81_FR_36294 81 FR 36186 - Disabled Veteran Leave and Other Miscellaneous Changes

81 FR 36186 - Disabled Veteran Leave and Other Miscellaneous Changes

OFFICE OF PERSONNEL MANAGEMENT

Federal Register Volume 81, Issue 108 (June 6, 2016)

Page Range36186-36193
FR Document2016-13285

The Office of Personnel Management is issuing proposed regulations to implement the Wounded Warriors Federal Leave Act of 2015, which establishes a new leave category, to be known as ``disabled veteran leave,'' available during a 12-month period beginning on the first day of employment to be used by an employee who is a veteran with a service-connected disability rated at 30 percent or more for purposes of undergoing medical treatment for such disability. In addition, we are proposing to rescind two obsolete regulations.

Federal Register, Volume 81 Issue 108 (Monday, June 6, 2016)
[Federal Register Volume 81, Number 108 (Monday, June 6, 2016)]
[Proposed Rules]
[Pages 36186-36193]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-13285]


========================================================================
Proposed Rules
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains notices to the public of 
the proposed issuance of rules and regulations. The purpose of these 
notices is to give interested persons an opportunity to participate in 
the rule making prior to the adoption of the final rules.

========================================================================


Federal Register / Vol. 81, No. 108 / Monday, June 6, 2016 / Proposed 
Rules

[[Page 36186]]



OFFICE OF PERSONNEL MANAGEMENT

5 CFR PART 630

RIN 3206-AN31


Disabled Veteran Leave and Other Miscellaneous Changes

AGENCY: Office of Personnel Management.

ACTION: Proposed rule.

-----------------------------------------------------------------------

SUMMARY: The Office of Personnel Management is issuing proposed 
regulations to implement the Wounded Warriors Federal Leave Act of 
2015, which establishes a new leave category, to be known as ``disabled 
veteran leave,'' available during a 12-month period beginning on the 
first day of employment to be used by an employee who is a veteran with 
a service-connected disability rated at 30 percent or more for purposes 
of undergoing medical treatment for such disability. In addition, we 
are proposing to rescind two obsolete regulations.

DATES: Comments must be received on or before July 6, 2016.

ADDRESSES: You may submit comments, identified by RIN number ``3206-
AN31,'' using either of the following methods:
    Federal eRulemaking Portal: www.regulations.gov. Follow the 
instructions for submitting comments.
    Email: [email protected].

FOR FURTHER INFORMATION CONTACT: Doris Rippey by telephone at (202) 
606-2858 or by email at [email protected].

SUPPLEMENTARY INFORMATION: The Office of Personnel Management (OPM) is 
issuing proposed regulations to implement the Wounded Warriors Federal 
Leave Act of 2015 (Public Law 114-75, November 5, 2015) (hereafter 
referred to as ``the Act''). The Act adds section 6329 to title 5, 
United States Code, which establishes a new leave category, to be known 
as ``disabled veteran leave.'' This new leave category is an 
entitlement for any employee who is a veteran with a service-connected 
disability rated at 30 percent or more to use disabled veteran leave 
during a 12-month period beginning on the first day of employment for 
the purposes of undergoing medical treatment for such disability. 
Disabled veteran leave available to an eligible employee may not exceed 
104 hours for a regular full-time employee. Disabled veteran leave not 
used during this 12-month period may not be carried over to subsequent 
years and will be forfeited. By law, disabled veteran leave is 
available only to covered employees who are hired on or after November 
5, 2016.
    Section 2(d) of the Act gives OPM authority to regulate the 
disabled veteran leave provision. The regulations on disabled veteran 
leave will be located in subpart M of part 630 (Absence and Leave) of 
title 5, Code of Federal Regulations. They will replace the regulations 
currently found in subpart M, Reservist Leave Bank Program. The 
Reservist Leave Bank Program was authorized by Public Law 102-25, April 
6, 1991. Under that program, OPM established a leave bank that 
distributed annual leave to returning Federal employees who were called 
to active duty in the U.S. Armed Forces during the Persian Gulf War. 
Employees were allowed to contribute unused accrued annual leave to the 
leave bank during an open season, which ran from July 13, 1991, until 
August 10, 1991. The authority is no longer needed, since Federal 
agencies were required to distribute the donated annual leave by the 
end of November 1991.
    OPM is also proposing to rescind 5 CFR 630.310, Scheduling of 
annual leave by employees determined necessary for Year 2000 computer 
conversion efforts. The regulations at 5 CFR 630.310 provided that year 
2000 computer conversion efforts were deemed an exigency of the public 
business for the purpose of restoring annual leave to any employee who 
forfeited annual leave under 5 U.S.C. 6304 at the beginning of leave 
year 2000 because the agency determined the employee's services were 
required during the Year 2000 computer conversion. The forfeited annual 
leave was deemed to have been scheduled in advance for the purpose of 5 
U.S.C. 6304(d)(1)(B) and Sec.  630.308. This authority is no longer 
needed because the regulations at 5 CFR 630.310(a) provided that the 
exigency of the public business for Year 2000 computer conversion 
efforts terminated on January 31, 2000.

Background

    There are several pieces of legislative history that provide 
additional information on the intent of Congress when enacting the 
Wounded Warriors Federal Leave Act of 2015, including--
     The Congressional Record for the House, H6268-H6269, 
September 28, 2015;
     The Congressional Record for the Senate, S6085-S6088, July 
28, 2015;
     House Report 114-180, Wounded Warriors Federal Leave Act 
of 2015 (a report issued by the House Committee on Oversight and 
Governmental Reform to accompany H.R. 313, ordered to be printed June 
25, 2015); and
     Senate Report 114-89, Wounded Warriors Federal Leave Act 
of 2015 (a report issued by the Senate Committee on Homeland Security 
and Governmental Affairs to accompany S. 242, ordered to be printed 
July 23, 2015).
These reports and records provide insight into Congressional intent 
when drafting and ultimately enacting the Wounded Warrior Act of 2015. 
When preparing these proposed regulations, OPM referred to these 
reports and records to assist in understanding Congressional intent.

Effective Date

    Section 2(c) of the Act provides that its amendments will apply to 
employees hired on or after the date that is 1 year after the date of 
enactment of the Act. Since the Act was enacted on November 5, 2015, 
the effective date is November 5, 2016. Therefore, if an employee is 
hired on or after November 5, 2016, and is otherwise eligible, the 
employee may be granted disabled veteran leave during the 12-month 
eligibility period that begins on the employee's first day of 
employment, which can occur no earlier than November 5, 2016.

New Subpart M in 5 CFR Part 630

    In order to implement the Act, OPM is proposing to replace Subpart 
M, Reservist Leave Bank, in part 630 (Absences and Leave) of title 5, 
Code of Federal Regulations, with a new Subpart M, Disabled Veteran 
Leave. A section-

[[Page 36187]]

by-section explanation of the proposed regulations follows.

Sec.  630.1301--Purpose and Authority

    Section 630.1301 addresses the purpose of the proposed 
regulations--i.e., to implement the new section 6329 in title 5, United 
States Code. It also notes that OPM is relying on its regulatory 
authority in section 2(d) of the Act.

Sec.  630.1302--Applicability

    Section 630.1302 provides that subpart M applies to an employee who 
is a veteran with a service-connected disability rating of 30 percent 
or more, subject to the conditions specified in subpart M. It also 
notes that subpart M does not apply to employees of the United States 
Postal Service or the Postal Regulatory Commission, since they are 
covered by regulations issued by the Postmaster General. Section 
630.1302 also states that subpart M applies only to an employee whose 
is hired on or after November 5, 2016.

Sec.  630.1303--Definitions

    Section 630.1303 provides definitions of terms for purposes of 
subpart M.
    The term ``12-month period'' in 5 U.S.C. 6329(a) is not defined in 
law. In the regulations, we are using the term ``12-month eligibility 
period'' and making clear that it refers to the continuous 12-month 
period that begins on the first day of employment. We are also making 
clear in the definition that, if an employee was eligible (or is later 
determined to have been eligible) for disabled veteran leave while 
previously employed by the United States Postal Service or the Postal 
Regulatory Commission and subsequently commences employment covered by 
subpart M, the 12-month eligibility period is the period that began on 
the first day of employment with the United States Postal Service or 
the Postal Regulatory Commission (as determined under regulations 
issued by the Postmaster General to implement 5 U.S.C. 6329).
    The 12-month eligibility period is fixed based on the ``first day 
of employment,'' which triggers the start of the 12-month clock. (See 
discussion of the definition of ``first day of employment'' below.) 
There is only one 12-month eligibility period for any employee during 
his or her Federal civilian career, since there is only one ``first'' 
day of employment. The date of the first day of employment may be 
established retroactively after the Veterans Benefits Administration 
has made a disability rating determination, which could mean that the 
employee was not able to use disabled veteran leave during part or all 
of the 12-month eligibility period. In that case, the employee will be 
allowed to retroactively substitute disabled veteran leave for other 
leave used for medical treatment of a qualifying service-connected 
disability, as provided in proposed Sec.  630.1306(c).
    We provide that the term agency refers to an agency of the Federal 
Government. When the term is used in the context of an agency making 
determinations or taking actions, it means management officials of an 
employing agency authorized to make a given determination or take a 
given action.
    We define employee to have the same meaning as that term in 5 
U.S.C. 2105, consistent with 5 U.S.C. 6329(d)(1). Since employees of 
the United States Postal Service and the Postal Regulatory Commission 
are not covered by subpart M, we do not mention them in the definition 
of ``employee'' even though they are included under section 6329(d)(1). 
(Under section 2105(e), an employee of the United States Postal Service 
or the Postal Regulatory Commission is generally deemed not to be 
considered an ``employee'' for purposes of title 5, except as otherwise 
provided by law. Section 6329(d)(1) is such a statutory exception.)
    Under 5 U.S.C. 2105(c), an employee of a nonappropriated fund 
instrumentality (NAFI) under the jurisdiction of the armed forces 
(Army, Navy, Air Force, Marines, Coast Guard) that is conducted for the 
comfort, pleasure, contentment, and mental and physical improvement of 
personnel in the armed forces is ``deemed not an employee'' for the 
purpose of laws administered by OPM, except for certain listed 
exceptions. Section 6329 is not covered by any listed exception. Since 
the Act defines the term ``employee'' to be an employee as defined in 5 
U.S.C. 2105 and since OPM administers section 6329, NAFI employees 
identified in section 2105(c) are not covered by section 6329 and are 
not entitled to disabled veteran leave under that section.
    Section 6239(a) provides that disabled veteran leave is available 
to an eligible employee during the 12-month period ``beginning on the 
first day of employment.'' By regulation, we are defining the terms 
employment and first day of employment.
    We are defining employment to mean service as an ``employee'' (as 
defined in 5 U.S.C. 2105) during which the employee is covered by a 
leave system under which leave is charged for periods of absence. Since 
section 6329 is designed to provide a paid ``leave'' benefit to 
employees, it is clear that the benefit applies only to employees 
performing service covered by a leave system. Section 6329(a) states 
that the periods during which disabled veteran leave is used are 
periods ``for which sick leave could regularly be used.'' Also, the 
House and Senate committee reports describe the benefit as needed by 
employees who have insufficient paid leave and must currently use 
unpaid leave or take advanced sick leave that must be repaid at some 
point in the future. Accordingly, we are regulating that the 
``employment'' that triggers entitlement to disabled veteran leave is 
service under a leave system. This would exclude service in which an 
employee has an intermittent work schedule or service by certain leave-
exempt Presidential appointees.
    We also note in the definition of employment that it excludes 
service in a position in which an employee (as defined in 5 U.S.C. 
2105) is not covered by 5 U.S.C. 6329 due to application of another 
statutory authority, such as service as an employee of the Federal 
Aviation Administration (FAA) or the Transportation Security 
Administration (TSA).
    In order to define first day of employment, it is necessary to give 
context to the word ``first''. We interpret section 6329(a) as using 
the term ``first'' relative to the time the employee attains status as 
a veteran with a qualifying service-connected disability. Under current 
law, the effective date is based on various factors, but in most cases 
it is either the date after the date of military discharge (for those 
who file within 1 year of that discharge date) or the date of receipt 
of the application, both of which occur prior to the date of the rating 
determination. That effective date may be before or after the date an 
employee is hired to perform service in a civilian position in the 
Federal Government that is covered employment under this subpart. If 
the effective date is before such hiring date, the first day of 
employment as an eligible veteran with a qualifying service-connected 
disability is the employee's hiring date. If the effective date is 
after the hiring date, the first day employment as an eligible veteran 
with a qualifying service-connected disability is the effective date of 
the disability rating. (As discussed earlier, by law, section 6329 
applies only to employees who are hired on or after November 5, 2016. 
See section 6329(c).)
    Since the first day of employment (incorporating the definition of 
``employment'' in Sec.  630.1303) is based on when the employee first 
has status as

