both the
                                                  retaining incidentally caught                           tier limits in the limited entry fixed gear           limited entry fixed gear and open access
                                                  groundfish. Because there is no federal                 sablefish fishery and trip limits in the              fisheries. The purpose of these new
                                                  license limitation program for the open                 limited entry fixed gear and open access              requirements would be to improve the
                                                  access fishery, the total number of                     DTL fisheries.                                        accuracy and timeliness of commercial
                                                  participants in the open access fishery                    Once submitted, electronic fish tickets            groundfish landings data for all
                                                  varies widely from year to year. Open                   would immediately become part of a                    groundfish species, particularly
                                                  access vessels can use a variety of fixed               centralized database administered by                  sablefish. This proposed rule would
                                                  gears, including hook-and-line or pot/                  the PSMFC, and landing data becomes                   require electronic fish tickets, with
                                                  trap gear, longline, fishing pole, and                  available instantly to authorized users.              limited entry permit numbers recorded
                                                  vertical longline. Vessels that                         Also, new electronic fish ticket                      for limited entry fixed gear landings, to
                                                  participate in the open access fishery                  requirements would include mandatory                  be submitted for groundfish deliveries
                                                  and use non-groundfish trawl (e.g.                      reporting of limited entry permit                     that include any amount of sablefish.
                                                  shrimp trawl) gear may also retain                      numbers for all limited entry fixed gear              Per the Council’s recommendation, the
                                                  groundfish species in limited amounts.                  landings, allowing harvest of tier limits             requirement to submit electronic fish
                                                                                                          to be distinguishable on a per-permit                 tickets for sablefish landings would
                                                  Need for These Actions                                  basis. Depending on the state                         apply to first receivers of fish from
                                                     Since FMP Amendments 6 and 14, the                   requirements, paper tickets may be                    limited entry fixed gear and open access
                                                  Council has recommended and NMFS                        mailed by fish dealers to the state                   vessels.
                                                  has implemented over a dozen                            agencies, transcribed into a database,                   As in the Shorebased IFQ Program,
                                                  rulemakings and several FMP                             reviewed and then submitted to the                    this proposed rule makes the first
                                                  amendments directly and indirectly                      PSMFC for sector-specific catch                       receiver the person responsible for
                                                  affecting commercial fisheries that                     summary reports. Limited entry permit                 submitting the electronic fish ticket for
                                                  harvest sablefish. These actions often                  numbers are not required to be reported               a groundfish landing that includes
                                                  did not revise all federal groundfish                   on the paper tickets, so a variety of                 sablefish. A first receiver is the person
                                                  regulations, but were sector or fishery                 catch accounting business rules are                   who receives, purchases, or takes
                                                  specific, species specific, or related to               followed. In some cases, it can take                  custody, control, or possession of catch
                                                  setting harvest levels or routine                       months for paper ticket harvest data to               onshore directly from a vessel. The
                                                  management measures for ongoing                         become available.                                     Shorebased IFQ Program uses the term
                                                  fisheries. Changes to regulations,                         Since the start of the Shorebased IFQ              ‘‘IFQ first receiver,’’ and IFQ landings
sradovich on DSK3TPTVN1PROD with PROPOSALS




                                                  evolution of both state and federal                     Program in 2011, electronic fish tickets              can only occur at IFQ first receivers that
                                                  recordkeeping and reporting                             have been required for landing IFQ                    have been certified by NMFS with an
                                                  requirements, and unforeseen                            species. Electronic fish tickets have                 IFQ first receiver site license. This
                                                  complications for vessels that                          allowed vessel owners/operators, buyers               proposed rule uses the more broadly
                                                  participate in other fisheries in addition              and dealers, and fishery managers                     defined term ‘‘first receiver,’’ referring
                                                  to the groundfish fishery, created a need               timely access to catch information for                to any person, fish buyer or dealer that
                                                  for a variety of comprehensive updates,                 IFQ species. Many of the amendments                   is receiving, purchasing, taking custody,
                                                  changes, and clarifications to federal                  in this proposed rule expand the                      control, or possession of a groundfish


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                                                  34950                  Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules

                                                  landing, and would not require first                       Information reported on an electronic              lasts from April 1 through October 31,
                                                  receivers to have a first receiver site                 fish ticket as envisioned in this                     or when an individual vessel’s tier
                                                  license unless they also receive IFQ                    proposed rule would be similar to that                limit(s) is (are) harvested.
                                                  landings.                                               recorded on state-mandated paper fish                    The Council recommended electronic
                                                     The proposed rule would require first                ticket. However, these new                            fish tickets for non-IFQ fisheries, in
                                                  receivers to maintain hardware,                         requirements for first receivers of                   part, to improve catch monitoring of
                                                  software, and internet service such that                sablefish caught in limited entry fixed               sablefish landed and counted against
                                                  electronic fish tickets can be submitted                gear and open access fisheries are not                tier limits, and to make this catch
                                                  in a timely fashion via web-based forms.                intended to supersede or change any                   information available to vessel
                                                  These equipment requirements for                        state requirements relative to recording,             operators, law enforcement, and fishery
                                                  submitting groundfish electronic fish                   submitting or retaining paper fish                    managers. As previously explained,
                                                  tickets are described in the preamble                   tickets. Similar to current requirements              electronic fish tickets would require
                                                  below, under the heading, ‘‘7.                          for IFQ first receivers, this proposed                reporting the limited entry permit
                                                  Equipment Requirements for Electronic                   rule includes a requirement that first                number that authorizes the sablefish
                                                  Fish Tickets.’’                                         receivers record the limited entry permit             landing. For vessels fishing in the
                                                     The proposed rule uses terms that                    number if the vessel is landing sablefish             sablefish primary fishery, the limited
                                                  have specific meanings when used in                     in the limited entry fixed gear sablefish             entry permit number of only one
                                                  other regulatory provisions governing                   primary fishery or the limited entry                  sablefish-endorsed permit would be
                                                  electronic fish tickets. ‘‘Recorded’’ refers            fixed gear DTL fishery.                               reported per ticket, even if the vessel
                                                  to any form of documentation of                            With the new electronic fish tickets               has multiple sablefish-endorsed permits
                                                  information that will later be required                 required in the proposed rule, vessel                 registered to it. Rather than relying
                                                  for submittal of the electronic fish                    operators would have more timely and                  solely on their own recordkeeping, or
                                                  ticket. ‘‘Submitted’’ refers to the act of              accurate landing information available                incomplete/delayed paper ticket
                                                  sending the completed, final electronic                 to them by accessing electronic fish                  summaries, as under current fish ticket
                                                  fish ticket form via the web-based                      ticket data via their first receiver. First           systems, vessel operators would have
                                                  platform. When a ticket has been                        receivers would be able to view                       immediate access to accurate,
                                                  submitted, it cannot be withdrawn, but                  summaries of electronic fish ticket data              summarized landings data. This would
                                                  it can be revised, as needed. The                       that they have submitted for a vessel                 improve confidence in the accuracy of
                                                                                                          and provide those summaries to the                    annual landings estimates and ensure
                                                  proposed rule defines a ‘‘sablefish
                                                                                                          vessel operator or other authorized                   that vessel owners, first receivers, OLE,
                                                  landing’’ as an offload that includes any
                                                                                                          personnel. Under this proposed rule,                  and fishery managers all have access to
                                                  amount of sablefish harvested in either
                                                                                                          first receivers would be obligated, per               the same summarized harvest data. The
                                                  the limited entry fixed gear or open
                                                                                                          proposed regulations at 50 CFR 660.213,               electronic fish tickets would allow
                                                  access fishery.
                                                                                                          to obtain the signature of the vessel                 immediate availability of accurate
                                                     The proposed rule includes electronic                operator or owner on board when                       summary data that can be organized to
                                                  fish ticket requirements in order to                    recording and submitting electronic fish              show total landings of sablefish to date
                                                  facilitate complete, accurate and timely                ticket information and they are required              against the annual tier limit(s)
                                                  reporting. The proposed rule would                      to make that information available per                associated with that vessel. Timely and
                                                  prohibit transporting any groundfish                    proposed regulations at 50 CFR                        accurate data provided by electronic
                                                  from a sablefish landing away from the                  660.212(d).                                           fish tickets would allow fishers to
                                                  point of landing before the information                    First receivers would have the ability             appropriately craft their fishing
                                                  that is required on the electronic fish                 to provide the vessel operator (or other              strategies, provide timely alerts that
                                                  ticket is recorded, and would prohibit                  authorized personnel) a summary of                    allow law enforcement officials to
                                                  processing, selling, or discarding any                  sablefish landings to date either on a                investigate potential tier limit overages,
                                                  groundfish received from a sablefish                    vessel-specific basis or on a limited                 and give fishery managers the ability to
                                                  landing that has not been accounted for                 entry permit-specific basis. This same                track and react to the current catch of
                                                  on an electronic fish ticket. In addition,              information is available to users with                sablefish relative to annual fishery
                                                  the electronic fish ticket must include a               confidentiality agreements on file with               allocations. Thus, this proposed rule’s
                                                  vessel identification number and a                      PSFMC (e.g. OLE and fishery managers).                provision requiring electronic fish
                                                  single limited entry permit number that                 Confidential electronic fish ticket data              tickets for the sablefish primary fishery
                                                  the catch will be attributed to. Although               would not be publically available.                    would directly improve catch
                                                  the landing of sablefish is what would                     Discussion of additional, applicable               accounting against tier limits, and
                                                  trigger the requirement to submit an                    requirements for information to be                    would make that information available
                                                  electronic fish ticket, all groundfish                  supplied in electronic fish tickets and               to industry, enforcement and fishery
                                                  landed, including sablefish and non-                    confidentiality requirements for                      managers in a timely manner.
                                                  sablefish groundfish species, must be                   electronic fish ticket data is also                      The Council discussed the possibility
                                                  recorded on an electronic fish ticket.                  included under the following heading,                 of using the vessel accounts system in
                                                     The proposed rule includes                           ‘‘New Requirements for the Limited                    place for the Shorebased IFQ Program as
                                                  recordkeeping and reporting                             Entry Fixed Gear Sablefish Primary                    a model for creating accounts for vessels
                                                  requirements for participants and first                 Fishery.’’                                            fishing in the sablefish primary fishery.
                                                  receivers in the limited entry fixed gear                                                                     However, the Council did not include a
sradovich on DSK3TPTVN1PROD with PROPOSALS




                                                  fishery (new language in 50 CFR                         New Requirements for the Limited Entry                vessel or permit account system as part
                                                  660.213) and in the open access fishery                 Fixed Gear Sablefish Primary Fishery                  of its proposed action. Vessels fishing in
                                                  (new language in 50 CFR 660.313). The                     A vessel may stack up to three limited              the limited entry fixed gear sablefish
                                                  participants and first receivers must                   entry fixed gear sablefish permits. Each              primary fishery are only monitoring one
                                                  submit accurate information, must not                   permit has an associated annual                       species and two sources of quota
                                                  submit false information, and must                      sablefish quota, or tier limit that may be            ‘‘currency:’’ the annual tier limit
                                                  retain and make available any reporting                 harvested during the limited entry fixed              associated with the limited entry
                                                  records.                                                gear sablefish primary fishery, which                 sablefish permits registered to the


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                                                                         Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules                                           34951

                                                  vessel, and debits against that tier limit                 Regardless of the number of electronic             individual person, partnership, or
                                                  from proposed electronic fish tickets.                  tickets submitted, the sum total of                   corporation in combination may have
                                                  This monitoring is not as complex as                    annual sablefish landings must not to                 ownership interest in or hold more than
                                                  what is required for the Shorebased IFQ                 exceed the annual tier limits associated              three permits with sablefish
                                                  Program. Based on this, vessels fishing                 with the limited entry permits registered             endorsements either simultaneously or
                                                  in the limited entry fixed gear sablefish               to that vessel, as currently established in           cumulatively over the primary season
                                                  primary fishery would not have vessel                   regulations. It would be a violation of               (hereby referred to as ‘‘ownership
                                                  accounts as vessels fishing in the                      the provisions of this proposed rule to               limitation’’). This ownership limitation
                                                  Shorebased IFQ Program do. Instead,                     submit an electronic fish ticket for a                was intended to prevent concentration
                                                  vessels would estimate their tier limit                 sablefish landing in the sablefish                    of harvest privileges. However, this
                                                  balances with information coming                        primary fishery without recording the                 restriction has led to unforeseen
                                                  directly from the electronic fish ticket                sablefish-endorsed limited entry permit               complications because many persons,
                                                  system, provided to them by first                       number.                                               partnerships and corporations have
                                                  receivers. This process is anticipated to                  The improvements to catch                          harvest privileges in both the Alaska
                                                  meet the catch accounting needs of                      monitoring associated with this                       IFQ sablefish fishery and the Pacific
                                                  industry, and to meet the monitoring                    proposed rule’s electronic fish ticket                coast sablefish fishery.
                                                  and catch accounting needs of the                       requirement would allow the removal of                   The Alaska sablefish IFQ fishery
                                                  Council, fishery managers, and                          the current 24-hour rule of separation of             regulations require that a sablefish quota
                                                  enforcement.                                            primary and DTL landings. (The                        owner must have at least part ownership
                                                     Current regulations and catch                        regulatory text of this proposed rule                 in the vessel that will fish their quota.
                                                  accounting procedures do not allow                      removes this current requirement at 50                Some of these vessels also participate in
                                                  vessel operators to choose which                        CFR 660.232(a)(3) and revises text for                the limited entry fixed gear sablefish
                                                  sablefish permit’s tier limit to which                  that section.) A vessel would be allowed              fishery off the Pacific coast. In such
                                                  their catch is applied. Under the                       to apportion a landing against the                    situations, any sablefish permit
                                                  provisions of this proposed rule,                       remainder of its tiers (thereby closing               registered to that vessel would count
                                                  electronic fish tickets would allow                     the sablefish primary fishery for that                toward the three-permit ownership
                                                  vessel operators to assign portions of                  vessel, per 50 CFR 660.231(b)), and the               limitation of the person, corporation, or
                                                  their sablefish landing among the                       rest of the sablefish landed may be                   partnership with part ownership of the
                                                  sablefish permits registered to their                   submitted on a separate electronic fish               vessel.
                                                  vessel, as desired. To achieve this,                    ticket and would count against                           In September 2013, the Council
                                                  multiple electronic fish tickets would be               applicable limited entry fixed gear DTL               initiated the sablefish permit stacking
                                                  submitted for a single sablefish landing.               trip limits. This allows vessels to count             program review, which included
                                                  When a vessel registered to multiple                    sablefish landed in excess of their tier              consideration of the current three-
                                                  sablefish endorsed permits makes a                      limits as DTL landings. Thus, this                    permit ownership limitation (also
                                                  sablefish landing, all catch must be                    proposed rule would alter the process                 referred to by the Council as an own/
                                                  recorded and submitted on electronic                    for concluding a vessel’s primary season              hold rule or own/hold control limit) and
                                                  fish tickets, as described above, under                 and transitioning to the DTL fishery.                 explored a regulatory amendment to
                                                  the heading, ‘‘New Requirements for                     This would allow vessels to harvest the               provide relief to industry members who
                                                  Limited Entry Fixed Gear and Open                       entirety of their tier limits, but would              were limited because of participation in
                                                  Access Fisheries.’’                                     not allow for a double-dipping effect, as             the Alaska sablefish IFQ fishery. At its
                                                     In this proposed rule, a landing of                  the vessel would still be subject to the              June 2014 meeting, the Council
                                                  sablefish caught in the limited entry                   same sablefish DTL cumulative limits as               recommended a process by which vessel
                                                  fixed gear sablefish primary fishery may                they would have been under the 24-                    owners who meet certain qualifying
                                                  be reported across multiple electronic                  hour separation of primary and DTL                    criteria may petition NMFS for a limited
                                                  fish tickets, with one of the limited                   landings. In addition, the proposed rule              exemption to the ownership limitation.
                                                                                                          would also replace the current 300-                      The Council recommended this
                                                  entry sablefish permit numbers reported
                                                                                                          pound threshold, beyond which the                     exemption to allow owners of a vessel
                                                  on each ticket. Following is an example
                                                                                                          Pacific Fisheries Information Network                 registered to limited entry fixed gear
                                                  of two available options in the case of
                                                                                                          (PacFIN) considered any additional                    sablefish permits, who are also part-
                                                  a vessel, which is registered to two
                                                                                                          sablefish landed as counting against                  owners of a vessel fishing sablefish IFQ
                                                  sablefish endorsed permits (Permits 1
                                                                                                          applicable DTL limits. That threshold                 in Alaska, to seek an ownership
                                                  and Permit 2) and which makes a                                                                               limitation exemption. The exemption, if
                                                  sablefish landing of 4,500 pounds:                      effectively stranded up to 300 pounds of
                                                                                                          unharvested sablefish in the vessel’s                 granted, would mean that limited entry
                                                     Option A: The vessel operator may choose             transition from primary to DTL sablefish              sablefish permits registered to a vessel
                                                  to attribute all of those pounds to Permit 1                                                                  (in which they have an ownership
                                                  by recording that permit number on one
                                                                                                          fisheries.
                                                                                                             The proposed reporting requirements                interest) would not count toward their
                                                  electronic fish ticket, resulting in a single
                                                  electronic fish ticket counting 4,500 pounds            for electronic fish tickets would include             ownership limit of three permits.
                                                  towards the annual tier limit associated with           a signature from the owner on board of                   In this action, NMFS proposes new
                                                  Permit 1. Option B: The vessel operator may             either a printed copy of the electronic               language at 50 CFR 660.25(b)(3)(iv)(D) to
                                                  choose to apportion the sablefish landed                fish ticket or the dock tickets for any               provide for such a process for issuance
                                                  between two permits, as long as the annual              landing of sablefish in the limited entry             of an exemption to the ownership
sradovich on DSK3TPTVN1PROD with PROPOSALS




