81_FR_365 81 FR 363 - Effective Date of Requirement for Premarket Approval for Surgical Mesh for Transvaginal Pelvic Organ Prolapse Repair

81 FR 363 - Effective Date of Requirement for Premarket Approval for Surgical Mesh for Transvaginal Pelvic Organ Prolapse Repair

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 81, Issue 2 (January 5, 2016)

Page Range363-370
FR Document2015-33163

The Food and Drug Administration (FDA or the Agency) is issuing a final order to require the filing of a premarket approval application (PMA) or notice of completion of a product development protocol (PDP) for surgical mesh for transvaginal pelvic organ prolapse (POP) repair.

Federal Register, Volume 81 Issue 2 (Tuesday, January 5, 2016)
[Federal Register Volume 81, Number 2 (Tuesday, January 5, 2016)]
[Rules and Regulations]
[Pages 363-370]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-33163]



[[Page 363]]

Vol. 81

Tuesday,

No. 2

January 5, 2016

Part IV





Department of Health and Human Services





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Food and Drug Administration





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21 CFR Part 884





 Effective Date of Requirement for Premarket Approval for Surgical Mesh 
for Transvaginal Pelvic Organ Prolapse Repair; Final Rule

Federal Register / Vol. 81 , No. 2 / Tuesday, January 5, 2016 / Rules 
and Regulations

[[Page 364]]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 884

[Docket No. FDA-2014-N-0298]


Effective Date of Requirement for Premarket Approval for Surgical 
Mesh for Transvaginal Pelvic Organ Prolapse Repair

AGENCY: Food and Drug Administration, HHS.

ACTION: Final order.

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SUMMARY: The Food and Drug Administration (FDA or the Agency) is 
issuing a final order to require the filing of a premarket approval 
application (PMA) or notice of completion of a product development 
protocol (PDP) for surgical mesh for transvaginal pelvic organ prolapse 
(POP) repair.

DATES: This order is effective on January 5, 2016.

FOR FURTHER INFORMATION CONTACT: Sharon Andrews, Center for Devices and 
Radiological Health, Food and Drug Administration, 10903 New Hampshire 
Ave., Bldg. 66, Rm. G110, Silver Spring, MD 20993, 301-796-6529, 
[email protected].

SUPPLEMENTARY INFORMATION:

I. Background--Regulatory Authorities

    The Federal Food, Drug, and Cosmetic Act (the FD&C Act), as 
amended, establishes a comprehensive system for the regulation of 
medical devices intended for human use. Section 513 of the FD&C Act (21 
U.S.C. 360c) established three categories (classes) of devices, 
reflecting the regulatory controls needed to provide reasonable 
assurance of their safety and effectiveness. The three categories of 
devices are class I (general controls), class II (special controls), 
and class III (premarket approval).
    Under section 513(d) of the FD&C Act, devices that were in 
commercial distribution before the enactment of the 1976 amendments, 
May 28, 1976 (generally referred to as preamendments devices), are 
classified after FDA has: (1) Received a recommendation from a device 
classification panel (an FDA advisory committee); (2) published the 
panel's recommendation for comment, along with a proposed regulation 
classifying the device; and (3) published a final regulation 
classifying the device. FDA has classified most preamendments devices 
under these procedures.
    A preamendments device that has been classified into class III and 
devices found substantially equivalent by means of premarket 
notification (section 510(k) of the FD&C Act (21 U.S.C. 360(k)) 
procedures to such a preamendments device or to a device within that 
type (both the preamendments and substantially equivalent devices are 
referred to as preamendments class III devices) may be marketed without 
submission of a PMA until FDA issues a final order under section 515(b) 
of the FD&C Act (21 U.S.C. 360e(b)) requiring premarket approval. 
Section 515(b)(1) of the FD&C Act directs FDA to issue an order 
requiring premarket approval for a preamendments class III device.
    Under section 515(f) of the FD&C Act, the manufacturer of a 
preamendments class III device may comply with a call for PMAs by 
filing a PMA or notice of completion of a PDP. In practice, however, 
the option of filing a notice of completion of a PDP has rarely been 
used. For simplicity, although the PDP option remains available to 
manufacturers in response to a final order under section 515(b) of the 
FD&C Act, this document will refer only to the requirement for the 
filing and obtaining approval of a PMA.
    On July 9, 2012, the Food and Drug Administration Safety and 
Innovation Act (FDASIA) (Pub. L. 112-144) was enacted. Section 608(b) 
of FDASIA amended section 515(b) of the FD&C Act, changing the process 
for requiring premarket approval for a preamendments class III device 
from rulemaking to an administrative order.
    Section 515(b)(1) of the FD&C Act sets forth the process for 
issuing a final order requiring premarket approval. Specifically, prior 
to the issuance of a final order requiring premarket approval for a 
preamendments class III device, the following must occur: (1) 
Publication of a proposed order in the Federal Register; (2) a meeting 
of a device classification panel described in section 513(b) of the 
FD&C Act; and (3) consideration of comments from all affected 
stakeholders, including patients, payors, and providers. FDA published 
a proposed order to require PMAs for surgical mesh for transvaginal POP 
repair in the Federal Register of May 1, 2014 (79 FR 24642), and 
convened a meeting of a device classification panel (the ``Panel'') as 
discussed in the proposed order preamble and in this document. FDA 
received and has considered approximately 25 comments on this proposed 
order, as discussed in section III.
    Section 515(b)(3) of the FD&C Act provides that FDA shall, after 
the close of the comment period on the proposed order, consideration of 
any comments received, and a meeting of a device classification panel 
described in section 513(b) of the FD&C Act, issue a final order to 
require premarket approval or publish a document terminating the 
proceeding together with the reasons for such termination.
    A preamendments class III device may be commercially distributed 
without a PMA until 90 days after FDA issues a final order (a final 
rule issued under section 515(b) of the FD&C Act prior to the enactment 
of FDASIA is considered to be a final order for purposes of section 
501(f) of the FD&C Act (21 U.S.C. 351(f))) requiring premarket approval 
for the device, or 30 months after final classification of the device 
under section 513 of the FD&C Act, whichever is later. For surgical 
mesh for transvaginal POP repair, the later of these two time periods 
is 30 months after final classification of the device.
    Therefore, section 501(f)(2)(B) of the FD&C Act requires that a PMA 
for such devices be filed by the last day of the 30th calendar month 
following the effective date of the final order to reclassify these 
devices into class III. If a PMA is not filed by this date, then the 
device would be deemed adulterated under section 501(f) of the FD&C 
Act.
    Also, a preamendments device subject to the order process under 
section 515(b) of the FD&C Act is not required to have an approved 
investigational device exemption (IDE) (see part 812 (21 CFR part 812)) 
contemporaneous with its interstate distribution until the date 
identified by FDA in the final order requiring the filing of a PMA for 
the device. At that time, an IDE is required only if a PMA has not been 
filed. If the manufacturer, importer, or other sponsor of the device 
submits an IDE application and FDA approves it, the device may be 
distributed for investigational use. If a PMA is not filed by the later 
of the two dates, and the device is not distributed for investigational 
use under an IDE, the device is deemed to be adulterated within the 
meaning of section 501(f)(1)(A) of the FD&C Act, and subject to seizure 
and condemnation under section 304 of the FD&C Act (21 U.S.C. 334) if 
its distribution continues. Other enforcement actions include, but are 
not limited to, the following: Shipment of devices in interstate 
commerce may be subject to injunction under section 302 of the FD&C Act 
(21 U.S.C. 332), and the individuals responsible for such shipment may 
be subject to prosecution under section 303 of the FD&C Act (21 U.S.C. 
333). FDA requests that manufacturers take action

[[Page 365]]

to prevent the further use of devices for which no PMA has been filed.

II. Regulatory History of the Device

    Surgical mesh is a preamendments device, which was classified into 
class II (Sec.  878.3300 (21 CFR 878.3300)) in 1988. Beginning in 1992, 
FDA cleared premarket notification (510(k)) submissions for surgical 
mesh indicated for POP repair under the general surgical mesh 
classification regulation (Sec.  878.3300). FDA has cleared over 100 
510(k) submissions for surgical mesh with a POP repair indication.
    In September 2011, FDA held a meeting of a device classification 
panel described in section 513(b) of the FD&C Act with respect to 
surgical mesh for transvaginal POP repair (Ref. 1). The Panel discussed 
a number of serious adverse events associated with use of surgical mesh 
for transvaginal POP repair. The Panel consensus was that the safety of 
surgical mesh for transvaginal POP repair is not well established and 
that, depending on the compartment, vaginal placement of surgical mesh 
for POP repair may not be more effective than traditional ``native-
tissue'' repair without mesh. As such, the Panel concluded that the 
risk/benefit profile of surgical mesh for transvaginal POP repair is 
not well established. The Panel consensus was that general controls and 
special controls together would not be sufficient to provide reasonable 
assurance of the safety and effectiveness of surgical mesh indicated 
for transvaginal POP repair, and that these devices should be 
reclassified from class II to class III (Ref. 1). FDA is not aware of 
new information since the Panel meeting that would provide a basis for 
a different recommendation or findings. FDA published proposed orders 
to reclassify surgical mesh for transvaginal POP repair from class II 
to class III (the 513(e) proposed order) and to require the filing of a 
PMA if the reclassification is finalized (the 515(b) proposed order) in 
the Federal Register of May 1, 2014 (79 FR 24634; 79 FR 24642). 
Elsewhere in this issue of the Federal Register, FDA is issuing a final 
order to reclassify these devices from class II to class III.