[[Page 36188]]

a veteran with a qualifying service-connected disability during a 
period of employment, that first day is the later of (1) the date the 
employee is hired (i.e., hiring date) or (2) the effective date of the 
qualifying disability rating. Accordingly, this ``later of'' approach 
is reflected in the proposed definition of first day of employment.
    The term hired is being defined to mean one of several actions: (1) 
Initial appointment, (2) a qualifying reappointment, or (3) return to 
civilian duty following a break in civilian duty (with continuous 
civilian leave status) to perform military service. The term ``hired'' 
is used in the definition of ``first day of employment'' and in Sec.  
630.1302 (Applicability). Because there are several possible hiring 
actions and since there can be only one first day of employment, the 
definition of ``first day of employment'' speaks of the ``earliest 
date'' an employee is hired.
    The legislative history of the Act indicates that Congress was 
focused on the most common scenario, addressing ``new'' employees who 
begin their Federal careers with zero hours of sick leave. (See House 
Report 114-180 and Senate Report 114-89.) However, the law itself does 
not exclude those with past Federal civilian service. Thus, OPM is not 
required to interpret ``first day of employment'' to mean a person's 
first ever appointment with the Federal Government. Some individuals 
could have small amounts of past Federal service before military 
service, and we do not believe that Congress would have intended to 
automatically disqualify them from receiving disabled veteran leave 
benefits. Thus, the proposed regulations would cover certain 
reappointments as triggering the first day of employment, which in turn 
triggers the 12-month eligibility period to use disabled veteran leave. 
At the same time, given that Congress intended the 104-hour leave 
benefit for those with an initial balance of zero sick leave hours, any 
sick leave restored to an employee's credit upon reappointment will be 
taken into account in determining the amount of disabled veteran leave 
that should be credited. (See proposed Sec.  630.1305(d).)
    While we are defining first day of employment to include the first 
``reappointment'' following military service during which an individual 
incurred a qualifying disability, we are limiting the coverage of 
reappointments to those that occur after a 90-day break in employment 
(where ``employment'' is a defined term, as explained above). See the 
proposed definition of qualifying reappointment. This 90-day break-in-
employment rule is consistent with similar 90-day rules OPM has adopted 
for determining when a ``newly appointed'' employee can be treated in 
the same way as a true first-time appointee. (See provisions in 5 
U.S.C. 5333 and 5 CFR 531.211-531.212 regarding setting pay above step 
1 for a newly appointed General Schedule employee. See also the 
provision in 5 U.S.C. 5753 and 5 CFR 575.102 regarding recruitment 
bonuses for a newly appointed employee.) The 90-day rule prevents 
employees from seeking a separation from Federal service merely to 
obtain a desired benefit. Civilian service with the Federal Government 
that is not ``employment'' covered by subpart M--such as FAA and TSA 
service--would be treated as a break in employment. Thus, for example, 
an individual who moves without a break in service between FAA and a 
position covered by subpart M could have a qualifying first day of 
employment under subpart M. However, as provided under Sec.  
630.1305(d), any sick leave transferred with the employee would offset 
the disabled veteran leave benefit. Further, if the employee already 
received an equivalent disabled veteran leave benefit under the FAA 
personnel authority, that could eliminate or reduce any entitlement to 
disabled veteran leave under subpart M, as provided under Sec.  
630.1305(e).
    We are also proposing that the term first day of employment 
includes the date an employee returns to a civilian duty status after a 
break in civilian duty (with the employee in continuous civilian leave 
status) to perform military service. We believe that, for purposes of 
this leave benefit, such a return to civilian duty status following a 
leave of absence for military service can properly be considered an 
``employment'' or ``hiring'' event, even though in one sense the 
individual retained continuous status as a civilian employee. Many 
Federal civilian employees go on leave to perform military service as 
reservists or members of the National Guard and, should they incur a 
qualifying service-connected disability, could have an insufficient 
balance of sick leave to meet their needs as a disabled veteran when 
they return to civilian duty. Given that the purpose of the Act is to 
assist disabled veterans, we believe it would be appropriate to ensure 
that such employees have sufficient paid leave by covering them under 
section 6329. However, the disabled veteran leave benefit would be 
offset by the amount of sick leave to the employee's credit at the time 
of the hiring event, as provided in Sec.  630.1305(d).
    As stated in our description of proposed Sec.  630.1302 
(Applicability), the provisions of section 6329 apply only to a 
qualifying employee hired on or after November 5, 2016. (See section 
6329(c).) If a veteran with a qualifying service-connected disability 
is already a Federal employee as of November 4, 2016, that veteran 
would not qualify for disabled veteran leave unless he or she has a 
qualifying hiring event in the future.
    Although many veterans may receive treatment for their service-
connected disabilities by the Veterans Health Administration (VHA), 
others may seek treatment from other healthcare providers. Therefore, 
we define health care provider broadly, using the same broad definition 
used in OPM's regulations implementing the Family and Medical Leave 
Act. (See Sec.  630.1202.)
    Section 6329(a) requires that disabled veteran leave be used solely 
for the purpose of undergoing medical treatment of a qualifying 
service-connected disability. As a means of verification, section 
6329(c) provides that an employee using disabled veteran leave must 
submit to the employing agency certification that the employee will (or 
has) used the leave for purposes of being furnished treatment for the 
disability. It further provides that OPM is authorized to prescribe the 
``form and manner'' that this certification takes. While an employee's 
self-certification will always be required, we are proposing in Sec.  
630.1307 that the agency, at its discretion, may additionally require a 
medical certificate to support an employee's use of disabled veteran 
leave. We are defining medical certificate as a written statement 
signed by a health care provider certifying to the medical treatment of 
an employee for a qualifying service-connected disability. We are 
defining medical treatment as any activity carried out by, or 
prescribed by, a health care provider to treat an employee's qualifying 
service-connected disability.
    Disabled veteran leave is only available to employees with a 
service-connected disability that meets the requirements of the 
statute, which provides that the disability is rated at 30 percent or 
more. We define qualifying service-connected disability for purposes of 
this subpart to mean a service-connected disability rated at 30 percent 
or more. The definition also makes clear that (1) a combined degree of 
disability of 30 percent or more that reflects the combined effect of 
multiple individual disabilities is a qualifying disability and (2) a 
temporary disability rating under 38 U.S.C. 1156 is considered a valid 
rating in applying

[[Page 36189]]

this definition for as long as such rating is in effect.
    The definitions of the terms service-connected and veteran are 
provided in the statute at 5 U.S.C. 6329(d) and refer to the 
definitions of those terms at 38 U.S.C. 101. Since the statutory text 
may change in the future, we provide the reference to the definition in 
38 U.S.C. 101, but do not provide the text of the definitions 
themselves. We are providing the current statutory text in this 
supplementary information to ensure that the reader fully understands 
who qualifies as a veteran with a service-connected disability under 
current law.
    We are defining service-connected as having the meaning given the 
term at 38 U.S.C. 101(16). The text of the statute currently reads, 
``The term `service-connected' means, with respect to disability or 
death, that such disability was incurred or aggravated, or that the 
death resulted from a disability incurred or aggravated, in line of 
duty in the active military, naval, or air service.''
    The term veteran has the meaning given such term at 38 U.S.C. 
101(2). The text of the statute currently reads, ``The term `veteran' 
means a person who served in the active military, naval, or air 
service, and who was discharged or released therefrom under conditions 
other than dishonorable.''
    Finally, we are proposing a definition of the term military 
service, which is based on the definition of active military, naval, or 
air service at 38 U.S.C. 101(24). This is the service that is a basis 
for a finding by the Veterans Benefits Administration that a veteran 
has a service-connected disability qualifying for benefits under title 
38, United States Code. The term ``active military, naval, or air 
service'' is currently defined in 38 U.S.C. 101(24) as follows:
    The term ``active military, naval, or air service'' includes--
     active duty;
     any period of active duty for training during which the 
individual concerned was disabled or died from a disease or injury 
incurred or aggravated in line of duty; and
     any period of inactive duty training during which the 
individual concerned was disabled or died--
    [cir] from an injury incurred or aggravated in line of duty; or
    [cir] from an acute myocardial infarction, a cardiac arrest, or a 
cerebrovascular accident occurring during such training.''

We note that the terms ``active duty for training'' and ``inactive duty 
training'' are defined in 38 U.S.C. 101(22) and (23), respectively, and 
that those definitions must be used in applying the definition of 
``military service'' in subpart M. In administering disabled veteran 
leave, agencies do not need to know all the title 38 requirements. They 
can simply rely on a determination of the Veterans Benefits 
Administration that an individual is a veteran with a qualifying 
service-connected disability.

Sec.  630.1304--Eligibility

    Section 630.1304(a) provides that an employee with a qualifying 
service-connected disability is eligible for disabled veteran leave 
under subpart M, which is available for use during the employee's 12-
month eligibility period. For any employee, there will be only one such 
period under section 6329 during his or her career.
    Section 630.1304(b) addresses the employee's responsibility to 
provide documentation from the Veterans Benefits Administration 
certifying the qualifying service-connected disability to the agency. 
This certification is used by the agency to determine an employee's 
eligibility for disabled veteran leave. Since disabled veteran leave is 
only available during an eligible employee's first 12 months after 
employment, it is important that agencies be able to identify as soon 
as possible whether an employee is entitled to the benefit. An agency 
can only do so if it has received the proper documentation/
certification. Employees should, when possible, provide the necessary 
documentation upon employment. For those who have not yet received such 
certifying documentation from the Veterans Benefits Administration, the 
employee should provide it to the agency as soon as practicable after 
he or she receives it.
    Section 630.1304(c) allows for the possibility that an employee may 
submit certifying documentation at a later time, including after a 
period of absence for medical treatment. In that case, disabled leave 
may be provided retroactively, as described in Sec.  630.1306(c). A 
delay in the employee providing certifying documentation to the 
employing agency does not affect the dates of the 12-month eligibility 
period, since that period is fixed by statute based on the first day of 
employment.
    Section 630.1304(d) addresses situations in which a veteran's 
condition(s) improves such that the employee's disability rating is 
reduced or discontinued resulting in the employee no longer having a 
qualifying service-connected disability. In such cases, it is the 
responsibility of the employee to notify the agency of the change in 
rating. Since the requirements of the statutory entitlement will no 
longer be met, the employee will no longer be entitled to disabled 
veteran leave as of the effective date of the change in rating. Any 
unused disabled veteran leave to such an employee's credit as of the 
effective date of the change in rating is forfeited. The rating change 
has only prospective effect. It does not invalidate the use of disabled 
veteran leave prior to the effective date of the rating change. (See 
also Sec.  630.1308(b).)

Sec.  630.1305--Crediting Disabled Veteran Leave

    Section 630.1305 addresses an agency's responsibilities regarding 
the crediting of disabled veteran leave.
    For regular full-time employees, agencies must credit 104 hours of 
disabled veteran leave to the employee's disabled veteran leave 
account, except as otherwise provided in Sec.  630.1305. We are 
proposing special crediting rules for employees with part-time, 
seasonal, or uncommon tours of duty, which are found in paragraphs (a)-
(c) of 630.1305.
    Section 6329(b)(1) states that disabled veteran leave ``may not 
exceed 104 hours.'' Based on the Act's legislative history, which 
stated that the intent of the statute was to provide disabled veterans 
``with immediate access to up to 13 days for sick leave,'' it is clear 
that Congress was focused on regular full-time employees. (See page 
H6268 of the House Congressional Record, September 28, 2015.) The 104 
hours was based on the amount of sick leave hours a regular full-time 
employee would normally accrue in a 12-month period (4 hours x 26 
biweekly pay periods = 104 hours or 13 days). (See page 2 of House 
Committee Report 114-180 and page 2 of Senate Committee Report 114-89.) 
While full-time employees with a standard 40-hour weekly tour generally 
accrue 104 hours of sick leave in a leave year, that is not true for 
employees with part-time, seasonal, or uncommon tours of duty. (See 5 
CFR 630.201 and 630.210 for a description of uncommon tours of duty 
that are more than 80 hours in a biweekly pay period.) These proposed 
regulations therefore provide that disabled veteran leave be 
proportionally adjusted for employees with part-time, seasonal, or 
uncommon tours of duty. For each type of schedule, a disabled veteran 
leave benefit would be derived to achieve a number of hours that is 
proportionally equivalent to 104 hours for a regular full-time 
employee. Under this approach, the value of the disabled veteran leave 
benefit as a percentage of projected total annual hours in the work 
schedule would be consistent across various types of schedules. This

[[Page 36190]]

approach is consistent with OPM's administration of annual and sick 
leave accrual for employees with different types of work schedules and 
ensures equitable treatment of employees.
    Section 630.1305(d) addresses the offset of the 104-hour leave 
benefit (or proportional equivalent) for employees who have a balance 
of sick leave on the first day of employment that starts the 12-month 
eligibility period. Based on House and Senate committee reports, the 
intent of Congress was to provide 104 hours of disabled veteran leave 
to full-time employees who begin their Federal careers with a zero sick 
leave balance. Section 6329(b)(1) states that disabled veteran leave 
``may not exceed 104 hours.'' It does not require the crediting of 104 
hours.
    As explained earlier, we have proposed regulating that certain 
employees who have past Federal civilian service may be eligible for 
disabled veteran leave. Such employees may have sick leave to their 
credit upon reemployment or return to civilian duty following military 
service. This specific circumstance was not anticipated or addressed in 
the House and Senate committee reports. Thus, OPM is using its 
regulatory authority to carry out section 6329 and its purposes by 
providing that any sick leave to the credit of such employees upon the 
first day of employment must be used to offset (reduce) the 104-hour 
disabled veteran leave benefit (or proportional equivalent). For 
example if a regular full-time employee is reemployed, qualifies for 
the disabled veteran leave benefit, and is recredited with 30 hours of 
sick leave, the employee's disabled veteran leave would be credited at 
74 hours (104 hours minus 30 hours of recredited sick leave).
    Section 630.1305(e) addresses the special circumstance in which a 
Federal agency and its employees are not subject to chapter 63 of title 
5, United States Code, based on another statutory authority (e.g., the 
authorities that apply to employees of the Federal Aviation 
Administration and the Transportation Security Administration). Thus, 
these employees are not subject to section 6329 and have no statutory 
entitlement to disabled veteran leave. Such agencies may decide to 
offer their employees a parallel benefit, which would not, however, be 
disabled veteran leave under section 6329. The proposed regulations 
provide that an employee who was previously employed by a noncovered 
agency with a parallel benefit must self-certify whether he or she 
received an equivalent (or better) leave benefit and the date 
eligibility commenced. If 12 months have elapsed since that eligibility 
commencing date, the employee will be considered to have received the 
full amount of an equivalent benefit and no benefit may be provided 
under subpart M. If the employee is still within the 12-month period 
that began on such commencing date, the employee must certify the 
number of hours of disabled veteran leave used at the former agency. 
Those hours would be used to offset the disabled veteran leave benefit 
provided under section 6329.