                                                  tier limits are not exceeded. Using two fish            fixed gear sablefish primary fishery,                 limitation. The proposed language
                                                  tickets, the first electronic fish ticket could                                                               includes qualifying criteria, the
                                                                                                          unless exempted from owner-on-board
                                                  record 3,000 pounds to Permit 1 and the                                                                       application process, and a description of
                                                  3,000 pounds would count toward the annual              requirements (50 CFR 660.231(b)(4)).
                                                  tier limit associated with Permit 1, while the
                                                                                                                                                                the circumstances under which the
                                                                                                          2. Exemption to Limited Entry Sablefish               exemption would become null and void.
                                                  second electronic fish ticket could record              Permit Ownership Limitation
                                                  1,500 pounds to Permit 2 and the 1,500                                                                        The application process would include
                                                  pounds would count towards the annual tier                 Current regulations (50 CFR                        submission of a new form, which would
                                                  limit associated with Permit 2.                         660.25(b)(3)(iv)(C)) state that no                    be developed by NMFS and would


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                                                  34952                  Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules

                                                  collect the ownership interest                          the Pacific halibut IFQ in Alaska. It is              regulations for invalidation of the
                                                  information needed to confirm that the                  possible that, due to similar owner-on-               exemption at § 660.25(b)(3)(iv)(D)(3).
                                                  vessel owner meets the exemption                        board requirements, participation in the                 The Council also recommended a
                                                  criteria. This form would collect vessel                Pacific halibut IFQ fishery in Alaska                 limitation on the number of exemptions
                                                  ownership interest information, broken                  may also prompt the need for a sablefish              that may be issued to a vessel owner in
                                                  down into percentages, and would be                     ownership limitation exemption.                       order to maintain ownership limitations
                                                  similar to the form used in the                            The proposed rule would allow the                  for individuals that own many vessels.
                                                  Shorebased IFQ Program. NMFS would                      owner of a vessel registered to a                     As recommended by the Council, NMFS
                                                  use the information from the form                       sablefish endorsed limited entry permit               is proposing that the exemption would
                                                  submitted by the applicant to make an                   (i.e. vessel owner) to apply for an                   allow a vessel owner to seek an
                                                  initial administrative determination                    exemption to the three-permit                         exemption for sablefish permits
                                                  (IAD) on the merits of the application.                 ownership limitation at any time. NMFS                registered on up to two vessels.
                                                  Applicants would follow the permit                      would issue an IAD within 60 days of                  3. Joint Registration
                                                  appeals process under existing                          receipt of a complete application. Under
                                                  regulations at 50 CFR 660.25(g)                                                                                  Originally, the license limitation
                                                                                                          this proposed process, NMFS suggests
                                                  regarding appeal of the IAD, if needed.                                                                       program (LLP), implemented through
                                                                                                          that the application for an ownership
                                                     Following the suggestion of a June                                                                         Amendment 6 to the FMP (see the EA
                                                                                                          limitation exemption be made by
                                                  2014 NMFS Report (Agenda Item F.6.b,                                                                          under ADDRESSES for more information
                                                                                                          February 1, so that an IAD may be
                                                  NMFS Report 2; http://                                                                                        on the LLP), allowed vessels to register
                                                                                                          reached before the start of the primary
                                                  www.pcouncil.org/wp-content/uploads/                                                                          both a trawl and fixed gear (longline and
                                                                                                          sablefish season on April 1. The reason
                                                  F6b_NMFS_Rpt2_JUNE2014BB.pdf), the                                                                            fishpot) endorsed permit at the same
                                                                                                          for this is that the ownership limitation
                                                  Council recommended that the                                                                                  time. Subsequently, regulations were
                                                                                                          exemption would not waive the
                                                  qualifying criteria include a requirement                                                                     modified and no longer allow vessels to
                                                                                                          cumulative ownership limitation. This
                                                  that the vessel owner must own limited                                                                        register multiple limited entry permits
                                                                                                          is because if a vessel owner were to start
                                                  entry sablefish permit(s). However,                                                                           unless the permits are sablefish-
                                                                                                          the primary sablefish season on April 1
                                                  upon further exploration, NMFS found                                                                          endorsed and stacked for use in the
                                                                                                          at or above the three-permit limit, an
                                                  that some of the potential beneficiaries                                                                      limited entry fixed gear sablefish
                                                                                                          exemption granted later in the season
                                                  of this ownership limitation exemption                                                                        primary fishery. This restriction was put
                                                                                                          would not exempt the owner’s prior
                                                  do not own limited entry sablefish                                                                            in place to keep trawl and fixed gear
                                                                                                          history.
                                                  permits, but accrue counts against the                                                                        fisheries temporally separated to meet
                                                  ownership limitation only by owning a                      The Council recommended that ‘‘the                 enforcement and monitoring needs. In
                                                  vessel to which limited entry sablefish                 exemption would remain in place so                    2004, a vessel monitoring program was
                                                  permits are registered (i.e. they are                   long as there are no changes to vessel                implemented that allowed vessels to
                                                  vessel owners, not permit owners).                      ownership.’’ In order to reduce the                   identify which fishery they were
                                                  Under the qualifying criteria initially                 administrative burden for NMFS and                    participating in through a declaration
                                                  discussed by NMFS and the Council in                    vessel owners, the Council did not                    system. As part of FMP Amendment 20
                                                  June 2014, those individuals would not                  recommend an annual renewal of the                    trailing actions, in April 2012 the
                                                  qualify for the ownership limitation                    exemption. Instead, the Council                       Council recommended that vessels
                                                  exemption.                                              recommended that a change in vessel                   registered to a limited entry trawl
                                                     Based on the overall context of the                  ownership would require action.                       permit be allowed to simultaneously
                                                  Council recommendations for an                          However, NMFS notes that vessel                       register to a limited entry fixed gear
                                                  ownership limitation exemption, NMFS                    ownership is only one of the                          permit, also called ‘‘joint registration.’’
                                                  concludes that the Council meant for                    components of the qualifying criteria                 In this proposed rule, NMFS proposes to
                                                  this exemption to apply to any vessel                   that the Council recommended.                         allow joint registration while clarifying
                                                  owner that has been negatively affected                 Therefore, at § 660.25(b)(3)(iv)(D)(3), the           how fishery-specific regulations would
                                                  by ownership limitation provisions                      proposed rule states that once a vessel               still apply to vessels that are jointly
                                                  because of their interest in the Alaska                 owner has been granted an exemption                   registered.
                                                  sablefish IFQ fishery, even if a vessel                 from the ownership limitation, that                      Joint registration would allow vessels
                                                  owner did not have an ownership                         exemption would remain in place so                    that are jointly registered to fish in the
                                                  interest in a permit. Therefore, at                     long as the vessel owner that was                     Shorebased IFQ Program and the
                                                  § 660.25(b)(3)(iv)(C)(1) regarding                      granted the exemption continues to                    limited entry fixed gear fishery with
                                                  qualifying criteria, this proposed rule                 meet the qualifying criteria. Should the              simply a change in VMS declaration.
                                                  does not include the phrase ‘‘ownership                 vessel owner’s circumstances change                   Existing VMS and declaration systems
                                                  interest in a sablefish-endorsed limited                such that they no longer meet the                     meet monitoring and enforcement needs
                                                  entry permit.’’ This proposed rule                      qualifying criteria, the exemption would              under the joint registration language of
                                                  would allow a vessel owner who meets                    automatically become null and void                    this proposed rule.
                                                  all other criteria, but does not own or                 thirty days after the change in                          Joint registration would be permitted
                                                  have ownership interest in a sablefish-                 circumstances. Consistent with other                  in one of two configurations:
                                                  endorsed permit, to qualify for the                     exemptions issued by NMFS, if NMFS                       (1) Configuration A: One trawl permit
                                                  ownership limitation exemption. NMFS                    at any time finds the vessel owner no                 and one, two, or three sablefish
                                                  is seeking public comment from affected                 longer meets the qualifying criteria,                 endorsed permits.
sradovich on DSK3TPTVN1PROD with PROPOSALS




                                                  industry on whether or not the final rule               NMFS will notify the vessel owner that                   (2) Configuration B: One trawl permit
                                                  should include the phrase, ‘‘ownership                  they are not compliant with the                       and one limited entry fixed gear permit.
                                                  interest in a sablefish-endorsed limited                ownership limitation restriction. The                    Configuration A would continue to
                                                  entry permit,’’ in the qualifying criteria              vessel owner may re-apply for an                      allow stacking of limited entry fixed
                                                  language.                                               ownership limitation exemption at any                 gear sablefish permits, but would also
                                                     NMFS is also seeking comment from                    time if they meet the qualifying criteria.            allow a trawl endorsed permit to be
                                                  the affected industry on whether to                     NMFS is seeking public comment from                   jointly registered to the same vessel
                                                  expand the qualifying criteria to include               affected industry regarding proposed                  simultaneously. Under this


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                                                                         Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules                                            34953

                                                  configuration, a vessel would be able to                effort by resource managers.                          applicable to vessels because of the type
                                                  fish in the Shorebased IFQ Program, the                 Implementation of joint registration                  of the endorsement(s) on the limited
                                                  limited entry fixed gear fishery, and the               makes a small change to the VMS                       entry permit to which they are
                                                  limited entry fixed gear sablefish                      declaration requirements at                           registered, unless otherwise described
                                                  primary fishery without having to                       § 660.13(d)(5)(ii). Current VMS                       above.
                                                  transfer any of its limited entry permits.              declaration regulations only require a
                                                                                                                                                                4. Restrictions on At-Sea Processing of
                                                  Configuration B would allow a single                    new declaration report when a vessel
                                                                                                                                                                Sablefish
                                                  trawl permit and a single limited entry                 would use a different gear type than the
                                                  fixed gear permit to be jointly registered              gear most recently declared. However,                    Processing of groundfish at-sea is
                                                  to the same vessel simultaneously.                      since a jointly registered vessel may use             prohibited for vessels fishing in the
                                                  Under this configuration, a vessel would                non-trawl gear to fish in both the                    Shorebased IFQ Program or limited
                                                  be able to fish in the Shorebased IFQ                   Shorebased IFQ Program and the                        entry fixed gear fishery, unless
                                                  Program and the limited entry fixed gear                limited entry fixed gear fishery,                     exempted from that prohibition. One
                                                  fishery without having to transfer a                    clarifying regulations are added to                   such exemption applies to certain
                                                  limited entry permit. Under this                        require a new declaration if the vessel               vessels fishing in the limited entry fixed
                                                  proposed rule, registering permits to a                 will fish in a fishery other than the                 gear sablefish primary fishery. Those
                                                  single vessel, simultaneously in either                 fishery most recently declared. This edit             exempted vessels may freeze sablefish
                                                  one of the configurations shown above,                  is intended to explicitly require                     at-sea during the limited entry fixed
                                                  would be considered ‘‘joint                             declarations be made when a jointly                   gear sablefish primary fishery.
                                                  registration.’’                                         registered vessel switches between the                   When trawl rationalization was
                                                     Joint registration is separate and                   Shorebased IFQ Program and the                        implemented in 2011, the Council
                                                  distinct from sablefish-endorsed permit                 limited entry fixed gear fishery,                     recommended that at-sea processing of
                                                  stacking. A certain, specific set of                    regardless of the gear type used when                 groundfish in the Shorebased IFQ
                                                  regulations apply to the vessel that has                participating in that fishery. While the              Program be prohibited, with limited
                                                  stacked sablefish permits and is fishing                current list of vessel declarations are               exemptions. Regulations at § 660.112
                                                  in the sablefish primary fishery. In                    generally gear- and fishery-specific, this            (b)(1)(xii) prohibited at-sea processing of
                                                  contrast, joint registration alone is not               new requirement at § 660.13(d)(6)(ii)                 groundfish, and also listed the
                                                  associated with a specific set of                       makes it clear that a change in                       exemptions that had been granted to
                                                  regulations or a single fishery. Joint                  declaration must be filed to legally                  date, including the exemption to the
                                                  registration would allow a vessel to                    switch between fisheries. Joint                       prohibition of at-sea processing in the
                                                  switch between limited entry fishery                    registration would not preclude                       sablefish primary fishery. As written,
                                                  sectors (e.g. IFQ and limited entry fixed               declaring more than one gear type, if                 those regulations grant vessels with an
                                                  gear) with a change in VMS declaration.                 allowed under current regulations at                  exemption to the prohibition of at-sea
                                                  Joint registration is not a fishery. The                § 660.13(d)(6)(iv).                                   processing in the sablefish primary
                                                  fishing regulations that would apply to                    This proposed rule clarifies the                   fishery an exemption from the at-sea
                                                  the jointly registered vessel depends on                definition for ‘‘base permit’’ at § 660.11            processing prohibition when fishing in
                                                  which fishery that vessel declared into.                such that the use of a base permit only               the Shorebased IFQ Program. However,
                                                  This rulemaking proposes specific                       applies for sablefish endorsed permits.               NMFS interpreted regulations at
                                                  language pertaining to the permitting                   This does not change how the base                     § 660.25(b)(6)(i) to only allow the
                                                  actions, rules and restrictions of joint                permit concept has been applied to                    sablefish at-sea processing exemption
                                                  registration at 50 CFR 660.25(b)(4)(iv).                vessels registered to multiple limited                when the vessel is registered to a
                                                     Some additional restrictions would                   entry sablefish permits. When a trawl                 sablefish-endorsed limited entry permit.
                                                  apply if a vessel participates in multiple              endorsed permit and one or more                          Under current regulations, a vessel
                                                  limited entry fisheries in the fishing                  sablefish endorsed permits are jointly                may not register a trawl-endorsed
                                                  year. These situations and the                          registered, trawl endorsed permits must               permit and a sablefish endorsed permit
                                                  applicable restrictions would be                        meet the current vessel length                        at the same time, so they cannot take
                                                  described in crossover provisions at                    endorsement requirements at                           advantage of the exemption at
                                                  § 660.60(h)(7). For example, if a vessel                § 660.25(b)(3)(iii)(B). The concept of a              § 660.112(b)(1)(xii)(B). Therefore, the
                                                  participates in both the Shorebased IFQ                 base permit only applies to stacked                   exemption at § 660.112(b)(1)(xii)(B)
                                                  Program and the limited entry fixed gear                sablefish endorsed permits.                           cannot currently be used by vessels
                                                  fishery during a two-month cumulative                      Cumulative limits (e.g. daily, weekly,             participating in the Shorebased IFQ
                                                  limit period, then the smallest trip limit              bi-monthly limits, etc.) continue to                  Program; qualifying vessels that may
                                                  for non-IFQ species applies. Jointly                    apply to the vessel, regardless of the                freeze sablefish at-sea in the sablefish
                                                  registered vessels that want to fish in                 number of permits registered to that                  primary fishery are not allowed to freeze
                                                  the open access fishery would have to                   vessel. Registering a vessel to more than             sablefish at-sea when fishing in the
                                                  comply with crossover provisions that                   one limited entry permit under joint                  Shorebased IFQ Program. However,
                                                  apply to both trawl permits and limited                 registration does not entitle the vessel to           under this rule’s proposed joint
                                                  entry fixed gear permits.                               more than one cumulative limit. Joint                 registration language, a vessel would be
                                                     At the November 2011 Council                         registration would not allow a vessel to              able to register to a trawl endorsed and
                                                  meeting the Enforcement Consultants                     register multiple limited entry fixed gear            a sablefish endorsed limited entry
                                                  (EC) discussed the increased importance                 permits (not sablefish endorsed) along                permit simultaneously. If the exemption
sradovich on DSK3TPTVN1PROD with PROPOSALS




                                                  of the declarations system, and the EC                  with the trawl endorsed permit.                       at § 660.112(b)(1)(xii)(B) is not removed,
                                                  strongly encouraged industry leaders to                    Registering a vessel to a limited entry            joint registration could allow vessels
                                                  impress upon their membership the                       permit with a specific endorsement                    with an exemption from the at-sea
                                                  importance of maintaining a proper                      often triggers certain requirements in                processing prohibition for the sablefish
                                                  declaration that accurately reflects their              the groundfish regulations. Joint                     primary fishery to also process sablefish
                                                  fishing activity. Accuracy in the                       registration is not intended to change                at sea in the Shorebased IFQ Program.
                                                  declaration process is both required by                 fishing operations of groundfish                         At its April 2012 meeting, the Council
                                                  law and vital to the analysis of fishing                fisheries or change requirements that are             recommended prohibiting the freezing


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                                                  34954                  Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules

                                                  of sablefish at-sea when caught in the                  structure, as recommended by the                      could seek reimbursement for the cost of
                                                  Shorebased IFQ Program, regardless of                   Council in 2009.                                      the units. When a VMS unit is installed
                                                  whether the vessel has an exemption for                    Under FMP Amendment 6, harvest in                  on a vessel, it is registered with NMFS
                                                  the limited entry fixed gear fishery. The               the incidental open access fishery was                OLE and catalogued. There are a
                                                  Council recommends this change to                       deducted from the open access                         number of VMS units that have
                                                  regulations to prevent the single vessel                allocation after the limited entry/open               registered with OLE but have never
                                                  that holds a sablefish at-sea processing                access allocation occurred. Amendment                 made a fishing declaration, as required
                                                  exemption to process sablefish at-sea in                21 changed that process and deducts                   by regulations at § 660.13(d).
                                                  the Shorebased IFQ Program, a fishery                   sablefish for the incidental open access                 At its June 2013 meeting, based on
                                                  in which it had no prior history. NMFS                  fishery before the limited entry/open                 advice from their EC, the Council
                                                  is therefore proposing to remove the                    access allocation is made, similar to                 recommended that a declaration report
                                                  exemption to the prohibition of at-sea                  how the tribal fishery and scientific                 be required for all vessels registered to
                                                  processing (at § 660.112(b)(1)(xii)(B))                 research deductions were made for                     a VMS unit, and that a declaration of
                                                  that extended the limited entry fixed                   other species. While this is consistent               ‘‘other’’ may be appropriate if the
                                                  gear exemption in § 660.25(b)(6)(i) to                  with how other groundfish species were                activity they will be doing is not fishing
                                                  vessels fishing sablefish in the                        treated under Amendment 21, it was                    (e.g. serving as a chartered vessel
                                                  Shorebased IFQ Program. Also, in light                  inconsistent with Amendment 6 and the                 conducting scientific research).
                                                  of joint registration, a clarifying                     Council’s intent. As clarified by the                 Therefore, in this action, NMFS is
                                                  sentence would be added to                              Council with Amendment 21–1, it was                   proposing regulation changes at
                                                  § 660.25(b)(6)(i), stating that the at-sea              not the Council’s intent to have                      § 660.13(d) that would require all
                                                  processing exemption only applies to at-                Amendment 21 supersede the                            vessels registered to a VMS unit to
                                                  sea processing of sablefish caught in the               Amendment 6 allocation structure for                  submit a declaration report. Obtaining a
                                                  limited entry fixed gear sablefish                      sablefish north of 36° N. lat. In 2014, the           declaration report from these vessels
                                                  primary fishery.                                        Council revised figure 6–1 of the FMP                 will give OLE the information necessary
                                                                                                          to make it consistent with Amendment                  to monitor the activities of these vessels
                                                     During development of these
                                                                                                          6 and the Council’s intent.                           relative to the applicable regulations.
                                                  proposed regulations, NMFS noted that                      However, at that time, regulations at                 Proposed regulations require any
                                                  a similar situation as the one described                § 660.55(h) were mistakenly left                      vessel operator upon registration of a
                                                  above may occur when a vessel                           unrevised. In this action, NMFS                       VMS unit with NMFS OLE to make a
                                                  exempted from at-sea processing                         proposes revising the text description of             declaration report regardless of fishing
                                                  prohibitions of non-whiting groundfish                  the sablefish north of 36° N. lat.                    activity. This requirement would also
                                                  in the Shorebased IFQ Program could                     allocation structure to reflect the                   apply to vessels that have already
                                                  utilize that exemption when fishing in                  Council’s intent to maintain the                      registered a VMS unit with NMFS OLE,
                                                  non-IFQ fisheries. NMFS interprets the                  Amendment 6 allocation structure and                  but have not made a declaration report.
                                                  regulations to mean that the vessel must                to bring the regulations at § 660.55(h)               OLE may contact a vessel operator and
                                                  be registered to a limited entry trawl                  into consistency with the FMP.                        request that a declaration report be
                                                  permit to qualify for this exemption.                   Proposed regulatory changes at                        made. In such a circumstance, the
                                                  With joint registration, it may need to be              § 660.55(h)(2) would deduct the metric                proposed regulations would obligate the
                                                  clarified that the exemption only                       tonnage for scientific research and                   vessel operator to make a declaration
                                                  applies to processing non-whiting                       recreational fisheries before the limited             report.
                                                  groundfish caught in the Shorebased                     entry/open access split, but would no                    Also, consistent with the Council’s
                                                  IFQ Program. NMFS is seeking public                     longer deduct the metric tonnage for the              June 2013 recommendations, NMFS
                                                  comment on whether a clarifying                         incidental open access fisheries during               proposes revising the declaration of
                                                  sentence could be added to                              this step. Proposed regulations would                 ‘‘other gear’’ at § 660.13(d)(5)(iv)(A)(24)
                                                  § 660.25(b)(6)(ii), stating that the at-sea             deduct the metric tonnage for incidental              to ‘‘other’’ to encompass a vessel’s on
                                                  processing exemption described there                    open access fisheries from the open                   the water activities that may not be
                                                  only applies to at-sea processing of non-               access allocation after the limited entry/            fishing (e.g. scientific research
                                                  whiting groundfish caught in the                        open access split.                                    activities). Vessels registered to a VMS
                                                  Shorebased IFQ Program.                                                                                       unit would be required to make a
                                                                                                          6. VMS Declarations for Vessels
                                                  5. Sablefish Allocations North of 36° N.                Registered to a VMS Unit                              declaration, regardless of fishing
                                                  lat.                                                                                                          activities. Under proposed regulations,
                                                                                                             In 2004, the Council and NMFS                      NMFS anticipates they may make a
                                                    The allocation structure for sablefish                implemented a vessel monitoring                       declaration of ‘‘other’’ if they are not
                                                  north of 36° N. lat. was established in                 program. Since 2004, all commercial                   fishing.
                                                  FMP Amendment 6. In April 2009, the                     fishing vessels that take and retain                     NMFS also proposes that OLE will
                                                  Council recommended final preferred                     groundfish in federal water, or transit               default a vessel’s declaration to ‘‘other’’
                                                  intersector allocations for groundfish                  through federal water with groundfish                 if they are unable to contact the vessel
                                                  species under Amendment 21. The                         on board are required to have a working               operator with whom the VMS unit is
                                                  Council and NMFS recommended that                       VMS. The VMS, along with a system of                  associated. As required by current
                                                  no change be made to the Amendment                      fishing declaration reporting                         regulations, the vessel operator must
                                                  6 allocation structure for sablefish.                   requirements, allows for monitoring and               update the declaration when they meet
sradovich on DSK3TPTVN1PROD with PROPOSALS




                                                  However, FMP Amendment 21 and its                       enforcement of areas closed to fishing.               the requirements to do so.
                                                  implementing regulations slightly                       With this program, NMFS type-
                                                  changed the process for allocating                      approved hardware and software, or                    7. Equipment Requirements for
                                                  sablefish north of 36° N. lat. (75 FR                   ‘‘units,’’ were installed on vessels in               Electronic Fish Tickets
                                                  60868, October 1, 2010). In this action,                order to meet these new program                          Under current regulations at
                                                  NMFS is proposing regulations to align                  requirements for the groundfish fishery.              § 660.15(d), submission of electronic
                                                  sablefish north of 36° N. lat. allocations              A variety of units were available for                 fish tickets must be done on personal
                                                  with the Amendment 6 allocation                         purchase, and vessel owners/operators                 computers with software that meets


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                                                                         Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules                                             34955

                                                  specific NMFS requirements. The data                    recommendations under Amendment                       order to evaluate if more fish than the
                                                  is entered into the computer system.                    14.                                                   applicable trip limit have been ‘‘taken
                                                  Then the information is transmitted in                     There is a difference between                      and retained.’’ Third, it was not the
                                                  batches to PSMFC. The only step in the                  ‘‘taking’’ fish and ‘‘taking and retaining’’          intent of FMP Amendment 14, or any
                                                  process that requires an internet                       fish during fishing activities. ‘‘Take’’ is           subsequent promulgation of ‘‘take,
                                                  connection is when data sets are                        defined in MSA regulations at § 600.10                retain,’’ prohibitions, to prohibit
                                                  transmitted to PSMFC.                                   as any activity that results in killing fish          ‘‘taking’’ more than a single trip limit of
                                                     A new interface has been developed                   or bringing live fish on board. ‘‘Retain’’            a groundfish species or species group.
                                                  that uses the internet for both entry and               is also defined at § 600.10 and means to                 It is for these reasons that groundfish
                                                  submission of electronic fish ticket data.              fail to return fish to the sea after a                trip limits apply when a species or
                                                  The new, web-based interface no longer                  reasonable opportunity to sort the catch.             species group is ‘‘taken and retained.’’
                                                  requires the person submitting the                      In commercial groundfish fisheries,                   To better align prohibitions for
                                                  electronic fish ticket to do so from a                  ‘‘trip limits’’ (defined at § 660.11) are             enforcing trip limits with the definition
                                                  computer equipped with specific,                        used to specify the maximum amount of                 of ‘‘trip limit,’’ to improve enforceability
                                                  NMFS-approved software. Instead, the                    a fish species or species group that may              of trip limit prohibitions, and to bring
                                                  only requirement for the web-based                      legally be taken and retained, possessed,             consistency to regulations that apply to
                                                  interface would be a hardware device                    or landed (per vessel, per time period,               commercial groundfish fisheries,
                                                  (computer, tablet, smartphone, etc.)                    etc.).                                                prohibitions at §§ 660.12(a)(6),
                                                  with a web browser or other software                       Amendment 14 promulgated                           660.212(a)(2), and 660.212(d)(1) and (2)
                                                  (e.g. application) and an internet                      regulations that prohibited vessels from              are proposed to be revised from ‘‘take,
                                                  connection.                                             taking more than a single trip limit in               retain’’ to ‘‘take and retain.’’
                                                     Consistent with the Council’s June                   the limited entry fixed gear DTL fishery
                                                  2014 recommendations to expand the                      (at § 660.323, which was later                        9. Related Minor Clarifications and Non-
                                                  required use of electronic fish tickets to              redesignated as § 660.212). The                       Substantive Changes
                                                  the limited entry fixed gear and open                   preamble to Amendment 14 explained                       There are several legacy regulations
                                                  access fisheries, NMFS is proposing                     that adding this prohibition was                      that describe methodologies used for
                                                  updates to equipment requirements                       intended to make it clear that, even                  decisions and exemptions regarding
                                                  pertaining to electronic fish tickets.                  though the DTL fishery and the primary                limited entry permit endorsements (at
                                                     Current electronic fish ticket users                 fishery could both occur during the                   § 660.25(b)(3)) and at-sea processing
                                                  (e.g. IFQ first receivers) are already                  same time period (e.g. April 1 through                exemptions (at § 660.25(b)(6)) that have
                                                  using this web-based interface, and                     October 31), vessels in the DTL fishery               expired. Therefore, NMFS is proposing
                                                  those first receivers affected by the new               would be restricted by applicable trip                to remove them. Paragraph
                                                  requirements would be using the web-                    limits.                                               § 660.25(b)(3)(iv)(B) describes a one-
                                                  based interface. The changes proposed                      Current regulations at §§ 660.12 and               time process for the issuance of
                                                  to regulations at § 660.15(d) would                     660.212 prohibit any vessel from taking               sablefish endorsements and tier
                                                  reflect the move to a web-based                         more than a single cumulative trip limit,             assignments. That process concluded in
                                                  electronic fish ticket for all first                    unless they are fishing in the sablefish              1998. Proposed revisions to paragraphs
                                                  receivers, those that are receiving IFQ                 primary fishery. The exception is                     § 660.25(b)(6)(i) and (ii) introductory
                                                  landings and those that would be                        consistent with regulations at § 660.231              text would make it clear that the at-sea
                                                  receiving sablefish landings in limited                 that describe how, when a vessel is                   processing exemptions described there
                                                  entry fixed gear and open access                        fishing on stacked sablefish endorsed                 were extended to industry on a one-time
                                                  fisheries under proposed electronic fish                permits, it can take more than one                    basis and can no longer be sought. The
                                                  ticket regulations. Note that an internet               cumulative limit of sablefish because                 sablefish at-sea processing exemption
                                                  connection would now be necessary for                   they are fishing on more than one tier                could not be issued after 2006 and the
                                                  all steps in submission of an electronic                limit. However, the prohibition, as                   non-whiting groundfish at-sea
                                                  fish ticket, from creating the new ticket               written, needs to be revised. Vessels in              processing exemptions could not be
                                                  through submission. To reflect these                    commercial groundfish fisheries, except               issued after 2012. In addition to these
                                                  changes, the definition of ‘‘electronic                 the sablefish primary fishery, should not             revisions described above, additional
                                                  fish ticket’’ at § 660.11 would also be                 be prohibited from ‘‘taking’’ more than               expired regulations at
                                                  revised to reflect the web-based form                   a single cumulative trip limit. For those             § 660.25(b)(6)(ii)(A) through (C) would
                                                  that would be used to send electronic                   fisheries, a prohibition on ‘‘taking and              be removed because they no longer
                                                  fish ticket information to the PSMFC.                   retaining’’ more than a single                        describe current regulatory activities
                                                                                                          cumulative trip limit is more                         and are not relevant to ongoing
                                                  8. Prohibitions Regarding ‘‘Take and                    appropriate, and ‘‘take, retain’’ is                  administrative or fishing practices.
                                                  Retain’’                                                replaced with ‘‘take and retain.’’                       Regulations at § 660.55(f) describe
                                                     When the Council and NMFS                               This change is appropriate for three               catch accounting methodologies for
                                                  implemented Amendment 14 to the                         reasons. First, in a mixed stock fishery,             groundfish species. Paragraph
                                                  groundfish FMP, which established the                   it is impracticable to eliminate ‘‘take’’ of          § 660.55(f)(1) describes how catch
                                                  sablefish primary fishery, regulations                  a single species or species group while               accounting is done for species with
                                                  needed to clarify that vessels were still               still allowing access to species or                   trawl/nontrawl allocations. One of the
                                                  only allowed a single cumulative limit                  species groups that can sustain higher                cross-references in § 660.55(f) refers to
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                                                  of sablefish when fishing outside of the                harvest levels. Second, a prohibition of              catch accounting in limited entry and
                                                  primary sablefish season (66 FR 30869,                  ‘‘take and retain’’ is more enforceable.              open access fisheries, or nontrawl
                                                  June 8, 2001). Regulations were                         When boarding a vessel, enforcement                   fisheries. The cross-reference refers to
                                                  promulgated that prohibited taking                      agents will not always be able to                     § 660.55(f)(2), however that paragraph
                                                  more than a single cumulative trip limit.               measure the total amount of fish taken,               describes catch accounting procedures
                                                  NMFS is proposing replacing ‘‘taking,                   as some could have been discarded.                    for Pacific whiting. The cross-reference
                                                  retaining’’ with ‘‘taking and retaining,’’              However, it is possible to quantify the               should refer to § 660.55(f)(1)(ii), where
                                                  consistent with the Council’s                           number of fish on board the vessel in                 catch accounting for nontrawl fisheries


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                                                  34956                  Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules

                                                  is described. Therefore, this rule                      regulations that apply to limited entry               Regulatory Flexibility Act
                                                  proposes to revise the cross reference at               fixed gear fishing also apply to vessels                 The Regulatory Flexibility Act (RFA),
                                                  § 660.55(f) from ‘‘§ 660.55(f)(2)’’ to                  fishing in the limited entry fixed gear               5 U.S.C. 603 et seq., requires
                                                  ‘‘§ 660.55(f)(1)(ii).’’                                 sablefish primary fishery. In this action,            government agencies to assess the
                                                     In this action, edits are made to                    clarifying edits would be made to                     effects that regulatory alternatives
                                                  regulations at § 660.60(h)(7)(i) and                    paragraph § 660.231(a) to make this                   would have on small entities, including
                                                  (ii)(A) to clarify that trip limit crossover            clear. Section 660.231 provides                       small businesses, and to determine ways
                                                  provisions do not apply to IFQ species                  additional details regarding                          to minimize those effects. When an
                                                  for vessels declared into the Shorebased                management and prosecution of the                     agency proposes regulations, the RFA
                                                  IFQ Program. Those species are                          limited entry fixed gear sablefish
                                                                                                                                                                requires the agency to prepare and make
                                                  managed with IFQ, and therefore trip                    primary fishery, and is intended to be
                                                                                                                                                                available for public comment an IRFA,
                                                  limit crossover provisions in these                     taken in the larger context of regulations
                                                                                                                                                                unless the agency can certify that the
                                                  paragraphs do not apply.                                that apply to limited entry fixed gear
                                                     To improve consistency, this action                                                                        proposed action would not have a
                                                                                                          fisheries (limited entry fixed gear
                                                  would also make clarifying edits to                                                                           significant economic impact on a
                                                                                                          fisheries during and outside of the
                                                  regulations at § 660.60(h)(7)(ii)(B)(1) and                                                                   substantial number of small entities.
                                                                                                          sablefish primary season).
                                                  (2) to replace the word ‘‘participate’’                    Throughout these proposed revisions                The IRFA describes the impact on small
                                                  with the defined term ‘‘fish’’ and to                   to regulations, cross-references would                businesses, non-profit enterprises, local
                                                  remove redundant text by changing                       be updated to maintain accuracy given                 governments, and other small entities,
                                                  ‘‘. . . in the open access fishery,                     the proposed, substantive changes                     and is intended to aid the agency in
                                                  described at part 660, subpart F, with                  described in the sections above.                      considering all reasonable regulatory
                                                  open access gear . . .’’ to ‘‘. . . with                Additionally, references to the NMFS                  alternatives that would minimize the
                                                  open access gear . . .’’ Open access                    ‘‘Northwest’’ Region would be changed                 economic impact on affected small
                                                  gear, as defined at § 660.11, can only be               to NMFS ‘‘West Coast’’ Region to reflect              entities. After the public comment
                                                  used in the open access fishery. It is                  an organizational change that occurred                period, the agency prepares a Final
                                                  redundant to refer to both the open                     in October 2013. References to ‘‘halibut’’            Regulatory Flexibility Analysis (FRFA)
                                                  access fishery and open access gear.                    would be revised to refer to ‘‘Pacific                that takes into consideration any new
                                                     The trawl fishery prohibitions at                    halibut’’ to distinguish it from California           information or public comments. A
                                                  § 660.112(a)(3)(i) make it illegal to                   halibut. Minor, non-substantive edits                 summary of the IRFA for this action is
                                                  intentionally submit false information.                 would also be made to remove                          provided below. The reasons why action
                                                  By definition, a false statement is an                  duplicative text or change typographic                by the agency is being considered, the
                                                  untrue statement knowingly made with                    or grammatical errors.                                objectives and legal basis for this rule
                                                  the intent to mislead, therefore the term                  All of the proposed changes to                     are described in previous sections of the
                                                  ‘‘intentionally’’ in the existing                       regulations described in this section are             preamble, and the reporting and
                                                  prohibition is unnecessary. This                        not intended to change the meaning of                 recordkeeping requirements are
                                                  proposed rule revises the prohibition by                existing regulations, but rather are                  described in the next section.
                                                  deleting the word ‘‘intentionally.’’ This               intended to reduce duplication,                          Following are descriptions of small
                                                  language is intended to work coincident                 simplify, correct cross-references and                entities, as defined by the RFA and the
                                                  with regulations that require submission                make other minor, related changes to                  Small Business Administration (SBA).
                                                  of final and accurate information on                    bring consistency within groundfish                      Small businesses. SBA has
                                                  electronic fish tickets, and with                       regulations.                                          established guidelines on size criteria
                                                  electronic fish ticket regulations that                                                                       for all major industry sectors in the
                                                                                                          Classification                                        United States, including fish harvesting
                                                  require errors to data, when found, to be
                                                  corrected via a revision to the electronic                 NMFS has made a preliminary                        and fish processing businesses. A
                                                  fish ticket.                                            determination that the proposed action                business involved in fish harvesting is
                                                     Regulations for revising electronic                  is consistent with groundfish FMP, the                a small business if it is independently
                                                  fish ticket submissions, at                             MSA, and other applicable law. There                  owned and operated and not dominant
                                                  § 660.113(b)(4)(iii), would be modified                 are no relevant federal rules that may                in its field of operation (including its
                                                  to clarify that the only way to fix an                  duplicate, overlap, or conflict with this             affiliates) and if it has combined annual
                                                  error in an electronic fish ticket                      action. In making its final                           receipts, not in excess of $20.5 million
                                                  submission is to resubmit a revised                     determination, NMFS will take into                    for all its affiliated operations
                                                  electronic fish ticket. In other words, if              account the complete record, including                worldwide (See 79 FR 33647, effective
                                                  an error is found in an electronic fish                 the data, views, and comments received                July 14, 2014). For marinas and charter/
                                                  ticket submission, it cannot be remedied                during the comment period. An                         party boats, a small business now
                                                  by submitting any other record besides                  environmental assessment (EA) was                     defined as one with annual receipts, not
                                                  an electronic fish ticket. Proposed                     prepared for this action. The EA                      in excess of $7.5 million. For related
                                                  regulations at § 660.113(b)(4)(iii) change              includes socio-economic information                   fish processing businesses, a small
                                                  ‘‘may be revised’’ via electronic fish                  that was used to prepare the Regulatory               business is one that employs 750 or
                                                  ticket to ‘‘must be revised’’ via                       Impact Review (RIR) and Initial                       fewer persons.
                                                  electronic fish ticket.                                 Regulatory Flexibility Analysis (IRFA).                  Small organizations. The RFA defines
                                                     A clarifying edit is made in paragraph               The EA is available for public comment                small organizations as any nonprofit
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                                                  § 660.113 (a)(2) to use the defined term                (See ADDRESSES) and is available on line              enterprise that is independently owned
                                                  ‘‘date of landing’’ consistently                        at www.westcoast.fisheries.noaa.gov/                  and operated and is not dominant in its
                                                  throughout the recordkeeping and                        publications/nepa/groundfish/                         field.
                                                  reporting regulations.                                  groundfish_nepa_documents.html.                          An estimated 99 entities are
                                                     Current regulations at § 660.231 apply                  The Office of Management and Budget                potentially impacted by this rule,
                                                  to vessels participating in the limited                 has determined that this proposed rule                including 77 receivers and up to 22
                                                  entry fixed gear sablefish primary                      is not significant for purposes of                    vessels/permit-holding entities. All of
                                                  fishery. However, many of the                           Executive Order 12866.                                these entities are considered small


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                                                                         Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules                                            34957

                                                  according to the SBA guidelines stated                  reported being small businesses. These                Alternatives 2a and 2b would result in
                                                  above. This rule is not anticipated to                  nine vessels are the most likely to                   a permit only being counted against the
                                                  have a substantial or significant                       realize immediate benefits from the                   ownership limitation if a certain
                                                  economic impact on small entities, or to                updated rule.                                         percentage of the vessel registered to
                                                  place small entities at a disadvantage to                  Alternatives for Electronic Fish                   that permit was owned. The two sub-
                                                  large entities. Nonetheless, NMFS has                   Tickets. NMFS considered four                         alternatives vary by percentage of
                                                  prepared an IRFA (available as part of                  alternatives, including No Action, for                ownership: 20 percent and 30 percent
                                                  the EA described above), which is                       electronic fish tickets. The No Action                for Alternatives 2a and 2b, respectively.
                                                  summarized below. Through the                           alternative (Alternative 1) would                     Alternative 3 would result in permits
                                                  rulemaking process associated with this                 maintain current reporting state fish                 counting as they do under No Action
                                                  action, we are requesting comments on                   ticket reporting systems. Each of                     unless an exemption was applied for
                                                  this conclusion.                                        Alternatives 2 through 4 would                        and granted by NMFS. There may be an
                                                     Description of Small Entities Affected               implement a federal requirement that                  opportunity for larger operations that
                                                  by Proposed Rule Provisions on                          first receivers of non-trawl commercial               were constrained by the three-permit
                                                  Electronic Fish Tickets. An estimated 77                sablefish landings to U.S. West Coast                 limit to consolidate more harvest
                                                  first receivers across the primary and                  ports record landings on an electronic                privileges by either acquiring Pacific
                                                  DTL fisheries will be impacted by the                   fish ticket. The action alternatives differ           coast limited entry fixed gear permits or
                                                  electronic fish ticket requirement. These               from each other only in the fleets that               by hiring out to west coast and Alaska
                                                  77 first receivers account for                          they address. Alternative 2 would affect              participants to harvest Alaska IFQ. The
                                                  approximately 34 percent of sablefish                   participants in the limited entry fixed               degree of the current constraint, and
                                                  landings in these fisheries. An                         gear sablefish primary fishery only.                  consequently the opportunity provided
                                                  additional 23 sablefish first receivers are             Alternative 3 would expand upon                       by the alternative actions, is modest for
                                                  also IFQ first receivers and already use                Alternative 2 to add participants in the              the fleet as a whole, but this benefit may
                                                  electronic fish tickets to record                       limited entry fixed gear DTL fishery.                 be important to some individuals.
                                                  shorebased IFQ landings. The 77 first                   Lastly, Alternative 4 would expand                       Alternatives for Joint Registration.
                                                  receivers across the primary and DTL                    upon Alternative 3 to add participants                NMFS considered three alternatives,
                                                  fisheries who do not already use                        in the open access DTL sablefish                      including No Action (Alternative 1),
                                                  electronic fish tickets would be most                   fishery. All alternative actions except               relative to joint registration. Alternative
                                                  affected by the action alternatives.                    for Alternative 1 (No Action) will result             2 would allow a single trawl permit and
                                                  Without having employment                               in some expenses as a result of new                   up to three limited entry fixed gear
                                                  information for these businesses, NMFS                  reporting requirements. NMFS assumed                  permits to be registered to a vessel
                                                  is considering all 77 first receivers to be             that all of the affected small businesses             simultaneously. Alternative 3 would
                                                  small entities under the SBA guidelines                 already have access to a technically                  allow the same permit registration
                                                  described above.                                        suitable computer to submit the                       options as Alternative 2, but would have
                                                     Description of Small Entities Affected               electronic fish tickets. However, if a                additional requirements relative to
                                                  by Proposed Rule Provisions on                          business did not currently own a                      declarations and at-sea processing. In
                                                  Ownership Limitation (i.e. Own/Hold                     computer, it would incur additional                   2014, the last year for which economic
                                                  Control Limit). This provision is likely                costs for the initial investment in a                 data are available, the average net
                                                  to benefit a few individuals who own                    computer and for a small monthly fee                  revenue per day was $4,815 for the eight
                                                  multiple vessels that operate in both the               for an Internet connection. This                      vessels fishing with fixed gear in the
                                                  West Coast sablefish primary fishery                    requirement will likely result in                     trawl fishery that were also registered to
                                                  and the Alaska sablefish IFQ fishery,                   increased administrative expenses with                a fixed-gear endorsed permit that year.
                                                  and were grandfathered into the Alaska                  a longer submission time in those                     The average net revenue per day in the
                                                  IFQ program. As relatively few                          instances where first receivers must                  fixed gear-endorsed fishery was $4,686
                                                  businesses meet the SBA criteria for                    submit both State and Federal fish                    (per data provided by the Economic
                                                  small enterprises, this provision of the                tickets. First receivers in the trawl                 Data Collection Program on March 23,
                                                  proposed rule is not expected to impact                 program reported an hourly wage of                    2016). Vessels had lower variable costs
                                                  a substantial number of small entities.                 $33.68 for non-production employees in                per day while participating in the fixed
                                                  At most, the 13 vessels that hold                       2012 (Economic Data Collection                        gear fishery compared with the trawl
                                                  permits to fish in both the Alaska IFQ                  Program First Receiver and Shorebased                 fishery.
                                                  program and the West Coast sablefish                    Processor Report, 2009–2012).                            Vessels that either own or lease both
                                                  primary fishery would qualify for the                   Assuming non-IFQ receivers pay a                      fixed gear and trawl permits may realize
                                                  exemption.                                              similar wage to non-production                        increased operational efficiency with
                                                     Description of Small Entities Affected               employees, and using the burden-hour                  joint registration, particularly with
                                                  by Proposed Rule Provisions on Joint                    estimate included in the Paperwork                    respect to the 100% observer coverage
                                                  Registration. Since 2011, a total of 20                 Reduction Act section below,                          required when fishing under the trawl
                                                  vessels have been registered to both                    Alternative 2 is estimated to result in an            permit. Participants have indicated that
                                                  trawl and fixed gear permits in a single                additional annual expense of about                    they would take advantage of the
                                                  year. Of these, 16 vessels would qualify                $2,500 for all processors combined,                   alternative fishing opportunities
                                                  as a small business under the SBA                       Alternative 3 would cost $10,000 in                   afforded by this provision when
                                                  criteria described above. The permits                   total, and Alternative 4 (preferred                   scheduling trips on occasions that
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                                                  associated with large entities were                     alternative) would cost the sector                    observers are unavailable for fishing
                                                  participating in a temporary research                   $20,000 or about an additional $4 per                 under their trawl permit. If an observer
                                                  program. These 16 vessels are likely to                 fish ticket.                                          wasn’t available or had to cancel, the
                                                  benefit from the flexibility offered by                    Alternatives for Ownership Limitation              vessel could choose the alternative of
                                                  joint registration. In 2015, the last year              (i.e. Own/Hold Control Limit). NMFS                   declaring into the fixed gear endorsed
                                                  with complete data, nine vessels                        considered three alternatives, including              fishery, and would not need to forgo the
                                                  registered to both trawl and fixed gear                 No Action (Alternative 1), with regards               trip. Joint registration would
                                                  permits within the year, and all of these               to ownership limitation changes.                      additionally provide a minor


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                                                  34958                  Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules

                                                  administrative convenience to the                          Rejected Sub-Options for Alternatives              of transfers allowed per year. Currently,
                                                  vessels that own or have multi-year                     2 through 4 for Ownership Limitation                  vessels are only allowed to transfer
                                                  leased permits. These operators, who                    (i.e. Own/Hold Control Limit). The                    permits once per year. This alternative
                                                  currently must complete and submit                      Council also discussed other action                   would increase a vessel’s flexibility to
                                                  multiple transfer forms throughout the                  alternatives to address issues regarding              move between the LE trawl and fixed
                                                  year (typically three), would no longer                 the own/hold control rule. The first                  gear fishery, and it would also allow
                                                  be required to submit any paperwork                     action alternative that was considered                more flexibility for vessels to move
                                                  related to permit transfers.                            but rejected would have maintained a                  between the LE and OA fisheries,
                                                     Rejected Sub-Options for Alternatives                three permit limit for the own/hold                   reducing the wall between these sectors.
                                                  2 through 4 for Electronic Fish Tickets.                control rule. However, control would be
                                                                                                                                                                However, such a provision would
                                                  While discussing the options for                        calculated on percentage ownership of
                                                                                                                                                                increase administrative costs and
                                                  electronic fish tickets, the Council                    permits and vessels. Total ownership
                                                                                                          (including for first and second                       provide less flexibility for the fleet than
                                                  considered a sub-option for each of the                                                                       offered by the other action alternatives,
                                                  action alternatives (Alternatives 2                     generation owners) would be limited to
                                                                                                          a total of 300 percent. The intent of this            because the cap on the number of
                                                  through 4). Under the sub-option,
                                                                                                          action alternative would have been to                 transfers allowed per year would remain
                                                  sablefish deliveries would be recorded
                                                                                                          limit the total ownership to three                    in place. Therefore, this alternative was
                                                  on state paper fish tickets, rather than
                                                  on federal electronic fish tickets. NMFS                permits, which is the same as the No                  considered but rejected from further
                                                  would implement a federal requirement                   Action alternative.                                   analysis.
                                                  that sablefish landings, and the federal                   The Council also considered                           Impacts to Small Businesses from
                                                  groundfish permit number associated                     increasing the own/hold control limit to              Actions 4–9. Except for electronic fish
                                                  with the landings, be recorded on state                 six permits. Any percentage ownership                 tickets, own/hold control limit and joint
                                                  paper fish tickets. Although this sub-                  would have counted as one permit. The                 registration, the actions described above
                                                  option would cause the least disruption                 Council also looked at leaving the own/
                                                                                                                                                                in sections 4–9 of this proposed rule are
                                                  to the existing landings process, adding                hold control limit at three, but capping
                                                                                                                                                                largely administrative and, if adopted,
                                                  new requirements to the state paper fish                the number of tier permits an entity may
                                                                                                          register to a vessel at three permits, and            would not impact any of the small
                                                  ticket system would fail to address the                                                                       entities identified as potentially being
                                                  purpose and need for this action. This                  capping the number of limited entry
                                                                                                          fixed gear tier vessels an entity can own             affected by the first three major actions
                                                  slight alteration in the process would                                                                        in this proposed rule. Changes
                                                  not improve the timeliness of catch                     at three. These changes would have
                                                                                                          effectively increased the maximum                     associated with actions 4–9 would make
                                                  accounting or enforcement capabilities                                                                        small modifications and clarifications to
                                                                                                          own/hold control limit to 12 permits,
                                                  in the fishery.                                                                                               existing requirements, maintain existing
                                                                                                          because an entity could own three
                                                     Adding new requirements to the state                                                                       requirements in light of changes related
                                                                                                          permits and have partial or total
                                                  paper fish ticket system would also                     ownership of three vessels, each of                   to joint registration, and simplify
                                                  cause several logistical challenges in                  which are registered to three different               equipment requirements. Thus, these
                                                  managing the sablefish fishery: (1)                     permits owned by others. Finally, the                 measures would not have a significant
                                                  Sablefish landings data would not be                    Council considered an action alternative              economic impact on a substantial
                                                  uploaded into the Pacific Fisheries                     that would leave the own/hold control
                                                  Information Network (PacFIN) database                                                                         number of the small entities described
                                                                                                          limit at three permits, but with the                  in this document.
                                                  at a faster than current rate, (2) there                calculation based only on ownership of
                                                  would continue to be a lag time of                      permits. Holding or leasing a permit or               Paperwork Reduction Act
                                                  several months between when the                         ownership in the vessel would not have
                                                  landings occur and when the data are                    counted toward the three permit limit.                  This proposed rule contains a
                                                  available, and (3) further augmenting                   A person could have owned three                       collection-of-information requirement
                                                  paper fish ticket recording requirements                permits and held any number of                        subject to review and approval by OMB
                                                  would be disruptive to state data                       additional permits by registering the                 under the Paperwork Reduction Act
                                                  collection and management practices.                    vessel(s) they own to permits owned or                (PRA). This requirement has been
                                                  Therefore, this sub-option has been                     leased by other persons.                              submitted to OMB for under the
                                                  considered, but rejected from further                      The Council considered but rejected                following control numbers:
                                                  analysis.                                               these action alternatives for the own/
                                                     In addition, the action alternatives                                                                       OMB Control Number 0648–XXX.
                                                                                                          hold control rule from further analysis,
                                                  originally included language regarding                  because the Council found that these                  Electronic Fish Tickets
                                                  how the catch data recorded on the                      alternatives were administratively                       Public reporting burden is estimated
                                                  electronic tickets would be used,                       burdensome to implement and track.                    to average 10 minutes per response
                                                  specifically stating, ‘‘That tier permits               The Council found that some of these                  (landing) for first receivers in
                                                  be loaded into the IFQ Vessel Account                   alternatives weakened the own/hold
                                                  System with deductions made as                                                                                Washington and California, and two
                                                                                                          control limit beyond what was needed
                                                  appropriate when a tier delivery is made                                                                      minutes per response (landing) for first
                                                                                                          to address the purpose and need. If
                                                  and recorded on the E Fish Ticket.’’ The                implemented, these alternatives could                 receivers in Oregon. The total annual
                                                  Council determined that this language                   undermine the purpose of having own/                  burden estimate for all first receivers in
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                                                  was overly restrictive, and that it was                 hold control limits in place, namely to               Washington is 87 hours, in California is
                                                  premature to discuss implementations                    maintain the owner operator nature of                 543 hours, and in Oregon is 36 hours.
                                                  issues such as the details of how the                   the fleet.                                            Public reporting burden includes the
                                                  data would be processed and made                           Rejected Sub-Options for Alternatives              time for reviewing instructions,
                                                  available to end users. Therefore, the                  2 through 4 for Joint Registration.                   accessing the web-based platform,
                                                  use of this language in the action                      Another alternative that was considered               gathering the data needed, and
                                                  alternatives has been considered, but                   to address the issues with joint                      completing and reviewing the collection
                                                  rejected from further analysis.                         registration was to increase the number               of information.


