81_FR_39207 81 FR 39092 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Make Non-Substantive Clerical Amendments

81 FR 39092 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Make Non-Substantive Clerical Amendments

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 115 (June 15, 2016)

Page Range39092-39094
FR Document2016-14083

Federal Register, Volume 81 Issue 115 (Wednesday, June 15, 2016)
[Federal Register Volume 81, Number 115 (Wednesday, June 15, 2016)]
[Notices]
[Pages 39092-39094]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-14083]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-78024; File No. SR-BOX-2016-23]


Self-Regulatory Organizations; BOX Options Exchange LLC; Notice 
of Filing and Immediate Effectiveness of a Proposed Rule Change To 
Amend the Fee Schedule To Make Non-Substantive Clerical Amendments

June 9, 2016.
    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(the ``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given 
that on May 31, 2016, BOX Options Exchange LLC (the ``Exchange'') filed 
with the Securities and Exchange Commission (``Commission'') the 
proposed rule change as described in Items I, II, and III below, which 
Items have been prepared by the Exchange. The Exchange filed the 
proposed rule change pursuant to Section 19(b)(3)(A)(ii) of the Act,\3\ 
and Rule 19b-4(f)(2) thereunder,\4\ which renders the proposal 
effective upon filing with the Commission. The Commission is publishing 
this notice to solicit comments on the proposed rule change from 
interested persons.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ 15 U.S.C. 78s(b)(3)(A)(ii).
    \4\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------

I. Self-Regulatory Organization's Statement of the Terms of the 
Substance of the Proposed Rule Change

    The Exchange is filing with the Securities and Exchange Commission 
(``Commission'') a proposed rule change to amend the Fee Schedule to 
make non-substantive clerical amendments. While changes to the fee 
schedule pursuant to this proposal will be effective upon filing, the 
changes will become operative on June 1, 2016. The text of the proposed 
rule change is available from the principal office of the Exchange, at 
the Commission's Public Reference Room and also on the Exchange's 
Internet Web site at http://boxexchange.com.

II. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the Exchange included statements 
concerning the purpose of and basis for the proposed rule change and 
discussed any comments it received on the proposed rule change. The 
text of these statements may be examined at the places specified in 
Item IV below. The Exchange has prepared summaries, set forth in 
Sections A, B, and C below, of the most significant aspects of such 
statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

1. Purpose
Non-Auction Transactions
    The Exchange proposes to amend Section I (Non-Auction Transactions) 
of the BOX Fee Schedule to clarify what volume on BOX will count 
towards the monthly volume tier in Section I.A.1 of the Box Fee 
Schedule. The Exchange proposes to add language to the first paragraph 
of Section I.A.1 to clarify that percentage thresholds will be 
calculated on a monthly basis by totaling the Market Maker or Public 
Customer's executed Auction and Non-Auction

[[Page 39093]]

transaction volume on BOX, relative to the total national Market Maker 
or Customer volume in multiply-listed options classes.
    The Tiered Volume Rebate for Non-Auction Transactions has been in 
place since November 2014 \5\ and was amended in November 2015 \6\ to 
calculate percentage thresholds on a monthly basis by totaling the 
Market Maker or Public Customer's executed volume on BOX, relative to 
the total national Market Maker or Customer volume in multiply-listed 
options classes. The Exchange believes this additional language will 
reduce investor confusion about how the percentage thresholds are 
calculated with respect to non-auction transactions.
---------------------------------------------------------------------------

    \5\ See Securities Exchange Act Release No. 73547 (November 6, 
2014), 79 FR 67520 (November 13, 2014) (Notice of Filing and 
Immediate Effectiveness SR-BOX-2014-25).
    \6\ See Securities Exchange Act Release No. 76447 (November 16, 
2015), 80 FR 72758 (November 20, 2015) (Notice of Filing and 
Immediate Effectiveness SR-BOX-2015-36).
---------------------------------------------------------------------------