Sec.  630.1306--Requesting and Using Disabled Veteran Leave

    Section 630.1306(a) provides, as required by 5 U.S.C. 6329, that 
disabled veteran leave may only be used for the medical treatment of an 
employee's qualifying service-connected disability. Disabled veteran 
leave must be distinguished from sick leave, which can be used if an 
employee is incapacitated for the performance of his or her duties by 
physical or mental illness, injury, pregnancy, or childbirth (see 5 CFR 
630.401(a)(2)). Such use of sick leave does not require that the 
employee undergo any specific medical treatment related to the 
incapacity. However, the disabled veteran leave benefit requires the 
benefit to be used for medical treatment as it relates to the 
employee's qualifying service-connected disability. The proposed 
regulations provide that the medical treatment may include a period of 
rest, but only if the period of rest is specifically ordered by the 
health care provider as part of a prescribed course of treatment for 
the qualifying service-connected disability. This means that an 
employee could not, for example, contact his or her manager to request 
a day of disabled veteran leave to rest because the employee believes 
he or she is incapacitated due to the service-connected disability. In 
such a circumstance, sick leave would be the appropriate choice.
    Section 630.1306(b) specifies the requirements for an employee's 
application to use disabled veteran leave. In compliance with the law, 
the application must include the employee's personal self-certification 
that the requested leave will be (or was) used for purposes of being 
furnished medical treatment for a qualifying service-connected 
disability. Section 630.1306(b) also lays out the requirement to 
request the leave in advance, unless the need for the leave is critical 
and not foreseeable.
    Section 630.1306(c) addresses the ability to substitute the 
disabled veteran leave retroactively for other leave or paid time off 
that was used for treatment of a qualifying service-connected 
disability during the 12-month eligibility period. For various reasons, 
an employee may not have provided the required certification of his or 
her qualifying service-connected disability before a period of absence 
for medical treatment of such disability (e.g., because the Veterans 
Benefits Administration's determination was pending). We believe the 
entitlement to disabled veteran leave should be preserved in such 
circumstances. Therefore, the proposed regulations allow an eligible 
employee to substitute disabled veteran leave retroactively for a 
period of absence (excluding a period of suspension or absence without 
leave (AWOL)) during the 12-month eligibility period that was used for 
medical treatment of the qualifying service-connected disability.

Sec.  630.1307--Medical Certification

    Section 630.1307(a) provides that an agency may require an employee 
to provide to the agency a signed written medical certification issued 
by a health care provider to support each use of disabled veteran 
leave. Section 630.1307(b) describes what information a health care 
provider may be required to include in the medical certification. 
Section 630.1307(c) addresses the deadlines for submitting a medical 
certification and what action an agency may take if the medical 
certification is not submitted within the required timeframes.

Sec.  630.1308--Disabled Veteran Leave Forfeiture, Transfer, 
Reinstatement

    Section 630.1308(a) provides that an employee forfeits any disabled 
veteran leave to his or her credit if it is not used during the 12-
month eligibility period.
    Section 630.1308(b) provides that, if, during the 12-month 
eligibility period, a change in an employee's disability rating causes 
the employee to no longer have a qualifying service-connected 
disability, any disabled veteran leave to the employee's credit must be 
forfeited.
    Section 630.1308(c) addresses the transfer of disabled veteran 
leave when an employee transfers between agencies without a break in 
employment during the 12-month eligibility period.
    Section 630.1308(d) addresses the recrediting of disabled veteran 
leave when an employee has an unused balance of disabled veteran leave 
at the time of a break in employment but returns to employment during 
the 12-month eligibility period. It also addresses the responsibilities 
of the losing agency to provide information to the gaining agency.
    Section 630.1308(e) provides that an employee may not receive a 
lump-sum

[[Page 36191]]

payment for any unused disabled veteran leave under any circumstance.

Executive Order 13563 and Executive Order 12866

    The Office of Management and Budget has reviewed this rule in 
accordance with E.O. 13563 and 12866.

Regulatory Flexibility Act

    I certify that this regulation will not have a significant economic 
impact on a substantial number of small entities because it will apply 
only to Federal agencies and employees.

List of Subjects in 5 CFR Part 630

    Government employees.

U.S. Office of Personnel Management.
Beth F. Cobert,
Acting Director.

    Accordingly, OPM is proposing to amend part 630 of title 5 of the 
Code of Federal Regulations as follows:

PART 630--ABSENCE AND LEAVE

0
1. Revise the authority citation for part 630 to read as follows:

    Authority: 5 U.S.C. 6311; Sec.  630.205 also issued under Pub. 
L. 108-411, 118 Stat 2312; Sec.  630.301 also issued under Pub. L. 
103-356, 108 Stat. 3410 and Pub. L. 108-411, 118 Stat 2312; Sec.  
630.303 also issued under 5 U.S.C. 6133(a); Sec. Sec.  630.306 and 
630.308 also issued under 5 U.S.C. 6304(d)(3), Pub. L. 102-484, 106 
Stat. 2722, and Pub. L. 103-337, 108 Stat. 2663; subpart D also 
issued under Pub. L. 103-329, 108 Stat. 2423; Sec.  630.501 and 
subpart F also issued under E.O. 11228, 30 FR 7739, 3 CFR, 1974 
Comp., p. 163; subpart G also issued under 5 U.S.C. 6305; subpart H 
also issued under 5 U.S.C. 6326; subpart I also issued under 5 
U.S.C. 6332, Pub. L. 100-566, 102 Stat. 2834, and Pub. L. 103-103, 
107 Stat. 1022; subpart J also issued under 5 U.S.C. 6362, Pub. L 
100-566, and Pub. L. 103-103; subpart K also issued under Pub. L. 
105-18, 111 Stat. 158; subpart L also issued under 5 U.S.C. 6387 and 
Pub. L. 103-3, 107 Stat. 23; and subpart M also issued under section 
2(d) of Pub. L. 114-75, 129 Stat. 640.


Sec.  630.310  [Removed and Reserved]

0
2. Remove and reserve Sec.  630.310.
0
3. Revise subpart M to read as follows:
Subpart M--Disabled Veteran Leave
Sec.
630.1301 Purpose and authority.
630.1302 Applicability.
630.1303 Definitions.
630.1304 Eligibility.
630.1305 Crediting disabled veteran leave.
630.1306 Requesting and using disabled veteran leave.
630.1307 Medical certification.
630.1308 Disabled veteran leave forfeiture, transfer, reinstatement.

Subpart M--Disabled Veteran Leave


Sec.  630.1301  Purpose and authority.

    This subpart implements 5 U.S.C. 6329, which establishes a leave 
category, to be known as ``disabled veteran leave,'' for an eligible 
employee who is a veteran with a service-connected disability rated at 
30 percent or more. Such an employee is entitled to this leave for 
purposes of undergoing medical treatment for such disability. Disabled 
veteran leave must be used during the 12-month period beginning on the 
first day of employment following the military service during which the 
employee incurred such disability. OPM's authority to regulate section 
6329 is found in section 2(d) of Public Law 114-75.


Sec.  630.1302  Applicability.

    This subpart applies to an employee who is a veteran with a 
service-connected disability rated at 30 percent or more, subject to 
the conditions specified in this subpart. This subpart does not apply 
to employees of the United States Postal Service or the Postal 
Regulatory Commission who are subject to regulations issued by the 
Postmaster General under section 2(d)(2) of Public Law 114-75. This 
subpart applies only to an employee who is hired on or after November 
5, 2016.


Sec.  630.1303  Definitions.

    In this subpart:
    12-month eligibility period means the continuous 12-month period 
that begins on the first day of employment. For an employee who was 
eligible (or later determined to have been eligible) for disabled 
veteran leave as an employee of the United States Postal Service or the 
Postal Regulatory Commission and who subsequently commences employment 
covered by this subpart, the 12-month eligibility period is the period 
that began on the first day of employment with the United States Postal 
Service or the Postal Regulatory Commission (as determined under 
regulations issued by the Postmaster General to implement 5 U.S.C. 
6329).
    Agency means an agency of the Federal Government. In the case of an 
agency in the Executive branch, it means an Executive agency as defined 
in 5 U.S.C. 105. When the term ``agency'' is used in the context of an 
agency making determinations or taking actions, it means management 
officials of the agency who are authorized by the agency head to make 
the given determination or take the given action.
    Employee has the meaning given that term in 5 U.S.C. 2105.
    Employment means service as an employee during which the employee 
is covered by a leave system under which leave is charged for periods 
of absence. This excludes service in a position in which the employee 
is not covered by 5 U.S.C. 6329 due to application of another statutory 
authority.
    First day of employment means the first day of service that 
qualifies as employment that occurs on or after the later of--
    (1) The earliest date an employee is hired after a period of 
military service during which the employee incurred a qualifying 
service-connected disability; or
    (2) The effective date of the employee's qualifying service-
connected disability, as determined by the Veterans Benefits 
Administration.
    Health care provider has the meaning given that term in Sec.  
630.1202.
    Hired means the action of--
    (1) Receiving an initial appointment to a civilian position in the 
Federal Government in which the service qualifies as employment under 
this subpart;
    (2) Receiving a qualifying reappointment to a civilian position in 
the Federal Government in which the service qualifies as employment 
under this subpart; or
    (3) Returning to duty status in a civilian position in the Federal 
Government in which the service qualifies as employment under this 
subpart, when such return immediately followed a break in civilian duty 
(with the employee in continuous civilian leave status) to perform 
military service.
    Medical certificate means a written statement signed by a health 
care provider certifying to the treatment of a veteran's qualifying 
service-connected disability.
    Medical treatment means any activity carried out or prescribed by a 
health care provider to treat a veteran's qualifying service-connected 
disability.
    Military service means ``active military, naval, or air service'' 
as that term is defined in 38 U.S.C. 101(24).
    Qualifying reappointment means an appointment of a former employee 
of the Federal Government following a break in employment of at least 
90 calendar days.
    Qualifying service-connected disability means a veteran's service-
connected disability rated at 30 percent or more by the Veteran 
Benefits Administration, including a combined degree of disability of 
30 percent or more that reflects the combined effect of multiple 
individual disabilities, which resulted in the award of disability 
compensation under title 38, United

[[Page 36192]]

States Code. A temporary disability rating under 38 U.S.C. 1156 is 
considered a valid rating in applying this definition for as long as it 
is in effect.
    Service-connected has the meaning given such term in 38 U.S.C. 
101(16).
    Veterans Benefits Administration means the Veterans Benefits 
Administration of the Department of Veterans Affairs.
    Veteran has the meaning given such term in 38 U.S.C. 101(2).


Sec.  630.1304  Eligibility.

    (a) An employee who is a veteran with a qualifying service-
connected disability is entitled to disabled veteran leave under this 
subpart, which will be available for use during the 12-month 
eligibility period beginning on the first day of employment. For each 
employee, there is a single first day of employment.
    (b) In order to be eligible for disabled veteran leave, an employee 
must provide to the agency documentation from the Veterans Benefits 
Administration certifying that the employee has a qualifying service-
connected disability. The documentation should be provided to the 
agency--
    (1) Upon the first day of employment, if the employee has already 
received such certifying documentation; or
    (2) For an employee who has not yet received such certifying 
documentation from the Veterans Benefit Administration, as soon as 
practicable after the employee receives the certifying documentation.
    (c) Notwithstanding paragraph (b) of this section, an employee may 
submit certifying documentation at a later time, including after a 
period of absence for medical treatment, as described in Sec.  
630.1306(c). The 12-month eligibility period is fixed based on the 
first day of employment and is not affected by the timing of when 
certifying documentation is provided.
    (d) If an employee's service-connected disability rating is 
decreased or discontinued during the 12-month eligibility period such 
that the employee no longer has a qualifying service-connected 
disability--
    (1) The employee must notify the agency of the effective date of 
the change in the disability rating; and
    (2) The employee is no longer eligible for disabled veteran leave 
as of the effective date of the rating change.


Sec.  630.1305  Crediting disabled veteran leave.