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                                                                         Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules                                              34959

                                                  OMB Control Number 0648–XXX.                            § 660.11   General definitions.                       (d)(5)(iv) of this section, must provide
                                                  Ownership Limitation Exemption                          *      *     *     *     *                            NMFS with a declaration report upon
                                                    Public reporting burden for this                         Base permit means a sablefish-                     request from NMFS OLE.
                                                  collection of information is estimated to               endorsed limited entry permit described                  (5) * * *
                                                  average 45 minutes per response,                        at § 660.25(b)(3)(i), subpart C, registered              (ii) A declaration report will be valid
                                                  including the time for reviewing the                    for use with a vessel that meets the                  until another declaration report revising
                                                  instructions, searching existing data                   permit length endorsement                             the existing gear or fishery declaration
                                                  sources, gathering and maintaining the                  requirements appropriate to that vessel,              is received by NMFS OLE. The vessel
                                                  data needed, and completing and                         as described at § 660.25(b)(3)(iii),                  operator must send a new declaration
                                                  reviewing the collection of information.                subpart C.                                            report before leaving port on a trip that
                                                    Public comment is sought regarding                    *      *     *     *     *                            meets one of the following criteria:
                                                  whether this proposed collection of                        Electronic fish ticket means a web-                   (A) A gear type that is different from
                                                  information is necessary for the proper                 based form that is used to send landing               the gear type most recently declared for
                                                  performance of the functions of the                     data to the Pacific States Marine                     the vessel will be used, or
                                                  agency, including whether the                           Fisheries Commission. Electronic fish                    (B) A vessel will fish in a fishery other
                                                  information shall have practical utility;               tickets are used to collect information               than the fishery most recently declared.
                                                  the accuracy of the burden estimate;                    similar to the information required in                   (iii) During the period of time that a
                                                  ways to enhance the quality, utility, and               state fish receiving tickets or landing               vessel has a valid declaration report on
                                                  clarity of the information to be                        receipts, but do not replace or change                file with NMFS OLE, it cannot fish with
                                                  collected; and ways to minimize the                     any state requirements.                               a gear other than a gear type declared by
                                                  burden of the collection of information,                *      *     *     *     *                            the vessel or fish in a fishery other than
                                                  including through the use of automated                     Joint registration or jointly registered           the fishery most recently declared.
                                                  collection techniques or other forms of                 means simultaneously registering both                    (iv) * * *
                                                  information technology. Send comments                   trawl-endorsed and longline or trap/pot-                 (A) * * *
                                                  on these or any other aspects of the                    endorsed limited entry permits for use                   (24) Other, or
                                                  collection of information to West Coast                 with a single vessel in one of the                    *       *    *     *     *
                                                  Region at the ADDRESSES above, and by                   configurations described at                           ■ 5. In § 660.15, revise paragraphs (a)
                                                  email to OIRA_Submission@                               § 660.25(b)(4)(iv).                                   and (d) to read as follows:
                                                  omb.eop.gov or fax to (202) 395–7285.                   *      *     *     *     *
                                                    Notwithstanding any other provision                                                                         § 660.15   Equipment requirements.
                                                                                                             Stacking or stacked means registering
                                                  of the law, no person is required to                                                                             (a) Applicability. This section
                                                                                                          more than one sablefish-endorsed
                                                  respond to, and no person shall be                                                                            contains the equipment and operational
                                                                                                          limited entry permit for use with a
                                                  subject to penalty for failure to comply                                                                      requirements for scales used to weigh
                                                                                                          single vessel (See § 660.25(b)(4)(iii),
                                                  with, a collection of information subject                                                                     catch at sea, scales used to weigh catch
                                                                                                          subpart C).
                                                  to the requirements of the PRA, unless                                                                        at IFQ first receivers, hardware and
                                                                                                          *      *     *     *     *                            software for electronic fish tickets, and
                                                  that collection of information displays a               ■ 3. In § 660.12, revise paragraph (a)(6)
                                                  currently valid OMB control number.                                                                           computer hardware for electronic
                                                                                                          to read as follows:                                   logbook software. Unless otherwise
                                                  List of Subjects in 50 CFR Part 660                                                                           specified by regulation, the operator or
                                                                                                          § 660.12   General groundfish prohibitions.
                                                     Fisheries, Fishing, and Indian                       *     *      *      *    *                            manager must retain, for 3 years, a copy
                                                  fisheries.                                                (a) * * *                                           of all records described in this section
                                                    Dated: May 25, 2016.                                    (6) Take and retain, possess, or land               and make the records available upon
                                                  Samuel D. Rauch III,                                    more than a single cumulative limit of                request to NMFS staff or an authorized
                                                  Deputy Assistant Administrator for                      a particular species, per vessel, per                 officer.
                                                  Regulatory Programs, National Marine                    applicable cumulative limit period,                   *      *     *    *      *
                                                  Fisheries Service.                                      except for sablefish taken in the primary                (d) Electronic fish tickets. First
                                                    For the reasons set out in the                        limited entry, fixed gear sablefish                   receivers are required to meet the
                                                  preamble, 50 CFR part 660 is proposed                   season from a vessel authorized to fish               hardware and software requirements
                                                  to be amended as follows:                               in that season, as described at § 660.231,            below.
                                                                                                          subpart E.                                               (1) Hardware and software
                                                  PART 660—FISHERIES OFF WEST                             *     *      *      *    *                            requirements. A personal computer
                                                  COAST STATES                                            ■ 4. In § 660.13, revise paragraph (d)                system, tablet, mobile device, or other
                                                                                                          introductory text, and paragraphs                     device that has software (e.g. web
                                                  ■ 1. The authority citation for part 660                (d)(5)(ii) and (iii), and (d)(5)(iv)(A)(24)           browser) capable of submitting
                                                  continues to read as follows:                           to read as follows:                                   information over the Internet, such that
                                                    Authority: 16 U.S.C. 1801 et seq., 16                                                                       submission to Pacific States Marine
                                                  U.S.C. 773 et seq., and 16 U.S.C. 7001 et seq.          § 660.13   Recordkeeping and reporting.               Fisheries Commission can be executed
                                                  ■  2. In § 660.11:                                      *     *     *     *    *                              effectively.
                                                  ■  a. Revise the definitions for ‘‘Base                   (d) Declaration reporting                              (2) Internet access. The first receiver
                                                                                                          requirements—When the operator of a                   is responsible for maintaining Internet
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                                                  permit’’ and ‘‘Electronic fish ticket’’;
                                                  ■ b. Add in alphabetical order the                      vessel registers a VMS unit with NMFS                 access sufficient to access the web-based
                                                  definition for ‘‘Joint registration’’;                  OLE, the vessel operator must provide                 interface and submit completed
                                                  ■ c. Remove the definition for                          NMFS with a declaration report as                     electronic fish ticket forms.
                                                  ‘‘Stacking’’; and                                       specified at paragraph (d)(5)(iv) of this                (3) Maintenance. The first receiver is
                                                  ■ b. Add in alphabetical order the                      section. The operator of any vessel that              responsible for ensuring that all
                                                  definition for ‘‘Stacking or stacked’’                  has already registered a VMS unit with                hardware and software required under
                                                     The revisions and additions read as                  NMFS OLE but has not yet made a                       this subsection are fully operational and
                                                  follows:                                                declaration, as specified at paragraph                functional whenever they receive,


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                                                  34960                  Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules

                                                  purchase, or take custody, control, or                     (3) * * *                                          own sablefish-endorsed limited entry
                                                  possession of groundfish species for                       (iv) * * *                                         permits.
                                                  which an electronic fish ticket is                         (B) * * *                                          *      *     *     *     *
                                                  required. ‘‘Functional’’ means that the                    (3) A partnership or corporation will                 (C) Ownership limitation exemption.
                                                  software requirements and minimum                       lose the exemptions provided in                       As described in (b)(3)(iv)(B) of this
                                                  hardware requirements described at                      paragraphs (b)(3)(iv)(B)(1) and (2) of this
                                                                                                                                                                section, no individual person,
                                                  paragraphs (d)(1) and (2) of this section               section on the effective date of any
                                                                                                                                                                partnership, or corporation in
                                                  are met and submission to Pacific States                change in the corporation or partnership
                                                                                                                                                                combination may own and/or hold more
                                                  Marine Fisheries Commission can be                      from that which existed on November 1,
                                                                                                                                                                than three sablefish-endorsed permits. A
                                                  executed effectively by the equipment.                  2000. A ‘‘change’’ in the partnership or
                                                                                                                                                                vessel owner that meets the qualifying
                                                    (4) Improving data quality. Vessel                    corporation is defined at § 660.11. A
                                                                                                                                                                criteria described in paragraph
                                                  owners and operators, first receivers, or               change in the partnership or corporation
                                                                                                                                                                (b)(3)(iv)(C)(1) of this section may
                                                  shoreside processor owners, or                          must be reported to SFD within 15
                                                                                                                                                                request an exemption from the
                                                  managers may contact NMFS to request                    calendar days of the addition of a new
                                                                                                                                                                ownership limitation.
                                                  assistance in improving data quality and                shareholder or partner.
                                                                                                             (4) Any partnership or corporation                    (1) Qualifying criteria. The three
                                                  resolving issues. Requests may be                                                                             qualifying criteria for an ownership
                                                  submitted to: Attn: Electronic Fish                     with any ownership interest in a limited
                                                                                                          entry permit with a sablefish                         limitation exemption are: the vessel
                                                  Ticket Monitoring, National Marine                                                                            owner currently has no more than 20
                                                  Fisheries Service, West Coast Region,                   endorsement or in the vessel registered
                                                                                                          to the permit shall document the extent               percent ownership interest in a vessel
                                                  Sustainable Fisheries Division, 7600
                                                                                                          of that ownership interest with NMFS                  registered to the sablefish endorsed
                                                  Sand Point Way, NE., Seattle, WA
                                                                                                          via the Identification of Ownership                   permit, the vessel owner currently has
                                                  98115.
                                                  ■ 6. In § 660.25:                                       Interest Form sent to the permit owner                ownership interest in Alaska sablefish
                                                  ■ a. Revise paragraph (b)(1)(v);                        through the annual permit renewal                     individual fishing quota, and the vessel
                                                  ■ b. Remove paragraph (b)(3)(iv)(B);                    process and whenever a change in                      has fished in the past 12-month period
                                                  ■ c. Redesignate paragraph (b)(3)(iv)(C)                permit owner, vessel owner, and/or                    in both the West Coast groundfish
                                                  as (b)(3)(iv)(B);                                       vessel registration occurs as described at            limited entry fixed gear fishery and the
                                                  ■ d. Revise newly redesignated                          paragraph (b)(4)(v) and (vi) of this                  Sablefish IFQ Program in Alaska. The
                                                  paragraphs (b)(3)(iv)(B)(3) and (4);                    section. NMFS will not renew a                        best evidence of a vessel owner having
                                                  ■ e. Add a new paragraph (b)(3)(iv)(C);                 sablefish-endorsed limited entry permit               met these qualifying criteria will be
                                                  ■ f. Revise paragraphs (b)(3)(v), (b)(4)                through the annual renewal process                    state fish tickets or landings receipts
                                                  introductory text, (b)(4)(i)(D), and                    described at paragraph (b)(4)(i) of this              from the West Coast states and Alaska.
                                                  (b)(4)(iii);                                            section, or approve a change in permit                The qualifying vessel owner may seek
                                                  ■ g. Redesignate paragraphs (b)(4)(iv)                  owner, vessel owner, and/or vessel                    an ownership limitation exemption for
                                                  through (b)(4)(ix) as (b)(4)(v) through                 registration unless the Identification of             sablefish endorsed permits registered to
                                                  (b)(4)(x);                                              Ownership Interest Form has been                      no more than two vessels.
                                                  ■ h. Add a new paragraph (b)(4)(iv);                                                                             (2) Application and issuance process
                                                                                                          completed. Further, if NMFS discovers
                                                  ■ i. Revise newly redesignated                                                                                for an ownership limitation exemption.
                                                                                                          through review of the Identification of
                                                  paragraphs (b)(4)(v)(A) and (B),                                                                              The SFD will make the qualifying
                                                                                                          Ownership Interest Form that an
                                                  (b)(4)(vi)(A) and (B), and (b)(4)(vii)(A);                                                                    criteria and application instructions
                                                                                                          individual person, partnership, or
                                                  and                                                                                                           available online at
                                                  ■ j. Revise paragraph (b)(6).
                                                                                                          corporation owns or holds more than 3
                                                                                                          permits and is not authorized to do so                www.westcoast.fisheries.noaa.gov/
                                                    The revisions and additions read as
                                                                                                          under paragraph (b)(3)(iv)(B)(2) of this              fisheries/groundfish/index.html. A
                                                  follows:
                                                                                                          section, the individual person,                       vessel owner who believes that they
                                                  § 660.25   Permits.                                     partnership or corporation will be                    may qualify for the ownership
                                                  *     *     *     *     *                               notified and the permits owned or held                limitation exemption must submit
                                                    (b) * * *                                             by that individual person, partnership,               evidence with their application showing
                                                    (1) * * *                                             or corporation will be void and reissued              how their vessel has met the qualifying
                                                    (v) Initial administrative                            with the vessel status as ‘‘unidentified’’            criteria described at paragraph
                                                  determination (IAD). SFD will make a                    until the permit owner owns and/or                    (b)(3)(iv)(C)(1) of this section. The vessel
                                                  determination regarding permit                          holds a quantity of permits appropriate               owner must also submit a Sablefish
                                                  endorsements, renewal, replacement,                     to the restrictions and requirements                  Permit Ownership Limitation
                                                  change in permit ownership and change                   described in paragraph (b)(3)(iv)(B)(2) of            Exemption Identification of Ownership
                                                  in vessel registration. SFD will notify                 this section. If NMFS discovers through               Interest form that includes disclosure of
                                                  the permit owner in writing with an                     review of the Identification of                       percentage of ownership in the vessel
                                                  explanation of any determination to                     Ownership Interest Form that a                        and disclosure of individual
                                                  deny a permit endorsement, renewal,                     partnership or corporation has had a                  shareholders in any entity. Paragraph (i)
                                                  replacement, change in permit                           change in membership since November                   of this section sets out the relevant
                                                  ownership or change in vessel                           1, 2000, as described in paragraph                    evidentiary standards and burden of
                                                  registration. The SFD will decline to act               (b)(3)(iv)(B)(3) of this section, the                 proof. Applications may be submitted at
                                                  on an application for permit                            partnership or corporation will be                    any time to NMFS at: NMFS West Coast
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                                                  endorsement, renewal, replacement, or                   notified, NMFS will void any existing                 Region, Sustainable Fisheries Division,
                                                  change in registration of a limited entry               permits, and reissue any permits owned                ATTN: Fisheries Permit Office—
                                                  permit if the permit is subject to                      and/or held by that partnership or                    Sablefish Ownership Limitation
                                                  sanction provisions of the Magnuson-                    corporation in ‘‘unidentified’’ status                Exemption, 7600 Sand Point Way NE.,
                                                  Stevens Act at 16 U.S.C. 1858(a) and                    with respect to vessel registration until             Seattle, WA 98115. After receipt of a
                                                  implementing regulations at 15 CFR part                 the partnership or corporation is able to             complete application, the SFD will issue
                                                  904, subpart D, apply.                                  register ownership of those permits to                an IAD in writing to the applicant
                                                  *     *     *     *     *                               persons authorized under this section to              determining whether the applicant


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                                                                         Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules                                           34961