Liquidity Fees and Credits
    The Exchange also proposes to amend Section II (Liquidity Fees and 
Credits) of the BOX Fee Schedule to make non-substantive clerical 
changes. Specifically, in Section II of the Fee Schedule, the Exchange 
proposes to delete the second and third paragraphs that detail which 
non-auction orders will be considered to add or remove liquidity with 
regard to fees and credits. The Exchange believes this text is now 
obsolete, as non-auction transactions are no longer subject to 
Liquidity Fees and Credits and removing the language will reduce 
investor confusion about the applicable fees for non-auction 
transactions.\7\
---------------------------------------------------------------------------

    \7\ See supra note 1 [sic].
---------------------------------------------------------------------------

    Liquidity Fees and Credits have been in place on BOX since its 
inception in 2012. For non-auction transactions, these fees and credits 
were applied to any order, including an order with a Fill and Kill 
designation and were in addition to the Exchange fees in Section I of 
the BOX Fee Schedule. Orders which executed against an order that was 
being exposed before being placed on the BOX Book were considered to 
add liquidity. On the contrary, any order, including an order with a 
Fill and Kill designation, that removed liquidity by trading 
immediately upon entry to the BOX Book or following its exposure as 
part of NBBO filtering, received a credit.\8\ However, with the 
adoption of the new exchange fee pricing structure for non-auction 
transactions in 2014,\9\ the Exchange removed all liquidity fees and 
credits for non-auction transactions. The Exchange believes that 
deleting these paragraphs will provide clarity and will also eliminate 
confusion among market participants, which is in the interest of all 
investors and the general public.
---------------------------------------------------------------------------

    \8\ See Securities Exchange Act Release No. 66979 (May 14, 
2012), 77 FR 29740 (May 18, 2012) (Notice of Filing and Immediate 
Effectiveness SR-BOX-2012-002).
    \9\ See supra note 1 [sic].
---------------------------------------------------------------------------

2. Statutory Basis
    The Exchange believes that the proposal is consistent with the 
requirements of Section 6(b) of the Act, in general, and Section 
6(b)(4) and 6(b)(5)of the Act,\10\ in particular, in that it provides 
for the equitable allocation of reasonable dues, fees, and other 
charges among BOX Participants and other persons using its facilities 
and does not unfairly discriminate between customers, issuers, brokers 
or dealers. In particular, the Exchange believes it is reasonable and 
appropriate to add language to Section I.A.1 and remove language from 
Section II because doing so will eliminate any potential for investor 
confusion. The Exchange believes that the proposed changes are 
reasonable, equitable and not unfairly discriminatory because it treats 
all market participants equally and will not have an adverse impact on 
any particular market participant.
---------------------------------------------------------------------------

    \10\ 15 U.S.C. 78f(b)(4) and (5).
---------------------------------------------------------------------------

B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule change will 
impose any burden on competition not necessary or appropriate in 
furtherance of the purposes of the Act. The proposed change is not 
designed to address any competitive issue but rather to make non-
substantive changes to the BOX Fee Schedule, thereby reducing confusion 
and making the Exchange's Fee Schedule easier to understand. The 
Exchange believes that the proposed rule change will serve to promote 
regulatory clarity and consistency, thereby reducing burdens on the 
marketplace and facilitating investor protection.

C. Self-Regulatory Organization's Statement on Comments on the Proposed 
Rule Change Received From Members, Participants, or Others

    No written comments were either solicited or received.

III. Date of Effectiveness of the Proposed Rule Change and Timing for 
Commission Action

    The foregoing rule change has become effective pursuant to Section 
19(b)(3)(A)(ii) of the Exchange Act \11\ and Rule 19b-4(f)(2) 
thereunder,\12\ because it establishes or changes a due, or fee.
---------------------------------------------------------------------------

    \11\ 15 U.S.C. 78s(b)(3)(A)(ii).
    \12\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------

    At any time within 60 days of the filing of the proposed rule 
change, the Commission summarily may temporarily suspend the rule 
change if it appears to the Commission that the action is necessary or 
appropriate in the public interest, for the protection of investors, or 
would otherwise further the purposes of the Act. If the Commission 
takes such action, the Commission shall institute proceedings to 
determine whether the proposed rule should be approved or disapproved.

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and 
arguments concerning the foregoing, including whether the proposed rule 
change is consistent with the Act. Comments may be submitted by any of 
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to [email protected]. Please include 
File Number SR-BOX-2016-23 on the subject line.

Paper Comments

     Send paper comments in triplicate to Secretary, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.

All submissions should refer to File Number SR-BOX-2016-23. This file 
number should be included on the subject line if email is used. To help 
the Commission process and review your comments more efficiently, 
please use only one method. The Commission will post all comments on 
the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all 
written statements with respect to the proposed rule change that are 
filed with the Commission, and all written communications relating to 
the proposed rule change between the Commission and any person, other 
than those that may be withheld from the public in accordance with the 
provisions of 5 U.S.C. 552, will be

[[Page 39094]]

available for Web site viewing and printing in the Commission's Public 
Reference Room, 100 F Street NE., Washington, DC 20549 on official 
business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of 
such filing also will be available for inspection and copying at the 
principal office of the Exchange. All comments received will be posted 
without change; the Commission does not edit personal identifying 
information from submissions. You should submit only information that 
you wish to make available publicly. All submissions should refer to 
File Number SR-BOX-2016-23, and should be submitted on or before July 
6, 2016.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\13\
---------------------------------------------------------------------------

    \13\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------

Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-14083 Filed 6-14-16; 8:45 am]
BILLING CODE 8011-01-P



                                             39092                        Federal Register / Vol. 81, No. 115 / Wednesday, June 15, 2016 / Notices

                                             unreasonable, unfairly discriminatory,                  those that may be withheld from the                    III below, which Items have been
                                             imposing an unnecessary or                              public in accordance with the                          prepared by the Exchange. The
                                             inappropriate burden on competition, or                 provisions of 5 U.S.C. 552, will be                    Exchange filed the proposed rule change
                                             otherwise inconsistent with the Act;                    available for Web site viewing and                     pursuant to Section 19(b)(3)(A)(ii) of the
                                                • Whether transaction fees that                      printing in the Commission’s Public                    Act,3 and Rule 19b–4(f)(2) thereunder,4
                                             exceed half of the minimum trading                      Reference Room, 100 F Street NE.,                      which renders the proposal effective
                                             increment in Penny classes make                         Washington, DC 20549 on official                       upon filing with the Commission. The
                                             participation uneconomical for potential                business days between the hours of                     Commission is publishing this notice to
                                             auction responders, given that they may                 10:00 a.m. and 3:00 p.m. Copies of the                 solicit comments on the proposed rule
                                             not be able to compete with the                         filing also will be available for                      change from interested persons.
                                             Initiating Participant at the same trading              inspection and copying at the principal
                                             increment due to the impact of such                     office of the Exchange. All comments                   I. Self-Regulatory Organization’s
                                             fees;                                                   received will be posted without change;                Statement of the Terms of the Substance
                                                • Whether there should be a specific                 the Commission does not edit personal                  of the Proposed Rule Change
                                             auction response fee level that, for Non-               identifying information from                              The Exchange is filing with the
                                             Penny classes, should be viewed as                      submissions. You should submit only                    Securities and Exchange Commission
                                             presumptively inconsistent with the Act                 information that you wish to make                      (‘‘Commission’’) a proposed rule change
                                             and, if so, what that fee level should be;              available publicly. All submissions                    to amend the Fee Schedule to make
                                                • Whether the Commission should                      should refer to File Number SR–                        non-substantive clerical amendments.
                                             view a specific differential in the net                 NYSEMKT–2016–45 and should be                          While changes to the fee schedule
                                             fees imposed by an exchange on                          submitted on or before July 5, 2016.                   pursuant to this proposal will be
                                             Initiating Participants and potential                   Rebuttal comments should be submitted                  effective upon filing, the changes will
                                             auction responders as presumptively                     by July 19, 2016.                                      become operative on June 1, 2016. The
                                             inconsistent with the Act and, if so,                                                                          text of the proposed rule change is
                                             what that differential should be; and                   VI. Conclusion
                                                                                                                                                            available from the principal office of the
                                                • Whether the Commission should                        It is therefore ordered, pursuant to                 Exchange, at the Commission’s Public
                                             view break-up credits, which are paid to                Section 19(b)(3)(C) of the Act,33 that File            Reference Room and also on the
                                             Initiating Participants for not executing               No. SR–NYSEMKT–2016–45 be and                          Exchange’s Internet Web site at http://
                                             a transaction, as presumptively                         hereby is, temporarily suspended. In                   boxexchange.com.
                                             inconsistent with the Act.                              addition, the Commission is instituting
                                                Interested persons are invited to                    proceedings to determine whether the                   II. Self-Regulatory Organization’s
                                             submit written data, views, and                         proposed rule change should be                         Statement of the Purpose of, and
                                             arguments concerning the proposed rule                  approved or disapproved.                               Statutory Basis for, the Proposed Rule
                                             change, including whether the proposed                                                                         Change
                                                                                                       For the Commission, by the Division of
                                             rule change is consistent with the Act.                 Trading and Markets, pursuant to delegated                In its filing with the Commission, the
                                             Comments may be submitted by any of                     authority.34                                           Exchange included statements
                                             the following methods:                                  Robert W. Errett,                                      concerning the purpose of and basis for
                                             Electronic Comments                                     Deputy Secretary.                                      the proposed rule change and discussed
                                                                                                     [FR Doc. 2016–14086 Filed 6–14–16; 8:45 am]            any comments it received on the
                                               • Use the Commission’s Internet                                                                              proposed rule change. The text of these
                                                                                                     BILLING CODE 8011–01–P
                                             comment form (http://www.sec.gov/                                                                              statements may be examined at the
                                             rules/sro.shtml); or                                                                                           places specified in Item IV below. The
                                               • Send an email to rule-comments@                                                                            Exchange has prepared summaries, set
                                             sec.gov. Please include File Number SR–                 SECURITIES AND EXCHANGE
                                                                                                     COMMISSION                                             forth in Sections A, B, and C below, of
                                             NYSEMKT–2016–45 on the subject line.                                                                           the most significant aspects of such
                                                                                                     [Release No. 34–78024; File No. SR–BOX–                statements.
                                             Paper Comments                                          2016–23]
                                                • Send paper comments in triplicate                                                                         A. Self-Regulatory Organization’s
                                             to Brent J. Fields, Secretary, Securities               Self-Regulatory Organizations; BOX                     Statement of the Purpose of, and
                                             and Exchange Commission, 100 F Street                   Options Exchange LLC; Notice of                        Statutory Basis for, the Proposed Rule
                                             NE., Washington, DC 20549–1090.                         Filing and Immediate Effectiveness of                  Change
                                             All submissions should refer to File                    a Proposed Rule Change To Amend
                                                                                                     the Fee Schedule To Make Non-                          1. Purpose
                                             Number SR–NYSEMKT–2016–45. This
                                             file number should be included on the                   Substantive Clerical Amendments                        Non-Auction Transactions
                                             subject line if email is used. To help the              June 9, 2016.                                            The Exchange proposes to amend
                                             Commission process and review your                         Pursuant to Section 19(b)(1) of the                 Section I (Non-Auction Transactions) of
                                             comments more efficiently, please use                   Securities Exchange Act of 1934 (the                   the BOX Fee Schedule to clarify what
                                             only one method. The Commission will                    ‘‘Act’’),1 and Rule 19b–4 thereunder,2                 volume on BOX will count towards the
                                             post all comments on the Commission’s                   notice is hereby given that on May 31,                 monthly volume tier in Section I.A.1 of
                                             Internet Web site (http://www.sec.gov/                  2016, BOX Options Exchange LLC (the                    the Box Fee Schedule. The Exchange
                                             rules/sro.shtml). Copies of the                         ‘‘Exchange’’) filed with the Securities                proposes to add language to the first
                                             submission, all subsequent                              and Exchange Commission                                paragraph of Section I.A.1 to clarify that
ehiers on DSK5VPTVN1PROD with NOTICES




                                             amendments, all written statements                      (‘‘Commission’’) the proposed rule                     percentage thresholds will be calculated
                                             with respect to the proposed rule                       change as described in Items I, II, and                on a monthly basis by totaling the
                                             change that are filed with the                                                                                 Market Maker or Public Customer’s
                                             Commission, and all written                               33 15 U.S.C. 78s(b)(3)(C).                           executed Auction and Non-Auction
                                             communications relating to the                            34 17 CFR 200.30–3(a)(57) and (58).
                                             proposed rule change between the                          1 15 U.S.C. 78s(b)(1).                                3 15   U.S.C. 78s(b)(3)(A)(ii).
                                             Commission and any person, other than                     2 17 CFR 240.19b–4.                                   4 17   CFR 240.19b–4(f)(2).