    (a) Upon receipt of the certifying documentation under Sec.  
630.1304, an agency must credit 104 hours of disabled veteran leave to 
a full-time, nonseasonal employee or a proportionally equivalent amount 
for employees with part-time, seasonal, or uncommon tours of duty, 
except as otherwise provided in this section.
    (b) The proportional equivalent of 104 hours for a full-time 
employee is determined for employees with other schedules as follows:
    (1) For an employee with a part-time work schedule, the 104 hours 
is prorated based on the number of hours in the part-time schedule (as 
established for leave charging purposes) relative to a full-time 
schedule (e.g., 52 hours for a half-time schedule);
    (2) For an employee with a seasonal work schedule, the 104 hours is 
prorated based on the total projected hours to be worked in an annual 
period of 52 weeks (based on the seasonal employee's seasonal work 
periods and full-time or part-time schedule during those periods) 
relative to a full-time work year of 2,080 hours (e.g., 52 hours for a 
seasonal employee who works full-time for half a year); and
    (3) For an employee with an uncommon tour of duty (as defined in 
Sec.  630.201 and described in Sec.  630.210), 104 hours is 
proportionally increased based on the number of hours in the uncommon 
tour relative to the hours in a regular full-time tour (e.g., 187 hours 
for an employee with a 72-hour weekly uncommon tour of duty.)
    (c) When an employee is converted to a different tour of duty for 
leave purposes, the employee's balance of unused disabled veteran leave 
must be converted to the proper number of hours based on the proportion 
of hours in the new tour of duty compared to the former tour of duty. 
For seasonal employees, hours must be annualized in determining the 
proportion.
    (d) The amount of disabled veteran leave initially credited to an 
employee under paragraphs (a) and (b) of this section must be offset by 
the number of hours of sick leave an employee has credited to his or 
her account as of the first day of employment. For example, if an 
employee is being reappointed and having sick leave recredited upon 
such reappointment, the amount of disabled veteran leave must be 
reduced by the amount of such recredited sick leave. Similarly, if an 
employee is returning to civilian duty status after a period of leave 
for military service, that employee may have a balance of sick leave, 
which must be used to offset the disabled veteran leave.
    (e)(1) An employee who was previously employed by an agency whose 
employees were not subject to 5 U.S.C. 6329 must certify, at the time 
the employee is hired in a position subject to 5 U.S.C. 6329, whether 
or not that former agency provided entitlement to an equivalent 
disabled veteran leave benefit to be used in connection with the 
medical treatment of a service-connected disability rated at 30 percent 
or more. The employee must certify the date he or she commenced the 
period of eligibility to use disabled veteran leave in the former 
agency.
    (2) If 12 months have elapsed since the commencing date referenced 
in paragraph (e)(1) of this section, the employee will be considered to 
have received the full amount of an equivalent benefit and no benefit 
may be provided under this subpart.
    (3) If the employee is still within the 12-month period that began 
on the commencing date referenced in paragraph (e)(1) of this section, 
the employee must certify the number of hours of disabled veteran leave 
used at the former agency. The gaining agency must offset the number of 
hours of disabled veteran leave to be credited to the employee by the 
number of such hours used by the employee at such agency, while making 
no offset under paragraph (d) of this section. If the employee had a 
different type of work schedule at the former agency, the hours used at 
the former agency must be converted before applying the offset, 
consistent with Sec.  630.1305(c).


Sec.  630.1306  Requesting and using disabled veteran leave.

    (a) An employee may use disabled veteran leave only for the medical 
treatment of a qualifying service-connected disability. The medical 
treatment may include a period of rest, but only if such period of rest 
is specifically ordered by the health care provider as part of a 
prescribed course of treatment for the qualifying service-connected 
disability.
    (b)(1) An employee must file an application--written, oral, or 
electronic, as required by the agency--to use disabled veteran leave. 
The application must include a personal self-certification by the 
employee that the requested leave will be (or was) used for purposes of 
being furnished medical treatment for a qualifying service-connected 
disability. The application must also include the specific days and 
hours of absence required for the treatment. The application must be 
submitted within such time limits as the agency may require.
    (2) An employee must request approval to use disabled veteran leave 
in advance unless the need for leave is critical and not foreseeable--
e.g., due to

[[Page 36193]]

a medical emergency or the unexpected availability of an appointment 
for surgery or other critical treatment. The employee must provide 
notice within a reasonable period of time appropriate to the 
circumstances involved. If the agency determines that the need for 
leave is critical and not foreseeable and that the employee is unable 
to provide advance notice of his or her need for leave, the leave may 
not be delayed or denied.
    (c)(1) When an employee did not provide the agency with 
certification of a qualifying service-connected disability before 
having a period of absence for treatment of such disability, the 
employee is entitled to substitute approved disabled veteran leave 
retroactively for such period of absence (excluding periods of 
suspension or absence without leave (AWOL), but including leave without 
pay, sick leave, annual leave, compensatory time off, or other paid 
time off) in the 12-month eligibility period. Such retroactive 
substitution cancels the use of the original leave or paid time off and 
requires appropriate adjustments. In the case of retroactive 
substitution for a period when an employee used advanced annual leave 
or advanced sick leave, the adjustment is a liquidation of the leave 
indebtedness covered by the substitution.
    (2) An agency may require an employee to submit the medical 
certification described in Sec.  630.1307(a) before approving such 
retroactive substitution.


Sec.  630.1307  Medical certification.

    (a) In addition to the employee's self-certification required under 
Sec.  630.1306(b)(1), an agency may additionally require that the use 
of disabled veteran leave be supported by a signed written medical 
certification issued by a health care provider.
    (b) When an agency requires a signed written medical certification 
by a health care provider, the agency may specify that the 
certification include--
    (1) A statement by the health care provider that the medical 
treatment is for one or more service-connected disabilities of the 
employee rated at 30 percent or more;
    (2) The date or dates of treatment or, if the treatment extends 
over several days, the beginning and ending dates of the treatment;
    (3) If the leave was not requested in advance, a statement that the 
treatment required was of an urgent nature or there were other 
circumstances that made advanced scheduling not possible; and
    (4) any additional information that is essential to verify the 
employee's eligibility.
    (c)(1) An employee must provide any required written medical 
certification no later than 15 calendar days after the date the agency 
requests such medical certification, except as otherwise allowed under 
paragraph (c)(2) of this section.
    (2) If the agency determines it is not practicable under the 
particular circumstances for the employee to provide the requested 
medical certification within 15 calendar days after the date requested 
by the agency despite the employee's diligent, good faith efforts, the 
employee must provide the medical certification within a reasonable 
period of time under the circumstances involved, but no later than 30 
calendar days after the date the agency requests such documentation.
    (3) An employee who does not provide the required evidence or 
medical certification within the specified time period is not entitled 
to use disabled veteran leave, and the agency may, as appropriate and 
consistent with applicable laws and regulations--
    (i) Charge the employee as absent without leave (AWOL); or
    (ii) Allow the employee to request that the absence be charged to 
leave without pay, sick leave, annual leave, or other forms of paid 
time off.


Sec.  630.1308  Disabled veteran leave forfeiture, transfer, 
reinstatement.

    (a) Disabled veteran leave not used during the 12-month eligibility 
period may not be carried over to subsequent years and must be 
forfeited.
    (b) If a change in the employee's disability rating during the 12-
month eligibility period causes the employee to no longer have a 
qualifying service-connected disability (as described in Sec.  
630.1304(d)), any unused disabled veteran leave to the employee's 
credit as of the effective date of the rating change must be forfeited.
    (c) When an employee with a positive disabled veteran leave balance 
transfers between positions in different agencies, or transfers from 
the United States Postal Service or Postal Regulatory Commission to a 
position in another agency, during the 12-month eligibility period, the 
agency from which the employee transfers must certify the number of 
unused disabled veteran leave hours available for credit by the gaining 
agency. The losing agency must also certify the expiration date of the 
employee's 12-month eligibility period to the gaining agency. Any 
unused disabled veteran leave will be forfeited at the end of that 
eligibility period. For the purpose of this paragraph, the term 
``transfers'' means movement from a position in one agency (or the 
United States Postal Service or Postal Regulatory Commission) to a 
position in another agency without a break in employment of 1 workday 
or more in circumstances where service in both positions qualifies as 
employment under this subpart.
    (d)(1) An employee covered by this subpart, or an employee of the 
United States Postal Service or Postal Regulatory Commission, with a 
balance of unused disabled veteran leave who has a break in employment 
of at least 1 workday during the employee's 12-month eligibility 
period, and later recommences employment covered by 5 U.S.C. 6329 
within that same eligibility period, is entitled to a recredit of the 
unused balance.
    (2) When an employee has a break in employment as described in 
paragraph (d)(1) of this section, the losing agency must certify the 
number of unused disabled veteran leave hours available for recredit by 
the gaining agency. The losing agency must also certify the expiration 
date of the employee's 12-month eligibility period. Any unused disabled 
veteran leave must be forfeited at the end of that eligibility period.
    (3) In the absence of the certification described in paragraph 
(d)(2) of this section, the recredit of disabled veteran leave may also 
be supported by written documentation available to the employing agency 
in its official personnel records concerning the employee, the official 
records of the employee's former employing agency, copies of 
contemporaneous earnings and leave statement(s) provided by the 
employee, or copies of other contemporaneous written documentation 
acceptable to the agency.
    (e) An employee may not receive a lump-sum payment for any unused 
disabled veteran leave under any circumstance.

[FR Doc. 2016-13285 Filed 6-3-16; 8:45 am]
 BILLING CODE 6325-39-P



                                                  36186

                                                  Proposed Rules                                                                                                 Federal Register
                                                                                                                                                                 Vol. 81, No. 108

                                                                                                                                                                 Monday, June 6, 2016



                                                  This section of the FEDERAL REGISTER                    is a veteran with a service-connected                  the regulations at 5 CFR 630.310(a)
                                                  contains notices to the public of the proposed          disability rated at 30 percent or more to              provided that the exigency of the public
                                                  issuance of rules and regulations. The                  use disabled veteran leave during a 12-                business for Year 2000 computer
                                                  purpose of these notices is to give interested          month period beginning on the first day                conversion efforts terminated on
                                                  persons an opportunity to participate in the            of employment for the purposes of                      January 31, 2000.
                                                  rule making prior to the adoption of the final
                                                                                                          undergoing medical treatment for such
                                                  rules.                                                                                                         Background
                                                                                                          disability. Disabled veteran leave
                                                                                                          available to an eligible employee may                    There are several pieces of legislative
                                                  OFFICE OF PERSONNEL                                     not exceed 104 hours for a regular full-               history that provide additional
                                                  MANAGEMENT                                              time employee. Disabled veteran leave                  information on the intent of Congress
                                                                                                          not used during this 12-month period                   when enacting the Wounded Warriors
                                                  5 CFR PART 630                                          may not be carried over to subsequent                  Federal Leave Act of 2015, including—
                                                  RIN 3206–AN31
                                                                                                          years and will be forfeited. By law,                     • The Congressional Record for the
                                                                                                          disabled veteran leave is available only               House, H6268–H6269, September 28,
                                                  Disabled Veteran Leave and Other                        to covered employees who are hired on                  2015;
                                                  Miscellaneous Changes                                   or after November 5, 2016.                               • The Congressional Record for the
                                                                                                             Section 2(d) of the Act gives OPM                   Senate, S6085–S6088, July 28, 2015;
                                                  AGENCY:  Office of Personnel                            authority to regulate the disabled                       • House Report 114–180, Wounded
                                                  Management.                                             veteran leave provision. The regulations               Warriors Federal Leave Act of 2015 (a
                                                  ACTION: Proposed rule.                                  on disabled veteran leave will be                      report issued by the House Committee
                                                                                                          located in subpart M of part 630                       on Oversight and Governmental Reform
                                                  SUMMARY:    The Office of Personnel
                                                                                                          (Absence and Leave) of title 5, Code of                to accompany H.R. 313, ordered to be
                                                  Management is issuing proposed
                                                                                                          Federal Regulations. They will replace                 printed June 25, 2015); and
                                                  regulations to implement the Wounded
                                                  Warriors Federal Leave Act of 2015,
                                                                                                          the regulations currently found in                       • Senate Report 114–89, Wounded
                                                                                                          subpart M, Reservist Leave Bank                        Warriors Federal Leave Act of 2015 (a
                                                  which establishes a new leave category,
                                                                                                          Program. The Reservist Leave Bank                      report issued by the Senate Committee
                                                  to be known as ‘‘disabled veteran
                                                                                                          Program was authorized by Public Law                   on Homeland Security and
                                                  leave,’’ available during a 12-month
                                                                                                          102–25, April 6, 1991. Under that                      Governmental Affairs to accompany S.
                                                  period beginning on the first day of
                                                                                                          program, OPM established a leave bank                  242, ordered to be printed July 23,
                                                  employment to be used by an employee
                                                                                                          that distributed annual leave to                       2015).
                                                  who is a veteran with a service-
                                                                                                          returning Federal employees who were                   These reports and records provide
                                                  connected disability rated at 30 percent
                                                                                                          called to active duty in the U.S. Armed                insight into Congressional intent when
                                                  or more for purposes of undergoing
                                                                                                          Forces during the Persian Gulf War.                    drafting and ultimately enacting the
                                                  medical treatment for such disability. In
                                                                                                          Employees were allowed to contribute                   Wounded Warrior Act of 2015. When
                                                  addition, we are proposing to rescind
                                                                                                          unused accrued annual leave to the                     preparing these proposed regulations,
                                                  two obsolete regulations.
                                                                                                          leave bank during an open season,                      OPM referred to these reports and
                                                  DATES: Comments must be received on
                                                                                                          which ran from July 13, 1991, until                    records to assist in understanding
                                                  or before July 6, 2016.                                 August 10, 1991. The authority is no                   Congressional intent.
                                                  ADDRESSES: You may submit comments,                     longer needed, since Federal agencies
                                                  identified by RIN number ‘‘3206–                        were required to distribute the donated                Effective Date
                                                  AN31,’’ using either of the following                   annual leave by the end of November                       Section 2(c) of the Act provides that
                                                  methods:                                                1991.                                                  its amendments will apply to employees
                                                     Federal eRulemaking Portal:                             OPM is also proposing to rescind 5                  hired on or after the date that is 1 year
                                                  www.regulations.gov. Follow the                         CFR 630.310, Scheduling of annual                      after the date of enactment of the Act.
                                                  instructions for submitting comments.                   leave by employees determined                          Since the Act was enacted on November
                                                     Email: pay-leave-policy@opm.gov.                     necessary for Year 2000 computer                       5, 2015, the effective date is November
                                                  FOR FURTHER INFORMATION CONTACT:                        conversion efforts. The regulations at 5               5, 2016. Therefore, if an employee is
                                                  Doris Rippey by telephone at (202) 606–                 CFR 630.310 provided that year 2000                    hired on or after November 5, 2016, and
                                                  2858 or by email at pay-leave-policy@                   computer conversion efforts were                       is otherwise eligible, the employee may
                                                  opm.gov.                                                deemed an exigency of the public                       be granted disabled veteran leave during
                                                  SUPPLEMENTARY INFORMATION: The Office                   business for the purpose of restoring                  the 12-month eligibility period that
                                                  of Personnel Management (OPM) is                        annual leave to any employee who                       begins on the employee’s first day of
                                                  issuing proposed regulations to                         forfeited annual leave under 5 U.S.C.                  employment, which can occur no earlier
                                                  implement the Wounded Warriors                          6304 at the beginning of leave year 2000               than November 5, 2016.
sradovich on DSK3TPTVN1PROD with PROPOSALS