                                                  qualifies for the exemption. If an                         (iii) Stacking limited entry permits.              that would require registering with and
                                                  applicant chooses to file an appeal of                  ‘‘Stacking’’ limited entry permits, as                approval by NMFS, including but not
                                                  the IAD, the applicant must follow the                  defined at § 660.11, refers to the practice           limited to: Selling the permit to another
                                                  appeals process outlined at paragraph                   of registering more than one sablefish-               individual or entity; adding an
                                                  (g) of this section and, for the timing of              endorsed permit for use with a single                 individual or entity to the legal name on
                                                  the appeals, at paragraph (g)(4)(ii) of this            vessel. Only limited entry permits with               the permit; or removing an individual or
                                                  section.                                                sablefish endorsements may be stacked.                entity from the legal name on the
                                                     (3) Exemption status. If at any time a               Up to 3 limited entry permits with                    permit. A change in vessel owner
                                                  change occurs relative to the qualifying                sablefish endorsements may be                         includes any changes to the name(s) of
                                                  criteria described at paragraph                         registered for use with a single vessel               any or all vessel owners, as registered
                                                  (b)(3)(iv)(C)(1), the vessel owner to                   during the primary sablefish season                   with USCG or a state. The new owner(s)
                                                  whom the ownership limitation                           described at § 660.231, subpart E.                    of a vessel registered to a limited entry
                                                  exemption applies must notify NMFS                      Privileges, responsibilities, and                     permit must report any change in vessel
                                                  within 30 calendar days. If such changes                restrictions associated with stacking                 ownership to NMFS within 30 calendar
                                                  mean the vessel owner no longer meets                   permits to fish in the sablefish primary              days after such change has been
                                                  the qualifying criteria, the ownership                  fishery are described at § 660.231,                   registered with the USCG or a state
                                                  limitation exemption becomes                            subpart E and at paragraph (b)(3)(iv) of              licensing agency.
                                                  automatically null and void 30 calendar                 this section.                                            (B) Effective date. The change in
                                                  days after the date the vessel owner no                    (iv) Joint registration of limited entry           permit ownership or change in the
                                                  longer meets the qualifying criteria. At                permits—(A) General. ‘‘Joint                          vessel holding the permit will be
                                                  any time, NMFS may request that the                     registration’’ of limited entry permits, as           effective on the day the change is
                                                  vessel owner submit a new exemption                     defined at § 660.11, is the practice of               approved by NMFS, unless there is a
                                                                                                          simultaneously registering both trawl-                concurrent change in the vessel
                                                  application. If NMFS at any time finds
                                                                                                          endorsed and longline or trap/pot-                    registered to the permit. Requirements
                                                  the vessel owner no longer meets the
                                                                                                          endorsed limited entry permits for use                for changing the vessel registered to the
                                                  qualifying criteria described at
                                                                                                          with a single vessel.                                 permit are described at paragraph
                                                  paragraph (b)(3)(iv)(C)(1) of this section                 (B) Restrictions. Subject to vessel size
                                                  NMFS will issue an IAD, which may be                                                                          (b)(4)(vi) of this section.
                                                                                                          endorsements in paragraph (b)(3)(iii),
                                                  appealed, as described at paragraph (g)                 any limited entry permit with a trawl                 *      *     *      *     *
                                                  of this section.                                        endorsement and any limited entry                        (vi) * * *
                                                     (v) MS/CV endorsement. An MS/CV                      permit with a longline or trap/pot                       (A) General. A permit may not be
                                                  endorsement on a trawl limited entry                    endorsement may be jointly registered                 used with any vessel other than the
                                                  permit conveys a conditional privilege                  for use with a single vessel but only in              vessel registered to that permit. For
                                                  that allows a vessel registered to it to                one of the following configurations:                  purposes of this section, a permit
                                                  fish in either the coop or non-coop                        (1) a single trawl-endorsed limited                change in vessel registration occurs
                                                  fishery in the MS Coop Program                          entry permit and one, two or three                    when, through SFD, a permit owner
                                                  described at § 660.150, subpart D. The                  sablefish-endorsed fixed gear (longline               registers a limited entry permit for use
                                                  provisions for the MS/CV-endorsed                       and/or fishpot endorsed) limited entry                with a new vessel. Permit change in
                                                  limited entry permit, including                         permits; or                                           vessel registration applications must be
                                                  eligibility, renewal, change of permit                     (2) a single trawl-endorsed limited                submitted to SFD with the appropriate
                                                  ownership, vessel registration,                         entry permit and one longline-endorsed                documentation described at paragraph
                                                  combinations, accumulation limits, fees,                limited entry permit for use with a                   (b)(4)(viii) of this section. Upon receipt
                                                  and appeals are described at § 660.150.                 single vessel.                                        of a complete application, and following
                                                  Each MS/CV endorsement has an                              (v) * * *                                          review and approval of the application,
                                                  associated catch history assignment                        (A) General. Change in permit owner                the SFD will reissue the permit
                                                  (CHA) that is permanently linked as                     and/or vessel owner applications must                 registered to the new vessel.
                                                  originally issued by NMFS and which                     be submitted to NMFS with the                         Applications to change vessel
                                                  cannot be divided or registered                         appropriate documentation described at                registration on limited entry permits
                                                  separately to another limited entry trawl               paragraphs (b)(4)(viii) and (ix) of this              with sablefish endorsements will not be
                                                  permit. Regulations detailing this                      section. The permit owner may convey                  approved until SFD has received
                                                  process and MS/CV-endorsed permit                       the limited entry permit to a different               complete documentation of permit
                                                  combinations are outlined in                            person. The new permit owner will not                 ownership as described at paragraph
                                                  § 660.150(g)(2), subpart D.                             be authorized to use the permit until the             (b)(3)(iv)(B)(4) and as required under
                                                  *      *     *     *     *                              change in permit owner has been                       paragraph (b)(4)(viii) of this section.
                                                                                                          registered with and approved by NMFS.                 Applications to change vessel
                                                     (4) Limited entry permit actions—
                                                                                                          NMFS will not approve a change in                     registration on limited entry permits
                                                  renewal, combination, stacking, joint
                                                                                                          permit owner for a limited entry permit               with trawl endorsements or MS permits
                                                  registration, change of permit owner or
                                                                                                          with a sablefish endorsement that does                will not be approved until SFD has
                                                  vessel owner, and change in vessel
                                                                                                          not meet the ownership requirements                   received complete EDC forms as
                                                  registration—
                                                                                                          for such permit described at paragraph                required under § 660.114, subpart D.
                                                     (i) * * *                                            (b)(3)(iv)(B) of this section. NMFS will                 (B) Application. Change in vessel
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                                                     (D) Limited entry permits with                       not approve a change in permit owner                  registration applications must be
                                                  sablefish endorsements, as described at                 for a limited entry permit with an MS/                submitted to NMFS with the
                                                  paragraph (b)(3)(iv) of this section, will              CV endorsement or an MS permit that                   appropriate documentation described at
                                                  not be renewed until SFD has received                   does not meet the ownership                           paragraphs (b)(4)(viii) and (ix) of this
                                                  complete documentation of permit                        requirements for such permit described                section. At a minimum, a permit owner
                                                  ownership as required under paragraph                   at § 660.150(g)(3), and § 660.150(f)(3),              seeking to change vessel registration of
                                                  (b)(3)(iv)(B)(4) of this section.                       respectively. NMFS considers the                      a limited entry permit shall submit to
                                                  *      *     *     *     *                              following as a change in permit owner                 NMFS a signed application form and


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                                                  34962                  Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules

                                                  his/her current limited entry permit                       (ii) Non-whiting at-sea processing                 percent of the commercial harvest
                                                  before the first day of the cumulative                  exemption. No new applications for                    guideline and includes incidental catch
                                                  limit period in which they wish to fish.                non-whiting at-sea processing                         in non-groundfish fisheries, or
                                                  If a permit owner provides a signed                     exemptions will be accepted. As                       incidental open access.
                                                  application and current limited entry                   specified at § 660.112(b)(1)(xii), subpart            *      *     *     *      *
                                                  permit after the first day of a cumulative              D, vessels are prohibited from                        ■ 8. In § 660.60:
                                                  limit period, the permit will not be                    processing non-whiting groundfish at                  ■ a. Revise paragraphs (h)(7)
                                                  effective until the succeeding                          sea that were caught in the Shorebased                introductory text, (h)(7)(i) introductory
                                                  cumulative limit period. NMFS will not                  IFQ Program without a non-whiting at-                 text, (h)(7)(ii)(A), (h)(7)(ii)(B)(1)
                                                  approve a change in vessel registration                 sea processing exemption. Any non-                    introductory text, and (h)(7)(ii)(B)(2);
                                                  until it receives a complete application,               whiting at-sea processing exemptions                  and
                                                  the existing permit, a current copy of                  were issued to a particular vessel and                ■ b. Add paragraphs (h)(7)(ii)(B)(3) and
                                                  the USCG 1270, and other required                       that permit and/or vessel owner who                   (h)(7)(iii).
                                                  documentation.                                          requested the exemption. The                            The revisions and additions read as
                                                  *      *    *      *     *                              exemption is not part of the limited                  follows:
                                                     (vii) * * *                                          entry permit. The exemption is not                    § 660.60 Specifications and management
                                                     (A) General. A permit owner may                      transferable to any other vessel, vessel              measures.
                                                  designate the vessel registration for a                 owner, or permit owner for any reason.                *      *     *     *     *
                                                  permit as ‘‘unidentified,’’ meaning that                The exemption only applies to at-sea                     (h) * * *
                                                  no vessel has been identified as                        processing of non-whiting groundfish
                                                                                                                                                                *      *     *     *     *
                                                  registered for use with that permit. No                 caught in the Shorebased IFQ Program.                    (7) Crossover provisions. Crossover
                                                  vessel is authorized to use a permit with               The non-whiting at-sea processing                     provisions apply to three activities:
                                                  the vessel registration designated as                   exemption will expire upon registration               Fishing on different sides of a
                                                  ‘‘unidentified.’’ A vessel owner who                    of the vessel to a new owner or if the                management line, or fishing in both the
                                                  removes a permit from his vessel and                    vessel is totally lost, as defined at                 limited entry and open access fisheries,
                                                  registers that permit as ‘‘unidentified’’ is            § 660.11.                                             or fishing in both the Shorebased IFQ
                                                  not exempt from VMS requirements at                     *       *   *      *     *                            Program and the limited entry fixed gear
                                                  § 660.14, unless specifically authorized                ■ 7. In § 660.55, revise paragraph (f)                fishery. NMFS uses different types of
                                                  by that section. When a permit owner                    introductory text and paragraphs (h)(1)               management areas for West Coast
                                                  requests that the permit’s vessel                       and (2) to read as follows:                           groundfish management, such as the
                                                  registration be designated as                                                                                 north-south management areas as
                                                  ‘‘unidentified,’’ the transaction is not                § 660.55   Allocations.
                                                                                                                                                                defined in § 660.11. Within a
                                                  considered a change in vessel                           *      *    *      *     *                            management area, a large ocean area
                                                  registration for purposes of this section.                 (f) Catch accounting. Catch                        with northern and southern boundary
                                                  Any subsequent request by a permit                      accounting refers to how the catch in a               lines, trip limits, seasons, and
                                                  owner to change from the                                fishery is monitored against the                      conservation areas follow a single
                                                  ‘‘unidentified’’ status of the permit in                allocations described in this section. For            theme. Within each management area,
                                                  order to register the permit with a                     species with trawl/nontrawl allocations,              there may be one or more conservation
                                                  specific vessel will be considered a                    catch of those species are counted                    areas, defined at § 660.11 and §§ 660.70
                                                  change in vessel registration and subject               against the trawl/nontrawl allocations as             through 660.74. The provisions within
                                                  to the restriction on frequency and                     explained in paragraph (f)(1) of this                 this paragraph apply to vessels fishing
                                                  timing of changes in vessel registration.               section. For species with limited entry/              in different management areas.
                                                  *      *     *     *     *                              open access allocations in a given                    Crossover provisions also apply to
                                                     (6) At-sea processing exemptions—(i)                 biennial cycle, catch of those species are            vessels that fish in both the limited
                                                  Sablefish at-sea processing exemption.                  counted against the limited entry/open                entry and open access fisheries, or that
                                                  No new applications for sablefish at-sea                access allocations as explained in                    use open access non-trawl gear while
                                                  processing exemptions will be accepted.                 paragraph (f)(1)(ii) of this section.                 registered to limited entry fixed gear
                                                  As specified at § 660.212(d)(3), subpart                *      *    *      *     *                            permits. Crossover provisions also apply
                                                  E, vessels are prohibited from                             (h) * * *                                          to vessels that are jointly registered, as
                                                  processing sablefish at sea that were                      (1) Tribal/nontribal allocation. The               defined at § 660.11, fishing in both the
                                                  caught in the sablefish primary fishery                 sablefish allocation to Pacific coast                 Shorebased IFQ Program and the
                                                  without a sablefish at-sea processing                   treaty Indian tribes is identified at                 limited entry fixed gear fishery during
                                                  exemption. Any sablefish at-sea                         § 660.50(f)(2). The remainder is                      the same cumulative limit period.
                                                  processing exemptions were issued to a                  available to the nontribal fishery                    Fishery specific crossover provisions
                                                  particular vessel and that permit and                   (limited entry, open access (directed                 can be found in subparts D through F of
                                                  vessel owner who requested the                          and incidental), and research).                       this part.
                                                  exemption. The exemption is not part of                    (2) Between the limited entry and                     (i) Fishing in management areas with
                                                  the limited entry permit. The exemption                 open access fisheries. The allocation of              different trip limits. Trip limits for a
                                                  cannot be registered with any other                     sablefish after tribal deductions is                  species or a species group may differ in
                                                  vessel, vessel owner, or permit owner                   further reduced by the estimated total                different management areas along the
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                                                  for any reason. The exemption only                      mortality of sablefish in research and                coast. The following crossover
                                                  applies to at-sea processing of sablefish               recreational fisheries; the remaining                 provisions apply to vessels fishing in
                                                  caught in the sablefish primary fishery.                yield (commercial harvest guideline) is               different geographical areas that have
                                                  The sablefish at-sea processing                         divided between open access and                       different cumulative or ‘‘per trip’’ trip
                                                  exemption will expire upon registration                 limited entry fisheries. The limited                  limits for the same species or species
                                                  of the vessel to a new owner or if the                  entry fishery allocation is 90.6 percent              group, with the following exceptions.
                                                  vessel is totally lost, as defined at                   of the commercial harvest guideline.                  Such crossover provisions do not apply
                                                  § 660.11.                                               The open access allocation is 9.4                     to: IFQ species (defined at § 660.140(c),


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                                                                         Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules                                            34963

                                                  subpart D) for vessels that are declared                the gear(s) endorsed on their sablefish-              ■ a. Revise paragraphs (a)(2),
                                                  into the Shorebased IFQ Program (see                    endorsed permit(s) against those limits.              (b)(4)(ii)(A);
                                                  § 660.13(d)(5)(iv)(A), for valid                           (3) Vessel jointly registered to more              ■ b. Remove paragraphs (b)(4)(ii)(B) and
                                                  Shorebased IFQ Program declarations);                   than one limited entry permit. Vessels                (C) and redesignate paragraphs
                                                  species that are subject only to daily trip             jointly registered (under the provisions              (b)(4)(ii)(D) through (F) as (b)(4)(ii)(B)
                                                  limits; or to trip limits for black rockfish            at § 660.25(b)(4)(iv)(B)) may fish with               through (D);
                                                  off Washington, as described at                         open access gear (defined at § 660.11) if             ■ c. Revise newly redesignated
                                                  § 660.230(e) and § 660.330(e).                          they meet the requirements of both                    paragraphs (b)(4)(ii)(C)(5) introductory
                                                  *       *    *     *     *                              paragraphs (h)(7)(ii)(B)(1) and (2) of this           text and (b)(4)(ii)(C)(6); and
                                                                                                          section.                                              ■ d.) Revise paragraphs (b)(4)(iii) and
                                                     (ii) * * *
                                                     (A) Fishing in limited entry and open                   (iii) Fishing in both the Shorebased               (b)(4)(v).
                                                  access fisheries with different trip limits.            IFQ Program and the limited entry fixed                 The revisions read as follows:
                                                  Open access trip limits apply to any                    gear fishery for vessels that are jointly             § 660.113 Trawl fishery—recordkeeping
                                                  fishing conducted with open access                      registered.                                           and reporting.
                                                  gear, even if the vessel has a valid                       (A) Fishing in the Shorebased IFQ                  *       *    *     *    *
                                                  limited entry permit with an                            Program and limited entry fixed gear                     (a) * * *
                                                  endorsement for another type of gear.                   fishery with different trip limits. If a                 (2) All records used in the preparation
                                                  Except such provisions do not apply to                  vessel fishes in both the Shorebased IFQ              of records or reports specified in this
                                                  IFQ species (defined at § 660.140(c),                   Program and the limited entry fixed gear              section or corrections to these reports
                                                  subpart D) for vessels that are declared                fishery during a cumulative limit                     must be maintained for a period of not
                                                  into the Shorebased IFQ Program (see                    period, they are subject to the most                  less than three years after the date of
                                                  § 660.13(d)(5)(iv)(A) for valid                         restrictive trip limits for non-IFQ                   landing and must be immediately
                                                  Shorebased IFQ Program declarations).                   species.                                              available upon request for inspection by
                                                  A vessel that fishes in both the open                      (B) Fishing in the Shorebased IFQ                  NMFS or authorized officers or others as
                                                  access and limited entry fisheries is not               Program and the limited entry fixed gear              specifically authorized by NMFS.
                                                  entitled to two separate trip limits for                sablefish primary fishery with different              Records used in the preparation of
                                                  the same species. If a vessel has a                     trip limits. If a vessel is jointly registered        required reports specified in this section
                                                  limited entry permit registered to it at                and one or more of the limited entry                  or corrections to these reports that are
                                                  any time during the trip limit period                   permits is sablefish endorsed, any                    required to be kept include, but are not
                                                  and uses open access gear, but the open                 sablefish landings made by a vessel                   limited to, any written, recorded,
                                                  access limit is smaller than the limited                declared into the limited entry fixed                 graphic, electronic, or digital materials
                                                  entry limit, the open access limit may                  gear fishery after the start of the                   as well as other information stored in or
                                                  not be exceeded and counts toward the                   sablefish primary fishery count towards               accessible through a computer or other
                                                  limited entry limit. If a vessel has a                  the tier limit(s), per regulations at                 information retrieval system;
                                                  limited entry permit registered to it at                § 660.232(a)(2), subpart E. Any sablefish             worksheets; weight slips; preliminary,
                                                  any time during the trip limit period                   landings made by a vessel declared into               interim, and final tally sheets; receipts;
                                                  and uses open access gear, but the open                 the Shorebased IFQ Program must be                    checks; ledgers; notebooks; diaries;
                                                  access limit is larger than the limited                 covered by quota pounds, per                          spreadsheets; diagrams; graphs; charts;
                                                  entry limit, the smaller limited entry                  regulations at § 660.112(b), subpart D,               tapes; disks; or computer printouts. All
                                                  limit applies, even if taken entirely with              and will not count towards the tier                   relevant records used in the preparation
                                                  open access gear.                                       limit(s).                                             of electronic fish ticket reports or
                                                     (B) * * *                                            ■ 9. In § 660.112:                                    corrections to these reports, including
                                                     (1) Vessel registered to a limited entry             ■ a. Revise paragraphs (a)(3)(i) and (ii);            dock tickets, must be maintained for a
                                                  trawl permit. To fish with open access                  ■ b. Remove paragraph (b)(1)(xii)(B);                 period of not less than three years after
                                                  gear, defined at § 660.11, a vessel                     and                                                   the date of landing and must be
                                                  registered to a limited entry trawl                     ■ c. Redesignate paragraph (b)(1)(xii)(C)             immediately available upon request for
                                                  permit must make the appropriate                        as (b)(1)(xii)(B).                                    inspection by NMFS or authorized
                                                  fishery declaration, as specified at                       The revision reads as follows:                     officers or others as specifically
                                                  § 660.14(d)(5)(iv)(A). In addition, a                                                                         authorized by NMFS.
                                                  vessel registered to a limit entry trawl                § 660.112    Trawl fishery—prohibitions.                 (b) * * *
                                                  permit must remove the permit from                      *      *     *     *      *                              (4) * * *
                                                  their vessel, as specified at                             (a) * * *                                              (ii) * * *
                                                  § 660.25(b)(4)(vi), unless the vessel will                (3) * * *                                              (A) Include, as part of each electronic
                                                  be fishing in the open access fishery                     (i) Fail to comply with all                         fish ticket submission, the actual scale
                                                  under one of the following declarations                 recordkeeping and reporting                           weight for each groundfish species as
                                                  specified at § 660.13(d):                               requirements at § 660.13, subpart C;                  specified by requirements at § 660.15(c),
                                                  *       *    *     *     *                              including failure to submit information,              and the vessel identification number.
                                                     (2) Vessel registered to a limited entry             or submission of inaccurate or false                  Use, and maintain in good working
                                                  fixed gear permit(s). To fish with open                 information on any report required at                 order, hardware, software, and internet
                                                  access gear, defined at § 660.11, subpart               § 660.13(d), subpart C, and § 660.113:                access as specified at § 660.15(d).
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                                                  C, a vessel registered to a limit entry                   (ii) Falsify or fail to make and/or file,           *       *    *     *    *
                                                  fixed gear permit must make the                         retain or make available any and all                     (C) * * *
                                                  appropriate open access declaration, as                 reports of groundfish landings,                          (5) Prior to submittal, three copies of
                                                  specified at § 660.14(d)(5)(iv)(A).                     containing all data, and in the exact                 the printed, signed, electronic fish ticket
                                                  Vessels registered to a sablefish-                      manner, required by the regulation at                 must be produced by the IFQ first
                                                  endorsed permit(s) fishing in the                       § 660.13, subpart C, or § 660.113.                    receiver and a copy provided to each of
                                                  sablefish primary season (described at                  *      *     *     *      *                           the following:
                                                  § 660.231, subpart E) may only fish with                ■ 10. In § 660.113:                                   *       *    *     *    *