III. Public Comments in Response to the Proposed Order

    In response to the 515(b) proposed order, FDA received 26 comments. 
The comments and FDA's responses to the comments are summarized in this 
section. Certain comments are grouped together under a single number 
because the subject matter of the comments is similar. The number 
assigned to each comment is purely for organizational purposes and does 
not signify the comment's value or importance or the order in which it 
was submitted.
    (Comment 1) Nine comments were received from individuals or family 
members of individuals who underwent mesh repair for POP and/or stress 
urinary incontinence (SUI) and reported complications or adverse events 
experienced during or after their procedures. The complications and 
adverse events reported including organ perforation, mesh exposure, or 
extrusion into the vagina and/or visceral organs (in some cases 
requiring additional surgery), chronic pain, infection, lack of 
mobility, painful sexual intercourse, self-catheterization, recurrent 
prolapse and/or incontinence, blood loss during surgery (in some cases 
requiring transfusion), nerve damage, need for mesh removal and/or 
additional corrective surgery, and other permanent and/or life-altering 
adverse events.
    (Response) FDA appreciates the comments received from individuals 
sharing their experiences following surgical mesh repair for POP and 
SUI. The complications and adverse events reported by these commenters 
are consistent with those addressed in the 513(e) and 515(b) proposed 
order preambles, and discussed at the 2011 meeting of the Panel. The 
comments did not identify any adverse event information that was not 
already considered by FDA and the Panel.
    (Comment 2) Thirteen comments requested reclassification of 
surgical mesh for indications other than transvaginal POP repair, 
including for SUI and hernia.
    (Response) Surgical mesh for indications other than transvaginal 
POP repair are outside the scope of the proposed order and this final 
order. As stated in the 513(e) proposed order preamble, ``This proposed 
order does not include surgical mesh indicated for surgical treatment 
of stress urinary incontinence, sacrocolpopexy (transabdominal POP 
repair), hernia repair, and other non-urogynecologic indications.''
    (Comment 3) Eight comments requested a ban, recall, or ``suspension 
of use'' of all surgical mesh devices.
    (Response) As stated previously, surgical mesh for indications 
other than transvaginal POP repair is outside the scope of this final 
order. For the reasons discussed in this document, FDA does not believe 
that a ban, recall, or suspension of use of surgical mesh indicated for 
transvaginal POP repair is warranted at this time.
    Section 516 of the FD&C Act (21 U.S.C. 360f) authorizes FDA to ban 
a device when, on the basis of all available data and information, FDA 
finds that the device presents substantial deception or an unreasonable 
and substantial risk of illness or injury and, where such deception or 
risk could be corrected or eliminated by labeling or change in labeling 
and with respect to which the Secretary of the Department of Health and 
Human Services (Secretary) provided written notice to the manufacturer 
specifying the deception or risk of illness or injury, the labeling or 
change in labeling to correct the deception or eliminate or reduce such 
risk, and the period within which such labeling or change in labeling 
was to be done, such labeling or change in labeling was not done within 
such period.
    As stated earlier in this document, FDA issued a proposed order (79 
FR 24642) under section 515(b) of the FD&C Act to require the filing of 
PMAs for these devices following reclassification, which would require 
an individual demonstration of a reasonable assurance of safety and 
effectiveness for surgical mesh for transvaginal POP repair. In the 
515(b) proposed order preamble, FDA recognized the recommendations from 
the Panel that additional work should be focused on patient labeling 
and providing patients with benefit-risk information on available 
treatment options for POP, including surgical and nonsurgical options, 
so patients understand potential long-term safety and effectiveness 
outcomes. In the 515(b) proposed order, FDA tentatively asserted that 
it expects PMAs for these devices to include professional and patient 
labeling, and that the patient labeling include, among other things, 
the risks and benefits of the device and all available treatment 
options. These findings are adopted, in part, in the final order (see 
section IV, ``The Final Order'').
    Therefore, FDA does not believe that there is sufficient evidence 
at this time to support the banning of this device. Based on a review 
of the published literature as described in the 513(e) proposed order 
preamble and this document, input from clinical organizations, and the 
Panel's recommendations, FDA has determined that the safety and 
effectiveness of surgical mesh for transvaginal POP repair has not been 
established and that the collection of additional clinical evidence on 
these devices is needed. Such additional evidence may provide 
information to allow FDA to impose controls to mitigate the risks and 
more clearly characterize the benefits of these devices. In addition, 
FDA believes there are potential benefits from surgical

[[Page 366]]

mesh used for transvaginal POP repair including treatment of POP in 
appropriately selected women with severe or recurrent prolapse. As 
such, FDA has not determined that this device presents ``an 
unreasonable and substantial risk of illness or injury.''
    FDA also does not believe that there is sufficient evidence at this 
time to support a mandatory recall of this device. Under section 
518(e)(1) of the FD&C Act (21 U.S.C. 360h(e)(1)) if the Secretary finds 
that there is a reasonable probability that a device intended for human 
use would cause serious, adverse health consequences or death, the 
Secretary shall issue an order requiring the appropriate person 
(including the manufacturers, importers, distributors, or retailers of 
the device) to immediately cease distribution of such device and to 
immediately notify health professionals and device user facilities of 
the order and to instruct such professionals and facilities to cease 
use of such device.
    FDA does not believe a mandatory recall of all currently marketed 
surgical mesh for transvaginal POP repair is warranted. Based on a 
review of the published literature as described in the 513(e) proposed 
order preamble and this document, input from clinical organizations, 
and the Panel's recommendations, FDA believes that there is not 
sufficient evidence at this time to support a finding that there is a 
reasonable probability that surgical mesh for transvaginal repair of 
POP would cause serious adverse health consequences or death. As 
described in the 513(e) proposed order preamble and discussed at the 
2011 Panel meeting, the safety and effectiveness of surgical mesh for 
transvaginal repair of POP has not been established and these devices 
should be evaluated in clinical studies that compare the device to 
native tissue repair in order to establish a reasonable assurance of 
safety and effectiveness.
    It is unclear what commenters were referencing when they asked FDA 
to ``suspend the use'' of these devices. As stated previously, FDA does 
not believe a ban or recall is warranted at this time, and as stated in 
this document, there are other actions FDA has taken and may take in 
the future to ensure that there is a reasonable assurance of safety and 
effectiveness of surgical mesh for transvaginal POP repair based on 
valid scientific evidence.
    FDA believes other regulatory actions it has taken will help the 
Agency to better understand the risk-benefit profile of these devices. 
FDA issued postmarket surveillance orders to manufacturers of surgical 
mesh for transvaginal POP repair starting on January 3, 2012. The 
postmarket surveillance orders allow FDA to continue to evaluate the 
benefit-risk profile of the device. Further, by reclassifying these 
devices to class III and requiring PMA approval, FDA can require an 
independent demonstration that a reasonable assurance of safety and 
effectiveness exists for each device within this type.
    FDA will consider other regulatory actions relating to this device 
as appropriate in the future.
    (Comment 4) Two comments were related to the need for testing prior 
to marketing, including an evaluation of the polypropylene material 
used to fabricate surgical mesh. One commenter stated that 
polypropylene material is inappropriate for implantation.
    (Response) FDA believes that a thorough evaluation of the material 
used to fabricate the surgical mesh is needed to provide a reasonable 
assurance of safety and effectiveness of the device. FDA discussed in 
the 515(b) proposed order preamble information that should be submitted 
in a PMA to address these issues. FDA is adopting these findings, in 
part, in the final order (see section IV, ``The Final Order'').
    Specifically, in the proposed order, FDA stated that manufacturers 
should provide biocompatibility, preclinical bench testing and 
preclinical animal studies, among other information, to demonstrate 
reasonable assurance of safety and effectiveness of surgical mesh for 
transvaginal POP repair. Such performance data, which may generally 
include assessment of the mesh chemical and physical characteristics, 
in vitro chemical characterization studies, and in vivo preclinical 
implantation studies, will be reviewed by FDA to determine whether the 
risks associated with implantation of the polypropylene material are 
appropriately mitigated. The proposed order preamble also states that a 
PMA would need to include the information required by section 515(c)(1) 
of the FD&C Act, which includes manufacturing information. FDA's review 
of such manufacturing information will allow the Agency to evaluate 
whether the polypropylene material is safe and effective for 
transvaginal POP repair. FDA is adopting these findings in the final 
order (see section IV, ``The Final Order'').
    (Comment 5) Two comments were related to the timeline for requiring 
PMAs and requested that the requirement for premarket approval be 
immediately implemented. One commenter requested that the PMA 
requirement be retroactively applied to devices currently on the 
market.
    (Response) Section 501(f)(2)(B) of the FD&C Act outlines the 
timeframe in which a PMA must be filed by manufacturers of currently 
marketed devices that are subject to a 515(b) order for the 
manufacturers to continue legally marketing their device. For devices 
subject to a 515(b) order, the provision states that a PMA must be 
submitted by the 90th day after the date the order to require PMAs is 
issued or the last day of the 30th calendar month beginning after the 
month in which the classification in class III becomes effective, 
whichever occurs later. For surgical mesh for transvaginal POP repair, 
the later of these two time periods is 30 months after final 
classification of the device. FDA must abide by the timeframe outlined 
in the FD&C Act, and therefore may not require manufacturers of devices 
subject to the final order to submit a PMA immediately.
    (Comment 6) One comment suggested that the timeframe for filing a 
PMA (within 30 months of the final reclassification) may not allow for 
adequate patient followup of ongoing clinical studies and requested 
that FDA consider the current status of clinical studies that may be 
used to support PMA submission.
    (Response) FDA has carefully considered the current status of 
ongoing clinical studies of currently marketed surgical mesh for 
transvaginal POP repair, including studies being conducted in response 
to FDA postmarket surveillance study orders issued starting on January 
3, 2012, under section 522 of the FD&C Act (21 U.S.C. 360l), and has 
concluded that the statutory timeframe for filing a PMA (the last day 
of the 30th calendar month beginning after the month in which the 
classification in class III becomes effective) is appropriate to allow 
adequate patient followup of ongoing clinical studies. In the 515(b) 
proposed order preamble, FDA stated the expectation that ``[a]t least 1 
year of outcome data should be provided in the PMA and an additional 2-
4 years of followup should be conducted postmarket.'' FDA believes it 
is reasonable to expect that a manufacturer of surgical mesh who is 
subject to a section 522 postmarket surveillance study order issued in 
2012 or 2013 will be able to collect 1 year of outcome data within 30 
months of the final reclassification.
    (Comment 7) One comment addressed FDA's ability to review a PMA 
submitted for surgical mesh for transvaginal POP repair within 180 
days. The comment stated that a 180-day PMA review commitment may not

