81 FR 38751 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 114 (June 14, 2016)

Page Range		38751-38751
FR Document		2016-14080

Federal Register, Volume 81 Issue 114 (Tuesday, June 14, 2016)

[Federal Register Volume 81, Number 114 (Tuesday, June 14, 2016)]
[Notices]
[Page 38751]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-14080]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a Closed Meeting on Thursday, June 
16, 2016 at 2:00 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the Closed Meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or her designee, has 
certified that, in her opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the 
scheduled matter at the Closed Meeting.
    Chair White, as duty officer, voted to consider the items listed 
for the Closed Meeting in closed session.
    The subject matter of the Closed Meeting will be:
    Institution and Settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Adjudicatory matters;
    Opinion; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact Brent J. Fields from 
the Office of the Secretary at (202) 551-5400.

Brent J. Fields,
Secretary.
[FR Doc. 2016-14080 Filed 6-10-16; 11:15 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 81, No. 114 / Tuesday, June 14, 2016 / Notices 38751

primary listing market that previously certified that, in her opinion, one or I. Self-Regulatory Organization’s
listed that security.45 For a new listing more of the exemptions set forth in 5 Statement of the Terms of the Substance
that does not have any last-sale eligible U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) of the Proposed Rule Change
trades on the Exchange on its first and 17 CFR 200.402(a)(3), (5), (7), 9(ii) The Exchange is filing a proposal to
trading day, the Official Closing Price and (10), permit consideration of the adopt Exchange Rule 519C, Mass
would be based on a derived last sale scheduled matter at the Closed Meeting. Cancellation of Trading Interest.
associated with the price of such Chair White, as duty officer, voted to The text of the proposed rule change
security before it begins trading.46 Each consider the items listed for the Closed is available on the Exchange’s Web site
Exchange states that its Amendment No. Meeting in closed session. at http://www.miaxoptions.com/filter/
1 is intended to provide increased wotitle/rule_filing, at MIAX’s principal
The subject matter of the Closed
transparency in the Exchange’s rules as office, and at the Commission’s Public
Meeting will be:
to how the Exchange would determine Reference Room.
the Official Closing Price for such new Institution and Settlement of
or transferred listings.47 injunctive actions; II. Self-Regulatory Organization’s
Because each Amendment No. 1 Institution and settlement of Statement of the Purpose of, and
responded to the comments received on administrative proceedings; Statutory Basis for, the Proposed Rule
the original proposal, and provided Adjudicatory matters; Change
additional transparency to the operation Opinion; and In its filing with the Commission, the
of the closing contingency procedures
Other matters relating to enforcement Exchange included statements
for transferred and newly listed
proceedings. concerning the purpose of and basis for
securities, the Commission finds good
At times, changes in Commission the proposed rule change and discussed
cause for approving the proposed rule
priorities require alterations in the any comments it received on the
changes, as modified by the respective
scheduling of meeting items. proposed rule change. The text of these
Amendments No. 1, on an accelerated
statements may be examined at the
basis, pursuant to section 19(b)(2) of the For further information and to
places specified in Item IV below. The
Act.48 ascertain what, if any, matters have been
Exchange has prepared summaries, set
VII. Conclusion added, deleted or postponed, please
forth in sections A, B, and C below, of
contact Brent J. Fields from the Office of
It is therefore ordered, pursuant to the most significant aspects of such
the Secretary at (202) 551–5400.
section 19(b)(2) of the Act,49 that the statements.
proposed rule changes (SR–NYSE– Brent J. Fields,
A. Self-Regulatory Organization’s
2016–18 and SR–NYSEMKT–2016–31), Secretary. Statement of the Purpose of, and
as modified by their respective [FR Doc. 2016–14080 Filed 6–10–16; 11:15 am] Statutory Basis for, the Proposed Rule
Amendments No. 1, be, and hereby are, BILLING CODE 8011–01–P Change
approved on an accelerated basis.
1. Purpose
For the Commission, by the Division of
Trading and Markets, pursuant to delegated SECURITIES AND EXCHANGE The Exchange proposes to adopt new
authority.50 COMMISSION Rule 519C, Mass Cancellation of
Robert W. Errett, Trading Interest, to codify the
Deputy Secretary. [Release No. 34–78023; File No. SR–MIAX– Exchange’s current practice of
[FR Doc. 2016–13964 Filed 6–13–16; 8:45 am] 2016–14] cancelling quotes and/or orders upon
BILLING CODE 8011–01–P the receipt of a verbal or an electronic
Self-Regulatory Organizations; Miami request from a Member.3
International Securities Exchange LLC; Proposed Rule 519C would codify the
SECURITIES AND EXCHANGE Notice of Filing and Immediate current process by which Members may
COMMISSION Effectiveness of a Proposed Rule call or send an electronic message to the
Change To Adopt Exchange Rule Exchange’s designated staff and to direct
Sunshine Act Meeting 519C, Mass Cancellation of Trading them to cancel all quotations and/or
Interest orders they have in the System.4 All of
Notice is hereby given, pursuant to
the provisions of the Government in the June 8, 2016. the directing Member’s quotations then
Sunshine Act, Public Law 94–409, that in the System will be cancelled; a
Pursuant to the provisions of Section Member may submit a request to cancel
the Securities and Exchange 19(b)(1) of the Securities Exchange Act
Commission will hold a Closed Meeting all or any subset of its orders in the
of 1934 (‘‘Act’’) 1 and Rule 19b–4 System.
on Thursday, June 16, 2016 at 2:00 p.m. thereunder,2 notice is hereby given that
Commissioners, Counsel to the Currently, Exchange Members may
on May 27, 2016, Miami International cancel all quotations and/or open orders
Commissioners, the Secretary to the Securities Exchange LLC (‘‘MIAX’’ or
Commission, and recording secretaries in the System electronically or, in the
‘‘Exchange’’) filed with the Securities alternative, may request Exchange staff
will attend the Closed Meeting. Certain and Exchange Commission
staff members who have an interest in to do so verbally by phone or via
(‘‘Commission’’) a proposed rule change electronic message. The proposed rule
the matters also may be present. as described in Items I, II, and III below,
The General Counsel of the would codify the current process of
which Items have been prepared by the
srobinson on DSK5SPTVN1PROD with NOTICES

Commission, or her designee, has
Exchange. The Commission is 3 The term ‘‘Member’’ means an individual or

45 See
publishing this notice to solicit organization approved to exercise trading rights
Amendments No. 1.
46 See id. comments on the proposed rule change associated with a Trading Permit. Members are
from interested persons. deemed ‘‘members’’ under the Act. See Exchange
47 See id.
Rule 100.
48 15 U.S.C. 78s(b)(2). 4 The term ‘‘System’’ means the automated
49 15 U.S.C. 78s(b)(2). 1 15 U.S.C. 78s(b)(1). trading system used by the Exchange for the trading
50 17 CFR 200.30–3(a)(12). 2 17 CFR 240.19b–4. of securities. See Exchange Rule 100.

VerDate Sep<11>2014 19:36 Jun 13, 2016 Jkt 238001 PO 00000 Frm 00096 Fmt 4703 Sfmt 4703 E:\FR\FM\14JNN1.SGM 14JNN1

Document Created: 2016-06-14 02:58:38
Document Modified: 2016-06-14 02:58:38

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		81 FR 38751