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                                                  34964                  Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules

                                                     (6) After review and signature, the                  a particular species, per vessel, per                 that vessel. Exceptions to this
                                                  electronic fish ticket must be submitted                applicable cumulative limit period,                   prohibition are provided at
                                                  within 24 hours of the completion of the                except for sablefish taken in the limited             § 660.231(b)(4)(i) and (ii).
                                                  offload, as specified in paragraph                      entry fixed gear sablefish primary                    *     *     *    *      *
                                                  (b)(4)(ii)(B) of this section.                          season from a vessel authorized to fish               ■ 14. In § 660.213, revise paragraph
                                                  *       *    *     *     *                              in that season, as described at § 660.231             (d)(1) and add paragraph (e) to read as
                                                     (iii) Revising a submission. In the                  and except for IFQ species taken in the               follows:
                                                  event that a data error is found,                       Shorebased IFQ Program from a vessel
                                                                                                          authorized under gear switching                       § 660.213 Fixed gear fishery—
                                                  electronic fish ticket submissions must                                                                       recordkeeping and reporting.
                                                  be revised by resubmitting the revised                  provisions as described at § 660.140(k).
                                                                                                             (3) Transport catch that includes any              *       *    *     *     *
                                                  form electronically. Electronic fish                                                                             (d) * * *
                                                  tickets are to be used for the submission               amount of sablefish away from the point
                                                                                                          of landing before that catch has been                    (1) Any person landing groundfish
                                                  of final data. Preliminary data,                                                                              must retain on board the vessel from
                                                  including estimates of fish weights or                  sorted and weighed by federal
                                                                                                                                                                which groundfish are landed, and
                                                  species composition, shall not be                       groundfish species or species group, and
                                                                                                                                                                provide to an authorized officer upon
                                                  submitted on electronic fish tickets.                   recorded for submission on an
                                                                                                                                                                request, copies of any and all reports of
                                                  *       *    *     *     *                              electronic fish ticket under § 660.213(e).
                                                                                                                                                                groundfish landings containing all data,
                                                     (v) Reporting requirements when a                    (If fish will be transported to a different
                                                                                                                                                                and in the exact manner, required by the
                                                  temporary waiver has been granted. IFQ                  location for processing, all sorting and
                                                                                                                                                                applicable state law throughout the
                                                  First receivers that have been granted a                weighing to federal groundfish species
                                                                                                                                                                cumulative limit period during which a
                                                  temporary waiver from the requirement                   groups must occur before transporting
                                                                                                                                                                landing occurred and for 15 days
                                                  to submit electronic fish tickets must                  the catch away from the point of
                                                                                                                                                                thereafter. All relevant records used in
                                                  submit on paper the same data as is                     landing).                                             the preparation of electronic fish ticket
                                                  required on electronic fish tickets                        (4) Mix catch from more than one                   reports or corrections to these reports,
                                                  within 24 hours of the date received                    sablefish landing prior to the catch                  including dock tickets, must be
                                                  during the period that the waiver is in                 being sorted and weighed for reporting                maintained for a period of not less than
                                                  effect. Paper fish tickets must be sent by              on an electronic fish ticket under                    three years after the date of landing and
                                                  facsimile to NMFS, West Coast Region,                   § 660.213(e).                                         must be immediately available upon
                                                  Sustainable Fisheries Division, 206–                       (5) Process, sell, or discard any                  request for inspection by NMFS or
                                                  526–6736 or by delivering it in person                  groundfish received from a sablefish                  authorized officers or others as
                                                  to 7600 Sand Point Way, NE., Seattle,                   landing that has not been accounted for               specifically authorized by NMFS.
                                                  WA 98115. The requirements for                          on an electronic fish ticket under
                                                                                                                                                                *       *    *     *     *
                                                  submissions of paper tickets in this                    § 660.213(e).
                                                                                                                                                                   (e) Electronic fish ticket. The first
                                                  paragraph are separate from, and in                        (6) Upon commencing an offload of a
                                                                                                                                                                receiver, as defined at § 660.11, subpart
                                                  addition to existing state requirements                 sablefish landing at a landing site, fail             C, of a sablefish landing from a limited
                                                  for landing receipts or fish receiving                  to offload all groundfish on board the                entry fixed gear vessel is responsible for
                                                  tickets.                                                vessel at that landing site.                          compliance with all reporting
                                                                                                             (b) Recordkeeping and reporting. (1)               requirements described in this
                                                  *       *    *     *     *                              Fail to comply with all recordkeeping                 paragraph. When used in this
                                                  § 660.114   [Amended]                                   and reporting requirements at § 660.13,               paragraph, submit means to transmit
                                                  ■  11. Amend § 660.114(b) by removing                   subpart C; including failure to submit                final electronic fish ticket information
                                                  the words ‘‘§ 660.25(b)(4)(v)’’ wherever                information, or submission of inaccurate              via web-based form or, if a waiver is
                                                  they appear and adding the words                        or false information on any report                    granted, by paper form. When used in
                                                  ‘‘§ 660.25(b)(4)(vi).’’                                 required at § 660.13(d), subpart C, and               this paragraph, record means the action
                                                  ■ 12. In § 660.211, add the definition of
                                                                                                          § 660.213.                                            of documenting electronic fish ticket
                                                  ‘‘sablefish landing’’ is in alphabetical                   (2) Falsify or fail to make and/or file,           information in any written format.
                                                  order to read as follows:                               retain or make available any and all                     (1) Required information. All first
                                                                                                          reports of groundfish landings that                   receivers must provide the following
                                                  § 660.211   Fixed gear fishery—definitions.             include sablefish, containing all data,               types of information: Date of landing,
                                                  *     *     *    *     *                                and in the exact manner, required by the              vessel that made the landing, vessel
                                                     Sablefish landing means a landing                    regulation at § 660.13, subpart C, or                 identification number, limited entry
                                                  that includes any amount of sablefish                   § 660.213.                                            permit number(s), name of the vessel
                                                  harvested in the limited entry fixed gear               *      *     *     *      *                           operator, gear type used, receiver, actual
                                                  fishery.                                                   (d) Sablefish fisheries. (1) Take and              weights of species landed listed by
                                                  *     *     *    *     *                                retain, possess or land sablefish under               species or species group including
                                                  ■ 13. In § 660.212:                                     the tier limits provided for the limited              species with no value, condition landed,
                                                  ■ a. Revise paragraph (a)(2);                           entry, fixed gear sablefish primary                   number of salmon by species, number of
                                                  ■ b. Add paragraphs (a)(3) through (6);                 season, described in § 660.231(b)(3),                 Pacific halibut, ex-vessel value of the
                                                  ■ c. Revise paragraphs (b), and (d)(1)                  from a vessel that is not registered to a             landing by species, fish caught inside/
                                                  and (2).                                                limited entry permit with a sablefish                 outside 3 miles or both, and any other
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                                                     The revisions and additions read as                  endorsement.                                          information deemed necessary by the
                                                  follows:                                                   (2) Take and retain, possess or land               Regional Administrator (or designee) as
                                                                                                          sablefish in the sablefish primary                    specified on the appropriate electronic
                                                  § 660.212   Fixed gear fishery—prohibitions.            season, described at § 660.231(b), unless             fish ticket form.
                                                  *    *    *     *     *                                 the owner of the limited entry permit                    (2) Submissions. The first receiver
                                                   (a) * * *                                              registered for use with that vessel and               must:
                                                   (2) Take and retain, possess, or land                  authorizing the vessel to fish in the                    (i) Include, as part of each electronic
                                                  more than a single cumulative limit of                  sablefish primary season is on board                  fish ticket submission, the actual scale


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                                                                         Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules                                            34965

                                                  weight for each groundfish species as                      (B) Prior to submittal of the electronic           first receiver and a copy provided to
                                                  specified by requirements at § 660.15(c),               fish ticket, the information recorded for             each of the following:
                                                  the vessel identification number, and                   the electronic fish ticket must be                       (1) The vessel operator and/or the
                                                  the limited entry permit number. Use                    reviewed by the vessel operator who                   owner-on-board;
                                                  and maintain, for the purposes of                       delivered the fish, and the port sampler                 (2) The state of origin if required by
                                                  submitting electronic fish tickets,                     if one is present. If required by                     state regulations; and
                                                  equipment as specified at § 660.15(d).                  regulations at § 660.231(a)(4), the                      (3) The first receiver.
                                                     (ii) Submit a completed electronic fish              owner-on-board must also review the                      (E) Based on the information
                                                  ticket(s) for every landing that includes               information recorded on the electronic                contained in the signed dock ticket, the
                                                  sablefish no later than 24 hours after the              fish ticket prior to submittal.
                                                  date of landing, unless a waiver of this                                                                      electronic fish ticket must be completed
                                                                                                             (C) After review, the receiver and the             and submitted within 24 hours of the
                                                  requirement has been granted under                      vessel operator must sign a printed hard
                                                  provisions specified at paragraph (e)(4)                                                                      completion of the landing, as specified
                                                                                                          copy of the electronic fish ticket or, if             in paragraph (e)(2)(ii) of this section.
                                                  of this section.                                        the landing occurs outside of business
                                                     (iii) Submit separate electronic fish                                                                         (F) Three copies of the electronic fish
                                                                                                          hours, the original dock ticket. If
                                                  tickets for sablefish landings in the                                                                         ticket must be produced by the first
                                                                                                          required by regulations at
                                                  limited entry fixed gear sablefish                                                                            receiver and a copy provided to each of
                                                                                                          § 660.231(a)(4), the owner-on-board
                                                  primary fishery where the sablefish will                                                                      the following:
                                                                                                          must also sign a printed copy of the
                                                  be counted against more than one of the                 electronic fish ticket or, if the landing                (1) The vessel operator and/or the
                                                  stacked permits, or against a tier limit(s)             occurs outside of business hours, the                 owner-on-board;
                                                  and the cumulative trip limit in the DTL                original dock ticket.                                    (2) The state of origin if required by
                                                  fishery. For vessels with stacked limited                  (D) Prior to submittal, three copies of            state regulations; and
                                                  entry sablefish permits, defined at                     the signed electronic fish ticket must be                (3) The first receiver.
                                                  § 660.12, a landing may be divided and                  produced by the receiver and a copy                      (3) Revising a submission. In the event
                                                  reported on separate electronic fish                    provided to each of the following:                    that a data error is found, electronic fish
                                                  tickets for the purposes of apportioning                   (1) The vessel operator and/or the                 ticket submissions must be revised by
                                                  the sablefish landings amongst the                                                                            resubmitting the revised form
                                                                                                          owner-on-board;
                                                  remaining tier limits associated with                                                                         electronically. Electronic fish tickets are
                                                                                                             (2) The state of origin if required by
                                                  each of the stacked permits. Per                                                                              to be used for the submission of final
                                                                                                          state regulations; and
                                                  regulations at § 660.232(a)(2) a vessel                                                                       data. Preliminary data, including
                                                                                                             (3) The first receiver.
                                                  may land the remainder of its tier                                                                            estimates of fish weights or species
                                                                                                             (E) After review and signature, the
                                                  limit(s) and also land against the                                                                            composition, shall not be submitted on
                                                                                                          electronic fish ticket must be submitted
                                                  applicable DTL limits in the same                                                                             electronic fish tickets.
                                                                                                          within 24 hours after the date of
                                                  landing; in that instance multiple fish                                                                          (4) Waivers for submission. On a case-
                                                                                                          landing, as specified in paragraph
                                                  tickets must be used to apportion                                                                             by-case basis, a temporary written
                                                                                                          (e)(2)(ii) of this section.
                                                  sablefish landed against the tier(s) from                                                                     waiver of the requirement to submit
                                                                                                             (v) If electronic fish tickets will be
                                                  the sablefish landed against cumulative                                                                       electronic fish tickets may be granted by
                                                                                                          submitted after transport, follow these
                                                  trip limits of the DTL fishery. If multiple                                                                   the Assistant Regional Administrator or
                                                                                                          process and submittal requirements:
                                                  electronic fish tickets are recorded and                                                                      designee if he/she determines that
                                                  submitted for a single sablefish landing,                  (A) The vessel name, limited entry
                                                                                                          permit number, and the electronic fish                circumstances beyond the control of a
                                                  each electronic fish ticket must meet the                                                                     receiver would result in inadequate data
                                                  process and submittal requirements                      ticket number must be recorded on each
                                                                                                          dock ticket related to that landing.                  submissions using the electronic fish
                                                  specified in paragraphs (e)(iv) and (v) of                                                                    ticket system. The duration of the
                                                  this section in addition to the following                  (B) Upon completion of the dock
                                                                                                          ticket, but prior to transfer of the                  waiver will be determined on a case-by-
                                                  requirements:                                                                                                 case basis.
                                                     (A) The sum total of all groundfish,                 landing to another location, the dock
                                                  including sablefish, from the landing                   ticket information that will be used to                  (5) Reporting requirements when a
                                                  must be submitted via electronic fish                   complete the electronic fish ticket must              temporary waiver has been granted.
                                                  ticket(s).                                              be reviewed by the vessel operator who                Receivers that have been granted a
                                                     (B) The limited entry fixed gear                     delivered the fish. If the electronic fish            temporary waiver from the requirement
                                                  sablefish permit number unto which the                  ticket will report landings of sablefish in           to submit electronic fish tickets must
                                                  portion of the sablefish landing will be                the sablefish primary fishery, the owner-             submit on paper the same data as is
                                                  attributed to must be recorded on each                  on-board, unless exempted under                       required on electronic fish tickets
                                                  electronic fish ticket or dock ticket.                  regulations at § 660.231(a)(4), must                  within 24 hours of the date received
                                                  Only one permit number may be                           review the information recorded on the                during the period that the waiver is in
                                                  recorded on a ticket.                                   dock ticket prior to transfer of the                  effect. Paper fish tickets must be sent by
                                                     (C) The owner-on board, unless                       landing to another location.                          facsimile to NMFS, West Coast Region,
                                                  exempted under regulations at                              (C) After review, the first receiver and           Sustainable Fisheries Division, 206–
                                                  § 660.231(a)(4), must review and sign                   the vessel operator must sign the                     526–6736 or by delivering it in person
                                                  documentation of the landing, as                        original copy of each dock ticket related             to 7600 Sand Point Way, NE., Seattle,
                                                  described in (e)(2)(iv) and (v) of this                 to that landing. If a dock ticket includes            WA 98115. The requirements for
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                                                  section.                                                landings of sablefish in the sablefish                submissions of paper tickets in this
                                                     (iv) If electronic fish tickets will be              primary fishery, the owner-on-board,                  paragraph are separate from, and in
                                                  submitted prior to processing or                        unless exempted under regulations at                  addition to existing state requirements
                                                  transport, follow these process and                     § 660.231(a)(4), must sign the original               for landing receipts or fish receiving
                                                  submittal requirements:                                 copy of that dock ticket.                             tickets.
                                                     (A) After completing the landing, the                   (D) Prior to submittal of the electronic           ■ 15. In § 660.231, revise paragraphs (a),
                                                  electronic fish ticket information must                 fish ticket, three copies of the signed               (b)(1), (b)(2), (b)(3), and (b)(4)
                                                  be recorded immediately.                                dock ticket must be produced by the                   introductory text to read as follows:


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                                                  34966                  Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules

                                                  § 660.231 Limited entry fixed gear                      Tier 1 at 41,175 (18,677 kg), Tier 2 at               for the owner-on-board exemption and
                                                  sablefish primary fishery.                              18,716 lb (8,489 kg), and Tier 3 at                   not obligated to be on board the vessel
                                                  *      *     *     *     *                              10,695 lb (4,851 kg). For 2016 and                    registered for use with the sablefish-
                                                     (a) Sablefish endorsement. In addition               beyond, the following annual limits are               endorsed limited entry permit during
                                                  to requirements pertaining to fishing in                in effect: Tier 1 at 45,053 lb (20,436 kg),           the sablefish primary season if:
                                                  the limited entry fixed gear fishery                    Tier 2 at 20,479 lb (9,289 kg), and Tier              *     *     *    *     *
                                                  (described in subparts C and E), a vessel               3 at 11,702 lb (5,308 kg).                            ■ 16. Section 660.232 is revised to read
                                                  may not fish in the sablefish primary                      (ii) If a sablefish endorsed permit is             as follows:
                                                  season for the limited entry fixed gear                 registered to more than one vessel
                                                  fishery, unless at least one limited entry              during the primary season in a single                 § 660.232 Limited entry daily trip limit
                                                  permit with both a gear endorsement for                 year, the second vessel may only take                 (DTL) fishery for sablefish.
                                                  longline or trap (or pot) gear and a                    the portion of the cumulative limit for                  (a) Limited entry DTL fisheries both
                                                  sablefish endorsement is registered for                 that permit that has not been harvested               north and south of 36° N. lat. (1) Before
                                                  use with that vessel. Permits with                      by the first vessel to which the permit               the start of the sablefish primary season,
                                                  sablefish endorsements are assigned to                  was registered. The combined primary                  all sablefish landings made by a vessel
                                                  one of three tiers, as described at                     season sablefish landings for all vessels             declared into the limited entry fixed
                                                  § 660.25(b)(3)(iv), subpart C.                          registered to that permit may not exceed              gear fishery and authorized by
                                                     (b) * * *                                            the cumulative limit for the tier                     § 660.231(a) to fish in the sablefish
                                                     (1) Season dates. North of 36° N. lat.,              associated with that permit.                          primary season will be subject to the
                                                  the sablefish primary season for the                       (iii) A cumulative trip limit is the               restrictions and limits of the limited
                                                  limited entry, fixed gear, sablefish-                   maximum amount of sablefish that may                  entry DTL fishery for sablefish specified
                                                  endorsed vessels begins at 12 noon local                be taken and retained, possessed, or                  in this section and which is governed by
                                                  time on April 1 and closes at 12 noon                   landed per vessel in a specified period               routine management measures imposed
                                                  local time on October 31, or closes for                 of time, with no limit on the number of               under § 660.60(c), subpart C.
                                                  an individual vessel owner when the                     landings or trips.                                       (2) Following the start of the primary
                                                  tier limit for the sablefish endorsed                      (iv) Incidental Pacific halibut                    season, all sablefish landings made by a
                                                  permit(s) registered to the vessel has                  retention north of Pt. Chehalis, WA                   vessel declared into the limited entry
                                                  been reached, whichever is earlier,                     (46°53.30′ N. lat.). From April 1 through             fixed gear fishery and authorized by
                                                  unless otherwise announced by the                       October 31, vessels authorized to                     § 660.231(a) to fish in the primary
                                                  Regional Administrator through the                      participate in the sablefish primary                  season will count against the primary
                                                  routine management measures process                     fishery, licensed by the International                season cumulative limit(s) associated
                                                  described at § 660.60(c).                               Pacific Halibut Commission for                        with the sablefish-endorsed permit(s)
                                                     (2) Gear type. During the primary                    commercial fishing in Area 2A (waters                 registered for use with that vessel. A
                                                  season, when fishing against primary                    off Washington, Oregon, California), and              vessel that is eligible to fish in the
                                                  season cumulative limits, each vessel                   fishing with longline gear north of Pt.               sablefish primary season may fish in the
                                                  authorized to fish in that season under                 Chehalis, WA (46°53.30′ N. lat.) may                  DTL fishery for sablefish once that
                                                  paragraph (a) of this section may fish for              possess and land up to the following                  vessels’ primary season sablefish
                                                  sablefish with any of the gear types,                   cumulative limits: 110 lb (50 kg) dressed             limit(s) have been landed, or after the
                                                  except trawl gear, endorsed on at least                 weight of Pacific halibut for every 1,000             close of the primary season, whichever
                                                  one of the sablefish endorsed permits                   pounds (454 kg) dressed weight of                     occurs earlier (as described at
                                                  registered for use with that vessel.                    sablefish landed and up to 2 additional               § 660.231(b)(1)). If the vessel continues
                                                     (3) Cumulative limits. (i) A vessel                  Pacific halibut in excess of the 110-                 to fish in the limited entry fixed gear
                                                  fishing in the primary season will be                   pounds-per-1,000-pound ratio per                      fishery for any part of the remaining
                                                  constrained by the sablefish cumulative                 landing. ‘‘Dressed’’ Pacific halibut in               fishing year, any subsequent sablefish
                                                  limit associated with each of the                       this area means halibut landed                        landings by that vessel will be subject
                                                  sablefish endorsed permits registered for               eviscerated with their heads on. Pacific              to the restrictions and limits of the
                                                  use with that vessel. During the primary                halibut taken and retained in the                     limited entry DTL fishery for sablefish.
                                                  season, each vessel authorized to fish in               sablefish primary fishery north of Pt.                   (3) Vessels registered for use with a
                                                  that season under paragraph (a) of this                 Chehalis may only be landed north of                  limited entry fixed gear permit that does
                                                  section may take, retain, possess, and                  Pt. Chehalis and may not be possessed                 not have a sablefish endorsement may
                                                  land sablefish, up to the cumulative                    or landed south of Pt. Chehalis.                      fish in the limited entry DTL fishery,
                                                  limits for each of the sablefish endorsed                  (4) Owner-on-board requirement. Any                consistent with regulations at § 660.230,
                                                  permits registered for use with that                    person who owns or has ownership                      for as long as that fishery is open during
                                                  vessel. If a vessel is stacking permits,                interest in a limited entry permit with               the fishing year, subject to routine
                                                  that vessel may land up to the total of                 a sablefish endorsement, as described at              management measures imposed under
                                                  all cumulative limits announced in this                 § 660.25(b)(3), subpart C, must be on                 § 660.60(c), subpart C. DTL limits for the
                                                  paragraph for the tiers for those permits,              board the vessel registered for use with              limited entry fishery north and south of
                                                  except as limited by paragraph (b)(3)(ii)               that permit at any time that the vessel               36° N. lat. are provided in Tables 2
                                                  of this section. Up to 3 sablefish                      has sablefish on board the vessel that                (North) and 2 (South) of this subpart.
                                                  endorsed permits may be stacked for use                 count toward that permit’s cumulative                    (b) A vessel that is jointly registered,
                                                  with a single vessel during the primary                 sablefish landing limit. This person                  and has participated or will participate
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                                                  season; thus, a single vessel may not                   must carry government issued photo                    in both the limited entry fixed gear
                                                  take and retain, possess or land more                   identification while aboard the vessel.               fishery and the Shorebased IFQ Program
                                                  than 3 primary season sablefish                         This person must review and sign a                    during the fishing year, is subject to
                                                  cumulative limits in any one year. Per                  printed copy of the electronic fish                   crossover provisions described at
                                                  regulations at § 660.12(a)(6), subpart C,               ticket(s) or dock ticket, as described at             § 660.60(h)(7), subpart C.
                                                  all other groundfish landings are subject               § 660.213(d), unless this person                      ■ 17. In § 660.311, add the definition of
                                                  to per vessel trip limits. In 2015, the                 qualified for the owner-on-board                      ‘‘sablefish landing’’ in alphabetical
                                                  following annual limits are in effect:                  exemption. A permit owner is qualified                order to read as follows:


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                                                                         Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules                                             34967

                                                  § 660.311 Open access fishery—                          through (c), subpart C, apply to the open             specified on the appropriate electronic
                                                  definitions.                                            access fishery.                                       fish ticket form.
                                                  *      *    *      *    *                                  (b) Declaration reports for vessels                   (2) Submissions. The first receiver
                                                    Sablefish landing means a landing                     using nontrawl gear. Declaration                      must:
                                                  that includes any amount of sablefish                   reporting requirements for open access                   (i) Include, as part of each electronic
                                                  harvested in the open access fishery.                   vessels using nontrawl gear (all types of             fish ticket submission, the actual scale
                                                  *      *    *      *    *                               open access gear other than non-                      weight for each groundfish species as
                                                  ■ 18. In § 660.312:                                     groundfish trawl gear) are specified at               specified by requirements at § 660.15(c)
                                                  ■ a. Revise paragraphs (a)(3) through (6);              § 660.13(d), subpart C.                               and the vessel identification number.
                                                  ■ b. Redesignate paragraphs (b) and (c)                    (c) Declaration reports for vessels                Use and maintain, for the purposes of
                                                  as (c) and (d), respectively; and                       using non-groundfish trawl gear.                      submitting electronic fish tickets,
                                                  ■ c. Add a new paragraph (b).                           Declaration reporting requirements for                equipment as specified at § 660.15(d).
                                                    The revisions and additions read as                   open access vessels using non-                           (ii) Submit a completed electronic fish
                                                  follows:                                                groundfish trawl gear are specified at                ticket for every landing that includes
                                                                                                          § 660.13(d), subpart C.                               sablefish no later than 24 hours after the
                                                  § 660.312 Open access fishery—                             (d) VMS requirements for open access               date of landing, unless a waiver of this
                                                  prohibitions.                                           fishery vessels. VMS requirements for                 requirement has been granted under
                                                  *      *     *     *      *                             open access fishery vessels are specified             provisions specified at paragraph (f)(4)
                                                     (a) * * *                                            at § 660.14, subpart C.                               of this section.
                                                     (3) Transport catch that includes any                   (e) Retention of records. Any person                  (iii) If electronic fish tickets will be
                                                  amount of sablefish away from the point                 landing groundfish must retain on board               submitted prior to processing or
                                                  of landing before that catch has been                   the vessel from which groundfish is                   transport, follow these process and
                                                  sorted and weighed by federal                           landed, and provide to an authorized                  submittal requirements:
                                                  groundfish species or species group, and                officer upon request, copies of any and                  (A) After completing the landing, the
                                                  recorded for submission on an                           all reports of groundfish landings                    electronic fish ticket information must
                                                  electronic fish ticket under § 660.313(f).              containing all data, and in the exact                 be recorded immediately.
                                                  (If fish will be transported to a different             manner, required by the applicable state                 (B) Prior to submittal of the electronic
                                                  location for processing, all sorting and                law throughout the cumulative limit                   fish ticket, the information recorded for
                                                  weighing to federal groundfish species                  period during which a landing occurred                the electronic fish ticket must be
                                                  groups must occur before transporting                   and for 15 days thereafter. All relevant              reviewed by the vessel operator who
                                                  the catch away from the point of                        records used in the preparation of                    delivered the fish, and the port sampler
                                                  landing).                                               electronic fish ticket reports or                     if one is present.
                                                     (4) Mix catch from more than one                     corrections to these reports, including                  (C) After review, the receiver and the
                                                  sablefish landing prior to the catch                    dock tickets, must be maintained for a                vessel operator must sign a printed hard
                                                  being sorted and weighed for reporting                  period of not less than three years after             copy of the electronic fish ticket or, if
                                                  on an electronic fish ticket under                      the date of landing and must be                       the landing occurs outside of business
                                                  § 660.313(f).                                           immediately available upon request for                hours, the original dock ticket.
                                                     (5) Process, sell, or discard any                    inspection by NMFS or authorized                         (D) Prior to submittal, three copies of
                                                  groundfish received from a sablefish                    officers or others as specifically                    the signed electronic fish ticket must be
                                                                                                          authorized by NMFS.                                   produced by the receiver and a copy
                                                  landing that has not been accounted for
                                                                                                             (f) Electronic fish ticket. The first              provided to each of the following:
                                                  on an electronic fish ticket under
                                                                                                          receiver, as defined at § 660.11, subpart                (1) The vessel operator;
                                                  § 660.313(f).                                                                                                    (2) The state of origin if required by
                                                     (6) Upon commencing an offload of a                  C, of a sablefish landing from an open
                                                                                                          access vessel is responsible for                      state regulations; and
                                                  sablefish landing at a landing site, fail                                                                        (3) The first receiver.
                                                  to offload all groundfish on board the                  compliance with all reporting                            (E) After review and signature, the
                                                  vessel at that landing site.                            requirements described in this                        electronic fish ticket must be submitted
                                                     (b) Recordkeeping and reporting. (1)                 paragraph. When used in this                          within 24 hours after the date of
                                                  Fail to comply with all recordkeeping                   paragraph, submit means to transmit                   landing, as specified in paragraph
                                                  and reporting requirements at § 660.13,                 final electronic fish ticket information              (f)(2)(ii) of this section.
                                                  subpart C, including failure to submit                  via web-based form or, if a waiver is                    (iv) If electronic fish tickets will be
                                                  information, or submission of inaccurate                granted, by paper form. When used in                  submitted after transport, follow these
                                                  or false information on any report                      this paragraph, record means the action               process and submittal requirements:
                                                  required at § 660.13(d), subpart C, and                 of documenting electronic fish ticket                    (A) The vessel name and the
                                                  § 660.313.                                              information in any written format.                    electronic fish ticket number must be
                                                     (2) Falsify or fail to make and/or file,                (1) Required information. All first                recorded on each dock ticket related to
                                                  retain or make available any and all                    receivers must provide the following                  that landing.
                                                  reports of groundfish landings that                     types of information: Date of landing,                   (C) Upon completion of the dock
                                                  include sablefish, containing all data,                 vessel that made the landing, vessel                  ticket, but prior to transfer of the offload
                                                  and in the exact manner, required by the                identification number, name of the                    to another location, the dock ticket
                                                  regulation at § 660.13, subpart C, or                   vessel operator, gear type used, receiver,            information that will be used to
                                                  § 660.313.                                              actual weights of species landed listed               complete the electronic fish ticket must
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                                                  *      *     *     *      *                             by species or species group including                 be reviewed by the vessel operator who
                                                  ■ 19. Section 660.313 is revised to read                species with no value, condition landed,              delivered the fish.
                                                  as follows:                                             number of salmon by species, number of                   (D) After review, the first receiver and
                                                                                                          Pacific halibut, ex-vessel value of the               the vessel operator must sign the
                                                  § 660.313 Open access fishery—                          landing by species, fish caught inside/               original copy of each dock ticket related
                                                  recordkeeping and reporting.                            outside 3 miles or both, and any other                to that landing.
                                                    (a) General. General reporting                        information deemed necessary by the                      (E) Prior to submittal of the electronic
                                                  requirements specified at § 660.13(a)                   Regional Administrator (or designee) as               fish ticket, three copies of the signed


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                                                  34968                  Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Proposed Rules

                                                  dock ticket must be produced by the                     ticket submissions must be revised by                 Receivers that have been granted a
                                                  first receiver and a copy provided to                   resubmitting the revised form                         temporary waiver from the requirement
                                                  each of the following:                                  electronically. Electronic fish tickets are           to submit electronic fish tickets must
                                                     (1) The vessel operator;                             to be used for the submission of final                submit on paper the same data as is
                                                     (2) The state of origin if required by               data. Preliminary data, including                     required on electronic fish tickets
                                                  state regulations; and                                  estimates of fish weights or species                  within 24 hours of the date of landing
                                                     (3) The first receiver.                              composition, shall not be submitted on
                                                     (F) Based on the information                                                                               during the period that the waiver is in
                                                                                                          electronic fish tickets.                              effect. Paper fish tickets must be sent by
                                                  contained in the signed dock ticket, the
                                                                                                             (4) Waivers for submission. On a case-             facsimile to NMFS, West Coast Region,
                                                  electronic fish ticket must be completed
                                                                                                          by-case basis, a temporary written                    Sustainable Fisheries Division, 206–
                                                  and submitted within 24 hours of the
                                                                                                          waiver of the requirement to submit                   526–6736 or by delivering it in person
                                                  date of landing, as specified in
                                                                                                          electronic fish tickets may be granted by             to 7600 Sand Point Way NE., Seattle,
                                                  paragraph (f)(2)(ii) of this section.
                                                     (G) Three copies of the electronic fish              the Assistant Regional Administrator or               WA 98115. The requirements for
                                                  ticket must be produced by the first                    designee if he/she determines that                    submissions of paper tickets in this
                                                  receiver and a copy provided to each of                 circumstances beyond the control of a                 paragraph are separate from, and in
                                                  the following:                                          receiver would result in inadequate data
                                                                                                                                                                addition to existing state requirements
                                                     (1) The vessel operator;                             submissions using the electronic fish
                                                                                                                                                                for landing receipts or fish receiving
                                                     (2) The state of origin if required by               ticket system. The duration of the
                                                                                                          waiver will be determined on a case-by-               tickets.
                                                  state regulations; and
                                                                                                          case basis.                                           [FR Doc. 2016–12848 Filed 5–31–16; 8:45 am]
                                                     (3) The first receiver.
                                                     (3) Revising a submission. In the event                 (5) Reporting requirements when a                  BILLING CODE 3510–22–P
                                                  that a data error is found, electronic fish             temporary waiver has been granted.
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Document Created: 2018-02-08 07:27:00
Document Modified: 2018-02-08 07:27:00
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesComments on this proposed rule must be received by July 1, 2016.
ContactGretchen Hanshew, 206-526-6147, [email protected]
FR Citation81 FR 34947 
RIN Number0648-BE42
CFR AssociatedFisheries; Fishing and Indian Fisheries

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