81_FR_40286 81 FR 40167 - Operating Limitations at John F. Kennedy International Airport

81 FR 40167 - Operating Limitations at John F. Kennedy International Airport

DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration

Federal Register Volume 81, Issue 119 (June 21, 2016)

Page Range40167-40169
FR Document2016-14631

This action amends the Order Limiting Operations at John F. Kennedy International Airport (JFK) published on January 18, 2008, as amended, and most recently extended on May 24, 2016. This action replaces an obsolete statement concerning the Order's expiration date with the correct expiration date of October 27, 2018. The Order remains effective until October 27, 2018.

Federal Register, Volume 81 Issue 119 (Tuesday, June 21, 2016)
[Federal Register Volume 81, Number 119 (Tuesday, June 21, 2016)]
[Rules and Regulations]
[Pages 40167-40169]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-14631]


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DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration

14 CFR Part 93

[Docket No. FAA-2007-29320]


Operating Limitations at John F. Kennedy International Airport

AGENCY: Federal Aviation Administration (FAA), DOT.

ACTION: Notice of amendment to order.

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SUMMARY: This action amends the Order Limiting Operations at John F. 
Kennedy International Airport (JFK) published on January 18, 2008, as 
amended, and most recently extended on May 24, 2016. This action 
replaces an obsolete statement concerning the Order's expiration date 
with the correct expiration date of October 27, 2018. The Order remains 
effective until October 27, 2018.

DATES: This amendment is effective on June 21, 2016.

ADDRESSES: Requests may be submitted by mail to Slot Administration 
Office, AGC-240, Office of the Chief Counsel, 800 Independence Avenue 
SW., Washington, DC 20591, or by email to: [email protected].

FOR FURTHER INFORMATION CONTACT: For questions concerning this Order 
contact: Susan Pfingstler, System Operations Services, Air Traffic 
Organization, Federal Aviation Administration, 600 Independence Avenue 
SW., Washington, DC 20591; telephone (202) 267-6462; email 
[email protected].

SUPPLEMENTARY INFORMATION: 

Availability of Rulemaking Documents

    You may obtain an electronic copy using the Internet by:
    (1) Searching the Federal eRulemaking Portal (http://www.regulations.gov);
    (2) Visiting the FAA's Regulations and Policies Web page at http://www.faa.gov/regulations_policies/; or
    (3) Accessing the Government Printing Office's Web page at http://www.gpoaccess.gov/fr/index.html.
    You also may obtain a copy by sending a request to the Federal 
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence 
Avenue SW., Washington, DC 20591, or by calling (202) 267-9680. Make 
sure to identify the amendment number or docket number of this 
rulemaking.

Background

    From 1968, the FAA limited the number of arrivals and departures at 
JFK during the peak afternoon demand period (corresponding to 
transatlantic arrival and departure banks) through the implementation 
of the High Density Rule (HDR).\1\ By statute enacted in April 2000, 
the HDR's applicability to JFK operations terminated as of January 1, 
2007.\2\ Using AIR-21 exemptions and the HDR phase-out, U.S. air 
carriers serving JFK significantly increased their domestic scheduled 
operations throughout the day. This increase in operations resulted in 
significant congestion and delays that negatively impacted the National 
Airspace System (NAS). In January 2008, the FAA placed temporary limits 
on scheduled operations at JFK to mitigate persistent congestion and 
delays at the airport.\3\ With a temporary schedule limit order in 
place, the FAA proposed a long-term rule that would limit the number of 
scheduled and unscheduled operations

[[Page 40168]]

at JFK.\4\ On October 10, 2008, the FAA published the Congestion 
Management Rule for John F. Kennedy International Airport and Newark 
Liberty International Airport, which would have become effective on 
December 9, 2008.\5\ That rule was stayed by the U.S. Court of Appeals 
for the District of Columbia Circuit and subsequently rescinded by the 
FAA.\6\ The FAA extended the January 18, 2008, Order placing temporary 
limits on scheduled operations at JFK on October 7, 2009,\7\ April 4, 
2011,\8\ May 14, 2013,\9\ March 26, 2014,\10\ and May 24, 2016.\11\
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    \1\ 33 FR 17896 (Dec. 3, 1968). The FAA codified the rules for 
operating at high density traffic airports in 14 CFR part 93, 
subpart K. The HDR required carriers to hold a reservation, which 
came to be known as a ``slot,'' for each takeoff or landing under 
instrument flight rules at the high density traffic airports.
    \2\ Aviation Investment and Reform Act for the 21st Century 
(AIR-21), Public Law 106-181 (Apr. 5, 2000), 49 U.S.C. 41715(a)(2).
    \3\ 73 FR 3510 (Jan. 18, 2008), as amended by 73 FR 8737 (Feb. 
14, 2008).
    \4\ 73 FR 29626 (May 21, 2008); Docket FAA-2008-0517.
    \5\ 73 FR 60544, amended by 73 FR 66516 (Nov. 10, 2008).
    \6\ 74 FR 52134 (Oct. 9, 2009).
    \7\ 74 FR 51650.
    \8\ 76 FR 18620.
    \9\ 78 FR 28276.
    \10\ 79 FR 16854.
    \11\ 81 FR 32636.
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    Under the Order, as amended, the FAA (1) maintains the current 
hourly limits on 81 scheduled operations at JFK during the peak period; 
(2) imposes an 80 percent minimum usage requirement for Operating 
Authorizations (OAs) with defined exceptions; (3) provides a mechanism 
for withdrawal of OAs for FAA operational reasons; (4) establishes 
procedures to allocate withdrawn, surrendered, or unallocated OAs; and 
(5) allows for trades and leases of OAs for consideration for the 
duration of the Order.
    The reasons for issuing the Order have not changed appreciably 
since it was implemented. Demand for access to JFK remains high and the 
average weekday hourly flights in the busiest morning, afternoon, and 
evening hours are generally consistent with the limits under this 
Order. The FAA has reviewed the on-time and other performance metrics 
in the peak May to August 2014 and 2015 months and found continuing 
improvements relative to the same period in 2007, even with runway 
construction at JFK in 2015.\12\ Without the operational limitations 
imposed by this Order, the FAA expects severe congestion-related delays 
would occur at JFK and at other airports throughout the NAS. The FAA 
will continue to monitor performance and runway capacity at JFK to 
determine if changes are warranted.
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    \12\ Docket No. FAA-2007-25320 includes a copy of the MITRE 
analysis completed for the FAA.
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    On January 8, 2015, the DOT and FAA published a notice of proposed 
rulemaking ``Slot Management and Transparency at LaGuardia Airport, 
John F. Kennedy International Airport, and Newark Liberty International 
Airport.'' \13\ The DOT and FAA proposed to replace the Orders limiting 
scheduled operations at JFK, limiting scheduled operations at Newark 
Liberty International Airport (EWR), and limiting scheduled and 
unscheduled operations at LaGuardia Airport (LGA) with a more permanent 
system for managing slots. The NPRM included certain proposed changes 
to how slots are currently managed in the New York City area in order 
to increase transparency and address issues considering anti-
competitive behavior. Since the FAA and DOT first initiated this 
rulemaking effort there have been significant changes in circumstances 
affecting New York City area airports, including changes in competitive 
effects from ongoing industry consolidation, slot utilization and 
transfer behavior, and actual operational performance at the three 
airports. Furthermore, the FAA recently announced that slot controls 
are no longer needed at EWR (81 FR 19861). In light of the changes in 
market conditions and operational performance at the New York City area 
airports, the Department is withdrawing the NPRM by Federal Register 
notice published May 16, 2016 (81 FR 30218), to allow for further 
evaluation of these changes. Accordingly, the FAA has concluded it is 
necessary to extend the expiration date of this Order until October 27, 
2018. This expiration date coincides with the extended expiration date 
for the Order limiting scheduled operations at LGA (81 FR 33126).\14\ 
No amendments other than correcting the expiration date in paragraph 3 
have been made to this Order.
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    \13\ 80 FR 1274.
    \14\ The FAA notes that the Order limiting scheduled operations 
at EWR will expire October 29, 2016; beginning on October 30, 2016, 
EWR is designated a Level 2 schedule-facilitated airport consistent 
with the FAA's action published in the Federal Register on April 6, 
2016. See 81 FR 19861.
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    The FAA finds that notice and comment procedures under 5 U.S.C. 
553(b) are impracticable and contrary to the public interest. The FAA 
further finds that good cause exists to make this Order effective in 
less than 30 days.

The Amended Order

    The Order, as amended, is recited below in its entirety.
    1. This Order assigns operating authority to conduct an arrival or 
a departure at JFK during the affected hours to the U.S. air carrier or 
foreign air carrier identified in the appendix to this Order. The FAA 
will not assign operating authority under this Order to any person or 
entity other than a certificated U.S. or foreign air carrier with 
appropriate economic authority and FAA operating authority under 14 CFR 
part 121, 129, or 135. This Order applies to the following:
    a. All U.S. air carriers and foreign air carriers conducting 
scheduled operations at JFK as of the date of this Order, any U.S. air 
carrier or foreign air carrier that operates under the same designator 
code as such a carrier, and any air carrier or foreign-flag carrier 
that has or enters into a codeshare agreement with such a carrier.
    b. All U.S. air carriers or foreign air carriers initiating 
scheduled or regularly conducted commercial service to JFK while this 
Order is in effect.
    c. The Chief Counsel of the FAA, in consultation with the Vice 
President, System Operations Services, is the final decisionmaker for 
determinations under this Order.
    2. This Order governs scheduled arrivals and departures at JFK from 
6 a.m. through 10:59 p.m., Eastern Time, Sunday through Saturday.
    3. This Order takes effect on March 30, 2008, and will expire 
October 27, 2018.
    4. Under the authority provided to the Secretary of Transportation 
and the FAA Administrator by 49 U.S.C. 40101, 40103 and 40113, we 
hereby order that:
    a. No U.S. air carrier or foreign air carrier initiating or 
conducting scheduled or regularly conducted commercial service at JFK 
may conduct such operations without an Operating Authorization assigned 
by the FAA.
    b. Except as provided in the appendix to this Order, scheduled U.S. 
air carrier and foreign air carrier arrivals and departures will not 
exceed 81 per hour from 6 a.m. through 10:59 p.m., Eastern Time.
    c. The Administrator may change the limits if he determines that 
capacity exists to accommodate additional operations without a 
significant increase in delays.
    5. For administrative tracking purposes only, the FAA will assign 
an identification number to each Operating Authorization.
    6. A carrier holding an Operating Authorization may request the 
Administrator's approval to move any arrival or departure scheduled 
from 6 a.m. through 10:59 p.m. to another half hour within that period. 
Except as provided in paragraph seven, the carrier must receive the 
written approval of the Administrator, or his delegate, prior to 
conducting any scheduled arrival or departure that is not listed in the 
appendix to this Order. All requests to move an allocated Operating 
Authorization must be submitted to the FAA Slot Administration Office, 
facsimile (202) 267-7277 or email 7-

[[Page 40169]]

[email protected], and must come from a designated representative 
of the carrier. If the FAA cannot approve a carrier's request to move a 
scheduled arrival or departure, the carrier may then apply for a trade 
in accordance with paragraph seven.
    7. For the duration of this Order, a carrier may enter into a lease 
or trade of an Operating Authorization to another carrier for any 
consideration. Notice of a trade or lease under this paragraph must be 
submitted in writing to the FAA Slot Administration Office, facsimile 
(202) 267-7277 or email [email protected], and must come from a 
designated representative of each carrier. The FAA must confirm and 
approve these transactions in writing prior to the effective date of 
the transaction. The FAA will approve transfers between carriers under 
the same marketing control up to five business days after the actual 
operation, but only to accommodate operational disruptions that occur 
on the same day of the scheduled operation. The FAA's approval of a 
trade or lease does not constitute a commitment by the FAA to grant the 
associated historical rights to any operator in the event that slot 
controls continue at JFK after this order expires.
    8. A carrier may not buy, sell, trade, or transfer an Operating 
Authorization, except as described in paragraph seven.
    9. Historical rights to Operating Authorizations and withdrawal of 
those rights due to insufficient usage will be determined on a seasonal 
basis and in accordance with the schedule approved by the FAA prior to 
the commencement of the applicable season.
    a. For each day of the week that the FAA has approved an operating 
schedule, any Operating Authorization not used at least 80% of the time 
over the time-frame authorized by the FAA under this paragraph will be 
withdrawn by the FAA for the next applicable season except:
    i. The FAA will treat as used any Operating Authorization held by a 
carrier on Thanksgiving Day, the Friday following Thanksgiving Day, and 
the period from December 24 through the first Saturday in January.
    ii. The Administrator of the FAA may waive the 80% usage 
requirement in the event of a highly unusual and unpredictable 
condition which is beyond the control of the carrier and which affects 
carrier operations for a period of five consecutive days or more.
    b. Each carrier holding an Operating Authorization must forward in 
writing to the FAA Slot Administration Office a list of all Operating 
Authorizations held by the carrier along with a listing of the 
Operating Authorizations and:
    i. The dates within each applicable season it intends to commence 
and complete operations.
    A. For each winter scheduling season, the report must be received 
by the FAA no later than August 15 during the preceding summer.
    B. For each summer scheduling season, the report must be received 
by the FAA no later than January 15 during the preceding winter.
    ii. The completed operations for each day of the applicable 
scheduling season:
    A. No later than September 1 for the summer scheduling season.
    B. No later than January 15 for the winter scheduling season.
    iii. The completed operations for each day of the scheduling season 
within 30 days after the last day of the applicable scheduling season.
    10. In the event that a carrier surrenders to the FAA any Operating 
Authorization assigned to it under this Order or if there are 
unallocated Operating Authorizations, the FAA will determine whether 
the Operating Authorizations should be reallocated. The FAA may 
temporarily allocate an Operating Authorization at its discretion. Such 
temporary allocations will not be entitled to historical status for the 
next applicable scheduling season under paragraph 9.
    11. If the FAA determines that an involuntary reduction in the 
number of allocated Operating Authorizations is required to meet 
operational needs, such as reduced airport capacity, the FAA will 
conduct a weighted lottery to withdraw Operating Authorizations to meet 
a reduced hourly or half-hourly limit for scheduled operations. The FAA 
will provide at least 45 days' notice unless otherwise required by 
operational needs. Any Operating Authorization that is withdrawn or 
temporarily suspended will, if reallocated, be reallocated to the 
carrier from which it was taken, provided that the carrier continues to 
operate scheduled service at JFK.
    12. The FAA will enforce this Order through an enforcement action 
seeking a civil penalty under 49 U.S.C. 46301(a). A carrier that is not 
a small business as defined in the Small Business Act, 15 U.S.C. 632, 
will be liable for a civil penalty of up to $25,000 for every day that 
it violates the limits set forth in this Order. A carrier that is a 
small business as defined in the Small Business Act will be liable for 
a civil penalty of up to $10,000 for every day that it violates the 
limits set forth in this Order. The FAA also could file a civil action 
in U.S. District Court, under 49 U.S.C. 46106, 46107, seeking to enjoin 
any air carrier from violating the terms of this Order.
    13. The FAA may modify or withdraw any provision in this Order on 
its own or on application by any carrier for good cause shown.

    Issued in Washington, DC on June 15, 2016.
Daniel E. Smiley,
Vice President, System Operations Services.
[FR Doc. 2016-14631 Filed 6-20-16; 8:45 am]
 BILLING CODE 4910-13-P



                                                                 Federal Register / Vol. 81, No. 119 / Tuesday, June 21, 2016 / Rules and Regulations                                                    40167

                                             east to the 5.5-mile radius of Eglin AFB.                Paragraph 6005 Class E Airspace Areas                  Services, Air Traffic Organization,
                                             When the tower at Destin Executive Airport               Extending Upward From 700 Feet or More                 Federal Aviation Administration, 600
                                             is operational, it excludes Destin’s Class D             Above the Surface of the Earth.                        Independence Avenue SW.,
                                             airspace defined as that airspace south of the           *      *      *       *      *                         Washington, DC 20591; telephone (202)
                                             triangle beginning at lat. 30°23′39″ N., long.                                                                  267–6462; email susan.pfingstler@
                                             86°23′13″ W. to lat. 30°27′00″ N., long.                 ASO FL E5 Eglin Air Force Base, FL
                                                                                                      [Amended]                                              faa.gov.
                                             86°30′19″ W. to lat. 30°20′54″ N., long.
                                             86°31′56″ W. from the surface to and                     Eglin Air Force Base, FL                               SUPPLEMENTARY INFORMATION:
                                             including 1,600 feet MSL.                                  (Lat. 30°29′00″ N., long. 86°31′34″ W.)
                                                                                                      Destin Executive Airport                               Availability of Rulemaking Documents
                                             ASO FL D Eglin AF Aux No 3 Duke Field,                     (Lat. 30°24′00″ N., long. 86°28′17″ W.)
                                             FL [Removed]                                             Duke Field                                               You may obtain an electronic copy
                                             ASO FL D     Duke Field Eglin AFB, FL [New]                (Lat. 30°38′55″ N., long. 86°31′19″ W.)              using the Internet by:
                                                                                                      Hurlburt Field                                           (1) Searching the Federal
                                             Duke Field, FL                                             (Lat. 30°25′44″ N., long. 86°41′20″ W.)
                                               (Lat. 30°38′55 N., long. 86°31′19″ W.)                                                                        eRulemaking Portal (http://
                                                                                                      Fort Walton Beach Airport
                                             Crestview, Bob Sikes Airport                               (Lat. 30°24′23″ N., long. 86°49′45″ W.)              www.regulations.gov);
                                               (Lat. 30°46′44″ N., long. 86°31′20″ W.)                                                                         (2) Visiting the FAA’s Regulations and
                                                                                                        That airspace extending upward from 700
                                             Eglin AFB                                                                                                       Policies Web page at http://
                                                                                                      feet above the surface within a 7-mile radius
                                               (Lat. 30°29′00″ N., long. 86°31′34″ W.)
                                                                                                      of Eglin Air Force Base, and within a 7.8-mile         www.faa.gov/regulations_policies/; or
                                               That airspace extending upward from the                radius of Destin Executive Airport, and
                                             surface to and including 2,700 feet MSL                                                                           (3) Accessing the Government
                                                                                                      within a 7-mile radius of Duke Field, and
                                             within a 5.2-mile radius of Duke Field;                  within a 7-mile radius of Hurlburt Field,
                                                                                                                                                             Printing Office’s Web page at http://
                                             excluding the portion north of a line                    excluding a 1.5-mile radius of Fort Walton             www.gpoaccess.gov/fr/index.html.
                                             connecting the 2 points of intersection with             Beach Airport.                                           You also may obtain a copy by
                                             a 4.2-mile radius circle centered on Bob Sikes                                                                  sending a request to the Federal
                                                                                                        Issued in College Park, Georgia, on June 9,
                                             Airport; excluding the portion south of a line                                                                  Aviation Administration, Office of
                                                                                                      2016.
                                             connecting the 2 points of intersection with                                                                    Rulemaking, ARM–1, 800 Independence
                                             a 5.5-mile radius circle centered on Eglin               Ryan W. Almasy,
                                                                                                      Manager, Operations Support Group, Eastern             Avenue SW., Washington, DC 20591, or
                                             AFB. This Class D airspace area is effective
                                                                                                      Service Center, Air Traffic Organization.              by calling (202) 267–9680. Make sure to
                                             during the specific dates and times
                                             established in advance by a Notice to                    [FR Doc. 2016–14377 Filed 6–20–16; 8:45 am]
                                                                                                                                                             identify the amendment number or
                                             Airmen. The effective date and time will                                                                        docket number of this rulemaking.
                                                                                                      BILLING CODE 4910–13–P
                                             thereafter be continuously published in the                                                                     Background
                                             Airport/Facility Directory.
                                                                                                      DEPARTMENT OF TRANSPORTATION                             From 1968, the FAA limited the
                                             ASO FL D Eglin Hurlburt Field, FL
                                             [Amended]                                                                                                       number of arrivals and departures at JFK
                                                                                                      Federal Aviation Administration                        during the peak afternoon demand
                                             Eglin, Hurlburt Field, FL                                                                                       period (corresponding to transatlantic
                                               (Lat. 30°25′44″ N., long. 86°41′20″ W.)                14 CFR Part 93                                         arrival and departure banks) through the
                                             Eglin AFB
                                               (Lat. 30°29′00″ N., long. 86°31′34″ W.)                [Docket No. FAA–2007–29320]                            implementation of the High Density
                                                                                                                                                             Rule (HDR).1 By statute enacted in April
                                               That airspace extending upward from the
                                                                                                      Operating Limitations at John F.                       2000, the HDR’s applicability to JFK
                                             surface, to and including 2,500 feet MSL
                                             within a 5.3-mile radius of Hurlburt Field;              Kennedy International Airport                          operations terminated as of January 1,
                                             excluding the portion northeast of a line                                                                       2007.2 Using AIR–21 exemptions and
                                                                                                      AGENCY: Federal Aviation                               the HDR phase-out, U.S. air carriers
                                             connecting the 2 points of intersection with
                                             a 5.5-mile radius circle centered on Eglin
                                                                                                      Administration (FAA), DOT.                             serving JFK significantly increased their
                                             AFB. This Class D airspace area is effective             ACTION: Notice of amendment to order.                  domestic scheduled operations
                                             during the specific dates and times                                                                             throughout the day. This increase in
                                             established in advance by a Notice to                    SUMMARY:  This action amends the Order                 operations resulted in significant
                                             Airmen. The effective date and time will                 Limiting Operations at John F. Kennedy                 congestion and delays that negatively
                                             thereafter be continuously published in the              International Airport (JFK) published on               impacted the National Airspace System
                                             Airport/Facility Directory.                              January 18, 2008, as amended, and most                 (NAS). In January 2008, the FAA placed
                                                                                                      recently extended on May 24, 2016.                     temporary limits on scheduled
                                             Paragraph 6002 Class E Surface Area                      This action replaces an obsolete
                                             Airspace.                                                                                                       operations at JFK to mitigate persistent
                                                                                                      statement concerning the Order’s                       congestion and delays at the airport.3
                                             *      *     *        *      *                           expiration date with the correct                       With a temporary schedule limit order
                                             ASO FL E2        Crestview, FL [Amended]                 expiration date of October 27, 2018. The               in place, the FAA proposed a long-term
                                             Bob Sikes Airport, FL                                    Order remains effective until October                  rule that would limit the number of
                                               (Lat. 30°46′44″ N., long. 86°31′20″ W.)                27, 2018.                                              scheduled and unscheduled operations
                                             Duke Field, Eglin AFB                                    DATES: This amendment is effective on
                                               (Lat. 30°38′55″ N., long. 86°31′19″ W.)                June 21, 2016.                                            1 33 FR 17896 (Dec. 3, 1968). The FAA codified

                                               Within a 4.2-mile radius of Bob Sikes                  ADDRESSES: Requests may be submitted                   the rules for operating at high density traffic
                                             Airport; excluding the portion south of a line           by mail to Slot Administration Office,                 airports in 14 CFR part 93, subpart K. The HDR
                                             connecting the 2 points of intersection with                                                                    required carriers to hold a reservation, which came
                                                                                                      AGC–240, Office of the Chief Counsel,
rmajette on DSK2TPTVN1PROD with RULES




                                             a 5.2-mile radius circle centered on Duke                                                                       to be known as a ‘‘slot,’’ for each takeoff or landing
                                                                                                      800 Independence Avenue SW.,                           under instrument flight rules at the high density
                                             Field. This Class E airspace area is effective
                                                                                                      Washington, DC 20591, or by email to:                  traffic airports.
                                             during the specific dates and times
                                             established in advance by a Notice to
                                                                                                      7-awa-slotadmin@faa.gov.                                  2 Aviation Investment and Reform Act for the 21st

                                                                                                                                                             Century (AIR–21), Public Law 106–181 (Apr. 5,
                                             Airmen. The effective date and time will                 FOR FURTHER INFORMATION CONTACT: For                   2000), 49 U.S.C. 41715(a)(2).
                                             thereafter be continuously published in the              questions concerning this Order contact:                  3 73 FR 3510 (Jan. 18, 2008), as amended by 73

                                             Airport/Facility Directory.                              Susan Pfingstler, System Operations                    FR 8737 (Feb. 14, 2008).



                                        VerDate Sep<11>2014    14:40 Jun 20, 2016   Jkt 238001   PO 00000   Frm 00019   Fmt 4700   Sfmt 4700   E:\FR\FM\21JNR1.SGM   21JNR1


                                             40168              Federal Register / Vol. 81, No. 119 / Tuesday, June 21, 2016 / Rules and Regulations

                                             at JFK.4 On October 10, 2008, the FAA                   Airport.’’ 13 The DOT and FAA                          and FAA operating authority under 14
                                             published the Congestion Management                     proposed to replace the Orders limiting                CFR part 121, 129, or 135. This Order
                                             Rule for John F. Kennedy International                  scheduled operations at JFK, limiting                  applies to the following:
                                             Airport and Newark Liberty                              scheduled operations at Newark Liberty                    a. All U.S. air carriers and foreign air
                                             International Airport, which would                      International Airport (EWR), and                       carriers conducting scheduled
                                             have become effective on December 9,                    limiting scheduled and unscheduled                     operations at JFK as of the date of this
                                             2008.5 That rule was stayed by the U.S.                 operations at LaGuardia Airport (LGA)                  Order, any U.S. air carrier or foreign air
                                             Court of Appeals for the District of                    with a more permanent system for                       carrier that operates under the same
                                             Columbia Circuit and subsequently                       managing slots. The NPRM included                      designator code as such a carrier, and
                                             rescinded by the FAA.6 The FAA                          certain proposed changes to how slots                  any air carrier or foreign-flag carrier that
                                             extended the January 18, 2008, Order                    are currently managed in the New York                  has or enters into a codeshare agreement
                                             placing temporary limits on scheduled                   City area in order to increase                         with such a carrier.
                                             operations at JFK on October 7, 2009,7                  transparency and address issues                           b. All U.S. air carriers or foreign air
                                             April 4, 2011,8 May 14, 2013,9 March                    considering anti-competitive behavior.                 carriers initiating scheduled or regularly
                                             26, 2014,10 and May 24, 2016.11                         Since the FAA and DOT first initiated                  conducted commercial service to JFK
                                                Under the Order, as amended, the                     this rulemaking effort there have been                 while this Order is in effect.
                                             FAA (1) maintains the current hourly                    significant changes in circumstances                      c. The Chief Counsel of the FAA, in
                                             limits on 81 scheduled operations at JFK                affecting New York City area airports,                 consultation with the Vice President,
                                             during the peak period; (2) imposes an                  including changes in competitive effects               System Operations Services, is the final
                                             80 percent minimum usage requirement                    from ongoing industry consolidation,                   decisionmaker for determinations under
                                             for Operating Authorizations (OAs) with                 slot utilization and transfer behavior,                this Order.
                                             defined exceptions; (3) provides a                      and actual operational performance at                     2. This Order governs scheduled
                                             mechanism for withdrawal of OAs for                     the three airports. Furthermore, the FAA               arrivals and departures at JFK from 6
                                             FAA operational reasons; (4) establishes                recently announced that slot controls                  a.m. through 10:59 p.m., Eastern Time,
                                             procedures to allocate withdrawn,                       are no longer needed at EWR (81 FR                     Sunday through Saturday.
                                             surrendered, or unallocated OAs; and                    19861). In light of the changes in market                 3. This Order takes effect on March
                                             (5) allows for trades and leases of OAs                 conditions and operational performance                 30, 2008, and will expire October 27,
                                             for consideration for the duration of the               at the New York City area airports, the                2018.
                                             Order.                                                  Department is withdrawing the NPRM                        4. Under the authority provided to the
                                                The reasons for issuing the Order                    by Federal Register notice published                   Secretary of Transportation and the
                                             have not changed appreciably since it                   May 16, 2016 (81 FR 30218), to allow for               FAA Administrator by 49 U.S.C. 40101,
                                             was implemented. Demand for access to                   further evaluation of these changes.                   40103 and 40113, we hereby order that:
                                             JFK remains high and the average                        Accordingly, the FAA has concluded it                     a. No U.S. air carrier or foreign air
                                             weekday hourly flights in the busiest                   is necessary to extend the expiration                  carrier initiating or conducting
                                             morning, afternoon, and evening hours                   date of this Order until October 27,                   scheduled or regularly conducted
                                             are generally consistent with the limits                2018. This expiration date coincides                   commercial service at JFK may conduct
                                             under this Order. The FAA has                           with the extended expiration date for                  such operations without an Operating
                                             reviewed the on-time and other                          the Order limiting scheduled operations                Authorization assigned by the FAA.
                                             performance metrics in the peak May to                  at LGA (81 FR 33126).14 No                                b. Except as provided in the appendix
                                             August 2014 and 2015 months and                         amendments other than correcting the                   to this Order, scheduled U.S. air carrier
                                             found continuing improvements relative                  expiration date in paragraph 3 have                    and foreign air carrier arrivals and
                                             to the same period in 2007, even with                   been made to this Order.                               departures will not exceed 81 per hour
                                             runway construction at JFK in 2015.12                      The FAA finds that notice and                       from 6 a.m. through 10:59 p.m., Eastern
                                             Without the operational limitations                     comment procedures under 5 U.S.C.                      Time.
                                             imposed by this Order, the FAA expects                  553(b) are impracticable and contrary to                  c. The Administrator may change the
                                             severe congestion-related delays would                  the public interest. The FAA further                   limits if he determines that capacity
                                             occur at JFK and at other airports                      finds that good cause exists to make this              exists to accommodate additional
                                             throughout the NAS. The FAA will                        Order effective in less than 30 days.                  operations without a significant increase
                                             continue to monitor performance and                                                                            in delays.
                                                                                                     The Amended Order                                         5. For administrative tracking
                                             runway capacity at JFK to determine if
                                                                                                       The Order, as amended, is recited                    purposes only, the FAA will assign an
                                             changes are warranted.
                                                On January 8, 2015, the DOT and FAA                  below in its entirety.                                 identification number to each Operating
                                             published a notice of proposed                            1. This Order assigns operating                      Authorization.
                                                                                                     authority to conduct an arrival or a                      6. A carrier holding an Operating
                                             rulemaking ‘‘Slot Management and
                                                                                                     departure at JFK during the affected                   Authorization may request the
                                             Transparency at LaGuardia Airport,
                                                                                                     hours to the U.S. air carrier or foreign               Administrator’s approval to move any
                                             John F. Kennedy International Airport,
                                                                                                     air carrier identified in the appendix to              arrival or departure scheduled from 6
                                             and Newark Liberty International
                                                                                                     this Order. The FAA will not assign                    a.m. through 10:59 p.m. to another half
                                               4 73 FR 29626 (May 21, 2008); Docket FAA–2008–        operating authority under this Order to                hour within that period. Except as
                                             0517.                                                   any person or entity other than a                      provided in paragraph seven, the carrier
                                               5 73 FR 60544, amended by 73 FR 66516 (Nov.
                                                                                                     certificated U.S. or foreign air carrier               must receive the written approval of the
                                             10, 2008).                                              with appropriate economic authority                    Administrator, or his delegate, prior to
                                               6 74 FR 52134 (Oct. 9, 2009).
                                                                                                                                                            conducting any scheduled arrival or
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                                               7 74 FR 51650.
                                               8 76 FR 18620.
                                                                                                       13 80FR 1274.                                        departure that is not listed in the
                                               9 78 FR 28276.
                                                                                                       14 The FAA notes that the Order limiting             appendix to this Order. All requests to
                                                                                                     scheduled operations at EWR will expire October        move an allocated Operating
                                               10 79 FR 16854.
                                                                                                     29, 2016; beginning on October 30, 2016, EWR is
                                               11 81 FR 32636.
                                                                                                     designated a Level 2 schedule-facilitated airport
                                                                                                                                                            Authorization must be submitted to the
                                               12 Docket No. FAA–2007–25320 includes a copy          consistent with the FAA’s action published in the      FAA Slot Administration Office,
                                             of the MITRE analysis completed for the FAA.            Federal Register on April 6, 2016. See 81 FR 19861.    facsimile (202) 267–7277 or email 7-


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                                                                Federal Register / Vol. 81, No. 119 / Tuesday, June 21, 2016 / Rules and Regulations                                                40169

                                             AWA-Slotadmin@faa.gov, and must                         by the carrier along with a listing of the             46107, seeking to enjoin any air carrier
                                             come from a designated representative                   Operating Authorizations and:                          from violating the terms of this Order.
                                             of the carrier. If the FAA cannot approve                  i. The dates within each applicable                    13. The FAA may modify or withdraw
                                             a carrier’s request to move a scheduled                 season it intends to commence and                      any provision in this Order on its own
                                             arrival or departure, the carrier may                   complete operations.                                   or on application by any carrier for good
                                             then apply for a trade in accordance                       A. For each winter scheduling season,               cause shown.
                                             with paragraph seven.                                   the report must be received by the FAA                   Issued in Washington, DC on June 15,
                                                7. For the duration of this Order, a                 no later than August 15 during the                     2016.
                                             carrier may enter into a lease or trade of              preceding summer.                                      Daniel E. Smiley,
                                             an Operating Authorization to another                      B. For each summer scheduling
                                                                                                     season, the report must be received by                 Vice President, System Operations Services.
                                             carrier for any consideration. Notice of                                                                       [FR Doc. 2016–14631 Filed 6–20–16; 8:45 am]
                                             a trade or lease under this paragraph                   the FAA no later than January 15 during
                                             must be submitted in writing to the FAA                 the preceding winter.                                  BILLING CODE 4910–13–P

                                             Slot Administration Office, facsimile                      ii. The completed operations for each
                                             (202) 267–7277 or email 7-                              day of the applicable scheduling season:
                                             AWASlotadmin@faa.gov, and must                             A. No later than September 1 for the                DEPARTMENT OF COMMERCE
                                             come from a designated representative                   summer scheduling season.
                                                                                                        B. No later than January 15 for the                 Bureau of Industry and Security
                                             of each carrier. The FAA must confirm
                                                                                                     winter scheduling season.
                                             and approve these transactions in                          iii. The completed operations for each              15 CFR Part 744
                                             writing prior to the effective date of the              day of the scheduling season within 30
                                             transaction. The FAA will approve                                                                              [Docket No. 160503391–6391–01]
                                                                                                     days after the last day of the applicable
                                             transfers between carriers under the                    scheduling season.                                     RIN 0694–AG96
                                             same marketing control up to five                          10. In the event that a carrier
                                             business days after the actual operation,               surrenders to the FAA any Operating                    Revisions to the Unverified List (UVL)
                                             but only to accommodate operational                     Authorization assigned to it under this
                                             disruptions that occur on the same day                                                                         AGENCY:  Bureau of Industry and
                                                                                                     Order or if there are unallocated                      Security, Commerce.
                                             of the scheduled operation. The FAA’s                   Operating Authorizations, the FAA will
                                             approval of a trade or lease does not                                                                          ACTION: Final rule.
                                                                                                     determine whether the Operating
                                             constitute a commitment by the FAA to                   Authorizations should be reallocated.
                                             grant the associated historical rights to                                                                      SUMMARY:   The Bureau of Industry and
                                                                                                     The FAA may temporarily allocate an                    Security (BIS) is amending the Export
                                             any operator in the event that slot                     Operating Authorization at its
                                             controls continue at JFK after this order                                                                      Administration Regulations (EAR) by
                                                                                                     discretion. Such temporary allocations                 adding thirty-six (36) persons to the
                                             expires.                                                will not be entitled to historical status              Unverified List (the ‘‘Unverified List’’ or
                                                8. A carrier may not buy, sell, trade,               for the next applicable scheduling                     UVL), and adding an additional address
                                             or transfer an Operating Authorization,                 season under paragraph 9.                              for one (1) person currently listed on the
                                             except as described in paragraph seven.                    11. If the FAA determines that an                   UVL. The 36 persons are being added to
                                                9. Historical rights to Operating                    involuntary reduction in the number of                 the UVL on the basis that BIS could not
                                             Authorizations and withdrawal of those                  allocated Operating Authorizations is                  verify their bona fides because an end-
                                             rights due to insufficient usage will be                required to meet operational needs,                    use check could not be completed
                                             determined on a seasonal basis and in                   such as reduced airport capacity, the                  satisfactorily for reasons outside the
                                             accordance with the schedule approved                   FAA will conduct a weighted lottery to                 U.S. Government’s control. A new
                                             by the FAA prior to the commencement                    withdraw Operating Authorizations to                   address is added for one current UVL
                                             of the applicable season.                               meet a reduced hourly or half-hourly                   person as BIS has determined that this
                                                a. For each day of the week that the                 limit for scheduled operations. The FAA                person has changed its registered
                                             FAA has approved an operating                           will provide at least 45 days’ notice                  address.
                                             schedule, any Operating Authorization                   unless otherwise required by
                                             not used at least 80% of the time over                  operational needs. Any Operating                       DATES:  Effective date: This rule is
                                             the time-frame authorized by the FAA                    Authorization that is withdrawn or                     effective: June 21, 2016.
                                             under this paragraph will be withdrawn                  temporarily suspended will, if                         FOR FURTHER INFORMATION CONTACT:
                                             by the FAA for the next applicable                      reallocated, be reallocated to the carrier             Kevin Kurland, Director, Office of
                                             season except:                                          from which it was taken, provided that                 Enforcement Analysis, Bureau of
                                                i. The FAA will treat as used any                    the carrier continues to operate                       Industry and Security, Department of
                                             Operating Authorization held by a                       scheduled service at JFK.                              Commerce, Phone: (202) 482–4255 or by
                                             carrier on Thanksgiving Day, the Friday                    12. The FAA will enforce this Order                 email at UVLRequest@bis.doc.gov.
                                             following Thanksgiving Day, and the                     through an enforcement action seeking                  SUPPLEMENTARY INFORMATION:
                                             period from December 24 through the                     a civil penalty under 49 U.S.C. 46301(a).
                                             first Saturday in January.                              A carrier that is not a small business as              Background
                                                ii. The Administrator of the FAA may                 defined in the Small Business Act, 15                     The Unverified List, found in
                                             waive the 80% usage requirement in the                  U.S.C. 632, will be liable for a civil                 Supplement No. 6 to Part 744 to the
                                             event of a highly unusual and                           penalty of up to $25,000 for every day                 EAR, contains the names and addresses
                                             unpredictable condition which is                        that it violates the limits set forth in this          of foreign persons who are or have been
                                             beyond the control of the carrier and                   Order. A carrier that is a small business              parties to a transaction, as that term is
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                                             which affects carrier operations for a                  as defined in the Small Business Act                   described in § 748.5 of the EAR,
                                             period of five consecutive days or more.                will be liable for a civil penalty of up               involving the export, reexport, or
                                                b. Each carrier holding an Operating                 to $10,000 for every day that it violates              transfer (in-country) of items subject to
                                             Authorization must forward in writing                   the limits set forth in this Order. The                the EAR, and whose bona fides BIS has
                                             to the FAA Slot Administration Office a                 FAA also could file a civil action in U.S.             been unable to verify through an end-
                                             list of all Operating Authorizations held               District Court, under 49 U.S.C. 46106,                 use check. BIS may add persons to the


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Document Created: 2016-06-21 01:30:19
Document Modified: 2016-06-21 01:30:19
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionNotice of amendment to order.
DatesThis amendment is effective on June 21, 2016.
ContactFor questions concerning this Order contact: Susan Pfingstler, System Operations Services, Air Traffic Organization, Federal Aviation Administration, 600 Independence Avenue SW., Washington, DC 20591; telephone (202) 267-6462; email [email protected]
FR Citation81 FR 40167 

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