                                                  Federal Leave Act of 2015 (Public Law                   because the agency determined the
                                                  114–75, November 5, 2015) (hereafter                    employee’s services were required                      New Subpart M in 5 CFR Part 630
                                                  referred to as ‘‘the Act’’). The Act adds               during the Year 2000 computer                             In order to implement the Act, OPM
                                                  section 6329 to title 5, United States                  conversion. The forfeited annual leave                 is proposing to replace Subpart M,
                                                  Code, which establishes a new leave                     was deemed to have been scheduled in                   Reservist Leave Bank, in part 630
                                                  category, to be known as ‘‘disabled                     advance for the purpose of 5 U.S.C.                    (Absences and Leave) of title 5, Code of
                                                  veteran leave.’’ This new leave category                6304(d)(1)(B) and § 630.308. This                      Federal Regulations, with a new Subpart
                                                  is an entitlement for any employee who                  authority is no longer needed because                  M, Disabled Veteran Leave. A section-


                                             VerDate Sep<11>2014   16:27 Jun 03, 2016   Jkt 238001   PO 00000   Frm 00001   Fmt 4702   Sfmt 4702   E:\FR\FM\06JNP1.SGM   06JNP1


                                                                            Federal Register / Vol. 81, No. 108 / Monday, June 6, 2016 / Proposed Rules                                              36187

                                                  by-section explanation of the proposed                  was not able to use disabled veteran                   is designed to provide a paid ‘‘leave’’
                                                  regulations follows.                                    leave during part or all of the 12-month               benefit to employees, it is clear that the
                                                                                                          eligibility period. In that case, the                  benefit applies only to employees
                                                  § 630.1301—Purpose and Authority
                                                                                                          employee will be allowed to                            performing service covered by a leave
                                                     Section 630.1301 addresses the                       retroactively substitute disabled veteran              system. Section 6329(a) states that the
                                                  purpose of the proposed regulations—                    leave for other leave used for medical                 periods during which disabled veteran
                                                  i.e., to implement the new section 6329                 treatment of a qualifying service-                     leave is used are periods ‘‘for which sick
                                                  in title 5, United States Code. It also                 connected disability, as provided in                   leave could regularly be used.’’ Also, the
                                                  notes that OPM is relying on its                        proposed § 630.1306(c).                                House and Senate committee reports
                                                  regulatory authority in section 2(d) of                    We provide that the term agency                     describe the benefit as needed by
                                                  the Act.                                                refers to an agency of the Federal                     employees who have insufficient paid
                                                  § 630.1302—Applicability                                Government. When the term is used in                   leave and must currently use unpaid
                                                                                                          the context of an agency making                        leave or take advanced sick leave that
                                                     Section 630.1302 provides that                       determinations or taking actions, it                   must be repaid at some point in the
                                                  subpart M applies to an employee who                    means management officials of an                       future. Accordingly, we are regulating
                                                  is a veteran with a service-connected                   employing agency authorized to make a                  that the ‘‘employment’’ that triggers
                                                  disability rating of 30 percent or more,                given determination or take a given                    entitlement to disabled veteran leave is
                                                  subject to the conditions specified in                  action.                                                service under a leave system. This
                                                  subpart M. It also notes that subpart M                    We define employee to have the same                 would exclude service in which an
                                                  does not apply to employees of the                      meaning as that term in 5 U.S.C. 2105,                 employee has an intermittent work
                                                  United States Postal Service or the                     consistent with 5 U.S.C. 6329(d)(1).                   schedule or service by certain leave-
                                                  Postal Regulatory Commission, since                     Since employees of the United States                   exempt Presidential appointees.
                                                  they are covered by regulations issued                  Postal Service and the Postal Regulatory                  We also note in the definition of
                                                  by the Postmaster General. Section                      Commission are not covered by subpart                  employment that it excludes service in
                                                  630.1302 also states that subpart M                     M, we do not mention them in the                       a position in which an employee (as
                                                  applies only to an employee whose is                    definition of ‘‘employee’’ even though                 defined in 5 U.S.C. 2105) is not covered
                                                  hired on or after November 5, 2016.                     they are included under section                        by 5 U.S.C. 6329 due to application of
                                                                                                          6329(d)(1). (Under section 2105(e), an                 another statutory authority, such as
                                                  § 630.1303—Definitions
                                                                                                          employee of the United States Postal                   service as an employee of the Federal
                                                     Section 630.1303 provides definitions                Service or the Postal Regulatory                       Aviation Administration (FAA) or the
                                                  of terms for purposes of subpart M.                     Commission is generally deemed not to                  Transportation Security Administration
                                                     The term ‘‘12-month period’’ in 5                    be considered an ‘‘employee’’ for                      (TSA).
                                                  U.S.C. 6329(a) is not defined in law. In                purposes of title 5, except as otherwise                  In order to define first day of
                                                  the regulations, we are using the term                  provided by law. Section 6329(d)(1) is                 employment, it is necessary to give
                                                  ‘‘12-month eligibility period’’ and                     such a statutory exception.)                           context to the word ‘‘first’’. We interpret
                                                  making clear that it refers to the                         Under 5 U.S.C. 2105(c), an employee                 section 6329(a) as using the term ‘‘first’’
                                                  continuous 12-month period that begins                  of a nonappropriated fund                              relative to the time the employee attains
                                                  on the first day of employment. We are                  instrumentality (NAFI) under the                       status as a veteran with a qualifying
                                                  also making clear in the definition that,               jurisdiction of the armed forces (Army,                service-connected disability. Under
                                                  if an employee was eligible (or is later                Navy, Air Force, Marines, Coast Guard)                 current law, the effective date is based
                                                  determined to have been eligible) for                   that is conducted for the comfort,                     on various factors, but in most cases it
                                                  disabled veteran leave while previously                 pleasure, contentment, and mental and                  is either the date after the date of
                                                  employed by the United States Postal                    physical improvement of personnel in                   military discharge (for those who file
                                                  Service or the Postal Regulatory                        the armed forces is ‘‘deemed not an                    within 1 year of that discharge date) or
                                                  Commission and subsequently                             employee’’ for the purpose of laws                     the date of receipt of the application,
                                                  commences employment covered by                         administered by OPM, except for certain                both of which occur prior to the date of
                                                  subpart M, the 12-month eligibility                     listed exceptions. Section 6329 is not                 the rating determination. That effective
                                                  period is the period that began on the                  covered by any listed exception. Since                 date may be before or after the date an
                                                  first day of employment with the United                 the Act defines the term ‘‘employee’’ to               employee is hired to perform service in
                                                  States Postal Service or the Postal                     be an employee as defined in 5 U.S.C.                  a civilian position in the Federal
                                                  Regulatory Commission (as determined                    2105 and since OPM administers                         Government that is covered
                                                  under regulations issued by the                         section 6329, NAFI employees                           employment under this subpart. If the
                                                  Postmaster General to implement 5                       identified in section 2105(c) are not                  effective date is before such hiring date,
                                                  U.S.C. 6329).                                           covered by section 6329 and are not                    the first day of employment as an
                                                     The 12-month eligibility period is                   entitled to disabled veteran leave under               eligible veteran with a qualifying
                                                  fixed based on the ‘‘first day of                       that section.                                          service-connected disability is the
                                                  employment,’’ which triggers the start of                  Section 6239(a) provides that disabled              employee’s hiring date. If the effective
                                                  the 12-month clock. (See discussion of                  veteran leave is available to an eligible              date is after the hiring date, the first day
                                                  the definition of ‘‘first day of                        employee during the 12-month period                    employment as an eligible veteran with
                                                  employment’’ below.) There is only one                  ‘‘beginning on the first day of                        a qualifying service-connected disability
                                                  12-month eligibility period for any                     employment.’’ By regulation, we are                    is the effective date of the disability
sradovich on DSK3TPTVN1PROD with PROPOSALS




                                                  employee during his or her Federal                      defining the terms employment and first                rating. (As discussed earlier, by law,
                                                  civilian career, since there is only one                day of employment.                                     section 6329 applies only to employees
                                                  ‘‘first’’ day of employment. The date of                   We are defining employment to mean                  who are hired on or after November 5,
                                                  the first day of employment may be                      service as an ‘‘employee’’ (as defined in              2016. See section 6329(c).)
                                                  established retroactively after the                     5 U.S.C. 2105) during which the                           Since the first day of employment
                                                  Veterans Benefits Administration has                    employee is covered by a leave system                  (incorporating the definition of
                                                  made a disability rating determination,                 under which leave is charged for                       ‘‘employment’’ in § 630.1303) is based
                                                  which could mean that the employee                      periods of absence. Since section 6329                 on when the employee first has status as


                                             VerDate Sep<11>2014   16:27 Jun 03, 2016   Jkt 238001   PO 00000   Frm 00002   Fmt 4702   Sfmt 4702   E:\FR\FM\06JNP1.SGM   06JNP1


                                                  36188                     Federal Register / Vol. 81, No. 108 / Monday, June 6, 2016 / Proposed Rules

                                                  a veteran with a qualifying service-                    similar 90-day rules OPM has adopted                      As stated in our description of
                                                  connected disability during a period of                 for determining when a ‘‘newly                         proposed § 630.1302 (Applicability), the
                                                  employment, that first day is the later of              appointed’’ employee can be treated in                 provisions of section 6329 apply only to
                                                  (1) the date the employee is hired (i.e.,               the same way as a true first-time                      a qualifying employee hired on or after
                                                  hiring date) or (2) the effective date of               appointee. (See provisions in 5 U.S.C.                 November 5, 2016. (See section 6329(c).)
                                                  the qualifying disability rating.                       5333 and 5 CFR 531.211–531.212                         If a veteran with a qualifying service-
                                                  Accordingly, this ‘‘later of’’ approach is              regarding setting pay above step 1 for a               connected disability is already a Federal
                                                  reflected in the proposed definition of                 newly appointed General Schedule                       employee as of November 4, 2016, that
                                                  first day of employment.                                employee. See also the provision in 5                  veteran would not qualify for disabled
                                                     The term hired is being defined to                   U.S.C. 5753 and 5 CFR 575.102                          veteran leave unless he or she has a
                                                  mean one of several actions: (1) Initial                regarding recruitment bonuses for a                    qualifying hiring event in the future.
                                                  appointment, (2) a qualifying                           newly appointed employee.) The 90-day                     Although many veterans may receive
                                                  reappointment, or (3) return to civilian                rule prevents employees from seeking a                 treatment for their service-connected
                                                  duty following a break in civilian duty                 separation from Federal service merely                 disabilities by the Veterans Health
                                                  (with continuous civilian leave status)                 to obtain a desired benefit. Civilian                  Administration (VHA), others may seek
                                                  to perform military service. The term                   service with the Federal Government                    treatment from other healthcare
                                                  ‘‘hired’’ is used in the definition of ‘‘first          that is not ‘‘employment’’ covered by                  providers. Therefore, we define health
                                                  day of employment’’ and in § 630.1302                   subpart M—such as FAA and TSA                          care provider broadly, using the same
                                                  (Applicability). Because there are                      service—would be treated as a break in                 broad definition used in OPM’s
                                                  several possible hiring actions and since               employment. Thus, for example, an                      regulations implementing the Family
                                                  there can be only one first day of                      individual who moves without a break                   and Medical Leave Act. (See
                                                  employment, the definition of ‘‘first day               in service between FAA and a position                  § 630.1202.)
                                                  of employment’’ speaks of the ‘‘earliest                covered by subpart M could have a                         Section 6329(a) requires that disabled
                                                  date’’ an employee is hired.                            qualifying first day of employment                     veteran leave be used solely for the
                                                     The legislative history of the Act                   under subpart M. However, as provided                  purpose of undergoing medical
                                                  indicates that Congress was focused on                  under § 630.1305(d), any sick leave                    treatment of a qualifying service-
                                                  the most common scenario, addressing                    transferred with the employee would                    connected disability. As a means of
                                                  ‘‘new’’ employees who begin their                       offset the disabled veteran leave benefit.             verification, section 6329(c) provides
                                                  Federal careers with zero hours of sick                 Further, if the employee already                       that an employee using disabled veteran
                                                  leave. (See House Report 114–180 and                    received an equivalent disabled veteran                leave must submit to the employing
                                                  Senate Report 114–89.) However, the                     leave benefit under the FAA personnel                  agency certification that the employee
                                                  law itself does not exclude those with                                                                         will (or has) used the leave for purposes
                                                                                                          authority, that could eliminate or reduce
                                                  past Federal civilian service. Thus, OPM                                                                       of being furnished treatment for the
                                                                                                          any entitlement to disabled veteran
                                                  is not required to interpret ‘‘first day of                                                                    disability. It further provides that OPM
                                                                                                          leave under subpart M, as provided
                                                  employment’’ to mean a person’s first                                                                          is authorized to prescribe the ‘‘form and
                                                                                                          under § 630.1305(e).
                                                  ever appointment with the Federal                                                                              manner’’ that this certification takes.
                                                  Government. Some individuals could                         We are also proposing that the term                 While an employee’s self-certification
                                                  have small amounts of past Federal                      first day of employment includes the                   will always be required, we are
                                                  service before military service, and we                 date an employee returns to a civilian                 proposing in § 630.1307 that the agency,
                                                  do not believe that Congress would have                 duty status after a break in civilian duty             at its discretion, may additionally
                                                  intended to automatically disqualify                    (with the employee in continuous                       require a medical certificate to support
                                                  them from receiving disabled veteran                    civilian leave status) to perform military             an employee’s use of disabled veteran
                                                  leave benefits. Thus, the proposed                      service. We believe that, for purposes of              leave. We are defining medical
                                                  regulations would cover certain                         this leave benefit, such a return to                   certificate as a written statement signed
                                                  reappointments as triggering the first                  civilian duty status following a leave of              by a health care provider certifying to
                                                  day of employment, which in turn                        absence for military service can                       the medical treatment of an employee
                                                  triggers the 12-month eligibility period                properly be considered an                              for a qualifying service-connected
                                                  to use disabled veteran leave. At the                   ‘‘employment’’ or ‘‘hiring’’ event, even               disability. We are defining medical
                                                  same time, given that Congress intended                 though in one sense the individual                     treatment as any activity carried out by,
                                                  the 104-hour leave benefit for those with               retained continuous status as a civilian               or prescribed by, a health care provider
                                                  an initial balance of zero sick leave                   employee. Many Federal civilian                        to treat an employee’s qualifying
                                                  hours, any sick leave restored to an                    employees go on leave to perform                       service-connected disability.
                                                  employee’s credit upon reappointment                    military service as reservists or members                 Disabled veteran leave is only
                                                  will be taken into account in                           of the National Guard and, should they                 available to employees with a service-
                                                  determining the amount of disabled                      incur a qualifying service-connected                   connected disability that meets the
                                                  veteran leave that should be credited.                  disability, could have an insufficient                 requirements of the statute, which
                                                  (See proposed § 630.1305(d).)                           balance of sick leave to meet their needs              provides that the disability is rated at 30
                                                     While we are defining first day of                   as a disabled veteran when they return                 percent or more. We define qualifying
                                                  employment to include the first                         to civilian duty. Given that the purpose               service-connected disability for
                                                  ‘‘reappointment’’ following military                    of the Act is to assist disabled veterans,             purposes of this subpart to mean a
                                                  service during which an individual                      we believe it would be appropriate to                  service-connected disability rated at 30
sradovich on DSK3TPTVN1PROD with PROPOSALS




                                                  incurred a qualifying disability, we are                ensure that such employees have                        percent or more. The definition also
                                                  limiting the coverage of reappointments                 sufficient paid leave by covering them                 makes clear that (1) a combined degree
                                                  to those that occur after a 90-day break                under section 6329. However, the                       of disability of 30 percent or more that
                                                  in employment (where ‘‘employment’’ is                  disabled veteran leave benefit would be                reflects the combined effect of multiple
                                                  a defined term, as explained above). See                offset by the amount of sick leave to the              individual disabilities is a qualifying
                                                  the proposed definition of qualifying                   employee’s credit at the time of the                   disability and (2) a temporary disability
                                                  reappointment. This 90-day break-in-                    hiring event, as provided in                           rating under 38 U.S.C. 1156 is
                                                  employment rule is consistent with                      § 630.1305(d).                                         considered a valid rating in applying


                                             VerDate Sep<11>2014   16:27 Jun 03, 2016   Jkt 238001   PO 00000   Frm 00003   Fmt 4702   Sfmt 4702   E:\FR\FM\06JNP1.SGM   06JNP1


                                                                            Federal Register / Vol. 81, No. 108 / Monday, June 6, 2016 / Proposed Rules                                              36189

                                                  this definition for as long as such rating              (23), respectively, and that those                     of the statutory entitlement will no
                                                  is in effect.                                           definitions must be used in applying the               longer be met, the employee will no
                                                     The definitions of the terms service-                definition of ‘‘military service’’ in                  longer be entitled to disabled veteran
                                                  connected and veteran are provided in                   subpart M. In administering disabled                   leave as of the effective date of the
                                                  the statute at 5 U.S.C. 6329(d) and refer               veteran leave, agencies do not need to                 change in rating. Any unused disabled
                                                  to the definitions of those terms at 38                 know all the title 38 requirements. They               veteran leave to such an employee’s
                                                  U.S.C. 101. Since the statutory text may                can simply rely on a determination of                  credit as of the effective date of the
                                                  change in the future, we provide the                    the Veterans Benefits Administration                   change in rating is forfeited. The rating
                                                  reference to the definition in 38 U.S.C.                that an individual is a veteran with a                 change has only prospective effect. It
                                                  101, but do not provide the text of the                 qualifying service-connected disability.               does not invalidate the use of disabled
                                                  definitions themselves. We are                                                                                 veteran leave prior to the effective date
                                                                                                          § 630.1304—Eligibility
                                                  providing the current statutory text in                                                                        of the rating change. (See also
                                                  this supplementary information to                          Section 630.1304(a) provides that an                § 630.1308(b).)
                                                  ensure that the reader fully understands                employee with a qualifying service-
                                                                                                          connected disability is eligible for                   § 630.1305—Crediting Disabled Veteran
                                                  who qualifies as a veteran with a                                                                              Leave
                                                  service-connected disability under                      disabled veteran leave under subpart M,
                                                  current law.                                            which is available for use during the                    Section 630.1305 addresses an
                                                     We are defining service-connected as                 employee’s 12-month eligibility period.                agency’s responsibilities regarding the
                                                  having the meaning given the term at 38                 For any employee, there will be only                   crediting of disabled veteran leave.
                                                  U.S.C. 101(16). The text of the statute                 one such period under section 6329                       For regular full-time employees,
                                                  currently reads, ‘‘The term ‘service-                   during his or her career.                              agencies must credit 104 hours of
                                                                                                             Section 630.1304(b) addresses the                   disabled veteran leave to the employee’s
                                                  connected’ means, with respect to
                                                                                                          employee’s responsibility to provide                   disabled veteran leave account, except
                                                  disability or death, that such disability
                                                                                                          documentation from the Veterans                        as otherwise provided in § 630.1305. We
                                                  was incurred or aggravated, or that the
                                                                                                          Benefits Administration certifying the                 are proposing special crediting rules for
                                                  death resulted from a disability incurred
                                                                                                          qualifying service-connected disability                employees with part-time, seasonal, or
                                                  or aggravated, in line of duty in the
                                                                                                          to the agency. This certification is used              uncommon tours of duty, which are
                                                  active military, naval, or air service.’’
                                                                                                          by the agency to determine an                          found in paragraphs (a)–(c) of 630.1305.
                                                     The term veteran has the meaning                                                                              Section 6329(b)(1) states that disabled
                                                                                                          employee’s eligibility for disabled
                                                  given such term at 38 U.S.C. 101(2). The                                                                       veteran leave ‘‘may not exceed 104
                                                                                                          veteran leave. Since disabled veteran
                                                  text of the statute currently reads, ‘‘The                                                                     hours.’’ Based on the Act’s legislative
                                                                                                          leave is only available during an eligible
                                                  term ‘veteran’ means a person who                       employee’s first 12 months after                       history, which stated that the intent of
                                                  served in the active military, naval, or                employment, it is important that                       the statute was to provide disabled
                                                  air service, and who was discharged or                  agencies be able to identify as soon as                veterans ‘‘with immediate access to up
                                                  released therefrom under conditions                     possible whether an employee is                        to 13 days for sick leave,’’ it is clear that
                                                  other than dishonorable.’’                              entitled to the benefit. An agency can                 Congress was focused on regular full-
                                                     Finally, we are proposing a definition               only do so if it has received the proper               time employees. (See page H6268 of the
                                                  of the term military service, which is                  documentation/certification. Employees                 House Congressional Record, September
                                                  based on the definition of active                       should, when possible, provide the                     28, 2015.) The 104 hours was based on
                                                  military, naval, or air service at 38                   necessary documentation upon                           the amount of sick leave hours a regular
                                                  U.S.C. 101(24). This is the service that                employment. For those who have not                     full-time employee would normally
                                                  is a basis for a finding by the Veterans                yet received such certifying                           accrue in a 12-month period (4 hours ×
                                                  Benefits Administration that a veteran                  documentation from the Veterans                        26 biweekly pay periods = 104 hours or
                                                  has a service-connected disability                      Benefits Administration, the employee                  13 days). (See page 2 of House
                                                  qualifying for benefits under title 38,                 should provide it to the agency as soon                Committee Report 114–180 and page 2
                                                  United States Code. The term ‘‘active                   as practicable after he or she receives it.            of Senate Committee Report 114–89.)
                                                  military, naval, or air service’’ is                       Section 630.1304(c) allows for the                  While full-time employees with a
                                                  currently defined in 38 U.S.C. 101(24)                  possibility that an employee may submit                standard 40-hour weekly tour generally
                                                  as follows:                                             certifying documentation at a later time,              accrue 104 hours of sick leave in a leave
                                                     The term ‘‘active military, naval, or                including after a period of absence for                year, that is not true for employees with
                                                  air service’’ includes—                                 medical treatment. In that case, disabled              part-time, seasonal, or uncommon tours
                                                     • active duty;                                       leave may be provided retroactively, as                of duty. (See 5 CFR 630.201 and 630.210
                                                     • any period of active duty for                      described in § 630.1306(c). A delay in                 for a description of uncommon tours of
                                                  training during which the individual                    the employee providing certifying                      duty that are more than 80 hours in a
                                                  concerned was disabled or died from a                   documentation to the employing agency                  biweekly pay period.) These proposed
                                                  disease or injury incurred or aggravated                does not affect the dates of the 12-month              regulations therefore provide that
                                                  in line of duty; and                                    eligibility period, since that period is               disabled veteran leave be proportionally
                                                     • any period of inactive duty training               fixed by statute based on the first day of             adjusted for employees with part-time,
                                                  during which the individual concerned                   employment.                                            seasonal, or uncommon tours of duty.
                                                  was disabled or died—                                      Section 630.1304(d) addresses                       For each type of schedule, a disabled
                                                     Æ from an injury incurred or                         situations in which a veteran’s                        veteran leave benefit would be derived
sradovich on DSK3TPTVN1PROD with PROPOSALS




                                                  aggravated in line of duty; or                          condition(s) improves such that the                    to achieve a number of hours that is
                                                     Æ from an acute myocardial                           employee’s disability rating is reduced                proportionally equivalent to 104 hours
                                                  infarction, a cardiac arrest, or a                      or discontinued resulting in the                       for a regular full-time employee. Under
                                                  cerebrovascular accident occurring                      employee no longer having a qualifying                 this approach, the value of the disabled
                                                  during such training.’’                                 service-connected disability. In such                  veteran leave benefit as a percentage of
                                                  We note that the terms ‘‘active duty for                cases, it is the responsibility of the                 projected total annual hours in the work
                                                  training’’ and ‘‘inactive duty training’’               employee to notify the agency of the                   schedule would be consistent across
                                                  are defined in 38 U.S.C. 101(22) and                    change in rating. Since the requirements               various types of schedules. This


                                             VerDate Sep<11>2014   16:27 Jun 03, 2016   Jkt 238001   PO 00000   Frm 00004   Fmt 4702   Sfmt 4702   E:\FR\FM\06JNP1.SGM   06JNP1


                                                  36190                     Federal Register / Vol. 81, No. 108 / Monday, June 6, 2016 / Proposed Rules

                                                  approach is consistent with OPM’s                       since that eligibility commencing date,                disability during the 12-month
                                                  administration of annual and sick leave                 the employee will be considered to have                eligibility period. For various reasons,
                                                  accrual for employees with different                    received the full amount of an                         an employee may not have provided the
                                                  types of work schedules and ensures                     equivalent benefit and no benefit may                  required certification of his or her
                                                  equitable treatment of employees.                       be provided under subpart M. If the                    qualifying service-connected disability
                                                     Section 630.1305(d) addresses the                    employee is still within the 12-month                  before a period of absence for medical
                                                  offset of the 104-hour leave benefit (or                period that began on such commencing                   treatment of such disability (e.g.,
                                                  proportional equivalent) for employees                  date, the employee must certify the                    because the Veterans Benefits
                                                  who have a balance of sick leave on the                 number of hours of disabled veteran                    Administration’s determination was
                                                  first day of employment that starts the                 leave used at the former agency. Those                 pending). We believe the entitlement to
                                                  12-month eligibility period. Based on                   hours would be used to offset the                      disabled veteran leave should be
                                                  House and Senate committee reports,                     disabled veteran leave benefit provided                preserved in such circumstances.
                                                  the intent of Congress was to provide                   under section 6329.                                    Therefore, the proposed regulations
                                                  104 hours of disabled veteran leave to                                                                         allow an eligible employee to substitute
                                                  full-time employees who begin their                     § 630.1306—Requesting and Using
                                                                                                          Disabled Veteran Leave                                 disabled veteran leave retroactively for
                                                  Federal careers with a zero sick leave                                                                         a period of absence (excluding a period
                                                  balance. Section 6329(b)(1) states that                    Section 630.1306(a) provides, as                    of suspension or absence without leave
                                                  disabled veteran leave ‘‘may not exceed                 required by 5 U.S.C. 6329, that disabled               (AWOL)) during the 12-month eligibility
                                                  104 hours.’’ It does not require the                    veteran leave may only be used for the                 period that was used for medical
                                                  crediting of 104 hours.                                 medical treatment of an employee’s                     treatment of the qualifying service-
                                                     As explained earlier, we have                        qualifying service-connected disability.               connected disability.
                                                  proposed regulating that certain                        Disabled veteran leave must be
                                                  employees who have past Federal                         distinguished from sick leave, which                   § 630.1307—Medical Certification
                                                  civilian service may be eligible for                    can be used if an employee is                            Section 630.1307(a) provides that an
                                                  disabled veteran leave. Such employees                  incapacitated for the performance of his               agency may require an employee to
                                                  may have sick leave to their credit upon                or her duties by physical or mental                    provide to the agency a signed written
                                                  reemployment or return to civilian duty                 illness, injury, pregnancy, or childbirth              medical certification issued by a health
                                                  following military service. This specific               (see 5 CFR 630.401(a)(2)). Such use of                 care provider to support each use of
                                                  circumstance was not anticipated or                     sick leave does not require that the                   disabled veteran leave. Section
                                                  addressed in the House and Senate                       employee undergo any specific medical                  630.1307(b) describes what information
                                                  committee reports. Thus, OPM is using                   treatment related to the incapacity.                   a health care provider may be required
                                                  its regulatory authority to carry out                   However, the disabled veteran leave                    to include in the medical certification.
                                                  section 6329 and its purposes by                        benefit requires the benefit to be used                Section 630.1307(c) addresses the
                                                  providing that any sick leave to the                    for medical treatment as it relates to the             deadlines for submitting a medical
                                                  credit of such employees upon the first                 employee’s qualifying service-connected                certification and what action an agency
                                                  day of employment must be used to                       disability. The proposed regulations                   may take if the medical certification is
                                                  offset (reduce) the 104-hour disabled                   provide that the medical treatment may                 not submitted within the required
                                                  veteran leave benefit (or proportional                  include a period of rest, but only if the              timeframes.
                                                  equivalent). For example if a regular                   period of rest is specifically ordered by
                                                  full-time employee is reemployed,                       the health care provider as part of a                  § 630.1308—Disabled Veteran Leave
                                                  qualifies for the disabled veteran leave                prescribed course of treatment for the                 Forfeiture, Transfer, Reinstatement
                                                  benefit, and is recredited with 30 hours                qualifying service-connected disability.                  Section 630.1308(a) provides that an
                                                  of sick leave, the employee’s disabled                  This means that an employee could not,                 employee forfeits any disabled veteran
                                                  veteran leave would be credited at 74                   for example, contact his or her manager                leave to his or her credit if it is not used
                                                  hours (104 hours minus 30 hours of                      to request a day of disabled veteran                   during the 12-month eligibility period.
                                                  recredited sick leave).                                 leave to rest because the employee                        Section 630.1308(b) provides that, if,
                                                     Section 630.1305(e) addresses the                    believes he or she is incapacitated due                during the 12-month eligibility period, a
                                                  special circumstance in which a Federal                 to the service-connected disability. In                change in an employee’s disability
                                                  agency and its employees are not subject                such a circumstance, sick leave would                  rating causes the employee to no longer
                                                  to chapter 63 of title 5, United States                 be the appropriate choice.                             have a qualifying service-connected
                                                  Code, based on another statutory                           Section 630.1306(b) specifies the                   disability, any disabled veteran leave to
                                                  authority (e.g., the authorities that apply             requirements for an employee’s                         the employee’s credit must be forfeited.
                                                  to employees of the Federal Aviation                    application to use disabled veteran                       Section 630.1308(c) addresses the
                                                  Administration and the Transportation                   leave. In compliance with the law, the                 transfer of disabled veteran leave when
                                                  Security Administration). Thus, these                   application must include the                           an employee transfers between agencies
                                                  employees are not subject to section                    employee’s personal self-certification                 without a break in employment during
                                                  6329 and have no statutory entitlement                  that the requested leave will be (or was)              the 12-month eligibility period.
                                                  to disabled veteran leave. Such agencies                used for purposes of being furnished                      Section 630.1308(d) addresses the
                                                  may decide to offer their employees a                   medical treatment for a qualifying                     recrediting of disabled veteran leave
                                                  parallel benefit, which would not,                      service-connected disability. Section                  when an employee has an unused
                                                  however, be disabled veteran leave                      630.1306(b) also lays out the                          balance of disabled veteran leave at the
sradovich on DSK3TPTVN1PROD with PROPOSALS




                                                  under section 6329. The proposed                        requirement to request the leave in                    time of a break in employment but
                                                  regulations provide that an employee                    advance, unless the need for the leave                 returns to employment during the 12-
                                                  who was previously employed by a                        is critical and not foreseeable.                       month eligibility period. It also
                                                  noncovered agency with a parallel                          Section 630.1306(c) addresses the                   addresses the responsibilities of the
                                                  benefit must self-certify whether he or                 ability to substitute the disabled veteran             losing agency to provide information to
                                                  she received an equivalent (or better)                  leave retroactively for other leave or                 the gaining agency.
                                                  leave benefit and the date eligibility                  paid time off that was used for treatment                 Section 630.1308(e) provides that an
                                                  commenced. If 12 months have elapsed                    of a qualifying service-connected                      employee may not receive a lump-sum


                                             VerDate Sep<11>2014   16:27 Jun 03, 2016   Jkt 238001   PO 00000   Frm 00005   Fmt 4702   Sfmt 4702   E:\FR\FM\06JNP1.SGM   06JNP1


                                                                            Federal Register / Vol. 81, No. 108 / Monday, June 6, 2016 / Proposed Rules                                            36191

                                                  payment for any unused disabled                         Subpart M—Disabled Veteran Leave                          Employment means service as an
                                                  veteran leave under any circumstance.                                                                          employee during which the employee is
                                                                                                          § 630.1301    Purpose and authority.                   covered by a leave system under which
                                                  Executive Order 13563 and Executive                       This subpart implements 5 U.S.C.                     leave is charged for periods of absence.
                                                  Order 12866                                             6329, which establishes a leave                        This excludes service in a position in
                                                    The Office of Management and Budget                   category, to be known as ‘‘disabled                    which the employee is not covered by
                                                  has reviewed this rule in accordance                    veteran leave,’’ for an eligible employee              5 U.S.C. 6329 due to application of
                                                  with E.O. 13563 and 12866.                              who is a veteran with a service-                       another statutory authority.
                                                                                                          connected disability rated at 30 percent                  First day of employment means the
                                                  Regulatory Flexibility Act                              or more. Such an employee is entitled                  first day of service that qualifies as
                                                                                                          to this leave for purposes of undergoing               employment that occurs on or after the
                                                     I certify that this regulation will not
                                                                                                          medical treatment for such disability.                 later of—
                                                  have a significant economic impact on
                                                                                                          Disabled veteran leave must be used                       (1) The earliest date an employee is
                                                  a substantial number of small entities
                                                                                                          during the 12-month period beginning                   hired after a period of military service
                                                  because it will apply only to Federal
                                                                                                          on the first day of employment                         during which the employee incurred a
                                                  agencies and employees.
                                                                                                          following the military service during                  qualifying service-connected disability;
                                                  List of Subjects in 5 CFR Part 630                      which the employee incurred such                       or
                                                                                                          disability. OPM’s authority to regulate                   (2) The effective date of the
                                                      Government employees.                               section 6329 is found in section 2(d) of               employee’s qualifying service-connected
                                                  U.S. Office of Personnel Management.                    Public Law 114–75.                                     disability, as determined by the
                                                  Beth F. Cobert,                                                                                                Veterans Benefits Administration.
                                                                                                          § 630.1302    Applicability.                              Health care provider has the meaning
                                                  Acting Director.
                                                                                                            This subpart applies to an employee                  given that term in § 630.1202.
                                                    Accordingly, OPM is proposing to                      who is a veteran with a service-                          Hired means the action of—
                                                  amend part 630 of title 5 of the Code of                connected disability rated at 30 percent                  (1) Receiving an initial appointment
                                                  Federal Regulations as follows:                         or more, subject to the conditions                     to a civilian position in the Federal
                                                                                                          specified in this subpart. This subpart                Government in which the service
                                                  PART 630—ABSENCE AND LEAVE                              does not apply to employees of the                     qualifies as employment under this
                                                                                                          United States Postal Service or the                    subpart;
                                                  ■ 1. Revise the authority citation for part             Postal Regulatory Commission who are                      (2) Receiving a qualifying
                                                  630 to read as follows:                                 subject to regulations issued by the                   reappointment to a civilian position in
                                                     Authority: 5 U.S.C. 6311; § 630.205 also             Postmaster General under section                       the Federal Government in which the
                                                  issued under Pub. L. 108–411, 118 Stat 2312;            2(d)(2) of Public Law 114–75. This                     service qualifies as employment under
                                                  § 630.301 also issued under Pub. L. 103–356,            subpart applies only to an employee                    this subpart; or
                                                  108 Stat. 3410 and Pub. L. 108–411, 118 Stat            who is hired on or after November 5,                      (3) Returning to duty status in a
                                                  2312; § 630.303 also issued under 5 U.S.C.              2016.                                                  civilian position in the Federal
                                                  6133(a); §§ 630.306 and 630.308 also issued                                                                    Government in which the service
                                                  under 5 U.S.C. 6304(d)(3), Pub. L. 102–484,             § 630.1303    Definitions.
                                                  106 Stat. 2722, and Pub. L. 103–337, 108 Stat.
                                                                                                                                                                 qualifies as employment under this
                                                                                                             In this subpart:                                    subpart, when such return immediately
                                                  2663; subpart D also issued under Pub. L.
                                                  103–329, 108 Stat. 2423; § 630.501 and
                                                                                                             12-month eligibility period means the               followed a break in civilian duty (with
                                                  subpart F also issued under E.O. 11228, 30              continuous 12-month period that begins                 the employee in continuous civilian
                                                  FR 7739, 3 CFR, 1974 Comp., p. 163; subpart             on the first day of employment. For an                 leave status) to perform military service.
                                                  G also issued under 5 U.S.C. 6305; subpart              employee who was eligible (or later                       Medical certificate means a written
                                                  H also issued under 5 U.S.C. 6326; subpart              determined to have been eligible) for                  statement signed by a health care
                                                  I also issued under 5 U.S.C. 6332, Pub. L.              disabled veteran leave as an employee                  provider certifying to the treatment of a
                                                  100–566, 102 Stat. 2834, and Pub. L. 103–               of the United States Postal Service or                 veteran’s qualifying service-connected
                                                  103, 107 Stat. 1022; subpart J also issued              the Postal Regulatory Commission and                   disability.
                                                  under 5 U.S.C. 6362, Pub. L 100–566, and                who subsequently commences
                                                  Pub. L. 103–103; subpart K also issued under
                                                                                                                                                                    Medical treatment means any activity
                                                  Pub. L. 105–18, 111 Stat. 158; subpart L also
                                                                                                          employment covered by this subpart,                    carried out or prescribed by a health
                                                  issued under 5 U.S.C. 6387 and Pub. L. 103–             the 12-month eligibility period is the                 care provider to treat a veteran’s
                                                  3, 107 Stat. 23; and subpart M also issued              period that began on the first day of                  qualifying service-connected disability.
                                                  under section 2(d) of Pub. L. 114–75, 129               employment with the United States                         Military service means ‘‘active
                                                  Stat. 640.                                              Postal Service or the Postal Regulatory                military, naval, or air service’’ as that
                                                                                                          Commission (as determined under                        term is defined in 38 U.S.C. 101(24).
                                                  § 630.310   [Removed and Reserved]                      regulations issued by the Postmaster                      Qualifying reappointment means an
                                                  ■   2. Remove and reserve § 630.310.                    General to implement 5 U.S.C. 6329).                   appointment of a former employee of
                                                  ■   3. Revise subpart M to read as follows:                Agency means an agency of the                       the Federal Government following a
                                                                                                          Federal Government. In the case of an                  break in employment of at least 90
                                                  Subpart M—Disabled Veteran Leave                        agency in the Executive branch, it                     calendar days.
                                                  Sec.                                                    means an Executive agency as defined                      Qualifying service-connected
                                                  630.1301 Purpose and authority.                         in 5 U.S.C. 105. When the term                         disability means a veteran’s service-
sradovich on DSK3TPTVN1PROD with PROPOSALS




                                                  630.1302 Applicability.                                 ‘‘agency’’ is used in the context of an                connected disability rated at 30 percent
                                                  630.1303 Definitions.                                   agency making determinations or taking                 or more by the Veteran Benefits
                                                  630.1304 Eligibility.                                                                                          Administration, including a combined
                                                                                                          actions, it means management officials
                                                  630.1305 Crediting disabled veteran leave.
                                                  630.1306 Requesting and using disabled                  of the agency who are authorized by the                degree of disability of 30 percent or
                                                       veteran leave.                                     agency head to make the given                          more that reflects the combined effect of
                                                  630.1307 Medical certification.                         determination or take the given action.                multiple individual disabilities, which
                                                  630.1308 Disabled veteran leave forfeiture,                Employee has the meaning given that                 resulted in the award of disability
                                                       transfer, reinstatement.                           term in 5 U.S.C. 2105.                                 compensation under title 38, United


                                             VerDate Sep<11>2014   16:27 Jun 03, 2016   Jkt 238001   PO 00000   Frm 00006   Fmt 4702   Sfmt 4702   E:\FR\FM\06JNP1.SGM   06JNP1


                                                  36192                       Federal Register / Vol. 81, No. 108 / Monday, June 6, 2016 / Proposed Rules

                                                  States Code. A temporary disability                       agency must credit 104 hours of                        U.S.C. 6329 must certify, at the time the
                                                  rating under 38 U.S.C. 1156 is                            disabled veteran leave to a full-time,                 employee is hired in a position subject
                                                  considered a valid rating in applying                     nonseasonal employee or a                              to 5 U.S.C. 6329, whether or not that
                                                  this definition for as long as it is in                   proportionally equivalent amount for                   former agency provided entitlement to
                                                  effect.                                                   employees with part-time, seasonal, or                 an equivalent disabled veteran leave
                                                     Service-connected has the meaning                      uncommon tours of duty, except as                      benefit to be used in connection with
                                                  given such term in 38 U.S.C. 101(16).                     otherwise provided in this section.                    the medical treatment of a service-
                                                     Veterans Benefits Administration                          (b) The proportional equivalent of 104              connected disability rated at 30 percent
                                                  means the Veterans Benefits                               hours for a full-time employee is                      or more. The employee must certify the
                                                  Administration of the Department of                       determined for employees with other                    date he or she commenced the period of
                                                  Veterans Affairs.                                         schedules as follows:                                  eligibility to use disabled veteran leave
                                                     Veteran has the meaning given such                        (1) For an employee with a part-time                in the former agency.
                                                  term in 38 U.S.C. 101(2).                                 work schedule, the 104 hours is                           (2) If 12 months have elapsed since
                                                                                                            prorated based on the number of hours                  the commencing date referenced in
                                                  § 630.1304       Eligibility.                             in the part-time schedule (as established              paragraph (e)(1) of this section, the
                                                     (a) An employee who is a veteran                       for leave charging purposes) relative to               employee will be considered to have
                                                  with a qualifying service-connected                       a full-time schedule (e.g., 52 hours for               received the full amount of an
                                                  disability is entitled to disabled veteran                a half-time schedule);                                 equivalent benefit and no benefit may
                                                  leave under this subpart, which will be                      (2) For an employee with a seasonal                 be provided under this subpart.
                                                  available for use during the 12-month                     work schedule, the 104 hours is                           (3) If the employee is still within the
                                                  eligibility period beginning on the first                 prorated based on the total projected                  12-month period that began on the
                                                  day of employment. For each employee,                     hours to be worked in an annual period                 commencing date referenced in
                                                  there is a single first day of                            of 52 weeks (based on the seasonal                     paragraph (e)(1) of this section, the
                                                  employment.                                               employee’s seasonal work periods and                   employee must certify the number of
                                                     (b) In order to be eligible for disabled               full-time or part-time schedule during                 hours of disabled veteran leave used at
                                                  veteran leave, an employee must                           those periods) relative to a full-time                 the former agency. The gaining agency
                                                  provide to the agency documentation                       work year of 2,080 hours (e.g., 52 hours               must offset the number of hours of
                                                  from the Veterans Benefits                                for a seasonal employee who works full-                disabled veteran leave to be credited to
                                                  Administration certifying that the                        time for half a year); and                             the employee by the number of such
                                                  employee has a qualifying service-                           (3) For an employee with an                         hours used by the employee at such
                                                  connected disability. The                                 uncommon tour of duty (as defined in                   agency, while making no offset under
                                                  documentation should be provided to                       § 630.201 and described in § 630.210),                 paragraph (d) of this section. If the
                                                  the agency—                                               104 hours is proportionally increased                  employee had a different type of work
                                                     (1) Upon the first day of employment,                  based on the number of hours in the                    schedule at the former agency, the hours
                                                  if the employee has already received                      uncommon tour relative to the hours in                 used at the former agency must be
                                                  such certifying documentation; or                         a regular full-time tour (e.g., 187 hours              converted before applying the offset,
                                                     (2) For an employee who has not yet                    for an employee with a 72-hour weekly                  consistent with § 630.1305(c).
                                                  received such certifying documentation                    uncommon tour of duty.)
                                                  from the Veterans Benefit                                    (c) When an employee is converted to                § 630.1306 Requesting and using disabled
                                                  Administration, as soon as practicable                    a different tour of duty for leave                     veteran leave.
                                                  after the employee receives the                           purposes, the employee’s balance of                       (a) An employee may use disabled
                                                  certifying documentation.                                 unused disabled veteran leave must be                  veteran leave only for the medical
                                                     (c) Notwithstanding paragraph (b) of                   converted to the proper number of hours                treatment of a qualifying service-
                                                  this section, an employee may submit                      based on the proportion of hours in the                connected disability. The medical
                                                  certifying documentation at a later time,                 new tour of duty compared to the                       treatment may include a period of rest,
                                                  including after a period of absence for                   former tour of duty. For seasonal                      but only if such period of rest is
                                                  medical treatment, as described in                        employees, hours must be annualized in                 specifically ordered by the health care
                                                  § 630.1306(c). The 12-month eligibility                   determining the proportion.                            provider as part of a prescribed course
                                                  period is fixed based on the first day of                    (d) The amount of disabled veteran                  of treatment for the qualifying service-
                                                  employment and is not affected by the                     leave initially credited to an employee                connected disability.
                                                  timing of when certifying                                 under paragraphs (a) and (b) of this                      (b)(1) An employee must file an
                                                  documentation is provided.                                section must be offset by the number of                application—written, oral, or electronic,
                                                     (d) If an employee’s service-connected                 hours of sick leave an employee has                    as required by the agency—to use
                                                  disability rating is decreased or                         credited to his or her account as of the               disabled veteran leave. The application
                                                  discontinued during the 12-month                          first day of employment. For example, if               must include a personal self-
                                                  eligibility period such that the employee                 an employee is being reappointed and                   certification by the employee that the
                                                  no longer has a qualifying service-                       having sick leave recredited upon such                 requested leave will be (or was) used for
                                                  connected disability—                                     reappointment, the amount of disabled                  purposes of being furnished medical
                                                     (1) The employee must notify the                       veteran leave must be reduced by the                   treatment for a qualifying service-
                                                  agency of the effective date of the                       amount of such recredited sick leave.                  connected disability. The application
                                                                                                            Similarly, if an employee is returning to              must also include the specific days and
sradovich on DSK3TPTVN1PROD with PROPOSALS




                                                  change in the disability rating; and
                                                     (2) The employee is no longer eligible                 civilian duty status after a period of                 hours of absence required for the
                                                  for disabled veteran leave as of the                      leave for military service, that employee              treatment. The application must be
                                                  effective date of the rating change.                      may have a balance of sick leave, which                submitted within such time limits as the
                                                                                                            must be used to offset the disabled                    agency may require.
                                                  § 630.1305       Crediting disabled veteran               veteran leave.                                            (2) An employee must request
                                                  leave.                                                       (e)(1) An employee who was                          approval to use disabled veteran leave
                                                    (a) Upon receipt of the certifying                      previously employed by an agency                       in advance unless the need for leave is
                                                  documentation under § 630.1304, an                        whose employees were not subject to 5                  critical and not foreseeable—e.g., due to


                                             VerDate Sep<11>2014     16:27 Jun 03, 2016   Jkt 238001   PO 00000   Frm 00007   Fmt 4702   Sfmt 4702   E:\FR\FM\06JNP1.SGM   06JNP1


                                                                              Federal Register / Vol. 81, No. 108 / Monday, June 6, 2016 / Proposed Rules                                                  36193

                                                  a medical emergency or the unexpected                        (4) any additional information that is              at the end of that eligibility period. For
                                                  availability of an appointment for                        essential to verify the employee’s                     the purpose of this paragraph, the term
                                                  surgery or other critical treatment. The                  eligibility.                                           ‘‘transfers’’ means movement from a
                                                  employee must provide notice within a                        (c)(1) An employee must provide any                 position in one agency (or the United
                                                  reasonable period of time appropriate to                  required written medical certification                 States Postal Service or Postal
                                                  the circumstances involved. If the                        no later than 15 calendar days after the               Regulatory Commission) to a position in
                                                  agency determines that the need for                       date the agency requests such medical                  another agency without a break in
                                                  leave is critical and not foreseeable and                 certification, except as otherwise                     employment of 1 workday or more in
                                                  that the employee is unable to provide                    allowed under paragraph (c)(2) of this                 circumstances where service in both
                                                  advance notice of his or her need for                     section.                                               positions qualifies as employment
                                                  leave, the leave may not be delayed or                       (2) If the agency determines it is not              under this subpart.
                                                  denied.                                                   practicable under the particular                          (d)(1) An employee covered by this
                                                     (c)(1) When an employee did not                        circumstances for the employee to                      subpart, or an employee of the United
                                                  provide the agency with certification of                  provide the requested medical                          States Postal Service or Postal
                                                  a qualifying service-connected disability                 certification within 15 calendar days                  Regulatory Commission, with a balance
                                                  before having a period of absence for                     after the date requested by the agency                 of unused disabled veteran leave who
                                                  treatment of such disability, the                         despite the employee’s diligent, good                  has a break in employment of at least 1
                                                  employee is entitled to substitute                        faith efforts, the employee must provide               workday during the employee’s 12-
                                                  approved disabled veteran leave                           the medical certification within a                     month eligibility period, and later
                                                  retroactively for such period of absence                  reasonable period of time under the                    recommences employment covered by 5
                                                  (excluding periods of suspension or                       circumstances involved, but no later                   U.S.C. 6329 within that same eligibility
                                                  absence without leave (AWOL), but                         than 30 calendar days after the date the               period, is entitled to a recredit of the
                                                  including leave without pay, sick leave,                  agency requests such documentation.                    unused balance.
                                                  annual leave, compensatory time off, or                      (3) An employee who does not                           (2) When an employee has a break in
                                                  other paid time off) in the 12-month                      provide the required evidence or                       employment as described in paragraph
                                                  eligibility period. Such retroactive                      medical certification within the                       (d)(1) of this section, the losing agency
                                                  substitution cancels the use of the                       specified time period is not entitled to               must certify the number of unused
                                                  original leave or paid time off and                       use disabled veteran leave, and the                    disabled veteran leave hours available
                                                  requires appropriate adjustments. In the                  agency may, as appropriate and                         for recredit by the gaining agency. The
                                                  case of retroactive substitution for a                    consistent with applicable laws and                    losing agency must also certify the
                                                  period when an employee used                              regulations—                                           expiration date of the employee’s 12-
                                                  advanced annual leave or advanced sick                       (i) Charge the employee as absent                   month eligibility period. Any unused
                                                  leave, the adjustment is a liquidation of                 without leave (AWOL); or                               disabled veteran leave must be forfeited
                                                  the leave indebtedness covered by the                        (ii) Allow the employee to request                  at the end of that eligibility period.
                                                  substitution.                                             that the absence be charged to leave                      (3) In the absence of the certification
                                                                                                            without pay, sick leave, annual leave, or              described in paragraph (d)(2) of this
                                                     (2) An agency may require an
                                                                                                            other forms of paid time off.                          section, the recredit of disabled veteran
                                                  employee to submit the medical
                                                                                                                                                                   leave may also be supported by written
                                                  certification described in § 630.1307(a)                  § 630.1308 Disabled veteran leave                      documentation available to the
                                                  before approving such retroactive                         forfeiture, transfer, reinstatement.
                                                                                                                                                                   employing agency in its official
                                                  substitution.                                                (a) Disabled veteran leave not used                 personnel records concerning the
                                                  § 630.1307       Medical certification.
                                                                                                            during the 12-month eligibility period                 employee, the official records of the
                                                                                                            may not be carried over to subsequent                  employee’s former employing agency,
                                                     (a) In addition to the employee’s self-                years and must be forfeited.
                                                  certification required under                                                                                     copies of contemporaneous earnings
                                                                                                               (b) If a change in the employee’s                   and leave statement(s) provided by the
                                                  § 630.1306(b)(1), an agency may                           disability rating during the 12-month
                                                  additionally require that the use of                                                                             employee, or copies of other
                                                                                                            eligibility period causes the employee to              contemporaneous written
                                                  disabled veteran leave be supported by                    no longer have a qualifying service-
                                                  a signed written medical certification                                                                           documentation acceptable to the agency.
                                                                                                            connected disability (as described in                     (e) An employee may not receive a
                                                  issued by a health care provider.                         § 630.1304(d)), any unused disabled                    lump-sum payment for any unused
                                                     (b) When an agency requires a signed                   veteran leave to the employee’s credit as              disabled veteran leave under any
                                                  written medical certification by a health                 of the effective date of the rating change             circumstance.
                                                  care provider, the agency may specify                     must be forfeited.
                                                  that the certification include—                                                                                  [FR Doc. 2016–13285 Filed 6–3–16; 8:45 am]
                                                                                                               (c) When an employee with a positive
                                                     (1) A statement by the health care                     disabled veteran leave balance transfers               BILLING CODE 6325–39–P

                                                  provider that the medical treatment is                    between positions in different agencies,
                                                  for one or more service-connected                         or transfers from the United States
                                                  disabilities of the employee rated at 30                  Postal Service or Postal Regulatory                    OFFICE OF GOVERNMENT ETHICS
                                                  percent or more;                                          Commission to a position in another
                                                     (2) The date or dates of treatment or,                                                                        5 CFR Part 2638
                                                                                                            agency, during the 12-month eligibility
                                                  if the treatment extends over several                     period, the agency from which the                      RIN 3209–AA42
sradovich on DSK3TPTVN1PROD with PROPOSALS




                                                  days, the beginning and ending dates of                   employee transfers must certify the
                                                  the treatment;                                            number of unused disabled veteran                      Executive Branch Ethics Program
                                                     (3) If the leave was not requested in                  leave hours available for credit by the                Amendments
                                                  advance, a statement that the treatment                   gaining agency. The losing agency must                 AGENCY:    Office of Government Ethics.
                                                  required was of an urgent nature or                       also certify the expiration date of the                ACTION:   Proposed rule.
                                                  there were other circumstances that                       employee’s 12-month eligibility period
                                                  made advanced scheduling not possible;                    to the gaining agency. Any unused                      SUMMARY:   The Office of Government
                                                  and                                                       disabled veteran leave will be forfeited               Ethics is proposing to amend the


                                             VerDate Sep<11>2014     16:27 Jun 03, 2016   Jkt 238001   PO 00000   Frm 00008   Fmt 4702   Sfmt 4702   E:\FR\FM\06JNP1.SGM   06JNP1



Document Created: 2016-06-04 00:17:06
Document Modified: 2016-06-04 00:17:06
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesComments must be received on or before July 6, 2016.
ContactDoris Rippey by telephone at (202) 606-2858 or by email at [email protected]
FR Citation81 FR 36186 
RIN Number3206-AN31

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR