81_FR_39993 81 FR 39875 - Proposed Priorities, Requirements, Definitions, and Selection Criteria-Striving Readers Comprehensive Literacy Program

81 FR 39875 - Proposed Priorities, Requirements, Definitions, and Selection Criteria-Striving Readers Comprehensive Literacy Program

DEPARTMENT OF EDUCATION

Federal Register Volume 81, Issue 118 (June 20, 2016)

Page Range39875-39882
FR Document2016-14529

The Assistant Secretary for the Office of Elementary and Secondary Education (Assistant Secretary) proposes priorities, requirements, definitions, and selection criteria under the Striving Readers Comprehensive Literacy (SRCL) program. These proposed priorities, requirements, definitions, and selection criteria would replace the priorities, requirements, definitions, and selection criteria in the SRCL notice inviting applications for new awards for Fiscal Year (FY) 2011, published in the Federal Register on March 10, 2011 (76 FR 13143). The Assistant Secretary may use these priorities, requirements, definitions, and selection criteria for competitions in FY 2016 and later years. We take this action to address an area of national need by providing competitive grant awards to State educational agencies (SEAs) to advance literacy skills, including pre-literacy skills, reading, and writing, for children from birth through grade 12, including English learners and children with disabilities.

Federal Register, Volume 81 Issue 118 (Monday, June 20, 2016)
[Federal Register Volume 81, Number 118 (Monday, June 20, 2016)]
[Proposed Rules]
[Pages 39875-39882]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-14529]


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DEPARTMENT OF EDUCATION

34 CFR Chapter II

[Docket ID: ED-2015-OESE-0129; CFDA Number: 84.371C.]
RIN 1810-AB25


Proposed Priorities, Requirements, Definitions, and Selection 
Criteria--Striving Readers Comprehensive Literacy Program

AGENCY: Office of Elementary and Secondary Education, Department of 
Education.

ACTION: Proposed priorities, requirements, definitions, and selection 
criteria.

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SUMMARY: The Assistant Secretary for the Office of Elementary and 
Secondary Education (Assistant Secretary) proposes priorities, 
requirements, definitions, and selection criteria under the Striving 
Readers Comprehensive Literacy (SRCL) program. These proposed 
priorities, requirements,

[[Page 39876]]

definitions, and selection criteria would replace the priorities, 
requirements, definitions, and selection criteria in the SRCL notice 
inviting applications for new awards for Fiscal Year (FY) 2011, 
published in the Federal Register on March 10, 2011 (76 FR 13143). The 
Assistant Secretary may use these priorities, requirements, 
definitions, and selection criteria for competitions in FY 2016 and 
later years. We take this action to address an area of national need by 
providing competitive grant awards to State educational agencies (SEAs) 
to advance literacy skills, including pre-literacy skills, reading, and 
writing, for children from birth through grade 12, including English 
learners and children with disabilities.

DATES: We must receive your comments on or before July 20, 2016.

ADDRESSES: Submit your comments through the Federal eRulemaking Portal 
or via postal mail, commercial delivery, or hand delivery. We will not 
accept comments submitted by fax or by email or those submitted after 
the comment period. To ensure that we do not receive duplicate copies, 
please submit your comments only once. In addition, please include the 
Docket ID at the top of your comments.
     Federal eRulemaking Portal: Go to www.regulations.gov to 
submit your comments electronically. Information on using 
Regulations.gov, including instructions for accessing agency documents, 
submitting comments, and viewing the docket, is available on the site 
under ``How to use Regulations.gov.''
     Postal Mail, Commercial Delivery, or Hand Delivery: If you 
mail or deliver your comments about these proposed regulations, address 
them to Rosemary Fennell, Office of Elementary and Secondary Education, 
U.S. Department of Education, 400 Maryland Avenue SW., Room 3E228, 
Washington, DC 20202-6450.
    Privacy Note: The Department's policy is to make all comments 
received from members of the public available for public viewing in 
their entirety on the Federal eRulemaking Portal at 
www.regulations.gov. Therefore, commenters should be careful to include 
in their comments only information that they wish to make publicly 
available.

FOR FURTHER INFORMATION CONTACT: Rosemary Fennell, (202) 401-2425 or by 
email: [email protected].
    If you use a telecommunications device for the deaf (TDD) or a text 
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-877-8339.

SUPPLEMENTARY INFORMATION: 

Executive Summary

    Purpose of this Regulatory Action: The Department plans to make 
competitive grant awards under the SRCL program to eligible SEAs for 
the purpose of advancing literacy skills, including pre-literacy 
skills, reading, and writing, for children from birth through grade 12, 
with an emphasis on disadvantaged children, including English learners 
and children with disabilities.
    Summary of the Major Provisions of This Regulatory Action: In this 
notice, we propose to establish priorities, requirements, definitions, 
and selection criteria that we may require eligible SEAs to address in 
order to receive funds under the SRCL program. We have made an effort 
to align these proposed priorities, requirements, definitions, and 
selection criteria with certain new statutory requirements, which will 
apply to any future programs, in accordance with the Department's 
authority to ensure an orderly transition to the ESEA, as amended by 
the Every Student Succeeds Act (ESSA).
    In this notice, we propose three priorities. The first priority 
would focus on how SEAs will ensure that (a) the comprehensive literacy 
instruction programs funded under this grant are supported by moderate 
evidence of effectiveness or strong evidence of effectiveness and (b) 
local literacy plans are aligned with the State comprehensive literacy 
plan. Under the second priority, SEAs would be required to have a high-
quality plan that describes the methodology that will be used to ensure 
that local projects serve the greatest numbers or percentages of 
disadvantaged children. Finally, the third priority would encourage 
SEAs to prioritize local literacy plans that align pre-literacy 
strategies for children aged birth through five with pre-literacy and 
literacy strategies for students from kindergarten through grade five.
    We are also proposing requirements intended to ensure that State 
literacy teams assess the State comprehensive literacy plans on a 
regular basis and that these plans include continuous improvement 
activities. We propose a number of definitions that clarify terms used 
in the SRCL program. We believe that these terms are important to 
understanding the complexity of the SRCL program as it relates to 
comprehensive literacy instruction.
    We are proposing selection criteria intended to help identify high-
quality applications. These selection criteria would assist the 
Department in determining the extent to which eligible SEAs submitting 
applications under the SRCL program will: (1) Provide support and 
technical assistance, based on an assessment of local needs, to SRCL 
subgrantees to ensure improvement in the literacy and pre-literacy 
achievement of children from birth to grade 12 and ensure effectiveness 
in addressing the needs of disadvantaged children; (2) establish an 
independent peer review process for awarding subgrants to prioritize 
awards to eligible subgrantees that propose a high-quality 
comprehensive literacy instruction program and are supported by 
moderate or strong evidence of effectiveness; (3) monitor subgrantees' 
implementation of interventions and practices to ensure fidelity to the 
local plan, as well as alignment between the SEA's State comprehensive 
literacy plan and local literacy plan; and (4) award subgrants of 
sufficient size that target the greatest numbers or percentages of 
disadvantaged children, to fully and effectively implement the local 
literacy plan.
    Costs and Benefits: We have determined that these proposed 
priorities, requirements, definitions, and selection criteria would not 
impose significant costs on eligible SEAs. Program participation is 
voluntary, and the costs imposed on applicants by these proposed 
priorities, requirements, definitions, and selection criteria would be 
limited to paperwork burden related to preparing an application. The 
potential benefits of implementing the programs would outweigh any 
costs incurred by applicants, and the costs of actually carrying out 
activities associated with the application would be paid for with 
program funds. For these reasons, we have determined that the costs of 
implementation would not be excessively burdensome for eligible 
applicants, including small entities.
    Invitation to Comment: We invite you to submit comments regarding 
this notice. To ensure that your comments have maximum effect in 
developing the notice of final priorities, requirements, definitions, 
and selection criteria, we urge you to identify clearly the specific 
proposed priority, requirement, definition, or selection criterion your 
comment addresses.
    We invite you to assist us in complying with the specific 
requirements of Executive Orders 12866 and 13536 and their overall 
requirement of reducing regulatory burden that might result from the 
proposed priorities, requirements, definitions, and selection criteria. 
Please let us know of any further opportunities we should take to 
reduce potential costs or increase

[[Page 39877]]

potential benefits while preserving the effective and efficient 
administration of the program.
    During and after the comment period, you may inspect all public 
comments about the proposed priorities, requirements, definitions, and 
selection criteria in Room 3E228, 400 Maryland Avenue SW., Washington, 
DC, between the hours of 8:30 a.m. and 4:00 p.m., Washington, DC time, 
Monday through Friday of each week except Federal holidays.
    Assistance to Individuals with Disabilities in Reviewing the 
Rulemaking Record: On request we will provide an appropriate 
accommodation or auxiliary aid to an individual with a disability who 
needs assistance to review the comments or other documents in the 
public rulemaking record for this notice. If you want to schedule an 
appointment for this type of accommodation or auxiliary aid, please 
contact the person listed under FOR FURTHER INFORMATION CONTACT.
    Purpose of Program: The purpose of the SCRL program is to advance 
literacy skills, including pre-literacy skills, reading, and writing, 
for all children from birth through grade 12, with a special emphasis 
on disadvantaged children, including English learners and children with 
disabilities. Through this program, the Department awards competitive 
grants to SEAs to support subgrants to local educational agencies 
(LEAs) or other eligible subgrantees, including early learning 
providers.

    Program Authority:  Section 1502 of the Elementary and Secondary 
Education Act of 1965, as amended by the No Child Left Behind Act of 
2001 (ESEA), and Title III of Division H of the Consolidated 
Appropriations Act, 2016 (Pub. L. 114-113).

Proposed Priorities

    This notice contains three proposed priorities.
    Proposed Priority 1--Interventions and Practices Supported by 
Moderate or Strong Evidence of Effectiveness.
    Background: In recent years, the Department has emphasized 
evidence-based practices in grant competitions.\1\ We believe that 
encouraging applicants to focus on proven comprehensive literacy 
instruction practices enhances the quality of programs funded through 
our competitions, improves outcomes for participating children, and 
generates a better return on investment for taxpayer funds. In the 
previous SRCL competition conducted in 2011, the Department scored 
applications on the extent to which SEAs gave priority to eligible 
subgrantees that submitted applications supported by the strongest 
available evidence. With this proposed priority, we intend to clarify 
and expand upon those efforts by further promoting comprehensive 
literacy instruction, in the local literacy plans submitted by eligible 
subgrantees, by ensuring that those plans have been carefully and 
rigorously evaluated and will have positive impacts on literacy 
outcomes.
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    \1\ In October 2015, the National Center for Education 
Statistics released a summary of the evidence generated by grants 
under the Striving Readers program awarded in 2006 and 2009 to raise 
the literacy levels of middle and high school students reading below 
grade level. Fifteen of the 17 evaluations of the interventions met 
WWC evidence standards with or without reservations. This body of 
evidence substantially increases the amount of credible information 
available to district administrators trying to decide how to best 
meet the needs of struggling adolescent readers. Institute of 
Education Sciences, National Center for Education Evaluation and 
Regional Assistance USED, Striving Readers on the Effectiveness of 
Interventions for Struggling Adolescent Readers, available at http://ies.ed.gov/ncee/pubs/20164001/pdf/20164001.pdf.
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    Proposed Priority: Under this proposed priority, a State 
educational agency (SEA) must ensure that evidence plays a central role 
in the SRCL subgrants. Specifically, in its high-quality plan, an SEA 
must assure (1) that it will use an independent peer review process to 
prioritize awards to eligible subgrantees that propose a high-quality 
comprehensive literacy instruction program, and that meet the 
conditions set forth in the definition of moderate evidence of 
effectiveness or strong evidence of effectiveness (as defined in 34 CFR 
77.1), where evidence is applicable and available, and (2) that the 
comprehensive literacy instruction program proposed by eligible 
subgrantees will align with the State's comprehensive literacy plan as 
well as local needs.
    Proposed Priority 2--Serving Disadvantaged Children.
    Background: Developing and improving the literacy skills of 
disadvantaged children is essential to improving children's academic 
achievement in all subjects and for ensuring that children are ready 
for college and career. Disadvantaged children often struggle in grades 
as early as kindergarten to develop necessary reading skills,\2\ and 
literacy gaps between these children and other children often persist 
in later grades.\3\ Because the literacy skills of young children in 
grades as early as third grade have been connected to later outcomes, 
such as high school graduation and postsecondary enrollment,\4\ we 
believe that an important focus of this program should be investing in 
the pre-literacy and literacy skills of disadvantaged children, 
including English learners and children with disabilities.
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    \2\ Mulligan, G.M., Hastedt, S., and McCarroll, J.C. (2012). 
First-Time Kindergartners in 2010-11: First Findings From the 
Kindergarten Rounds of the Early Childhood Longitudinal Study, 
Kindergarten Class of 2010-11 (ECLS-K:2011) (NCES 2012-049). U.S. 
Department of Education. Washington, DC: National Center for 
Education Statistics. Retrieved September 9, 2015 from https://nces.ed.gov/pubsearch/pubsinfo.asp?pubid=2012049.
    \3\ In 2013, results from the National Assessment of Educational 
Progress (NAEP) Reading Assessment in the 4th and 8th grade show 
that a higher percentage of the following student groups performed 
``Below Basic'' compared to other student groups in the same 
category: (1) Students who are eligible for Free- and Reduced-Price 
Lunch; (2) black and Hispanic students; (3) English learners; and 
(4) students with disabilities. U.S. Department of Education, 
Institute of Education Sciences, National Center for Education 
Statistics, National Assessment of Educational Progress, 2013 
Reading Assessment. Retrieved September 3, 2015, from the Main NAEP 
Data Explorer (http://nces.ed.gov/nationsreportcard/naepdata/.
    \4\ Lesnick, J., Goerge, R., Smithgall, C., & Gwynne J. (2010). 
Reading on Grade Level in Third Grade: How Is It Related to High 
School Performance and College Enrollment? Chicago: Chapin Hall at 
the University of Chicago. Retrieved September 9, 2015 from 
www.aecf.org/m/resourcedoc/aecf-ReadingonGradeLevelLongAnal-2010.PDF.
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    Proposed Priority: To meet this priority, an SEA must describe in 
its application a high-quality plan to award subgrants that will serve 
the greatest numbers or percentages of disadvantaged children, 
including English learners and children with disabilities.
    Proposed Priority 3--Alignment within a Birth through Fifth Grade 
Continuum.
    Background: The Department is interested in ensuring that the gains 
children make in early learning programs supported by SRCL funds are 
sustained throughout their education, particularly the elementary 
years. Meeting this objective necessitates close alignment at a State 
and local level between preschool and elementary education programs; 
building a preschool through fifth grade system will help to sustain 
student success, which is especially important in the context of 
literacy development for disadvantaged children, including English 
learners and children with disabilities.
    Proposed Priority: Under this proposed priority, an SEA must 
describe in its application a high-quality plan to align literacy 
projects supported by this grant that serve children from birth to age 
five with programs and systems that serve students in kindergarten 
through grade five to improve school readiness and transitions for 
children across this continuum.
    Types of Priorities: When inviting applications for a competition 
using one or more priorities, we designate the type of each priority as 
absolute, competitive

[[Page 39878]]

preference, or invitational through a notice in the Federal Register. 
The effect of each type of priority follows:
    Absolute priority: Under an absolute priority, we consider only 
applications that meet the priority (34 CFR 75.105(c)(3)).
    Competitive preference priority: Under a competitive preference 
priority, we give competitive preference to an application by (1) 
awarding additional points, depending on the extent to which the 
application meets the priority (34 CFR 75.105(c)(2)(i)); or (2) 
selecting an application that meets the priority over an application of 
comparable merit that does not meet the priority (34 CFR 
75.105(c)(2)(ii)).
    Invitational priority: Under an invitational priority we are 
particularly interested in applications that meet the priority. 
However, we do not give an application that meets the priority a 
preference over other applications (34 CFR 75.105(c)(1)).
    Proposed Requirements:
    Background: Because the purpose of this program is to advance 
literacy and pre-literacy skills for all children, we propose that SEAs 
must ensure that their State literacy teams assess the State 
comprehensive literacy plans on a regular basis and that these plans 
include continuous improvement activities. Additionally, to ensure that 
the comprehensive literacy instruction programs at the local level are 
supported by the most recent, up-to-date research, we propose that SEAs 
require eligible subgrantees to submit local literacy plans.
    This NPP adds the statutory supplement-not-supplant requirement 
found in section 2301 of the ESEA, as amended by the ESSA, to SRCL.
    Proposed Requirements: The Assistant Secretary proposes the 
following requirements for this program. We may apply one or more of 
these requirements in any year in which this program is in effect.
    State Comprehensive Literacy Plan: To be considered for an award 
under this program, an SEA must submit a State comprehensive literacy 
plan developed with the assistance of its State literacy team. 
Additionally, the plan must be reviewed by the State literacy team and 
updated annually if an SEA receives an award under this program.
    Local Literacy Plan: Grantees must ensure that they will only fund 
subgrantees that submit a local literacy plan that: (1) Is informed by 
a comprehensive needs assessment; (2) provides for professional 
development that is aligned with the State comprehensive literacy plan; 
(3) includes interventions and practices that are supported by moderate 
evidence of effectiveness or strong evidence of effectiveness (as 
defined in 34 CFR 77.1), where evidence is applicable and available; 
and (4) includes a plan to track children's outcomes consistent with 
all applicable privacy requirements.
    Prioritization of Subgrants: In selecting among eligible 
subgrantees, an SEA must give priority to eligible subgrantees serving 
greater numbers or percentages of disadvantaged children.
    Continuous Program Improvement: Grantees must use data, including 
the results of monitoring and evaluations, and other administrative 
data, to inform the program's continuous improvement and decision-
making, to improve program participant outcomes, and to ensure that 
disadvantaged children are served. Additionally, grantees must ensure 
that subgrantees, educators, families, and other key stakeholders 
receive the results of the evaluations conducted on the effectiveness 
of the program in a timely fashion, consistent with all applicable 
Federal, State, and other privacy requirements.
    Supplement not Supplant: Grantees must use funds under this program 
to supplement, and not supplant, any non-Federal funds that would be 
used to advance literacy skills for children from birth through grade 
12.
    Proposed Definitions:
    Background: There are several terms associated with the SRCL 
program. These terms are not defined in section 1502 of the ESEA, the 
Education Department General Administrative Regulations (EDGAR), or 
other general regulations that apply to this program.
    Proposed Definitions: The Assistant Secretary proposes the 
following definitions for this program. We may apply one or more of 
these definitions in any year in which this program is in effect.
    Comprehensive literacy instruction means instruction that--
    (a) Includes developmentally appropriate, contextually explicit, 
and systematic instruction, and frequent practice, in reading and 
writing across content areas;
    (b) Includes age-appropriate, explicit, systematic, and intentional 
instruction in phonological awareness, phonic decoding, vocabulary, 
language structure, reading fluency, and reading comprehension;
    (c) Includes age-appropriate, explicit instruction in writing, 
including opportunities for children to write with clear purposes, with 
critical reasoning appropriate to the topic and purpose, and with 
specific instruction and feedback from instructional staff;
    (d) Makes available and uses diverse, high-quality print materials 
that reflect the reading and development levels, and interests, of 
children;
    (e) Uses differentiated instructional approaches, including 
individual and small group instruction and discussion;
    (f) Provides opportunities for children to use language with peers 
and adults in order to develop language skills, including developing 
vocabulary;
    (g) Includes frequent practice of reading and writing strategies;
    (h) Uses age-appropriate, valid, and reliable screening 
assessments, diagnostic assessments, formative assessment processes, 
and summative assessments to identify a child's learning needs, to 
inform instruction, and to monitor the child's progress and the effects 
of instruction;
    (i) Uses strategies to enhance children's motivation to read and 
write and children's engagement in self-directed learning;
    (j) Incorporates the principles of universal design for learning;
    (k) Depends on teachers' collaboration in planning, instruction, 
and assessing a child's progress and on continuous professional 
learning; and
    (l) Links literacy instruction to the State's challenging academic 
standards, including standards relating to the ability to navigate, 
understand, and write about complex subject matters in print and 
digital formats.
    Disadvantaged child means a child from birth to grade 12 who is at 
risk of educational failure or otherwise in need of special assistance 
and support, including a child with a disability or who is an English 
learner. This term may also include a child who is living in poverty, 
who is far below grade level, who has left school before receiving a 
regular high school diploma, who is at risk of not graduating with a 
diploma on time, who is homeless, who is in foster care, or who has 
been incarcerated.
    Eligible subgrantee means one or more local educational agencies 
(LEAs) or, in the case of early literacy, one or more LEAs or nonprofit 
providers of early childhood education with a demonstrated record of 
effectiveness in improving early literacy development of children from 
birth through kindergarten entry and in providing professional 
development in early literacy.
    High-quality plan means any plan developed by the State educational 
agency (SEA) that is feasible and has a high probability of successful 
implementation and, at a minimum, includes--

[[Page 39879]]

    (a) The key goals of the plan;
    (b) The key activities to be undertaken and the rationale for how 
the activities support the key goals;
    (c) A realistic timeline, including key milestones, for 
implementing each key activity;
    (d) The party or parties responsible for implementing each activity 
and other key personnel assigned to each activity;
    (e) A strong theory, including a rationale for the plan and a 
corresponding logic model as defined in 34 CFR 77.1;
    (f) Performance measures at the State and local levels; and
    (g) Appropriate financial resources to support successful 
implementation of the plan.
    Independent peer review means a high-quality, transparent review 
process informed by outside individuals with expertise in literacy 
development and education for children from birth through grade 12.
    Professional development means activities that--
    (a) Are an integral part of school and LEA strategies for providing 
educators (including teachers, principals, other school leaders, 
specialized instructional support personnel, paraprofessionals, and, as 
applicable, early childhood educators) with the knowledge and skills 
necessary to enable students to succeed in a well-rounded education and 
to meet the State's challenging academic standards;
    (b) Are sustained (not stand-alone, one-day, or short term 
workshops), intensive, collaborative, job-embedded, data-driven, and 
classroom-focused; and
    (c) May include activities that--
    (1) Improve and increase teachers'--
    (i) Knowledge of the academic subjects the teachers teach;
    (ii) Understanding of how students learn; or
    (iii) Ability to analyze student work and achievement from multiple 
sources, including how to adjust instructional strategies, assessments, 
and materials based on such analysis;
    (2) Are an integral part of broad schoolwide and districtwide 
educational improvement plans;
    (3) Allow personalized plans for each educator to address the 
educator's specific needs identified in observation or other feedback;
    (4) Improve classroom management skills;
    (5) Support the recruitment, hiring, and training of effective 
teachers, including teachers who became certified through State and 
local alternative routes to certification;
    (6) Advance teacher understanding of--
    (i) Effective instructional strategies that are evidence-based; or
    (ii) Strategies for improving student academic achievement or 
substantially increasing the knowledge and teaching skills of teachers;
    (7) Are aligned with, and directly related to, academic goals of 
the school or LEA;
    (8) Are developed with extensive participation of teachers, 
principals, other school leaders, parents, representatives of Indian 
tribes (as applicable), and administrators of schools to be served 
under this program;
    (9) Are designed to give teachers of English learners, and other 
teachers and instructional staff, the knowledge and skills to provide 
instruction and appropriate language and academic support services to 
those children, including the appropriate use of curricula and 
assessments;
    (10) To the extent appropriate, provide training for teachers, 
principals, and other school leaders in the use of technology 
(including education about the harms of copyright piracy), so that 
technology and technology applications are effectively used in the 
classroom to improve teaching and learning in the curricula and 
academic subjects in which the teachers teach;
    (11) As a whole, are regularly evaluated for their impact on 
teacher effectiveness and student academic achievement, with the 
findings of the evaluations used to improve the quality of professional 
development;
    (12) Are designed to give teachers of children with disabilities or 
children with developmental delays, and other teachers and 
instructional staff, the knowledge and skills to provide instruction 
and academic support services to those children, including positive 
behavioral interventions and supports, multi-tier system of supports, 
and use of accommodations;
    (13) Provide instruction in the use of data and assessments to 
inform and instruct classroom practice;
    (14) Provide instruction in ways that teachers, principals, other 
school leaders, specialized instructional support personnel, and school 
administrators may work more effectively with parents and families;
    (15) Involve the forming of partnerships with institutions of 
higher education, including, as applicable, Tribal Colleges and 
Universities as defined in section 316(b) of the Higher Education Act 
of 1965, as amended (20 U.S.C. 1059c(b)), to establish school-based 
teacher, principal, and other school leader training programs that 
provide prospective teachers, novice teachers, principals, and other 
school leaders with an opportunity to work under the guidance of 
experienced teachers, principals, other school leaders, and faculty of 
such institutions;
    (16) Create programs to enable paraprofessionals (assisting 
teachers employed by a local educational agency receiving assistance 
under part A of title I) to obtain the education necessary for those 
paraprofessionals to become certified and licensed teachers;
    (17) Provide follow-up training to teachers who have participated 
in activities described in this paragraph that are designed to ensure 
that the knowledge and skills learned by the teachers are implemented 
in the classroom; or
    (18) Where practicable, provide for school staff and other early 
childhood education program providers to address jointly the transition 
to elementary school, including issues related to school readiness.
    State comprehensive literacy plan means a plan that addresses the 
pre-literacy and literacy needs of children from birth through grade 
12, with special emphasis on disadvantaged children. A State 
comprehensive literacy plan aligns policies, resources, and practices; 
contains clear instructional goals; sets high expectations for all 
children and subgroups of children; and provides for professional 
development for all teachers in effective literacy instruction.
    State literacy team means a team comprised of individuals with 
expertise in literacy development and education for children from birth 
through grade 12. The State literacy team must include individuals with 
expertise in the following areas:
    (a) Implementing literacy development practices and instruction for 
children in the following age/grade levels: Birth to school entry, 
kindergarten through grade 5, grades 6 through 8, and grades 9 through 
12;
    (b) Managing and implementing evidence-based literacy programs;
    (c) Evaluating literacy programs;
    (d) Planning for and implementing effective literacy interventions 
and practices, particularly for disadvantaged children, struggling 
readers, English learners, and children with disabilities;
    (e) Implementing assessments in the areas of phonological 
awareness, word recognition, phonics, vocabulary, comprehension, 
fluency, and writing; and
    (f) Implementing professional development on literacy development 
and instruction.
    A literacy team member may have expertise in more than one area. 
Team members may also include: Library/

[[Page 39880]]

media specialists; parents; literacy coaches; instructors of adult 
education; representatives of community-based organizations providing 
educational services to disadvantaged children and families; family 
literacy service providers; representatives from local or State school 
boards; and representatives from related child services agencies.
    Universal design for learning, as defined under section 103 of the 
Higher Education Act of 1965, as amended, means a scientifically valid 
framework for guiding educational practice that--
    (A) Provides flexibility in the ways information is presented, in 
the ways students respond or demonstrate knowledge and skills, and in 
the ways students are engaged; and
    (B) Reduces barriers in instruction, provides appropriate 
accommodations, supports, and challenges, and maintains high 
achievement expectations for all students, including students with 
disabilities and students who are limited English proficient.\5\
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    \5\ English learner and limited English proficient have the same 
meaning.
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    Proposed Selection Criteria:
    Background: We believe the following proposed selection criteria 
would contribute to our efforts to fund high-quality applications that 
will promote comprehensive literacy instruction programs under this 
grant.
    Proposed Selection Criteria: The Assistant Secretary proposes the 
following selection criteria for evaluating an application under this 
program. We may apply one or more of these criteria in any year in 
which this program is in effect. In the notice inviting applications, 
the application package, or both, we will announce the maximum possible 
points assigned to each criterion.
    (a) State-level activities.
    (1) The extent to which the SEA will support and provide technical 
assistance to its SRCL program subgrantees to ensure they implement a 
high-quality comprehensive literacy instruction program that will 
improve student achievement, including technical assistance on 
identifying and implementing with fidelity, interventions and practices 
that are supported by moderate evidence of effectiveness or strong 
evidence of effectiveness (as defined in 34 CFR 77.1), and align with 
local needs.
    (2) The extent to which the SEA will collect data and other 
information to inform the continuous improvement, and evaluate the 
effectiveness and impact, of local projects.
    (b) SEA plan for subgrants.
    The extent to which the SEA has a high-quality plan to use an 
independent peer review process to award subgrants that propose a high-
quality comprehensive literacy instruction program, including:
    (1) A plan to prioritize projects that will use interventions and 
practices that are supported by moderate evidence of effectiveness or 
strong evidence of effectiveness (as defined in 34 CFR 77.1); and
    (2) A process to determine--
    (i) The alignment of the local project to the State's comprehensive 
literacy plan and local needs;
    (ii) The relevance of cited studies to the project proposed and 
identified needs; and
    (iii) The extent to which the intervention or practice is supported 
by moderate evidence of effectiveness or strong evidence of 
effectiveness, as defined in 34 CFR 77.1.
    (c) SEA monitoring plan.
    (1) The extent to which the SEA describes a high-quality plan for 
monitoring local projects, including how it will ensure that: (i) The 
interventions and practices that are part of the comprehensive literacy 
instruction program are aligned with the SEA's State comprehensive 
literacy plan and; (ii) the interventions and practices that 
subgrantees implement are supported by moderate evidence of 
effectiveness or strong evidence of effectiveness (as defined in 34 CFR 
77.1), to the extent appropriate and available; and (iii) these 
interventions and practices are implemented with fidelity and aligned 
with the SEA's State comprehensive literacy plan and local needs.
    (d) Alignment of Resources.
    The extent to which the SEA will: (1) Target subgrants supporting 
projects that will improve instruction for the greatest numbers or 
percentages of disadvantaged children; and (2) award subgrants of 
sufficient size to fully and effectively implement the local plan while 
also ensuring that at least--
    (i) 15 percent of the subgranted funds serve children from birth 
through age five;
    (ii) 40 percent of the subgranted funds serve students in 
kindergarten through grade five; and
    (iii) 40 percent of the subgranted funds serve students in middle 
and high school, through grade 12, including an equitable distribution 
of funds between middle and high schools.
    Final Priorities, Requirements, Definitions, and Selection 
Criteria: We will announce the final priorities, requirements, 
definitions, and selection criteria in a notice in the Federal 
Register. We will determine the final priorities, requirements, 
definitions, and selection criteria after considering responses to this 
notice and other information available to the Department. This notice 
does not preclude us from proposing additional priorities, 
requirements, definitions, or selection criteria, subject to meeting 
applicable rulemaking requirements.
    Note: This notice does not solicit applications. In any year in 
which we choose to use one or more of these proposed priorities, 
requirements, definitions, and selection criteria, we invite 
applications through a notice in the Federal Register.

Executive Orders 12866 and 13563

Regulatory Impact Analysis

    Under Executive Order 12866, the Secretary must determine whether 
this regulatory action is ``significant'' and, therefore, subject to 
the requirements of the Executive order and subject to review by the 
Office of Management and Budget (OMB). Section 3(f) of Executive Order 
12866 defines a ``significant regulatory action'' as an action likely 
to result in a rule that may--
    (1) Have an annual effect on the economy of $100 million or more, 
or adversely affect a sector of the economy, productivity, competition, 
jobs, the environment, public health or safety, or State, local, or 
tribal governments or communities in a material way (also referred to 
as an ``economically significant'' rule);
    (2) Create serious inconsistency or otherwise interfere with an 
action taken or planned by another agency;
    (3) Materially alter the budgetary impacts of entitlement grants, 
user fees, or loan programs or the rights and obligations of recipients 
thereof; or
    (4) Raise novel legal or policy issues arising out of legal 
mandates, the President's priorities, or the principles stated in the 
Executive order.
    This proposed regulatory action would have an annual effect on the 
economy of more than $100 million because the amount of government 
transfers through the SRCL program exceeds that amount. Therefore, this 
proposed action is ``economically significant'' and subject to review 
by OMB under section 3(f)(1) of Executive Order 12866. Notwithstanding 
this determination, we have assessed the potential costs and benefits, 
both quantitative and qualitative, of this proposed regulatory action 
and have determined that the benefits would justify the costs.
    We have also reviewed this proposed regulatory action under 
Executive Order 13563, which supplements and explicitly reaffirms the 
principles,

[[Page 39881]]

structures, and definitions governing regulatory review established in 
Executive Order 12866. To the extent permitted by law, Executive Order 
13563 requires that an agency--
    (1) Propose or adopt regulations only upon a reasoned determination 
that their benefits justify their costs (recognizing that some benefits 
and costs are difficult to quantify);
    (2) Tailor its regulations to impose the least burden on society, 
consistent with obtaining regulatory objectives and taking into 
account--among other things and to the extent practicable--the costs of 
cumulative regulations;
    (3) In choosing among alternative regulatory approaches, select 
those approaches that maximize net benefits (including potential 
economic, environmental, public health and safety, and other 
advantages; distributive impacts; and equity);
    (4) To the extent feasible, specify performance objectives, rather 
than the behavior or manner of compliance a regulated entity must 
adopt; and
    (5) Identify and assess available alternatives to direct 
regulation, including economic incentives--such as user fees or 
marketable permits--to encourage the desired behavior, or provide 
information that enables the public to make choices.
    Executive Order 13563 also requires an agency ``to use the best 
available techniques to quantify anticipated present and future 
benefits and costs as accurately as possible.'' The Office of 
Information and Regulatory Affairs of OMB has emphasized that these 
techniques may include ``identifying changing future compliance costs 
that might result from technological innovation or anticipated 
behavioral changes.''
    We are issuing these proposed priorities, requirements, 
definitions, and selection criteria only on a reasoned determination 
that their benefits would justify their costs. In choosing among 
alternative regulatory approaches, we selected those approaches that 
would maximize net benefits. Based on the analysis that follows, the 
Department believes that this regulatory action is consistent with the 
principles in Executive Order 13563.
    We also have determined that this proposed regulatory action would 
not unduly interfere with State, local, and tribal governments in the 
exercise of their governmental functions.
    In this regulatory impact analysis we discuss the need for 
regulatory action, the potential costs and benefits, net budget 
impacts, assumptions, limitations, and data sources, as well as 
regulatory alternatives we considered.

Need for Regulatory Action

    These proposed priorities, requirements, definitions, and selection 
criteria are needed to implement the SRCL program award process in the 
manner that the Department believes will best enable the program to 
achieve its objectives of implementing effective literacy and pre-
literacy interventions and practices, at the local level, for 
disadvantaged children.

Potential Costs and Benefits

    The Department believes that the proposed priorities, requirements, 
definitions, and selection criteria would not impose significant costs 
on SEAs. Program participation is voluntary, and the costs imposed on 
applicants by the proposed priorities, requirements, definitions, and 
selection criteria would be limited to paperwork burden related to 
preparing an application. The potential benefits of implementing the 
program using the proposed priorities, requirements, definitions, and 
selection criteria would outweigh any costs incurred by applicants, and 
the costs of actually carrying out activities associated with the 
application would be paid for with program funds. For these reasons, 
the Department has determined that the costs of implementation would 
not be an undue burden for eligible applicants, including small 
entities.

Accounting Statement

    As required by OMB Circular A-4 (available at www.whitehouse.gov/sites/default/files/omb/assets/omb/circulars/a004/a&-4.pdf), in the 
following table we have prepared an accounting statement showing the 
classification of the expenditures associated with the provisions of 
this regulatory action. This table provides our best estimate of the 
changes in annual monetized transfers as a result of this regulatory 
action. Expenditures are classified as transfers from the Federal 
Government to SEAs.

      Accounting Statement Classification of Estimated Expenditures
                              [In millions]
------------------------------------------------------------------------
                 Category                             Transfers
------------------------------------------------------------------------
Annualized Monetized Transfers............  $190M.
 From Whom To Whom?                         From Federal Government to
                                             SEAs.
------------------------------------------------------------------------

    The SRCL program would provide approximately $190,000,000 in 
competitive grants to eligible SEAs.

Paperwork Reduction Act of 1995

    As part of its continuing effort to reduce paperwork and respondent 
burden, the Department provides the general public and Federal agencies 
with an opportunity to comment on proposed and continuing collections 
of information in accordance with the Paperwork Reduction Act of 1995 
(PRA) (44 U.S.C. 3506(c)(2)(A)). This helps ensure that: The public 
understands the Department's collection instructions, respondents can 
provide the requested data in the desired format, reporting burden 
(time and financial resources) is minimized, collection instruments are 
clearly understood, and the Department can properly assess the impact 
of collection requirements on respondents.
    We estimate that each applicant would spend approximately 240 hours 
of staff time to address the proposed priorities, requirements, 
definitions, and selection criteria, prepare the application, and 
obtain necessary clearances. We expect to receive approximately 52 
applications. Therefore, for the 52 States (including the District of 
Columbia and Puerto Rico), the total burden for completing this grant 
application is 12,480 burden hours. The respondent cost is estimated at 
$40 per hour for each application. The total cost for approximately 52 
respondents is $499,200 (52 respondents x 240 hours x $40/hour = 
$499,200).
    We have prepared an Information Collection Request (ICR) for this 
collection (1810-NEW). If you want to review and comment on the ICR, 
please follow the instructions listed under the ADDRESSES section of 
this notice.
    Note: The Office of Information and Regulatory Affairs in OMB and 
the Department of Education review all comments posted at 
www.regulations.gov.
    In preparing your comments you may want to review the ICR, 
including the supporting materials, in www.regulations.gov by using the 
Docket ID number specified in this notice. This proposed collection is 
identified as proposed collection 1810-AB25.
    We consider your comments on this proposed collection of 
information in--
     Deciding whether the proposed collection is necessary for 
the proper performance of our functions, including whether the 
information will have practical use;
     Evaluating the accuracy of our estimate of the burden of 
the proposed collection, including the validity of our methodology and 
assumptions;

[[Page 39882]]

     Enhancing the quality, usefulness, and clarity of the 
information we collect; and
     Minimizing the burden on those who must respond. This 
includes exploring the use of appropriate automated, electronic, 
mechanical, or other technological collection techniques.
    Between 30 and 60 days after publication of this document in the 
Federal Register, OMB is required to make a decision concerning the 
collection of information contained in these proposed priorities, 
requirements, definitions, and selection criteria. Therefore, to ensure 
that OMB gives your comments full consideration, it is important that 
OMB receives your comments on this ICR by July 20, 2016. This does not 
affect the deadline for your comments to us on the proposed priorities, 
requirements, definitions, and selection criteria.
    If your comments relate to the ICR for these proposed priorities, 
requirements, definitions, and selection criteria, please specify the 
Docket ID number and indicate ``Information Collection Comments'' on 
the top of your comments.
    Written requests for information or comments submitted by postal 
mail or delivery related to the information collection requirements 
should be addressed to the Director of the Information Collection 
Clearance Division, U.S. Department of Education, 400 Maryland Avenue 
SW., Mailstop L-OM-2E319LBJ, Room 2E115, Washington, DC 20202-4537.
    Intergovernmental Review: This program is subject to Executive 
Order 12372 and the regulations in 34 CFR part 79. One of the 
objectives of the Executive order is to foster an intergovernmental 
partnership and a strengthened federalism. The Executive order relies 
on processes developed by State and local governments for coordination 
and review of proposed Federal financial assistance.
    This document provides early notification of our specific plans and 
actions for this program.
    Accessible Format: Individuals with disabilities can obtain this 
document in an accessible format (e.g., braille, large print, 
audiotape, or compact disc) on request to the contact person listed 
under FOR FURTHER INFORMATION CONTACT.
    Electronic Access to This Document: The official version of this 
document is the document published in the Federal Register. Free 
Internet access to the official edition of the Federal Register and the 
Code of Federal Regulations is available via the Federal Digital System 
at: www.thefederalregister.org/fdsys. At this site you can view this document, as well 
as all other documents of this Department published in the Federal 
Register, in text or Adobe Portable Document Format (PDF). To use PDF 
you must have Adobe Acrobat Reader, which is available free at the 
site.
    You may also access documents of the Department published in the 
Federal Register by using the article search feature at: 
www.federalregister.gov. Specifically, through the advanced search 
feature at this site, you can limit your search to documents published 
by the Department.

    Dated: June 15, 2016.
Ann Whalen,
Delegated the authority to perform the functions and duties of 
Assistant Secretary for Elementary and Secondary Education.
[FR Doc. 2016-14529 Filed 6-17-16; 8:45 am]
 BILLING CODE 4000-01-P



                                                                               Federal Register / Vol. 81, No. 118 / Monday, June 20, 2016 / Proposed Rules                                                  39875

                                                      decision to re-determine descent and                    (OSMRE), are announcing a 30-day                          The petition and exhibits can be
                                                      distribution of those interests. There                  extension of the comment period on a                   viewed and downloaded at http://
                                                      would be no change to the requirement                   petition, submitted pursuant to the                    www.regulations.gov. The petition has
                                                      that any removal of property from a                     Surface Mining Control and                             been assigned Docket ID: OSM–2016–
                                                      decedent’s inventory would require                      Reclamation Act, (SMCRA or the Act),                   0006. The petition and exhibits also are
                                                      action by OHA. See 43 CFR 30.127.                       requesting that we amend our self-                     available for inspection at the location
                                                                                                              bonding regulations to ensure that                     listed under ADDRESSES.
                                                      3. Clarify OHA’s Authority To Order
                                                                                                              companies with a history of financial                     We will review and consider all
                                                      Distribution of Trust Funds
                                                                                                              insolvency, and their subsidiary                       comments submitted to the addresses
                                                         The current regulation at 43 CFR                     companies, are not allowed to self-bond                listed above (see ADDRESSES) by the
                                                      30.254 governs how a judge distributes                  coal mining operations. We are                         close of the comment period (see
                                                      a decedent’s trust or restricted property               requesting comments on the merits of                   DATES).
                                                      when the decedent died without a valid                  the petition and the rule changes                         Please include the Docket ID ‘‘OSM–
                                                      will and has no heirs. The rule                         suggested in the petition. Comments                    2016–0006’’ at the beginning of all
                                                      establishes different distributions based               received will assist the Director of                   written comments. We cannot ensure
                                                      on whether 25 U.S.C. 2206(a) applies,                   OSMRE in making the decision whether                   that comments received after the close
                                                      but does not identify trust personalty as               to grant or deny the petition.                         of the comment period (see DATES) or at
                                                      a stand-alone category of trust property                DATES: The comment period for the                      locations other than those listed above
                                                      for distribution (where there are no land               proposed rule published May 20, 2016                   (see ADDRESSES) will be included in the
                                                      interests in the decedent’s estate or                   (81 FR 31880) is extended. Electronic or               docket or considered in the
                                                      within the jurisdiction of any tribe).                  written comments: We will accept                       development of a proposed rule.
                                                         Revision under consideration:                        written comments on the petition that                     Before including your address, phone
                                                         • A modification to this regulation                  are received on or before July 20, 2016.               number, or other personal identifying
                                                      would provide clear authority for OHA                   ADDRESSES: You may submit comments                     information in your comment, you
                                                      to order distribution of trust funds when               by any of the following methods:                       should be aware that your entire
                                                      there are either no land interests in a                    Federal eRulemaking Portal: http://                 comment—including your personal
                                                      decedent’s estate or no land interests                  www.regulations.gov. The petition has                  identifying information—may be made
                                                      within the jurisdiction of any tribe.                   been assigned Docket ID: OSM–2016–                     publicly available at any time. While
                                                      Additionally, where the estate contains                 0006. Please follow the online                         you can ask us in your comment to
                                                      trust personalty associated with one                    instructions for submitting comments.                  withhold your personal identifying
                                                      tribe but interests in trust lands                         Mail/Hand-Delivery/Courier: Office of               information from public review, we
                                                      associated with another, OHA would                      Surface Mining Reclamation and                         cannot guarantee that we will be able to
                                                      order the trust personalty distributed to               Enforcement, Administrative Record,                    do so.
                                                      the tribe with sufficient nexus to the                  Room 252 SIB, 1951 Constitution                          Dated: June 14, 2016.
                                                      funds, as determined by the judge, and                  Avenue NW., Washington, DC 20240.                      Joseph G. Pizarchik,
                                                      the land distributed to the tribe with                  Please include the Docket ID: OSM–
                                                      jurisdiction over those interests.                                                                             Director, Office of Surface Mining
                                                                                                              2016–0006.                                             Reclamation and Enforcement.
                                                        Dated: June 8, 2016.                                  FOR FURTHER INFORMATION CONTACT:                       [FR Doc. 2016–14525 Filed 6–17–16; 8:45 am]
                                                      Lawrence S. Roberts,                                    Michael Kuhns, Division of Regulatory                  BILLING CODE 4310–05–P
                                                      Acting Assistant Secretary—Indian Affairs.              Support, 1951 Constitution Ave. NW.,
                                                      [FR Doc. 2016–14574 Filed 6–17–16; 8:45 am]             Washington, DC 20240; Telephone:
                                                      BILLING CODE 4337–15–P                                  202–208–2860; Email: mkuhns@
                                                                                                                                                                     DEPARTMENT OF EDUCATION
                                                                                                              osmre.gov.
                                                                                                              SUPPLEMENTARY INFORMATION: On May                      34 CFR Chapter II
                                                      DEPARTMENT OF THE INTERIOR                              20, 2016, we published a notice seeking                [Docket ID: ED–2015–OESE–0129; CFDA
                                                                                                              comments from the public on the                        Number: 84.371C.]
                                                      Office of Surface Mining Reclamation                    proposed change specified in the
                                                      and Enforcement                                         petition. 81 FR 31880 (May 20, 2016).                  RIN 1810–AB25
                                                                                                              Specifically, the petition requests that
                                                      30 CFR Part 800                                         we amend our self-bonding regulations                  Proposed Priorities, Requirements,
                                                                                                              at 30 CFR 800.23 to ensure that                        Definitions, and Selection Criteria—
                                                      [Docket ID: OSM–2016–0006; S1D1S                                                                               Striving Readers Comprehensive
                                                      SS08011000 SX064A000 167S180110;                        companies with a history of financial
                                                      S2D2S SS08011000 SX064A000                              insolvency, and their subsidiary                       Literacy Program
                                                      16XS501520]                                             companies, are not allowed to self-bond                AGENCY:   Office of Elementary and
                                                                                                              coal mining operations.                                Secondary Education, Department of
                                                      Petition To Initiate Rulemaking;                           The original comment period is                      Education.
                                                      Ensuring That Companies With a                          scheduled to close on June 20, 2016.                   ACTION: Proposed priorities,
                                                      History of Financial Insolvency, and                    However, we received a request that we
                                                      Their Subsidiary Companies, Are Not                                                                            requirements, definitions, and selection
                                                                                                              extend the comment period to allow
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      Allowed To Self-Bond Coal Mining                                                                               criteria.
                                                                                                              additional time to review the petition
                                                      Operations                                              and provide informed comments on a                     SUMMARY:   The Assistant Secretary for
                                                      AGENCY: Office of Surface Mining                        complex issue. After reviewing the                     the Office of Elementary and Secondary
                                                      Reclamation and Enforcement, Interior.                  request, we are extending the deadline                 Education (Assistant Secretary)
                                                      ACTION: Notice; extension of comment                    for submission of comments by 30 days                  proposes priorities, requirements,
                                                      period.                                                 in order to ensure that potentially                    definitions, and selection criteria under
                                                                                                              impacted parties have an adequate                      the Striving Readers Comprehensive
                                                      SUMMARY: We, the Office of Surface                      opportunity to comment. The comment                    Literacy (SRCL) program. These
                                                      Mining Reclamation and Enforcement                      period will now close on July 20, 2016.                proposed priorities, requirements,


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                                                      39876                    Federal Register / Vol. 81, No. 118 / Monday, June 20, 2016 / Proposed Rules

                                                      definitions, and selection criteria would               SUPPLEMENTARY INFORMATION:                             determining the extent to which eligible
                                                      replace the priorities, requirements,                                                                          SEAs submitting applications under the
                                                                                                              Executive Summary
                                                      definitions, and selection criteria in the                                                                     SRCL program will: (1) Provide support
                                                      SRCL notice inviting applications for                      Purpose of this Regulatory Action:                  and technical assistance, based on an
                                                      new awards for Fiscal Year (FY) 2011,                   The Department plans to make                           assessment of local needs, to SRCL
                                                      published in the Federal Register on                    competitive grant awards under the                     subgrantees to ensure improvement in
                                                      March 10, 2011 (76 FR 13143). The                       SRCL program to eligible SEAs for the                  the literacy and pre-literacy
                                                      Assistant Secretary may use these                       purpose of advancing literacy skills,                  achievement of children from birth to
                                                      priorities, requirements, definitions, and              including pre-literacy skills, reading,                grade 12 and ensure effectiveness in
                                                      selection criteria for competitions in FY               and writing, for children from birth                   addressing the needs of disadvantaged
                                                      2016 and later years. We take this action               through grade 12, with an emphasis on                  children; (2) establish an independent
                                                      to address an area of national need by                  disadvantaged children, including                      peer review process for awarding
                                                      providing competitive grant awards to                   English learners and children with                     subgrants to prioritize awards to eligible
                                                      State educational agencies (SEAs) to                    disabilities.                                          subgrantees that propose a high-quality
                                                      advance literacy skills, including pre-                    Summary of the Major Provisions of                  comprehensive literacy instruction
                                                      literacy skills, reading, and writing, for              This Regulatory Action: In this notice,                program and are supported by moderate
                                                      children from birth through grade 12,                   we propose to establish priorities,                    or strong evidence of effectiveness; (3)
                                                      including English learners and children                 requirements, definitions, and selection               monitor subgrantees’ implementation of
                                                      with disabilities.                                      criteria that we may require eligible                  interventions and practices to ensure
                                                                                                              SEAs to address in order to receive                    fidelity to the local plan, as well as
                                                      DATES: We must receive your comments
                                                                                                              funds under the SRCL program. We                       alignment between the SEA’s State
                                                      on or before July 20, 2016.                             have made an effort to align these                     comprehensive literacy plan and local
                                                      ADDRESSES: Submit your comments                         proposed priorities, requirements,                     literacy plan; and (4) award subgrants of
                                                      through the Federal eRulemaking Portal                  definitions, and selection criteria with               sufficient size that target the greatest
                                                      or via postal mail, commercial delivery,                certain new statutory requirements,                    numbers or percentages of
                                                      or hand delivery. We will not accept                    which will apply to any future                         disadvantaged children, to fully and
                                                      comments submitted by fax or by email                   programs, in accordance with the                       effectively implement the local literacy
                                                      or those submitted after the comment                    Department’s authority to ensure an                    plan.
                                                      period. To ensure that we do not receive                orderly transition to the ESEA, as                        Costs and Benefits: We have
                                                      duplicate copies, please submit your                    amended by the Every Student Succeeds                  determined that these proposed
                                                      comments only once. In addition, please                 Act (ESSA).                                            priorities, requirements, definitions, and
                                                      include the Docket ID at the top of your                   In this notice, we propose three                    selection criteria would not impose
                                                      comments.                                               priorities. The first priority would focus             significant costs on eligible SEAs.
                                                         • Federal eRulemaking Portal: Go to                  on how SEAs will ensure that (a) the                   Program participation is voluntary, and
                                                      www.regulations.gov to submit your                      comprehensive literacy instruction                     the costs imposed on applicants by
                                                      comments electronically. Information                    programs funded under this grant are                   these proposed priorities, requirements,
                                                      on using Regulations.gov, including                     supported by moderate evidence of                      definitions, and selection criteria would
                                                      instructions for accessing agency                       effectiveness or strong evidence of                    be limited to paperwork burden related
                                                      documents, submitting comments, and                     effectiveness and (b) local literacy plans             to preparing an application. The
                                                      viewing the docket, is available on the                 are aligned with the State                             potential benefits of implementing the
                                                      site under ‘‘How to use                                 comprehensive literacy plan. Under the                 programs would outweigh any costs
                                                      Regulations.gov.’’                                      second priority, SEAs would be                         incurred by applicants, and the costs of
                                                         • Postal Mail, Commercial Delivery,                  required to have a high-quality plan that              actually carrying out activities
                                                      or Hand Delivery: If you mail or deliver                describes the methodology that will be                 associated with the application would
                                                      your comments about these proposed                      used to ensure that local projects serve               be paid for with program funds. For
                                                      regulations, address them to Rosemary                   the greatest numbers or percentages of                 these reasons, we have determined that
                                                      Fennell, Office of Elementary and                       disadvantaged children. Finally, the                   the costs of implementation would not
                                                      Secondary Education, U.S. Department                    third priority would encourage SEAs to                 be excessively burdensome for eligible
                                                      of Education, 400 Maryland Avenue                       prioritize local literacy plans that align             applicants, including small entities.
                                                      SW., Room 3E228, Washington, DC                         pre-literacy strategies for children aged                 Invitation to Comment: We invite you
                                                      20202–6450.                                             birth through five with pre-literacy and               to submit comments regarding this
                                                         Privacy Note: The Department’s                       literacy strategies for students from                  notice. To ensure that your comments
                                                      policy is to make all comments received                 kindergarten through grade five.                       have maximum effect in developing the
                                                      from members of the public available for                   We are also proposing requirements                  notice of final priorities, requirements,
                                                      public viewing in their entirety on the                 intended to ensure that State literacy                 definitions, and selection criteria, we
                                                      Federal eRulemaking Portal at                           teams assess the State comprehensive                   urge you to identify clearly the specific
                                                      www.regulations.gov. Therefore,                         literacy plans on a regular basis and that             proposed priority, requirement,
                                                      commenters should be careful to                         these plans include continuous                         definition, or selection criterion your
                                                      include in their comments only                          improvement activities. We propose a                   comment addresses.
                                                      information that they wish to make                      number of definitions that clarify terms                  We invite you to assist us in
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      publicly available.                                     used in the SRCL program. We believe                   complying with the specific
                                                      FOR FURTHER INFORMATION CONTACT:                        that these terms are important to                      requirements of Executive Orders 12866
                                                      Rosemary Fennell, (202) 401–2425 or by                  understanding the complexity of the                    and 13536 and their overall requirement
                                                      email: Rosemary.Fennell@ed.gov.                         SRCL program as it relates to                          of reducing regulatory burden that
                                                         If you use a telecommunications                      comprehensive literacy instruction.                    might result from the proposed
                                                      device for the deaf (TDD) or a text                        We are proposing selection criteria                 priorities, requirements, definitions, and
                                                      telephone (TTY), call the Federal Relay                 intended to help identify high-quality                 selection criteria. Please let us know of
                                                      Service (FRS), toll free, at 1–800–877–                 applications. These selection criteria                 any further opportunities we should
                                                      8339.                                                   would assist the Department in                         take to reduce potential costs or increase


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                                                                               Federal Register / Vol. 81, No. 118 / Monday, June 20, 2016 / Proposed Rules                                                     39877

                                                      potential benefits while preserving the                 We believe that encouraging applicants                 Because the literacy skills of young
                                                      effective and efficient administration of               to focus on proven comprehensive                       children in grades as early as third grade
                                                      the program.                                            literacy instruction practices enhances                have been connected to later outcomes,
                                                         During and after the comment period,                 the quality of programs funded through                 such as high school graduation and
                                                      you may inspect all public comments                     our competitions, improves outcomes                    postsecondary enrollment,4 we believe
                                                      about the proposed priorities,                          for participating children, and generates              that an important focus of this program
                                                      requirements, definitions, and selection                a better return on investment for                      should be investing in the pre-literacy
                                                      criteria in Room 3E228, 400 Maryland                    taxpayer funds. In the previous SRCL                   and literacy skills of disadvantaged
                                                      Avenue SW., Washington, DC, between                     competition conducted in 2011, the                     children, including English learners and
                                                      the hours of 8:30 a.m. and 4:00 p.m.,                   Department scored applications on the                  children with disabilities.
                                                      Washington, DC time, Monday through                     extent to which SEAs gave priority to                     Proposed Priority: To meet this
                                                      Friday of each week except Federal                      eligible subgrantees that submitted                    priority, an SEA must describe in its
                                                      holidays.                                               applications supported by the strongest                application a high-quality plan to award
                                                         Assistance to Individuals with                       available evidence. With this proposed                 subgrants that will serve the greatest
                                                      Disabilities in Reviewing the                           priority, we intend to clarify and                     numbers or percentages of
                                                      Rulemaking Record: On request we will                   expand upon those efforts by further                   disadvantaged children, including
                                                      provide an appropriate accommodation                    promoting comprehensive literacy                       English learners and children with
                                                      or auxiliary aid to an individual with a                instruction, in the local literacy plans               disabilities.
                                                      disability who needs assistance to                      submitted by eligible subgrantees, by                     Proposed Priority 3—Alignment
                                                      review the comments or other                            ensuring that those plans have been                    within a Birth through Fifth Grade
                                                      documents in the public rulemaking                      carefully and rigorously evaluated and                 Continuum.
                                                      record for this notice. If you want to                  will have positive impacts on literacy                    Background: The Department is
                                                      schedule an appointment for this type of                outcomes.                                              interested in ensuring that the gains
                                                      accommodation or auxiliary aid, please                     Proposed Priority: Under this                       children make in early learning
                                                      contact the person listed under FOR                     proposed priority, a State educational                 programs supported by SRCL funds are
                                                      FURTHER INFORMATION CONTACT.                            agency (SEA) must ensure that evidence                 sustained throughout their education,
                                                         Purpose of Program: The purpose of                   plays a central role in the SRCL                       particularly the elementary years.
                                                      the SCRL program is to advance literacy                 subgrants. Specifically, in its high-                  Meeting this objective necessitates close
                                                      skills, including pre-literacy skills,                  quality plan, an SEA must assure (1)                   alignment at a State and local level
                                                      reading, and writing, for all children                  that it will use an independent peer                   between preschool and elementary
                                                      from birth through grade 12, with a                     review process to prioritize awards to                 education programs; building a
                                                      special emphasis on disadvantaged                       eligible subgrantees that propose a high-              preschool through fifth grade system
                                                      children, including English learners and                quality comprehensive literacy                         will help to sustain student success,
                                                      children with disabilities. Through this                instruction program, and that meet the                 which is especially important in the
                                                      program, the Department awards                          conditions set forth in the definition of              context of literacy development for
                                                      competitive grants to SEAs to support                   moderate evidence of effectiveness or                  disadvantaged children, including
                                                      subgrants to local educational agencies                 strong evidence of effectiveness (as                   English learners and children with
                                                      (LEAs) or other eligible subgrantees,                   defined in 34 CFR 77.1), where evidence                disabilities.
                                                      including early learning providers.                     is applicable and available, and (2) that                 Proposed Priority: Under this
                                                        Program Authority: Section 1502 of the                the comprehensive literacy instruction                 proposed priority, an SEA must describe
                                                      Elementary and Secondary Education Act of               program proposed by eligible                           in its application a high-quality plan to
                                                      1965, as amended by the No Child Left                   subgrantees will align with the State’s                align literacy projects supported by this
                                                      Behind Act of 2001 (ESEA), and Title III of             comprehensive literacy plan as well as
                                                      Division H of the Consolidated
                                                                                                                                                                     grant that serve children from birth to
                                                                                                              local needs.                                           age five with programs and systems that
                                                      Appropriations Act, 2016 (Pub. L. 114–113).                Proposed Priority 2—Serving                         serve students in kindergarten through
                                                      Proposed Priorities                                     Disadvantaged Children.                                grade five to improve school readiness
                                                                                                                 Background: Developing and                          and transitions for children across this
                                                        This notice contains three proposed
                                                                                                              improving the literacy skills of                       continuum.
                                                      priorities.
                                                        Proposed Priority 1—Interventions                     disadvantaged children is essential to                    Types of Priorities: When inviting
                                                      and Practices Supported by Moderate or                  improving children’s academic                          applications for a competition using one
                                                      Strong Evidence of Effectiveness.                       achievement in all subjects and for                    or more priorities, we designate the type
                                                        Background: In recent years, the                      ensuring that children are ready for                   of each priority as absolute, competitive
                                                      Department has emphasized evidence-                     college and career. Disadvantaged
                                                      based practices in grant competitions.1                 children often struggle in grades as early             percentage of the following student groups
                                                                                                              as kindergarten to develop necessary                   performed ‘‘Below Basic’’ compared to other
                                                        1 In October 2015, the National Center for            reading skills,2 and literacy gaps                     student groups in the same category: (1) Students
                                                      Education Statistics released a summary of the          between these children and other                       who are eligible for Free- and Reduced-Price Lunch;
                                                      evidence generated by grants under the Striving                                                                (2) black and Hispanic students; (3) English
                                                                                                              children often persist in later grades.3               learners; and (4) students with disabilities. U.S.
                                                      Readers program awarded in 2006 and 2009 to raise
                                                      the literacy levels of middle and high school                                                                  Department of Education, Institute of Education
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                                                                                                                2 Mulligan, G.M., Hastedt, S., and McCarroll, J.C.   Sciences, National Center for Education Statistics,
                                                      students reading below grade level. Fifteen of the
                                                      17 evaluations of the interventions met WWC             (2012). First-Time Kindergartners in 2010–11: First    National Assessment of Educational Progress, 2013
                                                      evidence standards with or without reservations.        Findings From the Kindergarten Rounds of the           Reading Assessment. Retrieved September 3, 2015,
                                                      This body of evidence substantially increases the       Early Childhood Longitudinal Study, Kindergarten       from the Main NAEP Data Explorer (http://
                                                      amount of credible information available to district    Class of 2010–11 (ECLS–K:2011) (NCES 2012–049).        nces.ed.gov/nationsreportcard/naepdata/.
                                                      administrators trying to decide how to best meet the    U.S. Department of Education. Washington, DC:             4 Lesnick, J., Goerge, R., Smithgall, C., & Gwynne

                                                      needs of struggling adolescent readers. Institute of    National Center for Education Statistics. Retrieved    J. (2010). Reading on Grade Level in Third Grade:
                                                      Education Sciences, National Center for Education       September 9, 2015 from https://nces.ed.gov/            How Is It Related to High School Performance and
                                                      Evaluation and Regional Assistance USED, Striving       pubsearch/pubsinfo.asp?pubid=2012049.                  College Enrollment? Chicago: Chapin Hall at the
                                                      Readers on the Effectiveness of Interventions for         3 In 2013, results from the National Assessment of   University of Chicago. Retrieved September 9, 2015
                                                      Struggling Adolescent Readers, available at http://     Educational Progress (NAEP) Reading Assessment         from www.aecf.org/m/resourcedoc/aecf-
                                                      ies.ed.gov/ncee/pubs/20164001/pdf/20164001.pdf.         in the 4th and 8th grade show that a higher            ReadingonGradeLevelLongAnal-2010.PDF.



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                                                      39878                    Federal Register / Vol. 81, No. 118 / Monday, June 20, 2016 / Proposed Rules

                                                      preference, or invitational through a                   includes interventions and practices                   and with specific instruction and
                                                      notice in the Federal Register. The                     that are supported by moderate                         feedback from instructional staff;
                                                      effect of each type of priority follows:                evidence of effectiveness or strong                       (d) Makes available and uses diverse,
                                                         Absolute priority: Under an absolute                 evidence of effectiveness (as defined in               high-quality print materials that reflect
                                                      priority, we consider only applications                 34 CFR 77.1), where evidence is                        the reading and development levels, and
                                                      that meet the priority (34 CFR                          applicable and available; and (4)                      interests, of children;
                                                      75.105(c)(3)).                                          includes a plan to track children’s                       (e) Uses differentiated instructional
                                                         Competitive preference priority:                     outcomes consistent with all applicable                approaches, including individual and
                                                      Under a competitive preference priority,                privacy requirements.                                  small group instruction and discussion;
                                                      we give competitive preference to an                       Prioritization of Subgrants: In                        (f) Provides opportunities for children
                                                      application by (1) awarding additional                  selecting among eligible subgrantees, an               to use language with peers and adults in
                                                      points, depending on the extent to                      SEA must give priority to eligible                     order to develop language skills,
                                                      which the application meets the priority                subgrantees serving greater numbers or                 including developing vocabulary;
                                                      (34 CFR 75.105(c)(2)(i)); or (2) selecting              percentages of disadvantaged children.                    (g) Includes frequent practice of
                                                      an application that meets the priority                     Continuous Program Improvement:                     reading and writing strategies;
                                                      over an application of comparable merit                 Grantees must use data, including the                     (h) Uses age-appropriate, valid, and
                                                      that does not meet the priority (34 CFR                 results of monitoring and evaluations,                 reliable screening assessments,
                                                      75.105(c)(2)(ii)).                                      and other administrative data, to inform               diagnostic assessments, formative
                                                         Invitational priority: Under an                      the program’s continuous improvement                   assessment processes, and summative
                                                      invitational priority we are particularly               and decision-making, to improve                        assessments to identify a child’s
                                                      interested in applications that meet the                program participant outcomes, and to                   learning needs, to inform instruction,
                                                      priority. However, we do not give an                    ensure that disadvantaged children are                 and to monitor the child’s progress and
                                                      application that meets the priority a                   served. Additionally, grantees must                    the effects of instruction;
                                                      preference over other applications (34                                                                            (i) Uses strategies to enhance
                                                                                                              ensure that subgrantees, educators,
                                                      CFR 75.105(c)(1)).                                                                                             children’s motivation to read and write
                                                                                                              families, and other key stakeholders
                                                         Proposed Requirements:                                                                                      and children’s engagement in self-
                                                                                                              receive the results of the evaluations
                                                         Background: Because the purpose of                                                                          directed learning;
                                                                                                              conducted on the effectiveness of the
                                                      this program is to advance literacy and                                                                           (j) Incorporates the principles of
                                                                                                              program in a timely fashion, consistent
                                                      pre-literacy skills for all children, we                                                                       universal design for learning;
                                                                                                              with all applicable Federal, State, and                   (k) Depends on teachers’ collaboration
                                                      propose that SEAs must ensure that
                                                                                                              other privacy requirements.                            in planning, instruction, and assessing a
                                                      their State literacy teams assess the
                                                                                                                 Supplement not Supplant: Grantees                   child’s progress and on continuous
                                                      State comprehensive literacy plans on a
                                                                                                              must use funds under this program to                   professional learning; and
                                                      regular basis and that these plans
                                                                                                              supplement, and not supplant, any non-                    (l) Links literacy instruction to the
                                                      include continuous improvement
                                                                                                              Federal funds that would be used to                    State’s challenging academic standards,
                                                      activities. Additionally, to ensure that
                                                                                                              advance literacy skills for children from              including standards relating to the
                                                      the comprehensive literacy instruction
                                                                                                              birth through grade 12.                                ability to navigate, understand, and
                                                      programs at the local level are
                                                      supported by the most recent, up-to-date                   Proposed Definitions:                               write about complex subject matters in
                                                      research, we propose that SEAs require                     Background: There are several terms                 print and digital formats.
                                                      eligible subgrantees to submit local                    associated with the SRCL program.                         Disadvantaged child means a child
                                                      literacy plans.                                         These terms are not defined in section                 from birth to grade 12 who is at risk of
                                                         This NPP adds the statutory                          1502 of the ESEA, the Education                        educational failure or otherwise in need
                                                      supplement-not-supplant requirement                     Department General Administrative                      of special assistance and support,
                                                      found in section 2301 of the ESEA, as                   Regulations (EDGAR), or other general                  including a child with a disability or
                                                      amended by the ESSA, to SRCL.                           regulations that apply to this program.                who is an English learner. This term
                                                         Proposed Requirements: The                              Proposed Definitions: The Assistant                 may also include a child who is living
                                                      Assistant Secretary proposes the                        Secretary proposes the following                       in poverty, who is far below grade level,
                                                      following requirements for this program.                definitions for this program. We may                   who has left school before receiving a
                                                      We may apply one or more of these                       apply one or more of these definitions                 regular high school diploma, who is at
                                                      requirements in any year in which this                  in any year in which this program is in                risk of not graduating with a diploma on
                                                      program is in effect.                                   effect.                                                time, who is homeless, who is in foster
                                                         State Comprehensive Literacy Plan:                      Comprehensive literacy instruction                  care, or who has been incarcerated.
                                                      To be considered for an award under                     means instruction that—                                   Eligible subgrantee means one or
                                                      this program, an SEA must submit a                         (a) Includes developmentally                        more local educational agencies (LEAs)
                                                      State comprehensive literacy plan                       appropriate, contextually explicit, and                or, in the case of early literacy, one or
                                                      developed with the assistance of its                    systematic instruction, and frequent                   more LEAs or nonprofit providers of
                                                      State literacy team. Additionally, the                  practice, in reading and writing across                early childhood education with a
                                                      plan must be reviewed by the State                      content areas;                                         demonstrated record of effectiveness in
                                                      literacy team and updated annually if an                   (b) Includes age-appropriate, explicit,             improving early literacy development of
                                                      SEA receives an award under this                        systematic, and intentional instruction                children from birth through
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                                                      program.                                                in phonological awareness, phonic                      kindergarten entry and in providing
                                                         Local Literacy Plan: Grantees must                   decoding, vocabulary, language                         professional development in early
                                                      ensure that they will only fund                         structure, reading fluency, and reading                literacy.
                                                      subgrantees that submit a local literacy                comprehension;                                            High-quality plan means any plan
                                                      plan that: (1) Is informed by a                            (c) Includes age-appropriate, explicit              developed by the State educational
                                                      comprehensive needs assessment; (2)                     instruction in writing, including                      agency (SEA) that is feasible and has a
                                                      provides for professional development                   opportunities for children to write with               high probability of successful
                                                      that is aligned with the State                          clear purposes, with critical reasoning                implementation and, at a minimum,
                                                      comprehensive literacy plan; (3)                        appropriate to the topic and purpose,                  includes—


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                                                                               Federal Register / Vol. 81, No. 118 / Monday, June 20, 2016 / Proposed Rules                                             39879

                                                         (a) The key goals of the plan;                          (i) Effective instructional strategies              leaders with an opportunity to work
                                                         (b) The key activities to be undertaken              that are evidence-based; or                            under the guidance of experienced
                                                      and the rationale for how the activities                   (ii) Strategies for improving student               teachers, principals, other school
                                                      support the key goals;                                  academic achievement or substantially                  leaders, and faculty of such institutions;
                                                         (c) A realistic timeline, including key              increasing the knowledge and teaching                     (16) Create programs to enable
                                                      milestones, for implementing each key                   skills of teachers;                                    paraprofessionals (assisting teachers
                                                      activity;                                                  (7) Are aligned with, and directly                  employed by a local educational agency
                                                         (d) The party or parties responsible                 related to, academic goals of the school               receiving assistance under part A of title
                                                      for implementing each activity and                      or LEA;                                                I) to obtain the education necessary for
                                                      other key personnel assigned to each                       (8) Are developed with extensive                    those paraprofessionals to become
                                                      activity;                                               participation of teachers, principals,                 certified and licensed teachers;
                                                         (e) A strong theory, including a                     other school leaders, parents,                            (17) Provide follow-up training to
                                                      rationale for the plan and a                            representatives of Indian tribes (as                   teachers who have participated in
                                                      corresponding logic model as defined in                 applicable), and administrators of                     activities described in this paragraph
                                                      34 CFR 77.1;                                            schools to be served under this program;               that are designed to ensure that the
                                                         (f) Performance measures at the State                   (9) Are designed to give teachers of                knowledge and skills learned by the
                                                      and local levels; and                                   English learners, and other teachers and               teachers are implemented in the
                                                         (g) Appropriate financial resources to               instructional staff, the knowledge and                 classroom; or
                                                      support successful implementation of                    skills to provide instruction and                         (18) Where practicable, provide for
                                                      the plan.                                               appropriate language and academic                      school staff and other early childhood
                                                         Independent peer review means a                      support services to those children,                    education program providers to address
                                                      high-quality, transparent review process                including the appropriate use of                       jointly the transition to elementary
                                                      informed by outside individuals with                    curricula and assessments;                             school, including issues related to
                                                      expertise in literacy development and                      (10) To the extent appropriate,                     school readiness.
                                                      education for children from birth                       provide training for teachers, principals,                State comprehensive literacy plan
                                                      through grade 12.                                       and other school leaders in the use of                 means a plan that addresses the pre-
                                                         Professional development means                       technology (including education about                  literacy and literacy needs of children
                                                      activities that—                                        the harms of copyright piracy), so that
                                                         (a) Are an integral part of school and                                                                      from birth through grade 12, with
                                                                                                              technology and technology applications                 special emphasis on disadvantaged
                                                      LEA strategies for providing educators
                                                                                                              are effectively used in the classroom to               children. A State comprehensive
                                                      (including teachers, principals, other
                                                                                                              improve teaching and learning in the                   literacy plan aligns policies, resources,
                                                      school leaders, specialized instructional
                                                                                                              curricula and academic subjects in                     and practices; contains clear
                                                      support personnel, paraprofessionals,
                                                                                                              which the teachers teach;                              instructional goals; sets high
                                                      and, as applicable, early childhood                        (11) As a whole, are regularly
                                                      educators) with the knowledge and                                                                              expectations for all children and
                                                                                                              evaluated for their impact on teacher                  subgroups of children; and provides for
                                                      skills necessary to enable students to                  effectiveness and student academic
                                                      succeed in a well-rounded education                                                                            professional development for all
                                                                                                              achievement, with the findings of the                  teachers in effective literacy instruction.
                                                      and to meet the State’s challenging                     evaluations used to improve the quality
                                                      academic standards;                                                                                               State literacy team means a team
                                                                                                              of professional development;                           comprised of individuals with expertise
                                                         (b) Are sustained (not stand-alone,                     (12) Are designed to give teachers of
                                                      one-day, or short term workshops),                                                                             in literacy development and education
                                                                                                              children with disabilities or children                 for children from birth through grade
                                                      intensive, collaborative, job-embedded,                 with developmental delays, and other
                                                      data-driven, and classroom-focused; and                                                                        12. The State literacy team must include
                                                                                                              teachers and instructional staff, the                  individuals with expertise in the
                                                         (c) May include activities that—
                                                         (1) Improve and increase teachers’—                  knowledge and skills to provide                        following areas:
                                                         (i) Knowledge of the academic                        instruction and academic support                          (a) Implementing literacy
                                                      subjects the teachers teach;                            services to those children, including                  development practices and instruction
                                                         (ii) Understanding of how students                   positive behavioral interventions and                  for children in the following age/grade
                                                      learn; or                                               supports, multi-tier system of supports,               levels: Birth to school entry,
                                                         (iii) Ability to analyze student work                and use of accommodations;                             kindergarten through grade 5, grades 6
                                                      and achievement from multiple sources,                     (13) Provide instruction in the use of              through 8, and grades 9 through 12;
                                                      including how to adjust instructional                   data and assessments to inform and                        (b) Managing and implementing
                                                      strategies, assessments, and materials                  instruct classroom practice;                           evidence-based literacy programs;
                                                      based on such analysis;                                    (14) Provide instruction in ways that                  (c) Evaluating literacy programs;
                                                         (2) Are an integral part of broad                    teachers, principals, other school                        (d) Planning for and implementing
                                                      schoolwide and districtwide                             leaders, specialized instructional                     effective literacy interventions and
                                                      educational improvement plans;                          support personnel, and school                          practices, particularly for disadvantaged
                                                         (3) Allow personalized plans for each                administrators may work more                           children, struggling readers, English
                                                      educator to address the educator’s                      effectively with parents and families;                 learners, and children with disabilities;
                                                      specific needs identified in observation                   (15) Involve the forming of                            (e) Implementing assessments in the
                                                                                                              partnerships with institutions of higher               areas of phonological awareness, word
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                                                      or other feedback;
                                                         (4) Improve classroom management                     education, including, as applicable,                   recognition, phonics, vocabulary,
                                                      skills;                                                 Tribal Colleges and Universities as                    comprehension, fluency, and writing;
                                                         (5) Support the recruitment, hiring,                 defined in section 316(b) of the Higher                and
                                                      and training of effective teachers,                     Education Act of 1965, as amended (20                     (f) Implementing professional
                                                      including teachers who became certified                 U.S.C. 1059c(b)), to establish school-                 development on literacy development
                                                      through State and local alternative                     based teacher, principal, and other                    and instruction.
                                                      routes to certification;                                school leader training programs that                      A literacy team member may have
                                                         (6) Advance teacher understanding                    provide prospective teachers, novice                   expertise in more than one area. Team
                                                      of—                                                     teachers, principals, and other school                 members may also include: Library/


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                                                      39880                    Federal Register / Vol. 81, No. 118 / Monday, June 20, 2016 / Proposed Rules

                                                      media specialists; parents; literacy                    peer review process to award subgrants                 selection criteria after considering
                                                      coaches; instructors of adult education;                that propose a high-quality                            responses to this notice and other
                                                      representatives of community-based                      comprehensive literacy instruction                     information available to the Department.
                                                      organizations providing educational                     program, including:                                    This notice does not preclude us from
                                                      services to disadvantaged children and                     (1) A plan to prioritize projects that              proposing additional priorities,
                                                      families; family literacy service                       will use interventions and practices that              requirements, definitions, or selection
                                                      providers; representatives from local or                are supported by moderate evidence of                  criteria, subject to meeting applicable
                                                      State school boards; and representatives                effectiveness or strong evidence of                    rulemaking requirements.
                                                      from related child services agencies.                   effectiveness (as defined in 34 CFR                      Note: This notice does not solicit
                                                         Universal design for learning, as                    77.1); and                                             applications. In any year in which we
                                                      defined under section 103 of the Higher                    (2) A process to determine—                         choose to use one or more of these
                                                      Education Act of 1965, as amended,                         (i) The alignment of the local project              proposed priorities, requirements,
                                                      means a scientifically valid framework                  to the State’s comprehensive literacy                  definitions, and selection criteria, we
                                                      for guiding educational practice that—                  plan and local needs;                                  invite applications through a notice in
                                                         (A) Provides flexibility in the ways                    (ii) The relevance of cited studies to              the Federal Register.
                                                      information is presented, in the ways                   the project proposed and identified
                                                      students respond or demonstrate                         needs; and                                             Executive Orders 12866 and 13563
                                                      knowledge and skills, and in the ways                      (iii) The extent to which the                       Regulatory Impact Analysis
                                                      students are engaged; and                               intervention or practice is supported by
                                                         (B) Reduces barriers in instruction,                 moderate evidence of effectiveness or                     Under Executive Order 12866, the
                                                      provides appropriate accommodations,                    strong evidence of effectiveness, as                   Secretary must determine whether this
                                                      supports, and challenges, and maintains                 defined in 34 CFR 77.1.                                regulatory action is ‘‘significant’’ and,
                                                      high achievement expectations for all                      (c) SEA monitoring plan.                            therefore, subject to the requirements of
                                                      students, including students with                          (1) The extent to which the SEA                     the Executive order and subject to
                                                      disabilities and students who are                       describes a high-quality plan for                      review by the Office of Management and
                                                      limited English proficient.5                            monitoring local projects, including                   Budget (OMB). Section 3(f) of Executive
                                                         Proposed Selection Criteria:                         how it will ensure that: (i) The                       Order 12866 defines a ‘‘significant
                                                         Background: We believe the following                 interventions and practices that are part              regulatory action’’ as an action likely to
                                                      proposed selection criteria would                       of the comprehensive literacy                          result in a rule that may—
                                                      contribute to our efforts to fund high-                 instruction program are aligned with the                  (1) Have an annual effect on the
                                                      quality applications that will promote                  SEA’s State comprehensive literacy plan                economy of $100 million or more, or
                                                      comprehensive literacy instruction                      and; (ii) the interventions and practices              adversely affect a sector of the economy,
                                                      programs under this grant.                              that subgrantees implement are                         productivity, competition, jobs, the
                                                         Proposed Selection Criteria: The                     supported by moderate evidence of                      environment, public health or safety, or
                                                      Assistant Secretary proposes the                        effectiveness or strong evidence of                    State, local, or tribal governments or
                                                      following selection criteria for                        effectiveness (as defined in 34 CFR                    communities in a material way (also
                                                      evaluating an application under this                    77.1), to the extent appropriate and                   referred to as an ‘‘economically
                                                      program. We may apply one or more of                    available; and (iii) these interventions               significant’’ rule);
                                                      these criteria in any year in which this                and practices are implemented with                        (2) Create serious inconsistency or
                                                      program is in effect. In the notice                     fidelity and aligned with the SEA’s State              otherwise interfere with an action taken
                                                      inviting applications, the application                  comprehensive literacy plan and local                  or planned by another agency;
                                                      package, or both, we will announce the                  needs.                                                    (3) Materially alter the budgetary
                                                      maximum possible points assigned to                        (d) Alignment of Resources.                         impacts of entitlement grants, user fees,
                                                      each criterion.                                            The extent to which the SEA will: (1)               or loan programs or the rights and
                                                         (a) State-level activities.                          Target subgrants supporting projects                   obligations of recipients thereof; or
                                                         (1) The extent to which the SEA will                 that will improve instruction for the                     (4) Raise novel legal or policy issues
                                                      support and provide technical                                                                                  arising out of legal mandates, the
                                                                                                              greatest numbers or percentages of
                                                      assistance to its SRCL program                                                                                 President’s priorities, or the principles
                                                                                                              disadvantaged children; and (2) award
                                                      subgrantees to ensure they implement a                                                                         stated in the Executive order.
                                                                                                              subgrants of sufficient size to fully and
                                                      high-quality comprehensive literacy                                                                               This proposed regulatory action
                                                                                                              effectively implement the local plan
                                                      instruction program that will improve                                                                          would have an annual effect on the
                                                                                                              while also ensuring that at least—
                                                      student achievement, including                             (i) 15 percent of the subgranted funds              economy of more than $100 million
                                                      technical assistance on identifying and                                                                        because the amount of government
                                                                                                              serve children from birth through age
                                                      implementing with fidelity,                                                                                    transfers through the SRCL program
                                                                                                              five;
                                                      interventions and practices that are                       (ii) 40 percent of the subgranted funds             exceeds that amount. Therefore, this
                                                      supported by moderate evidence of                       serve students in kindergarten through                 proposed action is ‘‘economically
                                                      effectiveness or strong evidence of                     grade five; and                                        significant’’ and subject to review by
                                                      effectiveness (as defined in 34 CFR                        (iii) 40 percent of the subgranted                  OMB under section 3(f)(1) of Executive
                                                      77.1), and align with local needs.                      funds serve students in middle and high                Order 12866. Notwithstanding this
                                                         (2) The extent to which the SEA will                                                                        determination, we have assessed the
                                                                                                              school, through grade 12, including an
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                                                      collect data and other information to                                                                          potential costs and benefits, both
                                                                                                              equitable distribution of funds between
                                                      inform the continuous improvement,                                                                             quantitative and qualitative, of this
                                                                                                              middle and high schools.
                                                      and evaluate the effectiveness and                         Final Priorities, Requirements,                     proposed regulatory action and have
                                                      impact, of local projects.                              Definitions, and Selection Criteria: We                determined that the benefits would
                                                         (b) SEA plan for subgrants.
                                                         The extent to which the SEA has a                    will announce the final priorities,                    justify the costs.
                                                      high-quality plan to use an independent                 requirements, definitions, and selection                  We have also reviewed this proposed
                                                                                                              criteria in a notice in the Federal                    regulatory action under Executive Order
                                                        5 English learner and limited English proficient      Register. We will determine the final                  13563, which supplements and
                                                      have the same meaning.                                  priorities, requirements, definitions, and             explicitly reaffirms the principles,


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                                                                               Federal Register / Vol. 81, No. 118 / Monday, June 20, 2016 / Proposed Rules                                        39881

                                                      structures, and definitions governing                   Need for Regulatory Action                             Paperwork Reduction Act of 1995
                                                      regulatory review established in
                                                                                                                 These proposed priorities,                   As part of its continuing effort to
                                                      Executive Order 12866. To the extent
                                                                                                              requirements, definitions, and selection     reduce paperwork and respondent
                                                      permitted by law, Executive Order
                                                                                                              criteria are needed to implement the         burden, the Department provides the
                                                      13563 requires that an agency—
                                                         (1) Propose or adopt regulations only                SRCL program award process in the            general public and Federal agencies
                                                      upon a reasoned determination that                      manner that the Department believes          with an opportunity to comment on
                                                      their benefits justify their costs                      will best enable the program to achieve      proposed and continuing collections of
                                                      (recognizing that some benefits and                     its objectives of implementing effective     information in accordance with the
                                                      costs are difficult to quantify);                       literacy and pre-literacy interventions      Paperwork Reduction Act of 1995 (PRA)
                                                         (2) Tailor its regulations to impose the             and practices, at the local level, for       (44 U.S.C. 3506(c)(2)(A)). This helps
                                                      least burden on society, consistent with                disadvantaged children.                      ensure that: The public understands the
                                                      obtaining regulatory objectives and                                                                  Department’s collection instructions,
                                                      taking into account—among other things                  Potential Costs and Benefits                 respondents can provide the requested
                                                      and to the extent practicable—the costs                                                              data in the desired format, reporting
                                                                                                                The Department believes that the           burden (time and financial resources) is
                                                      of cumulative regulations;
                                                                                                              proposed priorities, requirements,           minimized, collection instruments are
                                                         (3) In choosing among alternative
                                                      regulatory approaches, select those                     definitions, and selection criteria would clearly understood, and the Department
                                                      approaches that maximize net benefits                   not impose significant costs on SEAs.        can properly assess the impact of
                                                      (including potential economic,                          Program participation is voluntary, and      collection requirements on respondents.
                                                      environmental, public health and safety,                the costs imposed on applicants by the          We estimate that each applicant
                                                      and other advantages; distributive                      proposed priorities, requirements,           would spend approximately 240 hours
                                                      impacts; and equity);                                   definitions, and selection criteria would of staff time to address the proposed
                                                         (4) To the extent feasible, specify                  be limited to paperwork burden related       priorities, requirements, definitions, and
                                                      performance objectives, rather than the                 to preparing an application. The             selection criteria, prepare the
                                                      behavior or manner of compliance a                      potential benefits of implementing the       application, and obtain necessary
                                                      regulated entity must adopt; and                        program using the proposed priorities,       clearances. We expect to receive
                                                         (5) Identify and assess available                    requirements, definitions, and selection approximately 52 applications.
                                                      alternatives to direct regulation,                      criteria would outweigh any costs            Therefore, for the 52 States (including
                                                      including economic incentives—such as                   incurred by applicants, and the costs of     the District of Columbia and Puerto
                                                      user fees or marketable permits—to                      actually carrying out activities             Rico), the total burden for completing
                                                      encourage the desired behavior, or                      associated with the application would        this grant application is 12,480 burden
                                                      provide information that enables the                    be paid for with program funds. For          hours. The respondent cost is estimated
                                                      public to make choices.                                 these reasons, the Department has            at $40 per hour for each application.
                                                         Executive Order 13563 also requires                  determined that the costs of                 The total cost for approximately 52
                                                      an agency ‘‘to use the best available                   implementation would not be an undue respondents is $499,200 (52
                                                      techniques to quantify anticipated                      burden for eligible applicants, including respondents × 240 hours × $40/hour =
                                                      present and future benefits and costs as                small entities.                              $499,200).
                                                      accurately as possible.’’ The Office of                                                                 We have prepared an Information
                                                      Information and Regulatory Affairs of                   Accounting Statement
                                                                                                                                                           Collection Request (ICR) for this
                                                      OMB has emphasized that these                             As required by OMB Circular A–4            collection (1810–NEW). If you want to
                                                      techniques may include ‘‘identifying                    (available at www.whitehouse.gov/sites/ review and comment on the ICR, please
                                                      changing future compliance costs that                   default/files/omb/assets/omb/circulars/ follow the instructions listed under the
                                                      might result from technological                         a004/a&-4.pdf), in the following table       ADDRESSES section of this notice.
                                                      innovation or anticipated behavioral                    we have prepared an accounting                  Note: The Office of Information and
                                                      changes.’’                                              statement showing the classification of      Regulatory Affairs in OMB and the
                                                         We are issuing these proposed                                                                     Department of Education review all
                                                                                                              the expenditures associated with the
                                                      priorities, requirements, definitions, and
                                                                                                              provisions of this regulatory action. This comments posted at
                                                      selection criteria only on a reasoned                                                                www.regulations.gov.
                                                                                                              table provides our best estimate of the
                                                      determination that their benefits would
                                                                                                              changes in annual monetized transfers           In preparing your comments you may
                                                      justify their costs. In choosing among
                                                                                                              as a result of this regulatory action.       want to review the ICR, including the
                                                      alternative regulatory approaches, we
                                                                                                              Expenditures are classified as transfers     supporting materials, in
                                                      selected those approaches that would
                                                                                                              from the Federal Government to SEAs.         www.regulations.gov by using the
                                                      maximize net benefits. Based on the
                                                                                                                                                           Docket ID number specified in this
                                                      analysis that follows, the Department
                                                      believes that this regulatory action is                   ACCOUNTING STATEMENT CLASSIFICA- notice. This proposed collection is
                                                                                                                TION OF ESTIMATED EXPENDITURES             identified as proposed collection 1810–
                                                      consistent with the principles in
                                                                                                                                                           AB25.
                                                      Executive Order 13563.                                                   [In millions]
                                                         We also have determined that this                                                                    We consider your comments on this
                                                      proposed regulatory action would not                           Category                Transfers     proposed collection of information in—
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      unduly interfere with State, local, and                                                                 • Deciding whether the proposed
                                                      tribal governments in the exercise of                   Annualized Monetized $190M.                  collection is necessary for the proper
                                                      their governmental functions.                             Transfers.                                 performance of our functions, including
                                                         In this regulatory impact analysis we                From Whom To              From Federal Gov-  whether the information will have
                                                      discuss the need for regulatory action,                   Whom?                     ernment to SEAs. practical use;
                                                      the potential costs and benefits, net                                                                   • Evaluating the accuracy of our
                                                      budget impacts, assumptions,                              The SRCL program would provide             estimate of the burden of the proposed
                                                      limitations, and data sources, as well as               approximately $190,000,000 in                collection, including the validity of our
                                                      regulatory alternatives we considered.                  competitive grants to eligible SEAs.         methodology and assumptions;


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                                                      39882                    Federal Register / Vol. 81, No. 118 / Monday, June 20, 2016 / Proposed Rules

                                                         • Enhancing the quality, usefulness,                 at: www.gpo.gov/fdsys. At this site you                via the Federal eRulemaking portal by
                                                      and clarity of the information we                       can view this document, as well as all                 searching for ‘‘FAR Case 2016–004’’.
                                                      collect; and                                            other documents of this Department                     Select the link ‘‘Comment Now’’ that
                                                         • Minimizing the burden on those                     published in the Federal Register, in                  corresponds with ‘‘FAR Case 2016–
                                                      who must respond. This includes                         text or Adobe Portable Document                        004.’’ Follow the instructions provided
                                                      exploring the use of appropriate                        Format (PDF). To use PDF you must                      on the screen. Please include your
                                                      automated, electronic, mechanical, or                   have Adobe Acrobat Reader, which is                    name, company name (if any), and
                                                      other technological collection                          available free at the site.                            ‘‘FAR Case 2016–004’’ on your attached
                                                      techniques.                                                You may also access documents of the                document.
                                                         Between 30 and 60 days after                         Department published in the Federal                       • Mail: General Services
                                                      publication of this document in the                     Register by using the article search                   Administration, Regulatory Secretariat
                                                      Federal Register, OMB is required to                    feature at: www.federalregister.gov.                   Division (MVCB), ATTN: Ms. Flowers,
                                                      make a decision concerning the                          Specifically, through the advanced                     1800 F Street NW., 2nd Floor,
                                                      collection of information contained in                  search feature at this site, you can limit             Washington, DC 20405.
                                                      these proposed priorities, requirements,                your search to documents published by                     Instructions: Please submit comments
                                                      definitions, and selection criteria.                    the Department.                                        only and cite FAR Case 2016–004, in all
                                                      Therefore, to ensure that OMB gives                                                                            correspondence related to this case. All
                                                      your comments full consideration, it is                   Dated: June 15, 2016.
                                                                                                              Ann Whalen,
                                                                                                                                                                     comments received will be posted
                                                      important that OMB receives your                                                                               without change to http://
                                                      comments on this ICR by July 20, 2016.                  Delegated the authority to perform the
                                                                                                              functions and duties of Assistant Secretary
                                                                                                                                                                     www.regulations.gov, including any
                                                      This does not affect the deadline for                                                                          personal and/or business confidential
                                                      your comments to us on the proposed                     for Elementary and Secondary Education.
                                                                                                              [FR Doc. 2016–14529 Filed 6–17–16; 8:45 am]
                                                                                                                                                                     information provided. To confirm
                                                      priorities, requirements, definitions, and                                                                     receipt of your comment(s), please
                                                      selection criteria.                                     BILLING CODE 4000–01–P
                                                                                                                                                                     check www.regulations.gov,
                                                         If your comments relate to the ICR for                                                                      approximately two to three days after
                                                      these proposed priorities, requirements,                                                                       submission to verify posting (except
                                                      definitions, and selection criteria, please             DEPARTMENT OF DEFENSE                                  allow 30 days for posting of comments
                                                      specify the Docket ID number and                                                                               submitted by mail).
                                                      indicate ‘‘Information Collection                       GENERAL SERVICES
                                                                                                              ADMINISTRATION                                         FOR FURTHER INFORMATION CONTACT: Ms.
                                                      Comments’’ on the top of your
                                                      comments.                                                                                                      Camara Francis, Procurement Analyst,
                                                         Written requests for information or                  NATIONAL AERONAUTICS AND                               at 202–550–0935 for clarification of
                                                      comments submitted by postal mail or                    SPACE ADMINISTRATION                                   content. For information pertaining to
                                                      delivery related to the information                                                                            status or publication schedules, contact
                                                      collection requirements should be                       48 CFR Parts 2, 13, and 19                             the Regulatory Secretariat Division at
                                                      addressed to the Director of the                                                                               202–501–4755. Please cite FAR Case
                                                                                                              [FAR Case 2016–004; Docket No. 2016–                   2016–004.
                                                      Information Collection Clearance                        0004, Sequence No. 1]
                                                      Division, U.S. Department of Education,                                                                        SUPPLEMENTARY INFORMATION:
                                                      400 Maryland Avenue SW., Mailstop                       RIN 9000–AN18
                                                                                                                                                                     I. Background
                                                      L–OM–2E319LBJ, Room 2E115,
                                                      Washington, DC 20202–4537.                              Federal Acquisition Regulation:                           DOD, GSA, and NASA are proposing
                                                         Intergovernmental Review: This                       Acquisition Threshold for Special                      to revise the FAR to implement section
                                                      program is subject to Executive Order                   Emergency Procurement Authority                        816 of the National Defense
                                                      12372 and the regulations in 34 CFR                                                                            Authorization Act for Fiscal Year 2016
                                                                                                              AGENCY:  Department of Defense (DoD),                  (Pub. L. 114–92). FAR 2.101, 13.003,
                                                      part 79. One of the objectives of the                   General Services Administration (GSA),
                                                      Executive order is to foster an                                                                                19.203, and 19.502–2 are being
                                                                                                              and the National Aeronautics and Space                 amended to increase the simplified
                                                      intergovernmental partnership and a                     Administration (NASA).
                                                      strengthened federalism. The Executive                                                                         acquisition threshold for special
                                                      order relies on processes developed by                  ACTION: Proposed rule.                                 emergency procurement authority from
                                                      State and local governments for                                                                                $300,000 to $750,000 (within the United
                                                                                                              SUMMARY:    DoD, GSA, and NASA are
                                                      coordination and review of proposed                                                                            States) and from $1 million to $1.5
                                                                                                              proposing to amend the Federal
                                                      Federal financial assistance.                                                                                  million (outside the United States). The
                                                                                                              Acquisition Regulation (FAR) to
                                                         This document provides early                                                                                threshold is used for acquisitions of
                                                                                                              implement the National Defense
                                                      notification of our specific plans and                                                                         supplies or services that, as determined
                                                                                                              Authorization Act for Fiscal Year 2016
                                                      actions for this program.                                                                                      by the head of the agency, are to be used
                                                                                                              to raise the simplified acquisition
                                                         Accessible Format: Individuals with                                                                         to support a contingency operation or to
                                                                                                              threshold for special emergency
                                                      disabilities can obtain this document in                                                                       facilitate defense against or recovery
                                                                                                              procurement authority.
                                                      an accessible format (e.g., braille, large                                                                     from nuclear, biological, chemical, or
                                                      print, audiotape, or compact disc) on                   DATES: Interested parties should submit                radiological attack.
                                                      request to the contact person listed                    written comments to the Regulatory
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                                                                              Secretariat Division at one of the                     II. Executive Orders 12866 and 13563
                                                      under FOR FURTHER INFORMATION
                                                      CONTACT.                                                addresses shown below on or before                        Executive Orders (E.O.s) 12866 and
                                                         Electronic Access to This Document:                  August 19, 2016 to be considered in the                13563 direct agencies to assess all costs
                                                      The official version of this document is                formation of the final rule.                           and benefits of available regulatory
                                                      the document published in the Federal                   ADDRESSES: Submit comments in                          alternatives and, if regulation is
                                                      Register. Free Internet access to the                   response to FAR case 2016–004 by any                   necessary, to select regulatory
                                                      official edition of the Federal Register                of the following methods:                              approaches that maximize net benefits
                                                      and the Code of Federal Regulations is                    • Regulations.gov: http://                           (including potential economic,
                                                      available via the Federal Digital System                www.regulations.gov. Submit comments                   environmental, public health and safety


                                                 VerDate Sep<11>2014   19:01 Jun 17, 2016   Jkt 238001   PO 00000   Frm 00010   Fmt 4702   Sfmt 4702   E:\FR\FM\20JNP1.SGM   20JNP1



Document Created: 2016-06-18 00:09:03
Document Modified: 2016-06-18 00:09:03
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed priorities, requirements, definitions, and selection criteria.
DatesWe must receive your comments on or before July 20, 2016.
ContactRosemary Fennell, (202) 401-2425 or by email: [email protected]
FR Citation81 FR 39875 
RIN Number1810-AB25

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