                                        VerDate Sep<11>2014   15:15 Jun 14, 2016   Jkt 238001   PO 00000   Frm 00072   Fmt 4703   Sfmt 4703   E:\FR\FM\15JNN1.SGM    15JNN1


                                                                          Federal Register / Vol. 81, No. 115 / Wednesday, June 15, 2016 / Notices                                                39093

                                             transaction volume on BOX, relative to                  for non-auction transactions in 2014,9                   III. Date of Effectiveness of the
                                             the total national Market Maker or                      the Exchange removed all liquidity fees                  Proposed Rule Change and Timing for
                                             Customer volume in multiply-listed                      and credits for non-auction transactions.                Commission Action
                                             options classes.                                        The Exchange believes that deleting                         The foregoing rule change has become
                                                The Tiered Volume Rebate for Non-                    these paragraphs will provide clarity                    effective pursuant to Section
                                             Auction Transactions has been in place                  and will also eliminate confusion                        19(b)(3)(A)(ii) of the Exchange Act 11
                                             since November 2014 5 and was                           among market participants, which is in                   and Rule 19b–4(f)(2) thereunder,12
                                             amended in November 2015 6 to                           the interest of all investors and the                    because it establishes or changes a due,
                                             calculate percentage thresholds on a                                                                             or fee.
                                                                                                     general public.
                                             monthly basis by totaling the Market                                                                                At any time within 60 days of the
                                             Maker or Public Customer’s executed                     2. Statutory Basis                                       filing of the proposed rule change, the
                                             volume on BOX, relative to the total                                                                             Commission summarily may
                                             national Market Maker or Customer                          The Exchange believes that the
                                                                                                                                                              temporarily suspend the rule change if
                                             volume in multiply-listed options                       proposal is consistent with the
                                                                                                                                                              it appears to the Commission that the
                                             classes. The Exchange believes this                     requirements of Section 6(b) of the Act,                 action is necessary or appropriate in the
                                             additional language will reduce investor                in general, and Section 6(b)(4) and                      public interest, for the protection of
                                             confusion about how the percentage                      6(b)(5)of the Act,10 in particular, in that              investors, or would otherwise further
                                             thresholds are calculated with respect to               it provides for the equitable allocation                 the purposes of the Act. If the
                                             non-auction transactions.                               of reasonable dues, fees, and other                      Commission takes such action, the
                                             Liquidity Fees and Credits                              charges among BOX Participants and                       Commission shall institute proceedings
                                                                                                     other persons using its facilities and                   to determine whether the proposed rule
                                                The Exchange also proposes to amend                  does not unfairly discriminate between                   should be approved or disapproved.
                                             Section II (Liquidity Fees and Credits) of
                                                                                                     customers, issuers, brokers or dealers. In
                                             the BOX Fee Schedule to make non-                                                                                IV. Solicitation of Comments
                                                                                                     particular, the Exchange believes it is
                                             substantive clerical changes.                                                                                      Interested persons are invited to
                                             Specifically, in Section II of the Fee                  reasonable and appropriate to add
                                                                                                     language to Section I.A.1 and remove                     submit written data, views, and
                                             Schedule, the Exchange proposes to                                                                               arguments concerning the foregoing,
                                             delete the second and third paragraphs                  language from Section II because doing
                                                                                                     so will eliminate any potential for                      including whether the proposed rule
                                             that detail which non-auction orders                                                                             change is consistent with the Act.