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be attainable and the timeline does not allow for panel review. The 
commenter requested clarification regarding what actions will be taken 
should the PMA not be approved within the 180-day review period.
    (Response) Under section 515(d)(1)(A) of the FD&C Act, unless an 
exception applies, FDA must either issue an order approving or deny 
approval of a PMA within 180 days after receipt of a PMA. FDA can 
provide an extension for review when a major amendment is submitted by 
the applicant or requested by FDA (21 CFR 814.37(c)(1)). The extended 
time period for submitting an amendment allows for, among other things, 
additional time for panel review of specific device data. Generally, a 
major amendment includes a previously unreported study, significant 
updated data from a previously reported study, detailed new analyses of 
previously submitted data, or required information previously omitted.
    FDA intends to review any submitted PMA for this device type within 
the required timeframe. As soon as it completes its review of a PMA, 
FDA will issue an approval order (Sec.  814.45(d) (21 CFR 814.45(d))), 
an approvable letter (Sec.  814.45(e)), a not approvable letter (Sec.  
814.45(e)), or an order denying approval (Sec.  814.45(a)). FDA 
strongly encourages manufacturers to meet with the Agency early through 
the presubmission program for any assistance in preparation of their 
PMA to help to expedite the PMA review process.
    (Comment 8) One comment questioned FDA's reviewing urogynecologic 
surgical mesh instrumentation in a PMA if the instrumentation is 
packaged with the surgical mesh versus reviewing instrumentation in a 
510(k) notification if the instrumentation is packaged separately from 
the surgical mesh. The commenter stated that the regulatory 
requirements for instrumentation should be based on indication and not 
its packaging configuration.
    (Response) FDA agrees that the regulatory requirements for 
urogynecological surgical mesh instrumentation should be based upon the 
indications for use of the instruments and the risk of the 
instrumentation when used as intended. Based on the indications for use 
and the risks posed by these devices, in the 515(e) proposed order, FDA 
proposed to reclassify these devices from class I to class II and 
establish special controls. FDA is not finalizing this proposed 
reclassification and special controls at this time. On February 26, 
2016, FDA will convene a panel to discuss these devices prior to 
finalizing their reclassification. These devices are currently 
classified as class I under (21 CFR 876.4730) (Manual gastroenterology-
urology surgical instrument and accessories) and may be legally 
marketed without premarket review, but would require 510(k) 
notification if the proposed reclassification of the devices is 
finalized.
    When these devices and surgical mesh for transvaginal POP repair 
are packaged together, after 510(k) notification is required for the 
instrumentation, manufacturers may wish to include both products in a 
PMA for convenience. Manufacturers are permitted but not required to do 
so. If such instrumentation is included in a PMA, FDA is clarifying 
that information regarding the manufacturing process of the 
instrumentation does not need to be submitted in a premarket 
submission, as previously stated in the 515(b) proposed order preamble 
(see section IV, ``The Final Order'').
    (Comment 9) One comment related to the types of bench testing FDA 
outlined in the 515(b) proposed order that should be included in a PMA 
and whether the various type of tests apply to all mesh types. For 
example, the commenter noted that many currently marketed surgical 
meshes indicated for transvaginal POP repair use integrated anchors or 
are self-fixating and do not utilize sutures; therefore suture pullout 
strength, which was identified in the 515(b) proposed order as a mesh 
characteristic that should be evaluated, would not be a relevant 
performance specification for these types of meshes. The commenter 
requested that FDA allow manufacturers to include a justification as to 
why certain testing is not relevant to performance specifications of a 
particular device design.
    (Response) FDA recognizes that the data required to support 
premarket approval may vary by device. In the 515(b) proposed order 
preamble, FDA identified the information that should be included in a 
PMA to provide a reasonable assurance of safety and effectiveness of 
surgical mesh for transvaginal POP repair, including evaluation of 
specific mechanical characteristics. FDA agrees that manufacturers 
should be allowed to justify why specific tests are not relevant to 
their specific mesh design in lieu of testing. As noted in the 515(b) 
proposed order preamble, FDA strongly encourages manufacturers to meet 
with the Agency early through the presubmission program for any 
assistance in preparation of their PMA.
    (Comment 10) One comment related to FDA's expectations regarding 
biocompatibility and preclinical animal study evaluation. The commenter 
requested clarification regarding why FDA recommended conducting 
biocompatibility testing prior to initiation of animal studies. The 
commenter also noted that in the 515(b) proposed order, FDA identified 
a biocompatibility test (haemocompatibility), which is not outlined in 
the Center for Devices and Radiological Health (CDRH) Blue Book Memo 
#G-95-1--``Use of International Standard ISO-10993, `Biological 
Evaluation of Medical Devices Part 1: Evaluation and Testing,' '' as a 
test for consideration for a permanent implant with tissue/bone 
contact. The commenter seeks clarity regarding the specific 
biocompatibility testing FDA believes should be conducted and a 
rationale for any testing not outlined in the Blue Book Memo.
    (Response) The biocompatibility testing outlined in the 515(b) 
proposed order preamble is consistent with that recommended in the FDA 
guidance document ``Guidance for Industry and/or for FDA Reviewers/
Staff and/or Compliance: Guidance for the Preparation of a Premarket 
Notification Application for a Surgical Mesh'' issued on March 2, 1999 
(Ref. 2). There are two biocompatibility studies recommended in the 
guidance document (and the 515(b) proposed order) that are not included 
in CDRH's Blue Book Memorandum #G95-1--``Use of International Standard 
ISO-10993, `Biological Evaluation of Medical Devices Part 1: Evaluation 
and Testing,' '' dated May 1, 1995 (Ref. 3)--pyrogenicity and 
hemolysis. FDA recommended pyrogenicity testing to help protect 
patients from the risk of febrile reaction (Ref. 4). FDA recommended 
hemolysis testing on surgical mesh for transvaginal POP repair because 
red blood lysis in the surgical field may adversely affect the healing 
process.
    FDA generally recommends that biocompatibility testing be completed 
prior to preclinical animal study evaluation to ensure that the 
preclinical animal study evaluation results are valid and can be used 
to support the final device design. If biocompatibility testing and the 
preclinical animal study evaluation are conducted simultaneously and 
biocompatibility testing results are problematic or identify a safety 
concern resulting in changes to the device design or materials, the 
preclinical animal study evaluation may need to be repeated. In 
addition, the results of biocompatibility

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testing may prompt the need for additional preclinical evaluation. As 
noted in the 515(b) proposed order preamble, FDA strongly encourages 
manufacturers to meet with the Agency early through the presubmission 
program for any assistance in preparation of their PMA.
    (Comment 11) One comment stated that the preclinical animal study 
requirements outlined in the 515(b) proposed order are not clearly 
defined and requested that FDA provide additional information on study 
design and animal model selection as well as the risks that are 
intended to be mitigated by the proposed animal study.
    (Response) Preclinical animal studies are intended to evaluate the 
safety of the device, specifically the local and systemic effects of 
the device. Preclinical animal studies may not be needed to evaluate 
all surgical mesh for transvaginal POP repair; however, preclinical 
animal studies may be appropriate in some situations, for example, to 
evaluate a new mesh material or characterize the resorption rate of a 
resorbable surgical mesh product. FDA strongly encourages manufacturers 
to meet with the Agency early through the presubmission program to 
receive feedback regarding the need for preclinical animal studies, 
study design, and animal model selection to evaluate a specific 
surgical mesh for transvaginal POP repair.
    (Comment 12) One comment stated that the use of postmarket 
surveillance studies to fulfill clinical requirements for the PMA 
creates confusion regarding how such a study can have two purposes 
(postmarket surveillance and PMA approval) without compromising the 
study design and statistical rigor of the study. The comment also 
stated that the 5-year followup implied in the 515(b) proposed order is 
not in line with 3-year followup requested in the postmarket 
surveillance orders.
    (Response) In the 515(b) proposed order preamble, FDA outlined 
expectations for data collection, safety and effectiveness outcomes, 
and study followup. FDA noted that we intend to consider proposals for 
different study designs and will decide on a case-by-case basis whether 
each proposed study design is likely to generate data adequate to 
support a PMA (79 FR 24642 at 24647). In addition, we noted that FDA 
intends to consider the use of study data collected by manufacturers in 
response to FDA issued postmarket surveillance study orders (79 FR 
24642 at 24647). FDA believes that data from the section 522 postmarket 
surveillance studies may be able to fulfill the clinical requirements 
to support PMA approval--in addition to fulfilling the regulatory 
requirements of the orders issued under section 522 of the FD&C Act--if 
appropriately designed. However, as noted in the 515(b) proposed order 
preamble, FDA strongly encourages manufacturers to meet with the Agency 
to discuss specific proposals utilizing the presubmission program.
    In addition, FDA noted the following in the postmarket surveillance 
orders issued under section 522 of the FD&C Act: ``Although FDA has not 
come to a final decision on reclassification, you may wish to consider 
the data requirements for a PMA in deciding the design of your 522 
study. If you are interested in utilizing data collected to fulfill 
this 522 order to also fulfill a possible future PMA, we suggest you 
indicate your interest on the cover letter of your 522 study plan and 
discuss with FDA possible 522 study designs that may be sufficient to 
support a PMA application.'' For those manufacturers who indicated 
interest in using a 522 study to support a future PMA, FDA's review of 
their 522 protocol assessed both the requirements of the 522 order and 
the ability to generate sufficient data to support premarket approval.
    FDA also notes that the 522 orders requested collection of safety 
and effectiveness outcomes for surgical mesh for transvaginal POP 
repair at 6 months, 12 months, 18 months, 24 months, and 36 months 
following surgery. Therefore, FDA expects that the 522 studies should 
be designed to collect the 1-year outcomes requested to support 
premarket approval. FDA acknowledges that the 522 orders requested 3-
year followup. However, FDA notes that based on its detailed review of 
the information provided in a PMA, we may request additional postmarket 
followup.
    (Comment 13) One comment stated that FDA's expectation, set forth 
in the 515(b) proposed order, that patient labeling include a notice of 
availability of an FDA Safety Communication could be ``conflicting'' 
and lead to confusion because it is unclear how a reference to this 
communication would be appropriate for a device with an approved PMA 
establishing its safety and effectiveness. The commenter stated that 
the patient labeling should be focused on the benefit-risk profile of 
each product as established in the related PMA and requested that FDA 
consider alternative methods for providing the information found in the 
FDA communication to patients.
    (Response) FDA agrees that patient labeling should be reflective of 
the risks and benefits of individual devices. FDA also believes that 
there is important, relevant information in FDA's Safety Communication 
that may be helpful to patients even after PMAs are approved for this 
device type (Ref. 5). For example, the Safety Communication included 
information regarding the potential risks of surgical mesh for 
transvaginal POP repair, nonsurgical options, and recommended questions 
that patients should ask their surgeon, which may be relevant even 
after PMAs are approved for this device type. However, FDA acknowledges 
that including the notice of availability of the Safety Communication 
may not be the best way to provide patients with the relevant 
information. As a result, FDA is revising this expectation and is now 
recommending that patient labeling include relevant information from 
FDA's Safety Communication and/or FDA's Urogynecologic Surgical Mesh 
Implants Web page (Ref. 6), including but not limited to, recommended 
patient questions for their surgeon, FDA activities related to surgical 
mesh for transvaginal POP repair, and FDA contact information.
    To help ensure that patients are adequately informed, FDA also 
recommends that a link to FDA's Urogynecologic Surgical Mesh Implants 
Web page be included in the patient labeling because it provides timely 
and transparent information to the public, including appropriate 
stakeholders and patients.
    (Comment 14) One comment regarding the patient identification card 
discussed in the 515(b) proposed order noted that the card can be 
easily provided by the manufacturer, compliance with use of the card is 
dependent on the implanting physician, and should not lead to followup 
activities for the manufacturer.
    (Response) FDA recognizes that a successful identification system 
requires support from parties other than the manufacturer, such as the 
implanting physician and patient. FDA's expectation, as set forth in 
the 515(b) proposed order preamble, was that patient labeling include a 
patient identification card, which would be initially provided by the 
manufacturer. FDA does not anticipate further followup actions by the 
manufacturer. These findings are adopted, in part, in the final order 
(see section IV, ``The Final Order'').

IV. The Final Order

    Under section 515(b)(3) of the FD&C Act, FDA is adopting its 
findings, in part, as published in the preamble of the 515(b) proposed 
order (79 FR 24642) and issuing this final order to require the filing 
of a PMA for surgical mesh for

[[Page 369]]

transvaginal POP repair. As discussed in this document, FDA is amending 
certain previous findings. The Agency now finds that: (1) Manufacturing 
process information of the specialized instrumentation should not be 
included in a premarket submission and (2) patient labeling should 
include relevant information from FDA's Safety Communication and/or 
FDA's Urogynecologic Surgical Mesh Implants Web page rather than the 
notice of availability of FDA's Safety Communication. The patient 
labeling should also include a link to the FDA's Urogynecologic 
Surgical Mesh Implants Web page. This final order will revise 21 CFR 
part 884.
    Under the final order, a PMA for surgical mesh for transvaginal POP 
repair is required to be filed on or before July 5, 2018, for any 
preamendments class III devices that were in commercial distribution 
before May 28, 1976, or that has been found by FDA to be substantially 
equivalent to such a device on or before July 5, 2018. Any other device 
subject to this order is required to have an approved PMA in effect 
before it may be marketed.
    If a PMA for any of the preamendments class III devices subject to 
this order is not filed by this date, that device will be deemed 
adulterated under section 501(f)(1)(A) of the FD&C Act, and commercial 
distribution of the device must cease immediately.
    The device may, however, be distributed for investigational use, if 
the applicable requirements of the IDE regulations (part 812), 
including obtaining IDE approval, are met on or before 30 months after 
the effective date of this order. There will be no extended period for 
filing an IDE, nor exemption from the IDE requirements (see Sec.  
812.2(d)), and studies may not be initiated without appropriate IDE 
approvals, as required.

V. Analysis of Environmental Impact

    The Agency has determined under 21 CFR 25.34(b) that this action is 
of a type that does not individually or cumulatively have a significant 
effect on the human environment. Therefore, neither an environmental 
assessment nor an environmental impact statement is required.

VI. Paperwork Reduction Act of 1995

    This final order refers to previously approved collections of 
information found in FDA regulations. These collections of information 
are subject to review by the Office of Management and Budget (OMB) 
under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).
    The collections of information in 21 CFR part 807, subpart E, have 
been approved under OMB control number 0910-0120; the collections of 
information in 21 CFR part 814, subpart B, have been approved under OMB 
control number 0910-0231; the collections of information in part 812 
have been approved under OMB control number 0910-0078; the collections 
of information under 21 CFR 822 have been approved under OMB control 
number 0910-0449; and the collections of information under 21 CFR 801 
have been approved under OMB control number 0910-0485.

VII. Codification of Orders

    Prior to the amendments by FDASIA, section 515(b) of the FD&C Act 
provided for FDA to issue regulations to require PMA approval for 
preamendments devices or devices found substantially equivalent to 
preamendments devices. Section 515(b) of the FD&C Act, as amended by 
FDASIA, provides for FDA to require PMA approval for such devices by 
issuing a final order following the issuance of a proposed order in the 
Federal Register. FDA will continue to codify the requirement for a PMA 
approval in the Code of Federal Regulations. Therefore, under section 
515(b)(1)(A) of the FD&C Act, as amended by FDASIA, in this final 
order, we are requiring PMA approval for surgical mesh for transvaginal 
POP repair and we are making the language in 21 CFR 884.5980 consistent 
with this final order.

VIII. References

    The following references are on display in the Division of Dockets 
Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, 
Rm. 1061, Rockville, MD 20852 and are available for viewing by 
interested persons between 9 a.m. and 4 p.m., Monday through Friday; 
they are also available electronically at http://www.regulations.gov. 
FDA has verified the Web site addresses, as of the date this document 
publishes in the Federal Register, but Web sites are subject to change 
over time.

1. FDA Meeting of the Obstetrics & Gynecological Devices Panel, 
September 8-9, 2011. Available at http://www.fda.gov/AdvisoryCommittees/CommitteesMeetingMaterials/MedicalDevices/MedicalDevicesAdvisoryCommittee/ObstetricsandGynecologyDevices/ucm262488.htm.
2. ``Guidance for Industry and/or for FDA Reviewers/Staff and/or 
Compliance: Guidance for the Preparation of a Premarket Notification 
Application for a Surgical Mesh'' issued on March 2, 1999. Available 
at http://www.fda.gov/downloads/MedicalDevices/DeviceRegulationandGuidance/GuidanceDocuments/ucm073791.pdf.
3. Blue Book Memorandum #G95-1--''Use of International Standard ISO-
10993, 'Biological Evaluation of Medical Devices Part 1: Evaluation 
and Testing' '' issued on May 1, 1995. Available at http://www.fda.gov/RegulatoryInformation/Guidances/ucm080735.htm.
4. ``Guidance for Industry Pyrogen and Endotoxins Testing: Questions 
and Answers,'' June 2012. Available at http://www.fda.gov/downloads/drugs/guidancecomplianceregulatoryinformation/guidances/ucm310098.pdf.
5. ``Update on Serious Complications Associated with Transvaginal 
Placement of Surgical Mesh for Pelvic Organ Prolapse: FDA Safety 
Communication'' issued on July 13, 2011. Available at http://www.fda.gov/MedicalDevices/Safety/AlertsandNotices/ucm262435.htm.
6. FDA's Urogynecologic Surgical Mesh Implants Web page. Available 
at http://www.fda.gov/MedicalDevices/ProductsandMedicalProcedures/ImplantsandProsthetics/UroGynSurgicalMesh/default.htm.

List of Subjects in 21 CFR Part 884

    Medical devices.

    Therefore, under the Federal Food, Drug, and Cosmetic Act and under 
authority delegated to the Commissioner of Food and Drugs, 21 CFR part 
884 is amended as follows:

PART 884--OBSTETRICAL AND GYNECOLOGICAL DEVICES

0
1. The authority citation for 21 CFR part 884 continues to read as 
follows:

    Authority: 21 U.S.C. 351, 360, 360c, 360e, 360j, 371.


0
2. Add paragraph (c) to Sec.  884.5980 to read as follows:


Sec.  884.5980  Surgical mesh for transvaginal pelvic organ prolapse 
repair.

* * * * *
    (c) Date premarket application approval or notice of completion of 
a product development protocol is required. A premarket application 
approval or notice of completion of a product development protocol for 
a device is required to be filed with the Food and Drug Administration 
on or before July 5, 2018, for any surgical mesh described in paragraph 
(a) of this section that was in commercial distribution before May 28, 
1976, or that has, on or before July 5, 2018, been found substantially 
equivalent to a surgical mesh described in paragraph (a) of this 
section that was in commercial distribution before May 28, 1976. Any 
other surgical mesh for transvaginal

[[Page 370]]

pelvic organ prolapse repair shall have an approved premarket 
application or declared completed product development protocol in 
effect before being placed in commercial distribution.

    Dated: December 30, 2015.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2015-33163 Filed 1-4-16; 8:45 am]
 BILLING CODE 4164-01-P



                                                                                                        Vol. 81                           Tuesday,
                                                                                                        No. 2                             January 5, 2016




                                                                                                        Part IV


                                                                                                        Department of Health and Human Services
                                                                                                        Food and Drug Administration
                                                                                                        21 CFR Part 884
                                                                                                        Effective Date of Requirement for Premarket Approval for Surgical Mesh
                                                                                                        for Transvaginal Pelvic Organ Prolapse Repair; Final Rule
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                                                  364                 Federal Register / Vol. 81, No. 2 / Tuesday, January 5, 2016 / Rules and Regulations

                                                  DEPARTMENT OF HEALTH AND                                found substantially equivalent by means                received, and a meeting of a device
                                                  HUMAN SERVICES                                          of premarket notification (section 510(k)              classification panel described in section
                                                                                                          of the FD&C Act (21 U.S.C. 360(k))                     513(b) of the FD&C Act, issue a final
                                                  Food and Drug Administration                            procedures to such a preamendments                     order to require premarket approval or
                                                                                                          device or to a device within that type                 publish a document terminating the
                                                  21 CFR Part 884                                         (both the preamendments and                            proceeding together with the reasons for
                                                  [Docket No. FDA–2014–N–0298]                            substantially equivalent devices are                   such termination.
                                                                                                          referred to as preamendments class III                    A preamendments class III device
                                                  Effective Date of Requirement for                       devices) may be marketed without                       may be commercially distributed
                                                  Premarket Approval for Surgical Mesh                    submission of a PMA until FDA issues                   without a PMA until 90 days after FDA
                                                  for Transvaginal Pelvic Organ Prolapse                  a final order under section 515(b) of the              issues a final order (a final rule issued
                                                  Repair                                                  FD&C Act (21 U.S.C. 360e(b)) requiring                 under section 515(b) of the FD&C Act
                                                                                                          premarket approval. Section 515(b)(1) of               prior to the enactment of FDASIA is
                                                  AGENCY:    Food and Drug Administration,                the FD&C Act directs FDA to issue an                   considered to be a final order for
                                                  HHS.                                                    order requiring premarket approval for a               purposes of section 501(f) of the FD&C
                                                  ACTION:   Final order.                                  preamendments class III device.                        Act (21 U.S.C. 351(f))) requiring
                                                                                                             Under section 515(f) of the FD&C Act,               premarket approval for the device, or 30
                                                  SUMMARY:   The Food and Drug
                                                                                                          the manufacturer of a preamendments                    months after final classification of the
                                                  Administration (FDA or the Agency) is
                                                                                                          class III device may comply with a call                device under section 513 of the FD&C
                                                  issuing a final order to require the filing
                                                                                                          for PMAs by filing a PMA or notice of                  Act, whichever is later. For surgical
                                                  of a premarket approval application
                                                                                                          completion of a PDP. In practice,                      mesh for transvaginal POP repair, the
                                                  (PMA) or notice of completion of a
                                                                                                          however, the option of filing a notice of              later of these two time periods is 30
                                                  product development protocol (PDP) for
                                                                                                          completion of a PDP has rarely been                    months after final classification of the
                                                  surgical mesh for transvaginal pelvic
                                                                                                          used. For simplicity, although the PDP                 device.
                                                  organ prolapse (POP) repair.
                                                                                                          option remains available to                               Therefore, section 501(f)(2)(B) of the
                                                  DATES: This order is effective on January               manufacturers in response to a final
                                                  5, 2016.                                                                                                       FD&C Act requires that a PMA for such
                                                                                                          order under section 515(b) of the FD&C
                                                  FOR FURTHER INFORMATION CONTACT:                                                                               devices be filed by the last day of the
                                                                                                          Act, this document will refer only to the
                                                  Sharon Andrews, Center for Devices and                                                                         30th calendar month following the
                                                                                                          requirement for the filing and obtaining
                                                  Radiological Health, Food and Drug                                                                             effective date of the final order to
                                                                                                          approval of a PMA.
                                                  Administration, 10903 New Hampshire                        On July 9, 2012, the Food and Drug                  reclassify these devices into class III. If
                                                  Ave., Bldg. 66, Rm. G110, Silver Spring,                Administration Safety and Innovation                   a PMA is not filed by this date, then the
                                                  MD 20993, 301–796–6529,                                 Act (FDASIA) (Pub. L. 112–144) was                     device would be deemed adulterated
                                                  sharon.andrews@fda.hhs.gov.                             enacted. Section 608(b) of FDASIA                      under section 501(f) of the FD&C Act.
                                                  SUPPLEMENTARY INFORMATION:                              amended section 515(b) of the FD&C                        Also, a preamendments device subject
                                                                                                          Act, changing the process for requiring                to the order process under section
                                                  I. Background—Regulatory Authorities                                                                           515(b) of the FD&C Act is not required
                                                                                                          premarket approval for a
                                                     The Federal Food, Drug, and Cosmetic                 preamendments class III device from                    to have an approved investigational
                                                  Act (the FD&C Act), as amended,                         rulemaking to an administrative order.                 device exemption (IDE) (see part 812 (21
                                                  establishes a comprehensive system for                     Section 515(b)(1) of the FD&C Act sets              CFR part 812)) contemporaneous with
                                                  the regulation of medical devices                       forth the process for issuing a final order            its interstate distribution until the date
                                                  intended for human use. Section 513 of                  requiring premarket approval.                          identified by FDA in the final order
                                                  the FD&C Act (21 U.S.C. 360c)                           Specifically, prior to the issuance of a               requiring the filing of a PMA for the
                                                  established three categories (classes) of               final order requiring premarket approval               device. At that time, an IDE is required
                                                  devices, reflecting the regulatory                      for a preamendments class III device,                  only if a PMA has not been filed. If the
                                                  controls needed to provide reasonable                   the following must occur: (1)                          manufacturer, importer, or other
                                                  assurance of their safety and                           Publication of a proposed order in the                 sponsor of the device submits an IDE
                                                  effectiveness. The three categories of                  Federal Register; (2) a meeting of a                   application and FDA approves it, the
                                                  devices are class I (general controls),                 device classification panel described in               device may be distributed for
                                                  class II (special controls), and class III              section 513(b) of the FD&C Act; and (3)                investigational use. If a PMA is not filed
                                                  (premarket approval).                                   consideration of comments from all                     by the later of the two dates, and the
                                                     Under section 513(d) of the FD&C Act,                affected stakeholders, including                       device is not distributed for
                                                  devices that were in commercial                         patients, payors, and providers. FDA                   investigational use under an IDE, the
                                                  distribution before the enactment of the                published a proposed order to require                  device is deemed to be adulterated
                                                  1976 amendments, May 28, 1976                           PMAs for surgical mesh for transvaginal                within the meaning of section
                                                  (generally referred to as preamendments                 POP repair in the Federal Register of                  501(f)(1)(A) of the FD&C Act, and
                                                  devices), are classified after FDA has: (1)             May 1, 2014 (79 FR 24642), and                         subject to seizure and condemnation
                                                  Received a recommendation from a                        convened a meeting of a device                         under section 304 of the FD&C Act (21
                                                  device classification panel (an FDA                     classification panel (the ‘‘Panel’’) as                U.S.C. 334) if its distribution continues.
                                                  advisory committee); (2) published the                  discussed in the proposed order                        Other enforcement actions include, but
                                                  panel’s recommendation for comment,                     preamble and in this document. FDA                     are not limited to, the following:
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                                                  along with a proposed regulation                        received and has considered                            Shipment of devices in interstate
                                                  classifying the device; and (3) published               approximately 25 comments on this                      commerce may be subject to injunction
                                                  a final regulation classifying the device.              proposed order, as discussed in section                under section 302 of the FD&C Act (21
                                                  FDA has classified most                                 III.                                                   U.S.C. 332), and the individuals
                                                  preamendments devices under these                          Section 515(b)(3) of the FD&C Act                   responsible for such shipment may be
                                                  procedures.                                             provides that FDA shall, after the close               subject to prosecution under section 303
                                                     A preamendments device that has                      of the comment period on the proposed                  of the FD&C Act (21 U.S.C. 333). FDA
                                                  been classified into class III and devices              order, consideration of any comments                   requests that manufacturers take action


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                                                                      Federal Register / Vol. 81, No. 2 / Tuesday, January 5, 2016 / Rules and Regulations                                             365

                                                  to prevent the further use of devices for               purposes and does not signify the                      available data and information, FDA
                                                  which no PMA has been filed.                            comment’s value or importance or the                   finds that the device presents
                                                                                                          order in which it was submitted.                       substantial deception or an
                                                  II. Regulatory History of the Device                       (Comment 1) Nine comments were                      unreasonable and substantial risk of
                                                     Surgical mesh is a preamendments                     received from individuals or family                    illness or injury and, where such
                                                  device, which was classified into class                 members of individuals who underwent                   deception or risk could be corrected or
                                                  II (§ 878.3300 (21 CFR 878.3300)) in                    mesh repair for POP and/or stress                      eliminated by labeling or change in
                                                  1988. Beginning in 1992, FDA cleared                    urinary incontinence (SUI) and reported                labeling and with respect to which the
                                                  premarket notification (510(k))                         complications or adverse events                        Secretary of the Department of Health
                                                  submissions for surgical mesh indicated                 experienced during or after their                      and Human Services (Secretary)
                                                  for POP repair under the general                        procedures. The complications and                      provided written notice to the
                                                  surgical mesh classification regulation                 adverse events reported including organ                manufacturer specifying the deception
                                                  (§ 878.3300). FDA has cleared over 100                  perforation, mesh exposure, or extrusion               or risk of illness or injury, the labeling
                                                  510(k) submissions for surgical mesh                    into the vagina and/or visceral organs                 or change in labeling to correct the
                                                  with a POP repair indication.                           (in some cases requiring additional                    deception or eliminate or reduce such
                                                     In September 2011, FDA held a                        surgery), chronic pain, infection, lack of             risk, and the period within which such
                                                  meeting of a device classification panel                mobility, painful sexual intercourse,                  labeling or change in labeling was to be
                                                  described in section 513(b) of the FD&C                 self-catheterization, recurrent prolapse               done, such labeling or change in
                                                  Act with respect to surgical mesh for                   and/or incontinence, blood loss during                 labeling was not done within such
                                                  transvaginal POP repair (Ref. 1). The                   surgery (in some cases requiring                       period.
                                                  Panel discussed a number of serious                     transfusion), nerve damage, need for                      As stated earlier in this document,
                                                  adverse events associated with use of                   mesh removal and/or additional                         FDA issued a proposed order (79 FR
                                                  surgical mesh for transvaginal POP                      corrective surgery, and other permanent                24642) under section 515(b) of the FD&C
                                                  repair. The Panel consensus was that                    and/or life-altering adverse events.                   Act to require the filing of PMAs for
                                                  the safety of surgical mesh for                            (Response) FDA appreciates the                      these devices following reclassification,
                                                  transvaginal POP repair is not well                     comments received from individuals                     which would require an individual
                                                  established and that, depending on the                  sharing their experiences following                    demonstration of a reasonable assurance
                                                  compartment, vaginal placement of                       surgical mesh repair for POP and SUI.                  of safety and effectiveness for surgical
                                                  surgical mesh for POP repair may not be                 The complications and adverse events                   mesh for transvaginal POP repair. In the
                                                  more effective than traditional ‘‘native-               reported by these commenters are                       515(b) proposed order preamble, FDA
                                                  tissue’’ repair without mesh. As such,                  consistent with those addressed in the                 recognized the recommendations from
                                                  the Panel concluded that the risk/                      513(e) and 515(b) proposed order                       the Panel that additional work should
                                                  benefit profile of surgical mesh for                    preambles, and discussed at the 2011                   be focused on patient labeling and
                                                  transvaginal POP repair is not well                     meeting of the Panel. The comments did                 providing patients with benefit-risk
                                                  established. The Panel consensus was                    not identify any adverse event                         information on available treatment
                                                  that general controls and special                       information that was not already                       options for POP, including surgical and
                                                  controls together would not be sufficient               considered by FDA and the Panel.                       nonsurgical options, so patients
                                                  to provide reasonable assurance of the                     (Comment 2) Thirteen comments                       understand potential long-term safety
                                                  safety and effectiveness of surgical mesh               requested reclassification of surgical                 and effectiveness outcomes. In the
                                                  indicated for transvaginal POP repair,                  mesh for indications other than                        515(b) proposed order, FDA tentatively
                                                  and that these devices should be                        transvaginal POP repair, including for                 asserted that it expects PMAs for these
                                                  reclassified from class II to class III (Ref.           SUI and hernia.                                        devices to include professional and
                                                  1). FDA is not aware of new information                    (Response) Surgical mesh for                        patient labeling, and that the patient
                                                  since the Panel meeting that would                      indications other than transvaginal POP                labeling include, among other things,
                                                  provide a basis for a different                         repair are outside the scope of the                    the risks and benefits of the device and
                                                  recommendation or findings. FDA                         proposed order and this final order. As                all available treatment options. These
                                                  published proposed orders to reclassify                 stated in the 513(e) proposed order                    findings are adopted, in part, in the final
                                                  surgical mesh for transvaginal POP                      preamble, ‘‘This proposed order does                   order (see section IV, ‘‘The Final
                                                  repair from class II to class III (the                  not include surgical mesh indicated for                Order’’).
                                                  513(e) proposed order) and to require                   surgical treatment of stress urinary                      Therefore, FDA does not believe that
                                                  the filing of a PMA if the reclassification             incontinence, sacrocolpopexy                           there is sufficient evidence at this time
                                                  is finalized (the 515(b) proposed order)                (transabdominal POP repair), hernia                    to support the banning of this device.
                                                  in the Federal Register of May 1, 2014                  repair, and other non-urogynecologic                   Based on a review of the published
                                                  (79 FR 24634; 79 FR 24642). Elsewhere                   indications.’’                                         literature as described in the 513(e)
                                                  in this issue of the Federal Register,                     (Comment 3) Eight comments                          proposed order preamble and this
                                                  FDA is issuing a final order to reclassify              requested a ban, recall, or ‘‘suspension               document, input from clinical
                                                  these devices from class II to class III.               of use’’ of all surgical mesh devices.                 organizations, and the Panel’s
                                                                                                             (Response) As stated previously,                    recommendations, FDA has determined
                                                  III. Public Comments in Response to the                 surgical mesh for indications other than               that the safety and effectiveness of
                                                  Proposed Order                                          transvaginal POP repair is outside the                 surgical mesh for transvaginal POP
                                                     In response to the 515(b) proposed                   scope of this final order. For the reasons             repair has not been established and that
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                                                  order, FDA received 26 comments. The                    discussed in this document, FDA does                   the collection of additional clinical
                                                  comments and FDA’s responses to the                     not believe that a ban, recall, or                     evidence on these devices is needed.
                                                  comments are summarized in this                         suspension of use of surgical mesh                     Such additional evidence may provide
                                                  section. Certain comments are grouped                   indicated for transvaginal POP repair is               information to allow FDA to impose
                                                  together under a single number because                  warranted at this time.                                controls to mitigate the risks and more
                                                  the subject matter of the comments is                      Section 516 of the FD&C Act (21                     clearly characterize the benefits of these
                                                  similar. The number assigned to each                    U.S.C. 360f) authorizes FDA to ban a                   devices. In addition, FDA believes there
                                                  comment is purely for organizational                    device when, on the basis of all                       are potential benefits from surgical


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                                                  366                 Federal Register / Vol. 81, No. 2 / Tuesday, January 5, 2016 / Rules and Regulations

                                                  mesh used for transvaginal POP repair                   postmarket surveillance orders allow                      (Response) Section 501(f)(2)(B) of the
                                                  including treatment of POP in                           FDA to continue to evaluate the benefit-               FD&C Act outlines the timeframe in
                                                  appropriately selected women with                       risk profile of the device. Further, by                which a PMA must be filed by
                                                  severe or recurrent prolapse. As such,                  reclassifying these devices to class III               manufacturers of currently marketed
                                                  FDA has not determined that this device                 and requiring PMA approval, FDA can                    devices that are subject to a 515(b) order
                                                  presents ‘‘an unreasonable and                          require an independent demonstration                   for the manufacturers to continue
                                                  substantial risk of illness or injury.’’                that a reasonable assurance of safety and              legally marketing their device. For
                                                     FDA also does not believe that there                 effectiveness exists for each device                   devices subject to a 515(b) order, the
                                                  is sufficient evidence at this time to                  within this type.                                      provision states that a PMA must be
                                                  support a mandatory recall of this                         FDA will consider other regulatory                  submitted by the 90th day after the date
                                                  device. Under section 518(e)(1) of the                  actions relating to this device as                     the order to require PMAs is issued or
                                                  FD&C Act (21 U.S.C. 360h(e)(1)) if the                  appropriate in the future.                             the last day of the 30th calendar month
                                                  Secretary finds that there is a reasonable                 (Comment 4) Two comments were                       beginning after the month in which the
                                                  probability that a device intended for                  related to the need for testing prior to               classification in class III becomes
                                                  human use would cause serious,                          marketing, including an evaluation of                  effective, whichever occurs later. For
                                                  adverse health consequences or death,                   the polypropylene material used to                     surgical mesh for transvaginal POP
                                                  the Secretary shall issue an order                      fabricate surgical mesh. One commenter                 repair, the later of these two time
                                                  requiring the appropriate person                        stated that polypropylene material is                  periods is 30 months after final
                                                  (including the manufacturers, importers,                inappropriate for implantation.                        classification of the device. FDA must
                                                  distributors, or retailers of the device) to               (Response) FDA believes that a                      abide by the timeframe outlined in the
                                                  immediately cease distribution of such                  thorough evaluation of the material used               FD&C Act, and therefore may not
                                                  device and to immediately notify health                 to fabricate the surgical mesh is needed               require manufacturers of devices subject
                                                  professionals and device user facilities                to provide a reasonable assurance of                   to the final order to submit a PMA
                                                  of the order and to instruct such                       safety and effectiveness of the device.                immediately.
                                                  professionals and facilities to cease use               FDA discussed in the 515(b) proposed                      (Comment 6) One comment suggested
                                                  of such device.                                         order preamble information that should                 that the timeframe for filing a PMA
                                                     FDA does not believe a mandatory                     be submitted in a PMA to address these                 (within 30 months of the final
                                                  recall of all currently marketed surgical               issues. FDA is adopting these findings,                reclassification) may not allow for
                                                  mesh for transvaginal POP repair is                     in part, in the final order (see section IV,           adequate patient followup of ongoing
                                                  warranted. Based on a review of the                     ‘‘The Final Order’’).                                  clinical studies and requested that FDA
                                                  published literature as described in the                   Specifically, in the proposed order,                consider the current status of clinical
                                                  513(e) proposed order preamble and this                 FDA stated that manufacturers should                   studies that may be used to support
                                                  document, input from clinical                           provide biocompatibility, preclinical                  PMA submission.
                                                  organizations, and the Panel’s                          bench testing and preclinical animal                      (Response) FDA has carefully
                                                  recommendations, FDA believes that                      studies, among other information, to                   considered the current status of ongoing
                                                  there is not sufficient evidence at this                demonstrate reasonable assurance of                    clinical studies of currently marketed
                                                  time to support a finding that there is a               safety and effectiveness of surgical mesh              surgical mesh for transvaginal POP
                                                  reasonable probability that surgical                    for transvaginal POP repair. Such                      repair, including studies being
                                                  mesh for transvaginal repair of POP                     performance data, which may generally                  conducted in response to FDA
                                                  would cause serious adverse health                      include assessment of the mesh                         postmarket surveillance study orders
                                                  consequences or death. As described in                  chemical and physical characteristics,                 issued starting on January 3, 2012,
                                                  the 513(e) proposed order preamble and                  in vitro chemical characterization                     under section 522 of the FD&C Act (21
                                                  discussed at the 2011 Panel meeting, the                studies, and in vivo preclinical                       U.S.C. 360l), and has concluded that the
                                                  safety and effectiveness of surgical mesh               implantation studies, will be reviewed                 statutory timeframe for filing a PMA
                                                  for transvaginal repair of POP has not                  by FDA to determine whether the risks                  (the last day of the 30th calendar month
                                                  been established and these devices                      associated with implantation of the                    beginning after the month in which the
                                                  should be evaluated in clinical studies                 polypropylene material are                             classification in class III becomes
                                                  that compare the device to native tissue                appropriately mitigated. The proposed                  effective) is appropriate to allow
                                                  repair in order to establish a reasonable               order preamble also states that a PMA                  adequate patient followup of ongoing
                                                  assurance of safety and effectiveness.                  would need to include the information                  clinical studies. In the 515(b) proposed
                                                     It is unclear what commenters were                   required by section 515(c)(1) of the                   order preamble, FDA stated the
                                                  referencing when they asked FDA to                      FD&C Act, which includes                               expectation that ‘‘[a]t least 1 year of
                                                  ‘‘suspend the use’’ of these devices. As                manufacturing information. FDA’s                       outcome data should be provided in the
                                                  stated previously, FDA does not believe                 review of such manufacturing                           PMA and an additional 2–4 years of
                                                  a ban or recall is warranted at this time,              information will allow the Agency to                   followup should be conducted
                                                  and as stated in this document, there are               evaluate whether the polypropylene                     postmarket.’’ FDA believes it is
                                                  other actions FDA has taken and may                     material is safe and effective for                     reasonable to expect that a manufacturer
                                                  take in the future to ensure that there is              transvaginal POP repair. FDA is                        of surgical mesh who is subject to a
                                                  a reasonable assurance of safety and                    adopting these findings in the final                   section 522 postmarket surveillance
                                                  effectiveness of surgical mesh for                      order (see section IV, ‘‘The Final                     study order issued in 2012 or 2013 will
                                                  transvaginal POP repair based on valid                  Order’’).                                              be able to collect 1 year of outcome data
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                                                  scientific evidence.                                       (Comment 5) Two comments were                       within 30 months of the final
                                                     FDA believes other regulatory actions                related to the timeline for requiring                  reclassification.
                                                  it has taken will help the Agency to                    PMAs and requested that the                               (Comment 7) One comment addressed
                                                  better understand the risk-benefit profile              requirement for premarket approval be                  FDA’s ability to review a PMA
                                                  of these devices. FDA issued postmarket                 immediately implemented. One                           submitted for surgical mesh for
                                                  surveillance orders to manufacturers of                 commenter requested that the PMA                       transvaginal POP repair within 180
                                                  surgical mesh for transvaginal POP                      requirement be retroactively applied to                days. The comment stated that a 180-
                                                  repair starting on January 3, 2012. The                 devices currently on the market.                       day PMA review commitment may not


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                                                                      Federal Register / Vol. 81, No. 2 / Tuesday, January 5, 2016 / Rules and Regulations                                            367

                                                  be attainable and the timeline does not                 devices prior to finalizing their                         (Comment 10) One comment related
                                                  allow for panel review. The commenter                   reclassification. These devices are                    to FDA’s expectations regarding
                                                  requested clarification regarding what                  currently classified as class I under (21              biocompatibility and preclinical animal
                                                  actions will be taken should the PMA                    CFR 876.4730) (Manual                                  study evaluation. The commenter
                                                  not be approved within the 180-day                      gastroenterology-urology surgical                      requested clarification regarding why
                                                  review period.                                          instrument and accessories) and may be                 FDA recommended conducting
                                                     (Response) Under section 515(d)(1)(A)                legally marketed without premarket                     biocompatibility testing prior to
                                                  of the FD&C Act, unless an exception                    review, but would require 510(k)                       initiation of animal studies. The
                                                  applies, FDA must either issue an order                 notification if the proposed                           commenter also noted that in the 515(b)
                                                  approving or deny approval of a PMA                     reclassification of the devices is                     proposed order, FDA identified a
                                                  within 180 days after receipt of a PMA.                 finalized.                                             biocompatibility test
                                                  FDA can provide an extension for                           When these devices and surgical                     (haemocompatibility), which is not
                                                  review when a major amendment is                        mesh for transvaginal POP repair are                   outlined in the Center for Devices and
                                                  submitted by the applicant or requested                 packaged together, after 510(k)                        Radiological Health (CDRH) Blue Book
                                                  by FDA (21 CFR 814.37(c)(1)). The                       notification is required for the                       Memo #G–95–1—‘‘Use of International
                                                  extended time period for submitting an                  instrumentation, manufacturers may                     Standard ISO–10993, ‘Biological
                                                  amendment allows for, among other                       wish to include both products in a PMA                 Evaluation of Medical Devices Part 1:
                                                  things, additional time for panel review                for convenience. Manufacturers are                     Evaluation and Testing,’ ’’ as a test for
                                                  of specific device data. Generally, a                   permitted but not required to do so. If                consideration for a permanent implant
                                                  major amendment includes a previously                   such instrumentation is included in a                  with tissue/bone contact. The
                                                  unreported study, significant updated                   PMA, FDA is clarifying that information                commenter seeks clarity regarding the
                                                  data from a previously reported study,                  regarding the manufacturing process of                 specific biocompatibility testing FDA
                                                  detailed new analyses of previously                     the instrumentation does not need to be                believes should be conducted and a
                                                  submitted data, or required information                 submitted in a premarket submission, as                rationale for any testing not outlined in
                                                  previously omitted.                                     previously stated in the 515(b) proposed               the Blue Book Memo.
                                                     FDA intends to review any submitted                  order preamble (see section IV, ‘‘The                     (Response) The biocompatibility
                                                  PMA for this device type within the                     Final Order’’).                                        testing outlined in the 515(b) proposed
                                                  required timeframe. As soon as it                          (Comment 9) One comment related to                  order preamble is consistent with that
                                                  completes its review of a PMA, FDA                      the types of bench testing FDA outlined                recommended in the FDA guidance
                                                  will issue an approval order (§ 814.45(d)               in the 515(b) proposed order that should               document ‘‘Guidance for Industry and/
                                                  (21 CFR 814.45(d))), an approvable letter               be included in a PMA and whether the                   or for FDA Reviewers/Staff and/or
                                                  (§ 814.45(e)), a not approvable letter                  various type of tests apply to all mesh                Compliance: Guidance for the
                                                  (§ 814.45(e)), or an order denying                      types. For example, the commenter                      Preparation of a Premarket Notification
                                                  approval (§ 814.45(a)). FDA strongly                    noted that many currently marketed                     Application for a Surgical Mesh’’ issued
                                                  encourages manufacturers to meet with                   surgical meshes indicated for                          on March 2, 1999 (Ref. 2). There are two
                                                  the Agency early through the                            transvaginal POP repair use integrated                 biocompatibility studies recommended
                                                  presubmission program for any                           anchors or are self-fixating and do not                in the guidance document (and the
                                                  assistance in preparation of their PMA                  utilize sutures; therefore suture pullout              515(b) proposed order) that are not
                                                  to help to expedite the PMA review                      strength, which was identified in the                  included in CDRH’s Blue Book
                                                  process.                                                515(b) proposed order as a mesh                        Memorandum #G95–1—‘‘Use of
                                                     (Comment 8) One comment                              characteristic that should be evaluated,               International Standard ISO–10993,
                                                  questioned FDA’s reviewing                              would not be a relevant performance                    ‘Biological Evaluation of Medical
                                                  urogynecologic surgical mesh                            specification for these types of meshes.               Devices Part 1: Evaluation and
                                                  instrumentation in a PMA if the                         The commenter requested that FDA                       Testing,’ ’’ dated May 1, 1995 (Ref. 3)—
                                                  instrumentation is packaged with the                    allow manufacturers to include a                       pyrogenicity and hemolysis. FDA
                                                  surgical mesh versus reviewing                          justification as to why certain testing is             recommended pyrogenicity testing to
                                                  instrumentation in a 510(k) notification                not relevant to performance                            help protect patients from the risk of
                                                  if the instrumentation is packaged                      specifications of a particular device                  febrile reaction (Ref. 4). FDA
                                                  separately from the surgical mesh. The                  design.                                                recommended hemolysis testing on
                                                  commenter stated that the regulatory                       (Response) FDA recognizes that the                  surgical mesh for transvaginal POP
                                                  requirements for instrumentation                        data required to support premarket                     repair because red blood lysis in the
                                                  should be based on indication and not                   approval may vary by device. In the                    surgical field may adversely affect the
                                                  its packaging configuration.                            515(b) proposed order preamble, FDA                    healing process.
                                                     (Response) FDA agrees that the                       identified the information that should                    FDA generally recommends that
                                                  regulatory requirements for                             be included in a PMA to provide a                      biocompatibility testing be completed
                                                  urogynecological surgical mesh                          reasonable assurance of safety and                     prior to preclinical animal study
                                                  instrumentation should be based upon                    effectiveness of surgical mesh for                     evaluation to ensure that the preclinical
                                                  the indications for use of the                          transvaginal POP repair, including                     animal study evaluation results are
                                                  instruments and the risk of the                         evaluation of specific mechanical                      valid and can be used to support the
                                                  instrumentation when used as intended.                  characteristics. FDA agrees that                       final device design. If biocompatibility
                                                  Based on the indications for use and the                manufacturers should be allowed to                     testing and the preclinical animal study
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                                                  risks posed by these devices, in the                    justify why specific tests are not                     evaluation are conducted
                                                  515(e) proposed order, FDA proposed to                  relevant to their specific mesh design in              simultaneously and biocompatibility
                                                  reclassify these devices from class I to                lieu of testing. As noted in the 515(b)                testing results are problematic or
                                                  class II and establish special controls.                proposed order preamble, FDA strongly                  identify a safety concern resulting in
                                                  FDA is not finalizing this proposed                     encourages manufacturers to meet with                  changes to the device design or
                                                  reclassification and special controls at                the Agency early through the                           materials, the preclinical animal study
                                                  this time. On February 26, 2016, FDA                    presubmission program for any                          evaluation may need to be repeated. In
                                                  will convene a panel to discuss these                   assistance in preparation of their PMA.                addition, the results of biocompatibility


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                                                  368                 Federal Register / Vol. 81, No. 2 / Tuesday, January 5, 2016 / Rules and Regulations

                                                  testing may prompt the need for                         approval—in addition to fulfilling the                 relevant information in FDA’s Safety
                                                  additional preclinical evaluation. As                   regulatory requirements of the orders                  Communication that may be helpful to
                                                  noted in the 515(b) proposed order                      issued under section 522 of the FD&C                   patients even after PMAs are approved
                                                  preamble, FDA strongly encourages                       Act—if appropriately designed.                         for this device type (Ref. 5). For
                                                  manufacturers to meet with the Agency                   However, as noted in the 515(b)                        example, the Safety Communication
                                                  early through the presubmission                         proposed order preamble, FDA strongly                  included information regarding the
                                                  program for any assistance in                           encourages manufacturers to meet with                  potential risks of surgical mesh for
                                                  preparation of their PMA.                               the Agency to discuss specific proposals               transvaginal POP repair, nonsurgical
                                                     (Comment 11) One comment stated                      utilizing the presubmission program.                   options, and recommended questions
                                                  that the preclinical animal study                          In addition, FDA noted the following                that patients should ask their surgeon,
                                                  requirements outlined in the 515(b)                     in the postmarket surveillance orders                  which may be relevant even after PMAs
                                                  proposed order are not clearly defined                  issued under section 522 of the FD&C                   are approved for this device type.
                                                  and requested that FDA provide                          Act: ‘‘Although FDA has not come to a                  However, FDA acknowledges that
                                                  additional information on study design                  final decision on reclassification, you                including the notice of availability of
                                                  and animal model selection as well as                   may wish to consider the data                          the Safety Communication may not be
                                                  the risks that are intended to be                       requirements for a PMA in deciding the                 the best way to provide patients with
                                                  mitigated by the proposed animal study.                 design of your 522 study. If you are                   the relevant information. As a result,
                                                     (Response) Preclinical animal studies                interested in utilizing data collected to              FDA is revising this expectation and is
                                                  are intended to evaluate the safety of the              fulfill this 522 order to also fulfill a               now recommending that patient labeling
                                                  device, specifically the local and                      possible future PMA, we suggest you                    include relevant information from
                                                  systemic effects of the device.                         indicate your interest on the cover letter             FDA’s Safety Communication and/or
                                                  Preclinical animal studies may not be                   of your 522 study plan and discuss with                FDA’s Urogynecologic Surgical Mesh
                                                  needed to evaluate all surgical mesh for                FDA possible 522 study designs that                    Implants Web page (Ref. 6), including
                                                  transvaginal POP repair; however,                       may be sufficient to support a PMA                     but not limited to, recommended patient
                                                  preclinical animal studies may be                       application.’’ For those manufacturers                 questions for their surgeon, FDA
                                                  appropriate in some situations, for                     who indicated interest in using a 522                  activities related to surgical mesh for
                                                  example, to evaluate a new mesh                         study to support a future PMA, FDA’s                   transvaginal POP repair, and FDA
                                                  material or characterize the resorption                 review of their 522 protocol assessed                  contact information.
                                                  rate of a resorbable surgical mesh                      both the requirements of the 522 order                    To help ensure that patients are
                                                  product. FDA strongly encourages                        and the ability to generate sufficient                 adequately informed, FDA also
                                                  manufacturers to meet with the Agency                   data to support premarket approval.                    recommends that a link to FDA’s
                                                  early through the presubmission                            FDA also notes that the 522 orders                  Urogynecologic Surgical Mesh Implants
                                                  program to receive feedback regarding                   requested collection of safety and                     Web page be included in the patient
                                                  the need for preclinical animal studies,                effectiveness outcomes for surgical                    labeling because it provides timely and
                                                  study design, and animal model                          mesh for transvaginal POP repair at 6                  transparent information to the public,
                                                  selection to evaluate a specific surgical               months, 12 months, 18 months, 24                       including appropriate stakeholders and
                                                  mesh for transvaginal POP repair.                       months, and 36 months following                        patients.
                                                     (Comment 12) One comment stated                      surgery. Therefore, FDA expects that the                  (Comment 14) One comment
                                                  that the use of postmarket surveillance                 522 studies should be designed to                      regarding the patient identification card
                                                  studies to fulfill clinical requirements                collect the 1-year outcomes requested to               discussed in the 515(b) proposed order
                                                  for the PMA creates confusion regarding                 support premarket approval. FDA                        noted that the card can be easily
                                                  how such a study can have two                           acknowledges that the 522 orders                       provided by the manufacturer,
                                                  purposes (postmarket surveillance and                   requested 3-year followup. However,                    compliance with use of the card is
                                                  PMA approval) without compromising                      FDA notes that based on its detailed                   dependent on the implanting physician,
                                                  the study design and statistical rigor of               review of the information provided in a                and should not lead to followup
                                                  the study. The comment also stated that                 PMA, we may request additional                         activities for the manufacturer.
                                                  the 5-year followup implied in the                      postmarket followup.                                      (Response) FDA recognizes that a
                                                  515(b) proposed order is not in line with                  (Comment 13) One comment stated                     successful identification system requires
                                                  3-year followup requested in the                        that FDA’s expectation, set forth in the               support from parties other than the
                                                  postmarket surveillance orders.                         515(b) proposed order, that patient                    manufacturer, such as the implanting
                                                     (Response) In the 515(b) proposed                    labeling include a notice of availability              physician and patient. FDA’s
                                                  order preamble, FDA outlined                            of an FDA Safety Communication could                   expectation, as set forth in the 515(b)
                                                  expectations for data collection, safety                be ‘‘conflicting’’ and lead to confusion               proposed order preamble, was that
                                                  and effectiveness outcomes, and study                   because it is unclear how a reference to               patient labeling include a patient
                                                  followup. FDA noted that we intend to                   this communication would be                            identification card, which would be
                                                  consider proposals for different study                  appropriate for a device with an                       initially provided by the manufacturer.
                                                  designs and will decide on a case-by-                   approved PMA establishing its safety                   FDA does not anticipate further
                                                  case basis whether each proposed study                  and effectiveness. The commenter stated                followup actions by the manufacturer.
                                                  design is likely to generate data                       that the patient labeling should be                    These findings are adopted, in part, in
                                                  adequate to support a PMA (79 FR                        focused on the benefit-risk profile of                 the final order (see section IV, ‘‘The
                                                  24642 at 24647). In addition, we noted                  each product as established in the                     Final Order’’).
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                                                  that FDA intends to consider the use of                 related PMA and requested that FDA
                                                  study data collected by manufacturers                   consider alternative methods for                       IV. The Final Order
                                                  in response to FDA issued postmarket                    providing the information found in the                   Under section 515(b)(3) of the FD&C
                                                  surveillance study orders (79 FR 24642                  FDA communication to patients.                         Act, FDA is adopting its findings, in
                                                  at 24647). FDA believes that data from                     (Response) FDA agrees that patient                  part, as published in the preamble of the
                                                  the section 522 postmarket surveillance                 labeling should be reflective of the risks             515(b) proposed order (79 FR 24642)
                                                  studies may be able to fulfill the clinical             and benefits of individual devices. FDA                and issuing this final order to require
                                                  requirements to support PMA                             also believes that there is important,                 the filing of a PMA for surgical mesh for


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                                                                      Federal Register / Vol. 81, No. 2 / Tuesday, January 5, 2016 / Rules and Regulations                                                 369

                                                  transvaginal POP repair. As discussed in                  The collections of information in 21                      downloads/MedicalDevices/
                                                  this document, FDA is amending certain                  CFR part 807, subpart E, have been                          DeviceRegulationandGuidance/
                                                  previous findings. The Agency now                       approved under OMB control number                           GuidanceDocuments/ucm073791.pdf.
                                                                                                          0910–0120; the collections of                          3. Blue Book Memorandum #G95–1—’’Use of
                                                  finds that: (1) Manufacturing process
                                                                                                                                                                      International Standard ISO–10993,
                                                  information of the specialized                          information in 21 CFR part 814, subpart                     ’Biological Evaluation of Medical
                                                  instrumentation should not be included                  B, have been approved under OMB                             Devices Part 1: Evaluation and Testing’
                                                  in a premarket submission and (2)                       control number 0910–0231; the                               ’’ issued on May 1, 1995. Available at
                                                  patient labeling should include relevant                collections of information in part 812                      http://www.fda.gov/
                                                  information from FDA’s Safety                           have been approved under OMB control                        RegulatoryInformation/Guidances/
                                                  Communication and/or FDA’s                              number 0910–0078; the collections of                        ucm080735.htm.
                                                  Urogynecologic Surgical Mesh Implants                   information under 21 CFR 822 have                      4. ‘‘Guidance for Industry Pyrogen and
                                                  Web page rather than the notice of                      been approved under OMB control                             Endotoxins Testing: Questions and
                                                                                                                                                                      Answers,’’ June 2012. Available at http://
                                                  availability of FDA’s Safety                            number 0910–0449; and the collections
                                                                                                                                                                      www.fda.gov/downloads/drugs/
                                                  Communication. The patient labeling                     of information under 21 CFR 801 have                        guidancecompliance
                                                  should also include a link to the FDA’s                 been approved under OMB control                             regulatoryinformation/guidances/
                                                  Urogynecologic Surgical Mesh Implants                   number 0910–0485.                                           ucm310098.pdf.
                                                  Web page. This final order will revise 21                                                                      5. ‘‘Update on Serious Complications
                                                                                                          VII. Codification of Orders
                                                  CFR part 884.                                                                                                       Associated with Transvaginal Placement
                                                     Under the final order, a PMA for                        Prior to the amendments by FDASIA,                       of Surgical Mesh for Pelvic Organ
                                                  surgical mesh for transvaginal POP                      section 515(b) of the FD&C Act provided                     Prolapse: FDA Safety Communication’’
                                                  repair is required to be filed on or before             for FDA to issue regulations to require                     issued on July 13, 2011. Available at
                                                  July 5, 2018, for any preamendments                     PMA approval for preamendments                              http://www.fda.gov/MedicalDevices/
                                                                                                                                                                      Safety/AlertsandNotices/
                                                  class III devices that were in commercial               devices or devices found substantially
                                                                                                                                                                      ucm262435.htm.
                                                  distribution before May 28, 1976, or that               equivalent to preamendments devices.                   6. FDA’s Urogynecologic Surgical Mesh
                                                  has been found by FDA to be                             Section 515(b) of the FD&C Act, as                          Implants Web page. Available at http://
                                                  substantially equivalent to such a device               amended by FDASIA, provides for FDA                         www.fda.gov/MedicalDevices/
                                                  on or before July 5, 2018. Any other                    to require PMA approval for such                            ProductsandMedicalProcedures/
                                                  device subject to this order is required                devices by issuing a final order                            ImplantsandProsthetics/
                                                  to have an approved PMA in effect                       following the issuance of a proposed                        UroGynSurgicalMesh/default.htm.
                                                  before it may be marketed.                              order in the Federal Register. FDA will                List of Subjects in 21 CFR Part 884
                                                     If a PMA for any of the                              continue to codify the requirement for a
                                                  preamendments class III devices subject                 PMA approval in the Code of Federal                      Medical devices.
                                                  to this order is not filed by this date,                Regulations. Therefore, under section                    Therefore, under the Federal Food,
                                                  that device will be deemed adulterated                  515(b)(1)(A) of the FD&C Act, as                       Drug, and Cosmetic Act and under
                                                  under section 501(f)(1)(A) of the FD&C                  amended by FDASIA, in this final order,                authority delegated to the Commissioner
                                                  Act, and commercial distribution of the                 we are requiring PMA approval for                      of Food and Drugs, 21 CFR part 884 is
                                                  device must cease immediately.                          surgical mesh for transvaginal POP                     amended as follows:
                                                     The device may, however, be                          repair and we are making the language
                                                  distributed for investigational use, if the             in 21 CFR 884.5980 consistent with this                PART 884—OBSTETRICAL AND
                                                  applicable requirements of the IDE                      final order.                                           GYNECOLOGICAL DEVICES
                                                  regulations (part 812), including
                                                                                                          VIII. References                                       ■ 1. The authority citation for 21 CFR
                                                  obtaining IDE approval, are met on or
                                                                                                            The following references are on                      part 884 continues to read as follows:
                                                  before 30 months after the effective date
                                                  of this order. There will be no extended                display in the Division of Dockets                       Authority: 21 U.S.C. 351, 360, 360c, 360e,
                                                  period for filing an IDE, nor exemption                 Management (HFA–305), Food and Drug                    360j, 371.
                                                  from the IDE requirements (see                          Administration, 5630 Fishers Lane, Rm.                 ■ 2. Add paragraph (c) to § 884.5980 to
                                                  § 812.2(d)), and studies may not be                     1061, Rockville, MD 20852 and are                      read as follows:
                                                  initiated without appropriate IDE                       available for viewing by interested
                                                                                                          persons between 9 a.m. and 4 p.m.,                     § 884.5980 Surgical mesh for transvaginal
                                                  approvals, as required.
                                                                                                          Monday through Friday; they are also                   pelvic organ prolapse repair.
                                                  V. Analysis of Environmental Impact                     available electronically at http://                    *     *     *     *    *
                                                     The Agency has determined under 21                   www.regulations.gov. FDA has verified                    (c) Date premarket application
                                                  CFR 25.34(b) that this action is of a type              the Web site addresses, as of the date                 approval or notice of completion of a
                                                  that does not individually or                           this document publishes in the Federal                 product development protocol is
                                                  cumulatively have a significant effect on               Register, but Web sites are subject to                 required. A premarket application
                                                  the human environment. Therefore,                       change over time.                                      approval or notice of completion of a
                                                  neither an environmental assessment                                                                            product development protocol for a
                                                                                                          1. FDA Meeting of the Obstetrics &
                                                  nor an environmental impact statement                        Gynecological Devices Panel, September
                                                                                                                                                                 device is required to be filed with the
                                                  is required.                                                 8–9, 2011. Available at http://                   Food and Drug Administration on or
                                                                                                               www.fda.gov/AdvisoryCommittees/                   before July 5, 2018, for any surgical
                                                  VI. Paperwork Reduction Act of 1995                          CommitteesMeetingMaterials/                       mesh described in paragraph (a) of this
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                                                    This final order refers to previously                      MedicalDevices/MedicalDevices                     section that was in commercial
                                                  approved collections of information                          AdvisoryCommittee/Obstetricsand                   distribution before May 28, 1976, or that
                                                  found in FDA regulations. These                              GynecologyDevices/ucm262488.htm.                  has, on or before July 5, 2018, been
                                                  collections of information are subject to               2. ‘‘Guidance for Industry and/or for FDA              found substantially equivalent to a
                                                                                                               Reviewers/Staff and/or Compliance:
                                                  review by the Office of Management and                       Guidance for the Preparation of a                 surgical mesh described in paragraph (a)
                                                  Budget (OMB) under the Paperwork                             Premarket Notification Application for a          of this section that was in commercial
                                                  Reduction Act of 1995 (44 U.S.C. 3501–                       Surgical Mesh’’ issued on March 2, 1999.          distribution before May 28, 1976. Any
                                                  3520).                                                       Available at http://www.fda.gov/                  other surgical mesh for transvaginal


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                                                  370                 Federal Register / Vol. 81, No. 2 / Tuesday, January 5, 2016 / Rules and Regulations

                                                  pelvic organ prolapse repair shall have                 development protocol in effect before                    Dated: December 30, 2015.
                                                  an approved premarket application or                    being placed in commercial                             Leslie Kux,
                                                  declared completed product                              distribution.                                          Associate Commissioner for Policy.
                                                                                                                                                                 [FR Doc. 2015–33163 Filed 1–4–16; 8:45 am]
                                                                                                                                                                 BILLING CODE 4164–01–P
asabaliauskas on DSK5VPTVN1PROD with RULES




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Document Created: 2016-01-05 01:46:13
Document Modified: 2016-01-05 01:46:13
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal order.
DatesThis order is effective on January 5, 2016.
ContactSharon Andrews, Center for Devices and Radiological Health, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 66, Rm. G110, Silver Spring, MD 20993, 301-796-6529, [email protected]
FR Citation81 FR 363 

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