                                             will be considered to add or remove                     investor confusion. The Exchange
                                                                                                                                                              Comments may be submitted by any of
                                             liquidity with regard to fees and credits.              believes that the proposed changes are
                                                                                                                                                              the following methods:
                                             The Exchange believes this text is now                  reasonable, equitable and not unfairly
                                             obsolete, as non-auction transactions are               discriminatory because it treats all                     Electronic Comments
                                             no longer subject to Liquidity Fees and                 market participants equally and will not                   • Use the Commission’s Internet
                                             Credits and removing the language will                  have an adverse impact on any                            comment form (http://www.sec.gov/
                                             reduce investor confusion about the                     particular market participant.                           rules/sro.shtml); or
                                             applicable fees for non-auction                                                                                    • Send an email to rule-comments@
                                             transactions.7                                          B. Self-Regulatory Organization’s                        sec.gov. Please include File Number SR–
                                                Liquidity Fees and Credits have been                 Statement on Burden on Competition                       BOX–2016–23 on the subject line.
                                             in place on BOX since its inception in
                                                                                                       The Exchange does not believe that                     Paper Comments
                                             2012. For non-auction transactions,
                                                                                                     the proposed rule change will impose                       • Send paper comments in triplicate
                                             these fees and credits were applied to
                                             any order, including an order with a Fill               any burden on competition not                            to Secretary, Securities and Exchange
                                             and Kill designation and were in                        necessary or appropriate in furtherance                  Commission, 100 F Street NE.,
                                             addition to the Exchange fees in Section                of the purposes of the Act. The                          Washington, DC 20549–1090.
                                             I of the BOX Fee Schedule. Orders                       proposed change is not designed to                       All submissions should refer to File
                                             which executed against an order that                    address any competitive issue but rather                 Number SR–BOX–2016–23. This file
                                             was being exposed before being placed                   to make non-substantive changes to the                   number should be included on the
                                             on the BOX Book were considered to                      BOX Fee Schedule, thereby reducing                       subject line if email is used. To help the
                                             add liquidity. On the contrary, any                     confusion and making the Exchange’s                      Commission process and review your
                                             order, including an order with a Fill and               Fee Schedule easier to understand. The                   comments more efficiently, please use
                                             Kill designation, that removed liquidity                Exchange believes that the proposed                      only one method. The Commission will
                                             by trading immediately upon entry to                    rule change will serve to promote                        post all comments on the Commission’s
                                             the BOX Book or following its exposure                  regulatory clarity and consistency,                      Internet Web site (http://www.sec.gov/
                                             as part of NBBO filtering, received a                   thereby reducing burdens on the                          rules/sro.shtml). Copies of the
                                             credit.8 However, with the adoption of                  marketplace and facilitating investor                    submission, all subsequent
                                             the new exchange fee pricing structure                  protection.                                              amendments, all written statements
                                                                                                                                                              with respect to the proposed rule
                                               5 See Securities Exchange Act Release No. 73547       C. Self-Regulatory Organization’s                        change that are filed with the
                                             (November 6, 2014), 79 FR 67520 (November 13,           Statement on Comments on the                             Commission, and all written
                                             2014) (Notice of Filing and Immediate Effectiveness     Proposed Rule Change Received From
                                             SR–BOX–2014–25).                                                                                                 communications relating to the
                                               6 See Securities Exchange Act Release No. 76447       Members, Participants, or Others                         proposed rule change between the
ehiers on DSK5VPTVN1PROD with NOTICES




                                             (November 16, 2015), 80 FR 72758 (November 20,                                                                   Commission and any person, other than
                                             2015) (Notice of Filing and Immediate Effectiveness       No written comments were either                        those that may be withheld from the
                                             SR–BOX–2015–36).                                        solicited or received.                                   public in accordance with the
                                               7 See supra note 1 [sic].
                                               8 See Securities Exchange Act Release No. 66979
                                                                                                                                                              provisions of 5 U.S.C. 552, will be
                                             (May 14, 2012), 77 FR 29740 (May 18, 2012) (Notice
                                                                                                       9 See   supra note 1 [sic].                             11 15
                                             of Filing and Immediate Effectiveness SR–BOX–                                                                             U.S.C. 78s(b)(3)(A)(ii).
                                             2012–002).                                                10 15   U.S.C. 78f(b)(4) and (5).                       12 17   CFR 240.19b–4(f)(2).



                                        VerDate Sep<11>2014   15:15 Jun 14, 2016   Jkt 238001   PO 00000   Frm 00073     Fmt 4703   Sfmt 4703   E:\FR\FM\15JNN1.SGM    15JNN1


                                             39094                            Federal Register / Vol. 81, No. 115 / Wednesday, June 15, 2016 / Notices

                                             available for Web site viewing and                          The following areas have been                              components of the Automated
                                             printing in the Commission’s Public                       determined to be adversely affected by                       Commercial Environment (ACE). The
                                             Reference Room, 100 F Street NE.,                         the disaster:                                                U.S. Customs and Border Protection
                                             Washington, DC 20549 on official                          Primary Parish: Assumption.                                  (CBP) and OES/OMC have developed a
                                             business days between the hours of                        Contiguous Parishes:                                         pilot plan to test and assess the
                                             10:00 a.m. and 3:00 p.m. Copies of such                     Louisiana: Ascension, Iberia, Iberville,                   electronic transmission of import data
                                             filing also will be available for                             Lafourche, Saint James, Saint                            for shrimp and shrimp products. The
                                             inspection and copying at the principal                       Martin, Saint Mary, Terrebonne.                          pilot test will involve using the ACE,
                                             office of the Exchange. All comments                        The Interest Rates are:                                    the OMC PGA Message Set, the DIS and
                                             received will be posted without change;                                                                                the Automated Broker Interface (ABI) to
                                             the Commission does not edit personal                                                                         Percent  transmit the data required for
                                             identifying information from                                                                                           admissibility determinations for entries
                                             submissions. You should submit only                       For Physical Damage:                                         of shrimp and product of shrimp. ABI
                                             information that you wish to make                           Homeowners with Credit Avail-
                                             available publicly. All submissions                           able Elsewhere ......................              3.250 is the electronic data interchange that
                                                                                                         Homeowners without Credit                                  enables participants to file
                                             should refer to File Number SR–BOX–                           Available Elsewhere ..............                 1.625 electronically required import data with
                                             2016–23, and should be submitted on or                      Businesses with Credit Avail-                              CBP and transfers that data into ACE.
                                             before July 6, 2016.                                          able Elsewhere ......................              6.250 Initially, under this test, OMC PGA
                                               For the Commission, by the Division of                    Businesses        without          Credit                  Message Set data may be submitted only
                                             Trading and Markets, pursuant to delegated                    Available Elsewhere ..............                 4.000 for formal and informal consumption
                                             authority.13                                                Non-Profit Organizations with
                                                                                                           Credit Available Elsewhere ...                     2.625
                                                                                                                                                                    entries (entry types 01 and 11), filed at
                                             Robert W. Errett,                                                                                                      certain ports.
                                                                                                         Non-Profit Organizations with-
                                             Deputy Secretary.                                             out Credit Available Else-                            The test will commence after
                                                                                                                                                                       DATES:
                                             [FR Doc. 2016–14083 Filed 6–14–16; 8:45 am]                   where .....................................         2.625
                                                                                                                                                         July 25, 2016, and will continue until
                                             BILLING CODE 8011–01–P                                    For Economic Injury:
                                                                                                         Businesses & Small Agricultural                 concluded by publication of a notice in
                                                                                                           Cooperatives without Credit                   the Federal Register ending the test.
                                                                                                           Available Elsewhere ..............      4.000 Participants should consult the
                                             SMALL BUSINESS ADMINISTRATION                               Non-Profit Organizations with-                  following Web site for additional
                                                                                                           out Credit Available Else-                    information regarding pilot status:
                                             [Disaster Declaration #14742 and #14743]                      where .....................................
                                                                                                                                                   2.625 https://www.cbp.gov/trade/ace/features
                                                                                                                                                         (see the PGA Integration tab). Comments
                                             Louisiana Disaster #LA–00064                                 The number assigned to this disaster           will be accepted through the duration of
                                                                                                       for physical damage is 14742 B and for            the test.
                                             AGENCY: U.S. Small Business                               economic injury is 14743 0.
                                             Administration.                                              The State which received an EIDL               ADDRESSES: To submit comments
                                             ACTION: Notice.                                           Declaration # is Louisiana.                       concerning this test program, send an
                                                                                                       (Catalog of Federal Domestic Assistance           email to Josephine Baiamonte
                                             SUMMARY:    This is a notice of an                        Number 59008)                                     (Josephine.Baiamonte@dhs.gov),
                                             Administrative declaration of a disaster                                                                    Director, Business Transformation, ACE
                                                                                                          Dated: June 9, 2016.
                                             for the State of Louisiana dated 06/09/                                                                     Business Office (ABO), Office of
                                             2016.                                                     Maria Contreras-Sweet,
                                                                                                                                                         International Trade. In the subject line
                                                Incident: Severe Weather and                           Administrator.
                                                                                                                                                         of the message, please use ‘‘Comment on
                                             Straight-line Winds.                                      [FR Doc. 2016–14131 Filed 6–14–16; 8:45 am]
                                                                                                                                                         PGA Message Set Test FRN’’. Any party
                                                Incident Period: 05/19/2016.                           BILLING CODE 8025–01–P
                                                                                                                                                         seeking to participate in the PGA
                                                Effective Date: 06/09/2016.                                                                              Message Set test should contact their
                                                Physical Loan Application Deadline                                                                       client representative. Interested parties
                                             Date: 08/08/2016.                                         DEPARTMENT OF STATE                               without an assigned client
                                                Economic Injury (EIDL) Loan                                                                              representative should submit an email
                                                                                                       [Public Notice: 9603]
                                             Application Deadline Date: 03/09/2017.                                                                      to Steven Zaccaro at steven.j.zaccaro@
                                             ADDRESSES: Submit completed loan                          Pilot Test of DS–2031 Into International cbp.dhs.gov with the subject ‘‘PGA
                                             applications to: U.S. Small Business                      Trade Data System                                 Message Set Test FRN-Request to
                                             Administration, Processing and                                                                              Participate’’.
                                                                                                       AGENCY: Bureau of Oceans and
                                             Disbursement Center, 14925 Kingsport
                                             Road, Fort Worth, TX 76155.                               International Environmental and                   FOR FURTHER INFORMATION CONTACT: For
                                                                                                       Scientific Affairs, Office of Marine              technical questions related to ACE or
                                             FOR FURTHER INFORMATION CONTACT: A.
                                                                                                       Conservation (OES/OMC), Department                ABI transmissions, contact your
                                             Escobar, Office of Disaster Assistance,                   of State.
                                             U.S. Small Business Administration,                                                                         assigned client representative.
                                                                                                       ACTION: Notice of request for public              Interested parties without an assigned
                                             409 3rd Street SW., Suite 6050,
                                             Washington, DC 20416.                                     comment.                                          client representative should direct their
                                                                                                                                                         questions to Steven Zaccaro at
                                             SUPPLEMENTARY INFORMATION: Notice is                      SUMMARY: OES/OMC announces a pilot
                                                                                                                                                         steven.j.zaccaro@cbp.dhs.gov. For PGA
ehiers on DSK5VPTVN1PROD with NOTICES




                                             hereby given that as a result of the                      test of the International Trade Data
                                                                                                                                                         related questions, contact Emi Wallace
                                             Administrator’s disaster declaration,                     System (ITDS) involving the electronic
                                                                                                                                                         (CBP) at emi.r.wallace@cbp.dhs.gov and
                                             applications for disaster loans may be                    submission of forms and/or data related
                                             filed at the address listed above or other                                                                  for OMC-related questions contact the
                                                                                                       to importations of shrimp and shrimp
                                             locally announced locations.                                                                                Section 609 Program Manager at
                                                                                                       products using the Partner Government
                                                                                                                                                         DS2031@state.gov.
                                                                                                       Agency (PGA) Message Set and
                                               13 17   CFR 200.30–3(a)(12).                            Document Image System (DIS)                       SUPPLEMENTARY INFORMATION:



                                        VerDate Sep<11>2014     15:15 Jun 14, 2016   Jkt 238001   PO 00000   Frm 00074     Fmt 4703     Sfmt 4703        E:\FR\FM\15JNN1.SGM   15JNN1



Document Created: 2016-06-15 02:21:17
Document Modified: 2016-06-15 02:21:17
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation81 FR 39092 

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR